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Psychosomatics 2012:53:303–318 © 2012 The Academy of Psychosomatic Medicine. Published by Elsevier Inc. All rights reserved.

Review Articles

Positive Psychological Attributes and Cardiac Outcomes:


Associations, Mechanisms, and Interventions

Christina M. DuBois, B.A., Scott R. Beach, M.D., Todd B. Kashdan, Ph.D., Maren B. Nyer, Ph.D.,
Elyse R. Park, Ph.D., M.P.H., Christopher M. Celano, M.D., Jeff C. Huffman, M.D.

Background: Intervention research at the intersection creased participation in cardiac health behaviors (e.g.,
of psychiatry and cardiology has primarily focused on healthy eating, physical activity) linked to beneficial
the relationship between negative psychological syn- outcomes; data linking positive psychological states and
dromes (e.g., depression) and cardiac outcomes, with biomarkers of cardiac health (e.g., inflammatory mark-
less emphasis on positive psychological attributes, such ers) is mixed but suggests a potential association. Posi-
as optimism, gratitude, and well-being, as they relate to tive psychological interventions have consistently been
cardiac disease. Methods: Literature is reviewed in associated with improved well-being and reduced de-
three specific areas regarding positive attributes and pressive symptoms, though there have been few such
cardiac disease: (1) associations between positive attri- studies in the medically ill. Conclusions: These findings
butes and cardiac outcomes, (2) potential mechanisms— regarding the relationship between positive psychologi-
both behavioral and physiologic— by which positive psy- cal attributes and cardiac health are promising and sug-
chological states may impact cardiovascular health, and gest that positive psychology interventions may be worth
(3) interventions aimed at cultivating positive psycholog- study in this population. However, questions remain
ical attributes in healthy and medically ill persons. about the strength and specificity of these relationships,
Results: There is significant evidence that positive psy- the most salient positive psychological attributes, and
chological attributes— especially optimism—may be in- the impact of positive psychological interventions on
dependently associated with superior cardiac outcomes. health outcomes in cardiac patients.
Positive attributes appear to be associated with in- (Psychosomatics 2012; 53:303–318)

P sychological factors play an important role in the


development and progression of cardiac disease.
For example, patients who suffer from depression early
Given the link between psychological factors and car-
diac health, multiple studies have targeted psychological
symptoms in cardiac patients in an attempt to improve
in life are more likely to develop and die from cardiac medical outcomes. However, such studies have typically
disease than those without depression, independent of
traditional cardiac risk factors.1– 4 Among patients with
Received February 2, 2012; revised March 30, 2012; accepted April 2, 2012.
established cardiac disease, depression is independently From Dept. of Psychiatry, Massachusetts General Hospital, Boston, MA
associated with recurrent cardiac events and mortality (CMD, SRB, MBN, ERP, CMC, JCH); Harvard Medical School, Boston,
MA (SRB, MBN, ERP, CMC, JCH); Dept. of Psychology, George Ma-
over the next year.5,6 Similarly, anxiety (including anx- son University, VA (TBK); Benson Henry Institute for Mind Body
iety disorders such as generalized anxiety disorder) is Medicine, Boston, MA (ERP). Send correspondence and reprint requests
associated with adverse cardiac outcomes in initially to Jeff C. Huffman, M.D., Massachusetts General Hospital 55 Fruit
Street/Blake 11, Boston, MA; e-mail: jhuffman@partners.org
healthy persons and in patients with acute cardiac ill- © 2012 The Academy of Psychosomatic Medicine. Published by
ness.7,8 Elsevier Inc. All rights reserved.

Psychosomatics 53:4, July-August 2012 www.psychosomaticsjournal.org 303


Positive Attributes and Cardiac Outcomes

focused on the minority of cardiac patients who have a discuss the limitations and questions regarding existing
diagnosable psychiatric disorder such as major depression. empirical research.
Furthermore, interventions focusing on these disorders To generate this review, we performed a search of
have failed to improve medical outcomes in cardiac pa- major psychology and medical databases (e.g., Medline,
tients in the vast majority of cases.9 –13 PsycInfo) using relevant search terms (e.g., optimism, car-
Positive psychological states, such as mindfulness and diovascular disease), and reviewed cited literature from
gratitude, and enduring strengths of character, such as identified articles to discover additional relevant literature.
curiosity and self-discipline, have been less well-studied in However, this is not a comprehensive, systematic over-
cardiac patients, and there has been limited research on view of the literature on these topics; for such reviews, see
interventions to cultivate such positive attributes in this Boehm and Kubzansky (positive psychological well-being
cohort.14 However, there is increasing data that positive and cardiac health)31 and Sin and Lyubomirsky (positive
psychological attributes may play a critical role in cardiac psychology interventions).30
health and recovery from illness. Even after adjusting for
demographic factors, cardiac risk factors, and health be- Links Between Positive Psychological Attributes and
haviors, optimism and other positive cognitions/emotions Cardiovascular Outcomes
have been associated with superior cardiovascular out-
comes in persons with and without known heart dis- Optimism is the positive attribute most consistently
ease.15–20 Furthermore, the association between positive linked to cardiovascular health.15–17,32–34 Most studies of
optimism in this context have focused on dispositional
attributes and cardiac outcomes has been independent of
optimism, a trait construct that quantifies the extent to
negative psychological states in many cases, suggesting
which a person consistently has positive, confident expec-
that cardiovascular benefits associated with positive attri-
tations about his or her own future outcomes; this con-
butes may be more than the absence of distress and dis-
struct is typically measured using the Life Orientation
order.18,19,21–25
Test-Revised (LOT-R),35 a six-item scale that contains
The field of positive psychology has focused on the
optimism and pessimism subscales. For example, Scheier
cultivation of positive cognitive and emotional states,
and colleagues34 found that dispositional optimism was
largely through specific exercises that promote system-
independently associated with reduced readmissions fol-
atic and deliberate activities.26 –28 Trials of positive psy-
lowing coronary artery bypass graft (CABG) surgery, after
chology interventions have shown promising results in
controlling for age, education level, and serum cholesterol
a variety of populations totaling more than 4000 per-
level. Data from the longitudinal Zutphen Elderly Study
sons, with improvements in mood, vitality, and well- found that dispositional optimism was associated with re-
being.29,30 However, despite their potential impact, duced all-cause and cardiovascular mortality in 773 el-
there has been limited study of such interventions in derly men, independent of cardiovascular risk factors and
patients with medical illness; this is especially true for sociodemographic factors.33
heart disease. Among women, Tindle and colleagues’16 analysis of
In this article, we aim to provide a broad overview of 97,253 participants from the Women’s Health Initiative
the literature studying links between positive psychologi- study36 found that dispositional optimism was associated
cal attributes and cardiac disease (for the purposes of this with reduced cardiac and all-cause mortality, independent
review, ‘positive psychological attributes’ will refer both of other covariates such as age, hypertension, hyperlipid-
to positive emotions [e.g., happiness] and cognitions [e.g., emia, smoking, and diabetes mellitus.16 Overall, a com-
optimism, gratitude]). First, we will review established prehensive meta-analysis of 83 studies found optimism to
relationships between positive psychological attributes be positively and independently related to physical health,
and cardiovascular outcomes. We will next describe po- including healthy cardiovascular outcomes, less pain,
tential behavioral and biological mechanisms that may fewer cancer symptoms, greater immunological function-
underlie these relationships. Finally, we will outline cur- ing, and reduced mortality.17
rent data regarding positive psychology and related inter- Other positive attributes have also been linked to a
ventions that could promote psychological health in indi- reduced risk of developing cardiac illness. Vitality, in
viduals with—and at risk for— cardiac illness. Where addition to optimism, was independently associated with
appropriate, we have inserted major issues sections that reduced risk of incident heart disease in a cohort of 7942

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DuBois et al.

healthy adults, taken from a larger study.32,37 In another healthy dietary change, as suggested by a large study of
study of a large subsample (over 6000 patients) from the postmenopausal women enrolled in the large Women’s
National Health and Nutrition Examination Surveys I Health Initiative Dietary Modification Trial. Women with
study, there was a significant association between greater greater optimism at baseline who were randomized to the
positive affect (feelings of enthusiasm, vitality, and inter- low-fat intervention arm of the trial were more likely to
est) and reduced risk of heart disease, even after control- have beneficial dietary changes change in all three studied
ling for health behaviors and depressive symptoms.22 domains (fat, fruit/vegetable, grain) at the one-year fol-
In addition to reduced risks of cardiac illness, positive low-up.42 Similarly, the Zutphen Elderly Study that fol-
psychological attributes might reduce rates of mortality in lowed elderly men for as many as 15 years found that
this cohort. In a sample of more than 800 patients under- dispositional optimism was linked to a greater likelihood
going cardiac catheterization, Brummett and colleagues38 of healthy dietary changes, defined as greater consumption
found that greater positive affect was associated with sur- of fruit, vegetables, and whole grain bread.33
vival over the course of an average prospective time frame
of 11 years; however, this association failed to remain Physical Activity
after adjusting for negative affect. Finally, a recent, com-
prehensive meta-analysis of 26 studies (involving more Several studies suggest that older adults with greater
than 50,000 participants) found that subjective well-being optimism have higher rates of physical activity, another
was associated with lower rates of mortality in both ini- factor essential to cardiac health.33,40,43 The Zutphen El-
tially healthy and medically ill populations, independent of derly Study found that dispositional optimism was signif-
medical disease state and treatment.39 icantly associated with increased physical activity, inde-
pendent of age, education, living arrangement, self-rated
Possible Mechanisms Connecting Positive Psychological health, cardiovascular disease, diabetes mellitus, cancer,
Attributes and Cardiac Outcomes and body mass index.33 Steptoe and colleagues40 found
that dispositional optimism in older adults was associated
Published models linking positive emotions with car- with brisk walking (in both sexes) and vigorous physical
diac outcomes include both behavioral and physiologic activity (in women), independent of multiple relevant co-
components.15 Individuals with greater optimism and variates, such as age, chronic illnesses, medication count,
other positive psychological states may have superior car- socioeconomic status, and BMI. In addition, Browning
diac outcomes because they are more likely to engage in and colleagues43 found that optimism may influence ad-
healthy behaviors, such as healthy eating, physical activ- herence to a recommended exercise routine. Older adults
ity, smoking cessation, and medication adherence, each of who held healthy attitudes about exercise, including opti-
which is associated with superior cardiac outcomes.22,40 mism and the concept that health behavior is under one’s
Positive attributes have also been associated with lesser own control (e.g., “there is a lot that older adults can do to
abnormalities of physiologic biomarkers that are linked stay healthy,”) were more likely to engage in exercise.
to cardiac outcomes, such as measures of inflammation
and autonomic nervous system activity. We will first Smoking
review the impact of positive attributes on cardiac
health behaviors. At least four studies have suggested that optimistic
individuals are less likely to smoke. The previously noted
Health Behaviors studies of older adults led by Giltay and Steptoe that found
dispositional optimism to be independently linked with
Diet physical activity also found optimism to be independently
associated with lower rates of smoking.33,40 In a study
Optimism has been linked to healthier baseline diet performed in Finland, the proportion of current smokers
and superior dietary adherence. Kelloniemi and col- was lower among optimistic men and women, and indi-
leagues41 found that young Finnish adults with greater viduals with greater optimism were likely to be catego-
optimism consumed a greater quantity of fruits, vegeta- rized as having no lifetime smoking history.41 A final
bles, and high-fiber foods, and a smaller quantity of alco- study found that middle school students with greater op-
hol, coffee, and candy. Optimism may also facilitate timism reported less frequent use of cigarettes.44 Though

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Positive Attributes and Cardiac Outcomes

optimism is associated with decreased smoking, unrealis- lar recovery from the induction of negative emotional
tic optimism (also referred to as optimistic bias, discussed states including fear and sadness.55,56 Among patients
further below) may impede attempts to quit smoking be- with coronary artery disease, higher levels of positive
cause patients may underestimate the difficulties inherent affect were associated with increased vagal control, dem-
in smoking cessation.45 onstrated by increases in the low-frequency power com-
ponent of heart rate variability; this relationship held after
Adherence to Medical Treatment controlling for covariates that included age, medications,
and posture of participant.57 Positive affect was also as-
There is extensive work in patients with human im- sociated with more rapid recovery of heart rate variability
munodeficiency virus (HIV) linking positive psychologi- following exposure to mental stress in a cohort of college
cal attributes and medication adherence,46 – 48 but more students.58 In contrast, Ryff and Singer59 did not find
limited evidence in cardiac patients. A study of patients positive psychological well-being to be associated with
undergoing heart transplant for end-stage cardiac disease resting systolic blood pressure in a study of older women.
found that optimism about the upcoming transplant oper-
ation was associated with greater adherence to the com-
Inflammation
plex post-transplant medication regimen in the 6 months
following the procedure.49 A larger study of over 1000 Elevated inflammatory markers are predictors of ad-
patients with hypertension found that a ‘sense of coher- verse cardiac events.60 – 62 Studies of the association be-
ence’ (a sense of having a meaningful life and a sense that tween positive attributes and inflammation have been
life challenges can be understood and controlled), but not mixed. Three carefully controlled studies in large prospec-
optimism, was associated with adherence to antihyperten- tive cohorts, and two smaller epidemiologic studies, have
sive medications.50 found some association between positive affect/optimism
In sum, positive psychological attributes have been and inflammatory markers. In the prospective Multi-Eth-
linked with improved adherence to a number of behaviors nic Study of Atherosclerosis (MESA) study63 of over 6000
that are important to cardiovascular health. Such behaviors men and women, dispositional optimism was measured via
have included healthy eating, exercise/activity, smoking LOT-R. Dispositional optimism in this cohort was associ-
cessation, and medication adherence. Additional studies ated with lower levels of interleukin-6 (IL-6), C-reactive
have also found links between positive attributes and other protein (CRP), and fibrinogen. After correcting for so-
health-related behaviors, such as alcohol use and sleep ciodemographic factors, negative psychosocial factors,
quality.31 health behaviors, body mass index, hypertension, and di-
abetes mellitus, only an association between the LOT-R
Positive Psychological Attributes and Physiologic pessimism subscale (not the optimism subscale) and fi-
Changes brinogen remained. Steptoe and colleagues64 assessed par-
Positive attributes have also been linked to biological ticipants’ responses to stress in a laboratory setting and
indicators of superior cardiac outcomes, though the results found that persons reporting higher levels of happiness
of studies of this association have been somewhat mixed. had smaller plasma fibrinogen responses to stress, inde-
pendent of psychological distress, gender, age, body mass
Autonomic Function index, smoking status, and socioeconomic status.
A study of 2873 healthy adults taken from a larger
Autonomic dysfunction is associated with adverse prospective study37 found positive affect and life satisfac-
cardiac outcomes, including mortality.51,52 Optimism and tion to be associated with lower IL-6 and CRP in women
other positive attributes have been associated with reduced but not men.65 Similarly, Prather and colleagues66 found
autonomic dysfunction. Positive affect has been linked to that positive affect was associated with lower IL-6, spe-
individual differences in resting respiratory sinus arrhyth- cifically in older women, after controlling for relevant risk
mia (an index of autonomic nervous system function),53 factors and depression. A recent analysis of data from 340
and optimism has been linked to lower systolic and dia- older men without existing heart disease (taken from the
stolic ambulatory blood pressure.54 In addition, positive VA Normative Aging Study) found optimism to be asso-
affect has shown associations with less reactivity of blood ciated with lower IL-6, a result that remained significant
pressure and heart rate to stress,55 and faster cardiovascu- after adjusting for multiple covariates including depressive

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DuBois et al.

symptoms.67 In contrast, Friedman and colleagues68 did cholesterol, after controlling for age, depression, and rel-
not find an association between IL-6 and older women, evant risk factors.76
even after controlling for depression and cardiac risk fac- Overall, there have been some links between positive
tors. attributes and physiologic markers of cardiovascular
health. However, these links appear to be less consistent
Additional Physiologic Effects and less powerful than the links between these positive
constructs and health behaviors. Additional research, us-
Endothelial dysfunction is independently associated ing large cohorts, controlling for multiple relevant cova-
with adverse cardiac outcomes,69 and negative psycholog- riates, and simultaneously including measures of health
ical syndromes (e.g., depression) have been linked to en- behavior and biomarkers, is needed to further clarify these
dothelial dysfunction.70 The previously noted analysis connections.
from the Normative Aging Study found optimism to be
positively associated with one marker of endothelial func- Major Issues
tion (soluble intracellular adhesion molecule [sICAM] re-
ceptor) in multivariate models, though not with a second, Are the Number and Quality of Existing Studies Sufficient
related marker (soluble vascular cell adhesion molecule to Support a Claim that Positive Attributes Cause Better
[sVCAM]).67 Activation of the hypothalamic-pituitary-ad- Cardiac Outcomes?
renal axis/hypercortisolemia has also been linked to car-
diac health, and positive affect and optimism have both At this stage, it would be premature to claim that
shown inverse relationships with cortisol levels.71 positive psychological attributes cause superior cardiac
Much of the work on the physiological benefits of outcomes. The medical literature is filled with examples
positive attributes has focused on optimism or momentary of initially promising results and associations later con-
positive emotions. However, a systematic study in women tradicted by additional, larger, and better-controlled
age 65 years and older assessed the association between studies,77 and given the limitations of the extant litera-
multiple biological indicators of physical health and eu- ture on positive attributes, caution is warranted. There
daimonic well-being (eudaimonic well-being is an aggre- is substantial variability in the positive psychological
gate of positive constructs that includes purpose, self- constructs being studied, and some studies suffer from
actualization, autonomy, and positive relations with limitations related to sample size and use of cross-
others; this is in contrast to hedonic well-being, a construct sectional (rather than prospective) data. At the same
associated with happiness, pleasure attainment, and pain time, there are now a substantial number of prospective
avoidance68,72–74). In a preliminary exploration of eudia- studies in this field, and the vast majority of such stud-
monic- and hedonic well-being and medical health, a sense ies have found a significant association between posi-
of personal growth and life purpose were linked to higher tive states and medical outcomes.
high-density lipoprotein (HDL) cholesterol and lower sal- Regarding the heterogeneity of psychological attri-
ivary cortisol. Higher life purpose scores were also asso- butes and measures, it is certainly true that multiple pos-
ciated with lower levels of IL-6 receptors.72 Furthermore, itive psychological constructs have been examined using a
multiple eudaimonic constructs/factors were also associ- variety of measures. However, as noted, there is mounting
ated with lower glycosylated hemoglobin. Indicators of evidence for dispositional optimism as an attribute that is
hedonic well-being were not associated with most biolog- consistently linked to superior outcomes, and this con-
ical factors. struct has been measured using the LOT-R in nearly all
In other studies examining associations between pos- recent studies.15–17,32–34
itive attributes and cardiovascular risk factors, Richman Although the use of relatively small samples and
and colleagues75 found that in graduate students and gen- cross-sectional trials dot this literature, there are several
eral medicine patients, vitality was associated with lower large, prospective studies examining the links between
cholesterol during a 1-year period, taking into account age, positive attributes and cardiac health. A number of the
gender, smoking, anger, anxiety, exercise, alcohol intake, above studies have been prospective epidemiologic
and marital status. However, a study by Shepperd and studies that included over 1000 subjects,16,18,23,63,65
colleagues76 found no association of dispositional opti- though several studies have been cross-sectional and are
mism with HDL, low-density lipoprotein (LDL), or total therefore less informative regarding causality or directional-

Psychosomatics 53:4, July-August 2012 www.psychosomaticsjournal.org 307


Positive Attributes and Cardiac Outcomes

ity, given that following a healthy diet, exercising, and/or studies noted above found that links between positive
having lower levels of inflammation may well lead to sub- states and medical outcomes did not remain after con-
sequent optimism, vitality, and overall well-being. Another trolling for ‘negative affect’.38,68,79
alternative is the possibility of bidirectionality, with positive
states leading to better behavior/physiology, and such im-
provements in behaviors and physiology facilitating the fur- What About Controlling for Negative Psychological States
ther development of positive psychological attributes. More Other than Depression?
large, prospective studies in a variety of populations will
This is an important issue, given that anxiety and
further strengthen the literature. Additional work on the in-
anger have been associated with adverse cardiac out-
dependence of positive psychological constructs from one
comes, and that anger/hostility in particular has been
another is needed.
linked with cardiac outcomes in randomized controlled
trials. For example, Friedman and colleagues90 found
Do the Studies Linking Positive Attributes and Cardiac that in patients with a prior myocardial infarction and
Health Account Properly for Relevant Sociodemographic Type A personalities (a group of personality traits char-
and Medical Variables? Do They Control acterized by hostility, ease of arousal, and time-ur-
for Depression? gency), a 4.5-year behavioral counseling program to
target their personalities led to reductions in cardiac
The issue of covariate control is a vital one in estab-
lishing an independent relationship between positive attri- morbidity and mortality, compared with a control group
butes and medical outcomes. In the meta-analysis exam- who received only cardiac counseling. During a 1-year
ining positive states and mortality by Chida and follow-up, the counseling group continued to have sig-
colleagues,39 the majority of studies that demonstrated a nificantly lower rates of mortality compared with the
protective relationship between positive states and mortal- control condition.91 An ongoing limitation of positive
ity controlled for sociodemographic factors such as age, psychology literature is the lack of control in some
sex, race, and socioeconomic status, and those in medi- studies for negative psychological states other than de-
cally ill populations generally controlled for basal disease pression. However, in addition to the previously noted
state. Furthermore, the majority of studies on positive studies that controlled for depression, there are a sub-
psychological states and cardiac outcomes consider key stantial number of studies that controlled for negative
cardiac risk factors (i.e., physical activity, hypertension, states (such as anxiety, anger, hostility, or aggression).
diabetes mellitus, smoking, and hyperlipidemia). Some With respect to anxiety, a pair of studies examining
studies control for all of these factors,16,22,24,32 and some the links between vitality and outcomes did control for
control for the majority of these factors.18 –20,25,34,78 Of both depression and anxiety, and these studies found
note, however, one study controlled for all five risk factors independent associations between all-cause mortality21
but did not find a significant result after adding negative and non-cardiac mortality,22 respectively. Overall, at
affect into the analysis.79 least six studies in this field have controlled for anxiety,
Regarding depression, at least eight studies have with all demonstrating an association between positive
additionally controlled for depressive symptoms using emotional states and improved outcomes, independent
validated scales that included the Center for Epidemi- of anxiety.18 –20,23,75,78
ologic Studies-Depression scale (CES-D),80 Hospital At least five studies in this field have controlled for
Anxiety and Depression Scale (HADS),81 Hamilton hostility, and all such studies found an independent
Rating Scale-Depression (HRS-D),82 and Beck Depres- association between positive emotional states and im-
sion Inventory (BDI).83 Even after controlling for de- proved outcomes.18,19,23–25 A study by Richman and
pression, six studies still found relationships between colleagues75 controlled for both anger and anxiety, and
positive states/attributes—in the forms of life orienta- found that mental vitality was associated with reduced
tion, satisfaction with aging, and optimism—with all- prevalence of heart disease, independent of traditional
cause mortality.84 – 89 The remaining two studies, men- risk factors that included age, gender, smoking, marital
tioned earlier, found relationships between positive status, exercise, and alcohol intake. For additional in-
states and lower IL-667 and reduced risk of heart dis- formation regarding these important issues, see Boehm
ease22 after controlling for depression. However, some and Kubzansky.31

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DuBois et al.

When Measuring Positive Attributes, Aren’t We Simply attributes and depression, and with other negative states
Measuring an Absence of Depression and Other Negative such as anxiety and anger, though these relationships are
Constructs? less well-studied (Table 1).

First, as noted, many of the studies cited have found Positive Psychology Interventions
that positive attributes (e.g., optimism) are linked with
superior outcomes even after controlling for depression, Positive psychological attributes appear to be im-
suggesting that these attributes have independent effects portant to health, but can they be cultivated or taught?
on outcome. Furthermore, though there is clear overlap Careful study of the factors contributing to positive
between positive attributes and negative states such as psychological well-being have estimated that after ac-
depression, these constructs only have some association counting for other factors (genetic, demographic, and
with one another in clinical samples. For example, opti- cultural factors, and external life events), intentional
mism and depression appear to demonstrate a moderate choices and behaviors account for approximately 40%
correlation with one another (r ⫽ ⫺0.28 to 0.60 [median of the variance in well-being.101,102 Positive psychology
r ⫽ ⫺0.43]) in ten identified studies examining such cor- interventions—which promote intentional behaviors to
relations (see Table 1).35,92–100 Even in cardiac patients improve well-being— have targeted activities in several
with known depression, a recent analysis of a large trial of domains, including altruism, optimism, gratitude, and
cardiac surgery patients found that optimism was not using one’s strengths of character (Table 2). Such ex-
strongly correlated with depressive symptoms (r ⫽ ercises are typically brief, easy to administer, and have
⫺0.27), and optimism was associated with decreased risk low provider and participant burden.103 Most of these
of rehospitalization independent of depressive symp- exercises involve brief instruction about the details and
toms.100 Similar correlations are seen with other positive rationale for the task, followed by independent comple-

TABLE 1. Correlations between Positive Attributes and Negative Psychological Constructs


Correlation
Study Population Positive Attribute Negative Construct
Coefficient (r)
Achat et al. (2000)93 Healthy middle- to older-aged men Optimism (LOT)131 Depression (CES-D)80 ⫺0.44
Bandiera et al. (2002)100 Healthy college students Optimism (LOT-R)35 Depression (BDI)83 ⫺0.42
de Moor et al. (2006)92 Ovarian cancer Optimism (LOT-R)35 Depression (CES-D)80 ⫺0.39
Herzberg et al. (2006)35 Healthy and medically ill Optimism (LOT-R)35 Depression (DSQ)132 ⫺0.47
(diabetes, CHD, hypertension,
hyperlipidemia)
Hirsch and Britton (2010)99 Opiate dependence Optimism (LOT-R)35 Depression (CES-D)80 ⫺0.60
Morgenstern et al. (2011)94 Stroke Optimism (LOT-R)35 Depression (PHQ-9)133 ⫺0.31
Rajandram et al. (2011)97 Cancer survivors Optimism (LOT-R)35 Depression (HADS)81 ⫺0.55
Scheier et al. (1994)95 Healthy college students Optimism (LOT)131 Depression (BDI)83 ⫺0.42
Scioli et al. (1997)96 Healthy college students Optimism (LOT)131 Depression (CES-D)80 ⫺0.28
Tindle et al. (2012)98 Coronary artery bypass graft Optimism (LOT-R)35 Depression (HRS-D)82 ⫺0.34
Chipperfield et al. (2000)134 Elderly community-dwelling adults Life satisfaction (LSIA)135 Sadness ⫺0.29
Anger (Self-reported ⫺0.21
frequency in prior 2
days)
McCullough et al. (2002)136 Healthy college students Gratitude (GQ-6)137 Anxiety (BSI)138 ⫺0.20
McCullough et al. (2002)136 Healthy college students Gratitude (GQ-6)137 Envy (before ⫺0.39
controlling
covariates) (DES)139
Puskar et al. (2008)140 Healthy rural adolescents Optimism (LOT-R)35 Anger (state) ⫺0.29
Anger (trait) – 0.21
(STAXI)141

BDI ⫽ Beck Depression Inventory; BSI ⫽ Brief Symptom Inventory; CES-D ⫽ Center for Epidemiologic Studies-Depression scale; DES ⫽
Dispositional Envy Scale; GQ-6 ⫽ Gratitude Questionnaire-6; HAD ⫽ Hospital Anxiety and Depression Scale; HRS-D ⫽ Hamilton Rating
Scale-Depression; LOT ⫽ Life Orientation Test; LOT-R ⫽ Life Orientation Test-Revised; LSIA ⫽ Life Satisfaction Index A; DSQ ⫽ Depression
Screening Questionnaire; PHQ-9 ⫽ Patient Health Questionnaire-9; STAXI ⫽ State-Trait Anger Expression Inventory.

Psychosomatics 53:4, July-August 2012 www.psychosomaticsjournal.org 309


Positive Attributes and Cardiac Outcomes

TABLE 2. Sample Positive Psychology Exercises


Exercise (Domain) Summary/Instructions to Participants Selected Impact
Best possible self (Optimism) Imagine your best overall possible future (over the next 5 years) and consider how to actualize this future.
This exercise has been associated with feeling happier, experiencing less emotional distress, and being sick
less often, compared with a control condition.142,143 Furthermore, this exercise has been linked to
persistent improvements in well-being long after the intervention.143
Best future social relationships Imagine your best possible interpersonal relationships (with family, friends, and colleagues) over the next
(Optimism) several years and consider how to take steps toward these optimal relationships.
Given the importance of perceived social support in heart disease outcomes, this exercise was tested in a
pilot study of cardiac patients, with good effect.104
Counting blessings (Gratitude) Recall and record in detail three events in the past week for which you are grateful.
This exercise has been linked to beneficial effects on mental health (i.e., depression, optimism, well-being,
and social engagement) and physical health/health behaviors (physical complaints, frequency of exercise,
amount and quality of sleep).144
Gratitude letter (Gratitude) Recall another person’s kindness and write a letter that describes the feelings of gratitude associated with
this event.
Completing a gratitude letter led to sustained improvement of well-being for up to 6 months in one
study.143
Benefit finding (Gratitude) Write about your genuine feelings toward medical illness and any benefits that may have resulted from this
situation.
Women with breast cancer who completed this exercise had reduced physical symptoms, fewer medical
appointments, and better heart rate habituation to stress than control subjects.145
Three acts of kindness Perform three kind acts for others within a single day.
(Altruism) Prior work has found that performing and recording acts of kindness is associated with improved mood and
that such an intervention may provide sustained mood benefit.101,146 Participants are typically asked to
perform all of their kind acts on the same day given evidence that such clustering may be most
effective.101
Pleasurable and meaningful Complete three acts in a single day: a pleasurable act done alone (e.g., gardening), a pleasurable act done
acts (Purpose, Happiness) with others (e.g., walking with friends), and a meaningful or important act (e.g., creating a blood sugar
log).
This exercise aims to help participants foster engagement, pleasure, and meaning in their lives, as all three
domains have been linked to life satisfaction.147
Using strengths (Strengths) Complete a brief survey of personal strengths, and then select a strength (e.g., perseverance, self-control)
to be used deliberately in the next week. Write about how you used the strength and the outcome.
A prior controlled trial found that this activity decreased depression and increased happiness at 1- and 6-
months post-treatment.29
Forgiveness letter Write a letter of forgiveness to a person who did or said something that made you upset. If you cannot
(Forgiveness) forgive the person for everything they did or said, try to forgive them for one part of their actions.
This intervention has been used clinically, and sending the letter is not required and is only encouraged if
the participant experiences the forgiveness as genuine.148
Forgiveness exercises At least two years after a hurtful event, engage in exercises related to defining forgiveness, examining
(Forgiveness) emotions, committing to forgiveness, grieving your pain, reframing the situation, exploring empathy,
practicing goodwill, and finding meaning and purpose in the situation.
Emotionally abused women who completed forgiveness exercises had reduced anxiety, greater self-esteem,
were better able to find meaning in suffering, and showed increased environmental mastery and
identification with “survivor status,” compared with attentional controls.149
Loving-kindness meditation Utilize a focused form of meditation aimed at cultivating mindfulness and loving feelings toward self and
(Life satisfaction) others.
This intervention has been linked to reduced depressive symptoms and increased life satisfaction, primarily
through increases in positive emotions.150
Cultivating sacred moments Create a ‘sacred moment in time’ with the use of mindfulness. Focus on an object (jewelry, mantra,
(Spirituality) nature) that you have deemed sacred, and develop a spiritual connection with qualities of preciousness,
blessedness, or holiness.
This exercise has been liked to increased positive affect, lesser negative affect, and greater feelings of
meaning and purpose in life.151
Positive writing (Happiness/ Write about the most positive, happy, ecstatic moments of your life. Include all of the emotions you
joy) experienced. Think also about how you can use this experience now to tap into inspiring, positive
feelings.
Subjects who completed this exercise reported higher levels of life satisfaction compared with controls.152

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DuBois et al.

tion of the exercise by the participant. In some cases, pants. They found that participants who were randomized
the ‘instructor’ and participant reconvene to discuss the to the intervention maintained the gains they made during
process and outcome of the exercise. the initial intervention, including greater mindfulness, in-
Positive psychology interventions have consistently creased social support, reduced illness, and greater life
been linked to increased positive emotions and cogni- satisfaction over a 15-month follow-up.
tions,30 especially if the exercises are systematically per-
formed, episodic, varied, and meaningful to the partici- Positive Psychology Interventions in Depressed
pant. Completing activities in an intensive but intermittent Individuals
manner appears to be important. For example, participants
in one study asked to perform one act of kindness on five Positive psychology interventions have also been
separate days each week experienced no gains in well- studied in patients with depression. Using a random-
being, but experienced significant gains when asked to ized, placebo-controlled design in patients with mild to
perform the five separate acts of kindness in a single moderate depression, Seligman and co-workers29 found
day.101 that a subset of positive psychology exercises led to
Below, we review the literature on positive psychol- immediate reductions in depressive symptoms. Partici-
ogy interventions. To date, most of these exercises have pants were randomized to completion of one of six
been studied in healthy research subjects or depressed positive psychology exercises or to a control condition,
individuals. There has been substantially less study of and three of the six exercises (documenting daily three
these exercises in medically ill populations. reasons to feel grateful, completing a gratitude visit,
and using strengths in new ways) were associated with
Positive Psychology Interventions in Healthy Individuals significantly greater ratings of happiness compared with
the control group. Though patients in the experimental
Over 20 different positive psychology exercises condition only completed these exercises for 1 week,
have been used in intervention studies in healthy sub- two of the exercises (three reasons to feel grateful and
jects (see Table 2 for sample exercises). These exercises use of strengths) were associated with persistent and
have been administered in person or remotely over the significant reductions in depressive symptoms at the
internet, have been performed in a variety of cohorts 6-month follow-up, compared with patients in the con-
(e.g., college students, elderly persons), and have con- trol condition.
sistently led to short-term gains. A meta-analysis by Sin In another pair of studies, this same research group
and Lyubomirsky30 of more than 50 trials involving first evaluated a six-exercise group positive psychother-
more than 4000 participants found that positive psy- apy intervention over 1 year in young adults with mild
chology interventions have consistently led to increases to moderate depression. Compared with individuals in
in self-reported life satisfaction, other well-being indi- the no-treatment group, participants receiving the inter-
cators (e.g., positive affect, optimism), and reductions vention had a significant decrease in depressive symp-
in depressive symptoms; this includes positive changes toms. Next, the authors found that individual positive
in ‘trait-like’ dispositions such as dispositional opti- psychotherapy delivered to outpatients with major de-
mism.104,105 The authors found that the overall effect pression over the course of 1 year led to greater remis-
size of positive psychology interventions on depressive sion rates than did treatment as usual and treatment as
symptoms (r ⫽ 0.31; medium effect size) was essen- usual plus medication.103
tially identical to that seen in reviews of standard (and Additionally, Freedman and co-workers109 examined
typically much more intensive and costly) psychother- the effect of a forgiveness intervention on female survi-
apies (r ⫽ 0.32).106 These effects were also greater than vors of incest who also suffered from depression. The
the calculated effect size for antidepressants on mood 12-week once-weekly intervention focused on confronting
symptoms in depressed patients (d ⫽ 0.32; small effect negative emotions, reframing the situation, using empathy
size) in recent reviews.36,107 and compassion, and recognizing negative feelings asso-
There has been much less study of the sustainability ciated with the situation. After the intervention, the exper-
of gains in positive attributes in this population. However, imental group experienced significantly reduced rates of
Cohn and Fredrickson108 conducted a follow-up of a lov- anxiety and depression and increased hope and enthusi-
ing-kindness meditation intervention for healthy partici- asm, relative to the control group.

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Positive Attributes and Cardiac Outcomes

Positive Psychology Interventions in Those with Noncar- (persons with hypertension, asthma, and coronary artery
diac Medical Illness disease) increase positive affect and feelings of self-
affirmation over the course of 12 months. Huffman and
Although some ‘resiliency programs’ in medical pa- colleagues104 completed a three-arm, randomized feasi-
tients have included small components of positive psy- bility study among patients recently hospitalized for an
chology interventions,110,111 specific trials of positive psy- acute coronary syndrome or heart failure. This trial
chology interventions in the medically ill have been compared positive psychology exercises related to op-
rare.112 Regarding noncardiac populations, there have timism, altruism, and gratitude to two control condi-
been several small studies of positive psychology inter- tions (RR and an attentional control). The authors found
ventions in cancer patients, and there is some suggestion the positive psychology intervention to be feasible and
that these interventions improve social support and quality to have greater effects than the two control conditions
of life, reduce pain and anxiety, and promote adher- on mood, anxiety, happiness, and mental health-related
ence.113–115 However, such interventions have not been quality of life. However, this small exploratory trial
linked to substantial improvements in ‘harder’ outcomes, (n ⫽ 26 completers) had insufficient power to detect
such as survival times or biomarkers. We are not aware of significant between-group differences and these find-
positive psychological interventions in patients with other ings must be replicated.
chronic non-cardiac diseases, such as renal disease, dia-
betes, or HIV.
Major Issues
Positive Psychology Interventions in Cardiac Populations
Why Not Focus on the Effects of Antidepressant Treatment
While there has been minimal study of positive on Cardiac Outcomes?
psychology interventions in patients with cardiac dis-
Depression in cardiac patients is an important pub-
ease, related interventions have been used in this pop-
lic health problem and must be addressed. However,
ulation. Mindfulness-based stress reduction (MBSR)
only a minority of cardiac patients have clinical depres-
provides systematic training in mindfulness meditation
sion that requires treatment, and there is no evidence
as a self-regulation approach to stress reduction and
that antidepressant treatment has utility in patients with
emotion management.116,117 At least three small studies
subsyndromal depressive symptoms.125 Furthermore,
of cardiac patients found MBSR to be associated with
the impact of antidepressants alone on depressive symp-
reduced psychological symptoms and distress, and in
toms has been relatively modest (and in some cases not
some studies, improved quality of life and decreased
better than placebo)107 and prospective studies have not
physical symptoms.118 –120
yet found that antidepressants are linked to reduced
Similarly, the relaxation response (RR) uses medi-
cardiac events or mortality,10,12,126 though there is some
tation in the form of guided relaxation,121 and has been
suggestive data from epidemiologic studies.127,128 In
found to lower blood pressure in healthy adults122 and
contrast, many patients may benefit from a boost in
to reduce tension, anger, and rates of supraventricular
optimism or other positive states in the context of med-
tachycardia in cardiac surgery patients (without effects
ical illness, and such an intervention might impact
on other physiologic variables/outcomes).123 In a ran-
health behaviors or physiology. Whether positive psy-
domized trial, RR decreased systolic blood pressure
chological interventions are effective in this population
(approximately 9 mmHg) in elderly patients with stage is, as yet, entirely unclear.
I systolic hypertension, allowing significantly more par-
ticipants in the RR group to eliminate an antihyperten- Might an Intervention that Cultivates Positive States
sive medication, compared with a lifestyle modification Cause “Optimistic Bias”?
group.124
However, it appears that there have been only two Optimistic bias is an inaccurate, unrealistic belief
systematic positive psychological intervention trials for that positive outcomes will be easily accomplished
cardiac patients. Charlson and colleagues112 have re- (such as attaining remission from cancer or terminating
ported methods, but not results, from a randomized smoking). Such bias may be associated with less con-
controlled trial that aimed to help three populations sistent or planful efforts in these conditions, lowering

312 www.psychosomaticsjournal.org Psychosomatics 53:4, July-August 2012


DuBois et al.

rates of success,45,129 for example, in smoking cessation Future Directions


when patients overestimate the ease with which they
can quit.119,120 However, positive psychological inter- In summary, positive attributes are associated with
ventions generated for medically ill cohorts should ad- improved cardiac outcomes, and this connection is likely
mediated by both behavioral and physiologic factors. Pos-
dress (and could actually decrease) the risk of optimistic
itive psychology and related interventions may represent a
bias. A well-designed positive psychology intervention
means by which positive states and strengths of character
should not ignore the obstacles to wellness or the en-
can be cultivated in patients with— or at risk for— cardiac
dorsement of unrealistic thinking, but instead would
disease, though these interventions have not been well-
focus on cultivating and maintaining positive attributes
studied in cardiac patients in clinical care settings. Though
and using these attributes to reasonably navigate chal-
this line of work has great potential, the field must be cautious
lenging life circumstances.
about these interventions and their effects. Some studies link-
ing positive attributes to medical or behavioral outcomes
Why Are There so Few Intervention Studies have been cross-sectional, preventing assessment of causal-
in This Area? ity. Associations between positive attributes and health out-
comes may be explained by variables or factors that were not
Though there is a growing literature on the connec-
accounted for in statistical analyses. For example, given the
tions between positive attributes (especially optimism)
clear links between anxiety and depressive disorders with
and cardiovascular outcomes, there is still much to be
poor outcomes, it is important to conduct tests of construct
learned regarding the design and delivery of interven- specificity to ensure that links between positive attributes and
tions targeting these attributes. The field needs clarifi- superior outcomes exist independently of negative psycho-
cation on the attributes and strengths of character (e.g., logical syndromes. Even if positive attributes are prospec-
positive affect, optimism, mindfulness, meaning and tively linked to major cardiac outcomes, there remains a
purpose in life, gratitude) with the strongest, most con- paucity of data regarding whether psychological interven-
sistent associations with cardiac health so these may be tions that target these states actually impact objective medical
specifically targeted. In particular, eudaimonic well- outcomes; indeed, this is a lesson hard-learned from the de-
being indices (e.g., meaning and purpose in life) might pression treatment literature.10 –12,130 Furthermore, there is
represent deeper, more valuable targets than indices of much still to be learned regarding the best psychological
hedonic well-being (e.g., life satisfaction, positive emo- target for these interventions and the methods (e.g., content,
tions, optimism). frequency, duration, mode of delivery) of potential positive
Furthermore, though positive psychology interven- psychology interventions in this population.
tions exist, the majority has been in nonclinical cohorts, Future studies that address these issues have the po-
and much work will need to be done to adapt interven- tential to open up a new line of clinically-relevant work in
tions to be acceptable, relevant, and effective in patients psychosomatic medicine that could lead to improved well-
with significant medical illness. There are additional being and health for the large number of patients who have
considerations worthy of contemplation in the refine- cardiovascular illness.
ment of positive psychology interventions. For exam-
ple, should the interventions in this cohort be combined This work was supported in part by grant R01-
with other established interventions (e.g., behavioral DP00336 from the United States Disease Control and
activation or motivational interviewing) for maximum Prevention (CDC) to Herbert Benson. Todd Kashdan was
effect? Are there situations in which optimism or other funded by the Center for Consciousness and Transforma-
states should not be cultivated, such as situations when tion at George Mason University.
unrealistic optimism impedes adherence or provides The authors thank Dr. Julia Boehm for providing
false hope? Given that this field is in its relative infancy links to published literature and additional information
and that both the intervention target and the methodol- on positive psychological well-being and cardiac
ogy of interventions need further refinement, it is not health.
surprising that intervention studies have yet to be prev- Disclosure: The authors disclosed no proprietary or
alent, and certainly there is insufficient evidence for commercial interest in any product mentioned or concept
routine use in clinical practice. discussed in this article.

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Positive Attributes and Cardiac Outcomes

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