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Toward A Characterization of Apologies I
Toward A Characterization of Apologies I
2000
Lisa C. Wagner
TOWARD A CHARACTERIZATION OF APOLOGIES IN MEXICAN SPANISH: THE
ROLE OF GENDER IN STRATEGY SELECTION AND PERFORMANCE
Revista de Humanidades: Tecnológico de Monterrey, número 009
Instituto Tecnológico y de Estudios Superiores de Monterrey (ITESM)
Monterrey, México
pp. 37-53
Toward a Characterízation oF
Apologies in Mexican Spanish:
The role oF Gender
in Strategjy Selection
and Performance
Lisa C. Wagner
University of Louisville
Introduction
1. Theoretical Framework
A thorough discussion of apologies has been undertaken by
scholars in the field of ethnomethodology, most notably by Erving
Goffman. In Goffman, apologies and other remedia1 exchanges
between interlocutors are considered part of the preservation of face.
According to Goffman (13x), apologies are remedia1 exchanges that
indicate an acceptance of responsibility by the speaker, and serve as
an implicit self-judgment against the speaker. Following the work of
Goffman, Brown and Levinson place apologies and other speech acts
within a framework in which each rational “model person” hasfuce.
Face refers to two basic wants of an individual: 11to be approved of by
others, and 21 to have his/her actions and/or thoughts unimpeded
by others (Brown and Levinson 58). Within the proposed model,
emphasis is placed upon the wants of the participants involved in a
given interaction rather than upon the action itself or upon those
norms operating in society.
According to Brown and Levinson (61-z), there are two types of
face: /w~iti711' fnc~ and t~c~~nti~ fnc~. Positiue fmc concerns the former
of thc two wants profiled above, while ~rc~ati~v,fííc~ concerns the latter.
Brown and Levinson (6~) organize their theory of politeness around
the notion that many speech acts are intrinsically threatening to face
inasmuch as they do not support the face-wants of the speaker and/
or those of the addressee. Brown and Levinson (~-67) Face-threatening
xts (FTAS) are divided by Brown and Levinson (65-67) into two types,
based upon the type of face they threaten. Acts that threaten positive
face-wants include those acts in which a speaker demonstrates that
he/she does not approve of the addressee’s positive face (e.g.
complaints, criticisms, etc.) or does not care about the addressee’s
positive face (e.g. mention of taboo topics, interruptions, etc.). Acts
that threaten negative face include instances in which the addressee
is pressured to do or to refrain from doing a future-oriented act (e.g.
requests, threats, etc.), when he/she is pressured to accept or to reject
a future act of the speaker (e.g. offers, promises, etc.), or when the
addressee has reason to believe that the speaker has a desire toward
the addressee’s goods, such that he/she may have to protect those
goods or concede them to the speaker (e.g. complements, expressions
of strong emotions such as hate, lust, etc. by the speaker toward the
addressee, etc.).
Another criterion by which FTAS may be divided is by
distinguishing between acts which primarily threaten the addressee’s
face (those acts mentioned above), and those which primarily threaten
the speaker’s face. Examples of FTAS to the speaker’s positive face
include apologies, the acceptance of a compliment, self-humiliations,
etc. Some FTAS that are threatening to the speaker’s negative face
include expressing gratitude, accepting a thank-you or an apology,
and committing to future acts by making promises or offers (Brown
and Levinson 67-8). An apology is an attempt by the speaker to make
LIP for a previous action that interfered with the hearer’s face-wants
(Brown and Levinson IU). Thus, the aim of apologizing is to restore
equilibrium between the speaker and the addressee (Leech 125). As
Blum-Kulka, House and Kasper (12) explain, in an apology “...the
speaker acknowledges that a violation of the social norm has been
40 Lisa C. Wagner
While the women and men in Holmes’ investigation made use of the
same range of apology strategies, there were some interesting
differences. Men were more likely than women to use performative
verbs in a formal way (e.g. I dv npnlo$ze and I nl~st npologize). Also,
only women verbally expressed Inck of intcnf and included the
IrcqrCtion ofthe ofher parfy’s riplzt tu UNnpolug/in their apology strategy.
of the apology, little personal data was available to her. However, the
variable of gender was readily apparent and subsequently ceded.
they may forte responden& to complete their speech act within one
turn of talk.
4. Findings
The first question posed asked whether there was a difference in
frequency between the apologies performed by female and male
members of the speech community of Cuernavaca. Using an
ethnographic corplrs of a total of two hundred apologies, the data revea1
that women made a total of ~Y’X of al1 apologies recorded, while men
made just 31~ of them. An even greater difference is apparent in the
percentage of apologies received by both genders. Women received
87.5% of all apologies recorded, while men received a mere 12.5% of
them. These two findings support Holmes’ belief that women make
and receive apologies to a far greater frequency than do men.
However, while Holmes found men and women to make and receive
apologies from the opposite gender to the same frequency in New
Zealand English, this finding was not the case for Mexican Spanish.
While over L)o’%,of the apologies made by men were to women, just a
little under 14~ of the apologies made by women were to men (see
Table 1.1).
Towird a Charactrrization ofApo/qies in Mexican Spanish 47
l5
Table 1.1 Apologies Made and Received by Gender.
N=200
!
Dyad Number of Percentape
AuoloPies of total (%1
Made by Gender
Female to Male 19 9.5
Female to Female 119 59.5
TOTAL MADE
BY FEMALES 138
c 69.0%
Received Percentage of
by Gender Number Total(%)
MALES 25 12.5%
FEMALES 175 87.5%
When considering the variable of gender, the data show that both
men and women apologized most frequently for space offenses (30.0%
and IX.~% respectively). Following space offenses, the two types
of offenses for which men were the most apt to apologize were: 1) talk
offenses (15.7’~) and 2) personal / property damage (14.3~). The two
types of offenses, after space offenses, for which women were most
apt to apologize were: 1) failures to grant requests (16.3~~~)and 2)
mistakes (13.2%). These data stand in contrast to Holmes’ findings
for New Zealand English in which men apologized most often for
time offenses, while women apologized most often for space and talk
offenses (see Table 2.2).
MALE FEMALE
1. Space 30.0% 1. Space 21.2%
2. Mistakes 23.3% 2. Failure to Grant Request 11.8%
3. Damage 23.3% 3. Kept from Something 11.8%
Forbearance
Conclusion
Both the ethnographic data and the questionnaire data collected
in this investigation indicate that gender is an important variable in
characterizing notions of offense, the rendering of an apology and
the strategies preferred by members of the speech community of
Cuernavaca for doing so. The differences manifested by the variable
of gender in terms of apology performance support the hypothesis
tha’t apologies are complex language functions that are at least partially
defined by factors other than linguistic ones. Differences in the data
secured from written questionnaires and ethnographic notebook
recordings alert researchers to the need to take into account the data
collection technique(s) they employ when comparing their findings
with those of other studies.
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