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Berke - Psychoanalysis and Kabbalah
Berke - Psychoanalysis and Kabbalah
Joseph H. Berke
Kabbalah also focuses upon worlds and worlds within worlds. So a further
way of looking at both psychoanalysis and Kabbalah, a further refinement,
is that these two disciplines aim to explore the obvious and the esoteric,
the conscious and unconscious aspects of existence. But they especially
aim to reveal that which is mysterious and profoundly concealed.
As you can see, my introduction stresses the similarities, rather than the
differences between psychoanalysis and Kabbalah. This is because I think
that psychoanalysis may be seen as a secular branch of Kabbalah. Or, to
put it another way, psychoanalysis is secular Kabbalah.
What I have just stated is not necessarily news. Several decades ago, Dr.
David Bakan, who was Professor of Psychology at the University of
Chicago, published a fascinating study of the origins of psychoanalysis
entitled, S19mund Freud and the jewish Mystical Tradition (1965). Let me
quote Bakan:
Freud was born in Freiberg, Moravia, in 1856 but spent almost his entire
life in Vienna. Significantly, both his parents came from Galicia, a region of
Poland that, as Bakan points out, was "saturated" with Jewish mysticism,
especially Chassidism. Indeed, Freud explicitly acknowledged that his
father, Jakob, came from a Chassidic environment. Moreover, Freud was
familiar with mystical texts. He had read with great interest the work of
Rabbi Chaim Vital, a renowned sixteenth - century Kabbalist and principle
disciple of Rabbi Isaac Luria (the Ari) and had many books on Judaica, and
specifically Kabbalah, in his library (Bakan, 1965, pp. xix-xx).
Melanie Klein was born in Vienna in 1882 and lived her formative years
there. Many consider her to be Freud's foremost follower. Klein greatly
extended his work by developing the field of child analysis as well as by
pioneering the psychoanalysis of psychotic patients. Like Freud, Klein had
a notable Jewish pedigree. Her father came from an orthodox Jewish
family and her mother was the daughter of a rabbi. Although she was not
observant or formally religious in adult life, she did have a Jewish
upbringing and maintained a particular fondness for Yom Kippur, the Day
of Atonement (Grosskurth, 1985, p. 13). As we shall see, these backgrounds
clearly influenced their accomplishments.
Freud and Klein were healers. Their principal focus was damaged selves,
that is, people who were mentally, emotionally, and socially broken or, to
use the prevailing medical metaphor, "sick." Freud turned to the
psychological realm because he found that the symptoms of mental illness
could not be explained or treated physically. Instead he found that by
utilizing a special relationship, one where his patients were able to speak
freely about whatever occurred to them, their symptoms diminished or
disappeared and their lives became less chaotic. The quality of listening
was a very important element in this "free association" process. Later
analysts called it 1istening with the third ear." It is a listening which is very
attentive, nonjudgmental, and highly sensitive to nuances of thought and
feeling.
Thus had the Torah not clothed herself in garments of this world the world
could not endure it. The stories of the Torah are thus only her outer
garments, and whoever looks upon those garments as being the Torah
itself, woe to that man.... Observe this. The garments worn by a man are
the most visible part of him, and senseless people looking at the man do
not seem to see more in him than the garments. But in truth the pride of
the garments is the body of the man, and the pride of the body is the soul.
Similarly the Torah has a body made up of the precepts of the Torah, called
gufe torah [bodies, main principles of the Torah], and that body is
enveloped in garments made up of worldly narrations. The senseless
people see only the garment, the more narrations; those who are
somewhat wiser penetrate as far as the body. But the really wise, the
servants of the most high King, those who stood on Mount Sinai, penetrate
right through to the soul, the root principle of all, namely, to the real Torah.
(Sperling & Simon, 1984, p. 211)
In the vacuum left by the original contraction, light continued to pour in.
But it could not be contained by the vessel that was created to contain,
limit, and shape existence. So the vessel shattered. This is known as
shevirath ha-kelim, the breaking of the vessel. The resultant disintegration of
the Divine Light resulted in a multitude of shards or fragments of the
vessel, also containing bits or seeds of the original light. The fragments
with the embedded light are known as klippot or shells and are responsible
for the existence of evil. Evil therefore can be seen as the manifestation of
uncontainable disintegrative forces, or primary chaos. This results in the
"exile of the Shekinah' the feminine, maternal aspect of God's presence
(Gottlieb, 1989, pp. 17-18).
The whole point of existence is to free the light trapped in the shells, undo
this exile and reestablish God's unity. When a child is born, the unity
between the child and his mother is broken. Then the child cannot contain
the primary impulses, which Freud called eros and thanatos, and which
Klein recognized as the life impulse and the death impulse. Essentially we
can consider the life impulse as the impetus to form and structure,
negative entropy, if you will. Concurrently the death impulse is the
impetus to randomise things, entropy itself (Berke, 1988, pp. 58~59).
Klein pointed out that the child cannot contain these powerful impulses.
In order to protect himself from terrible internal tension (experienced as
incipient death), he splits or shatters his mind and being. Concomitantly,
he tries to deal with the tension by evacuating, literally projecting, large
parts of himself outwards, into others, even into inanimate objects.
Consequently, his outer world becomes full of bad persecuting bits and
pieces, while his inner self becomes emptier and emptier. Then, in order to
deal with the emptiness, he may take back or introject many of the bad
bits. All these activities lead to an internal world which is also highly
threatening, indeed, very persecuting. Klein called this state of affairs, the
paranoidschizoid position. The term denotes a dynamic configuration of
persecutory fears, annihilative and disintegrative defences (splitting,
projection, denial) and "part-objects" or what I call, "part people." that is, a
relation to a function: feeding or cleaning, rather than a complete human
being (1946).
How does the child overcome this dreadful situation. How does he
reestablish his container and containing function. How can the bad bits
become less toxic, more containable? Kabbalists would say that we can
undo the broken vessel and subsequent exile, by establishing and
reestablishing a close relationship with God. In the same vein Melanie
Klein and her colleagues would argue that the child can become a
functioning container of his own impulses (and thereby life forces), by
establishing and reestablishing close relationships with those who love
and care for him.
This process has been very well described by Dr. Hanna Segal, who is one
of Melanie Klein's principal disciples. Segal comments on what happens
during a good mother-child relationship, and, by direct implication, a
good therapist-patient relationship:
The onset of the depressive position signals the growing capacity of the
child to be a container of his own impulses. If the elucidation of this
dynamic milestone is one of Klein's major contributions, perhaps her
greatest, is the concept of reparation. Reparation is the means of repairing
an inner world shattered under the pressure of destructive impulses and
an outer world of damaged relationships, peoples, and things. Reparation
is a goal and the moving to this goal. According to Klein reparation is
never complete, rather it is an active process of striving toward
completeness, whether of the head or heart or entire being. It is intimately
related to the Kabbalistic concept of tikkun.
The poet and Kabbalist Pinchas Sadeh has described what the process,
tikkun ha-lev, or restoration of the heart, has meant for him:
A few years ago, when I edited a book of the writings of Rabbi Nachman
of Breslov, I chose to call it Tikkun Ha-Lev, repair of the heart. I thought that
the meaning of the name, simple in itself, was absolutely clear to me. But I
am thinking that perhaps only now its meaning is becoming clear to me.
. . . Time, fate, life and death - all these powerful forces prevent the
possibility of repairing that which is broken. If so, what is possible? What
remains for man to do, after all? What can save and rescue the things that
are smashed? Maybe only -and even this only through tremendous effort,
through difficult struggle, through great pain -this; repairing the heart. In
other words, repairing the heart, which was broken when all those things
were broken.'
These words convey a particular state of mind, perhaps not unlike that of
Melanie Klein when she was grief stricken after the death of her eldest son
in a mountaineering accident. This shock was the occasion for Klein's
struggle to define "the depressive position." For Klein, this struggle was
her way of mending a broken heart. The resultant tikkun was a powerful
and far reaching conceptualisation.
We all know a popular children's rhyme which expresses similar fears and
needs:
The despair in this refrain echoes with that of Pinchas Sadeh about the
difficulty, even impossibility, of effecting a repair. I think the sentiments
are so moving because they are so elemental. How can one put together a
loved one, loved ones, after we have hurt them? And how strong are our
reparative capacities, really equal to our life forces, when, to quote Dr. R.
D. Laing, "the dreadful has already happened"? (1967, p. 134) Surely this is
the case with Humpty Dumpty. For he is not an ordinary creature. Rather
he embodies the cosmic egg, the primal contents, and container of all life
(Cirlot, 1962, p. 90).
Similarly, in the Jewish mystical tradition the focus is on the Shekinah, "ima,
" the feminine, maternal aspect of God's presence, while in psychoanalytic
practice it is on a "the good internal object," really a representation of "the
good breast" (Berke, 1988, pp. 78-98).
Eventually she arrived at her work place. In the dream she realized that
what she had to do was to open up an enormous mass grave. She started
to dig and dig. But she was all by herself and only had the light of her
torch to guide her. After a while she saw that some of the people in the
grave were alive. So she dug them out, and was very pleased when they
began to help her. Then, more and more people emerged, more and more
bodies were pulled out. In the end she had the strong feeling of rescuing
everyone who had been buried alive. They had become her helpers. As for
the dead bodies, she had the satisfaction of removing them from an
anonymous grave and knowing that they would be named and buried
properly.
The patient was able to make amends to those bodies which were beyond
life by properly mourning for them. This meant she had to recognize,
name, and bury each one separately. Thus, the dreamer was able to atone
for her hatreds and become at-one with everyone she had hurt. Truly the
occasion of the dream was a day of atonement.
In this regard, Hanna Segal makes one more point, really a very important
point. A complete reparation involves a third step. It the first has to do
with acknowledging destructive impulses, and the second focuses on
restoring the damaged object or person, then the third has to do with
repairing a wounded relationship. So this last step is unification. It literally
involves re~pairing, bringing together a damaged dyad, and reestablishing
the love and completeness that once existed between them: mother and
father, parent and child, sibling and sibling. True reparation is only
complete when all three tasks have been accomplished.
These formulations of Melanie Klein and Klein's disciple Hanna Segal bear
an exceptional resemblance to Kabbalistic and Hassidic thought. In
particular, I shall refer to the work of Rabbi Nachman of Breslov, the great
grandson of the Ba'al Shem Tov. Rabbi Nachman passed most of his short
life (1772-1810) in the Ukraine and Russia. Many of his teachings
emphasize the conflict between good and evil and the possibility of
achieving tikkun hanefesh, restoration of the "soul," even after a person has
sunk to the lowest depths.
There are people who have done so much wrong that they fall to the level
of the "concealment within the concealment." Because of this they come to
believe that there is no longer any hope for them, God forbid. This is
because when a person does something wrong several times, the matter
becomes permissible in his eyes. This is the first "concealment." But when
he does still more wrong, then God becomes hidden from him to the point
of the "concealment within the concealment." Then it is hard indeed to find
him. (Greenbaum, 1980, p. 20)
The lowest level concerns the work of the physician. He works on the
nefesh. Here healing consists of binding the soul to the body through the
medium of blood. ("The blood is the nefesh.") Nefesh refers to physical or
material consciousness.
The third higher level of soul, is the neshamah. This is about as elevated a
state of consciousness as it is possible for a person to attain. And only a
few, those who have risen above egoic concerns, can manage that. At the
level of neshamah, tikkun refers to the power "to draw the Divine influx to
the supra-rational aspects of the soul." Clearly, this is not the province of
psychoanalysis. But by means of psychoanalysis a person might be able to
clear the blocks in himself that prevent him from seeing or reaching
toward transcendental awareness.
Chaya is the fourth level of soul, and is connected with wisdom and pure
consciousness. The degree of healing associated with chaya involves a state
of absolute binding of the soul to Torah and the word of God. I think that
this is the domain of the tzaddik and "corresponds to a true state of
selflessness" and "sense of infinite serenity."
Jung delineated a close link between self and soul. He argued that the self
is fundamentally a component of a transcendental entity which he called,
the God-image. For Jung the God-image is "a unifying and transcendent
symbol" capable of drawing together different psychic components,
themselves related to "higher" or non personal spheres (Samuels, 1986, p.
61).
In the epilogue, he ponders the capacity of art and artists to depict the
central dilemma of our age, how man can manage "to cure his crumbling
self." Kohut confides that nowhere has he found a more accurate account
of the yearning to restore a shattered self than in Eugene O'Neill's play The
Great God Brown. Toward the end, the central character, Brown,
contemplates his wrecked life and shattered self. Kohut concludes,
through the words of Brown:
NOTES
1. The themes of this paper are being expanded as a book under the
same title by Dr. Stanley Schneider, Jerusalem, and myself. This will
be published by Jason Aronson Inc. in 1997.
2. Torah is the Pentateuch, the first five books of the Bible. But the term
is also used synonymously with the entire body of Jewish sacred
literature.
3. The Zohar,also translated as the "Book of Splendor," has also been
attributed, in whole or in part, to the thirteenth-century Spanish
kabbalist, R. Moses b. Shem Tov de Leon.
4. I am grateful to Rabbi Shmuel Lew and Dr. Naftali Loewenthal for
their translation and discussion of this passage.
5. A further way of considering "the concealment within the
concealment" is that it refers to the moment when a person continues
to do the prohibited act, but also forgets the prohibition.
REFERENCES
BAKAN, D. (1965) Sigmund Freud and the Jewish mystical tradition. New
York: Schocken Books.
BETTELHEIM, B. (1983) Freud and man's soul. London: Chatto & Windus.
KLEIN, M. (1937) Love, guilt and reparation. In Love, guilt and reparation
and other works 1921-1945. London: Hogarth Press, 1975.
SPERLING, H. & SIMON, M. (trans.) (1984) The Zohar, vol. 5. New York:
Soncino Press.
5 Shepherd's Close
London N6 5AG
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The Psychoanalytic Review
Vol. 78, No. 1, Spring 1991