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An Offset-Free Composite Model Predictive Control Strategy For DC DC Buck Converter Feeding Constant Power Loads
An Offset-Free Composite Model Predictive Control Strategy For DC DC Buck Converter Feeding Constant Power Loads
An Offset-Free Composite Model Predictive Control Strategy For DC DC Buck Converter Feeding Constant Power Loads
Abstract—The high penetration of power electronic converters sources [1]. Extensive research works have been conducted for
into dc microgrids may cause the constant power load stability ac microgrids due to their compatibility with conventional power
issues, which could lead to large voltage oscillations or even system systems. However, as most of the distributed sources are dc
collapse. On the other hand, dynamic performance should be satis-
fied in the control of power electronic converter systems with small by nature (e.g., PV, fuel cell, energy storage systems, etc) and
overshoot, less oscillations, and smooth transient performance. there are growing penetration of dc loads into the microgrids,
This article proposes an offset-free model predictive controller for dc microgrids provide increased efficiency and reliability with
a dc/dc buck converter feeding constant power loads with guaran- the reduction of power conversion stages [2], [3]. Moreover, dc
teed dynamic performance and stability. First, a receding horizon microgrids are relatively simple to control compared to their ac
optimization problem is formulated for optimal voltage tracking.
To deal with the unknown load variation and system uncertainties, counterparts, which have issues like synchronization, reactive
a higher order sliding mode observer is designed and integrated power flow, and phase unbalance, etc. Therefore, dc microgrids
into the optimization problem. Then an explicit closed-loop solution have gained tremendous attention in recent years [4].
is obtained by solving the receding horizon optimization problem In dc microgrids, a great number of power electronic con-
offline. A rigorous stability analysis is performed to ensure the verters are installed as the interfaces for distributed sources
system large signal stability. The proposed controller achieves
optimized transient dynamics and accurate tracking with simple and loads. They allow the controllability of sources and loads,
implementation. The effectiveness of the proposed controller is and enable high conversion efficiency. However, the power
validated by simulation and experimental results. electronic converters also bring the constant power load (CPL)
Index Terms—Constant power load (CPL), large signal stability,
issue: The power electronic converter loads, when tightly con-
model predictive control (MPC), nonlinear disturbance observer, trolled, behave as CPLs with negative incremental impedance
offset-free tracking. characteristics [5], [6]. The interaction of the CPLs with their
respective source converters will decrease system damping and
I. INTRODUCTION even cause instability issues [7], [8].
ICROGRIDS are building blocks for the future smart Many works have been conducted for stabilization of dc/dc
M grids, which provide efficient integration of distributed converter systems with CPLs. Passive damping approaches
can increase the system damping by adding necessary capac-
Manuscript received April 23, 2019; revised July 27, 2019; accepted Septem- itors/resistors or designing proper LC filters [7], [9]. However,
ber 11, 2019. Date of publication September 15, 2019; date of current version these methods are limited by physical constraints due to the
February 11, 2020. This work was supported in part by Wallenberg-NTU Presi-
dential Postdoc Fellowship in Nanyang Technological University, Singapore, in increased weight/cost and power loss. Active damping methods
part by the Reliable Power Electronic-Based Power System (REPEPS) project at are proposed to stabilize the system by modifying control loops
the Department of Energy Technology, Aalborg University as a part of the Villum to reshape load/source impedances [10]–[12]. However, these
Investigator Program funded by the Villum Foundation, in part by the Program
for Professor of Special Appointment (Eastern Scholar) at Shanghai Institutions approaches utilize linearized small signal models and they can
of Higher Learning, and in part by the Natural Science Foundation of Shanghai only ensure system stability around the operating points. When
under Grant 19ZR1420500. Recommended for publication by Associate Editor large signal disturbances happen, the system may be unstable.
T. Suntio. (Corresponding author: Chuanlin Zhang.)
Q. Xu is with the School of Electrical and Electronic Engineering, Nanyang Considering the nonlinearity of power electronic converters
Technological University, Singapore (e-mail: qianwen.xu@ntu.edu.sg). and the CPLs, several nonlinear approaches have been proposed
Y. Yan is with the Key Laboratory of Measurement and Control of CSE, to stabilize CPLs in a large signal sense. A boundary controller
Ministry of Education, School of Automation, Southeast University, Nanjing
210096, China (e-mail: yd.yan@ieee.org). is proposed for stabilizing buck converter to overcome the
C. Zhang is with the Intelligent Autonomous Systems Lab, College of Au- destabilizing effects introduced by CPLs even in the presence
tomation Engineering, Shanghai University of Electric Power, Shanghai 200090, of unknown parameters [13]. But the controller is designed on
China (e-mail: clzhang@shiep.edu.cn).
T. Dragicevic and F. Blaabjerg are with the Department of Energy Tech- a hysteresis band, which results in variable switching frequency
nology, Aalborg University, 9100 Aalborg, Denmark (e-mail: tdr@et.aau.dk; and degraded ripple effect. In [14], a sliding mode duty ratio
fbl@et.aau.dk). controller for a buck converter at a fixed switching frequency
Color versions of one or more of the figures in this article are available online
at http://ieeexplore.ieee.org. is proposed and it can stabilize the CPLs over a wide operating
Digital Object Identifier 10.1109/TPEL.2019.2941714 range. However, it requires the measurement of dc capacitor
0885-8993 © 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See https://www.ieee.org/publications/rights/index.html for more information.
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5332 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 35, NO. 5, MAY 2020
where iL and vC are the instantaneous inductor current and To start with, the following transformation is defined to con-
capacitor voltage of buck converter; E is the voltage of the struct the optimal tracking problem of the system in (3) with one
source bus; L and C are the inductance and capacitance values; order control taken into consideration:
u is the duty ratio of the switch, which is the control signal to ⎧
Δ
⎪
be designed. As can be observed in (2), there is a nonlinear term ⎪ e(t) = Vref − vC
⎪
⎪
⎪
⎪ Δ
PCPL
vC .
⎨ e1 (t) = ė(t) = − C10 (iL + d1 )
Considering the model uncertainties and load variations, the (1) (7)
⎪
⎪ e (t)
Δ
= ė (t) = − E0
u + vC
− d2
−
d1
dynamic model in (2) is further expressed as ⎪
⎪ 2 1 L0 C 0 L0 C 0 L0 C 0 C0
⎪
⎪
⎩ e (t) = Δ
ė (t) = − E0 (1)
u + vC (1)
− d2 (1)
− 1
d
(2)
C0 dvdtC = iL + d1 3 2 L0 C 0 L0 C 0 L0 C 0 C0
(3)
L0 didtL = E0 u − vC + d2 (1)
where u (t) represents the derivative of u(t).
where L0 , C0 , and E0 are the nominal values of inductance, By defining b0 = LE 0
0 C0
, wn (t) = Lv0CC0 , w(t) = − Ld0 C
2
0
−
(1)
capacitance, and source bus voltage; d1 and d2 are lumped d1
in (7), the tracking dynamics of e2 (t) and e3 (t) can be
C0
uncertainties, denoted by further expressed as
vC PCPL dvC
d1 = − − − ΔC (4) e2 (t) = −b0 u + wn (t) + w(t)
R vC dt (1) (8)
e3 (t) = −b0 u(1) + wn (t) + w(1) (t)
diL
d2 = ΔEu − ΔL (5)
dt where uncertainties are included in functions w(t) and w(1) (t).
where ΔL, ΔC, and ΔE are the uncertain variations of in- Using Taylor series expansion, the future tracking error within
ductance, capacitance, and source voltage to their respective the predictive period is expressed as
nominal values.
τ2 τ3
The objective of the buck converter system is to track its bus e(t + τ ) = e(t) + τ e1 (t) + e2 (t) + e3 (t). (9)
voltage reference accurately with optimal transient performance 2 6
even under large load variations and system uncertainties. The values can be estimated by observers, which will be dis-
cussed in the next section. With estimated values, the predicted
III. PROPOSED CONTROLLER tracking error is presented as
This section presents the design procedure of the proposed τ2 τ3
offset-free MPC controller. The objective of the proposed con- ē(t + τ ) = e(t) + τ ê1 (t) + ê2 (t) + ê3 (t). (10)
2 6
troller is to solve the optimal tracking problem of the buck
The predicted tracking error in (10) can be written in the
converter system so that the output voltage tracks its reference
compact form as
value with the guaranteed dynamic performance, robustness, and
stability. ε̄(t)
To make the derivations more readable, the functions of some ē(t + τ ) = Γ̄(τ ) Γ̃(τ ) (11)
ε̃(t)
symbols are declared here first: The r-th order derivatives of
variables are denoted by (•)(r) , the estimates of the variables Δ Δ 2
τ3 Δ
where Γ̄(τ ) = [ 1 τ ], Γ̃(τ ) = [ τ2 ], ε̄(t) = [ e(t) ê1 (t) ] ,
are denoted by the hatted symbol (ˆ •), and the predictions of the 6
Δ Δ
variables within a receding horizon time interval are denoted by ε̃(t) = [ ê2 (t) ê3 (t) ] = −b0 U (t) + Wn (t) + W (t), U (t) =
the barred symbol (¯ •). Δ
[ u(t) u(1) (t) ] , Wn (t) = [ wn (t) wn(1) (t) ] and W (t) =
Δ
is designed as
⎧
⎪ ˙ = ê1 (t) + v0 (t)
ê(t)
⎪
⎪
⎪
⎪
⎪
⎪ ê˙ 1 (t) = −b0 u∗ (t) + wn (t) + ŵ(t) + v1 (t)
⎪
⎪
⎪ ˙
⎨ ŵ(t) = v2 (t)
1 2 (14)
⎪
⎪ v0 (t) = −λ0 Ld3 |ê(t) − e(t)| 3 sign(ê(t) − e(t))
⎪
⎪
⎪
⎪ 1 1
⎪
⎪ v1 (t) = λ1 Ld2 |v0 (t)| 2 sign(v0 (t))
⎪
⎪
⎩
v2 (t) = λ2 Ld sign(v1 (t))
1 1
σ̇1 = −λ1 Ld2 |σ0 | 2 sign(σ1 − σ̇0 ) + σ2 (15) To get the optimal control law of u(t), the partial derivative
⎪
⎪
⎩ of J¯ with respective to U (t) is taken as
σ̇2 ∈ −λ2 Ld sign(σ2 − σ̇1 ) + [−Ld , Ld ]
∂ J¯
Δ Δ = − b0 Qε̄ Γ2
where σi = êi (t) − ei (t), i = 0, 1 and σ2 = ŵ(t) − w(t). ∂u
As proved in [25], the estimation error system (15) is finite- Wn (t) + W (t)
time stable, i.e., there exists a finite time constant 0 < tf < ∞ + (b20 QΓ3 + RΓ1 ) U (t) − . (17)
b0
such that σi (i = 0, 1, 2) are bounded if 0 ≤ t < tf , and σi ≡ 0
¯ 2 ¯
if t ≥ tf . Then the finite-time convergences of the estimated ∂J
Letting ∂U = 0 and ∂U ∂ J
2 > 0, the optimal control law is
values ê1 and ŵ in HOSMO (14) to their respective real values obtained as
e1 (t) and w(t) are achieved.
−1
1 1 R
U ∗ (t) = Γ3 + 2 Γ1 Γ
2 ε̄ + Wn (t) + W (t) .
b0 b0 Q
C. Design of Optimal Control Law (18)
By substituting (11)–(13) into (6), the performance index in Recalling that ε̃(t) = [ e(t) ê1 (t) ] , U (t) = [ u(t) u(1) (t) ] ,
(6) is estimated as Wn (t) = [ wn (t) wn(1) (t) ] and W (t) = [ w(t) w(1) (t) ] , and
solving (18), the optimal control law u(t) can be derived as
Δ 1
T
¯ =
J(t) Qē(t + τ ) ē(t + τ ) + R(ū(t + τ ) 1
2 0 u∗ (t) = (k0 e + k1 ê1 + wn + ŵ) (19)
b0
− ūr (t + τ )) (ū(t + τ ) − ūr (t + τ ))dτ
where [ k0 k1 ] are designed as the first row values of
1 Wn (t) + W (t) (Γ3 + b12 Q
R
Γ1 )−1 Γ
2 , expressed as
= Qε̄ Γ1 ε̄ − b0 Qε̄ Γ2 U (t) − 0
2 b0
k0 = (15T 6 + 6300T 2 h)/(T 8 + 1224T 4 h + 15120h2 )
1 Wn (t) + W (t)
+ U (t) − (b20 QΓ3 + RΓ4 ) k1 = (6T 7 + 4536T 3 h)/(T 8 + 1224T 4 h + 15120h2 )
2 b0
(20)
Wn (t) + W (t)
× U (t) − (16) Δ
b0 where h = b12 QR
.
0
Therefore, the proposed MPC controller is designed by com-
where Γ1 , Γ2 , and Γ3 are defined and calculated as bining (7), (14), (19), and (20). The control diagram of the
T T2
proposed approach is presented in Fig. 3.
Δ T 2
Γ1 = Γ̄ Γ̄dτ = T2 T3
0 2 3 D. Stability Analysis
T T3
T 4
To show the large signal stability of the proposed approach, a
Δ
Γ2 = Γ̄ Γ̃dτ = 6
T4
24
T5 rigorous stability analysis is presented here.
0 8 30 Theorem: The closed-loop system (3), (7), (14), and (19) is
T T5 T5 asymptotically stable.
Δ
Γ3 = Γ̃ Γ̃dτ = 20
T6
72
T6
. Proof: Designed from (20), it is obvious that k0 and k1 are
0 72 252 positive values. If there is no disturbance, p(s) = s2 + k1 s + k0
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XU et al.: OFFSET-FREE COMPOSITE MODEL PREDICTIVE CONTROL STRATEGY FOR DC/DC BUCK CONVERTER 5335
is Hurwitz and thus the system (3), (7), and (19) is asymptotically TABLE I
SYSTEM PARAMETERS AND CONTROL PARAMETERS
stable.
With the presence of disturbances, the closed-loop system (3),
(7), (14), and (19) can be written as
e2 (t) + k1 e1 (t) + k0 e(t) + g(t) = 0 (21)
Δ
where g(t) = k1 σ1 + σ2 according to the error dynamics of
HOSMO in (15); |g(t)| ≤ γ (γ ≥ 0) for 0 ≤ t < tf , and g(t) ≡
0 for t ≥ tf .
Rewrite the system in (21) in the following compact form:
ε̇(t) = Aε(t) + Bg(t) (22)
Δ Δ 0 1 Δ
where ε(t) = [ e(t) e1 (t) ] , A=[ ] and B=
−k0 −k1
[ 0 −1 ] .
Based on linear control theory [26], the solution of (22) can
be expressed as
t
ε(t) = exp(At)ε(0) + exp(A(t − τ ))Bg(τ )dτ. (23)
0
A. Parameter Selection
According to (19), the design of the proposed MPC controller The CPL steps up from 500 W to 2 kW at 0.04 s and steps back to
requires the selection of the predictive period T and the ratio of 500 W at 0.07 s. It can be observed that, with the load variation,
weighting gains R/Q. For simplicity, weighting gain Q is set at bus voltage can track the reference value accurately with smooth
1 and R is to be selected. transients and the settling time is around the predictive period T .
Fig. 4 shows system dynamic response with different values Therefore, by choosing T as the required settling time, offset-
of predictive period T (T = 0.001, 0.002, 0.005, and 0.01). The free tracking with optimal transient can be obtained.
weighting gain R is to mitigate the control variation, thus its Fig. 5 shows system dynamic response with different val-
impact is smaller and it can be set at zero first for selecting T . ues of weighting gain R (R = 10, 100, 1000, and 10 000).
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5336 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 35, NO. 5, MAY 2020
Fig. 7. Simulation results with the variation of CPL for the proposed controller
and nominal MPC controller.
Fig. 6. Simulation results of the proposed controller with the variation of CPL
and resistive load.
B. Simulation Verification
The simulation results of the proposed controller with the
variation of CPL and resistive load are presented in Fig. 6.
Initially, 500 W CPL is connected to the bus and there is no
resistive load; then 1 kW resistive load is connected at 0.03 s Fig. 8. Simulation results with the variation of CPL for the proposed controller
and disconnected at 0.04 s; at 0.05 s, CPL increases from 500 to and double-loop PI controller.
1500 W; at 0.06 s, CPL steps back to 500 W. As can be observed,
the smooth transient performance is achieved with the settling
time around 2 ms and maximum transient voltage deviation less 100 V. But for the proposed controller, accurate voltage tracking
than 1% with three times load variation; after transients, load bus is achieved. This shows the advantage of the proposed controller
voltage is regulated accurately at the reference value 100 V. It in offset-free voltage tracking.
reveals that the proposed controller achieves smooth transients To verify the large signal stability of the proposed controller,
with accurate tracking for the integration of both resistive load a comparison is made between the proposed controller and the
and CPL. conventional double-loop PI controller, as is shown in Fig. 8. It
As the worst case in terms of stability is the pure CPL case, is known that PI controllers have tradeoff in stability margin and
in this regard, only CPL is connected to the load bus in the dynamic response speed, i.e., faster dynamics will lead to less
following studies. stability margin [27]. To have a fair comparison, the parameters
To show the advantage of the proposed controller compared for the PI controller are well-tuned with the voltage control
with a nominal MPC controller without observers, simulations bandwidth at 500 Hz and current control bandwidth at 5000 Hz
are conducted and the results are presented in Fig. 7. The design so that the system under the PI controller can achieve similar
of the nominal MPC controller is the same as the proposed dynamics of that under the proposed controller. The parameter
controller except that the HOSMO is eliminated and e1 is design procedure of the double-loop PI controller is briefly
calculated based on the nominal power 500 W and nominal illustrated in Appendix D. Step changes of CPL are performed
input voltage 200 V. As can be observed in Fig. 7, with the for both controllers. At 0.04 s, CPL increases from 500 W to
CPL variation from 500 to 1000 W and 1000 to 500 W, the 1 kW. It shows that both systems are stable with similar settling
output voltage cannot accurately track at the reference value and time (2 ms) and the proposed controller even has smaller voltage
there is a large deviation value of 4.5 V from the reference value dip during transient compared with PI controller. At 0.07 s, when
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XU et al.: OFFSET-FREE COMPOSITE MODEL PREDICTIVE CONTROL STRATEGY FOR DC/DC BUCK CONVERTER 5337
Fig. 9. Simulation results with the variation of CPL for the proposed controller
and AB controller [15].
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5338 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 35, NO. 5, MAY 2020
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XU et al.: OFFSET-FREE COMPOSITE MODEL PREDICTIVE CONTROL STRATEGY FOR DC/DC BUCK CONVERTER 5339
from 200 to 400 V; Fig. 15(b) shows dynamic response when where the estimation errors are defined as e0 = z0 − x, e1 =
input voltage steps down from 400 to 200 V. As can be ob- z1 − w, . . ., el = zl − w(l−1) .
served, with the input voltage variation, the bus voltage main- It follows from [25] that observer error system (A.2) is
tains at 100 V with negligible disturbances and the impact finite-time stable, that is, there exists a time constant tf >
on inductor current is also negligible with the transient time t0 such that ei (t) = 0(i = 0, 1, . . . , l) (or equivalently x̂ =
around 2 ms. z0 , ŵ = z1 , . . ., ŵ(l−1) = zl ).
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5340 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 35, NO. 5, MAY 2020
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XU et al.: OFFSET-FREE COMPOSITE MODEL PREDICTIVE CONTROL STRATEGY FOR DC/DC BUCK CONVERTER 5341
[10] X. Zhang, X. Ruan, and Q.-C. Zhong, “Improving the stabil- Qianwen Xu (S’14–M’18) received the B.Sc. de-
ity of cascaded dc/dc converter systems via shaping the input gree from Tianjin University, Tianjin, China, in 2014
impedance of the load converter with a parallel or series virtual and the Ph.D. degree from Nanyang Technological
impedance,” IEEE Trans. Ind. Electron., vol. 62, no. 12, pp. 7499–7512, University, Singapore, in 2018, both in electrical
Dec. 2015. engineering.
[11] X. Lu, K. Sun, J. M. Guerrero, J. C. Vasquez, L. Huang, and J. Wang, She has worked as a Research Associate with
“Stability enhancement based on virtual impedance for dc microgrids Hong Kong Polytechnic University, Hong Kong, and
with constant power loads,” IEEE Trans. Smart Grid, vol. 6, no. 6, a Postdoctoral Research Fellow with Aalborg Uni-
pp. 2770–2783, Nov. 2015. versity, Aalborg, Denmark, in 2018. She is currently
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control incorporating minimum ripple point tracking for load converters in with Nanyang Technological University, Singapore.
dc systems,” IEEE Trans. Power Electron., vol. 31, no. 12, pp. 8088–8095, Her research interests include control, stability, reliability, and optimization of
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Cubature Kalman filter approach,” IEEE Trans. Ind. Appl., vol. 54, no. 5, in Southeast University, Nanjing, China, in 2013 and
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passivity-based control of dc– dc buck power converter with constant University of Singapore, Singapore, in 2017, and the
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IEEE Trans. Power Electron., vol. 34, no. 5, pp. 4025–4030, allocation methods, and disturbance modeling and estimation approaches and
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Control: Methods and Applications. Boca Raton, FL, USA: CRC Press, theory and control engineering from the School of
2014. Automation, Southeast University, Nanjing, China,
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[26] C.-T. Chen, Linear System Theory and Design. London, U.K.: Oxford Computer Engineering, University of Texas at San
Univ. Press, 1998. Antonio, TX, USA, from 2011 to 2012.
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U.K.: Springer, 2014. Singapore, from 2016 to 2017, and with Advanced
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and Observation. Berlin, Germany: Springer, 2014. 2018. Since 2014, he has been with the College of Automation Engineering,
[29] C. V. Loan, “The sensitivity of the matrix exponential,” J. Numer. Anal., Shanghai University of Electric Power, Shanghai, China, where he is currently a
vol. 14, no. 6, p. 971–981, 1977. Professor. He is the Principal Investigator of several research projects, including
[30] Q. Xu et al., “A decentralized dynamic power sharing strat- the Eastern Scholar Program at Shanghai, Leading Talent Program of Shanghai
egy for hybrid energy storage system in autonomous dc micro- Science and Technology Commission, Chenguang Program by the Shanghai
grid,” IEEE Trans. Ind. Electron., vol. 64, no. 7, pp. 5930–5941, Municipal Education Commission, etc. His research interests include nonlinear
Jul. 2017. system control theory and applications for power systems.
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5342 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 35, NO. 5, MAY 2020
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