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Jukic Melancholia For Modernity Notes On WBenjamin
Jukic Melancholia For Modernity Notes On WBenjamin
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1
Walter Benjamin (1892-1940) belongs among the authors whose work has
decided the profile of critical theory in recent decades. This is largely due to The
Origin of the German Tragic Drama (Ursprung des deutschen Trauerspiels), where
he presented the mourning play of the German literary Baroque as an intellectual
situation for an insight into the relationship of philosophy and modern history,
and therefore for a contemplation of modernity.
The Ursprung is Benjamin’s early text, his Habilitation in fact, which he
drafted in 1916 and completed in 1925.1 Mourning and melancholia are one of
its prominent themes, but also one of its critical instruments. Melancholia will
remain integral to Benjamin’s critical apparatus, so that acedia is mobilized for
a critical approach to history as late as his testamentary Theses on the Philosophy
of History (Über den Begriff der Geschichte). The Ursprung, however, remains the
point of departure for a discussion of Benjamin’s grasp of mourning and melan-
251
cholia; it is also Benjamin’s only text whose coherence is that of a book, and not
that of a set of fragments.2
The book is divided into three parts. It opens with the »Epistemo-Critical
Prologue«, followed by chapters on the mourning play (Trauerspiel) in compar-
ison to tragedy, and on the mourning play analyzed against allegory. Benjamin
focuses on melancholia, and on mourning, towards the end of the middle section
of the book; this means that analyzing mourning and melancholia serves to con-
nect his attempts to define the mourning play against tragedy, in the first part of
1
W. BENJAMIN, Ursprung des deutschen Trauerspiels, Frankfurt am Main, 1978., 6.
2
George Steiner points out that the Ursprung is Benjamin’s »only completed book,« even though
his legacy consists of »eight sizeable tomes« of essays, translations, short notices, and scripts. It is in
this sense that the reader whom Benjamin »envisaged for the serious part of his work was, literally,
posthumous«. G. STEINER, Introduction, in: W. BENJAMIN, The Origin of German Tragic Dra-
ma, London, 2003., 7-24, here 11. This suggests that mourning dictates the intellectual format of
fragment to Benjamin or, more to the point, that mourning commands fragment as an intellectual
format–a command which originates in the intellectual labor Benjamin invested in the Ursprung. Put
otherwise, what mourning seems to dictate to Benjamin is the structure itself of his thought.
the book, and against allegory, in the concluding section. As a result, discussing
Melancholy Between Creativity and Depression
3 Steiner notes that, »[b]y virtue of its title and numerous textual echoes, the Ursprung aligns itself
immediately« with Nietzsche’s The Birth of Tragedy (Die Geburt der Tragödie). G. STEINER, Intro-
duction, 12.
4 W. BENJAMIN, Ursprung des deutschen Trauerspiels, 119-121; The Origin of German Tragic Drama,
138-140.
5 Ibid., 121.
contemplation of his melancholy angel. Hence Benjamin’s interest in the mourn-
6
Ibid., 123.
7
Ibid., 124.
8 R. COMAY, Paradoxes of Lament: Benjamin and Hamlet, in: I. FERBER, P. SCHWEBEL (eds.),
147.
10 Ibid., 132; 152.
by the spleen, the seat of black bile. Even so, melancholia does not reside in a
Melancholy Between Creativity and Depression
single place, just as it does not privilege a single position, but is a constellation of
thought, concentration, earth and gall. Because it partakes of earth and its inert
mass, stone is emblematic of melancholia.11 Melancholia in turn is also acedia,
designating »dullness of the heart, or sloth.«12 Benjamin remarks that the indeci-
siveness of the prince in the Trauerspiel is »nothing other than saturnine acedia.«
The same seems to apply to the cunning courtier, his dramatic counterpart: the
courtier’s inconstancy in human affairs is reciprocated by his hopeless dedication
to the world of things–he is lost in the contemplation of the crown and the scept-
er. »The persistence which is expressed in the intention of mourning, is born of its
loyalty to the world of things,« says Benjamin. Melancholia, on the other hand,
»betrays the world for the sake of knowledge. But in its tenacious self-absorption
it embraces dead objects in its contemplation, in order to redeem them.«13
3
Benjamin’s ambition was evidently to embrace and exhaust the pre-modern
descriptions of melancholia. This, however, coincides with exhausting melancho-
lia for history: melancholia remains blocked for history in its potential as an event,
just as it remains blocked for philosophy in its potential as a concept (because of
its contamination with creaturely life). Put differently, melancholia according to
Benjamin is not thinkable as an event, just as it is not thinkable as a concept; it
is always already in the domain of preconception and pre-disposition–now as an
interval between the intellectual regimes of history and philosophy.14
254 It is in this light that Benjamin’s narrative strategy should be understood–
his decision to organize the account of melancholia as a history in reverse, so that
mourning the loss of the world, which is at the heart of the Reformation, is both
a chronological destination of melancholia and its metaphysical point of depar-
ture. His narrative maneuver suggests that melancholia of antiquity needs to be
aufgehoben into mourning for it to become functional to the Baroque, and con-
sequently to modernity: melancholia of antiquity appears to be functional to the
Baroque, and to modernity, only as an object of subordination, while mourning
is always also a structure of its disciplining. It follows that melancholia demands
11
Ibid., 133; 154.
12 Ibid., 134-135; 155.
13 Ibid., 136; 157.
14 Ilit Ferber compares melancholia in the Ursprung to how Heidegger mobilizes mood for philosophy.
I. FERBER, Philosophy and Melancholy. Benjamin’s Early Reflections on Theater and Language, Stan-
ford, 2013. It should be noted, however, that Heidegger privileges anxiety (in relation to fear), while
Benjamin privileges mourning and melancholia.
mourning as its signifying context only in modernity; it is only in modernity that
15
Howard Caygill points to Benjamin’s marked and explicit critique of Hegel, and argues that Ben-
jamin’s invocation of a dialectical cultural history is never simply a return to Hegel’s philosophy of
history. Instead, the relationship itself of philosophy and history is subjected to a reassessment, so
that philosophy no longer secures the rationale of history, but, confronted with history, suffers a dis-
ruption of its own rationale. H. CAYGILL, Walter Benjamin’s concept of cultural history, in: D. S.
FERRIS (ed.), The Cambridge Companion to Walter Benjamin, Cambridge, 2006., 73-96, here 73-74.
ed with metaphor; it also suggests that the Hegelian Aufhebung may be premised
Melancholy Between Creativity and Depression
on metaphorization.
4
In antiquity, as noted, melancholia invoked the imaginary of metonymy
(in humoral pathology, for instance), similarly to the Epicurean ideation of at-
omism. To the Epicureans, the movement of atoms was decided always also in
metonymic terms (clinamen); Erich Auerbach draws attention to the fact that Lu-
cretius defined atom as a figure, so that figurae in Lucretius can also be translated
as »atoms.« Even though this particular understanding of figurality was never
dominant in philology, Auerbach argues that Lucretius’s remains one of the most
brilliant contributions to the study of figure.16 This is important, because both
metonymy and melancholia betray an affinity with the imaginary of physics, at
a remove from metaphor, whose structural affinity seems to be with metaphysics
and mathematism. The affinity of melancholia with the imaginary of physics per-
sists in the Renaissance too, in the studies of Marsilio Ficino for example, whose
explanation of melancholia dovetails with the the second law of thermodynamics.
To Ficino, the melancholy persons are overly susceptible to the cold and to heat:
being unable to govern the hot and the cold, they are governed by them. (The
second law of thermodynamics explains the inevitable loss of energy which is sus-
tained when heat is transferred from one body to another.)
Given a long history of explaining melancholia against a similar thermo-
dynamics, modernity could hardly afford to repress it altogether. Symptomatic
256 in this sense is how Michel Foucault describes the practices of representation in
the nineteenth century: because the nineteenth century was dominated by his-
toricism and obsessed with the dead, which ultimately threatened to freeze the
world, Foucault compares the nineteenth-century modernity to the second law
of thermodynamics.17 The cold traditionally attributed to melancholia designates
precisely one such chilling loss of heat in its transfer from one body to another;
this however why the act of transfer cannot be imagined as absolute or supreme.18
16 E. AUERBACH, Scenes from the Drama of European Literature, Minneapolis, 1984., 17-18.
17
M. FOUCAULT, O drugim prostorima (Of Other Spaces), in: Glasje 6(1996.), 8-14, here 8.
18 See also T. JUKIĆ, Revolucija i melankolija. Granice pamćenja hrvatske književnosti (Revolution and
Melancholia. Limits of Literary Memory), Zagreb, 2011., 126. Benjamin cultivated a keen critical
interest in the nineteenth-century modernity, with Paris as its intellectual focus. What Foucault
says about the nineteenth century forges a link between Benjamin’s affinity for the Baroque and his
affinity for the nineteenth-century modernity, because the nineteenth-century obsession with the
dead, which threatens to freeze the world, seems to proceed, almost too logically, from the planetary
chill implicit to melancholia in the Baroque. It is certainly symptomatic that Foucault’s nineteenth
century and Benjamin’s Baroque share the obsession with the dead; Jacques Derrida, in Specters of
Marx, identifies a similar obsession in Marx’s philosophy. Derrida argues that Marx sidestepped the
The cold persists in Benjamin’s description of melancholia like an unpro-
nineteenth-century historicism in order to engage the obsession with the dead from within the secu-
larizing aspect of Abrahamic messianism. Similarly to Benjamin, Derrida describes this messianism as
»an obstinate interest in a materialism without substance« ( J. DERRIDA, Spectres de Marx, Paris,
1993., 266-7; Specters of Marx, New York, 1994., 212).
19 Alenka Zupančič assumes a similar argument for comedy, when she says that constituent to comedy is
the following proposition: not only are we not infinite, we are not even finite. A. ZUPANČIČ, Ubaci
uljeza. O komediji (The Odd One In: On Comedy), Zagreb, 2011., 78.
constraints of Aufhebung as long as it remains implicated in narration. Interest-
Melancholy Between Creativity and Depression
ingly, this coincides with Benjamin’s later description of the storyteller as the one
who borrows his authority and his sanction from death.20 Like Benjamin’s story-
teller, Benjamin-the-storyteller, in his history of melancholia, borrows his author-
ity and his sanction from death–from the end–which he has reinvented into the
Ursprung of narration and interpretation. This also means that Benjamin’s narra-
tive theory proceeds from his early presentation of mourning and melancholia;
Benjamin’s Ursprung is also the Ursprung of Benjamin’s later narrative theory. To
be sure, Benjamin insists that the storyteller–the true, formulaic narrator of oral
traditions, not the narrator of novels–is extinct in modernity, just as modernity,
especially the nineteenth-century modernity, no longer knows death as a public,
everyday experience. Yet, if the storyteller borrows his authority and his sanction
from death, as Benjamin argues, this implies that narration signifies fully only in
modernity, when death itself is granted unlimited significance, precisely because
it is no longer an everyday experience. It therefore comes as no surprise that Ben-
jamin should attach death as a semiotic imperative to the modern narrator too; it
is a post-Baroque, metaphysical death now, not the metonymic, everyday death of
pre-modern melancholia and the pre-modern storyteller. Put differently, Benja-
min’s modern narrator seems to borrow himself from death – the modern narrator
seems reduced to one such loan.21
6
As noted, the shift from melancholia of the ancients to mourning in the
Reformation and the Baroque coincides in Benjamin with the shift from the
258
metonymic logic to the logic of metaphor. If metonymy corresponds to the im-
aginary of physics, most completely perhaps to the world as imagined by the sec-
ond law of thermodynamics, metaphor demands a cut or an interruption as a
metaphysical position from which it derives meaning, similarly to death in the
Reformation and the Baroque; it is a cut or an interruption comparable to the
loss of the world.
The metonymic profile of melancholia is translated by Benjamin into a pre-
mature metaphor as it were: metonymy keeps pressing on metaphor from within,
now as the interpretive debris inside the metaphor, a contemplative debris, never
20
My reference here is to Der Erzähler. Betrachtungen zum Werk Nikolai Lesskows (1936). W. BENJA-
MIN, Illuminationen. Ausgewählte Schriften 1, Frankfurt am Main, 1977., 396.
21 The modern subject as the subject of mourning surfaces also in Benjamin’s testamentary Theses on the
Philosophy of History, in fragment IX, about the angel of history. W. BENJAMIN, Illuminationen,
255. Benjamin describes the angel of history as a winged figure caught in the storm mobilized by the
debris of the past; it is this storm that propels him into the future. Even though Benjamin borrows
this late angel from Paul Klee, the figure is reminiscent of the winged creature from the Ursprung,
taken from Dürer.
to be fully processed. What Benjamin calls allegory designates in fact this pecu-
22
Benjamin’s fascination with debris is reminiscent of the world of the plays of Samuel Beckett; Beck-
ett’s hero, says Zupančič, may not be immortal, but is indestructible (A. ZUPANČIČ, Ubaci uljeza,
78).
23 W. BENJAMIN, Ursprung des deutschen Trauerspiels, 126.
24 This point is argued most forcefully by Jacques Derrida, in: The Gift of Death and Literature in Secret
(2008).
25 A similar point is argued by Carl Schmitt in Hamlet or Hecuba (Hamlet oder Hekuba, 1956.). Schmitt
acknowledges his intellectual debt to Benjamin and to the Trauerspiel, and emphasizes the seculari-
zing aspect of the Reformation as crucial for politics in modernity.
7
Melancholy Between Creativity and Depression
26
It is symptomatic that Freud published his essay on mourning and melancholia in 1917, and his sem-
inal Beyond the Pleasure Principle (Jenseits des Lustprinzips)–where he discovered the death drive–in
1920; this coincides with the timeframe of Benjamin’s Ursprung (1916-1925). It is equally sympto-
matic that, by inventing the death drive, Freud resolved the inconsistencies of psychoanalysis to which
he had openly admitted in »Trauer und Melancholie«, the implication being that Freud’s discussion
of mourning and melancholia had been a preparatory work for the invention of the death drive–that
his discussion of mourning had been the Ursprung of the death drive. Finally–and this is the propo-
sition that interests me the most perhaps, but the one that I open for discussion–the death drive may
be that juncture where the subject of psychoanalysis turns out to be an exemplary Abrahamic subject.
8
Which, in the final analysis, could be taken to mean that the modern subject, in psychoanalysis and in
critical theory, is consistently Abrahamic. (While it is true that Benjamin makes no reference to Freud
in the Ursprung, he does invoke Freud in »Capitalism as Religion«, a fragment he wrote in 1921,
which resonates with the tenor of the Ursprung. This is how the two configurations of mourning
and melancholia come to constitute an assemblage, and invite to be analyzed together. It is already
in this instance that another insight may be anticipated: that the intellectual horizon of mourning
in Freud, not only in Benjamin, may be predetermined, or overdetermined, by religion, and that the
death-drive, insofar as it derives from Freud’s processing of mourning, may be implicated in the same
overdetermination. In other words, what Benjamin foregrounds in this fragment is not merely the
possibility of analyzing capitalism as religion, but also the possibility of analyzing the Freudian death-
drive along the same lines.)
27 E. AUERBACH, Mimesis. Dargestellte Wirklichkeit in der abendländischen Literatur, Bern, 1959.,
16; Mimesis. The Representation of Reality in Western Literature, Princeton, 2003., 11-12.
the hypotactic grammar.28 This is why »Homer can be analyzed,« says Auerbach,
Melancholy Between Creativity and Depression
»but he cannot be interpreted,« the interpretation being a fit for Biblical, hypo-
tactic narratives.29
Benjamin’s history of melancholia, styled around the Baroque mourning,
corresponds to the Biblical, hypotactic model; the melancholia of antiquity, how-
ever, keeps pressing on that model with its paratactic logic. (Indeed, melancholia
as it was explained in antiquity, by humoral pathology, may be the position where
the paratactic logic of the ancient world came most fully to the fore.) This is why
Benjamin’s decision to surrender the melancholia of antiquity to the Baroque
mourning, with mourning being granted the status of a narrative, historical and/
or hermeneutic imperative, is tantamount actually to the hypotactic subordina-
tion.
Auerbach notes that there is a political aspect to hypotactic subordination:
»The Scripture stories do not, like Homer’s, court our favor, they do not flatter
us that they may please us and enchant us–they seek to subject us, and if we refuse
to be subjected we are rebels.«30 There is a similar imperative to Benjamin’s de-
scription of the Baroque mourning, when he insists on the tenacity of intention
in mourning. This tenacity is reminiscent of the obstinacy in Derrida’s description
of Abrahamic messianism, when Derrida describes this messianism as »an obsti-
nate interest in a materialism without substance.« Fritz Saxl, Erwin Panofsky and
Raymond Klibansky point to a similar juncture in their famous analysis of Dürer’s
Melencolia I, which was overwhelmingly important to Benjamin as a point of ref-
erence. They draw attention to the clenched fist of Dürer’s melancholy figure:
262 while the motif itself predates Dürer, this fist, now pressed against the head as the
seat of thought, merges with the pensive face into one single stretch of concentrat-
ed power, which is also where the strongest contrast of light and shade is obtained,
absorbing all physical and mental life of Dürer’s motionless figure.31 In The Theses
on the Philosophy of History, where Benjamin has replaced Dürer’s angel with the
angel from Klee, the tenacity and the subordination are not dropped, but merely
suffer a redistribution. The angel here wants to wake up the dead, but the whirl-
wind of the debris is stronger, and subjects the angel to its drive: the paratactic
28
See also E. SAID, Introduction, in: E. AUERBACH, Mimesis. The Representation of Reality in West-
ern Literature, i-xxiv, here x.
29 E. AUERBACH, Mimesis. Dargestellte Wirklichkeit in der abendländischen Literatur, 18; Mimesis.
religije i umjetnosti (Saturn and Melancholy. Studies in the History of Natural Philosophy, Religion and
Art), Zagreb, 2009., 269.
structure, implicit to the image of the debris, is subordinated to the hypotactic
32 Adorno detects a similar procedure in Heidegger’s reading of Hölderlin. According to Adorno, Höl-
derlin’s references to Greek antiquity are paratactic. In order to mobilize Hölderlin’s as the poetic
language which corresponds to his work in philosophy, Heidegger needs to repress this parataxis,
the implication being that Heidegger’s philosophy is premised on the repression of parataxis. T. W.
ADORNO, Noten zur Literatur, Frankfurt am Main, 1974.
33 When Comay observes that Benjamin’s reading of Hamlet is unbearably elliptical and hermetic, even
more so than the rest of the Ursprung, she seems to allude to the hypotactic core in Benjamin. R.
COMAY, Paradoxes of Lament: Benjamin and Hamlet, 267.
34 Research for this essay was supported in part by the Croatian Science Foundation funding of the