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SUSTAINABILITY
Prof. Dr.-Ing. Joachim Müller-Kirchenbauer
Sustainability: More Than Just a Buzz Word
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 2 Image source: Sustainable Saratoga (n. d.).
Structure
Historical Background
References
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 3
Structure
Historical Background
References
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Historical Background – Overview
1713: H. C. v. Carlowitz /
Immanuel Kant
1972: UN Conference on
Environment and Development
1987: Brundtlandt
Report
2012: Rio+20
2015: SDGs
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 5
18th Century: Enlightenment
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 6 Image sources: Allgemeine Forstzeitschrift (1952); ASF (2017).
1972: Club of Rome – The Limits to Growth
System breakdown
Exponential growth;
resource depletion
Time (t)
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 7 Source: Meadows et al. (1972).
1972: UN Conference on the Human Environment
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 8 Source and image source: UN (1972).
1979: Hans Jonas – The Imperative of Responsibility
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 9 Source: Jonas (1979); Image source: Hans Jonas Institut (n. d.).
1983/87: The WCED and the Brundtland Report
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 10 Source: UN (1983).
1992: UN Conference on Environment and Development
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 11 Source and image source: UN (1992).
2002: World Summit on Sustainable Development
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 12 Source and image source: UN (2002).
2012: Rio+20 Conference
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 13 Source and image source: UN (2012).
2015: 2030 UN Agenda for Sustainable Development
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 14 Source and image source: UN (2015).
Structure
Historical Background
References
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 15
Sustainable Development Goals (SDGs)
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 16 Source: UN (2015).
SDG 7
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 17 Source: UN (2015).
SDG 11
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 18 Source: UN (2015).
SDG 13
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 19 Source: UN (2015).
Lessons Learnt: Historical Background & SDGs
▪ Enlightenment as first starting point for theoretical and philosophical thinking about
sustainability (H. C. v. Carlowitz / I. Kant).
▪ 1970s as starting point of public discussions on possible limits to development and
consumption:
– Publication of “Limits to Growth“ by the Club of Rome,
– First ever international conference on environmental issues, in 1972.
▪ The international conferences that followed (1992 – 2002 – 2012) further advanced the
international political thinking on sustainability issues.
▪ Definition of the UN Sustainable Development Goals in 2015.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Structure
Historical Background
References
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Definition and Dimensions of
Sustainability / Sustainable Development (1/2)
▪ From Latin “sustenere“ → To sustain, meaning
“maintain, support, uphold, endure“
▪ “Sustain” and “Ability” social
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 22 Sources: Holzbauer (2020); UN (1992).
Definition and Dimensions of
Sustainability / Sustainable Development (2/2)
▪ “Sustainable development is development that meets the needs of the present
without compromising the ability of future generations to meet their own needs. […]
In essence, sustainable development is a process of change in which the
exploitation of resources, the direction of investments, the orientation of techno
logical development, and institutional change are all in harmony and enhance both
current and future potential to meet human needs and aspirations.”
(Brundtland Report 1987)
▪ “Sustainable development entails treating environmental aspects on an equal
footing with social and economic aspects. Future-oriented management means
that we have to leave future generations a globally intact ecological, social and
economic system. The one cannot be achieved without the others.”
(German Council for Sustainable Development)
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Planetary Boundaries:
A Safe Operating Space for Humanity
▪ The Planetary
Boundaries (PBs), as
suggested by Steffen
et al., delineate a safe
operating space within
which the earth
system is likely to
maintain its functions
as life support system
for humanity.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 24 Sources: Steffen et al. (2009); Steffen et al. (2015).
Structure
Historical Background
References
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 25
Analytic Tools to Evaluate Sustainability
Different tools exist to evaluate the sustainability of a certain product, service or system:
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 26
Analytic Tools to Evaluate Sustainability:
(1) Cumulative Energy Demand (CED)
▪ Sometimes also called It is the total primary energy demand required for
– “Cumulative Energy Requirement” or the extraction (ex), production (P), during use (U)
and the disposal (D) of a product/service/system .
– “Primary Energy Consumption”
▪ Based on VDI Guideline 4600 CEDex (total primary energy
demand required for the extraction)
▪ It is the sum of the primary energy
demand associated with the whole life
+ CEDP (the production)
cycle of a product.
▪ It covers extraction, production, usage
and disposal + CEDU (during use)
▪ Unit: MJ per unit
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 27 Sources: VDI 4600; Zweifel et al. (2017).
Analytic Tools to Evaluate Sustainability:
(1) Cumulative Energy Demand (CED)
1. System boundaries
First, the system boundaries of the product/system need to be defined.
▪ System: A quantity of matter or a region in space chosen for study.
▪ Surroundings: The mass or region outside the system.
▪ Boundary: The real or imaginary surface that separates the system from
its surroundings.
2. Energy balance
In a second step, the energy and material flows within those boundaries need to be
identified.
3. Analysis
Possible analytic approaches for taking balance of all energy and material flows are the
Input-Output-Analysis or a process chain analysis.
▪ Process: The activity of using resources to enable the transformation of
inputs into outputs.
▪ Process chain: A process chain illustrates the processes, as part of a
system, and the relations between them.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 28 Sources: Cengel & Boles (2015); EN ISO 9000:2005; FfE (1999).
Analytic Tools to Evaluate Sustainability:
(1) CED – Process Chain Analysis
Mechanical
engineering
Structural Plant
engineering engineering Functional
unit
Electrical
engineering
Diverse
Extraction Use
processes
Diverse
Extraction Disposal
processes
The total primary energy demand of each process chain step is identified and summed up for
one functional unit.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 29
Analytic Tools to Evaluate Sustainability:
(1) CED – Process Chain Analysis
Mechanical
engineering Examples for functional units:
Structural Plant
engineering engineering
1 l of red wine
Electrical
engineering
Diverse
Extraction Use 1 kWh
processes
Diverse
Extraction Disposal
processes 6000 h of
lightening with
1000 lumen
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Analytic Tools to Evaluate Sustainability:
(1) CED – Example of a Solar Thermal Collector
Primary
energy
Cold Water
Hot Water
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 31 Source: UBA (1999); Image source: VolksSolaranlage (n. d.).
Analytic Tools to Evaluate Sustainability:
(2) Energy Return on Energy Invested (EROEI)
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 32
Analytic Tools to Evaluate Sustainability:
(3) Grey Energy / Embodied Energy (EE)
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 33 Source: Zweifel et al. (2017).
Analytic Tools to Evaluate Sustainability:
Lessons Learnt CED, EROEI, EE
▪ It is the sum of all primary energy demands which arise during extraction, transport,
production, use and disposal of an economic good (product or service) or which can be
attributed to it.
▪ It is thus the basis for the evaluation of the energetic resource usage within the
context of a Life Cycle Assessment (LCA). As most environmentally relevant
emissions are caused by the usage of energy in industrial processes, the CED can be
seen as a LCA in short.
▪ Furthermore, it can be used to calculate the energetic payback time, the Energy Return
on Energy Invested (EROEI).
▪ Unlike the CED, the concept of “Grey Energy“ or “Embodied Energy“ considers the
energy for extraction and production only, neglecting the operational energy.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Analytic Tools to Evaluate Sustainability:
(4) Life Cycle Assessment (LCA)
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 35 Sources: ISO 14040; ISO 14041; ISO 14042; ISO 14043.
Analytic Tools to Evaluate Sustainability:
(4) LCA – Direct Applications and Results
▪ Marketing
▪ Research
▪ Others
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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Analytic Tools to Evaluate Sustainability:
(4) LCA – General Methodological Framework
3. Impact assessment
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 37 Sources: Heijungs & Guinée (2017); ISO 14040.
Analytic Tools to Evaluate Sustainability:
(4) LCA – Goal and Scope Definition (Step 1)
▪ A Life Cycle Assessment models a product, service or system‘s life cycle.
▪ The first step in a Life Cycle Assessment is the definition of goals and scope: What is
the focus of this particular analysis? → Making intentions and assumptions transparent
▪ Goal definition:
– The intended application
– The reason for carrying out the study
– The intended audience
▪ Scope definition:
– The system boundaries
– The impact categories
– The treatment of uncertainties
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 38 Sources: Heijungs & Guinée (2017); ISO 14040; Kaufman (2012).
Analytic Tools to Evaluate Sustainability:
(4) LCA – Inventory Analysis (Step 2)
▪ A Life Cycle Assessment is primarily a quantitative model, thus the data input is of
crucial importance.
▪ The compilation of adequate data is taking place in the second phase of a LCA, the so-
called “Inventory Analysis”.
▪ ISO defines inventory analysis as the “phase of life cycle assessment involving the
compilation and quantification of inputs and outputs for a product throughout its life
cycle”.
▪ Life cycle inventory data basis are being used to compile the relevant data.
– On EU Level: EU JRC
– National databases
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 39 Sources: ISO 14040; UNEP (2012).
Analytic Tools to Evaluate Sustainability:
(4) LCA – Data Sources for Inventory Analysis (Step 2)
International level: Sector specific:
▪ Global LCA Data Access Network: run by ▪ ÖKOBAUDAT (DE): LCA datasets for
the UN; free of charge building purposes; free of charge
▪ SimaPro (NL): a LCA database with
European level: datasets from industries of plastics,
▪ EPLCA – European Platform on Life Cycle surfactants, detergents and steel
Assessment: provides an infrastructure for ▪ GREET (US): Life cycle model, taking into
the publication of quality assured LCA account the full system life cycle of vehicles
datasets from different institutions and fuels
▪ Agri Balyse (FR): a public LCA database
National level: of French agricultural raw products
▪ Ecoinvent (CH): contains more than 2.000
datasets covering most industries
▪ GaBi (DE): contains over 12.700 datasets
covering most industries
▪ Gemis (DE): a public domain life cycle and
material flow analysis model and database;
free of charge
▪ ProBas (DE): a tool provided by the Federal
Environment Agency; free of charge
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 40
Analytic Tools to Evaluate Sustainability:
(4) LCA – Impact Assessment (Step 3)
▪ Impact assessment is the “phase of life cycle assessment aimed at understanding and
evaluating the magnitude and significance of the potential environmental impacts for a
product system throughout the life cycle of the product”.
▪ It involves the conversion of inventory analysis results to common units and the
aggregation of the converted results within the same impact category.
▪ While the functional unit is the central element of the inventory analysis, the central
element in impact assessment is the impact category.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 41 Source: ISO 14040.
Analytic Tools to Evaluate Sustainability:
(4) LCA – Interpretation (Step 4)
▪ This is the final stage where findings and analysis are reported.
▪ ISO defines the interpretation as the “phase of life cycle assessment in which the
findings of either the inventory analysis or the impact assessment, or both, are
evaluated in relation to the defined goal and scope in order to reach conclusions and
recommendations”.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 42 Sources: ISO 14040; Mahamadu (2016).
Analytic Tools to Evaluate Sustainability:
(4) LCA – Example of a Process Chain Analysis
Mechanical
engineering
Structural Plant
engineering engineering
Functional
Electrical unit
engineering
Diverse
Extraction processes Use 1 kWh
Diverse
Extraction processes Disposal
Greenhouse gas emissions
Water use impacts
Land use impacts
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 43
Analytic Tools to Evaluate Sustainability:
Lessons Learnt LCA
▪ Main steps :
– Goal & Scope Definition
– Inventory Analysis
– Impact Assessment
– Interpretation
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 44
Structure
Historical Background
References
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 45
References – Literature (1/2)
▪ Cengel & Boles (2015): Thermodynamics. An engineering approach. 8th edition with SI units.
McGraw-Hill Education. New York.
▪ EN ISO 9000:2005: Quality management systems. Fundamentals and vocabulary.
▪ FfE (1999): Forschungsstelle für Energiewirtschaft. Ökobilanzierung mit Hilfe der KEA-Datenbank.
https://www.ffe.de/download/langberichte/3_Oekobilanzierung%20mittels%20KEA%20Datenbank.p
df
▪ Heijungs & Guinée (2017): Chapter 2 – Introduction to Life Cycle Assessment. In: Buchery, Y. et al
(eds.): Sustainable Supply Chains. Springer Series in Supply Chain Management 4.
▪ Holzbauer (2020): Nachhaltige Entwicklung – Der Weg in eine lebenswerte Zukunft. Springer
Fachmedien Wiesbaden GmbH.
▪ ISO 14040: Environmental management. LCA. Principles and framework (1996/2006).
▪ ISO 14041: Environmental management. LCA. Goal definition and inventory analysis (1998).
▪ ISO 14042: Environmental management. LCA. Life-cycle impact assessment (2000).
▪ ISO 14043: Environmental management. LCA. Life-cycle interpretation (2000).
▪ Jonas (1979): Das Prinzip Verantwortung. Versuch einer Ethik für die technologische Zivilisation.
Insel, Frankfurt am Main.
▪ Kaufman (2012): Quantifying sustainability: industrial ecology, material flow and life cycle analysis.
Woodhead Publishing Ltd.
▪ Mahamadu (2016): Principles of sustainability and life-cycle analysis. In: Sustainability of
Construction Materials, Elsevier.
▪ Meadows et al. (1972): The limits to growth. A report for The Club of Rome’s Project on the
Predicament of Mankind. Potomac Associates. https://clubofrome.org/publication/the-limits-to-
growth/
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 46
References – Literature (2/2)
▪ Steffen et al. (2009): A safe operating space for humanity. In: Nature 46, p. 472-475.
▪ Steffen et al. (2015): Planetary boundaries: guiding human development on a changing planet.
In: Sciences 347, issues 6223.
▪ UBA (1999): Umweltbundesamt. KEA: Mehr als eine Zahl. Basisdaten und Methoden zum
Kumulierten Energieaufwand. Berlin.
▪ UN (1972): United Nations. Stockholm 1972.
https://www.un.org/en/conferences/environment/stockholm1972
▪ UN (1983): United Nations. WCED. https://sustainabledevelopment.un.org/milestones/wced
▪ UN (1992): United Nations. UNCED. https://sustainabledevelopment.un.org/milestones/unced
▪ UN (2002): United Nations. WSSD. https://sustainabledevelopment.un.org/milesstones/wssd
▪ UN (2012): United Nations. UNCSD. https://sustainabledevelopment.un.org/rio20
▪ UN (2015): United Nations. United Nations Sustainable Development Summit.
https://sustainabledevelopment.un.org/post2015/summit
▪ UNEP (2012): United Nations Environment Programme. Greening the Economy through Life Cycle
Thinking. Ten Years of the UNEP/SETAC Life Cycle Initiative. https://www.lifecycleinitiative.org/wp-
content/uploads/2013/03/2012_LCI_10_years_28.3.13.pdf
▪ VDI 4600: Verein Deutscher Ingenieure. Kumulierter Energieaufwand (KEA) - Begriffe,
Berechnungsmethoden.
▪ Zweifel et al. (2017): Energy Economics. Theory and Applications. Springer Texts in Business and
Economics. Springer International Publishing AG.
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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References – Image Sources
Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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