Gosner, L. R. (2020) - Archaeology of Mining

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754 Archaeology of Mining

perspectives 2012/3, ed. M. Harbeck, K.v. Heyking, and archaeology, prehistory, and classical archaeol-
H. Schwarzberg, 91–111. http://www.environmen ogy; as well as in various area studies fields.
tandsociety.org/perspectives/2012/3/sickness-hunger-
war-and-religion-multidisciplinary-perspectives. Acces- It shares much in common with studies of other
sed 22 Jan 2019. extractive industries such as quarrying stone or
Moosbauer, G. 2009. Die Varusschlacht. München: C.H. drilling for oil. Studies of mining technologies,
Beck. landscapes, and communities have also contrib-
Rost, A., and S. Wilbers-Rost. 2010. Weapons at the bat-
tlefield of Kalkriese. Gladius 30: 117–135. uted to wider conversations in archaeology about
Rost, A., and S. Wilbers-Rost. 2016. The extensive battle- labor history, the history of technology, human-
field at Kalkriese (Varus Battle 9 AD): A challenge for environment interaction, economic history, impe-
archaeological research and monument preservation. In rialism and colonialism, and conservation and
Preserving fields of conflict: Papers from the 2014
Fields of Conflict Conference and Preservation Work- preservation, among other varied topics. This
shop (Columbia, SC), ed. St. D. Smith, 25–30. Colum- entry provides a broad overview of the archaeol-
bia: University of South Carolina. ogy of mining. It begins by outlining the historical
Wiegels, R., ed. 2007. Die Varusschlacht. Wendepunkt der trajectory of studies of mining and metallurgy
Geschichte? Stuttgart: Konrad Theiss.
in archaeology from the pre-modern period to
the present. It then discusses current trends and
debates in the archaeology of mining relating to
scientific methods, social approaches, as well as
Archaeology of Mining the conservation and preservation of mining her-
itage. Finally, it discusses international trends and
Linda R. Gosner future directions in research on mining. Given the
Department of Classical Studies, Society of disparate and diverse scholarship that intersects
Fellows, University of Michigan, with and contributes to the archaeology of mining,
Ann Arbor, MI, USA selected examples provided are intended to be
illustrative rather than comprehensive.

Introduction
Definition
The extraction and processing of metals and other
minerals have played a significant role in eco- The archaeology of mining is a diverse topic
nomic, political, and social developments across studied from a number of different theoretical
the globe from early in prehistory to the present and methodological perspectives within archaeol-
day. Processes of mining and metallurgy have left ogy. It involves the study of the material remains
a number of material traces in the archaeological of mining from prehistory to the present,
record, from mines themselves, to metallurgical both before and after the Industrial Revolution.
slag and other waste, to finished metal objects, and Such material remains include a wide variety of
to traces of environmental pollution. Likewise, landscape features, artifacts, buildings, and infra-
mining landscapes often preserve other features structure associated with mining. Most archaeo-
related to mining labor and the economy, includ- logical studies of mining in both ancient and
ing settlements for housing laborers as well as contemporary contexts until relatively recently
roads and railroads for shipping. As such, mining focused on uncovering evidence for the technolo-
has been examined from a variety of different gies surrounding the extraction and processing of
archaeological perspectives and methods. The ores: mines, tools, and equipment. The structure
archaeology of mining, while in no way a cohe- of mines themselves varies by period, geography,
sive subdiscipline, plays an important role in geology, type of ores extracted, and techniques
industrial archaeology and archaeometallurgy; used to extract them. Mines generally fall into
in period-specific subfields including historical two basic categories: underground mines and
Archaeology of Mining 755

simultaneously, or one after another in different


phases of mining in the same area. The develop-
ment of contemporary opencast mining, which A
involves the removal of all the material inside the
pit and more efficient processing techniques, has
allowed the extraction of low-grade ores to become
profitable. It is for this reason that ancient under-
ground mines are sometimes reopened to exploit
low-grade ores using opencast mining techniques.
Aside from evidence for these various techniques
of extraction, mining landscapes often contain evi-
dence of sorting, processing, and refining ores.
These include crushing platforms and stones,
smelting furnaces, and slag heaps. A wide range
of tools and other materials are often found in
association with mines, especially in abandoned
underground mines where anaerobic environments
favor the preservation of organic materials such as
clothing, baskets, and wooden equipment. The
preservation of many components of mining land-
scapes varies widely across time and space.
Because mining is an inherently destructive activ-
Archaeology of Mining, Fig. 1 Remains of stairs lead-
ing between two galleries in Três Minas (Vila Pouca de ity, older evidence of exploitation is often obliter-
Aguiar), Portugal, a large Roman gold mining complex. ated in the process of later mining activity. The
Red paint indicates places where modern prospecting has conservation of mining heritage has received
been carried out. (Photo by author)
increasing attention with the spread of amateur
and academic interest in industrial archaeology
opencast mines. Underground or deep-vein mines and as topics such as rural landscapes and labor
consist of subterranean tunnels including vertical history have become more prominent in
shafts, horizontal galleries, and horizontal adits archaeology.
(horizontal passages that can be used for accessing As research questions in the archaeology of
an ore body or for drainage) that penetrate below mining have expanded to address more than the
the surface of the ground (Fig. 1). Underground technologies of mining, the range of material evi-
mines are normally opened to either extract hard dence employed for study has also expanded.
minerals containing metal ores or to extract soft Mines are now more often contextualized in
minerals such as coal or salt. Opencast, open-pit, or their wider landscapes through the study of infra-
opencut mines are created when large a quantity of structure such as railroads, roads, and ports.
material is extracted from the surface, thereby cre- A desire to understand the organization of labor,
ating a pit, depression, or large hole. Contemporary the lived experience of miners, and topics such as
open-pit mines can be recognized for their distinc- community formation and identity at mining sites
tive benches or stepped platforms that are cut to has also led archaeologists to study mining settle-
create access to lower levels (Fig. 2), while ancient ments, including houses, cemeteries, churches,
examples are typically less regular and smaller in stores, and other common spaces. Finally,
size. Opencast mines are used when ores are found increased interest in pollution and human health
relatively close to the surface and/or when the earth has also incited archaeologists to employ scien-
is not stable enough for underground mining. tific techniques to study the environmental
These methods have sometimes been used impacts of mining in the past and present.
756 Archaeology of Mining

Archaeology of Mining, Fig. 2 Corta Atalaya mine in extract copper, zinc, lead, gold, and silver beginning in
Riotinto, Spain. The mine shows the distinctive benches 1907. (Photo by author)
of opencast mining, which was carried out at the site to

Historical Background Observations about mining and metallurgy


also abound in Greek and Roman written sources
Pre-modern Interest in Mining (for a compilation, see Humphrey et al. 1998:
There has long been an interest in exploring 173–233). Of particular significance is Pliny the
human engagement with metal-rich landscapes Elder’s first century CE encyclopedic compen-
and a range of material and written sources from dium, Historia Naturalis, which includes two
across the ancient world document mining tech- full books about the history of metals, where the
nologies, mining landscapes, and labor practices. author details the state of Roman knowledge
In ancient Egypt, for instance, a map of an ancient about gold, silver, copper, mercury, lead, tin,
mining landscape in the Eastern Desert is depicted iron, and a number of alloys (Natural History
on a papyrus dating to the mid-twelfth century 33–34). Pliny’s elaborate description of gold min-
BCE (Fig. 3). This topographical map was pro- ing in northwest Spain (Natural History
duced during the reign of Ramesses IV in the 20th 33.66–78) closely matches archaeological evi-
dynasty, apparently to map the locations of gold dence for gold mining at the UNESCO World
mines and sandstone quarries in Wadi Hammamat Heritage Site of Las Médulas (El Bierzo, León,
for royal mining expeditions (Shaw 1994: 111). Spain) (Fig. 4). Both Greek and Roman authors
Depictions of metallurgy are also known described the difficulties of laboring in mines
from Egypt, for instance, in the 18th dynasty (e.g., Diodorus, History 3.12-13.1, 5.36–38;
(c. 1550–1292 BCE) tomb of vizier Rekhmire Xenophon, Ways and Means 4.14–17), but
in Thebes (TT100) (Ogden 2000: 150). archaeological investigations relating to mining
Archaeology of Mining 757

Archaeology of Mining, Fig. 3 Photograph of the Turin district in Wadi Hammamat in the Eastern Desert.
Papyrus, the earliest known topographical map, which (Photograph at the Turin Museum courtesy of J. Harrell)
depicts an ancient Egyptian gold mining and quarrying

Archaeology of Mining, Fig. 4 View of the remains of hydraulic gold mining at the UNESCO World Heritage Site of
Las Médulas (Bierzo, León, Spain). (Photo by author)
758 Archaeology of Mining

labor have not become widespread until more multiple times and is still well-regarded today
recently. While visual and textual evidence cer- (Hoover and Hoover 1950).
tainly appear in other ancient cultural traditions, While these are but a few examples of extant
classical texts are emphasized here for the role visual and written sources from before 1600,
they came to play in later mining history. they attest to the long-standing human interest
Mining is also recorded in maps and hand- in mining landscapes and technologies across
books from more recent history, many of which various pre-modern cultures and time periods.
were used by mining engineers and distributed While these sources certainly predate a contem-
widely thanks to the invention of printing. porary “archaeology of mining,” they are useful in
Perhaps most significant to the history of mining interpreting the archaeological evidence for min-
is Georgius Agricola’s De Re Metallica, published ing that has survived from the ancient and more
in 1556 (Fig. 5). This is a twelve-book treatise recent past as well as in understanding engage-
illustrated with woodcuts that outlines in great ments of people with mining landscapes over the
detail the methods for mining, refining, and longue durée.
smelting metals. Printed in Latin as well as in
German and Italian translations, the book was Mining Scholarship in the Nineteenth and
influential throughout Europe as a source for Twentieth Centuries
understanding mining technologies of the era. Modern scholarship on the archaeology of mining
It also served to keep the memory of ancient has, until recent decades, focused primarily on the
mining alive with frequent references to classical technologies surrounding the processes of extra-
authors and their descriptions of mining. In 1912, cting, refining, and smelting metals. Many of the
former US president Herbert Hoover and his wife earliest scholars writing on what might be classi-
Lou Henry Hoover produced an English transla- fied anachronistically as the “archaeology of min-
tion with annotations that has been reprinted ing” were themselves mining engineers rather

Archaeology of Mining,
Fig. 5 Woodcut from
Georgius Agricola’s De Re
Metallica (1556) depicting
miners at work. (Public
Domain, https://commons.
wikimedia.org/w/index.
php?curid¼400140)
Archaeology of Mining 759

than trained archaeologists. Through their occu- a great deal of interest in the subject on the part of
pations, they had access to mining sites with deep archaeologists.
histories of exploitation. Mining landscapes were Archaeological interest in ancient mining, at A
rarely of major interest to archaeologists in the least in Europe, began to arise after Rickard’s
nineteenth and twentieth centuries, who instead initial work. The first major synthesis of mining
were focused primarily on urban places and elite sites in the Roman Empire was Englishman Oliver
spaces. Significantly, mining engineers also had Davies’ Roman Mines in Europe (1935). He
the technical expertise necessary to undertake produced maps and wrote descriptions of mines
rigorous analysis of the ancient archaeological based on personal visits to mining sites. He
evidence that they encountered in the course of lamented: “the evidence for ancient mines is in
contemporary mining operations. Often, these all cases poor, and archaeologists must not
were people educated in the classical tradition demand so strict a standard as in other branches”
according to the standards of their day (Dietler (1935: preface), a quote which aptly demonstrates
2010: 27–42), so they could read the work of the negative archaeological perspective on mining
Agricola and Pliny the Elder. Herbert Hoover, sites at the time. Later volumes contributed to
for instance, was trained as a mining engineer, deeper understanding of mines in antiquity, espe-
while his wife was a geologist and scholar of cially during the classical period. John F. Healy’s
Latin. They had the ideal combined skillsets to Mining and Metallurgy in the Greek and Roman
produce a clear translation of De Re Metallica World (1978), for instance, has remained an
from the Latin, complete with footnotes important resource on mining itself as well as
referencing and describing relevant Latin and issues surrounding the administration and
Greek authors to whom Agricola frequently labor of mining in the classical Mediterranean.
referred. Likewise, Robert Shepherd’s Ancient Mining
Anglophone scholarship on mining from the (1993) traces developments in mining from pre-
nineteenth and twentieth centuries often focused history to the later Roman Empire and includes
on the history of the development of mining information about labor and administration.
technology in specific locales or on the place of Studies of the archaeology of mining in prehis-
mining in world history. In the former category, tory also began to proliferate in the mid-twentieth
for instance, is Nash’s history of the Riotinto century, many of which maintained a focus on the
mines in southwest Spain (1904). In the latter is technologies surrounding mining and metallurgy.
the work of Thomas Arthur Rickard Significant volumes with a primarily technologi-
(1864–1953). Born in Italy, Rickard came from cal focus include R.F. Tylecote’s A History of
a family of English mining engineers and worked Metallurgy (1976) and The Early History of
in the industry for most of his career in the United Metallurgy in Europe (1987) as well as Paul
States. Although he was a prolific scholar, he is T. Craddock’s Early Metal Mining and Produc-
most famous for his seminal two-volume work, tion (1995). Writing more specifically about the
Man: and Metals: A History of Mining in Rela- United Kingdom, Tylecote also published Metal-
tion to the Development of Civilization (1932). lurgy in Archaeology: A Prehistory of Metallurgy
The book focused on the deep history of mining in the British Isles (1962) and, later, The Prehis-
in the Old World and its relationship with the tory of Metallurgy in the British Isles (1986).
development of human culture. In this and other Aside from these studies focused primarily on
publications, his attention to both classical writ- European mining history, other archaeological
ten sources and archaeological findings from investigations have also been heavily focused
mines is notable. Scholarship from the nine- on the technologies of mining and metallurgy.
teenth and the early twentieth centuries, as well Beginning around the 1970s, a strong tradition
as the history of amateur collection in and around of scholarship emerged that made use of
modern mines, ensured the survival of material scientific methods and techniques to study mining
evidence for mining at a time when there was not technologies. This was influenced both by the
760 Archaeology of Mining

predominant processual paradigm as well as evidence available to them, were among the
advancements in the application and use of first to publish more interpretive, analytical, and
archaeometric techniques. holistic investigations of mining landscapes and
In addition to work on the archaeology of communities (see especially Hardesty 1988). The
mining in ancient times, the field of industrial conference and subsequent publication of Social
archaeology began to take shape from the 1950s Approaches to an Industrial Past: The Archaeol-
as interest increased in preserving industrial ogy and Anthropology of Mining (1998) can be
heritage, inventorying industrial sites, and study- seen as an important turning point for research in
ing industrial technologies from an academic per- the archaeology of mining. The volume brought
spective. This field, which traces its origin to the together archaeologists, ethnohistorians, and
United Kingdom, includes the study of mines anthropologists working in disparate geographical
dating to after the Industrial Revolution, as well locations and from varied disciplinary back-
as a variety of other sites with industrial buildings grounds to discuss the social context of mining
and structures such as mills and factories (Palmer from prehistory to the recent past. Significantly,
and Neaverson 1998). Because industrialization while mining sites from before and after the
took place earlier in some places than others, Industrial Revolution had traditionally been stud-
material remains considered industrial heritage ied separately, the editors made a case for the
can be as early as the sixteenth century but are broad comparison of mining landscapes across
often much more recent. Early work in industrial time periods and locations. While the “archaeol-
archaeology has been criticized for its focus on ogy of mining” will never be a cohesive sub-
technology and conservation at the expense of discipline, the volume has prompted increased
other relevant topics, but more recent work has interdisciplinary work and cross-regional discus-
begun to contextualize industrial heritage in the sion over the past two decades.
wider discipline of historical archaeology. Mining Today, the archaeology of mining is studied
heritage is not considered alone and solely for its under the purview of many divergent disciplines
technological value but as part of the wider indus- and subdisciplines in the humanities, social sci-
trial landscape, including towns, settlements, and ences, and hard sciences. Mining is also studied
supporting infrastructure (e.g., trains, railroad unevenly and from varied perspectives in different
tracks, roads, and power plants). regions of the world. As in previous centuries, the
study of mining as a part of the history of tech-
nology continues to play an important role in new
Key Issues/Current Debates research, but discussions about technology are
increasingly being enhanced by new methods of
The scope of the archaeology of mining began inquiry as well as through their incorporation into
to change and grow from the early 1980s in wider questions about the social and economic
step with theoretical shifts in archaeology – significance of mining. Much of the most innova-
especially the post-processual turn. While previ- tive and/or debated work of the past several
ous investigation had been primarily concerned decades can be grouped into the following
with understanding the technologies and pro- three categories: methodological advancements
cesses surrounding mining itself, archaeologists in archaeometallurgy and geospatial technologies,
began to realize increasingly that mining could social approaches, and conservation and
be used to study a number of social and economic preservation.
topics. Further, evidence from mining sites could
be used to address questions of larger interest in Methodological Advancements
the archaeology about gender, indigenous Advances in archaeometry, geospatial, and digital
archaeology, and postcolonial archaeology, technologies have enhanced the archaeology of
among others. Historical archaeologists, perhaps mining and led to new discoveries as well as to
because of the wider range of material and written changing methods for mapping, documenting,
Archaeology of Mining 761

and conserving mining landscapes and metal arti- arguments for a single invention of metallurgy –
facts. The increase in the use of scientific tech- that copper metallurgy was invented on multiple
niques in archaeology from the 1970s onward has occasions in the ancient Near East, in the Balkans, A
catalyzed a number of advances in metal prove- and in Iberia. The past decades have seen a great
nience studies, in documenting the impacts of deal of local research and global debate on these
mining pollution on a variety of scales, and in issues as new archaeological evidence has been
better understanding the origins and development found and archaeometric techniques have become
of technologies in mining and metallurgy. more widely used. For instance, in 2009, the
Geospatial and other digital technologies have, Journal of World Prehistory produced two special
on the other hand, helped with the mapping and issues on the topic “Modelling Early Metallurgy”
recording of mining landscapes, buildings, and (Vols. 3 and 4). These volumes provide outlines of
other features. the state of this debate in various places including
West, East, and Southern Africa, Thailand, South
Archaeometallurgy India, Western Europe, the Eurasian Steppe,
Archaeometallurgy, the study of the use and pro- Eastern Asia, Iran, the Southern Levant, the
duction of metals in both prehistoric and historic Indus Valley, the Eastern Woodlands of North
periods, is a subdiscipline of archaeometry or America, and West Mexico. Concerning copper,
archaeological science. Key areas of research in most scholars now contend that copper metallurgy
archaeometallurgy include the origins and dis- in Europe spread from east to west, beginning in
persal of metallurgical technology, the reconstruc- Southeast Europe in the late 6th millennium BCE
tion of metallurgical technologies that have fallen and culminating in Britain and Ireland by the
out of use, and the identification of the prove- mid-3rd millennium BCE. Further, the “virtually
nience of objects and ores to their geological synchronous appearance of copper smelting
origins through chemical and isotopic fingerprint- throughout Southwest Asia and Southeast
ing (Killick and Fenn 2012: 560–561). Some of Europe, [shows that] a single central region of
the commonly used methods for the analysis of invention is far more probable than many parallel
ores, metals, and slag include optical microscopy, independent discoveries” (Roberts et al. 2009:
electron microscopy, X-ray diffraction (XRD), 1012–1014).
Raman microscopy, portable X-ray fluorescence Chemical and isotopic fingerprinting –
(p-XRF), energy-dispersive X-ray analysis including isotopic analysis of lead, copper, and
(EDX), wavelength-dispersive X-ray analysis copper-based alloys – are also major areas of
(WDX), and inductively coupled plasma spectros- research in archaeometallurgy. In particular, the
copy/spectrometry, among a variety of others application of lead isotope analysis to metal
(Roberts and Thornton 2014). A multitude of objects and ores has increasingly been carried
archaeometric and archaeometallurgical studies out as a way to pinpoint the provenience of objects
related to mining technology can be found in the and characterize isotopic signatures for various
Journal of Archaeological Science, the Journal mining districts. Identification of the origin of
of Archaeological Science: Reports, and objects can help not only in the reconstruction of
Archaeometry, among others. trade networks but also in better understanding
For prehistorians, there has been long-standing the organization of production and its connection
debate concerning when and where the mining to economic systems in past societies. These
and extractive metallurgy of different ores origi- methods can also be used to reconstruct processes
nated. There have long been questions about the of recycling, mixture, and reuse of metals of
origins and spread of smelting technologies in diverse origins. In the past decades, lead isotope
the Old World and whether smelting was invented analysis has shed light on topics such as the pro-
on multiple occasions in disparate locales or just duction of copper oxhide ingots in Late Bronze
once. In the 1960s, for instance, Colin Renfrew Age Cyprus, the origins and distribution of
argued – against V. Gordon Childe’s previous Roman lead ingots in the Mediterranean, and the
762 Archaeology of Mining

mixing of metals in coins, pipes, and archaeolog- such as trenches, canals, and mining deposits.
ical objects from many times and places. Isotopic The application of these technologies, and espe-
analyses have allowed researchers to trace the cially of LiDAR, brought to light these features
impacts of mining pollution and environmental and helped to document the extent of ancient
degradation on local, regional, and even global gold mining in the region using GIS (Fig. 6;
scales. Most famously, Sungmin Hong and col- Fernández-Lozano et al. 2015). This technique
leagues traced hemispheric lead pollution on is increasingly used to study ancient mining
a global scale by conducting lead isotope analysis landscapes elsewhere. New technology is also
on ice cores from Greenland. In doing so, employed for recording buildings and features of
they showed how mining in the classical particular mining sites. A recent study of the
Mediterranean contributed to levels of hemi- nineteenth and twentieth century Our Lady of
spheric pollution not observed again until after Montserrat mine in Cartagena-La Unión,
the Industrial Revolution (Hong et al. 1994). Andalucía (Spain) employed laser scanning on a
This research inspired a number of subsequent smaller scale. Using terrestrial laser scanning and
studies that helped pinpoint the geographic ori- airborne LiDAR textured with photographs,
gins of pollution, the impacts of pollution on local archaeologists created a textured digital model of
plants and animals in mining districts, and the the boiler room and chimney associated with the
consequences of pollution for human health past mine (García-León et al. 2017). The images pro-
and present. It has recently been reproduced with duced serve to record the state of preservation
greater accuracy, allowing scholars to pinpoint of the building for the purposes of monitoring
fluctuations in pollution levels to specific eco- heritage preservation, and they can be used as
nomic and historical events (McConnell accurate and realistic models of the site for both
et al. 2018). specialized and public uses. Outside of archaeol-
ogy, LiDAR and other technologies are also
Geospatial and Digital Technologies sometimes employed in active mining projects
Advances in geospatial technologies have also for recording changes to landscapes and coast-
expanded the ways in which mining landscapes lines in order to monitor environmental impact
can be documented and studied. Increasingly, and legal compliance, among other things (e.g.,
archaeologists are using laser scanning, digital Kerfoot et al. 2014).
photogrammetry, geographic information systems
(GIS), and other digital tools to map mining Social Approaches
landscapes and features within them. These While most archaeological studies of mining and
technologies have applications for making and metallurgy before the 1980s focused primarily on
documenting new discoveries. In addition, they the locations of mines and the technologies used
are useful in monitoring changes in landscapes or to extract and process metals, the rise of post-
the deterioration of archaeological sites for the processual approaches in archaeology has led
purposes of environmental and heritage conserva- archaeologists to expand the range of research in
tion and preservation. In one recent study of the the archaeology of mining to address debates
Eria Valley in northwest Spain, archaeologists about a broad range of social, economic, and
employed airborne LiDAR and aerial photogra- ideological questions. Some of this has been the
phy to create high-resolution digital terrain result of the increased integration of the archaeol-
models of a Roman-era gold mining landscape. ogy of mining into other subdisciplines within
LiDAR, or Light Detection and Ranging, is archaeology such as historical archaeology and
remote sensing method that produces high- classical archaeology. Questions have also
resolution digital surface models and topographic evolved with the increased integration of archae-
maps. Because of dense vegetation across the ological approaches to mining and ethnographic
region, it had previously been difficult to deter- or ethnoarchaeological studies of contemporary
mine the extent of hydraulic gold mining features mining landscapes and communities. It is
Archaeology of Mining 763

Archaeology of Mining,
Fig. 6 (a) Digital elevation
model of gold mining
features, including canals A
and reservoirs, in the Eria
Valley obtained from
LiDAR data and
(b) archaeologists,
interpretation of the same
landscape from aerial
orthoimage and LiDAR
data. (Fernández-Lozano
et al. 2015, used with
permission from Elsevier)

impossible to cover the breadth of this research, archaeologists have increasingly recognized the
but I will highlight several interesting directions social aspects of technological practice. Bryan
that mining research has taken both in and outside Pfaffenberger, for instance, has advocated using
of archaeology. the concept of the chaı̂ne operatoire to study
Importantly, scholarship about mining technol- mining. This concept emphasizes the role of
ogy itself has taken a more social turn, as learned practices and social interactions in the
764 Archaeology of Mining

execution of technical processes and has often available for earlier periods. At the twentieth-
been applied to case studies in the production century American coal mine of Ludlow, Colo-
of lithics and ceramics (Pfaffenberger 1998). rado, for instance, a labor strike in 1914 resulted
Thus, even when studies of mining remain tech- in the brutal massacre of miners and their families
nologically focused, there is increased discussion as well as the destruction of the town by the
about the transmission of knowledge and the Colorado National Guard (Fig. 7). The “Archae-
organization of labor in technical processes. ology of the Colorado Coalfield War Project,”
The broad topics of mining labor, work, directed by Randall McGuire, Dean Saitta,
and community have also become more promi- and Phillip Duke, has been able to study the
nent in recent decades. In 1985, Ricardo Godoy vivid photographs and other documentary records
commented, “Despite his antiquity, the miner, like alongside the burned remains of the town, reveal-
Geertz’s peasant, was recently discovered by ing more about life at the mine and how the
anthropologists. . .If interest in mining came late, massacre unfolded (McGuire 2004).
systematic studies of mining have yet to arrive” The role of the extractive industries, and espe-
(1985: 199). Since the publication of this article in cially mining, in imperial and colonial encounters
the Annual Review of Anthropology, which was has also become a topic of increasing interest to
one of the first articles to present the potential archaeologists, anthropologists, and historians.
contributions of mining to studies about labor As Killick and Fenn note, “Because rich deposits
history to a wide audience of anthropologists, of the scarcer metals are rare, and rarely coincide
studies about the social and economic organiza- in space and time with the regions of greatest
tion of mining labor have proliferated in anthro- demand for them, the quest for metals has been
pological archaeology and cultural anthropology. a major driver of exploration, long-distance
Overlapping with research in the archaeology of trade, colonization, and imperialism” (2012:
women and gender, archaeologists have examined 560). Research on the relationship between
the roles that women and children have played in mining and colonialism has been carried out in
mining labor, household production, and subsidi- various Mediterranean regions that were once
ary industries in mining communities. Research provinces of the Roman Empire (especially
has also examined the role of other overlooked Spain and Romania) as well as in more contem-
groups in mining, including slave laborers, corvée porary colonial mining landscapes including
laborers, immigrants, itinerant laborers, and indig- Australia and New Zealand. Archaeologists
enous groups. Increasingly, archaeologists are working in colonial Latin America have produced
interested not just in the organization of labor some of the most notable scholarship in this vein.
and the identification of laborers but in the lived Nicholas Robins, for instance, examined the rela-
experiences of those who formed mining tionship between Spanish colonialism and mining
communities. in the Andes in his book, Mercury, Mining, and
This diverse research on labor has taken a Empire: The Human and Ecological Cost of
wide variety of theoretical and methodological Colonial Silver Mining in the Andes (2011).
approaches in different regions and periods, espe- In his interdisciplinary study, Robins combined
cially because of disparities in the kinds of mate- historical archival research with environmental
rial available to study these topics. In historical data to study the use of mercury in the amalgam-
archaeology in the United States, for instance, ation process for silver after it was introduced
scholars have often adopted Marxist approaches by the Spanish in the late 1500s, revealing the
to conceptualize mining labor practices. Historical adverse impacts that mercury pollution had on
archaeology has also benefitted from the existence human health and the environment.
of company records (financial, administrative, Drawing on phenomenological approaches
and medical), newspapers, personal journals, as to landscapes and materials, scholars have also
well as photographs and oral histories that record become increasingly interested in the ritual and
details about life in mining communities not symbolic significance of mines, minerals, and
Archaeology of Mining 765

Archaeology of Mining, Fig. 7 Historic photograph of (George Grantham Bain Collection of the Library of Con-
the aftermath of the Ludlow massacre showing the burned gress, Public Domain)
ruins of the mining houses at Ludlow Colony in 1914.

mining landscapes. Notable studies that comment with the various stakeholders in contemporary
on these topics include a recent edited volume mining ventures. More recently, Routledge initi-
on mining and quarrying in the ancient Andes ated a publication series called “Routledge
(Tripcevich and Vaughn 2013), Knapp’s discus- Studies in the Extractive Industries and Sustain-
sion of ideational mining landscapes in prehistoric able Development” in 2016, which already
Cyprus (Knapp 1999), and Boivin and Owoc’s has eight volumes related to mining. A new jour-
edited volume on cultural perceptions of the nal, The Extractive Industries and Society,
mineral world (2004). was formed in 2014 for the dissemination
Finally, modern global debates concerning of “in depth analysis of the socio-economic
the economics and politics of mining, local envi- and environmental impacts of mining and oil
ronments, and indigenous communities can also and gas production on societies, both past and
be seen reflected back in studies of mining and in present” (https://www.journals.elsevier.com/the-
the profile of mining in scholarly publications extractive-industries-and-society). The presence
both in and outside of archaeology. Following of such publications demonstrates that mining
on Godoy’s influential work, Chris Ballard and studies are no longer confined only to specialized
Glenn Banks wrote an article about the role of the engineering journals but have become more inte-
anthropologist in engaging with local communi- grated into other research in anthropology and
ties and large corporations in post-1980s large- sustainability, among other disciplines.
scale hard-rock mining in the Asia-Pacific region
(2003). Their work showed the critical role Conservation and Preservation of Mining
that anthropology and ethnography can play in Heritage
understanding conflicts over natural resources. The conservation and preservation of metal arti-
It also outlined practices for ethical engagement facts – including coins, jewelry, and vessels –
766 Archaeology of Mining

have long been important activities on archaeo- the Association for Industrial Archaeology
logical excavations and in museums around (United Kingdom), Associazione Italiana per
the world. The conservation and preservation il Patrimonio Archeologico Industriale (Italy),
of mining heritage sites across the world, on and the Associação Portuguesa para o Património
the other hand, are more recent developments Industrial (Portugal). TICCIH is the consultant to
in archaeological practice and ones that are the International Council on Monuments and Sites
implemented in a variety of different ways by (ICOMOS), which in turn advises UNESCO on
region and by country. Some places still have industrial heritage sites to be added to the World
few or no legal protections in place for mining Heritage List (TICCIH 2017). Many industrial
heritage. Nevertheless, worldwide attention to mining sites or complexes have indeed been des-
the preservation of mining sites has grown as a ignated as World Heritage such as Sewell Mining
result of two primary factors. The first are the Town (Chile), the Cornwall and West Devon
changing research foci of archaeologists within Mining Landscape (United Kingdom) (Fig. 8),
academia. Increasingly, archaeologists are study- Zollverein Coal Mine Industrial Complex in
ing the everyday lives of non-elites, as well as Essen (Germany), Nord-Pas de Calais Mining
nonurban landscapes, recognizing the signifi- Basin (France), and Sites of Japan’s Meiji Indus-
cance of people and places outside of upper- trial Revolution: Iron and Steel, Shipbuilding and
class, urban environments. The archaeology of Coal Mining, among others (UNESCO 2017a).
mines – including research on industrial land- TICCIH has a specific focus on heritage
scapes, mining labor, and mining settlements – dating to periods during and after the Industrial
has gained momentum with these shifting Revolution. There is no similar international orga-
research agendas. Efforts to preserve mining her- nization centered around ancient or preindustrial
itage have increased with the elevated scholarly mining heritage sites, though interest groups and
interest in mining. Secondly, the preservation of societies do exist in some countries. In the United
mining sites can also be attributed to changing States, for instance, the Prehistoric Quarries and
societal attitudes toward industrial heritage in Early Mines Interest Group is a subgroup of the
many countries: mines and mining towns are Society for American Archaeology. In the United
now often considered places of historical inter- Kingdom, the Historical Metallurgical Society
est, deserving of legal protections and preserva- Ltd. advocates the study of metals and conserva-
tion. This can be observed in recent legislation in tion of metallurgical sites from prehistory to the
many countries that has given mining landscapes present. Various ancient mining sites do have des-
additional legal protections as well as the emer- ignations as UNESCO World Heritage Sites, such
gence of national and international societies and as Las Médulas in northwest Spain (Fig. 4) and
interest groups dedicated to the study and con- the Neolithic flint mines at Spiennes in Belgium.
servation of industrial heritage. Mines and their Other preindustrial sites from later periods include
settlements, further, are more often being pre- the Spanish colonial mining towns in South
served, conserved, and repurposed for tourism America, including the city of Potosí in Bolivia
or other secondary, adaptive reuses. and the historic town of Ouro Preto in Brazil.
The International Committee for the Certainly, many World Heritage mining sites
Conservation of the Industrial Heritage have evidence of exploitation from ancient to
(TICCIH) is the worldwide organization for the more recent times, spanning the pre-/post-
promotion, conservation, documentation, and Industrial Revolution divide. The Mining
investigation of industrial heritage. While both Area of the Great Copper Mountain in Falun
individuals and institutions can become members (Sweden), Iwami Ginzan Silver Mine and
of TICCIH, its activities are primarily carried out its Cultural Landscape (Japan), Heritage of
through national organizations in 40 member Mercury: Almadén (Spain) and Idrija (Slovenia),
countries. These include, for instance, the Society and the city of Potosí are just a few examples
for Industrial Archaeology (United States), (UNESCO 2017a).
Archaeology of Mining 767

Archaeology of Mining,
Fig. 8 The remains of a
Cornish engine house at the
tin mines in the St. Just A
Mining District, part of the
“Cornwall and West Devon
Mining Landscape,” a
UNESCO World Heritage
Site. (Photo by Will Wallis,
Public Domain)

The issues of modern exploitation of earlier national perspectives, I will provide a few exam-
mining landscapes are also one with which law- ples that illustrate shifting attitudes toward mining
makers and cultural heritage specialists must con- heritage and the variety of solutions for its preser-
tend. Beginning in 1998, UNESCO has reiterated vation at the national level. In the United States,
on a number of occasions that mineral, oil, and gas the number of mining sites being recorded as
exploration and exploitation should not be under- cultural heritage sites increased as a result of
taken at World Heritage Sites (UNESCO 2017b). the inventories produced following the Historic
This serves as an additional protection for both Preservation Act of 1966 and its subsequent
ancient and contemporary World Heritage mining amendment in 1980, enacted to preserve historical
sites where mining could be reinitiated. Its impact and archaeological sites broadly defined. This law
on contemporary mining can be observed in the provides a legal mandate to preserve mining areas
ongoing debate about whether to reinitiate mining classified as archaeological sites. However, the
at the site of Roşia Montană (Romania), the site of application of the law has historically been com-
well-preserved subterranean Roman gold mines plicated by the General Mining Law of 1872,
of the second and third centuries CE. A Canadian which allows all US citizens over 18 years old to
company, Gabriel Enterprises, together with the locate and make claim to valuable minerals on
Romanian state-owned company Minvest Deva public lands. Nevertheless, this legislation has
hoped to open Europe’s largest gold mines in the provided legal protection for both mines and
area using cyanide-based open-pit mining. After their associated settlements in many parts of the
years of protests by environmentalists and heri- United States, as well as incentive for local com-
tage specialists both locally and internationally, munities to develop tourism dedicated to these
Roşia Montană was placed on the tentative list places (Bakken 2008; Hardesty 1988: 105–107).
for consideration for World Heritage in February Bisbee, Arizona, a mining town that grew up to
2016 (Fig. 9). This will effectively halt plans to support the Copper Queen Mine in southern
reopen mines in the area if and when the proposal Arizona’s Cochise County, illustrates these phe-
is accepted (Rosia Montana 2016). nomena well. There, copper, gold, silver, and
While it is impossible to cover issues and turquoise were mined beginning in 1880. Mining
policies surrounding mining heritage from all activity began to wane across southern Arizona by
768 Archaeology of Mining

Archaeology of Mining,
Fig. 9 Protests against the
reopening of gold mines at
Roşia Montană in
Timisoara, Romania, on
September 22, 2013. The
banner bears the logo of the
grassroots Save Roşia
Montană campaign and
reads “Now or Never” in
Romanian. (Photo by
Ady777, CC-BY-SA-3.0)

the 1950s, and mining operations in Bisbee itself Germany, the United Kingdom, Belgium, and
were officially halted in 1975. At that time, the elsewhere in Europe (Álvarez Areces 2010).
city began its transformation into both a center for Significantly, the law’s definition of industrial
tourism related to its mining heritage and a quirky heritage is inextricably linked to the Industrial
refuge for artists. Guided tours of the abandoned Revolution and the mechanization of industrial
Copper Queen Mine began in 1976, with support technologies, and, as a result, the only mining
of Mayor Chuck Eads and a federal grant from the sites that are included for protection date to the
Economic Development Administration. Multiple mid-eighteenth century and later. This definition
sites in the town have been classified on the has created a conceptual, and indeed practical,
National Register of Historic Places beginning separation between ancient and contemporary
with the Bisbee Historic District in 1980. Some mining sites. When preindustrial mining sites are
of these are used for mining tourism, such as the protected, it is under a different designation: they
Phelps Dodge General Office Building (classified are categorized as “Bienes de Interés Cultural”
in 1983), which was formerly the headquarters (goods of cultural interest).
of the Phelps Dodge mining company and While situations such as this complicate the
now serves as the Bisbee Mining & Historical business of protecting and presenting multilay-
Museum. The exodus of mining labor from the ered, diachronic landscapes with long histories
town also provided affordable real estate, which of mining, some specific sites have come up
has been slowly purchased by artists and hippies, with local solutions. For instance, the Riotinto
who have likewise contributed to the gentrifica- mines in the Iberian Pyrite Belt (Huelva,
tion of Bisbee’s historic districts and the preser- Andalucía, Spain) have a history of mining dating
vation of the town in general (Fig. 10; Copper back at least 5000 years. As a result, the area is
Queen Mine 2017). replete with both ancient archaeological traces of
Similar phenomena can be observed in Europe, mining as well as large-scale opencast contempo-
where industrial heritage has been increasingly rary mines. The area is categorized as both a Bien
recognized as an economic resource in the devel- de Interés Cultural (since 2012) and is on the
opment of tourism and to promote economic PNPI list of industrial heritage. It has been mobi-
growth in towns where industrial centers have lized for tourism as the Parque Minero de
been abandoned. In Spain, for instance, the Plan Riotinto, where tourists can visit various parts of
Nacional de Patrimonio Industrial (PNPI) of the nineteenth century British mining town, its
2001, took inspiration from legislative trends in historic railroad, and the opencast copper mines.
Archaeology of Mining 769

Archaeology of Mining, Fig. 10 Historic mining town of Bisbee, Arizona, in February 2010. (Photo by Alan Stark)

Many of the early archaeological traces of mining many parts of the world, especially in Western
were destroyed in the processes of later mining Europe and the United States. The journal World
operations and cannot be visited. However, Archaeology devoted an issue to the topic in 1983
the long history of mining is presented in the (Vol. 15, No. 2), indicating that it was growing in
museum, which is located in the building that significance enough to be the focus of a major
formerly served as the hospital for the Río Tinto journal with international scope. The participation
Company Limited in the early 1900s. There, vis- of local societies from across the globe in the
itors can view prehistoric and Roman artifacts International Committee for the Conservation of
recovered both by archaeologists in recent exca- Industrial Heritage is a further attestation of the
vations and by miners in the course of contempo- international significance of industrial archaeol-
rary opencast mining operations. ogy and attention to the preservation of mining
heritage. Excellent regional analyses of historical
mining archaeology exist for varied regions
International Perspectives (e.g., White 2017 on the United States), and
there appears to be healthy communication across
As the previous section on mining heritage regions among scholars engaging with mining in
suggests, attention to the study and preservation contemporary periods.
of mining heritage varies widely from region to The study of mining in earlier periods is not
region and period to period. Industrial archaeol- nearly as unified, owing to the broad geographic
ogy, including the archaeology of mining from and chronological scope of ancient mining and the
after the Industrial Revolution as a subset of this distribution of scholars interested in such evi-
subdiscipline, is a more cohesive and prominent dence across various disciplines and academic
field of study on an international scale than the departments. Some significant centers include
archaeology of mining from earlier periods. While the Institute for Archaeo-Metallurgical Studies at
industrial archaeology originated in Britain in University College London and the Deutsches
the 1950s, it has since become a robust field in Bergbau-Museum in Bochum, Germany. Studies
770 Archaeology of Mining

of preindustrial mining are often buried in the modern mining projects, cultural heritage, and
pages of local or regional journals that are not environmental sustainability interests, such as
distributed widely on an international level. that described at Roşia Montană, will continue
Aside from the limited distribution of such to arise as nations and corporations expand into
publications, language barriers also restrict inter- new territories in search of mineral resources or
national readership, communication, and collabo- seek to use more destructive methods of mining.
ration. This entry has focused more heavily on the Archaeologists knowledgeable about mining
Mediterranean, Middle East, United States, and are well poised to play a central role in the study
Spanish-speaking regions than it has on Central or and preservation of ancient and industrial mining
East Asia or Africa because of my own language landscapes as well as of archaeological sites
training, American nationality, and research expe- located in areas of interest for contemporary
rience. While it is not possible to review the liter- mining prospection. Increasing archaeological
ature on ancient mining from all regions, many collaboration with indigenous groups and envi-
parts of the world have benefitted from prolonged ronmental advocates will also pave the way for
studies of mining at the local, reginal, or national future work in these areas.
level. Regions for which scholarship is more These trends indicate that the archaeology
widely available in Europe and the Middle East of mining will continue to be a topic studied
include the Iberian Peninsula (especially Spain), from a diverse range of theoretical, geographical,
the Eastern Desert in Egypt and Sudan, and chronological, and methodological perspectives.
Wadi Faynan in Jordan, among others. In Latin Books such as Social Approaches to an Industrial
America, mining has often been studied as a part Past: The Archaeology and Anthropology of
of wider research about Spanish and Portuguese Mining (1998) paved the way for more interdisci-
colonialism, including in Mexico, Peru, Bolivia, plinary collaboration in the archaeology and
and Brazil (Brown 2012). I direct the reader to anthropology of mining and research on shared
scholarship in the bibliography and further read- thematic interests. There has indeed been more of
ing sections for more international perspectives. this type of research in the past 20 years, as indi-
cated, for instance, by the founding of the journal
The Extractive Industries and Society in 2014 and
Future Directions
the inclusion of several sessions dedicated to min-
ing in the 2018 International Congress of Classi-
The archaeology of mining will continue to
cal Archaeology. Nevertheless, the archaeology of
expand and evolve in the twenty-first century.
mining is not likely to become a more coherent
This can be attributed to increased interest in the
field as a result of the vast differences in the scale,
topic from a variety of academic perspectives
organization, and technologies employed in vari-
(both theoretical and methodological) and to the
ous times and places across the globe. Instead,
growing involvement of archaeologists in cultural
it will continue to be a topic studied under the
heritage preservation and environmental advo-
purview of a multitude of other topics and
cacy. Ever-evolving scientific methods for study-
specialties in archaeology.
ing topics ranging from pollution, to metal object
provenience, to human health will continue to
aid in new research in the archaeology of mining. Cross-References
Further, research into the aspects of past mining
beyond technology will continue to expand, ▶ Aerial and Satellite Remote Sensing in
increasing intersections between the archaeology Archaeology
of mining and broad areas of interest in archaeol- ▶ Anthropogenic Environments, Archaeology of
ogy such as religion, migration, empire, and ▶ Archaeometry: Definition
gender, among others. Finally, conflicts between ▶ Arqueologia Industrial
Archaeology of Mining 771

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Introduction
Tylecote, R.F. 1962. Metallurgy in archaeology:
A prehistory of metallurgy in the British Isles. This essay addresses the archaeology of a section
London: Edward Arnold (Publishers) Ltd. of the South American highlands, known in
Tylecote, R.F. 1976. A history of metallurgy. London: Spanish as Puna or Altiplano, which extends
Metals Society.
from Peru to Northwest Argentina. Here we will
Tylecote, R.F. 1986. The prehistory of metallurgy in the
British Isles. London: The Institute of Metals. focus in the portion that encompasses part of
Tylecote, R.F. 1987. The early history of metallurgy in Northwestern Argentina (see Fig. 1). This section-
Europe. London/New York: Longman. ing is partly based on the history of ethnohistorical
UNESCO. n.d., 2017a. World heritage list. http://whc.
and archaeological research, as well as on tradi-
unesco.org/en/list/. Accessed 1 Oct 2017.
UNESCO. n.d., 2017b. World heritage and extractive indus- tional geographical divisions. Although the
tries. http://whc.unesco.org/en/extractive-industries. northern part of the Argentine Puna had deep
Accessed 1 Oct 2017. connections with the Bolivian Altiplano and the
White, Paul J. 2017. The archaeology of American mining.
limits that now divide the national territories
Gainesville: University Press of Florida.
were only established in the nineteenth century,
there are differences in the periodification and
Further Reading
Conlin Casella, Eleanor, and James Sumonds, eds. 2005. chronological frameworks currently used in both
Industrial archaeology: Future directions. New York: sides of the border. Nonetheless, there is always a
Springer. subjective judgment in making a geographic cut
Knapp, A. Bernard, Vincent C. Piggott, and Eugenia
of such a vast area.
W. Herbert, eds. 1998. Social approaches to an indus-
trial past: The archaeology and anthropology of Although it is impossible to be exhaustive in
mining. London: Routledge. the synthesis of the archaeology developed and

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