MANSI AGARWAL

Mobile No. +91 91671 00486 1

E-Mail ID – mansi_aga@yahoo.co.in

An enthusiast with over 10 years of cross functional exposure in:

Client Onboarding Collateral Management Liquidity Risk
F & O Margin Commercial Banking Mutual Fund Management
MIS Management Project management

PROFESSIONAL CONTOUR

JP Morgan Services India PVT LTD. April’ 20 – To

Present

Position Held Start Date End Date Process Managed

Project Manager - Associate Apr’ 20 Dec’20 DMT Authorization
Associate Jan’ 21 - CBIO – International Client Onboarding.

DMT Authorization Remediation

 Extracting old accounts to be remediated from MS DB.

 Checking for the missing information in client accounts and updating same.
 Approver of account information updation done by team.
 Migrated New Account process from Onshore.
 Ensure New accounts are being remediated on time.
 Responsible for approving various daily BAU tasks done by team.
 Responsible for queue management and ensuring volumes are being handled effectively.
 Liaising closely with tech team in ensuring accesses for team are raised on time.
 Attended CBCO Academy – 4 weeks to learn end to end project management.
 LoB Facilitator for CBCO (helping new joiners on virtual onboarding)
 Managed team of 16 members.
 Have taken interviews for new hires for team
 Co ordinating asset distribution for team
 Inventory management for asset held by team
 Publishing EOD reports and different MIS to management
 Publishing monthly EMR deck to senior management
 Suggested process enhancement ideas

CBIO – International onboarding

 Managing Doc Create and Doc Review for APAC clients.

 Have knowledge of EMEA document create and document review.
 Performing document purchase for locations and helping the team sourcing the documents.
 Performing RCA for rejects on monthly basis.
 LoB Facilitator for CBCO (helping new joiners on virtual onboarding)
 Publishing EOD reports and different MIS to management
 Performing doc create request for APAC requests
 Performing Capacity Analysis for APAC
 Publishing reject analysis to senior management and APAC on shore partners on monthly basis
 MANSI AGARWAL 2
Mobile No. +91 91671 00486
E-Mail ID – mansi_aga@yahoo.co.in

 Approvals for ops checklist/ NSBR done by team

 Managing access requests for new hires.
 Running QSA fails for CBIO team (EMEA, APAC and NA) on monthly basis.

State Street Global Markets May’ 18 – To Present

Position Held Start Date End Date Process Managed

Assistant Manager May ‘18 - Client Service Support – Client Onboarding
Client Service Support – Client Onboarding

 Client Service Support – Client Onboarding for NA region- handling team of 7 people supporting
client onboarding for 2 products – Portfolio Solutions and Enhanced Custody.
 Responsible for approving of KYC and AML cases started by team to be pushed into KYC team’s
bucket.
 Approver of ECMS – task of adding sub funds to client’s main funds into a repository.
 Supporting various client onboarding functions.
 Handling approvals of Volcker checks done by team
 Responsible for approving various daily BAU tasks done by team
 Have undertaken a project for SSI call back process enhancement.
 Have helped 33 members of team with various accesses at time of their joining.
 Liaising closely with Legal, RMs and other stake holders to provide premium services to clients

JP Morgan Chase India Services PVT LTD Jul’ 11 – May’ 18

Position Held Start Date End Date Process Managed
Non Cleared OTC Derv Collateral Ops
Team Leader Feb ‘18 May ‘ 18

Senior Team Member Apr’15 Feb’18 Non Cleared OTC Derv Collateral Ops
Senior Team Member Aug ‘12 Apr’ 15 Liquidity Risk Infrastructure – GFI Migration
Team Member Jul’ 11 Aug’ 12 F & O Margin
Non Cleared OTC Derivatives Collateral Operations
 Client Service Representative for ASIA & EMEA Region – managing Margin Calls, Issuance of
Dispute Notes & Statements, Booking of Collateral receipts & payments and inter-entity.
 Expert in interest statement management, investigating accruals on and by JP Morgan Chase,
timely settlement to avoid financial impact.
 Exposure of User Acceptance Testing, bug identification & fixing without hampering daily BAU
activities assigned.
 Understood and implemented Non-Clear Margin Rule (NCMR) in Sep’ 16 and daily adherence.
Helped industry move of settlement cycle from T+1 to T+0.
 Compiled quarterly metrics capturing various aspects of Collateral Trades.
Liquidity Risk Infrastructure – Global Finance
 Migrated LRI project from Delaware, USA to Mumbai, India.
 Monitoring and Escalating exceptions created within ECS(Error Correction System) and liaising
with various LoB’s to educate them on the breaks and seek approvals thereon.
 MANSI AGARWAL
Mobile No. +91 91671 00486 3
E-Mail ID – mansi_aga@yahoo.co.in

 Performing reconciliation between CDGL vs T&P and use the recon confirms from various recon
owners for daily close of the day.
 Key person in Corporate audit wherein documents and process was audited by an Corporate
Audit team. Worked closely with auditors for identifying, evidencing, and building controls
around the process.
 Managed team intellectual capital by becoming a trainer for the team members which allowed us
to maintain and retain intellectual asset of the team.
Future & Options
 Assisted in preparing and sharing daily MIS (30 – 35) with the CSR’s manually as well as with the
help of MACRO’s prior to beginning of day for business.
 Assisting CSR’s in booking and processing Margin Movements by constantly monitoring booking
to ensure books are reflecting right balances at EOD.
 Ensuring all payments released on time and the corresponding GL’s are maintained well before
cut-off.
 Group Mailbox monitoring to ensure appropriate actions are taken on every mail received in the
Group Mailbox.
 Exposed to escalation handling alongside Management.

Axis Bank (Indore, M.P.) Jul’ 09 – Dec’ 10

Position Held Start Date End Date Process Managed
Executive Jul‘ 09 Dec‘ 10 Banking Operations
Profile Synopsis
 Involved in the Inward & Outward clearing of Negotiable Instruments with the help of FINACLE
software.
 Processed payments of Dividend Warrants, Disbursement Warrants using Intranet based platform
called AT PAR.
 Updated the incoming payment advices of HNI’s on to the system using CBSS software.
 Processed DEBIT CARD requests that required application processing for a Debit Card, Issuance of
the card & disbursement of the PINS & the Debit Card.
 Worked in the Welcome Desk area to assist customers with the delivery of Cheque Books, Debit
Cards.

ACCOLADES

 Internal performance awards – Champ of the Month and Quarter, Team of the Month, Excellence
Award.
 Best Debutant award – Competing 8 internal colleagues on process overview.
 Extra Miller Award – Shortening learning curve and delivering ahead of expected training period.

EDUCATION

Curriculum Class Year Institution

st
MBA – Finance & Marketing 1 Jun’ 08 SGSITM – Indore (M.P.)
B Com – Computers 1st Apr’ 06 MKHS Gurjati Commerce College – Indore (M.P.)

APPLICATIONS PROFICIENCY
 MANSI AGARWAL 4
Mobile No. +91 91671 00486
E-Mail ID – mansi_aga@yahoo.co.in

 Tri-Optima
 ACADIA