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J Oral Maxillofac Surg

65:2301-2310, 2007

Soft Tissue Profile Changes Following


Mandibular Advancement and Setback
Surgery an Average of 12 Years
Postoperatively
Nicole M. Eggensperger, MD, DMD,* Olivier Lieger, MD, DMD,†
Urs Thüer, DMD,‡ and Tateyuki Iizuka, MD, DDS, PhD§
Purpose: The aim of this study was to assess long-term changes in position of soft tissue landmarks
following mandibular advancement and setback surgery.
Materials and Methods: Twenty-seven patients (14 women, 13 men; mean age, 36 years) who had
undergone either mandibular advancement (15 patients) or setback surgery (12 patients), were available
for a long-term follow-up an average of 12 years postoperatively. In all of these cases, lateral cephalo-
metric radiographs taken immediately before operation, at 1 week, 14 months, and 12 years postoper-
atively, were studied.
Results: During the 14 months postoperatively, soft tissue chin and mentolabial fold followed its
underlying hard tissue in all patients. A continuous skeletal relapse was observable 12 years after
mandibular advancement, but soft tissue chin moved more in an anterior direction. After mandibular
setback, soft and hard tissue landmarks remained almost unchanged. Over the entire observation period,
a thickening of soft tissue at pogonion was generally seen, and particularly a thickening of the whole chin
in the setback group. All patients showed a significant lengthening and thinning of the upper lip. In all
except 2 males, the patient’s body weight increased markedly.
Conclusion: In contrast to the immediate postoperative stage, soft tissue changes observed an
average of 12 years after the primary operation do not directly follow the movements of the
underlying skeletal structure. The soft tissue profile changes observed over such a long term seem
to be influenced not only by the underlying skeletal structure but also by other factors such as weight
gain and aging process.
© 2007 American Association of Oral and Maxillofacial Surgeons
J Oral Maxillofac Surg 65:2301-2310, 2007

It is a well-known fact that surgical procedures to is not so well known to what extent and in what
correct skeletal deformities result in changes in shape direction these soft tissue changes, compared with
and position of the overlying soft tissue. However, it the hard tissue movements, occur in the long-term
follow-up of more than 10 years.
These changes in the relationship of hard tissue to
*Resident, Department of Cranio- and Maxillofacial Surgery, Uni-
soft tissue were first reported by McNeill et al1 in 1972.
versity of Bern, Inselspital, Bern, Switzerland.
Since then, several investigators have addressed their
†Resident, Department of Cranio- and Maxillofacial Surgery, Uni-
attention on soft tissue responses following mandibular
versity of Bern, Inselspital, Bern, Switzerland.
advancement2-13 and setback.14-25 In previous stud-
‡Associate Professor, Department of Orthodontics, University of
ies,13,25 we reported the soft and hard tissue changes of
Bern, School of Dental Medicine, Bern, Switzerland.
§Professor and Senior Maxillofacial Surgeon, Department of
60 patients 1 year after mandibular advancement (n ⫽
Cranio- and Maxillofacial Surgery, University of Bern, Inselspital,
30) and setback (n ⫽ 30) surgery. In these studies we
Bern, Switzerland. found a 1 to 1 ratio of mandibular soft and hard tissue
Address correspondence and reprint requests to Dr Eg- changes in both patient groups, which is in accordance
gensperger: Department of Cranio-Maxillofacial Surgery, University with most former publications.2-5,14,15,18,19,21,22 In con-
of Bern, Inselspital, CH-3010 Bern, Switzerland; e-mail: nicole. trast, horizontal changes of the upper and lower lip
eggensperger@insel.ch following maxillar and mandibular incisal edge move-
© 2007 American Association of Oral and Maxillofacial Surgeons ments seemed to be more variable and therefore less
0278-2391/07/6511-0026$32.00/0 predictable.2,9,10,13,23,25,26
doi:10.1016/j.joms.2007.06.644 Most former studies describe soft tissue changes

2301
2302 SOFT TISSUE PROFILE CHANGES

Table 1. SOFT TISSUE CHANGES AFTER MANDIBULAR ADVANCEMENT AS REPORTED IN THE LITERATURE

No. of Patients PG=:Pg SLI:B Li to Ii Follow-up Period


Study Type of Surgery (n) (%) (%) (%) (mo)

Lines & Steinhauser, 19742 BSSO 9 100 — 75 ⬎6


Quast & Biggerstraff, 19833 BSSO 11 97 97 38 ⬎12
Mommaerts & Marxer, 19874 BSSO 35 103 106 55 12
Hernández-Orsini et al, 19895 BSSO 31 94 93 43 14
Dermaut & DeSmit, 19896 BSSO 31 110 119 26 12
Ewing & Ross, 19927 BSSO 14 100 100 80 12
Jensen et al, 19928 Bimaxillary 17 100 98 72 18
osteotomy
Keeling et al, 19969 Bimaxillary 20 100 — — 24
osteotomy
Mobarak et al, 200110 BSSO 61 106 91 60 36
Veltkamp et al, 200211 BSSO 62 92 116 79 6
Dolce et al, 200312 BSSO 78 127 111 46 60
Iizuka et al, 200413 BSSO 30 97 86 54 14
Present study, 2006 BSSO 15 133 76 48 12 yrs
Abbreviation: BSSO, bilateral sagittal split osteotomy.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.

after a mean observation period of 1 to 3 years (Tables 1 skeletal structures or whether other factors, for example
and 2). To our knowledge, the longest follow-up in the in/-decreased weight or aging may be primarily respon-
literature was 5 years.12 Therefore, the question of sible for these changes.
whether the process of soft tissue change continues The aim of this study was to determine long-term
over a long-term period has not been definitively an- soft tissue changes an average of 12 years after man-
swered. On the other hand, we know that skeletal dibular advancement or setback surgery, to investi-
changes continue in the long-term,27 especially after gate whether or not soft tissue movements correlate
mandibular advancement surgery. So, if soft tissue to that of underlying hard tissue after such a long
changes are a long-term process, the question arises postoperative period and which factors may be re-
whether they are only the result of altered underlying sponsible for the observed changes.

Table 2. SOFT TISSUE CHANGES AFTER MANDIBULAR SETBACK REPORTED IN THE LITERATURE

No. of Patients PG=:Pg SLI:B Li to Ii Follow-up Period


Study Types of Surgery (n) (%) (%) (%) (mo)

Lines & Steinhauser, 19742 BSSO 8 100 — 75 ⬎6


Hershey & Smith, 197414 BSSO 24 95 98 88 6
Suckiel & Kohn, 197815 BSSO 50 96 95 83 3-6
Willmot, 198116 BSSO 26 93 84 85 12
Gjorup & Athanasiou, 199117 BSSO 50 91 91 93 12
Schatz & Tsimas, 199518 BSSO 13 100 100 72 12
Lin & Kerr, 199819 Bimaxillary 17 98 102 90 3-6
osteotomy
Gaggl et al, 199920 BSSO 61 84 unspecified 84 8
Hu et al, 199921 BSSO 43 100 91 77 6-12
Enacar et al, 199922 BSSO 12 103 106 55 12
Bimaxillary 12 94 93 43 12
osteotomy
Mobarak et al, 200123 BSSO 80 104 108 102 36
Soncul & Bamber, 200424 Bimaxillary 46 98 91 65 6
osteotomy
Iizuka et al, 200525 BSSO 30 79 106 88 14
Present study, 2006 BSSO 12 60 40 77 12 yrs
Abbreviation: BSSO, bilateral sagittal split osteotomy.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.
EGGENSPERGER ET AL 2303

Materials and Methods


The sample consisted of 60 patients who had com-
bined orthodontic and surgical treatment for mandib-
ular retrognathia (n ⫽ 30) and prognathia (n ⫽ 30) in
our department between 1986 and 1989. Fifteen
(47%) of the advancement patients and 12 (38%) of
the setback pateints were available for a long-term
cephalography in 2002. The mean time between the
primary orthognathic surgery and the final cephalo-
metric examination was 12 years (range, 11 to 14
years). The mean age at long-term follow-up was 36
years (range, 29 to 68 years). There were 11 women
and 4 men in the advancement group and 3 women
and 9 men in the setback group. Hospital charts were
FIGURE 1. Hard and soft tissue landmarks used in cephalometric
reviewed for preoperative weight. Patients were ques- analysis.
tioned for their actual weight in 2002. Preoperatively, Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac
patients presented with a mandibular retrognathia/ Surg 2007.
prognathia with a Sella-Nasion-B-point angle of 75.8°
and 83.6°, respectively. Patients were surgically
where.28 In our study, 7 cephalograms were selected
treated by sagittal split ramus osteotomy and mandib-
at random from a group of 21. These were retraced
ular advancement or setback without genioplasty ac-
and the determinations remeasured. These values
cording to the Obwegeser/Dal-Pont method. Bone
were then analyzed using a paired t test, which re-
fragments were fixed using 3 positioning screws (2
vealed no systematic errors. Accidental errors (si)
mm diameter) at each osteotomy site. No splints were
were calculated using the formula,
used for stabilization of the mandible during surgery.
Rigid maxillomandibular fixation was maintained for
4 to 6 days postoperatively, followed by functional
training with light guiding elastics. The mean duration
si ⫽ 冑 ⌺d2
2n
,

of postoperative orthodontic treatment was 14 where d is the difference between the repeated mea-
months (range, 11 to 20 months). surements and n is the number of duplicate determi-
In all cases, lateral cephalometric radiographs were nations. For most of the angular variables and linear
available for this study. They were taken 1 to 2 days coordinates of the reference points, the accidental
before operation (T0), 1 week afterward (T1), after errors were less than 1.0° and 1.0 mm, respectively.
completion of the postoperative orthodontic treat- Initially, the horizontal and vertical movements
ment lasting 14 months on average (T2), and after were registered in the region of hard tissue structures
long-term follow-up averaging 12 years (T2). To keep such as the incisal point in the maxilla (incision su-
variability of measurement error to a minimum, all perior, Is) and the mandible (incision inferior, Ii),
radiographs were taken in the same cephalostat using B-point (B), pogonion (Pg), and menton (me). Simi-
a cephalometric head holder, and all patients were larly, translations were recorded in relation to soft
asked to relax upper and lower lips. tissue references such as labrale inferior (Li), inferior
All radiographs were traced and analyzed by the labial sulcus (SLI), as well as soft tissue pogonion
same examiner. As a basis for measurement, an x-y (PG=) and menton (Me). Changes in upper lip profile
cranial base coordinate system was constructed on were also determined using the soft tissue reference
the radiographs. An x-axis was drawn 7° to the Sella- points subnasale (Sn), superior labial sulcus (SLS),
Nasion line (Se-N-line) as a horizontal reference line; a labrale superius (Ls), and stomion (Stoms), as well as
constructed vertical reference line was drawn per- the nasolabial angle (Cm-Sn-Ls).
pendicular to this line at sella (y-axis). The cephalo- Changes between preoperative (T0) and postoper-
metric landmarks identified and the reference lines ative (T2, T3) positions of the soft tissue reference
used are shown in Figure 1. Definitions of the land- points were compared with movements of 3 hard
marks are listed in Table 3. Magnification for linear tissue references: Li to Ii, SLI to B-point, and soft tissue
measurements was 3.3%, and was identical in all pa- pogonion to skeletal pogonion (PG= to Pg). The per-
tients. The magnification was not corrected. Standard centage of relative positional change (ratio) between
statistical parameters and tests were used to evaluate the soft tissue points and the corresponding skeletal
the results. The systematic and accidental errors of points was calculated by dividing the amount of
cephalometric analysis have been described else- change in soft tissue by that of hard tissue over the
2304 SOFT TISSUE PROFILE CHANGES

Table 3. CEPHALOMETRIC LANDMARKS

Landmark Definition

A Innermost point on contour of maxilla between anterior nasal spine and incisor tooth
B Innermost point on contour of mandibula between incisor tooth and bony chin
Ii Incision inferior: midpoint of incisal edge of most prominent mandibular central incisor
Is Incision superior: midpoint of incisal edge of most prominent maxillary central incisor
me Menton: most inferior midline point on mandibular symphesis
Pg Pogonion: most anterior point on osseous contour of chin
S Sella: center of sella turcica
N Nasion: most anterior point of frontonasal suture
Cm Columella point: midpoint of columella of nose
Sn Subnasale: point at which columella (nasal septum) merges with upper lip in midsagittal plane
SLS Superior labial sulcus: point of greatest concavity in middle of upper lip between subnasale and
labrale superius
Stoms Stomion superius: most inferior point of upper lip
Stomi Stomion inferius: most superior point of lower lip
Ls Labrale superius: most anterior point of upper lip
Li Labrale inferius: most anterior point of lower lip
SLI Inferior labial sulcus: point of greatest concavity in midline of lower lip between labrale inferius and
soft tissue pogonion
PG= Soft tissue pogonion: most prominent or anterior point on chin in midsagittal plane
Me Soft tissue menton: lowest point on contour of soft tissue chin
ML-NL Mandibulo-nasal plane angle: angle between mandibular plane and nasal plane
Cm-Sn-Ls Nasolabial angle: angle between columella and labrale superius
G-Sn-PG= Facial convexity: angle between soft tissue glabella, subnasale and soft tissue pogonion
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.

postoperative interval between T0 and T2/T3 (ratio of compared with the magnitude of surgical advancement/
soft-to-hard tissue). setback and the amount of skeletal relapse.
Statistical analysis was performed to compare and
Ratio (%) correlate the linear and angular relationships. The
Long-term soft tissue changes (T0-T2 ⁄ T0-T3) Wilcoxon matched pairs signed-ranks test was used to
⫽ determine the difference between measurements at
Long-term hard tissue movement (T0-T2 ⁄ T0-T3) each interval. Statistical significance was defined as P
⫻ 100 less than .05. Spearman’s correlation analysis was
used to test the significant relationships between vari-
Values measured were compared between the 4 dif- ables. The degree of correlation was classified as:
ferent time intervals T0-T1, T1-T2, T2-T3, and T0-T3. strong correlation (r ⬎ 0.8), moderate correlation (r
Changes in linear and angular parameters were also ⫽ 0.5– 0.8), and weak correlation (r ⬍ 0.5).

Table 4. HORIZONTAL CHANGES IN THE SKELETAL AND SOFT TISSUE CEPHALOMETRIC VARIABLES OF THE
ADVANCEMENT PATIENTS (n ⴝ 15)

Landmark T0-T1 SD T1-T2 SD T2-T3 SD T0-T3 SD

Dental Is (mm) 0.0 0.0 ⫺0.3 2.3 1.1 3.6 0.7* 3.1
Ii (mm) 4.1* 2.5 ⫺0.4 2.4 0.5 2.2 4.0* 3.2
Hard tissue B (mm) 4.1* 2.7 ⫺1.2 2.7 ⫺0.8 4.1 2.1 3.8
Pg (mm) 4.9* 2.4 ⫺1.6 3.3 ⫺1.0 4.5 2.4 3.6
me (mm) 4.3* 4.0 ⫺1.3 3.6 ⫺0.5 4.6 2.5 4.8
Soft tissue Stomi (mm) 2.9* 3.0 ⫺2.2* 2.7 ⫺1.2* 1.7 ⫺0.5 2.2
Lower lip Li (mm) 3.7* 2.6 ⫺2.5* 2.7 0.7 2.0 1.9 3.2
SLI (mm) 3.1* 3.0 ⫺1.6 3.1 0.1 2.4 1.6 2.9
PG= (mm) 3.7* 3.1 ⫺1.4 3.4 0.9* 0.8 3.2 2.4
Me (mm) 1.7 3.5 0.1 4.1 ⫺0.5 2.6 1.3 3.8
Divergent ML/NL (°) ⫺1.2 3.2 1.8 2.1 2.4* 2.8 2.9* 3.9
Abbreviation: SD, standard deviation.
*P ⬍ .05, measured between time intervals T0-T1, T1-T2, T2-T3, and T0-T3.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.
EGGENSPERGER ET AL 2305

Table 5. HORIZONTAL CHANGES IN THE SKELETAL AND SOFT TISSUE CEPHALOMETRIC VARIABLES OF THE
SETBACK PATIENTS (n ⴝ 12)

Landmark T0-T1 SD T1-T2 SD T2-T3 SD T0-T3 SD

Dental Is (mm) 0.0 0.0 0.4 1.5 ⫺0.2 1.8 0.3 2.2
Ii (mm) ⫺6.7* 4.2 1.0 1.4 ⫺0.3 1.3 ⫺6.0 3.9
Hard tissue B (mm) ⫺6.4* 5.3 1.1 4.0 ⫺0.1 2.1 ⫺5.4* 4.7
Pg (mm) ⫺6.5* 6.6 1.0 3.2 ⫺0.1 2.2 ⫺5.5* 6.0
me (mm) ⫺6.1* 7.2 0.8 2.6 0.8 2.5 ⫺4.6 5.1
Soft tissue Stomi (mm) ⫺2.3 4.5 ⫺2.2* 1.6 ⫺0.1 1.4 ⫺4.6* 2.0
Lower lip Li (mm) ⫺0.8 2.8 ⫺2.8* 1.8 ⫺1.1 2.0 ⫺4.6* 3.4
SLI (mm) ⫺2.8 2.4 ⫺0.4 1.8 0.1 1.6 ⫺3.2 2.3
PG= (mm) ⫺1.4 2.8 ⫺0.6 3.6 ⫺0.2 2.1 ⫺2.2 5.1
Me (mm) ⫺1.0 2.7 0.3 3.1 0.9 2.5 ⫺2.2 2.5
Divergent ML/NL (°) ⫺0.9 3.1 0.4 2.7 1.2 3.4 0.7 4.4
Abbreviations: SD, standard deviation.
*P ⬍ .05, measured between time intervals T0-T1, T1-T2, T2-T3, and T0-T3.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.

Results followed its underlying skeletal structure immediately


only slightly after surgery. Although there was a de-
Horizontal and vertical soft and hard tissue
cent relapsing movement of hard tissue structures
changes after mandibular advancement and setback
(15% at Pg), soft tissue continued its posterior move-
surgery (T0-T1), at 1 year (T1-T2), and at 12 years
ment in the first year of observation (Table 5). Corre-
(T2-T3) are presented in Tables 4 through 9, where
lations between the amount of surgical (T0-T1) hard
the mean and standard deviation for each time
tissues movement and 1 year (T1-T2) soft tissue
interval are reported.
changes, as well as 1 year soft and hard tissue changes
CHANGES IN THE FIRST YEAR OF OBSERVATION after either mandibular advancement or setback sur-
(T0-T1, T1-T2) gery were weak (r ⬍ 0.5, Spearman).
Mandibular advancement of 4.9 mm at pogonion
(Pg) was accompanied by a significant anterior move- CHANGES AT LONG-TERM FOLLOW-UP (T2-T3)
ment of soft tissue of 3.7 mm at soft tissue pogonion In the advancement patients, although skeletal re-
(PG=) (P ⬍ .05, Wilcoxon matched pairs) immediately lapse continued in the horizontal plane of an other
after the surgery. In the first year of observation hard 20% at pogonion (Pg), soft tissue chin showed a
tissue showed a skeletal relapse of approximately 1.6 significant anterior movement of 0.9 mm at soft tissue
mm (33%) at Pg, which was accompanied by a similar pogonion (PG=) (P ⬍ .05, Wilcoxon matched pairs)
posterior soft tissue movement of 1.4 mm at PG=. during the long-term follow-up period between T2
After mandibular setback of 6.5 mm at Pg, soft tissue and T3 (Table 4). Although significant inferior rota-

Table 6. VERTICAL CHANGES IN THE SKELETAL AND SOFT TISSUE CEPHALOMETRIC VARIABLES OF THE
ADVANCEMENT PATIENTS (n ⴝ 15)

Landmark T0-T1 SD T1-T2 SD T2-T3 SD T0-T3 SD

Dental Is (mm) 0.0 0.0 0.5 1.1 0.9 2.3 1.5* 1.7
Ii (mm) 0.3 1.6 0.2 1.2 0.2 1.8 0.7 2.0
Hard tissue B (mm) 1.7* 2.3 ⫺0.4 1.5 2.3* 3.8 3.1 3.9
Pg (mm) 0.7 2.9 0.0 1.6 1.5 3.8 2.3 5.8
me (mm) 2.3 5.4 0.6 2.9 1.5* 2.8 4.5 4.7
Soft tissue Stomi (mm) ⫺0.5 2.1 0.3 2.5 1.5* 1.9 1.3 2.6
Lower lip Li (mm) 1.3 3.5 ⫺1.0 2.7 ⫺0.1 2.4 0.1 3.9
SLI (mm) 0.7 2.8 0.1 2.5 ⫺0.1 2.5 0.8 3.6
PG= (mm) ⫺0.4 2.6 1.1 3.2 0.0 4.2 0.7 4.6
Me (mm) 1.7 2.3 ⫺0.6 3.1 1.5 2.1 2.7 1.6
Abbreviation: SD, standard deviation.
*P ⬍ .05, measured between time intervals T0-T1, T1-T2, T2-T3, and T0-T3.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.
2306 SOFT TISSUE PROFILE CHANGES

Table 7. VERTICAL CHANGES IN THE SKELETAL AND SOFT TISSUE CEPHALOMETRIC VARIABLES OF THE SETBACK
PATIENTS (n ⴝ 12)

Landmark T0-T1 SD T1-T2 SD T2-T3 SD T0-T3 SD

Dental Is (mm) 0.0 0.0 ⫺0.1 1.3 0.8 1.7 0.7 1.6
Ii (mm) ⫺0.8 3.2 ⫺0.3 1.8 1.8* 2.2 0.6 0.3
Hard tissue B (mm) ⫺0.7 4.0 ⫺1.2 2.1 2.1* 2.4 0.1 4.0
Pg (mm) ⫺0.3 2.8 0.1 3.3 0.8 2.3 0.7 3.9
me (mm) ⫺0.6 2.7 ⫺0.3 1.5 1.3 1.8 0.4 2.7
Soft tissue Stomi (mm) 1.4 2.3 0.9 2.2 0.1 1.6 2.3* 2.7
Lower lip Li (mm) 3.1* 3.2 ⫺0.8 1.8 1.1 2.6 3.4* 3.2
SLI (mm) 0.2 2.9 ⫺0.8 2.4 1.8* 2.4 1.2 2.7
PG= (mm) ⫺0.3 4.3 0.8 3.7 1.8 2.9 2.3* 2.6
Me (mm) 0.7 2.3 ⫺1.4 2.8 2.1 3.0 1.3 2.3
Abbreviation: SD, standard deviation.
*P ⬍ .05, measured between time intervals T0-T1, T1-T2, T2-T3, and T0-T3.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.

tion of the mandible with an increase of the man- increase in soft tissue thickness compared with values
dibulo-nasal plane angle (ML/NL) (P ⬍ .05, Wilcoxon at T0. In the setback group, all ratios were lower than
matched pairs), mandibular soft tissue remained sta- 100%, demonstrating a reduction in thickness of
ble in the vertical plane (Table 5). In the setback lower lip (Li:Ii) and chin (SLI:B-point, PG=:Pg). There
patients, hard and soft tissue chin remained stable in were no significant changes of the ratios (P ⬎ .05,
the horizontal plane where as labrale inferius (Li) Wilcoxon matched pairs).
showed further posterior movement during the long-
term follow-up period between T2 and T3 (Table 5). CHANGES OF WEIGHT
An inferior rotation of the mandible with a small The preoperative weight of the retrognathic pa-
increase of the mandibulo-nasal plane angle (ML/NL) tients was a mean of 63 kg (range, 49 to 72 kg). Over
was accompanied by an inferior movement of hard the whole observation period (T0-T3) there was a
and soft tissue mandibular landmarks (Table 7). Cor- significant increase of all patient’s weight of an aver-
relations between long-term (T2-T3) soft and hard age of 7.1 kg (range, 1 to 24 kg) (Table 11). The
tissue changes after either mandibular advancement preoperative weight of the prognathic patients was a
or setback surgery were weak (r ⬍ 0.5, Spearman). mean of 68 kg (range, 50 to 96 kg). Long-term (T0-T3)
change of all 12 patients’ weight of 3.8 kg (range,
RELATIONSHIP BETWEEN SOFT TISSUE AND HARD ⫺11 to 11 kg) was not significant because of 2 male
TISSUE MOVEMENTS IN THE HORIZONTAL PLANE patients, who showed a decrease of weight of 6 kg
In both groups ratios between soft and hard tissue and 11 kg over the whole observation period (T0-T3)
changes increased from 1 year postoperatively at T2 (Table 11). The other 10 patients had a significant
to the long-term follow-up at T3 (Table 10). In the increase in weight of mean 6.2 kg (range, 1 to 11 kg).
advancement patients, the ratio at soft tissue pogo- Correlations between long-term changes at mandibu-
nion (PG=:Pg) was even 133% at T3, demonstrating an lar soft tissue landmarks (Li, SLI, PG=) (T0-T3/ T2-T3)

Table 8. CHANGES IN SOFT TISSUE PROFILE OF THE UPPER LIP OF THE ADVANCEMENT PATIENTS (n ⴝ 15)

Landmark T0-T1 SD T1-T2 SD T2-T3 SD T0-T3 SD

Horizontal (mm) SLS 0.6 1.9 ⫺1.1 2.0 0.6 2.1 0.1 2.3
Ls 0.5 1.3 ⫺1.5 2.5 0.4 1.6 ⫺0.6 2.2
Stoms 0.8 1.8 ⫺1.1 3.0 ⫺0.5 2.5 ⫺0.8 3.1
Vertical (mm) SLS 0.5 2.6 1.6 2.9 0.1 2.7 2.2* 3.7
Ls 0.9 2.3 1.8* 2.2 ⫺1.6* 2.6 1.1* 2.3
Stoms ⫺0.1 2.3 0.9 2.0 0.7 1.9 1.5* 2.3
Angular (°) Cm-Sn-Ls ⫺0.1 3.6 0.7 3.0 0.9 3.3 1.5 3.1
G-Sn-PG= 3.0* 2.6 ⫺0.9 2.8 ⫺0.5 3.5 1.5 3.0
Abbreviation: SD, standard deviation.
*P ⬍ .05; measured between time intervals T0-T1, T1-T2, T2-T3, and T0-T3.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.
EGGENSPERGER ET AL 2307

Table 9. CHANGES IN SOFT TISSUE PROFILE OF THE UPPER LIP OF THE SETBACK PATIENTS (n ⴝ 12)

Landmark T0-T1 SD T1-T2 SD T2-T3 SD T0-T3 SD

Horizontal (mm) SLS 1.0 2.3 ⫺1.0* 1.0 ⫺0.7 1.4 ⫺0.7 2.1
Ls 1.0 2.3 ⫺2.0 1.1 ⫺0.3 1.2 ⫺1.3 2.3
Stms ⫺0.3 3.0 ⫺2.3* 1.6 ⫺0.6 1.5 ⫺3.1* 2.7
Vertical (mm) SLS ⫺0.3 2.1 1.4* 1.9 0.0 2.3 1.2 3.0
Ls 0.8 1.7 1.5* 1.1 0.9* 0.9 3.2* 2.3
Stms 0.8 1.9 0.8 1.2 1.1 1.9 2.7* 2.7
Angular (°) Cm-Sn-Ls ⫺0.1 4.7 5.0* 5.3 1.7 2.8 6.6* 4.1
G-Sn-PG= ⫺2.8* 3.4 0.7 3.1 2.3* 3.6 0.3 2.7
Abbreviation: SD, standard deviation.
*P ⬍ .05, measured between time intervals T0-T1, T1-T2, T2-T3, and T0-T3.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.

and patients weight (T0-T3) were weak (r ⬍ 0.5, Discussion


Spearman) in both (advancement and setback)
The aim of this study was to determine long-term
groups. Also, there was only weak correlation be-
soft tissue changes an average of 12 years after
tween the age of the patients and the change in mandibular advancement or setback surgery and
weight. Female and male patients showed no signifi- which factors may be responsible for the observed
cant difference in weight gain in the long-term (P ⬎ changes.
.05, Wilcoxon matched pairs). In a former publication,29 we reported that there is
skeletal relapse after mandibular advancement sur-
CHANGES IN THE UPPER LIP PROFILE gery in a posterior direction of about 30% after the
Horizontal and vertical changes in upper lip profile first year postoperatively. Our results of this study
show that soft tissue landmarks in the 15 advance-
are shown in Tables 8 and 9.
ment patient followed their underlying skeletal land-
In the advancement group, a slight forward move-
marks (Pg, B-point, Ii) to 70% at soft tissue pogonion
ment of all upper lip landmarks was observable in the
(PG=) to 52% at inferior labial sulcus (SLI) and only to
horizontal plane at the immediate postoperative stage
32% at lower lip (li). Most previous articles report a
(T1) (Table 8). In the first year of observation (T1-T2) higher ratio of 100% of soft tissue chin (PG=, SLI)
there was a remarkable thinning and lengthening of whereas predictive ratios of lower lip vary between
the upper lip that did not fully return to preoperative 38% and 80% (Table 1). Jensen et al8 explained the 1:1
thickness and shortness during the long-term period ratio by the tight attachment of soft tissue chin to the
(T2-T3). The correlations between labrale superius underlying skeletal basis. Lines and Steinhauser2
(Ls) and labrale inferius/incisor inferior (Li/Ii) were stated that the lower lip advanced at a 75% ratio to the
moderate during the first year (T1-T2) (r ⫽ 0.7, Spear- mandibular incision advancement, and soft tissue
man). Correlations between long-term (T1-T3) move- pogonion advanced at a simple 100% ratio to hard
ment of Li and total (T0-T3) patients weight changes tissue pogonion advancement. They explained this
were weak (r ⬍ 0.05, Spearman). In the setback
group, an initial (T0-T1) forward movement at supe-
rior labial sulcus (SLS) and labrale superius (Ls) was
Table 10. CONVENTIONAL AND ALTERNATIVE
observable. After the mean postoperative period of 14 RATIO OF SOFT TISSUE CHANGES TO HARD TISSUE
months (T2), all landmarks showed a noticeable pos- MOVEMENT (n ⴝ 15)
terior and inferior movement that continued in the
Advancement Setback
long-term follow-up (T2-T3). In total (T0-T3), the up-
per lip was thinner and remarkably longer than pre- 12 Years
operatively. The correlations between the move- T0-T3/T0-T3
ments of labrale superius (Ls) and labrale inferius (Li) SLI:B Point (%) 76 60
were weak during the first year (T1-T2) as well as in PG=:Pg (%) 133 40
the long-term (T1-T3) period (r ⬍ 0.05, Spearman). Li:Ii (%) 48 77
The correlation of movements of Ls and patients NOTE. All changes are in the horizontal axis.
weight changes was also weak (T0-T3, r ⬍ 0.05, Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac
Spearman). Surg 2007.
2308 SOFT TISSUE PROFILE CHANGES

Table 11. WEIGHT CHANGES IN THE ADVANCEMENT AND SETBACK PATIENTS

Advancement Setback
n⫽15 n⫽12
T0-T3
Mean SD Range Mean SD Range

Increase of Weight (kg) Female 6.6* 7.1 1 to 24 6.7* 4.5 2 to 11


Male 8.6* 4.8 4 to 14 2.8a 7.3 ⫺ 11 to 11
Male 6.0*b 3.9 1 to 11
Total 7.1* 6.4 1 to 24 3.8a 6.8 ⫺ 11 to 11
6.2*b 3.8 1 to 11
*P ⬍ .05, Wilcoxon matched pairs.
a
All 12 patients: 10 with increase and 2 with decrease of weight.
b
Only the 10 patients with increase in weight.
Eggensperger et al. Soft Tissue Profile Changes. J Oral Maxillofac Surg 2007.

different ratio of soft tissue chin and lower lip in 2 In the long-term follow-up (T2-T3), our results
ways. The first explanation was that many patients showed that soft tissue did not follow its hard tissue
have deep bites before surgery, their lower lip pro- counterparts in direction of movement after mandib-
truding because of contact with the upper incision. ular advancement. Skeletal relapse continued with
Their second explanation was that even in patients posterior movement of the mandible, whereas soft
without a deep bite there is a soft tissue compensa- tissue landmarks moved further anteriorly. Further-
tion where the lower lip pushes forward and attempts more, ratios for soft tissue lower lip (Li), mentolabial
to make a lip seal. Stella et al30 provided another fold (SLI), and chin (PG=) were shown to have in-
explanation, reasoning that increased soft tissue creased differently in the long-term follow-up, to 48%
thickness may have a tendency to absorb a larger (Li), 76% (SLI), and 133% (PG=). It is well known that
amount of skeletal movement without a perceptible changes in facial esthetics following orthognathic sur-
change in soft tissue contour, and thus produce a gery are highly dependent on skeletal stability of the
lower ratio of soft to hard tissue change. surgical procedure. Our observed high ratio at PG=
In our setback group, skeletal relapse was only 15% may partially mask the patient’s profile again becom-
of the initial mandibular setback31 with the 1-year ing convex due to skeletal relapse. In the literature,
(T2) soft tissue ratios of 60% at inferior labial sulcus the longest soft tissue follow-up time after mandibular
(SLI), 63% at lower lip (Li), and only 36% at soft tissue advancement surgery is 5 years.12 This study from
pogonion (PG=). It seems that especially the latter Florida12 found similar ratios at PG= and Li but a
(PG=) is determined mostly by itself more than the higher ratio at SLI (111%). Contrary to the advance-
underlying skeletal structure. Contrary to our results, ment group, our long-term results of the setback
most previous articles reported higher ratios of 90% group revealed that most of the soft and hard tissues
to 100% of soft tissue chin (PG=, SLI), whereas pre- remained stable in the horizontal axis except for the
dictive ratios of lower lip varied between 43% and lower lip, which showed further posterior move-
99% (Table 3). Gjorup and Athanasiou17 observed an ment. Similarly, ratios for mento-labial fold (SLI:B-
individual variation in the ratios that they explained Point) and soft tissue chin (PG=:Pg) remained stable
by the different preoperative soft tissue thickness at and the ratio at lower lip (LI:Ii) increased. In the
different landmarks. Soncul and Bamber24 explained literature, the longest follow-up time of previous stud-
the 1:1 ratio at soft tissue chin after mandibular set- ies, reporting on long-term changes of soft tissue after
back surgery by the close proximity of the soft tissue mandibular setback, is 3 years.23 In agreement with
pogonion to the underlying bone, the mentalis mus- our results, these authors also reported stable ratios
cle and mental slips of the orbicularis oris muscle. from 1 to 3 years of observation at inferior labial
They also refer to the increased relaxation of the sulcus and soft tissue chin, whereas the ratio of lower
lower lip after the tension, caused by the lower teeth, lip increased slightly by approximately 6%.
was eliminated with a mandibular setback and there- Concerning our results, the question arises, which
fore responsible for a low ratio at lower lip. Discrep- factors are responsible for our observed long-term
ancies between our findings and those from previous soft tissue changes. Contrary to a study from Florida9
investigations could be partially explained by differ- that stated there is no association between facial soft
ences in sample size, case selections, surgical fixation tissue thickness and patients weight changes, we
techniques, and amount of skeletal relapse.2,5-9,14-25,32 think that the increased weight in all of our advance-
EGGENSPERGER ET AL 2309

ment patients in the long-term period (T2-T3) may ing and a thinning of the upper lip after mandibular
contribute to the increase in soft tissue thickness. setback surgery. He stated that the upper lip is pre-
Considering that lower lip (Li) and mentolabial sulcus operatively too short in prognathic patients, and sur-
(SLI) in these patients reduced in thickness over the gery brings the upper lip to a more physiologic length
whole observation period, there must be other factors and position. The same was stated by Gjorup and
also responsible for the long-term soft tissue behavior Athanasiou,17 who explained that the upper lip, be-
in these 2 groups. In the literature,6,9,33-39 the normal cause of the abnormal incisal relationship before sur-
aging process is described to affect long-term behav- gery, is kept in a “pseudoposition” as a form of adap-
ior of facial soft tissue. Skin thickness reaches a max- tation and compensation. The achievement of a
imum in women at approximately age 35 and in men normal incisal relationship lengthens and flattens the
at 45, decreasing gradually afterward.33 Considering upper lip, leading to better lip competence and pos-
that the mean age of our patients was approximately ture. Kajikawa26 observed a postoperative lengthen-
36 years, the total (T0-T3) increased soft tissue thick- ing of the upper lip, but in contrast to our results,
ness at soft tissue pogonion (PG=) in the advancement accompanied by a thickening at the vermilion border.
group and at all mandibular landmarks in our setback He explained this as being due to the reduction of the
patients could also be the result of the aging process. origins of the depressor anguli oris muscle when
But there is still no explanation for the reduced thick- setting the mandible back. Similar to our long-term
ness at SLI and Li in the advancement patients. Prob- results of the upper lip, Mobarak et al23 also observed
ably skeletal remodeling may be responsible for the a lengthening and thinning in their 3-year study.
decreased thickness at SLI and Li. It seems that, as The question as to whether the normal aging pro-
long as there is continuous remodeling of the under- cess contributes significantly to these observed
lying bone, as was observed in our advancement changes of the upper lip is rather difficult to answer.
group, there is not a stabile situation of the overlying Unfortunately, there is still no consensus on the aging
soft tissue. So if skeletal remodeling would stop one
process of the upper lip in the literature: whereas
day, there will probably be a thickening of soft tissue
some authors36,37 report that normal aging does not
chin in our advancement patients, as is observed in
appreciably change the upper lip, others42 describe
our setback patients.
broadening and reduction in height with aging. In
In the advancement patients, there was a reduction
accordance with our results, a study from Pennsylva-
of thickness and a lengthening of upper lip visible at
nia33 also observed a lengthening and reduction of the
the end of the observation period. This occurred
upper lip’s thickness with aging, which is explained
predominantly during the first year postoperatively,
by the loss of underlying tone and bulk of the orbic-
and was most probably due to the early mandibular
and lower lip movements. Although there is a dense ularis muscle.36,37 Another study from France39 also
fascial-fatty layer of the upper lip, containing only observed a lengthening of the upper lip up to the age
minimal fat and bounded tightly to the skin superficial of 35 and afterwards a shortening again. The obser-
and to the perioral muscles deep to it, we think that vation in the present study of an increase in upper lip
the slight increase of upper lip thickness in the long- length with subsequent reduction in maxillary incisor
term (T2-T3) could be due to the observed significant exposure in both advancement and setback patients
increase in weight. On the other hand, it is known over the whole observation of 12 years, delineates the
that the aging maxilla is continuously retroposi- need for careful treatment planning especially in pa-
tioned.40 Therefore, our slight increase in upper lip tients who have a starting low lip line.
thickness from 1 to 12 years postoperatively (T2-T3) Taken together, all these modifications may lead to
may also be due to soft tissue compensation of this troublesome esthetic consequences: a big variation in
maxillary retroposition. In our setback patients, there weight is generally not only dispersed throughout the
was also a significant lengthening and a slight thin- body, but might be also be reflected undesirably in
ning of the upper lip during the first year of observa- the face. A reduced upper incisal tooth exposure due
tion, which, in contrast to the advancement patients, to lengthening of the upper lip may modify the attrac-
continued in the long-term follow-up. This change in tiveness of the smile. Furthermore, aging is an inevi-
thickness and length could be explained by the dif- table process and, as mentioned above, will also
ferent, more vertical direction of traction of orbicu- contribute to changed facial appearance. When dis-
laris oris muscle after the surgery, compared with the cussing the treatment plan, patients should be advised
rather oblique anterior orientation of the muscle be- that weight change and aging are, so far, not predict-
fore mandibular setback. Our changes of upper lip in able factors. Therefore, long-term prediction by the
the setback group during the first year of observation conventional cephalometric method of especially
are in agreement with previously reported re- mandibular soft tissue profile changes after orthog-
sults.17,23,26,41 In 1975, Wisth41 observed a lengthen- nathic mandibular surgery cannot be made.
2310 SOFT TISSUE PROFILE CHANGES

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