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Sustainable Energy and Resources – Technologies and Systems

SUSTAINABILITY
Prof. Dr.-Ing. Joachim Müller-Kirchenbauer
Sustainability: More Than Just a Buzz Word

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 2 Image source: Sustainable Saratoga (n. d.).
Structure

Historical Background

Sustainable Development Goals (SDGs)

Definitions and Dimensions of Sustainability

Analytic Tools to Evaluate Sustainability

References

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 3
Structure

Historical Background

Sustainable Development Goals (SDGs)

Definitions and Dimensions of Sustainability

Analytic Tools to Evaluate Sustainability

References

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 4
Historical Background – Overview

1713: H. C. v. Carlowitz /
Immanuel Kant

1968: Club of Rome

1972: UN Conference on
Environment and Development
1987: Brundtlandt
Report

1992: Rio de Janeiro

2012: Rio+20

2015: SDGs

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 5
18th Century: Enlightenment

Hans Carl von Carlowitz Immanuel Kant


(1645 – 1714) (1724 – 1804)

▪ German tax accountant and mining ▪ German philosopher


administrator ▪ Sape aude! – Dare to make use of your
▪ Sustainability in the context of forestry own reason! (1784)
(1713) ▪ Take responsibility for your own actions
▪ “Sylvicultura oeconomica“ (1813) ▪ Categorical imperative: “Act only
according to that maxim whereby you
▪ Do not chop down more trees than can can, at the same time, will that it should
become a universal law.“
re-grow in a reasonable time frame

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 6 Image sources: Allgemeine Forstzeitschrift (1952); ASF (2017).
1972: Club of Rome – The Limits to Growth

▪ Club of Rome: The human ecological


footprint cannot continue to grow at the
current rate, otherwise the carrying
capacities of the system will be reached
and the system collapses.
▪ The publication of this report of well-
known scientists was an important driver
towards a strong sustainability discourse Carrying capacity of the System degradation
in society. system; limits to growth

System breakdown

Exponential growth;
resource depletion

Time (t)

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 7 Source: Meadows et al. (1972).
1972: UN Conference on the Human Environment

▪ 1972 UN Conference on the Human Environment also


known as Stockholm Conference
▪ It was the UN's first major conference on international
environmental issues and marked a turning point in the
development of international environmental politics.
▪ Main outcomes:
– The creation of the United Nations Environment Programme (UNEP),
– The Stockholm Declaration on the Human Environment,
containing 26 principles concerning the environment and
development,
– The Action Plan for the Human Environment with 109
recommendations,
– and a resolution.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 8 Source and image source: UN (1972).
1979: Hans Jonas – The Imperative of Responsibility

▪ German-born American philosopher


▪ The Imperative of Responsibility (1979)
▪ “Act so that the effects of your action are
compatible with the permanence of
genuine human life.”
▪ His “ethic of responsibility“ significantly
influenced the environmental thinking
and policy-making
▪ It found entrance into the Brundtlandt
Report 1987, influencing its definition of Hans Jonas
sustainable development (1903 – 1993)

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 9 Source: Jonas (1979); Image source: Hans Jonas Institut (n. d.).
1983/87: The WCED and the Brundtland Report

▪ The UN World Commission on Environment and Development (WCED) or


Brundtland Commission (named after its Chair, Gro Harlem Brundtland) was convened
in 1983.
▪ It was created to address growing concerns about the deterioration of the human
environment and the natural resources.
▪ Its work resulted in the publishing of the “Brundtland Report” in 1987.

”Sustainable development is development that meets the needs of the present


without compromising the ability of future generations to meet their own needs.”

▪ The report contained two main concepts:


1. The concept of “needs”, in particular the essential needs of the world’s poor, to
which overriding priority should be given.
2. The idea of limitations imposed by the state of technology and social organization
on the environment’s ability to meet present and future needs.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 10 Source: UN (1983).
1992: UN Conference on Environment and Development

▪ Also known as “Earth Summit” / UN Conference on Environment


and Development (UNCED)
▪ It established the General Assembly that established the
Commission on Sustainable Development (CSD), as the United
Nations high level political body
– to ensure effective follow-up of UNCED, to monitor and report on
implementation of the agreements at the local, national, regional and
international levels,
– entrusted with the monitoring and promotion of the implementation of the
Rio outcomes, including Agenda 21.
▪ Conclusion of "Agenda 21" as a comprehensive development and
environmental action program
– with sustainability as a guiding theme
– to be taken globally, nationally and locally by organizations of the UN
System, governments, and major groups in every area in which human
impact the environment.
▪ Mission Statement: “Think globally, act locally, work out Local
Agendas 21“

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 11 Source and image source: UN (1992).
2002: World Summit on Sustainable Development

▪ The Johannesburg Summit 2002 advanced the


mainstreaming of the three dimensions of sustainable
development in development policies at all levels.
▪ It was intended to focus the world's attention and direct
action towards meeting difficult challenges, including
improving people's lives and conserving our natural
resources in a world that is growing in population, with
ever-increasing demands for food, water, shelter,
sanitation, energy, health services and economic security.
▪ It resulted in the adoption of the Johannesburg
Declaration on Sustainable Development and the
Johannesburg Plan of Implementation (JPOI).

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 12 Source and image source: UN (2002).
2012: Rio+20 Conference

▪ The United Nations Conference on Sustainable


Development (Rio+20) was an action-oriented conference,
where all stakeholders and member states were invited to
make commitments focusing on delivering concrete results
for sustainable development on a voluntary basis.
▪ A high-level Political Forum on Sustainable Development
was established to subsequently replace the Commission
on Sustainable Development.
▪ At the Rio+20 Conference, member states decided to
launch a process to develop a set of Sustainable
Development Goals (SDGs), building upon the Millennium
Development Goals (MDGs) and converge with the post
2015 development agenda.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 13 Source and image source: UN (2012).
2015: 2030 UN Agenda for Sustainable Development

▪ Transforming our world: The 2030-Agenda for


Sustainable Development
▪ Adoption at the UN Sustainability Summit on
September 25, 2015
▪ Agreement on fixed catalogue of Sustainable
Development Goals (SDGs):
– 17 Sustainable Development Goals
– 169 associated targets
▪ “The aim of the transformative 2030 Agenda is to shape
global development according to dimensions of
sustainable development - environment, economics and
society. It represents the first ever universally valid set of
objectives which address development as well as
environmental aspects.”

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 14 Source and image source: UN (2015).
Structure

Historical Background

Sustainable Development Goals (SDGs)

Definitions and Dimensions of Sustainability

Analytic Tools to Evaluate Sustainability

References

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 15
Sustainable Development Goals (SDGs)

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 16 Source: UN (2015).
SDG 7

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 17 Source: UN (2015).
SDG 11

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 18 Source: UN (2015).
SDG 13

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 19 Source: UN (2015).
Lessons Learnt: Historical Background & SDGs

▪ Enlightenment as first starting point for theoretical and philosophical thinking about
sustainability (H. C. v. Carlowitz / I. Kant).
▪ 1970s as starting point of public discussions on possible limits to development and
consumption:
– Publication of “Limits to Growth“ by the Club of Rome,
– First ever international conference on environmental issues, in 1972.

▪ The 1980s were characterized by the work of the UN WCED:


– Addressing environmental and human development issues alike,
– This culminated in the publication of the Brundtland Report in 1987 and the well-known definition.

”Sustainable development is development that meets the needs of the present


without compromising the ability of future generations to meet their own needs.”

▪ The international conferences that followed (1992 – 2002 – 2012) further advanced the
international political thinking on sustainability issues.
▪ Definition of the UN Sustainable Development Goals in 2015.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 20
Structure

Historical Background

Sustainable Development Goals (SDGs)

Definitions and Dimensions of Sustainability

Analytic Tools to Evaluate Sustainability

References

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 21
Definition and Dimensions of
Sustainability / Sustainable Development (1/2)
▪ From Latin “sustenere“ → To sustain, meaning
“maintain, support, uphold, endure“
▪ “Sustain” and “Ability” social

▪ Three pillars of sustainability as already pointed out


in the Agenda 21
▪ “Sustainable development encompasses social, environmental economic
economic and environmental dimensions.“
▪ The Triple Bottom Line:
– People, the social equity bottom line
– Planet, the environmental bottom line
– Profit, the economic bottom line
▪ Strong sustainability vs. Weak sustainability

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 22 Sources: Holzbauer (2020); UN (1992).
Definition and Dimensions of
Sustainability / Sustainable Development (2/2)
▪ “Sustainable development is development that meets the needs of the present
without compromising the ability of future generations to meet their own needs. […]
In essence, sustainable development is a process of change in which the
exploitation of resources, the direction of investments, the orientation of techno
logical development, and institutional change are all in harmony and enhance both
current and future potential to meet human needs and aspirations.”
(Brundtland Report 1987)
▪ “Sustainable development entails treating environmental aspects on an equal
footing with social and economic aspects. Future-oriented management means
that we have to leave future generations a globally intact ecological, social and
economic system. The one cannot be achieved without the others.”
(German Council for Sustainable Development)

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 23
Planetary Boundaries:
A Safe Operating Space for Humanity

▪ The Planetary
Boundaries (PBs), as
suggested by Steffen
et al., delineate a safe
operating space within
which the earth
system is likely to
maintain its functions
as life support system
for humanity.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 24 Sources: Steffen et al. (2009); Steffen et al. (2015).
Structure

Historical Background

Sustainable Development Goals (SDGs)

Definitions and Dimensions of Sustainability

Analytic Tools to Evaluate Sustainability

References

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 25
Analytic Tools to Evaluate Sustainability

Different tools exist to evaluate the sustainability of a certain product, service or system:

(1) Cumulative Energy Demand (CED)

(2) Energy Return on Energy Invested (EROEI) / Harvesting Factor

(3) Grey Energy / Embodied Energy (EE)

(4) Life Cycle Assessment (LCA)

▪ The tools are intended to evaluate parts of / all environmental impacts of a


product/service/system over a certain period of its life/its whole lifespan.
▪ The focus is on the energy use and its implications as an indicator for sustainability.
▪ The economic or social dimension of sustainability is not explicitly investigated here.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 26
Analytic Tools to Evaluate Sustainability:
(1) Cumulative Energy Demand (CED)

Cumulative Energy Demand (CED) CED =

▪ Sometimes also called It is the total primary energy demand required for
– “Cumulative Energy Requirement” or the extraction (ex), production (P), during use (U)
and the disposal (D) of a product/service/system .
– “Primary Energy Consumption”
▪ Based on VDI Guideline 4600 CEDex (total primary energy
demand required for the extraction)
▪ It is the sum of the primary energy
demand associated with the whole life
+ CEDP (the production)
cycle of a product.
▪ It covers extraction, production, usage
and disposal + CEDU (during use)
▪ Unit: MJ per unit

+ CEDD (the disposal)

CED = CEDex + CEDP+ CEDU + CEDD

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 27 Sources: VDI 4600; Zweifel et al. (2017).
Analytic Tools to Evaluate Sustainability:
(1) Cumulative Energy Demand (CED)
1. System boundaries
First, the system boundaries of the product/system need to be defined.
▪ System: A quantity of matter or a region in space chosen for study.
▪ Surroundings: The mass or region outside the system.
▪ Boundary: The real or imaginary surface that separates the system from
its surroundings.

2. Energy balance
In a second step, the energy and material flows within those boundaries need to be
identified.
3. Analysis
Possible analytic approaches for taking balance of all energy and material flows are the
Input-Output-Analysis or a process chain analysis.
▪ Process: The activity of using resources to enable the transformation of
inputs into outputs.
▪ Process chain: A process chain illustrates the processes, as part of a
system, and the relations between them.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 28 Sources: Cengel & Boles (2015); EN ISO 9000:2005; FfE (1999).
Analytic Tools to Evaluate Sustainability:
(1) CED – Process Chain Analysis

Mechanical
engineering

Structural Plant
engineering engineering Functional
unit
Electrical
engineering

Diverse
Extraction Use
processes

Diverse
Extraction Disposal
processes

The total primary energy demand of each process chain step is identified and summed up for
one functional unit.

A functional unit is a quantified description of the function of a product. It serves as


reference basis for all calculations regarding the impact assessment.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 29
Analytic Tools to Evaluate Sustainability:
(1) CED – Process Chain Analysis

Mechanical
engineering Examples for functional units:

Structural Plant
engineering engineering
1 l of red wine
Electrical
engineering

Diverse
Extraction Use 1 kWh
processes

Diverse
Extraction Disposal
processes 6000 h of
lightening with
1000 lumen

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 30
Analytic Tools to Evaluate Sustainability:
(1) CED – Example of a Solar Thermal Collector

Raw Raw Raw Raw


material Primary
material material material energy

Aluminium Steel upstream Copper Plastics


upstream chain chain upstream chain upstream chain

Aluminium Steel Copper Plastics


production production production production

Installation and Electricity upstream


maintenance Electricity
chain

Primary
energy

Cold Water

Hot Water

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 31 Source: UBA (1999); Image source: VolksSolaranlage (n. d.).
Analytic Tools to Evaluate Sustainability:
(2) Energy Return on Energy Invested (EROEI)

Energy Return on Energy Invested EROEI =

▪ The CED can be used to calculate the


Output
EROEI / Harvesting Factor (the energy = Input
payback ratio) of a power plant. Energy delivered
= Energy required to deliver that energy
▪ Harvesting Factor = Energy Return On
Energy Invested (EROEI)

▪ It indicates how often a plant recovers the


cumulated energy demand (CED) during its
lifetime.

▪ A high ratio of the Harvesting Factor


indicates a good energetic performance,
which does not necessarily correlate with
the environmental performance.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 32
Analytic Tools to Evaluate Sustainability:
(3) Grey Energy / Embodied Energy (EE)

Grey Energy / Embodied Energy (EE) EE =


Includes all energy that is needed for a
▪ A concept that simplifies the assessment product/service/system’s raw material extraction,
transport, processing/manufacturing, assembly
of the environmental impact for materials and installation.
and products used.
CEDex (total primary energy demand
▪ Mainly used in the context of buildings. required for the extraction and
transport)
▪ It excludes the operational energy, i.e.
the energy demand during usage, as
+ CEDP (the production, assembly and
well as the disposal of materials. installation)

▪ Unit: MJ or kWh per unit weight (kg or


tons) or per area (m²)
EE = CEDex + CEDP

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 33 Source: Zweifel et al. (2017).
Analytic Tools to Evaluate Sustainability:
Lessons Learnt CED, EROEI, EE

▪ The CED (Cumulative Energy Demand) is an indicator based on VDI-Guideline 4600.

▪ It is the sum of all primary energy demands which arise during extraction, transport,
production, use and disposal of an economic good (product or service) or which can be
attributed to it.

▪ It is thus the basis for the evaluation of the energetic resource usage within the
context of a Life Cycle Assessment (LCA). As most environmentally relevant
emissions are caused by the usage of energy in industrial processes, the CED can be
seen as a LCA in short.

▪ Furthermore, it can be used to calculate the energetic payback time, the Energy Return
on Energy Invested (EROEI).

▪ Unlike the CED, the concept of “Grey Energy“ or “Embodied Energy“ considers the
energy for extraction and production only, neglecting the operational energy.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 34
Analytic Tools to Evaluate Sustainability:
(4) Life Cycle Assessment (LCA)

▪ The objective of LCA is to quantitatively compiling and evaluating the environmental


impacts of a product/service/system over its whole lifespan.

▪ It is one of the leading quantitative methodologies for assessing the sustainability of


human activities.

▪ It is set out in the ISO 14040 to ISO 14043 standards.

▪ LCA studies can be performed for various scopes:


– Cradle to gate (raw materials until factory gate; focusing on extraction and transport)

– Gate to gate (only focusing on the manufacturing process)

– Cradle to cradle (closed loop)

– Cradle to grave (raw material extraction, transport, manufacturing, consumption/usage until


disposal/recycling)

– Well to Wheel (for transport fuels and vehicles)

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 35 Sources: ISO 14040; ISO 14041; ISO 14042; ISO 14043.
Analytic Tools to Evaluate Sustainability:
(4) LCA – Direct Applications and Results

▪ Product development & improvement : To improve the environmental


performance of products within different steps of their life cycle

▪ Strategic planning: To support decisions on relevant indicators including


measuring procedures

▪ Public policy making: To inform decision makers on the environmental


performance of different products/systems

▪ Marketing

▪ Research

▪ Others

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 36
Analytic Tools to Evaluate Sustainability:
(4) LCA – General Methodological Framework

1. Goal and scope


definition

2. Inventory analysis 4. Interpretation

3. Impact assessment

Life Cycle Assessment (LCA) framework

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 37 Sources: Heijungs & Guinée (2017); ISO 14040.
Analytic Tools to Evaluate Sustainability:
(4) LCA – Goal and Scope Definition (Step 1)
▪ A Life Cycle Assessment models a product, service or system‘s life cycle.

Model: A simplification of reality.

▪ The first step in a Life Cycle Assessment is the definition of goals and scope: What is
the focus of this particular analysis? → Making intentions and assumptions transparent
▪ Goal definition:
– The intended application
– The reason for carrying out the study
– The intended audience
▪ Scope definition:
– The system boundaries
– The impact categories
– The treatment of uncertainties

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 38 Sources: Heijungs & Guinée (2017); ISO 14040; Kaufman (2012).
Analytic Tools to Evaluate Sustainability:
(4) LCA – Inventory Analysis (Step 2)

▪ A Life Cycle Assessment is primarily a quantitative model, thus the data input is of
crucial importance.

▪ The compilation of adequate data is taking place in the second phase of a LCA, the so-
called “Inventory Analysis”.

▪ ISO defines inventory analysis as the “phase of life cycle assessment involving the
compilation and quantification of inputs and outputs for a product throughout its life
cycle”.

▪ Life cycle inventory data basis are being used to compile the relevant data.

▪ Standardization processes are taking place on different levels:


– Globally: UNEP/SETAC Life Cycle Initiative

– On EU Level: EU JRC

– National databases

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 39 Sources: ISO 14040; UNEP (2012).
Analytic Tools to Evaluate Sustainability:
(4) LCA – Data Sources for Inventory Analysis (Step 2)
International level: Sector specific:
▪ Global LCA Data Access Network: run by ▪ ÖKOBAUDAT (DE): LCA datasets for
the UN; free of charge building purposes; free of charge
▪ SimaPro (NL): a LCA database with
European level: datasets from industries of plastics,
▪ EPLCA – European Platform on Life Cycle surfactants, detergents and steel
Assessment: provides an infrastructure for ▪ GREET (US): Life cycle model, taking into
the publication of quality assured LCA account the full system life cycle of vehicles
datasets from different institutions and fuels
▪ Agri Balyse (FR): a public LCA database
National level: of French agricultural raw products
▪ Ecoinvent (CH): contains more than 2.000
datasets covering most industries
▪ GaBi (DE): contains over 12.700 datasets
covering most industries
▪ Gemis (DE): a public domain life cycle and
material flow analysis model and database;
free of charge
▪ ProBas (DE): a tool provided by the Federal
Environment Agency; free of charge

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 40
Analytic Tools to Evaluate Sustainability:
(4) LCA – Impact Assessment (Step 3)
▪ Impact assessment is the “phase of life cycle assessment aimed at understanding and
evaluating the magnitude and significance of the potential environmental impacts for a
product system throughout the life cycle of the product”.
▪ It involves the conversion of inventory analysis results to common units and the
aggregation of the converted results within the same impact category.

An impact category is a “class representing environmental issues of concern to


which life cycle inventory analysis results may be assigned”.

▪ While the functional unit is the central element of the inventory analysis, the central
element in impact assessment is the impact category.

Commonly used impact categories:

▪ Greenhouse gas emissions / global warming ▪ Land use impacts


▪ Stratospheric ozone depletion ▪ Water use impacts
▪ Acidification ▪ Resource depletion
▪ Eutrophication ▪ Depletion of energy carriers
▪ Photochemical ozone formation ▪ Human- and eco-toxicity

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 41 Source: ISO 14040.
Analytic Tools to Evaluate Sustainability:
(4) LCA – Interpretation (Step 4)

▪ This is the final stage where findings and analysis are reported.

▪ ISO defines the interpretation as the “phase of life cycle assessment in which the
findings of either the inventory analysis or the impact assessment, or both, are
evaluated in relation to the defined goal and scope in order to reach conclusions and
recommendations”.

▪ The communication should be transparent as well as clear about limitations,


uncertainties and assumptions relied on in the assessment or parameter data used.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 42 Sources: ISO 14040; Mahamadu (2016).
Analytic Tools to Evaluate Sustainability:
(4) LCA – Example of a Process Chain Analysis

Mechanical
engineering

Structural Plant
engineering engineering
Functional
Electrical unit
engineering

Diverse
Extraction processes Use 1 kWh

Diverse
Extraction processes Disposal
Greenhouse gas emissions
Water use impacts
Land use impacts

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 43
Analytic Tools to Evaluate Sustainability:
Lessons Learnt LCA

▪ The objective of LCA is to quantitatively compiling and evaluating the environmental


impacts of a product/service/system over its whole lifespan.

▪ It is one of the leading quantitative methodologies for assessing the sustainability of


human activities.

▪ It is set out in the ISO 14040 to ISO 14043 standards.

▪ Main steps :
– Goal & Scope Definition

– Inventory Analysis

– Impact Assessment

– Interpretation

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 44
Structure

Historical Background

Sustainable Development Goals (SDGs)

Definitions and Dimensions of Sustainability

Analytic Tools to Evaluate Sustainability

References

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 45
References – Literature (1/2)

▪ Cengel & Boles (2015): Thermodynamics. An engineering approach. 8th edition with SI units.
McGraw-Hill Education. New York.
▪ EN ISO 9000:2005: Quality management systems. Fundamentals and vocabulary.
▪ FfE (1999): Forschungsstelle für Energiewirtschaft. Ökobilanzierung mit Hilfe der KEA-Datenbank.
https://www.ffe.de/download/langberichte/3_Oekobilanzierung%20mittels%20KEA%20Datenbank.p
df
▪ Heijungs & Guinée (2017): Chapter 2 – Introduction to Life Cycle Assessment. In: Buchery, Y. et al
(eds.): Sustainable Supply Chains. Springer Series in Supply Chain Management 4.
▪ Holzbauer (2020): Nachhaltige Entwicklung – Der Weg in eine lebenswerte Zukunft. Springer
Fachmedien Wiesbaden GmbH.
▪ ISO 14040: Environmental management. LCA. Principles and framework (1996/2006).
▪ ISO 14041: Environmental management. LCA. Goal definition and inventory analysis (1998).
▪ ISO 14042: Environmental management. LCA. Life-cycle impact assessment (2000).
▪ ISO 14043: Environmental management. LCA. Life-cycle interpretation (2000).
▪ Jonas (1979): Das Prinzip Verantwortung. Versuch einer Ethik für die technologische Zivilisation.
Insel, Frankfurt am Main.
▪ Kaufman (2012): Quantifying sustainability: industrial ecology, material flow and life cycle analysis.
Woodhead Publishing Ltd.
▪ Mahamadu (2016): Principles of sustainability and life-cycle analysis. In: Sustainability of
Construction Materials, Elsevier.
▪ Meadows et al. (1972): The limits to growth. A report for The Club of Rome’s Project on the
Predicament of Mankind. Potomac Associates. https://clubofrome.org/publication/the-limits-to-
growth/

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
Page 46
References – Literature (2/2)

▪ Steffen et al. (2009): A safe operating space for humanity. In: Nature 46, p. 472-475.
▪ Steffen et al. (2015): Planetary boundaries: guiding human development on a changing planet.
In: Sciences 347, issues 6223.
▪ UBA (1999): Umweltbundesamt. KEA: Mehr als eine Zahl. Basisdaten und Methoden zum
Kumulierten Energieaufwand. Berlin.
▪ UN (1972): United Nations. Stockholm 1972.
https://www.un.org/en/conferences/environment/stockholm1972
▪ UN (1983): United Nations. WCED. https://sustainabledevelopment.un.org/milestones/wced
▪ UN (1992): United Nations. UNCED. https://sustainabledevelopment.un.org/milestones/unced
▪ UN (2002): United Nations. WSSD. https://sustainabledevelopment.un.org/milesstones/wssd
▪ UN (2012): United Nations. UNCSD. https://sustainabledevelopment.un.org/rio20
▪ UN (2015): United Nations. United Nations Sustainable Development Summit.
https://sustainabledevelopment.un.org/post2015/summit
▪ UNEP (2012): United Nations Environment Programme. Greening the Economy through Life Cycle
Thinking. Ten Years of the UNEP/SETAC Life Cycle Initiative. https://www.lifecycleinitiative.org/wp-
content/uploads/2013/03/2012_LCI_10_years_28.3.13.pdf
▪ VDI 4600: Verein Deutscher Ingenieure. Kumulierter Energieaufwand (KEA) - Begriffe,
Berechnungsmethoden.
▪ Zweifel et al. (2017): Energy Economics. Theory and Applications. Springer Texts in Business and
Economics. Springer International Publishing AG.

Sustainability | Prof. Dr.-Ing. Joachim Müller-Kirchenbauer | Sustainable Energy and Resources – Technologies and Systems
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References – Image Sources

▪ Allgemeine Forstzeitschrift (1952): München. 7. Jahrgang. Nr. 39 vom 24.09.1952. S. 401.


▪ ASF (2017): Alamy Stock Foto. https://www.alamy.de/stockfoto-immanuel-kant-deutscher-philosoph-
136166463.html
▪ Hans Jonas Institut (n. d.): https://hansjonasinstitut.de/hans-jonas/
▪ Sustainable Saratoga (n. d.): https://sustainablesaratoga.org/news-events/
▪ VolksSolaranlage (n. d.): https://volkssolaranlage.com/

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