Professional Documents
Culture Documents
UNDP TH Ebook-Gov-Lab
UNDP TH Ebook-Gov-Lab
Lab in Thailand
Government Innovation Lab
in Thailand
Office of the Public Sector Development Commission UNDP works in some 170 countries to support the achieve-
(OPDC) discharges its functions in accordance with Section ment of the Sustainable Development Goals. UNDP has
3/1 of the Public Administration Act (No. 5) of 2002 (B.E. been present in Thailand for more than 50 years as a
2545) and the Royal Decree on Criteria and Procedures for trusted partner of the Royal Thai Government and people of
Good Public Governance of 2003 (B.E. 2546). The office Thailand. Working as part of the UN Country Team, UNDP
serves as Secretariat of the Public Sector Development aims to advance inclusive sustainable and human-centred
Commission (PDC). This involves advising the cabinet on development for all people in Thailand. In all our activities,
public sector reform agendas, covering such multiple areas we encourage the protection of human rights, and the
as structure, budgeting, human resource management, empowerment of women, minorities and the poorest and
ethics, remunerations, and other relevant issues. most vulnerable.
OPDC works to move Thai public sector forward based In Thailand, UNDP works with a broad range of partners
upon the principles of good public governance in order to to provide policy advice, technical expertise and imple-
become an effective and efficient mechanism for sustainable mentation support in areas such as environmental and
national development. OPDC also promotes and develops biodiversity conservation, climate change adaptation and
excellence in public services of government agencies, mitigation, anti-corruption, community livelihoods, and
leverages service efficiency and innovation for easy access government and social innovation.
and diversity to meet the real needs of the people upon public
engagement and openness basis in line with the policy of www.undp.org
“Good Governance for Better Life”. www.th.undp.org
005
The rapid pace of change in the technological In recognition of these challenges, the Office With the objective of empowering people’s sector more inclusive, open and connected,
advancement and modernization of societies, of the Public Sector Development Commission lives and building resilient nations, the United as well as empowering civil servants with a
namely urbanization, aging society, climate (OPDC) has initiated the Government Innovation Nations Development Program (UNDP) advo- proactive, innovative mindset of public entre-
change, social media, and social amplification Lab (Thailand) and deployed a “Design Thinking” cates for change by supporting countries to preneurship. The longer-term success of the
of risk offers entirely new ways of addressing approach which focuses on customers through achieve the Sustainable Development Goals Government Innovation Lab in Thailand will be
problems and challenges of disruptive changes public collaboration for innovation development in (SDGs). As part of the UN Country Team in measured by its ability to create an enabling
and behaviors. At this point, current governments government services. It leads to solutions that are Thailand, UNDP works to advance inclusive, environment where the public sector and the
from around the world need to propose sound progressively refined through an iterative process sustainable and human-centred development Thai people can successfully co-create a
public policy involving policy cycles such as of providing a voice to end-users and engaging for all people in Thailand. In an increasingly better future for Thailand through innovation.
formulating, implementing and evaluating policy them in shaping decisions (professional empathy connected world where rapid changes and
as well as public service management. The Thai and co-creation); of considering multiple causes constant disruption are part of the “new The Government Innovation Lab has already
government has been transforming itself to of and diversified perspectives to the problems normal”, identifying the problems and finding completed seven pilots, addressing public
respond to the public’s needs with more precise, at hand (scaling); and experimenting with initial the appropriate solutions for the people have service delivery challenges at both central
agile, and economical public services, regardless ideas (prototyping and testing). The prototype has never been more challenging. UNDP and provincial levels. It has, at the same time,
of place and time. been developed and tested to ensure the highest recognizes that innovation, especially in the aimed to build capacity of civil servants in the
quality of public service delivery and the reduction public sector, has great potential in driving innovation team, and to help these civil servants to
The Royal Thai Government, under the Prime of budget problems. The “Design Thinking” change for a better society. apply their new found skills to real-life service
Minister Prayut Chan-o-cha, has recently approach is consistent with the Philosophy of delivery challenges. This guidebook outlines
promoted a new economic model called “Thailand the late Thai King Rama IX which is “Understand, In line with “Thailand 4.0” – the national the international best practice in the various
4.0”, steering Thailand from an efficiency-driven Access and Develop.” d e v e l opme n t stra te gy to c re a te a n steps of the innovation process, the results of
to innovation-driven economy with the ultimate innovation-driven economy – the Government the first six months of these service delivery
aim of “Security, Prosperity, and Sustainability”. Finally, OPDC is greatly appreciative to all staff Innovation Lab is a joint initiative between the innovation pilots, and the key principles with
To transit from the middle-income trap to become and the GovLab Team who have been truly Office of Public Sector Development Commission guide to set up government innovation lab in
a high-income country, strength from within dedicated to contributing a “toolkit” which offers (OPDC) of the Royal Thai Government and Thailand. This guidebook aims to help a wide
coupled with global connectivity are required. lessons learned and profound alterations in the UNDP, aiming to co-create innovative public range of government agencies use innovation
A huge challenge for the Thai public sector is to content of the design thinking approach. Following services to better serve the needs and to deliver better, more inclusive public services.
adapt the current policy planning and offer an these values, this toolkit will bring many valuable demands of Thai citizens in the 21st century.
effective and suitable means of addressing the lessons for not only government officials, but also The initiative is being implemented in partnership UNDP Thailand looks forward to continuing
challenges of Thailand 4.0 by upholding the citizens. Thus, this toolkit is expected to build a with Thailand Creative & Design Center (TCDC), this innovative partnership with the Royal Thai
principles of Good Governance focusing on strong, solidarity and leverage public service Thammasat University (TU), and King Government, together creating the future we
“Better Governance, Happier Citizens.” Viewed delivery and ultimately building trust and Mongkut’s University of Technology Thonburi want.
this way, government transformation is vital to confidence. (KMUTT). Setting up the Government Innovation
gain the credibility and trust of the public through: Lab in Thailand reflects a new impetus from
the Royal Thai Government to make the public
1. Open and connected government
2. Citizen-centric government
3. Smart and high-performance government
Deirdre Boyd
Thosaporn Sirisumphand Resident Representative
Secretary-General of OPDC United Nations Development Programme
December 2017 December 2017
006
Contents
007
Looking Wide 9 Setting Up 57
1.1 The Meaning and Value of 10 3.1 Key Recommendations for Setting Up 58
Government Innovation Lab Government Innovation Lab in Thailand
1.2 The Importance of Government 14 3.2 Government Innovation Labs: Possible 64
Innovation Labs Models for Thai Context
1.3 Location, Types and Case Studies of 16 3.3 Innovation Realm: Recruit People With 66
Innovation Labs From Around the World the Right Mindset and Skillset
1.4 Conclusion: From Citizen Centric Vision 22 3.4 Innovation Team Competencies 68
To Various Prototype Experimentation 3.5 Innovation Lab Journey 69
3.6 Recommendation 71
Testing Out 25
2.1 Operational Process and 27
Methodology for the Central
Pilot Projects
2.2 Operational Process and 34
Methodology for the Regional
Pilot Projects
2.3 Public Innovation Pilot Project 37
Prototype
2.4 Conclusion 55
Looking Wide
009
Government
Innovation Lab
Around the World
01
ที่มา: http://www.100resilientcities.org/cities/bangkok
010
1.1
011
The Meaning and Value of Government Most Problematic Factors
for Doing Business in Thailand
Innovation Lab
Government Instabillity / Coups 13.6
Governments around the world are finding new To transform government and public sector Inefficient Government Bureaucracy 12.1
ways to improve public services and create service delivery, the Office of the Public Sector
innovation by taking a citizen-centric Development Commission (OPDC) created the Policy Instability 12.0
approach. 1 “Government 4.0” model4, which is consistent Insufficient Capacity to Innovate 10.5
with Innovation-Driven Economic principles,
Apart from improving the citizen’s quality of as part of the “Thailand 4.0” development Corruption 10.1
life, effective public services are also integral strategy. OPDC proposed 3 key principles to Inadequately Educated Workforce 9.7
to improving Thailand’s competitiveness in reform how the government works. They are: Tax Regulations 5.4
the private sector. Developing public sector
services will directly impact some of the 21st 01 Open and Connected Government Inadequately Supply of Infrastructure 5.4
century challenges faced by Thailand, as 02 Citizen Centric Government Access to Financing 4.8
evidenced by the World Economic Forum 03 Smart and High Performance
Global Competitiveness Index 2017 – 2018, Government Poor Work Ethic in National Labor Force 4.1
which ranked Thailand at 32 out of 137 Tax Rates 3.9
Looking Wide : Government Innovation Lab Around the World
1
Most Problematic Factors in Doing Business
in Thailand
01
18.pdf [Accessed: 12/01/2018].
012
013
Comparing the Traditional and Modern Concept of Government Structure Comparing the Traditional and Modern Concept of Government Structure
Autonomous and separated work style Collaborative work style from policy to Routine work approach and follow the Non-routine problem solving, real time
between units operation same steps capability
Operation is not fully digitized; instead, it Operations are fully digitized, connecting
is fragmented and hierarchical with a every government unit with End-to-End Stand-alone work unit and without Resource sharing to reduce costs and
vertical approach process flow, Cross-boundary Management resource sharing improve work capability
to deliver better services, and with a
horizontal approach
Passive work approach responding Proactive and predictive work approach An expert and specialisation approach to Ability to use knowledge, intelligence and
according to the situation with instant responses to change work information systems to solve problems
and create value. Have the ability to learn
and have ethics in work
Closed access to information system and Open access to information as default and
upon request only ready for use without request
01
01
014
1.2
015
4. Process and Organization Innovation: the design of new organizational structures
and internal processes such as the establishment of special service units in order
to improve service functions, budget management or human resource management.
The Importance of Government Innovation 5. Process Interaction Innovation: a direction taken to improve or develop a new power
Labs system of relationships or interactions with other sectors. For example, the
development of service processes for a fully integrated system.
To create innovation is to introduce new ways The main role of a Government Innovation
of thinking and methodologies to generate Lab is:
solutions that solve user problems. Creating innovation in the public sector requires barrier to a key factor supporting innovation,
01 To explore new concepts in thinking building a new culture of work that invites which is the ability to adapt to change in the
For innovation to happen in the public sector, and operation collaboration between sectors and goes context of an increasingly complex world.
the government has to create space for beyond limitations to work together with
creativity, exploration and testing to find new 02 Improve and transform public structure citizens to open an experimental and prototype Old ways of working that focus on rigid controls
ways to improve public services. Setting up an and services testing space. and block information flow present an obstacle
innovation lab is like setting up a research lab for civil servants adapting to new methods for
to explore policy making and implementation 03 Innovation which must not be just Thailand has just started to push for innovation solving problems. Complex and time-
that is different and meets citizens’ needs. an idea but implementable for the in organisational governance and government consuming procedures and documentation has
public5 operations. Agencies may discover various resulted in government often failing to respond
obstacles and challenges to their development to the needs of people in a timely manner, and
of innovation. The structure of government has also resulted in archaic rules that become
Looking Wide : Government Innovation Lab Around the World
01
5 https://www.innovationpolicyplatform.org/content/public-sector-innovation
016
1.3
017
Date Launched 2013
- Open Mexico
2011
- Centre de Innovation Social
Many countries have set up Government - New Orleans Innovation
Innovation Labs to tackle various challenges - Delivery Team
according to their social and economic context,
which has led to differences in how they are set 2010
up, their organisation size, source of funding - Behavioural Insights Team
and operations. Today there are about 40 - Investing in Innovation Fund (i3)
different government innovation labs around - Mayor’s Office of New Urban Mechanics
the world: from Sitra in Finland, which was - New York City Innovation Zone (iZone)
set up over 50 years ago, to the more recently
established Seoul Innovation Bureau in Korea 2009
and Open Mexico, set up in 2012 and 2013 - Performance Management &
respectively. Deliverly Unit (PEMANDU)
- Nesta Innovation Lab
- The Australian Centre for Social
Looking Wide : Government Innovation Lab Around the World
1967
- Sitra
2
Timeline of the establishment of Government 1967 - 2013 Sounce: i-Teams (2014) Nesta and Bloomberg Philanthropies
01
01
Innovation Lab around the World
01 Looking Wide : Government Innovation Lab Around the World 018
Sweden
Canada National Innovation Council Finland
Innovation Hub VINNOVA SITRA
MARS Solutions Lab Norway Helsinki Design Lab (HDL)
Innovation Norway Finnish Funding Agency for Innovation (TEKES)
Ontario Centres of Excellences Denmark
Digital Media Zone Irland MindLab
Bioalliance The Studio The Netherlands
Kennisland
USA Mayor’s Office of France
Office of Personnel New Urban La 27e Region
Management Mechanics (MONUM) Spain
New Orleans Innovation Barcelona Urban Fonds d’experimentation China South Korea
(OPM) Lab pour la jeunesse Shenzhen Open Seoul Innovation Bureau
Innovation Lab Delivery Team Innovation Lab
Investing in SF Mayor’s Office (SZOIL)
Innovation Fund of Civic Innovation (MOCI)
(i3) New York City
Innovation Zone (iZone)
Maxico NYC Center for
Laboratorio Economic Opportunity (CEO)
Para La Ciudad
3
Open Mexico Public Policy Lab
GovLab
Malaysia
Performance Management & Delivery Unit
Colombia Singapore (PEMANDU)
Centro de Innovación Social PS21 Office
(Centre for Social Innovation) Human Experience
the World
Lab
Australia
South Africa The Behavioural Insight
Centre for Public Service Innovation Unit (BIU)
(CPSI) The Australian Centre for
Social Innovation (TACSI)
1. National Government
2. Regional Government
021
Comparative table of innovation labs in different countries 6
Innovation Lab PS21 MindLab La 27e Région Seoul Innovation Bureau Sitra
City/country Singapore Copenhagen, Denmark Paris, France Seoul, Korea Helsinki, Finland
(Population) (5.6 million) (5.7 million) (66 million) (51 Million) (5.4 million)
Type of Lab National Government National Government Regional Government City Government National Government
Organisation type Directly under the Prime Work with other government Independent organisation Directly under the Mayor Independent organisation
and proximity Minister and receives agenda agencies by creating their which receives funding but receives the agenda that sets up its own
to government from the government own agenda and agenda from the from local administration agenda
regional and national
government
Funding N/A Government 90% Government and other 100% government 100% government
Others 10% sources
Yearly budget N/A 43.84 million THB (2012) 26.3 million THB (2013) 219.2 million THB (2014) 968 million THB (2012)
Looking Wide : Government Innovation Lab Around the World
Methodology Staff-led Innovation Human-Centred Design The Friendly Hacker Citizen-led Innovation Impact Investment, Research,
(HCD) Methodology Practical Programmes
Output Implementing about 60% Created new knowledge Created and developed • Citizens are involved • Created renewable
of recommendations by that benefits government more than 20 regional in thinking and recom- economy that created
mending ways to develop more than 1 trillion THB
government employees organisations to create public innovation pilot public services in revenue
saved THB 2.4 billion in policies, policy implemen- projects • Fund and organise
national spending. tation and new public • Change government
organisation culture by innovation competitions
service delivery working with other agencies • Created a new culture
without any vertical chain of work for the government
of command
Strength Transform the organisational Encourage public sector Spread new problem Create a new culture of Make a difference in the
culture of the public sector organizations to be solving methodologies citizen engagement to way people live by
to promote public service fragile, adapt and and processes to other create real innovation providing funding,
innovation. develop spontaneously agencies knowledge and projects
6 Puttick, R., Baeck, P. and Colligan, P. (2014) ‘i-teams: the teams and funds
making innovation happen in governments around the world.’ Nesta and
01
01
Bloomberg Philanthropies. Available online: www.theiteams.org
022
1.5
023
Conclusion: From Citizen Centric Vision To
Various Prototype Experimentation
Creating innovation is a national agenda in
many countries around the world, with the aim
being to improve the quality of life of citizens,
as well as social development and the economy.
With this in mind, governments are looking
for ways to transform bureaucratic systems,
policy implementation and public services, in
order to ready the country for the next century.
Establishing a Government Innovation Lab is
an important start to building capacity for civil
servants to analyse problems and seek new
ways to solve problems with new concepts
and methodologies to more effectively meet
the people’s needs.
Looking Wide : Government Innovation Lab Around the World
01
Testing Out
025
Government
Innovation Lab
in Thailand
027
With the belief that there is no one solution Operational Process and Methodology
that solves all citizens’ problems, and that
testing and experimenting is integral to for the Central Pilot Projects
the formulation of policies supporting public
innovation, seven pilot projects were created
with the help of i-teams (Innovation Teams) To improve public service in accordance Commission, Ministry of Public Health,
to be implemented in both the Central and with the framework of Government 4.0, Ministry of Science and Technology, Ministry
Regional areas. Design Thinking was applied with a key
focus on Co-creation. Therefore, the
of Commerce, and Innovation Experts
from Research and Design Service Centre
Central Pilot Projects “i-Team” was established with members King Mongkut’s University of Technology
The Central Pilot Projects is a collaboration between the Ministry of Public from different ministries to work and Thonburi (Redek) as well as Innovation
Health, Ministry of Science, Ministry of Commerce and REDEK (Research and co-create between institutions, consisting Facilitators and Content Experts.
Development Centre at KMUTT). The aim is to use Design Thinking to make of the Office of the Public Sector Development
public innovation accessible to citizens. There are 3 projects, as follows:
02
028
029
The first step requires the information to
1 Project
Planning
2 Domain
Research
3 Design
The Right
4 Design
The Thing
be analysed and acknowledged. The
researchers will then choose the topic of
2.1.4
Thing Right interest to create the Design Brief in order
CO-CREATION WORKSHOP to demonstrate the idea and design direction Design the Thing Right
that will improve public services using the
activities and tools shown below.
After receiving the design brief, the
Emphatize Empathy researcher begins to design the concepts,
Secondary Ideate solutions, and project improvements
Co-Planning Reseach Prototype
Workshop Case Study • Creating Persona consistent with the design brief through
Analysis Define Test these activities and tools shown below.
• Identify User Insights/ Issues/ Needs/
Project Goal & Statement
System Solution
• Service Journey • Co-Analysis Workshop
Queuing
• Service Design • Co-Creation Workshop (including in-dept
information on insight, recommendation,
Project Workflow Following Analysis and Define and ideation)
5
Design Thinking Appraoch
• Stakeholder Analysis • Prototyping
02
problem through these processes,
030
031
Customer Entice Enter Engage Exit Extend
Demographics Journey map
(5Es)
Full name Personal Quotation
Age
Occupation Task &
Gender Activities
Positive
Needs Problems
Satisfaction
Feeling
Negative
6 Example of Tools: Persona
Experience
User Type Characteristic / Experience / Acitivities / Others
Opportunity
Testing Out : Government Innovation Lab in Thailand
Type 2
8 Example of Tools: Customer Journey (5Es)
Type 3
Type 4
Direct
Type 5 Core
Type 6
Indirect
7 Example of Tools: User Typology 9 Example of Tools: Stakeholder Analysis
02
02
032
033
Table of Overall Activities and Tools ตารางสรุปขัน้ ตอนกิจกรรมและเครือ่ งมือโดยรวม
02
034
2.2
035
The 4 Regional Pilot Projects used the following
process:
The methodology for the Regional projects The parties involved were 02
aimed to co-create between agencies by After identifying the issues the team of experts
using the Design Thinking process to identify 01 Employees of OPDC went into the field with the i-Team to collaborate
problems and create solutions with a hands- with the local team. The research tools used
on approach placing the citizen’s needs at 02 Ministry of Interiors were as follows:
the centre.
03 Local Government Officials • ABCD or Asset-Based Community
Being in the communities to understand Development
peoples’ needs is an important component of 04 G-Lab team members who are
the Regional Pilot Projects as every community experts in working in the • Problem Tree Analysis
has a different way of life and unique needs. regional area.
The collaboration between the Innovation • Stakeholder Analysis
Team and locals was a fundamental part of
the process to create innovation. 03
Problem analysis using the “How might we...?”
question to help find direction of solution.
Testing Out : Government Innovation Lab in Thailand
i-Teams
• Post-it War
Central 05.
Innovation Synthesise and select the interesting ideas and
Expert Innovation
Team Team develop prototypes to be tested
06
Local Local After testing came the realisation of the idea
Innovation Working by planning the roles and responsibilities of
Team Team people involved
02
036
2.3
037
Business/Industry Institution Library
Youth Artist
Public Innovation Pilot Project Prototype
Individual
Elderly Influencer
There were 3 Central Pilot Projects. and long waiting time.
Neighborhood Association Cultural Group The research team identified 3 main
2.3.1 improvement areas.
Public Park Hospital
01 One Q-system Fit for All
Hospital Queuing System A service system that aims to improve
11 Example of Tools: ABCD
Service Innovation Prototype the waiting time and reduce overcrowding
Improvement areas
Effect
Testing Out : Government Innovation Lab in Thailand
Root Cause
13
Sample Prototype of Hostital Queuing
System Service Innovation
02
038
039
The study started with observing and inter- The issues mentioned by patients resulted in The research team created 4 sets of innovation 02
viewing users to create Journey maps which their needing to arrive at the hospital hours from the above directions, as follows: Doctor Order
resulted in two groups of users: patients and ahead of time to compensate for errors that
relatives, and hospital staff. could happen during the process. 01
Application and ticket dispenser The computer system keeps the record of
The research team concluded the study and The research team proposed 3 solutions as design for patients the patient’s visit history for the doctor’s
found that patients and relatives want the follows: convenience, such as patient’s eligibility
following: The mobile application has 4 functions: for different levels of care. It also transfers
01 Digital Service the patient’s basic symptoms diagnosed
• Increased number of staff to assist Creating a digital service system to record • Appointment check by the nurse beforehand and helps doctors
wheelchair bound patients and keep a patient’s medical history to It shows all information about the with the ordering of drugs as it informs the
replace paper based systems, improve appointment dates, time etc status of the drug’s availability
• Increased queuing ticket booths and the pharmacy delivery system, and
display of waiting time spread out patients waiting /visiting time • History
throughout the day Records visiting history 03
• Reorganise the waiting time from only Q Ticket
morning and afternoon to by the hour 02 Zoning • Contact the hospital
Improve the physical waiting area by Gives people the option to contact
• Improve pharmacy waiting time zoning to create a better patient the hospital and/or request an Q Ticket for patients without a mobile device
experience ambulance will receive a ticket or wristband with
• Increase parking spots information on the service process and a QR
03 Better Life Service • Medicine check code that could be updated at the available
• New waiting area zoning Create a “Better Life Service” system; for This function is optional. It shows the kiosk(s).
example, medication delivery, disability patient’s history of drugs received
• Better communication with patients and elders service system and patient and instructions for use
and relatives filing system
Testing Out : Government Innovation Lab in Thailand
02
040
041
04
Flags for wheelchairs and gurneys What is ISO 17025 standard?
Flags for wheelchairs and gurneys using Based on the initial study, labs could be divided
color-code: Red for severe patients and into 3 types, as follows:
Orange for patients who have arrived alone.
The system is only to communicate with the ISO 17025 is a standard set by the International Organisation for Standardisation
staff for the patient’s safety. or ISO in conjunction with the International Electrotechnical Commission or IEC as
a general requirement for the competence to carry out tests and/or calibrations,
including sampling. It covers testing and calibration performed using standard
methods, non-standard methods, and laboratory-developed methods. The process
helps develop product quality and creates trust for customers7.
02
Map tool in the field
042
043
VALUE ANALYSIS - AS IS VALUE ANALYSIS - TO BE team from various ministries and institutions
2.3.3 was formed, namely FDA, TCDC, KMUTT,
VALUE Cannot compete in the world market VALUE Inform users of the benefits and
OPDC, and MOC.
PURPOSE no knowledge management and PURPOSE reduce the barrier to join the system
network
Herbal Product Registration The team conducted a user research to identify
System Service Innovation sources of problems by using the User Journey
EMOTION Service inconsistency EMOTION Create Advisory services to Improve
Prototype Improvement Map to analyse the problems and found the
SATISFACTION no consultation slow to respond SATISFACTION service delivery
following:
FUNCTION Inconsistency in process, staff FUNCTION Harmonized AB - single platform / 01 Product development challenges
EFFICIENCY Slow process EFFICIENCY Assessor calibration
Staff needs training Transparent, simple and efficient
process
E-document / E-banking
02 Documentation problems and information
unclear
02
that is efficient, accurate and transparent. A
044
045
With limited time, the team decided the best 01
direction to proceed to create a quick win User-friendly and transparent
solution. The focus was on 2 main issues: registration system
Registration Herbal
system knowledge
user-friendly,
transparent
22
Sameple of Website for Herb Registration-
Prototype
02
02
046
047
(2) Electronic Common Technical (3) Work Sharing Queue System (4) Registration and Circulation of
Document Experts
E-CTD (Electronic Common Technical Work sharing queuing system, a system Registration and circulation of experts is
Document) registration system, an online which categorises the registration queue a registration system that categorises the
registration system that utilises the according to the type of request. The aim is expert according to type of their expertise.
international standard Pharmaceutical to speed up the process and create This system aims to increase the number
Regulatory Software, which helps with evidence for tracking and payment. and circulation of experts in the network
year plan registrations. It makes the process
transparent, traceable and reduce conflict
of interest.
Circulation of
Testing Out : Government Innovation Lab in Thailand
Help enterprises to
re-register when fail on
the first try
25
Workflow of Registration and Circulation
of Experts
23
Sameple of Website for Herb Registration 24
Workflow of Work Sharing Queue
with e-CTD System
02
02
048
049
02
Appropriate regulations and 2.3.4
accessibility to Herbal Knowledge
The project aims to help small and The world is facing a massive challenge in
community enterprises that are starting up the structure of the population, with the UN
but still need scientific knowledge in predicting that, by the year 2050, people aged 2015 2030 2050
setting up manufacturing facilities especially over 60 will account for 21% of the world
knowledge in food manufacturing standards population of 2 billion people8. It will be the 27
Trend in ageing of elderly population in 2015-
such as GMP and CODEX and also create greatest challenge faced in the 21st century. 20509
a network or expertise from various ministries
and education institutions. Thailand has been regarded as an aging society
since 2005 and, by 2035, Thailand will be a
super-aged society. It is imperative that the To be able to create new possibilities in The design research process involved users
(2) 4 Herbs Research Pilot Project country is ready for this situation. In Thailand, creating Innovation by using the Design Thinking to co-create solutions together by using their
Tapanhin district has the highest number of process to tackle the aging issue, the research creativity and the results are as follows:
The proposal is to create a National population aged 50 – 54. team studied the area and categorised users
Research Centre focused on 4 main into 3 groups as follows: 01 Reduce debt….become a life expert: set
types of herbs, Gotu Kola, Tumeric, up a debt reduction consulting
Black Galingale, and Phlai which 01 Social Elders: elder who are healthy, want
have economic potential for Thailand. to be independent, and love to socialise. 02 Elders centre: set up a centre for elder
groups to meet
Testing Out : Government Innovation Lab in Thailand
28 Elders Pa Za Market
8 United Nations. 2017. “World Population Prospects The 2017 Revision”. 9 HelpAge International. 2015. “Global AgeWatch Index 2015 Insight Re-
(https://esa.un.org/unpd/wpp/Publications/Files/WPP2017_KeyFindings.pdf). port”. (http://www.helpage.org/global-agewatch/reports/global-age-
02
02
watch-index-2015-insight-report-summary-and-methodology/).
050
051
The result from the design research is “The
The prototype pilot project includes the Dream...Bang Khun Sai”, which is a network
of authentic tourist attractions in which many
following activities: local communities come together. By using
the uniqueness of each community to create
a shared experience for the users, tourists will
01 03 experience activities and interact directly with
Creating income by trading at a market Offering financial programs for the elders locals without having to go through a middle
place. It also acts as a career training and to plan their income and debt management person. This improves income and will create a
product development centre sustainable system for the local communities.
02 04
30 Tourists joining “The Dream...Bang Khun Sai.”
Support access to information for the Mobile doctor’s unit for health and mental
elders, such as rights education. improvement activities
10 Amornvivat S. PhD, Rungsindipol K., Srithunpong T. PhD, Buaeng Advertisement Poster of “The Dream...Bang
Saeng P, (2018), Economic Intelligence Center. “Quarter 1/2018 29
02
02
Outlook Report”. Khun Sai.”
052
053
2.3.6 The local communities will choose their
representative for the Centre. The activities
are as follows: The prototype pilot project includes the
Community Enterprise 01 Information Centre for tourists to
following activities:
Innovation Prototype at introduce visitors to the district
Kuan Kanoon, Pattalung 01 03
02 Trade area to showcase and sell Establish a network to provide Krajood Environmental protection and marketing
products equipment rental service. consultant service.
Part of the Thai Government’s policy to
improve Thailand’s competitiveness is the 03 Promoting design knowledge of
“Thailand 4.0” policy and developing Community Krajood products 02
Enterprises is one of the most important Environmental Development Tools
agendas. 04 Environmental Standard Promotion Services for the communities to tackle
Centre offers consultation on environmental issues.
Pattalung province has the capacity to develop environmentally friendly manufac-
in this area as the province has at least 86 turing of Krajood
Community Enterprises, with Kuan Kanoon
district having the potential to be developed 05 Machine tental for members 2.3.7 The needs that the team found are
into a leading district in this area.
• Integration of the famers
The Innovation Team chose Kuan Kanoon due Currently, a working committee is
to its capacity to weave Krajood. This type of planning to create a Krajood network Organic Farming • Group certification
product is supported by the government and according to the findings of the study, Innovation Prototype at
there are many local communities in the district while the local Krajood network is putting Leung Nok Ta, Yasothorn • Certification from the Central Institute
that produce Krajood woven products. The together a proposal for funding to the
findings from the research and design process District administration. • Marketing of organic farm products
Testing Out : Government Innovation Lab in Thailand
02
Group“ item/321256.html
054
2.4
055
The prototype pilot project includes the
following activities:
Conclusion
01 02
Set up a working committee to create the Creating curriculum on “Yasothorn
“Organic Farming, the Yasothorn Way” Organic” for knowledge management.
training course and internal knowledge However, due to limited time, the
management. curriculum has not yet to finished. Experience from the pilot projects shows
that the Government can support and create
collaboration and integration from different
parties as well as create a creative space to
foster and develop public innovation. The results
from these pilot projects received positive
feedback from users. These pilot projects
still need further iterations, development and
co-creation with users.
Testing Out : Government Innovation Lab in Thailand
02
Setting Up
057
How to set up
Government Innovation
Lab to Answer the
Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
3.1 Key Recommendations for Setting Up
Government Innovation Lab in
Thailand
3.2 Government Innovation Labs:
Possible Models for Thai Context
3.3 Innovation Realm: Recruit People
With the Right Mindsets and Skillsets
3.4 Innovation Team Competencies
3.5 Innovation Lab Journey
3.6 Recommendation
03
058
3.1
059
3. mindsets and skillsets, especially for the
Be Citizen-Centric and core innovation team. The key mindsets for
Policy-Considered in Project Selection the innovation team include empathy, impact
driven, openness, curiosity, flexibility, bias
Key Recommendations for Setting Up Begin by identifying the challenges that are
“close to the citizen’s hearts”, and which
towards action, and resilience. In addition,
the key skillsets encompass new sets of
Government Innovation Lab in Thailand affect people’s lives directly, while taking into
account policy direction. It is important in the
skills that are different from those existing
within public organizations, such as citizen
early stage to build a “champion project” to engagement, innovation skills, facilitation
demonstrate values of the innovation lab and skills, system thinking, branding, and future
1. 2. its concept. The early evidences of success casting, as well as more skillsets that might
Clarify Goals of the Innovation Lab Create New Culture of Working will lead to growing support and collaborations seem to be common but are necessary for
and therefore contribute to survival of the lab. projects’ success, for example project
The essential first step of setting up the The innovation lab should be a safe platform Hence, the criteria that should be considered management, IT, communication, and political
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
government innovation lab is to come up with that encourages envisioning new in project selection include sense of urgency and cultural awareness.
clear goals and roles. Why does the government possibilities, fosters collaboration across for citizen, policy alignment, interest and
innovation lab exist? What roles does it play sectors, and supports experimentation buy-in from the public organization partners,
in the creation of innovation for public? Some and continuous learning from both success, potential impact, required effort and chance
examples of the goals suggested by different as well as failures. By tapping into the of success.
experts and policy makers are as follows: sociable and fun-loving nature of Thai
people, building a working atmosphere
• Create new solutions for public services that is collaborative and delightful helps
through methodology that put citizens at to create positive conditions for creation 4.
the heart of the process o f in n o vat io n s . Op en , f l exib l e, an d Build a Team With the Right Mindsets
entrepreneurial culture helps to bring and Skillsets
• Conduct research on unmet needs or out people’s potential and positively
pressing societal challenges and come affect both the innovation process and The innovation team consists of a team leader,
up with the right questions, then engage outcomes. The horizontal and trust-based dedicated core team members with mixed
and support citizens in creating solutions relationships are preferred over the skills and experiences, and the expanded
hierarchical, command-and-control team which is comprised of a network of
• Build innovation capacities for public working style. Furthermore, a physical experts and practitioners from a wide variety
sector organizations to transform their space for creative and friendly atmosphere of disciplines who contribute specific and
own process and services is crucial to enhancing the team’s innovation relevant expertise to innovation projects.
performance. The core team, who will be the main driver
Different goals require different strategies of the innovation lab is advised to be small,
and implementation. Having clear goals helps with less than ten members, to keep the team
to guide which approaches to take, which lean and dynamic and allow flexibility to work
resources and capabilities to acquire, what on diverse issues. The core team will work
kind of partnerships to establish, and what with the expanded team and partners from
outputs to create. Goals can be changed over various backgrounds, including stakeholders
time according to changing conditions of the from different sectors, the local people, the
team and the external environment. In the experts and practitioners, and the bureaucrat
early stage of the government innovation lab, connectors who can help the team to connect
the recommended goal is to engage citizens with the right people in the government.
and the public sector in creating innovative
solutions for public service. Having the right people in the team is key
to the success of the innovation lab. It is
important to recruit people with the right
03
03
060
061
6. 7.
Foster Relationships and Be Inclusive Balance Between Freedom and Power
to Affect Meaningful Change
To ensure a high level of engagement and
support from citizens and the public sector, When considering where to position the
the lab will need to communicate its mission, government innovation lab, the key factors
key concepts, projects, and resulting impact that should be taken into account are freedom
to the stakeholders and the public. Instead and legitimacy. The closer to central power in
of promoting the innovation lab as an government, the stronger the power to drive
exclusive organization that is tied to certain changes within the government. On the other
political leaders, the focus should be placed hand, the more decentralised it is, the more
5. on creating the sense of inclusiveness and freedom there is to set agenda, operate, and
Be Flexible in Methodology ownership, the feeling that this innovation lab experiment radical ideas.
belongs to everyone in the society and that
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
At the early state, Design Thinking is recommended anyone can be a part of it. The innovation lab 5 different models are proposed based on
as the key approach to guide the innovation should maintain a politically neutral position varying levels of proximity to executive power
development process due to its collaborative and image and provide opportunities for
nature and growing awareness and interest in citizen and stakeholders to participate and 01
Thailand. However, the innovation team should contribute in the innovation process. Calls National Executive Model
stay flexible in integrating and applying other for proposals, community of practice, and In this model, the Government Innovation
tools and methods that suit different purposes, knowledge dissemination are some of the Lab is established closest to the national
conditions, and contexts. Furthermore, innovators ways that the lab can engage citizen, executive power, directly under the Prime
should keep abreast of recent developments in partners, and supporters. Furthermore, Minister’s Office, and therefore has more
innovation methodology and seek to advance impact measurement is necessary not only power to drive national agendas, gain
the knowledge around methodology for public for the team’s learning and development but cooperation, and collaborate with other
innovation in the Thai context. also for demonstrating values of the projects. governmental agencies, from departmental
With effective communication and engagement, to ministerial level.
the lab can build awareness and momentum
and thus able to maintain and attract
supporters, positively contributing to the
sustainability of the lab. Government
Central
Power
Ministries
Local Administrative
Organisation
03
062
063
02 Government 05
Ministerial Model Independent Model
Innovation team or lab is set up under a The lab is established outside the government
ministry (or bureau) or jointly between two and operates independently without the
or more ministries. This model allows the government’s control, although collaboration
innovation team to focus on specific needs and good relationships with the government
of the respective ministries. Establishment Central are in place. The lab has the freedom to
under multiple ministries enables better Power set their own agenda and obtain financial
integration and collaboration among different support from various sources, including
government ministries. Ministries government budget, international
organizations, foundations, and private
Local Administrative organizations.
Organisation
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Government 34 Local Executive Model Government
04
Non-Bureaucratic Model
In this model, the innovation lab is established
Central in the form of a public organization under Central
Power governmental control, which allows greater Power
operational flexibility and freedom than a
Ministries government agency or a state-owned Ministries
Local Administrative enterprise that still operates under complicated
Organisation rules and regulations. Nevertheless, the Local Administrative
Organisation
government still provides financial support
and plays a role in setting agenda and guiding
33 Ministerial Model the lab’s directions. 36 Independent Model
Government
03
Local Executive Model
Innovation team or lab is formed under
provincial or local government in order to
address challenges and improve public Central
services at the local and provincial levels. Power
Ministries
Local Administrative
Organisation
35 Non-Bureaucratic Model
03
03
03 Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens 064
3.2
Government Innovation Labs:
Possible Models for Thai Context
Possible Model Goals and Description Proximity to Government Sources of Fund Example
Central Innovation Lab • To spark public innovation National Executive Model or Government budget Establish the central innovation
for national-level agenda Non-Bureaucratic Model lab under the Office of the
(set by government or Prime Minister to be able to
citizen) drive change and collaborate
• Research on pressing with different functions and
social challenges and organizations across the
government
frame the right question
or agenda to work on
• Build social innovation
capacities for public
sector organisations
Mini Innovation Lab or • Innovate solutions Ministerial model or Local Government budget Set up the innovation team
Innovation Team for public services at Executive model under the Ministry of Digital
the local and provincial Economy and Society to innovate
level or organizational public service solutions related
and inter-organizational to e-commerce
level
• Agenda set based on
needs of respective
organisations
Independent Innovation • Create social innovations Non-Bureaucratic Model or Private organisations, citizen, Innovation lab established as
Lab for public, private, and Independent Model international organisations, a public organization, social
non-profit sectors government budget enterprise, fund, or foundation
• Has freedom to set own to co-create social innovations
agenda and work on wide with partners from various
variety of issues sectors
03 Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens 065
066
3.3
067
Innovation Team: Recruit People With the
Right Mindset and Skillset
Government
Champion Financier Bureaucrat
Connector
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Creator
Collaorators
diverse issues. The core team will work with
the expanded team and partners from various Guru Expert Local
backgrounds, including stakeholders from
different sectors, the local people, the experts
and practitioners, and the bureaucrat connectors
who can help the team to connect with the right
people in the government. Citizen Citizen Citizen
37
Relationship between i-Team,
collaborators, and supporters
03
03
068
3.4 3.5
069
Innovation Team Competencies Innovation Lab Journey
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
team. The key mindsets for the innovation
team include empathy, impact driven, openness,
curiosity, flexibility, action-oriented, and resilience. Year 3-4 Co-create public innovation
In addition, the key skillsets encompass new with multiple stakeholders to
sets of skills that are different from those existing create systemic changes
within public organisations, such as citizen Blossom Policy recomendation
engagement, innovation skills, facilitation skills, Year 1-2
system thinking, branding, and future casting, Co-create public innovation
with multiple stakeholders Change culture and mindset of
as well as more skillsets that may seem to be government agencies.
common but are necessary for the success of Seed Build strong networks of
projects; for example, project management, practitioners and supporters Be a central platform for
IT, communication, and political and cultural Capacity building with knowledge and practice on
leanrning by doing Innovation capacity building public innovation
awareness.
and provide consultantcy
Build innovation team, to interested government
collaborators, and find source agencies
of fund
Creative
Public Prolem Team Capacity Various Type of Tools
Solving Network Trust and Credibility
Creative Delightful
Reflective Curious
Realistic Action-oriented
Envisioning Possibilities
- Change agent Stimulating Learning
- Creating new future - Flexibility in methodology use 53 Growth Line of Central Innovation Lab
- Understanding culture and - Visualisation skills
political landscape - System thinker
03
070
3.6
071
Stage 1 : Seed Stage 2 : Blossom
Recommendation
This stage involves running pilot projects, setting At this stage, the innovation team has the
up an innovation team, identifying partners, capacities and credibility to take on more projects
securing funding, and building innovation and build strong networks of practitioners and
capacity for the innovation teams through supporters. The lab can begin to engage more
training and executing hands-on projects. numbers of citizen, social innovators, experts Creative problem solving, co-creating with citizens, and taking
The team is advised to “start small,” that is, and entrepreneurs to co-create solutions for a human centric approach, are powerful mechanisms that would
focus effort and energy on a few important more complex and challenging problems. help to make an effective Government Innovation Lab. Innovation
“low-hanging fruit” projects, keep the team Furthermore, it can start to play a role as an labs around the world are set up with different goals, using different
methodologies, which result in different outcomes. Global
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
small, and maintain a low profile. After the educator and consultant to advise and build
projects realize desirable impact or outcomes, innovation capacities for interested public examples have proven that an innovation lab can create positive
the team can start to communicate success sector organisations. change. To set up a Government Innovation Lab in Thailand, many
and create widespread awareness. In the early important factors need to be considered and understood, such as
state, the key emphasis should be placed on the government’s context at the time.
building the “champion projects” that help to
prove the value of the innovation lab. Strategic
communication and awareness creation
among the partners, stakeholders, and citizen Below is the recommendation to set up a Central Innovation Lab in Thailand.
are critical at this point. Without awareness Stage 3 : Grow
and understanding, further support and 01 Set the Goal
collaboration can be difficult. Therefore, internal From the accumulated experiences and Setting a clear goal from the beginning is crucial. The unit could be a combination of
capacity building, quick win, and awareness growing networks of supporters, at this stage an Innovator for the public and Enabler to demonstrate value through champion
creation are essential to obtain buy-in from the lab is ready to work on complex and projects and build relationships with the people, in order to make people feel that the lab
partners and supporters and ensure survival larger-scale challenges, and aims toward is inclusive and does not exclusively belong to anyone. This is to build innovation capacity
of the lab at the early stage. systemic change. Furthermore, the scope before becoming an Educator and Consultant to educate other education agencies.
could be expanded from building innovation
capacity to instilling innovation culture into
day-to-day operations of public sector organi- 02 Project Selection
zations. In addition, the lab can also play a role Project selection should start with selecting projects that are “close to the hearts and
as a knowledge hub that is open for people to minds” of the people. The goal is to improve the sustainable wellbeing of people.
learn and exchange knowledge about public The project should not be too challenging but create sizable impact.
innovation and social innovation.
03 The Team
In the beginning the team should be small and lean, but work with various partners.
There are 3 main positions to run the lab:
• The Creator - This person knows the process well, knows how to work the
system and is able to work with various people and parties
• The Designer - The main role is to plan and use design methodologies to
create innovation
• The Doer – who is the connector and implementer.
35 “Start with a first set of actions that create the preconditions for the
03
03
next set to be rolled out, rather than attempt to do them all at once”.
072
073
04 Positioning of the Lab
The unit should be set up in such a way as to enable it to have access to work with other
government agencies and so that it can utilise the government’s influence to facilitate
collaboration. The research team recommends that the lab be set up in OPDC.
05 Physical Space
The space should facilitate creativity and not be too formal. The environment should be
different from typical government offices and create a sense of delight.
06 Funding
In the beginning, the source of funding should come from the government. By allocating
funding from the government as either a seed fund or endowment, shows that the
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
Setting Up : How to set up Government Innovation Lab to Answer the Needs of Thai Citizens
government is serious about creating innovation to meet the people’s needs.
07 Methodology
The methodology should enable people to be creative. It could start with Design thinking
and co-create with people (Citizen Engagement) by creating a platform for citizens to voice
their opinions and engaging various types of people to create a dialogue.
To create sustainable change, the government could build a mechanism and support
for people to be aware of the importance of Innovation and promote an innovation
mindset to civil servants through a learning by doing process.
Setting up a government innovation lab does not happen overnight. It takes a great
deal of effort, trial and error, collaboration and anticipation to create effective value
for the people.
03
03
074
Acknowledgements
Many thanks to all who have assisted with the production
of this publication. In particular, we would like to thank: Researcher
Pisate Virangkabutra, Lecturer, School of Global Studies,
Thammasat University
Supporter Praewa Satutum, Co-Director, School of Global Studies,
Ministry of Interior Thammasat University
Ministry of Science and Technology Viroonrat Chokchaithanakul
Ministry of Public Health Benya Muekthong
Ministry of Commerce Warangkana Limsupanark
Thailand Creative & Design Center (TCDC) Nitirat Yasun
G-Lab, Thammasat University Watcharapong Dengplad
Redek, King Mongkut’s University of Technology Chinphanee Sukawata
Thonburi
Editor
Insights and Guidance Parut Penpayap
Alexandru Oprunenco, Innovation Specialist, UNDP Piyaporn Aroonkriengkrai
Mathan Ratinam, Lead Design Specialist Innovation and
Entrepreneurship Trade and Competitiveness,
World Bank Group Design
Brenton Caffin, Executive Director, Global Innovation Studio 150
Partnerships, Nesta
Thomas Prehn, Director, Mindlab
Marco Steinberg, CEO and founder, Snowcone &
Haystack
Kaweewut Temphuwapat, Team Lead, Innovation Lab,
PTT
Nattapong Jaruwannapong, Former Director, Thai Social
Enterprise office (TSEO)
Deunden Nikomborirak, Research Director, Thailand
Development Research Institute (TDRI)
Kalaya Puvanant, Office of the Public Sector
Development Commission
M.L. Katatong Tongyai, Executive Directors, Department
of Export Promotion, Ministry of Commerce
Chantira Jimreivat Vivatrat, Director General, Department
of International Trade Promotion Executive Office,
Misnistry of Commerce
Kittirat Pitipanich, Acting Director, Thailand Creative &
Design Centre (TCDC)
Saranon Limpananon, Designer & Founder Studio
Aeroplane
Advisor
Thosaporn Sirisumphand, Secretary-General,
Office of the Public Sector Development
Commission (OPDC)
Martin Hart-Hansen, Deputy Resident Representative,
UNDP
Wisoot Tantinan, Team Leader, Democratic Governance
and Social Advocacy Unit, UNDP
UNDP Team
Thanyaporn Jarukittikhun, Thailand Social Innovation
Platform Manager, UNDP
Nattha Aungkasit, Project Coordinator, Thailand Social
Innovation Platform, UNDP
United Nations Development Programme Office of the Public Sector Development
12th Floor, United Nations Building, Commission (OPDC)
Rajdamnern Nok Avenue, 59/1 Pitsanuloke Road, Dusit,
Bangkok 10200, Thailand Bangkok 10300, Thailand
Tel (66) 2 304 9100 Tel (66) 2 356 9999
Fax (66) 2 260 0556 Fax (66) 2 281 7882
www.th.undp.org www.opdc.go.th