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Yntema HistoricBasesPrivate 1953
Yntema HistoricBasesPrivate 1953
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The American Journal of Comparative Law
I This article substantially reproduces in part the first lecture in the series of Cool
tures, delivered by the author, April 15-17, 1952, which are to be published by the Un
of Michigan Law School in the near future.
297
2See especially Phillipson, 1 The International Law and Custom of Ancient Greece and
Rome (1911) 193 ff.; Hitzig, "Der griechische Fremdenprozess im Lichte der neueren Inschrif-
tenfunde," 28 Zeitschrift der Savigny-Stiftung fur Rechtsgeschichte, Romanistische Abteilun
(1907) 211-253.
3Phillipson, op. cit., 267 ff.; Girard, Histoire del'OrganisationJudiciaire des Romains (190
at 206 ff.; Kaser, Das Altr6mische Jus (1949) at 82 ff.
42 Phillipson, op. cit., 127 ff.; Hitzig, op. cit., 236 ff.; Partsch, Die Schriftformel im
mischen Provinzialprozesse (1905) 3 ff.
5See especially, Mitteis, Reichsrecht und Volksrecht (1891), especially at pp. 24, 1
Taubenschlag, The Law of Greco-Roman Egypt in the Light of the Papyri (1944), especia
chapter I.
6 A. France, L'Etui de Nacre (1923) at p. 22.
tific approach to legal problems resulting from the revived study of Ro-
man law, attended the birth of conflicts law.
In the long and inadequately investigated panorama of the history
of this branch of law, certain postulates have had primary significance.
In addition to the two primitive notions to which reference has already
been made: that each person is governed by the law of the community
to which he belongs and that each court decides by its own lights of prac-
tice and justice-notions that in varying degree have at all times remained
basic in the conflicts calculus-the following have been stressed as critical
elements in choice of law: statutory intent, agreement of the parties,
territorial sovereignty, location of legal relations, and finally eclectic
positivism, envisaging legal reality in- the fluctuating norms of the lex
fori. To these criteria, which in a measure characterize the so-called
schools of conflicts law, attention is directed in the ensuing discussion.
The jurists in the medieval Italian and French universities, who first
elaborated conflicts law in commentaries on the lex Cunctos populos
(C. 1, 1, 1), and their successors in succeeding centuries, commonly assumed
that the solution of conflicts of laws was essentially a matter of st tutory
interpretation, of classifying statutes as real or personal with respect to
their spheres of application. As Laine has pointed out, this approach
was quite natural;14 their object was to define the application of the law
of Rome, which they expounded, as a subsidiary common law, and of the
special local laws or statuta of the autonomous municipalities and seig-
nories within the feudal structure. To this end, they exploited the wealth
of the Roman and later legal authorities with the ingenious precision of
scholastic analysis and, as they were practitioners as well as teachers,
with appreciation of existing needs and local customs.
It is worth pausing for a moment to observe how Bartolus, the greatest
of the medieval jurists, deals with the topic in a classic commentary.'5
This is addressed to two questions: first, the extension of statutes to
those not subjects, i.e., aliens; second, their extraterritorial effect. The
first question is treated with reference to contracts, delicts, wills, and
other matters, including rights in things; the second in terms of an in-
V. TERRITORIAL SOVEREIGNTY
The theory that a properly governed state is invested with the abso-
lute and perpetual power of sovereignty, announced by Bodin in 1576,18
heralded a revolution in the medieval polity, loosely federated under the
two Powers, the Papacy and the Holy Roman Empire, and equally in
the scholastic scheme of law created by the interpretation of the classic
authorities in the light of revelation and right reason. This theory, which
has since formed the cornerstone, or at least the springboard, of political
and legal thinking, was promptly accepted as a scientific recognition of
the political situation in the sixteenth century, prepared by the progres-
sive territorialization and decentralization of the feudal structure, ex-
pedited by the explosive consequences of the Reformation, and culmi-
nating in the assertion of independence by national sovereigns. Most
immediately, the doctrine of sovereignty inspired the formulation by Gro-
tius in 1625 of a corresponding basis for the modern system of international
law. For conflicts law, although the implications of the doctrine were not
quite so promptly appreciated, its importance has since been equally
decisive.
Indeed, an intermediate development within the statutory theory
prepared the way. Shortly after the publication of Bodin's epochal work,
26 Dicey, A Digest of the Law of England with Reference to the Conflict of Laws (3rd ed
1922) at p. 18.
27 Op. cit., 10. See Yntema, "Dicey: An American Commentary," 4 International Law
Quarterly (1951) 1, 3-5.
28 Story, op. cit., ?38, at 37.
29 In discussing the name "conffict of laws," Dicey refers approvingly to Holland's "phrase
'the extra-territorial recognition of rights.'" Op. cit., 15. Holland states in the Elements of
Jurisprudence (5th ed. 1890) at 359, n. 2, referring to this phrase, that "the theory of the
text . . . is well stated by Huber" and quotes the passage in the Praelectiones referred to
above in note 23.
30 American Law Institute, Restatement of the Law of Conflict of Laws (1934).
31 Beale, A Treatise on the Conffict of Laws. 3 vol. (1935).
82Cf. notably art. 3 (al. 3), and also arts. 14, 15. See Niboyet, 3 Trait6 de Droit Interna-
tional Priv6 Frangais (1944) ??923-926, at 211 ff.
3 "Della Nazionaliti come Fondamento del Diritto delle Genti," in Mancini, Diritto
Internazionale, Napoli, 1873, 1-64.
'4 Savigny, 8 System des heutigen R6mischen Rechts (1849). Translated by William Guthrie
as Savigny, Private International Law, A Treatise on the Conflict of Laws and the Limits of
their Operation in Respect of Place and Time (1869). The second English edition of 1880
contains treatises of Bartolus, Molinaeus, Paul Voet, and Huber.
- Ibid., ?348, at 27 ff.
45 "cDe 'impossibilit6 d'arriver a la suppression definitive des conflits des lois," 24 Joumal
du Droit International Prive (1897) 225-255, 466-495, 720-738, reproduced in etudes de
Droit International Prive (1899) 1-82.
46Beale, "The Necessity for a Study of Legal System," 14 Ass'n. of Am. L. Schools, Pro-
ceedings (1914) 31, 38. That Beale regarded the scientific principles of this common law as
positive law seems clear; he had stated:
"Apart, however, from questions of national jurisdiction there can be little doubt that the
principles of the conflicts of laws are in the fullest sense principles of the municipal law of each
country. With us such questions are solved or should be solved entirely in accordance with
common-law principles and analogies; and to follow the authority of writers on the modem
civil law is as improper as it would be to accept from a continental writer the doctrine that a
written contract requires no consideration. The practice introduced by Lord Mansfield, or at
least in his time, of turning to civil law authors and authority, and continued by several
scholarly American lawyers during the first third of the nineteenth century was not one which
has tended to preserve the correctness and purity of the common law."
Beale, "What Law Governs the Validity of a Contract," 23 Harvard Law Review (1909)
1 at 8.
It is of interest that, despite the criticism to which Beale's theories have given rise in
the United States, they have attracted attention abroad, notably in France as a result of
the translation of the Restatement into French. P. Wigny and W. J. Brockelbank, Expose du
Droit International Priv6 Americain (1937). In the introduction to this work, p. ix, the late
Professor Niboyet, leading modern exponent of the droits acquis doctrine, hails the Restate-
ment as "our true, traditional law returning from over the Atlantic." Cf. the notice by G. R.
Delaume, 1 Amer. Jour. Comp. L. (1952) 197-8.
47 5 Harvard Studies in the Conflict of Laws (1942).
4 Ibid., 8.
49 Ibid., 36.
50 Ibid., 72 if.
1 Ibid., Chapter I., pp. 20-21.
52 Ibid., Chapter II., p. 51 and note 9.
VIII. POSTSCRIPT
With this doctrine, the historic logic of conflicts law has completed a
circle. Starting in 1200 from the equitable conception of the more effective
and useful law as furnishing a rule of decision corresponding to the nature
of the case, and currently eventuating in positivism, most radically ex-
posed in the local law theory, by which positive law, including conflicts
law, is defined as an experimental description of the exercise of sovereign
power by the courts, seven and a half centuries of study and discussion
regarding the principles on which justice is to be administered in inter-
national or interstate cases, end where the argument began-with the
lex fori as the applicable law. However, the circle is by no means closed.
In the prolific literature devoted to these problems, many fruitful lines
of inquiry have been revealed, as the preceding account of the evolution
of the basic ideas in the subject matter may perhaps suggest. And pros-
pectively, it is even more important that the evolution for the time being
has reached an inherently untenable position. How can the formal doc-
trine postulated by the modem theories, that the local law is supreme,
explain the phenomenon of conflicts law, the precise purpose of which is
to define the necessary exceptions to be made in the substantive rules of
this very local law? Obviously, the reasons for these exceptions, and not
the formal doctrine, present the real issues. The fact that the historic
logic has aborted in a sterile truism makes it possible and even impera-
tive to begin anew.