Criminal Justice and Mental Health

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Journal of Traumatic Stress, Vol. 23, No. 2, April 2010, pp.

182–188 (
C 2010)

The Impact of Criminal Justice Involvement


on Victims’ Mental Health
Jim Parsons and Tiffany Bergin
Vera Institute of Justice, New York

The aftermath of violent crime can leave victims with persistent emotional and mental health problems. Although
research has shown the potential benefits of prosecuting cases through the courts, there is also a substantial literature
that suggests that common features of the criminal justice system can exacerbate the impact of the initial crime,
leading to a secondary victimization. The authors present a review of the research on the positive and negative
impact of criminal justice involvement, and common points of failure in the efforts of justice institutions to meet
the needs of victims. They conclude with recommendations for future work, including the need for research on
restorative justice, victim impact statements, court notification systems, victim services, and victim advocates.

The aftermath of violent crime can leave victims with persistent Saunders, 1998; Breslau, Davis, Andreski, & Petersen, 1991;
emotional and mental health problems. In some cases, these mani- Campbell & Raja., 1999; Kilpatrick & Acierno, 2003; Rothbaum,
fest as diagnosable psychiatric disorders: In others, the impacts are Foa, Riggs, Murdock, & Walsh, 1992). Others describe the con-
harder to classify, but victims are nonetheless left feeling anxious, nection between victimization and depression, substance abuse,
distressed, and with a reduced quality of life. panic disorder, anxiety disorders, agoraphobia, social phobia, ob-
In this article, we present a review of the literature on how sessive compulsive disorder, and suicide (Boudreaux et al., 1998;
criminal justice system contact affects the mental health of adult Breslau et al., 1991; Kilpatrick et al., 2003; Orth & Maercker,
crime victims. Most criminal justice agencies are poorly equipped 2004; Resick, 1987; Salomon et al., 2004). Victims also report
to address the psychological needs of victims. Police and courts a range of “nonclinical” effects including loss of confidence and
staff members rarely receive training to recognize or deal with self-esteem, sleeplessness, and physical symptoms (Strang, 2003).
mental health problems, and as a result, the needs of victims There are a number of potential benefits for victims who choose
often go unaddressed. In fact, there is evidence that a number of to report violent crimes. Contact with the criminal justice system
common legal practices may actually exacerbate the trauma of the can be cathartic and confronting reminders of the original crime
original crime (Campbell & Raja, 1999; Herman, 2003; Orth, may aid in the process of recovery (Foa & Kozak, 1986; Orth,
2002). 2002). Studies of victims of intimate partner violence have found
that women who pursue their case through the courts report im-
provements in self-esteem, regardless of the outcome (Dobash,
PSYCHOLOGICAL CONSEQUENCES OF Dobash, Cavanagh, & Lewis, 1999; Ford & Regoli, 1993). Partic-
VICTIMIZATION ipants in a Canadian study of sexual abuse compensation claims
stated the need to report their experience, to be heard, and to
The Bureau of Justice Statistics estimates that U.S. residents expe-
have “their abuse acknowledged, their experiences validated, and
rienced 5.2 million violent crimes in 2007 (U.S. Department of
to receive an apology” (Feldthusen, Hankivsky, & Greaves, 2002,
Justice, 2008). It is difficult to overstate the impact that violent
p. 75). In contrast, avoidant coping strategies have been linked to
offending can have on victims’ emotional well-being. A num-
increased PTSD symptoms for victims of both domestic violence
ber of studies have linked violent victimization and posttraumatic
and rape (Ehlers & Clark, 2000).
stress disorder (PTSD; Boudreaux, Kilpatrick, Resnick, Best, &
However, the justice system’s response to victims who choose
to report crimes can make the difference between a healing ex-
perience and one that exacerbates the initial trauma. Reporting a
Jim Parsons, Tiffany Bergin, Substance Use and Mental Health Program, Vera Institute of
Justice, New York.
crime to the police can be distressing; recounting experiences in
court is often traumatic, and failure to prosecute a case may leave
Correspondence concerning this article should be addressed to Jim Parsons, Substance Use and
Mental Health Program, Vera Institute of Justice, 233 Broadway, 12th Floor, New York, New victims feeling embittered and disappointed (Herman, 2003; Koss,
York 10279. E-mail: jparsons@vera.org. 2000). Most studies that address the question find that victims of

C 2010 International Society for Traumatic Stress Studies. Published online in Wiley Inter- violent crime perceive the legal system as potentially traumatizing
Science (www.interscience.wiley.com) DOI: 10.1002/jts.20505 (Campbell & Raja, 2005; Renck & Svensson, 1997), and many

182
The Impact of Criminal Justice Involvement 183

are dissatisfied with their experiences in court (Kilpatrick, Beatty, and hate crimes. In the second part of this section, we describe
& Howley, 1998). In one longitudinal study, testifying in court three promising and innovative approaches to improving services
was among the top five most “fearful cues” for rape victims and was for victims.
also the main cause of anxiety one year after the offense (Calhoun,
Atkeson, Resick, & Ellis 1982).
A number of studies suggest that contact with the justice system
can lead to a ‘secondary victimization’ - where crime victims feel
Law Enforcement and Crime Reporting
blamed by the justice system or experience other negative societal Although most of the secondary victimization literature focuses
reactions as a consequence of their initial (primary) victimization on the negative impact of courtroom experiences, for most crime
(Orth, 2004; Renck & Sevensson, 1997; Williams, 1984). Re- victims, law enforcement officers are the first, and often only, point
search conducted with victims of rape and other forms of violent of contact with the justice system (Rosenbaum, 1987). As such,
crime has found that experiences in court added to the trauma the police have a particular responsibility to respond to their needs
of the original crime (Campbell, Wasco, Ahrens, Sefl, & Barnes, (Seymour, Gaboury, & Edmunds, 2002). In the best-case scenario,
2001; Orth, 2002). In one study, based on interviews with mental law enforcement officers address immediate needs for emergency
health professionals, the majority of those interviewed believed services, inform victims of their rights, explain the process for
that reporting a rape was psychologically detrimental to victims prosecuting a case, and make referrals to victim services (Frazier &
(Campbell & Raja, 1999). Haney, 1996). However, a poor record of responding to victims’
Negative perceptions of the justice system, and concerns about need, particularly in cases of rape and domestic violence (Jordan,
treatment by the police and courts, likely contribute to low report- 2001), has tarnished the reputation of law enforcement agencies.
ing rates of violent crime. A 1996 literature review found that only While some recent studies suggest that police/victim interactions
about 60% of rapes in the United States are reported to the police have improved (Frazier & Haney, 1996; U.S. Department of Jus-
(Frazier & Haney, 1996). Studies of intimate partner violence have tice, 1998) there is also substantial evidence for persistent problems
shown that victims often hesitate to call the police because they in this area (Campbell, 2005) and rates of prosecution for those
fear further abuse, blame themselves for the assault, or because who do report crimes are generally low (Frazier & Haney, 1996).
they do not want to lose the support of an abusive relationship Campbell has studied the impact of interactions with police
(Hoyle & Sanders, 2000). on postrape traumatic stress (Campbell & Raja., 1999; Campbell
Despite the potential for harm, and in the face of evidence of et al., 2001; Campbell, 2005, 2006). Her findings indicate that
underreporting, there is still a dearth of reliable studies that seek to the majority of victims do not receive the services they need from
quantify the experiences of crime victims (Frazier & Haney, 1996). the police or medics (Campbell et al., 2001), and that a negative
As a result, the jury is still out on the impact of criminal justice interaction with the legal system is an important predictor of
system contact on victims’ mental health; some researchers report postrape traumatic stress symptoms (Campbell & Raja, 1999). Law
that victims experience exacerbation of mental health problems enforcement officers play an important gatekeeping role, deciding
(Koss, 2000) and others report no effect (Frazier & Haney, 1996; whether a crime has been committed and if the victim is credible
Orth et al., 2004). One major weakness of existing research in (Frazier & Haney, 1996). Research conducted in the UK indicated
this area is the absence of studies that use control groups. As one that between 23% and 43% of rape cases are dropped following a
commentator notes, “It is conceivable that victims who decide not police decision that the events did not constitute a crime (Gregory
to report the crime experience even more negative consequences” & Lees, 1996). A similar U.S. study also found that the majority
(Orth, 2002, p.323). of cases were dropped and that the decision not to prosecute was
associated with increased posttraumatic stress reactions (Campbell
et al., 2001). Of particular concern, studies have shown that police
COMMON FEATURES OF THE CRIMINAL JUSTICE officers’ decision to pursue or drop cases are influenced by factors
SYSTEM THAT CAN AFFECT VICTIMS’ MENTAL unrelated to the facts of the crime, including the victim’s level of
distress, their age, race, socioeconomic status, and history of drug
HEALTH or alcohol use (Baldry, 1996; Brown, Hamilton & O’Neill, 2007;
The following section presents research on key aspects of law en- Campbell & Raja, 1999; Campbell et al., 2001; Frazier & Haney,
forcement and the courts that have been shown to mediate the 1996; Howerton, 2006; Rose & Randall, 1982).
emotional repercussions of crime. These include the impact of law The U.S. Department of Justice and National Institute of Jus-
enforcement practices; the adversarial nature of trials; the avail- tice recommend that law enforcement agencies establish victim
ability of information for victims; the importance of participation assistance programs, partner with local social service agencies,
in courtroom proceedings; and the role of prosecutors. We also coordinate their response with victim advocate programs, and
discuss procedural justice as a useful concept for understanding adopt community policing models (U.S. Department of Justice,
victims’ experiences and the particularly pernicious impact of bias Office of Justice Programs, 1998).

Journal of Traumatic Stress DOI 10.1002/jts. Published on behalf of the International Society for Traumatic Stress Studies.
184 Parsons and Bergin

The Courts and Adversarial Process and furnish victims with more realistic expectations. Keeping vic-
tims’ informed about release dates for convicted offenders may
In the United States and many other countries, criminal trials are increase their feelings of safety (Frazier & Haney, 1996).
structured as a contest between the victim and defendant. The ad-
versarial nature of this arrangement can be particularly traumatic
for victims of violent crime (Herman, 2003). Researchers have The Opportunity to Participate in Trials
found that facing the perpetrator in court, remembering details of Those who are seeking a public apology from the perpetrator,
the crime, and confronting others who were present at the time or the opportunity to discuss their ordeal, may be frustrated by
of the original offense (such as witnesses or the police) can all cases which are settled quickly through a plea bargain or other-
trigger secondary responses to the initial trauma (Rothbaum et al., wise do not offer an opportunity to participate. Research shows
1992). Victims are often subjected to detailed and aggressive ques- that participation in the trial can help victims come to terms
tioning about personal and often traumatic events, and defense with their experience and increase their sense of control and self-
attorneys may try to apportion blame for the crime or question determination (Kilpatrick & Otto, 1987; Young, 2001). In one
their credibility and reliability (Bell, 2007; Herman, 2003; Orth, study, having an opportunity to participate in the trial was one of
2002; Rothbaum et al., 1992). Researchers describe the partic- the strongest predictors of positive mental health outcomes (Orth,
ularly distressing impact that the adversarial justice system can 2002). However, victims often report that they are marginal to the
have on intimate partner violence (Bell & Goodman, 2001) and operation of the courts and that the process is taken out of their
rape victims. Despite rape shield law, victims often have to pro- hands (Bibas, 2006).
vide graphic details of an assault and endure detailed and highly
personal questions about their sexual history (Koss, 2000).
The procedures and rules for hearing cases have developed to The Role of Prosecutors
protect the rights of defendants. However, the unblinking focus Victims may falsely assume that their relationship with the pros-
of modern jurisprudence on the rights of the accused has led to ecutor is equivalent to legal counsel for the defendant, when in
court systems which are often blind to the needs of crime victims fact the prosecutor’s main objective is to ensure the successful
(Herman, 2003; Kilpatrick et al., 1998; Orth, 2002). prosecution of the case (Davis, Kunreuther, & Konnick, 1984;
Seymour, Gaboury, & Edmunds, 2002). Prosecutorial decisions
may be guided by factors unrelated to the facts of the case or the
needs of victims, including the need to divert cases from overloaded
Providing Victims With Information on the Legal Process courts or to meet performance targets. These unofficial concerns
The process of prosecuting a case in the court system is compli- can lead to more difficult or contentious cases being dropped
cated and relies on detailed sets of rules and procedures (Bibas, (Frazier et al., 1996). A number of studies report that victims are
2006). For many crime victims—who may expect that their ex- often unhappy with the information they receive from prosecutors
periences in court will be fairly straightforward and result in on what to expect in court (Bennett et al., 1999, Frazier & Haney,
quick resolution—the reality can seem complicated, the process 1996; Konradi, 1997). Victims who expect to receive supportive
opaque, and the outcome arbitrary (Bibas, 2006). A 1995 survey of services and legal advice may also be disappointed by the degree
1,308 crime victims from four states found that many victims did of collaboration between prosecutors and defense attorneys (Davis
not receive information about basic details of the trial, includ- et al., 1984).
ing postponements, sentencing decisions, plea bargain offers, or The Department of Justice recommends that prosecutors adopt
the decision to release defendants. Unsurprisingly, the researchers consistent policies for informing victims of their rights, provide
found that a minority were satisfied with their experience of the timely notice of court proceedings, and inform victims of decisions
justice system (Kilpatrick et al., 1998). Other research has found to drop charges and plea bargain negotiations. (U.S. Department
that victims may be unclear about the difference between criminal of Justice, Office of Justice Programs, 1998). The importance of
and civil proceedings. In Bennett, Goodman, and Dutton’s study providing information on the reasons for not pursuing a case, or for
of domestic violence victims, participants felt let down when bat- not including victim statements as part of plea bargain decisions,
terers were given what they saw as a “slap on the wrist” as part has also been emphasized (Frazier & Haney, 1996; Konradi, 1997).
of a civil settlement (Bennett et al.,1999). They describe how a
number of the women interviewed were disappointed by a system
that failed to meet their expectations and, as a result, decided to
Procedural Justice
drop charges. Procedural justice encompasses several of the concepts that have
Providing information on the process for prosecuting a case, already been discussed in this review. As the term suggests, proce-
time scales, court procedures, and the availability of support ser- dural justice is concerned with the way that decisions are reached
vices may help dispel misunderstandings about the justice system in the courtroom, rather than the outcome (Tyler & Lind, 1990).

Journal of Traumatic Stress DOI 10.1002/jts. Published on behalf of the International Society for Traumatic Stress Studies.
The Impact of Criminal Justice Involvement 185

Research has shown that both the degree of satisfaction with the process, provide referrals to social services, and in some cases,
outcome of a case and improvements in emotional well-being are accompany the victim to court (Bennett et al., 1999; Herman,
strongly associated with victims’ perception that the process was 2003; Konradi, 1997).
fair and equitable (Bell, 2007) and that perceptions of procedu- The Victim Involvement Project of the Vera Institute of Jus-
ral unfairness are associated with lowered self-esteem (Koper, Van tice tested this model by providing advocates to support victims
Knippenberg, Bouhuijs, Vermunt, & Wilke, 1993). with cases appearing at New York’s Brooklyn Criminal Court.
Enhancing defendants’ sense of procedural justice may also Advocates were charged with informing victims of hearing dates,
improve victim safety. In her review of the literature on intimate providing general information on court processes, and ensuring
partner violence, Bell quotes studies which link abusive partners’ that their concerns were communicated to the prosecutor and
perceptions of procedural justice with increased compliance with other court staff (Davis et al., 1984). The evaluation of the Victim
court protection orders and reduced rates of violent revictimization Involvement Project found that contact with advocates improved
(Bell, 2007; Lind & Tyler, 1988; Paternoster, Brame, Bachman, victims’ understanding of the process for hearing cases, and that
& Sherman, 1997). Unfortunately, current court practices tend their notification service reduced the number of unnecessary court
to rate poorly on most measures of procedural justice (Kilpatrick visits. The project did not, however, lead to improvements in the
et al., 1998). overall experience of court appearances. According to the program
evaluators, the project’s location in the prosecutor’s office and the
reliance on prosecutors to convey victims’ concerns to the bench
Bias Crimes and Biased Criminal Practices limited the effectiveness of the services provided (Davis & Smith,
Some groups face an increased risk of hate, or bias, crime. Research 1984).
shows that victims of bias crimes tend to experience more serious The Judicial Oversight Demonstration initiative recommends
mental health consequences than other crime victims (Barnes & that advocacy programs specifically targeting domestic violence
Ephross, 1994; Herek, Cogan & Gillis, 2002; McDevitt, Farrell, victims should provide information on community services and
Rousseau, & Wolff, 2007). For example, in their California-based other resources (such as emergency shelters and protection or-
study of gay men, lesbians, and bisexuals, Herek and colleagues ders) and help women devise plans to escape victimization (Bell &
found that victims of bias crimes reported higher rates of PTSD Goodman, 2001; DeStefano, Harrell, Newmark, & Visher, 2001).
than those individuals who experienced personal crimes that were One such program partnered survivors of intimate partner vio-
not motivated by bias (Herek, Gillis, Cogan, & Glunt, 1997). lence with law students who offered legal advice and informal help
Biases and prejudices within the criminal justice system can in preparing for court, provided emotional support, and referred
also hinder the efforts of some victims to receive justice. A study victims to community agencies. Women who received advocacy
of rape victims in one Midwestern city found that authorities services as part of the program reported lower levels of revictimiza-
were much more likely to prosecute rape cases if the victims were tion and marginal improvements in the level of emotional support
White women than if the victims were African American women (Bell & Goodman, 2001). Contact with student advocacy services
(Campbell et al., 2001). Other researchers report that anxiety did not, however, lead to improvements in tangible social support
about potential secondary victimization is one of the most frequent or symptoms of depression.
explanations offered by gay and lesbian bias crime victims who do
not report their victimization to authorities (Comstock, 1989).
Victim Impact Statements
One option for increasing victim participation is the use of impact
EMERGENT BEST PRACTICES statements. Impact statements allow victims to communicate their
We focus on three concrete suggestions for reducing the traumatiz- experiences to the court in written form, via the prosecutor. Ac-
ing potential and enhancing the positive aspects of victims’ contact cording to one study, the use of these statements was linked to dra-
with the criminal justice system: (a) the use of victim services and matic increases in victim satisfaction with prosecutors (Alexander
victim advocates, (b) victim impact statements, and (3) nonad- & Lord, 1994). However, other longitudinal studies have shown
versarial methods of dispute resolution and specifically, restorative that impact statements do not increase overall satisfaction with the
justice. court process (Davis & Smith, 1994; Giliberti, 1991). In one sur-
vey, the vast majority of victims who were informed of their right
to submit an impact statement chose to do so, which suggests they
Victim Services and Victim Advocates at least have a symbolic value (Kilpatrick et al., 1998). On the
Research with victims of domestic violence has shown that women other hand, although impact statements offer the impression of
without a support network are more likely to drop their case inclusiveness, they often have little or no bearing on sentencing
(Bennett et al., 1999). A number of programs use victim advocates decisions, which may then have a negative impact on victim’s sense
to provide social support throughout the trial, explain the court of participation. (Kilpatrick & Otto, 1987). Other studies report

Journal of Traumatic Stress DOI 10.1002/jts. Published on behalf of the International Society for Traumatic Stress Studies.
186 Parsons and Bergin

that oral allocution during sentencing hearings have more value to crime. Commonly held perceptions of justice systems as confusing
victims than written statements (Bibas, 2006). and arbitrary are almost certainly damaging victims’ confidence
and leading to cases being dropped before they are resolved. Con-
fusion about the criminal justice system may be exacerbated by
Restorative Justice both a lack of social support for victims and a dearth of timely
Restorative justice is probably the most widely researched alterna- information on what to expect in court.
tive to adversarial court hearings. Restorative justice hearings typi- However, much of the research literature in this area is outdated
cally consist of mediated dialogues between a victim and offender. and many of those studies which have been conducted suffer from
From a victim’s perspective, restorative justice offers greater oppor- methodological problems. As a result, we do not know enough
tunities for participation in both mediation and sentencing than about the (positive or negative) impact of reporting a crime on the
the conventional adversarial model, allowing them to confront the mental health of victims. Without large-scale, experimental design
offender in a controlled environment, free of the restrictions of or carefully structured quasi-experimental studies, it is impossible
the conventional court room (Umbreit, 1998). In his review of to know whether disparities in mental health outcomes are the
the literature on the psychological outcomes of restorative justice, result of criminal justice system contact, as opposed to underlying
Poulson (2003) found that victims were likely to view both the differences in those who choose to report crimes. Studies are needed
process and the outcome as fair, reported that they were able to that adopt structured clinical interviews and assess changes in
tell their stories, and felt that the offender was held accountable mental health outcomes in both the long and short term.
for his, or her actions. In some cases, promising practices have yet to be implemented.
Unfortunately, there has been no research to date contrasting However, in other areas there are programs underway that have
the mental health impact of restorative justice with that of con- yet to be assessed. Research is needed to test (a) the potential of
ventional trials (Herman, 2003; Sered, 2006). However, a number restorative justice courts to improve mental health outcomes for
of studies do compare victim satisfaction between the two models victims of certain types of violent crime; (b) the effectiveness of
(Beven & Hall, 2005). One study contrasted outcomes for 72 par- victim advocates and differential outcomes for victims who receive
ticipants in an Australian restorative justice community court with advocacy services from the police, courts, and community groups;
victims whose case was heard in a conventional court. The restora- (c) whether automatic victim notification systems are improving
tive justice group was significantly more likely to understand the victim participation, procedural justice, and ultimately, emotional
offender’s motivations, reported greater levels of satisfaction with and mental health; and (d) the effectiveness of victim impact
their participation in the trial, and felt at less risk than the compar- statements, including the use of alternative methods for presenting
ison group (Beven & Hall, 2005). For both groups, greater overall statements that do not rely on prosecutors, and their use at both the
satisfaction was attributable to the degree of participation in the plea bargaining and sentencing stage. In each of these areas there
trial rather than differences in case outcome. may be naturally occurring opportunities for experimental design
studies, comparing outcomes for clients of new pilot programs with
those who receive “services as usual.” Threading through all of this
CONCLUSION work is the need for research which includes rigorous measures of
This review has highlighted a number of strands in the litera- satisfaction and mental health that assess outcomes for victims in
ture describing how contact with the criminal justice system can the long term. There is also a need for further research that expands
have both positive and negative impacts on the mental health of and builds on the existing body of research on rape and domestic
crime victims. It has also identified several large gaps in the research violence and includes the experiences of those who typically do not
on the needs of victims, their experiences of the justice system, and approach the justice system—especially recent immigrants, those
the mental health impacts of reporting and prosecuting crimes. with English as a second language, and noncitizens.
Contact with the justice system holds the promise of support-
ing victims in their efforts to seek redress—allowing them to come
to terms with their experiences by facing their attacker and con-
fronting perpetrators with the damage that they have caused. In
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