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Guyer 2007
Guyer 2007
Guyer 2007
Inquiry: An Interdisciplinary
Journal of Philosophy
Publication details, including instructions for
authors and subscription information:
http://www.tandfonline.com/loi/sinq20
Naturalistic and
Transcendental Moments in
Kant's Moral Philosophy
a
Paul Guyer
a
University of Pennsylvania , USA
Published online: 05 Oct 2007.
To cite this article: Paul Guyer (2007) Naturalistic and Transcendental Moments in
Kant's Moral Philosophy, Inquiry: An Interdisciplinary Journal of Philosophy, 50:5,
444-464, DOI: 10.1080/00201740701612309
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Inquiry,
Vol. 50, No. 5, 444–464, October 2007
PAUL GUYER
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ABSTRACT During the 1760s and 1770s, Kant entertained a naturalistic approach to
ethics based on the supposed psychological fact of a human love for freedom. During the
critical period, especially in the Groundwork for the Metaphysics of Morals, Kant
clearly rejected such an approach. But his attempt at a metaphysical foundation for
ethics in section III of the Groundwork was equally clearly a failure. Kant recognized
this in his appeal to the ‘‘fact of reason’’ argument in the Critique of Practical Reason,
but thereby gave up on any attempt to ground the fundamental principle of morality at
all. So it is of interest to see how far we might now proceed along the lines of his original
naturalistic approach.
I. Introduction
Kant initially conceived of the moral law as a rule recognized by human
reason adherence to which could realize a goal set by specifically human
nature, namely freedom from domination by our own arbitrary impulses
and inclinations and by the arbitrary will of others, determined by their
arbitrary impulses and inclinations. Only after completing the Critique of
Pure Reason did he decisively conceive of the moral law as a synthetic a
priori proposition that both could and must be explicated and established
with the resources of transcendental philosophy without depending upon
any empirically established assumptions about human nature, although its
presentation to us in the form of the categorical imperative reflects the
empirical fact of our imperfect rationality. The Groundwork for the
Metaphysics of Morals is Kant’s attempt to provide a transcendental
argument for the moral law that does not merely exploit the resource of
Correspondence Address: Paul Guyer, Logan Hall, University of Pennsylvania, 249 S. 36th
Street, Philadelphia, Pennsylvania, 19104-6304, USA. Email: pguyer@phil.upenn.edu
0020-174X Print/1502-3923 Online/07/050444–21 # 2007 Taylor & Francis
DOI: 10.1080/00201740701612309
Kant’s Moral Philosophy 445
show Kant treating freedom from domination, both by other persons but
also by one’s own inclinations, as the strongest natural desire of human
beings (in a way that he will not explicitly do in his mature writings) and at
least hinting that reason perfects the will and determines what is universally
valid in order to establish and secure such forms of freedom. Kant explicitly
asserts the value of controlling rather than being controlled by one’s own
inclinations and that of being free from domination by other persons, which
would ultimately be domination by the inclinations of others and one’s own
inclination to allow oneself to be dominated by them. Along the former
lines, clearly influenced by the Hellenistic tradition (for as far as these
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These remarks stress that genuine satisfaction depends upon regulating our
own inclinations, choosing to satisfy only those that we can without conflict
and turmoil. From this point, Kant turns to the importance that we place on
being free from domination not by our own impulses but by other persons.
For example:
Kant’s Moral Philosophy 447
The human being has his own inclinations, and by means of his
capacity of choice has a clue from nature to conduct his actions in
accordance with these. Nothing can be more appalling than that the
action of one human stand under the will of another. Hence no
abhorrence can be more natural than that which a person has against
servitude…6
…the human being is dependent upon many external things… But
what is harder and more unnatural than this yoke of necessity is the
subjection of one human being under the will of another. No
misfortune can be more terrifying to one who is accustomed to
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freedom, who has enjoyed the good of freedom, than to see himself
delivered to a creature of his own kind who can compel him to do what
he will (to give himself over to his will).7
The will of another person is the effect of his own drives [and]
inclinations and agrees only with his own true or imagined welfare.
But if I was previously free, then nothing can open a grimmer prospect
of misery and desperation than that in the future my condition should
not lie in my own will but in that of another…8
itself. Thus, one note simply asserts that ‘‘The dignity of human nature lies
solely in freedom; through it alone we can become worthy of any good’’,12
while one like this longer text maintains that reason must be used to make
the exercise of freedom in both oneself and others consistent, while hinting
that there is a satisfaction in the exercise of freedom that is independent of
the satisfaction that would be attached to the achievement of any particular
end freely pursued:
Here Kant states that reason supplies the universal rules in accordance with
which the use of freedom in both oneself and others can be made consistent.
This means that one’s use of freedom at one time is consistent with one’s
own use of freedom at other times and with others’ use of freedom at all
times. Here Kant at least hints at a psychological satisfaction in freedom
which makes its consistent and therefore maximal use desirable. The latter
point, however, comes out more clearly in Kant’s lectures on anthropology,
that is, his lectures on the chapter on empirical psychology in Baumgarten’s
Metaphysica, from the mid-1770s. These passages sum up Kant’s idea that
our deepest satisfaction comes from the feeling of life that in turn comes
from maximally unhindered activity, but that the use of reason is necessary
Kant’s Moral Philosophy 449
Then he argues that we can in fact enjoy the gratification that the free
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exercise of our powers promises only when our free activity is regulated by a
rule of reason or, as he calls it without distinction at this point,
understanding:
The play of the mental powers must be strongly lively and free if it is to
animate. Intellectual pleasure consists in the consciousness of the use
of freedom in accordance with rules. Freedom is the greatest life of the
human being, whereby he exercises his activity without hindrance.
Through some hindrance of freedom life is restricted, since freedom
does not stand under the coercion of a rule. If this were the case, then
it would not be free, but since this introduces a lack of rule if the
understanding does not direct it, while this lack of rule hinders itself,
thus no freedom can please us except that which stands under the rule
of the understanding.15
there must be a final end, or an end that is not itself a means to something
else. He then suggests that the human being must be such an end on account
of his freedom, or that freedom itself is the final end, precisely because in the
exercise of freedom the will is not dependent upon anything else and is thus
not a mere means to some other end, and only the sheer exercise of freedom
could be considered to be something that has its value in itself rather than in
some further, contingently valuable end to be achieved through it: ‘‘The
inner worth of the human being depends on his freedom, that he has his own
will. Since he is to be the final end, his will must not be dependent on
anything further.’’20
of reason that in fact maximizes the possibility for the exercise of freedom.
This transcendental argument, I will claim, not only flies in the face of
common sense, but also suffers from internal flaws.21
Let me begin by outlining the structure of the transcendental deduction of
the categories that I take to be replicated by the structure of Kant’s
transcendental deduction of the categorical imperative, by which I mean
precisely his attempt to prove that the moral law applies to us. I conceive of
the transcendental deduction of the categories as an argument in two stages
comprising the ‘‘Analytic of Concepts’’ which are in turn part of a larger,
three-stage demonstration of the objective validity of all of the categories of
the understanding that is completed only in the ‘‘Analytic of Principles’’.
What I have in mind is an argument in which it is first demonstrated that in
order to make judgments about objects we must conceive of those objects in
accordance with the categories, considered en bloc (this is what Kant calls in
the first edition of the Critique of Pure Reason the ‘‘clue to the discovery of
all pure concepts of the understanding’’ and in the second edition the
‘‘metaphysical deduction’’). The argument goes on to demonstrate that we
must be able to make object-referring judgments about all of our
experiences, so that the categories, again considered merely en bloc, must
apply to all of our experiences (this is the ‘‘transcendental deduction’’
properly so called). Finally, it is demonstrated that each of the specific
categories identified at the outset of the argument must apply to our
experience (this is what is accomplished in the ‘‘system of all principles of
pure understanding’’, the central chapter of the ‘‘Analytic of Principles’’).22
The metaphysical deduction proceeds by expounding the structural
features or ‘‘logical functions’’ of judgments – the types of quantity, quality,
relation, and modality that can be manifested within a judgment – that can
be combined to yield the possible ‘‘logical forms’’ of judgments, and then
argues that our concepts of objects must be structured in certain ways if we
are to be able to think of or refer to them by means of judgments that have
those logical functions and forms; those ways of conceiving of objects,
which can themselves be thought of as the general forms for specific
mathematical or empirical concepts of objects, are the categories. For
example, in order to be able to think of objects by means of judgments that
Kant’s Moral Philosophy 453
categories do apply to all of our experience through the tertium quid of the
synthetic unity of apperception.
The third stage of Kant’s theoretical deduction broadly understood is
then the proof that each of the categories must apply to our experience,
which Kant offers in the ‘‘System of principles’’. Kant’s strategy here is to
introduce into the argument of the ‘‘Transcendental Analytic’’ the
specifically spatial and/or temporal structure of our intuitions demonstrated
in the ‘‘Transcendental Aesthetic’’ (in the second edition, this step takes
place in 126 of the ‘‘Transcendental Deduction’’), and then to argue that
making the various judgments about our experience of objects that are
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in the Groundwork, and saves the details for the later Metaphysics of Morals,
the final stage of his exposition of moral philosophy is the derivation of the
full range of our juridical and ethical duties from the application of the
categorical imperative to certain basic facts about the human condition
beginning with the most basic fact that we are embodied, and this can be
thought of as paralleling the derivation of the principles of empirical
knowledge from the application of the categories to the spatio-temporal
structure of our intuition in the ‘‘System of principles’’. The latter, as we
saw, was supposed to yield synthetic a priori results, and I take Kant to
suggest that the derivation of duties by the application of the categorical
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imperative to certain basic facts about the human condition also yields
synthetic a priori results when he says that the argument of the Groundwork
first proceeds ‘‘analytically from common cognition to its supreme principle
and then, in turn, synthetically from the testing of this principle and its
sources back to common cognition’’ (4:392). If we take the latter ‘‘turn’’ to
refer not to the demonstration that the categorical imperative applies to us
that Kant offers in Groundwork III but rather to the demonstration that the
categorical imperative yields the commonly recognized duties of mankind
that he sketches out in the illustrations of the categorical imperative in
Groundwork II and then completes in the Metaphysics of Morals, then by
this Kant is saying that this derivation of duties employs a synthetical
method and yields results that are synthetic a priori (even if they are
‘‘impure’’ because they presuppose some minimal empirical concepts).
In the remainder of this section, I will focus on the first two of these three
steps. I will argue that while the Groundwork aims at the same substantive
conclusion as Kant’s earlier reflections on moral philosophy, namely that
freedom is the value that is realized by adherence to the moral law, the
transcendental rather than psychological method that Kant employs in this
work actually sidesteps altogether the normative task of demonstrating the
absolute value of freedom for which he earlier turned to psychology: its
argument from our underlying identity as rational beings aims to show that
the moral law is valid for us because we really are rational and free beings
rather than showing that it ought to be binding on us because we ought to
recognize the value of being rational and free beings. But this argument
from our underlying identity is fatally flawed, and it thus leaves outstanding
the normative question of the value of freedom, assuming that is a question
the Groundwork is really supposed to answer.
So let me now briefly characterize the two stages of Kant’s transcendental
deduction of the categorical imperative: the analytical demonstration of
Groundwork II that the moral law is valid for any rational being and the
synthetical argument of Groundwork III that we ourselves are rational
beings and that the moral law applies to us. The first of these arguments
proceeds by means of an analysis of the concept of a rational will, or of a
rational being with a will, and yields Kant’s first two main formulations of
456 Paul Guyer
the categorical imperative, from which the remaining two are supposed to
follow. The argument of Groundwork II may be obscure because although
Kant explicitly says that ‘‘since moral laws are to be valid for every rational
being in general’’ the aim of this section is ‘‘to derive them from the
universal concept of a rational being in general’’ (4:412), he also describes
what he is doing as deriving formulations of the categorical imperative (e.g.,
4:420, 428). This is what you get when you apply the moral law valid for
every rational being to imperfect creatures like us, whose ‘‘will is not in itself
fully in accord with reason’’ because we have inclinations that if unchecked
would lead us to act contrary to reason and the moral law (4:413). For
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Kant then develops the second stage of his analysis by arguing that not
only does a rational being always act on a law for the sake of an end, but a
purely rational being cannot act for the sake of a contingent end suggested
by anything like mere inclination, and therefore can act only for the sake of
something that is necessarily an end because ‘‘it is given through mere
reason’’ and ‘‘must be equally valid for all rational beings’’. This must be
something ‘‘whose existence in itself [has] an absolute worth’’, something
that is an ‘‘end in itself’’, and ‘‘in it and only in it would lie the ground of a
possible categorical imperative, i.e., of a practical law’’ (4:428). Again
apparently conflating pure and empirical concepts, Kant then asserts (‘‘Now
I say’’) that ‘‘the human being, and in general every rational being, exists as
end in itself, not merely as means to the discretionary use of this or that
will’’, and thus ‘‘must always at the same time be considered as an end’’,
leading to the second main formulation of the categorical imperative, ‘‘Act
so that you always use humanity, both in your own person and that of every
other, at the same time as an end and never merely as a means’’ (4:429). This
is the Formula of Humanity as End in Itself (FEI). However, Kant is not
actually relying on an empirical conception of ‘‘humanity’’ here. Rather, his
conception of ‘‘humanity’’ defined in the Metaphysics of Morals as the
‘‘capacity to set oneself an end – any end whatsoever’’,24 is equivalent to his
more abstract definition in the Groundwork that ‘‘Rational nature
discriminates itself from the rest in that it sets itself an end!’’ (4:437), and
what this requirement amounts to is the entirely general demand that the
capacity of each agent to set its own ends, regardless of the empirical
character of that agent, should itself be treated as an end and never merely
as a means, in the actions and maxims of all agents. In other words, the
freedom of all agents to set their own ends is the end in itself, although
making this the end of all in their treatment of all means that each agent’s
capacity to set its own ends freely can be made the end of all only to the
extent that this is compatible with everyone else’s capacity to set their own
ends being the end of all. The necessity of this end is supposed to follow
from the fact that, with ends suggested by any merely empirical and external
conditions such as inclination excluded, it is the only candidate for the end
of a purely rational being.
458 Paul Guyer
moral law in the concept of a rational being, which now must be shown to
apply to us because we really are free and rational beings. This second stage
of Kant’s argument now comes in the form of an appeal to transcendental
idealism. First, Kant argues that ‘‘no subtle reflection’’ is needed in order to
make the distinction between appearances and things in themselves in the
perception of external objects, and then that anyone must draw this
distinction ‘‘even about himself and in accordance with the acquaintance
that the human being has of himself through inner sensation’’ (4:451), which
is a form of perception. Kant then says that once one has made this
distinction between his own appearance and how he really is, ‘‘he may not
presume to cognize how he is in himself’’, which we might reasonably think
means that we cannot know whether there actually is any substantive
difference between how we appear to ourselves and how we really are.
However, the further progress of Kant’s argument belies this assumption.
For what Kant next argues is that since reason is the faculty that
‘‘distinguishes [ourselves] from all other things and even from [ourselves]
insofar as [we are] affected by objects’’ (4:452), reason is the property that
characterizes us as we are in ourselves rather than as we appear to ourselves.
Thus, Kant concludes, we really are rational, not merely able or free to
determine our actions in accordance with a law of reason rather than mere
inclination, but actually necessitated to do so by our real constitution:
Thus, in the end Kant does not offer any sort of argument from normative
grounds aimed to convince us that we ought to value freedom more than
anything else and adhere to the moral law as the only way to preserve and
promote that value; he thinks he can prove directly that at the noumenal
level that we really are free and rational, and thus are necessarily governed
by the moral law.
460 Paul Guyer
This argument suffers from numerous and grave problems. First, Kant’s
initial inference from the very fact that we are affected in the perception of
external objects to a distinction between the appearances of those objects
and their real character (an argument for transcendental idealism that he
does not use in the Critique of Pure Reason although he had used it in the
inaugural dissertation) seems puzzling. Perhaps what Kant has in mind is a
Humean premise that there can only be a causal relation between two
things the existence of each of which is logically independent from that of
the other; however, from such a premise it follows only that there must be
at least a numerical difference between a cause and its effect, but not that
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reason, which is what makes the moral law seem like a constraint on us, it
seems to preclude any such struggle, and indeed to make it impossible to
explain, if the will really makes its choices at the noumenal level, how it
could ever choose anything but to act in accordance with the moral law.
In other words, if the moral law is the causal law of the noumenally free
will, it becomes impossible to explain how a free being can ever perform an
act that violates the moral law. This is the famous problem that Karl
Leonhard Reinhold identified in 1792, a century before Henry Sidgwick
restated it in 1888.26 However, Kant did not have to wait for Reinhold’s
objection to know that his argument was deeply flawed. As is widely agreed,
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deduction of the categorical imperative, that is, the application of the moral
law to us. Nevertheless, I think that any attempt to make adherence to the
moral law constitutive of our very identity as agents may need to face the
Reinhold-Sidgwick problem of explaining how if that is so we can ever act
contrary to our own identity. So if we should think of a transcendental
argument for the moral law, in analogy with the transcendental deduction of
the categories, as starting from some assertion about the identity we
necessarily have, I remain doubtful about the prospects for any such
transcendental argument. Rather, I believe that any plausible account of the
moral law will have to represent it as an ideal that we are capable of living
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Notes
1. Richard Cumberland (1672) De Legibus Naturae; the 1727 English translation has
recently been republished as A Treatise of the Laws of Nature, edited by Jon Parkin
(Indianapolis: Liberty Fund, 2005).
Kant’s Moral Philosophy 463
2. Kant would have been familiar with Hume’s ethics as presented in An Enquiry
Concerning the Principles of Morals, included in J.G. Sulzer’s edition of Hume’s
Vermischte Schriften in 1754–5; for a modern edition, see that edited by Tom L.
Beauchamp (Oxford: Clarendon Press, 1998).
3. Kant, Immanuel (2005) Notes and Fragments. Edited by Paul Guyer, translated by
Curtis Bowman, Paul Guyer, and Frederick Rauscher (Cambridge: Cambridge
University Press) p. 6, note to Observations on the Feeling of the Beautiful and
Sublime, p. 20 (2:215–16).
4. Kant, Notes and Fragments, p. 7, note to Observations, p. 22 (2:216–17).
5. Kant, Notes and Fragments, p. 10, note to Observations, p. 42 (2:225–6).
6. Kant, Notes and Fragments, pp. 10–11, note to Observations, p. 50 (2:229).
7. Kant, Notes and Fragments, p. 11, note to Observations, p. 52 (2:230).
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24. Kant Metaphysics of Morals, Doctrine of Virtue, Introduction, Section VIII, 6:392;
Gregor, p. 522.
25. Thomas E. Hill, Jr. has been a forceful advocate of this interpretation; see for example
Thomas E. Hill, Jr. and Arnulf Zweig (Eds) (2002) Editors’ Introduction to Kant,
Groundwork for the Metaphysics of Morals (Oxford: Oxford University Press) p. 97. For
another example of this interpretation of Kant, see Bernard Reginster (2006) The
Affirmation of Life: Nietzsche on Overcoming Nihilism (Cambridge, MA: Harvard
University Press) pp. 64–6.
26. ‘‘From the confusion of the to be sure self-active but nothing less than free action of
practical reason – which gives nothing but the law – with the action of the will –which
acts as a pure will only insofar as it freely grasps this law – nothing less than the
impossibility of freedom for all immoral actions must follow. As soon as it is assumed
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that the freedom of the pure will consists merely in the self-activity of practical reason,
then one must also concede that the impure will, which is not effected through practical
reason, is by no means free’’; Karl Leonhard Reinhold (1792) Briefe über die Kantische
Philosophie, Band 2 (Leipzig) Brief 8; translated from Rüdiger Bittner and Konrad
Cramer (Eds.) (1975) Materialen zu Kants ‘Kritik der praktischen Vernunft’ (Frankfurt
am Main: Suhrkamp Verlag) p. 255. For further discussion of Reinhold’s objection, see
Henry E. Allison (1990) Kant’s Theory of Freedom (Cambridge: Cambridge University
Press) pp. 133–5. See also Henry Sidgwick ‘‘The Kantian conception of free will’’ Mind
13 (1888) reprinted in his Methods of Ethics, seventh edition (London: Macmillan, 1907)
pp. 511–16; quotation from p. 515.
27. See Christine M. Korsgaard (1996) The Sources of Normativity. Edited by Onora O’Neill
(Cambridge: Cambridge University Press) lecture 4.
28. An earlier version of this paper was presented at Brown University, and I thank my
audience there, especially David Estlund, Chris Hill, Charles Larmore, Bernard
Reginster, and Michael Rohlf, for a vigorous discussion that I hope has led to some
clarification of my argument. The present version of the paper was presented at a
workshop held as part of the Transcendental Philosophy and Naturalism project, funded
by the Arts and Humanities Council of Great Britain. In addition to Henry Allison and
Sebastian Rödl, whose comments follow, I also thank Steve Darwall and Robert Pippin
for their oral comments on that occasion.