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Evaluation of Speech and

R e s o n a n c e fo r C h i l d ren
with Craniofacial Anomalies
Ann W. Kummer, PhD, CCC-SLP, ASHA-F

KEYWORDS
 Cleft palate  Velopharyngeal insufficiency  Velopharyngeal dysfunction  Hypernasality
 Resonance  Speech evaluation

KEY POINTS
 Speech and resonance disorders are common in patients with craniofacial anomalies, particularly
those with clefts.
 Dental and occlusal anomalies can affect lingual-alveolar and bilabial sounds, whereas velophar-
yngeal insufficiency can cause hypernasality and/or nasal emission on pressure-sensitive sounds.
 In addition to an assessment of speech sound placement, manner of production, and voicing, the
speech evaluation should also include an assessment of the presence of obligatory distortions or
compensatory errors when there are oropharyngeal anomalies. The presence, audibility, and con-
sistency of nasal emission on speech sounds are also important to note.
 The speech evaluation should always include an assessment of the type of resonance (normal, hy-
pernasal, hyponasal, or cul-de-sac resonance). Severity ratings typically are not useful in deter-
mining appropriate management.
 Instrumental measures (whether high-tech or low-tech) can augment the perceptual evaluation and
provide useful information for surgical management and measurement of outcomes.

Video content accompanies this article at http://www.facialplastic.theclinics.com.

INTRODUCTION tip movement, and affect lingual and even bilabial


placement during speech. Because the tongue tip
Children with craniofacial anomalies often demon- needs to be positioned under the alveolar ridge
strate disorders of speech and/or resonance due and the lips need to come together easily for pro-
to structural anomalies of the jaws, oral cavity, duction of many speech sounds, malocclusion of
and velopharyngeal (VP) valve. These anomalies the jaws is an even bigger problem for speech.
are most commonly caused by clefts of the pri- With a class III maloclussion (and often with just
mary palate and secondary palate. an anterior crossbite), the tongue tip is positioned
Clefts of the primary palate (particularly anterior to the alveolar ridge, which can affect the
complete clefts that go through the alveolus) production of lingual-alveolar sounds (t, d, n, l, s, z)
often result in dental anomalies and/or maloc- and even bilabial sounds (p, b, m). With a severe
clusion. Dental anomalies, such as misplaced or class II maloclussion secondary to micrognathia,
supernumerary teeth, can interfere with tongue
facialplastic.theclinics.com

Disclosure Statement: The author receives royalties from Cengage Learning for a text book entitled: Cleft Pal-
ate and Craniofacial Anomalies: The Effects on Speech and Resonance, 3rd edition. The author also receives
royalties for a clinical device called the Oral & Nasal Listener (Super Duper Publications, Greenville, SC).
Division of Speech-Language Pathology, Cincinnati Children’s Hospital Medical Center, 3333 Burnet Avenue,
MLC 4011, Cincinnati, OH 45229-3039, USA
E-mail address: Ann.Kummer@cchmc.org

Facial Plast Surg Clin N Am 24 (2016) 445–451


http://dx.doi.org/10.1016/j.fsc.2016.06.003
1064-7406/16/Ó 2016 Elsevier Inc. All rights reserved.
446 Kummer

the tongue tip may be positioned behind the alve- distortions will self-correct with correction of the
olar ridge and under the palatal vault, making structure and, therefore, are not appropriate for
lingual-alveolar and bilabials sounds virtually speech therapy. Compensatory errors occur with
impossible to produce normally. the child alters his or her articulation to compen-
Clefts of the secondary palate often result in VP sate for the structural abnormality. Common
insufficiency (VPI), which is defined as abnormal compensatory errors for anterior crowding of the
structure of the VP valve. It is estimated that, tongue tip or for class III maloclussion are
despite palatoplasty, 20% to 30% of children palatal-dorsal substitutions. Common compensa-
with repaired cleft palate will demonstrate some tory errors for VPI include glottal stops and
degree of VPI, resulting in abnormal speech.1,2 pharyngeal fricatives. These errors require speech
Depending on the size of the opening, VPI can therapy, ideally after the structure is corrected or
cause hypernasality (an abnormality of resonance) at least improved.5,6
and/or nasal air emission (an abnormality of
airflow).
Nasal emission
Nasal emission is a release of air flow through the
PERCEPTUAL ASSESSMENT OF SPEECH AND nasal cavity during the production of oral sounds.
RESONANCE Nasal emission is most audible on voiceless
Children with clefts and other craniofacial anoma- plosives (p, t, k), voiceless fricatives (f, s, sh), and
lies should receive yearly speech evaluations by the voiceless affricate (ch). Therefore, these
a speech-language pathologist (SLP) (preferably sounds are typically used for assessment. The
one associated with a craniofacial team) examiner will determine if there is audible nasal
during the preschool years until speech is age- emission, the loud and distracting nasal rustle
appropriate. These children should continue to (AKA nasal turbulence), or if the nasal emission is
receive at least screening evaluations through inaudible. Box 1 describes the diagnostic charac-
puberty.3 teristics of nasal emission.10
Inaudible nasal emission occurs with a very
What to Evaluate large VP opening where the airflow travels
through the valve with relatively low impedance
As part of a typical examination of a child with to the flow. The sound of this nasal emission is
craniofacial anomalies, the SLP will assess speech very low in volume and is masked by the hyperna-
sound production, the presence of nasal emission sality. Inaudible nasal emission will significantly
on pressure-sensitive phonemes (speech sounds), reduce airflow in the oral cavity causing certain
and resonance.3–10 The examiner will also attempt
to determine the cause of abnormalities in speech
and/or resonance that are found.
Box 1
Speech sound production Nasal emission
After listening to an inventory of all speech sounds Nasal emission affects oral airflow and the
in the child’s language, the SLP will note errors of ability to build up air pressure during speech.
placement, errors of manner (eg, nasal, plosive, Nasal emission:
fricative, affricate), and errors of voicing (eg, use
 Is characterized by abnormal escape of the air
of voiced for voiceless phonemes or vice versa). stream through the nasal cavity during pro-
The examiner will determine if multiple errors are duction of pressure-sensitive consonants (plo-
related phonologically, which is important for ther- sives, fricatives, and affricates).
apeutic intervention. The examiner will also deter-
 Is typically caused by VPI but can also be
mine if the errors are consistent (eg, the error caused by an anterior oronasal fistula or
occurs in all conditions and all word positions) or even by abnormal articulation placement in
are not consistent. Developmental errors (those the pharynx.
that are normal for the child’s age) are also noted.
 Affects voiceless pressure-sensitive phonemes
Finally, when there are structural anomalies, the most (ie, p, t, k, f, s, sh, ch).
including dental anomalies, occlusal anomalies,
and VPI, the examiner will determine if there  May be audible or inaudible. If inaudible (due
to a large VP opening), it will also cause
are obligatory distortions and/or compensatory
consonants to be very weak in intensity and
errors. pressure, short utterance length (due to the
Obligatory distortions occur when the child’s need to take more breaths during speech),
articulation placement is normal but the abnormal and may cause a nasal grimace during speech.
structure causes distortion of the sounds. These
Evaluation of Speech and Resonance for Children 447

other characteristics, including weak or omitted Box 2


consonants. In addition, the patient will take Resonance disorders
frequent breaths while speaking to replace the
A resonance disorder affects the phonated
airflow that has leaked through the valve. A nasal
sounds (all vowels and voiced consonants) dur-
grimace (contraction near the nasal bridge and/ ing speech. It is characterized by an abnormal
or around the nostrils) may also occur as an over- balance of sound energy in the cavities of the
flow muscle reaction to excessive effort in vocal tract (pharyngeal cavity, oral cavity, and
achieving VP closure. Finally, with a large VP nasal cavity) during speech.
opening, the nasal emission will typically be
Hypernasality
accompanied by hypernasality.
When the VP opening is very small, there is more  Is characterized by too much sound reso-
impedance to the airflow, resulting in increased nating in the nasal cavity during the produc-
audibility of the airflow as it goes through the tion of oral sounds.
opening. In addition, the air passes with increased  Is particularly perceptible on vowels and is
pressure so that as it is released it causes bubbling also manifested as nasalization of voiced con-
of secretions on the nasal surface of the VP sonants (eg, m/b, n/d).
valve.10–12 The sound associated with bubbling,  Is typically caused by VPI or a large oronasal
a nasal rustle (nasal turbulence) is very audible fistula.
and distracting.5,6,10–12 Video 1 demonstrates the
Hyponasality
sound of a nasal rustle. Because a nasal rustle is
due to a small opening, it does not occur with inad-  Occurs when there is not enough nasal reso-
equate intraoral air pressure needed for consonant nance during speech production.
production.  Is noted on the nasal consonants (m, n, ng).
In addition to the quality of nasal emission,  Is associated with chronic mouth breathing,
the examiner will judge its consistency. If nasal snoring, and obstructive sleep apnea.
emission occurs inconsistently but on all  Is caused by sources of upper airway obstruc-
pressure-sensitive phonemes, the cause is typi- tion, including maxillary retrusion.
cally VPI. On the other hand, if it occurs con-
sistently but only on specific phonemes, it is Cul-de-sac resonance
considered phoneme-specific nasal emission  Is characterized by a muffled quality and
(PSNE). PSNE is caused by the use of pharyn- reduced volume.
geal or nasal fricative substitutions for some or  Occurs when there is obstruction at the exit
all of the sibilant sounds (s, z, sh, zh, ch, j) and of one of the cavities of the vocal tract
is only due to abnormal articulatory placement. (pharyngeal, oral or nasal cavity).
Because this is a functional disorder, this can
 Oral cul-de-sac resonance can be caused by
be corrected with speech therapy, rather than microstomia (a small mouth opening).
surgery.
 Pharyngeal cul-de-sac resonance can be
caused by very large tonsils.
Resonance
Determining the type of resonance (normal, hyper-  Nasal cul-de-sac resonance can be caused
nasal, hyponasal, cul-de-sac, or mixed) is very by a combination of VPI and anterior nasal
obstruction (eg, stenotic naris), and is seen
important because it gives clues as to the cause
in many patients with a cleft lip and palate.
of the resonance disorder and the type of manage-
ment required for correction. Box 2 describes the Mixed nasality
diagnostic characteristics of these resonance  Occurs when there is some degree of hyper-
disorders.10 Video 2 shows an example of hy- nasality on oral consonants and vowels, and
pernasality and Video 3 is an example of hypona- also hyponasality on nasal consonants.
sality. Severity ratings of abnormal resonance are  Can occur when there is VPI and co-occurring
now being used for comparison of outcomes, nasopharyngeal obstruction (ie, enlarged ad-
although adequate interjudge reliability requires enoids).
training.13,14 From a clinical standpoint, if the par-
ents want the abnormal resonance due to VPI or
obstruction corrected, the severity rating is not
relevant because it does not determine the intervention, whereas hyponasality may benefit
type of physical management (usually surgery) from pharmacologic management (eg, nasal
that is required. Hypernasality due to VPI, which sprays) or surgical treatment to decrease naso-
is a structural anomaly, will require surgical pharyngeal obstruction. Structural anomalies
448 Kummer

always require surgical management for corr- Syllable repetition


ection. Speech therapy is not appropriate unless To isolate individual phonemes and eliminate
the abnormal resonance is phoneme-specific the effects of other speech sounds, the examiner
and due to misarticulation. may ask the patient to produce consonants
Based on the speech characteristics (and the (particularly plosives, fricatives, and affricates) in
laws of physics), the examiner can predict the a repetitive manner (eg, “pah, pah, pah”; “pee,
approximate size of the VP opening (Fig. 1).5,6,11,12 pee, pee”; “tah, tah, tah”; “tee, tee, tee”).6,12,13
Each of the phonemes should be tested with
Speech Samples both a low vowel (eg, “ah” as in “father”) and
then with a high vowel (eg, “ee” as in “heat”).5,6
When assessing speech sound production (articu-
lation), resonance, and VP function, it is important Sentence repetition
to select an appropriate speech sample to obtain Perhaps the best way to test speech sound pro-
the information that is needed for a definitive diag- duction and VP function for speech is to use a bat-
nosis.5,6 There are many factors to consider when tery of sentences that the patient is asked to
obtaining a speech sample, including the child’s repeat.6 It is preferable to use sentences that
age, developmental status, articulation and lan- contain multiple productions of the same
guage skills, language spoken, type and severity phoneme placement (eg, “Buy baby a bib,” “Do
of the speech problem, and previously noted it for Daddy,” and “Take Teddy to town.”). This
speech sound errors. For a child age 3 years or method allows the examiner to quickly and easily
older, the examiner should attempt to elicit a vari- assess articulation placement, the presence of
ety of speech contexts, which may include single nasal emission, and determine the type of reso-
words, syllables, sentences, and spontaneous nance in a connected speech environment.
speech.
INTRAORAL EXAMINATION
Single words
There are a variety of formal single word articula- An evaluation of the oral cavity is an important part
tion tests that allow the examiner to evaluate of a speech and resonance evaluation.15 The
each speech phoneme in all word positions (initial, examiner typically evaluates bilabial competence,
medial, and final). These tests are expensive, time- dental occlusion, and the position of the tongue
consuming, and do not reveal problems that occur tip relative to the alveolar ridge. The examiner
in connected (running) speech. must rule out the presence of a fistula (if the child

Fig. 1. Prediction of velopharyngeal


gap size based on perceptual fea-
tures of speech and resonance. (A)
Large gaps typically cause hyperna-
sality with inaudible nasal emission,
whereas small gaps cause audible
nasal emission with no hyperna-
sality. (B) The relationship between
gap size and perceptual features of
hypernasality and nasal emission.
Evaluation of Speech and Resonance for Children 449

had a cleft), rule out a submucous cleft (if the child


did not have a cleft), and examine the tonsils. Dur-
ing phonation, it is important to assess the position
of the velar dimple, where the levator muscles
interdigitate.16 The examiner also looks for signs
of upper airway obstruction, which can cause
hyponasality or cul-de-sac resonance.
To obtain the best view of the posterior oral
cavity and pharynx (often without a tongue blade),
the examiner asks the child to say the vowel /æ/ as
in “hat” rather than /a/ as in “father.”15 This will
bring the back of the tongue down. The patient
can also be instructed to stick the tongue out
and down as far as it will go during production of
this vowel, which will further open the back of Fig. 3. Use of the nasometer for objective measure-
the oral cavity for the best view (Fig. 2). ment of nasal acoustic energy during speech. (From
Kummer AW. Cleft palate and craniofacial anomalies:
the effects on speech and resonance. 3rd edition.
INTRUMENTAL ASSESSMENT OF SPEECH AND Clifton Park (NY): Cengage Learning; 2014; with
RESONANCE AND VELOPHARYNGEAL permission.)
FUNCTION
VPI, as the cause of hypernasality and/or nasal Standardized speech samples are used, such as
emission, can be diagnosed by an experienced the passages in the Simplified Nasometric Assess-
SLP based on the characteristics of the speech. ment Procedures-Revised (SNAP-R).19 The nas-
However, instrumental assessment can provide ometer computes an objective nasalance score
important additional information.17 (ratio of oral/total [oral 1 nasal] energy) for the pas-
sage. See Video 1 and Video 3 for examples of the
Nasometry nasograms, which are visual representations of
the percentage of nasal acoustic energy (from
Nasometry is an objective method of measuring
either hypernasality and/or audible nasal emission)
the acoustic correlates of VP function (eg, reso-
during speech. When an individual’s score is
nance and audible nasal emission).18 The Nasom-
compared with normative data for each passage,
eter II (PENTAX Medical, Montvale, NJ, USA) is a
a judgment can be made regarding the normalcy
computer-based system that includes a sound
of VP function. High scores, in comparison with
separator plate that has 2 directional microphones
normative data, suggest hypernasality and/or
on either side. The sound separator plate is placed
audible nasal emission. Low scores, in compari-
between the child’s upper lip and nose (Fig. 3).
son with normative data, suggest hyponasality or
cul-de-sac resonance and upper airway obstruc-
tion. Nasometry can provide objective information
regarding changes resulting from surgery or thera-
peutic intervention.

Nasopharyngoscopy
Nasopharyngoscopy is a minimally invasive naso-
pharyngeal endoscopic procedure that allows
direct visual observation and analysis of the VP
mechanism during speech.20,21 See Video 2,
which shows a nasopharyngoscopy examination
of a patient with a large coronal VP opening. Naso-
pharyngoscopy has some specific advantages
compared with videofluoroscopy, in that it allows
Fig. 2. An intraoral examination with the vowel /æ/ as the examiner to better:
in “hat.” (From Kummer AW. Cleft palate and cranio-
facial anomalies: the effects on speech and resonance.  View the nasal surface of the velum to rule out
3rd edition. Clifton Park (NY): Cengage Learning; an occult submucous cleft (Fig. 4)
2014; with permission.)  Identify small VP gaps
450 Kummer

helpful in determining the best surgical procedure


for the patient.

Low-Tech Instruments
Low-tech instruments, such as a stethoscope, a
piece of tubing, or even a straw, can be used to
determine if there is hypernasality, nasal emission,
or even hyponasality. Just like a stethoscope, a
piece of tubing or a bending straw will amplify
sound.5,6 The examiner places one end of the
tube in the child’s nostril and the other end next
to the examiner’s ear (Fig. 5). The child is first
asked to repeat only oral sounds. Hypernasality
or nasal emission will be heard loudly through
the tube. Next, the child is asked to repeat sylla-
bles with nasal phonemes (m, n) or prolong one
of these sounds (preferably m). If there is not
much sound heard through the tube, this indicates
Fig. 4. A submucous cleft palate as viewed through hyponasality due to obstruction.
nasopharyngoscopy. (From Kummer AW. Cleft palate
and craniofacial anomalies: the effects on speech
and resonance. 3rd edition. Clifton Park (NY): Cen- SUMMARY
gage Learning; 2014; with permission.)
Speech and resonance disorders are common in
patients with craniofacial anomalies, particularly
 Determine the location of the openings, which those with clefts of the primary and/or secondary
helps in surgical planning palate. An evaluation of speech, resonance and
 Closely examine the position of a pharyngeal VP function should be done for all at-risk patients
flap or sphincter and the function of the ports. soon after age 3. A knowledgeable and experi-
enced SLP will be able to determine the type of
In addition, nasopharyngoscopy does not disorder and the probable cause. If there is VPI,
involve radiation and the parent can hold and the speech characteristics will give a clue as to
calm the child during the procedure.20,21 the size of the VP gap. Nasopharyngoscopy can
Nasopharyngoscopy can provide important in- help to identify the location of a VP opening, which
formation about the size, location, and usually can be useful in surgical planning. Nasometry can
the cause of the VP opening. This information is provide objective data regarding changes after

Fig. 5. Use of a straw to amplify


sound from the nasal cavity during
speech. (From Kummer AW. Cleft
palate and craniofacial anomalies:
the effects on speech and reso-
nance. 3rd edition. Clifton Park
(NY): Cengage Learning; 2014; with
permission.)
Evaluation of Speech and Resonance for Children 451

surgical management. Finally, children with 11. Kummer AW, Briggs M, Lee L. The relationship be-
clefts or other craniofacial anomalies should be tween the characteristics of speech and velophar-
managed by a craniofacial team for coordinated yngeal gap size. Cleft Palate Craniofac J 2003;
care and the best overall outcomes. 4(6):590–6.
12. Kummer AW, Curtis C, Wiggs M, et al. Comparison
SUPPLEMENTARY DATA of velopharyngeal gap size in patients with hyperna-
sality, hypernasality and nasal emission, or nasal
Supplementary data related to this article can
turbulence (rustle) as the primary speech character-
be found at http://dx.doi.org/10.1016/j.fsc.2016.
istic. Cleft Palate Craniofac J 1992;29(2):152–6.
06.003.
13. Sell D, Harding A, Grunwell P. GOS.SP.ASS/98: an
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