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Andrew J. Hobson - Head To Head. A Systematic Review of The Research Evidence On Mentoring New Headteachers
Andrew J. Hobson - Head To Head. A Systematic Review of The Research Evidence On Mentoring New Headteachers
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This article reports findings arising from a systematic review of literature relating to mentoring new
head teachers. The review found that all major studies of formal mentoring programmes for new
heads reported that such programmes have been effective, and that the mentoring of new heads can
result in a range of perceived benefits for both mentees and mentors. However, the nature of the
research evidence presented to support such findings is inconclusive and there are notable gaps in
the evidence base. With a view to advancing academic knowledge in the field, the authors highlight
those areas where further research is most needed.
Introduction
This paper reports key outcomes of a systematic review of international research
on the mentoring of new head teachers/principals and other leaders. The study
was commissioned by the National College for School Leadership in England and
carried out at the National Foundation for Educational Research (NFER) in 2002.
This article focuses on findings relating to the mentoring of new head teachers/
principals. We begin by providing a brief overview of the concept of mentoring and of
the UK policy context, and go on to outline the methodology employed in the study,
before reporting and discussing the research evidence on mentoring for new head
teachers.
What is mentoring?
Historically, the term ‘mentor’ has been used to denote a wise and trusted guide,
adviser or counsellor. Malderez (2001) defines mentoring as ‘. . . support given by
one (usually more experienced) person for the growth and learning of another, and
for their integration into and acceptance by a specific community’ (Malderez, 2001,
p. 57). Mentors may be informal*colleagues who provide advice, opinions or
/
support; or formal, in those cases where people are specifically designated to perform
this work, sometimes within the context of a mentoring scheme. Bush et al. (1996)
state that mentoring can include ‘peer support, counselling, socialization and
coaching’, whilst Malderez and Bodoczky (1999) point to a number of potential
roles and corresponding functions that mentors can play (cf. Schein, 1978; Carter,
1999). These are:
. Mentor as model*to inspire and to demonstrate
/
professional culture
. Mentor as sponsor*to ‘open doors’ and introduce the mentee to the ‘right people’
/
. Mentor as provider of support*to provide the mentee with a safe place to release
/
teacher in initial teacher training. (Head teacher mentoring is thus often referred to
as ‘peer mentoring’*Tomlinson, 2002.) Yet no two mentormentee head teacher
/ /
relationships will be, or should be, the same (cf. Wildman et al., 1992). Furthermore,
the mentoring relationship is a dynamic one, which changes over time as the
relationship matures and as both the mentee’s and the mentor’s experience and
expertise develop (Kram, 1983; cf. Healy & Welchert, 1990).
Whilst the national evaluation of the scheme concluded that it had been effective and
recommended that it be continued and implemented more widely (Bolam et al.,
1993), this recommended expansion was constrained by changes to the method of
funding professional development in schools, whereby funds were not ring-fenced for
head teacher mentoring.
In 1995, the Headteachers’ Leadership and Management Programme (HEAD-
LAMP), replaced in 2003 by the Headteacher Induction Programme (HIP),
allocated funding to newly appointed head teachers (or their Chairs of Governors)
to spend on leadership and management programmes of their choice. Various kinds
of programmes of induction and support were offered by LEAs, universities and
private consultancies, some of which involved mentoring schemes for new heads.
The National College for School Leadership (NCSL), which coordinates HIP,
presently runs a four-term ‘New Visions: Induction to Headship’ programme, which
seeks to provide new heads with:
Access to a tailored knowledge base . . . coaching, peer mentoring, e-networks,
shared enquiry and group problem-solving activities. (Tomlinson, 2002, p. 58)
Why mentoring?
The interest in mentoring as a means of assisting the professional development of
new head teachers reflects a number of issues and concerns. Firstly, the role of the
head teacher is recognized as being pivotal to school improvement and raising
educational standards (Hart & Weindling, 1996; Ofsted, 2002). Secondly, research
indicates that many new head teachers experience a range of problems, including
feelings of professional isolation and loneliness, problems of managing their time
and coping with a range of tasks simultaneously (Bolam et al., 2000; Hobson et al.,
2003). Thirdly, research has called into question the usefulness of previous or
existing means of inducting and assisting new heads. For example, a recent
study reported by Earley et al. (2002) found that only 17 per cent of new head
teachers thought that they were ‘very prepared’ for headship, with nearly one in ten
indicating that they were ‘not prepared at all’. In their report on arrangements for the
induction of new head teachers in 43 LEAs, Her Majesty’s Inspectorate (HMI)
stated that:
The quality of induction support was judged to be good in ten LEAs, satisfactory in
14, unsatisfactory in 14 and poor in five. (Ofsted, 2002, p. 12)
Whilst such evidence suggests that the training and induction of new head teachers
might be in need of improvement, however, it does not make a specific case for head
teacher mentoring as a means of achieving this.
A general case for mentoring can be made both from theoretical and empirical
literature. Firstly, a number of influential theories of professional learning point to
the learning potential of having professionals work closely with more experienced
practitioners, and some such theories provide insights into the different forms that
28 A. J. Hobson and C. Sharp
effective mentoring might take. Support for the learning potential of mentoring can
be found, for example, in Vygotskian and ‘socio-cultural’ perspectives on learning,
which are premised on the notion that human activities are rooted in social
participation and learned not in isolation but with the assistance of others (Tharp &
Gallimore, 1988; Lave & Wenger, 1991; Wertsch, 1991; Rogoff, 1995). The
educator/coaching role of mentors relates closely to the Brunerian notion of
‘scaffolding’ (Wood et al., 1976), a kind of support which allows people to do with
assistance what they cannot do without assistance, working and learning in what
Vygotsky called the ‘zone of proximal development’ (ZPD) (Vygotsky, 1978;
Tharp & Gallimore, 1988).
Whilst theoretical developments in psychology and other areas point to the
learning potential of mentoring strategies, in their recent review of literature on
business mentoring, Hansford et al. (2002) present a range of empirical evidence
(mostly from the US) relating to a number of benefits of mentoring:
More than half of the [151] studies noted that mentoring facilitated some kind of
career enhancement among mentees. Many studies also noted that mentees
benefited from specific strategies that mentors used in their interactions with
mentees such as coaching, role modelling, as well as opportunities for involvement
in challenging assignments. [. . .] For mentors, rewards associated with mentoring
typically stemmed from the establishment of networks, increased career satisfac-
tion, improved workplace skills, and personal pride and satisfaction. (Hansford
et al ., 2002, p. 113)
We cannot assume, however, that the benefits and costs of mentoring experienced
by participants in one area of activity will be the same as those experienced in
another, especially since the nature of the mentoring strategies employed will
necessarily vary to take account of differences in context. It might be the case, for
example, that the benefits and costs of peer mentoring are different from those in
more traditional mentorprotégé relationships, whilst any given (mentoring)
/
strategies might produce different effects in relation to mentoring new head teachers
than they might elsewhere. In this paper we thus focus specifically on research
evidence relating to the mentoring of new head teachers. Before presenting and
critiquing such evidence, we outline the approach to reviewing the research literature
that we employed.
Methodology
The development of systematic review
With the increased emphasis, in recent years, on evidence-based or evidence-
informed practice (see Hammersley, 1997; Hargreaves, 1996; Hargreaves, 1999),
reviews of literature have increasingly been used as a means of examining the
evidence base and establishing the nature, extent and limits of existing knowledge in
a particular area, and thus of highlighting areas where further research is needed.
Mentoring new head teachers* a review
/ 29
The ‘systematic’ review was a response to a perceived problem with the nature
of traditional narrative reviews. These were found to be inconsistent and partial in
their coverage of the literature, open to bias, and unreliable as an aid to decision-
making.
In traditional ‘narrative’ reviews, there is often no clear audit trail from primary
research to the conclusions of the review, and important research may be missing,
resulting in biased and misleading findings, and leading to puzzling discrepancies
between the findings of different reviews. (Oakley, 2003, p. 23)
critical summaries of relevant literature. Greatest weight was accorded to the best
evidence in relation to each of the research questions. Best evidence was assessed
in relation to the appropriateness of the study design to address the given question,
and its quality including considerations of data validity/trustworthiness and
/
Findings
In what follows we present key findings from the review of literature, dealing, in turn,
with:
(1) the types of mentoring employed with new head teachers;
(2) the effectiveness of mentoring programmes for new head teachers;
(3) the stated benefits of mentoring new heads (both for head teacher-mentees and
for mentors); and
(4) factors which are said to influence the success of mentoring schemes for new
heads.
We then go on to identify gaps in the evidence base and means of advancing
knowledge in this area, as well as acknowledging the limitations of the study which is
reported here.
Types of mentoring
The most detailed evidence of the types of mentoring employed with new head
teachers relates to the Headteacher Mentoring Pilot Scheme in England and
Wales (Bolam et al., 1993; Bolam et al., 1995; Southworth, 1995; Pocklington &
Weindling, 1996), to the mentoring of new head teachers in the English East
Midlands (Bush & Coleman, 1995; Coleman et al., 1996), and to a
mentoring programme for New York principals, introduced in the early 1990s
(Grover, 1994).
The Headteacher Mentoring Pilot Scheme in England and Wales was intro-
duced by the then Department for Education (DfE) in January 1991 and ran for
18 months. Volunteer new head teachers were matched with more experienced
head teachers, mostly within the same LEA, who had volunteered to act as
mentors and had received preparatory training. Southworth (1995) describes the
pilot scheme as operating on a model of mentoring based on peer support: ‘help
given to newcomers by veterans’. The mentoring process typically consisted of a
formal linkage lasting for about a year, and aimed at addressing a jointly agreed
agenda through meetings, telephone conversations and occasional school visits.
The functions most commonly performed by mentors were: assisting the new heads
to solve their own problems (the ‘educator’ function), acting as a catalyst or sounding
board (the ‘support’ function), and providing links to people or resources
(the ‘sponsor’ function; cf. Malderez & Bodoczky, 1999). Whilst some training
Mentoring new head teachers* a review
/ 33
courses had explicitly discouraged mentors from offering solutions to the new
heads’ problems, around half of the mentors had actually done so (Bolam et al.,
1995).
Bush and Coleman (1995) and Coleman et al. (1996) report findings from a
comparative study of mentoring schemes for new head teachers in England and
aspiring principals in Singapore. The English scheme was run by two LEAs in the
English East Midlands. Mentors for new heads, normally from the same phase of
education (primary or secondary teaching), were nominated by the LEA. All
mentors were required to attend a mentor training scheme, provided by the Grubb
Institute, which stressed the following five purposes of mentoring:
. to encourage and support effective headship;
. to support the process of finding, making and taking the role of the head;
. to base mentoring on the new head’s experience of their school;
. to encourage ownership of decisions; and
. to benefit the school as a whole.
Of the 70 mentors who were or had been involved with the above programme, 50
responded to a questionnaire survey asking them to identify which of a number of
terms best described their mentoring relationships and experiences. The mentors in
England identified descriptors suggesting two-way relationships, such as ‘mutual
learning’ and ‘collaboration’, with over two-thirds of mentors indicating that the
term ‘peer support’ was ‘very appropriate’. It is interesting that a clear majority of
English respondents indicated that the term ‘coaching’ was inappropriate, whilst the
majority of their Singaporean counterparts saw the term as appropriate or very
appropriate (Coleman et al., 1996). The authors attribute this divergence in the
findings to different mentoring practice in the two countries. Notably, they ascribe
the greater emphasis on skill acquisition in Singapore to the skill-based model
adopted for the mentoring programme, the greater opportunities to observe protégés
in action, and the need for principals to grade their mentees during the placement
(Coleman et al., 1996).
The mentoring programme introduced for newly appointed principals in New
York City schools in 1991 had two components, an advisor (mentor) component and
a ‘buddy’ principal component (Grover, 1994). In the former, a retired New York
City principal worked with selected newly assigned principals in an individual
district, through a combination of individual and group meetings and, often, open
access arrangements. The topics covered balanced general theory and local practice
with individual needs. The optional ‘buddy’ component assigned beginning
principals to selected established post-holders in the local school district. Contact
between mentor and mentee took place an average of just over five times a month,
usually by telephone or individual meetings, though monthly group meetings were
also held, which covered a range of topics relating to school leadership and
management.
34 A. J. Hobson and C. Sharp
Bush & Coleman, 1995; Monsour, 1998; Draper & McMichael, 2000) and increased
confidence and self-esteem for the new head teacher (Bolam et al., 1993; Grover,
1994; Bush & Coleman, 1995). Grover (1994) reported associated therapeutic
benefits of mentoring, including reductions in stress and frustration whilst
Southworth (1995) noted that mentoring support was beneficial in assisting new
heads to relinquish professional identities associated with previous roles. There are
also potential benefits to be derived from the friendship relationships new heads may
forge with their mentors (Monsour, 1998).
The professional skills of new head teachers are also said to have been improved
through mentoring. Some studies found that mentoring had led to improvements in
new heads’ technical expertise and problem analysis (Grover, 1994; Bush &
Coleman, 1995; Coleman et al., 1996), and improved personal and communication
skills (Bush & Coleman, 1995; Monsour, 1998). Hopkins-Thompson (2000)
reported that mentoring led to an accelerated rate of learning for new head teachers.
Mentee participants in some studies indicated that they had benefited from the
opportunity to reflect on their new role (Southworth, 1995; Pocklington &
Weindling, 1996) and from the opportunity to arrive at considered rather than
precipitate action (Bush & Coleman, 1995).
New heads who have been involved in mentoring programmes have identified what
they regard as the most beneficial mentoring functions. They tend to be most
appreciative of mentors who provide emotional support and reassurance within an
informal and friendly relationship (Bush & Coleman, 1995; Pocklington &
Weindling, 1996; Monsour, 1998). They also value mentors who are able to provide
practical advice and assist them in problem-solving (Bolam et al., 1993; Bush &
Coleman, 1995; Pocklington & Weindling, 1996). Some use their mentors as a
sounding board, taking opportunities to share ideas, discuss concerns and
uncertainties (Bolam et al., 1993; Bush & Coleman, 1995) and to let off steam
(Bush & Coleman, 1995). In addition to the interpersonal relationship formed with
mentors, some studies found that mentees appreciated mentors who were able to
broker linkage with resources or people (Bolam et al., 1993; Grover, 1994; Monsour,
1998), and those who effectively served as a constant resource (Bolam et al., 1993,
1995). Some mentees were also grateful for the opportunities to undertake site visits
to their mentors’ schools (Monsour, 1998).
Whilst most of the literature focuses on the potential benefits to mentees
of participating in mentoring schemes, some research studies have also investigated
the potential benefits for mentors (Bolam et al., 1995; Bush & Coleman, 1995).
Such studies report perceived benefits to mentors’ own professional development
(Coleman et al., 1996; Pocklington & Weindling, 1996) and improvements in
their own performance, notably problem analysis (Bush & Coleman 1995; Hopkins-
Thompson, 2000). Other studies report that mentors have benefited from improved
insights into current practice (Bush & Coleman, 1995), from a greater awareness
of different approaches to headship (Bush & Coleman, 1995), and from
increased reflectiveness (Hopkins-Thompson, 2000). Some mentors reported
36 A. J. Hobson and C. Sharp
Factors influencing the success of mentoring schemes for new head teachers
On the evidence of studies examined for the present review, four main factors are
likely to influence whether or not head teacher mentoring is successful. We consider
each of these issues in turn.
The availability of time. Bolam et al. (1993) found that the biggest single difficulty
identified by mentors and mentees participating in the Headteacher Mentoring Pilot
programme in England and Wales was finding sufficient time to take part in the
mentoring process. A lack of time for mentoring was also reported to have been a
problem by participants in a number of other mentoring schemes (Bush & Coleman,
1995; Monsour, 1998; Hopkins-Thompson, 2000). Grover (1994) stressed that it is
important that regular and structured meetings take place between mentor and
mentee, especially during the early stages of the new headship (cf. Monsour, 1998).
Mentors and mentees involved in the Headteacher Mentoring Pilot Scheme in
England and Wales felt that, due to the time needed for mentoring and the emotional
demands imposed, mentors should not be responsible for more than one new head
teacher at a time (Bolam et al., 1993).
Hopkins-Thompson (2000) suggests a range of alternative strategies for achieving
greater time efficiency in relation to mentoring. One of these involves assigning
one mentor to a group of mentees, who may also provide mutual peer support, a
strategy employed in the New York mentoring scheme (Grover, 1994). Another
involves having less frequent meetings supported by the use of reflection logs
and greater use of technology, including email, secure chat rooms, discussion
forums and video conferencing (Hopkins-Thompson, 2000). It is suggested
that some of the strategies suggested above may also be beneficial insofar as they
expose new heads to a broader range of insights and experience (Grover, 1994;
Monsour, 1998).
The matching or pairing of mentors and mentees. The match between mentor and new
head was reported in several studies to be critical to the success of the mentoring
process (Bolam et al., 1993; Brady, 1993; Bush & Coleman, 1995; Monsour, 1998;
Blandford & Squire, 2000; Daresh & Male, 2000; Draper & McMichael, 2000;
Hopkins-Thompson, 2000). Bolam et al. (1993) thus argued that mentoring
programmes should include systems for the effective selection of mentors and
Mentoring new head teachers* a review
/ 37
The qualities and attributes of mentors. Grover (1994) indicated that mentees involved
in the mentoring programme for New York principals identified the most effective
mentors as knowledgeable, experienced, supportive, reliable, flexible, accessible and
trustworthy. These new principals were most appreciative of mentors who possessed
sensitivity and good communication skills, mentors who had administrative
expertise, and mentors who had a good knowledge of the school system. Other
studies suggest that mentors will be more successful if they are able to build
relationships based on confidentiality and trust (Bolam et al., 1993; Monsour,
1998). Coleman et al. (1996) reported that 76 per cent of their head teacher
respondents (who were, or had previously been, mentors within three English
counties in the east Midlands) identified the possession of good listening skills as
essential to the success of the mentoring process. Monsour (1998) reported that
some mentees involved in a mentoring programme in Minnesota regarded it as
important that mentors be seen by their peers as an educational leader and role
model, and that they should possess influence within the school and community.
Reporting on the New York mentoring programme for new principals, Grover
(1994) notes that the gender and ethnicity of those mentors and principals involved
appeared to have no impact on the mentoring experience. Bolam et al. (1993)
state that whilst, on the Headteacher Mentoring Pilot scheme in England and
Wales, female head teachers were less likely than males to have a mentor of the same
gender, only a small minority of women saw gender differences as problematic. The
latter authors nevertheless point to the need for all concerned to be sensitive to the
possible implications of gender differences within the mentoring relationship (Bolam
et al., 1993).
Mentor training. A number of studies suggest that, other things being equal, head
teacher mentoring will be more successful where mentors have been trained for the
role (Bolam et al., 1993; Monsour, 1998; Hopkins-Thompson, 2000). Reporting on
the Headteacher Mentoring Pilot Scheme in England and Wales, Bolam et al. (1993)
note that most heads who had undertaken training both valued it and were more
38 A. J. Hobson and C. Sharp
satisfied with the experience of mentoring than those who had not. The same authors
recommend that training be provided not only for mentors but also for new head
teacher mentees, a suggestion supported elsewhere, to the extent that it
might assist both partners to become well prepared for their involvement in the
mentoring process. In this regard, it is argued that both mentors and mentees
should be aware of the purpose of the programme, of their roles and responsibilities,
and of the benefits they might reasonably expect to receive (Monsour 1998;
Hopkins-Thompson, 2000).
Gaps in the evidence base and the need for further research
It is important to recognize that whilst, as we have seen, there is a good deal
of evidence on head teacher mentoring, those data which point to the effectiveness
of head teacher mentoring and to the benefits which accrue from mentoring, are
based predominantly on the perceptions of those who have been involved in
mentoring relationships, notably the mentors and mentees themselves. Whilst
the perceptions of the key participants are undoubtedly central to any meaningful
evaluation, these perspectives are not necessarily sufficient (cf. Bolam et al., 1993;
Southworth, 1995; West & Milan, 2001). More research is thus required which
offers additional or independent evidence for the effectiveness of head teacher
mentoring, including some assessment of the subsequent impact of mentoring
on the psychological well being and job performance of heads. Such research
should also seek to differentiate between the benefits and costs of specific mentoring
functions, rather than those of mentoring in general, which can take a variety
of forms. The need for further research in this area is supported by the findings
of Bolam et al. (2000) who, as we have seen, reported marked differences
in the perceived effectiveness of head teacher mentoring across different
European countries, where different mentoring practices are likely to have been
employed.
Our review of literature has revealed that the evidence base is especially limited
and inconclusive in relation to coaching those aspects of mentoring which are more
/
task-oriented and which focus on the new head’s skill development. Gaps in the
evidence base mean that it is not clear to what extent (if at all) the various
programmes which have been reported to have been effective actually included this
(coaching) function. The inclusion of coaching within mentoring would appear to be
a contentious issue. Some mentors and mentor training providers have questioned
the appropriateness of coaching as a means of inducting and training new head
teachers. For example, a large proportion of mentors associated with one mentoring
programme in England felt that the term ‘coaching’ was not appropriate in
describing the mentoring of new head teachers (Coleman et al., 1996). However,
it is possible that the views of the mentors reported here may not be typical of all
those within or outside of the UK, and that their positions may have been influenced
by the particular training programme that they had undertaken, which did not
include a focus on coaching (Bush et al., 1996). Again, further research is needed to
advance knowledge in this area and to inform provision for the training and support
of new heads.
Acknowledgements
We are grateful to the NCSL for supporting this review and particularly to the project
lead, Fred Pattison, who provided an effective steer for the project. Thanks also to
Dick Weindling (Create Consultants), who provided consultancy support in
conducting the review and made valuable comments on the first draft of this article,
40 A. J. Hobson and C. Sharp
and to Angi Malderez (University of Leeds), Alison Kington and Louise Tracey
(University of Nottingham), who also made helpful comments on the first draft. Last
but by no means least, we would like to thank all those at NFER who contributed to
the study, especially Pauline Benefield, who conducted the searches, and Pat Ashby
and Wendy Keys, who reviewed many of the individual books, articles and papers
which are cited in this paper.
Notes
1. We use the term ‘mentee’ to denote those individuals ‘being mentored’ or having a mentor.
We prefer this term to ‘protégé’, which possesses connotations of elitism (Coombe &
Retallick, 1996) and which we feel is particularly inappropriate for head teacher mentoring.
Some writers prefer to use the term ‘mentoree’ (see Carter, 1999, p. 3).
2. New heads were defined as head teachers of primary, secondary and special schools in the
period between appointment and the end of their second year in post.
3. The databases searched were: the Applied Social Sciences Index and Abstracts (ASSIA);
The Australian Education Index (AEI); The British Education Index (BEI); The British
Official Publications Current Awareness Service (BOPCAS); The Canadian Business and
Current Affairs (CBCA); Current Educational Research in the UK (CERUK); The Social,
Psychological, Educational and Criminological Trials Register (C2-SPECTR); COPAC;
The Educational Resources Information Centre (ERIC); PSYCINFO; and The System for
Information on Grey Literature in Europe (SIGLE).
4. In this study, new heads were defined as being in post for up to three years.
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