Legal concepts

What is a criminal?

What is redress?

What does civil law deal with?

What does criminal law deal with?

What level of proof is required for a civil case?

What level of proof is required for a criminal case?

List the 2 most common criminal sanctions?

Who brings the action in a civil case? (and why?)

 Legal penalties
1.
In a civil case what are 3 examples
2.
of a possible outcome?
3.

What is a pecuniary penalty?

What is the value of one penalty unit?

What is the maximum penalty for an individual director

breaching their directors’ duties?

What is the maximum penalty for an individual

breaching the Fair Work Act 2009?

What is the maximum penalty for a corporation

breaching the Competition and Consumer Act 2010?
 Legal Compliance and Governance

What are 6 real costs of wrongdoing?

1.

2.

3.

4.

5.

6.
 Compliance Program
What are the two main benefits of a compliance program?
1. 2.

What are 5 other positive significant benefits of a compliance program?

1.
2.
3.
4.
5.

Which stakeholders benefit from a compliance program? Explain how they benefit
Stakeholder How?
Tutorial: Threats to Fundamental Principles