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Williams2021 Article IntersectionOfRacismAndPTSDAss
Williams2021 Article IntersectionOfRacismAndPTSDAss
DOI 10.1007/s40501-021-00250-2
Address
*,1
School of Psychology, University of Ottawa, 136 Jean‑Jacques Lussier, Vanier Hall,
Ottawa, ON K1N 6N5, Canada
Email: Monnica.Williams@uOttawa.ca
2
Department of Psychological Sciences, University of Connecticut, Storrs, CT, USA
Keywords Racial trauma · Posttraumatic stress disorder · Racism · Ethnicity · Psychotherapy · Assessment · Cultural competency
Abstract
Purpose of Review Racial trauma is a severe psychological response to the cumulative
traumatic effect of racism. This review synthesizes emerging theoretical and empirical
evidence of racial trauma, outlines the mechanisms, and lists available assessment and
treatment options for racial trauma.
Recent Findings Emerging evidence illustrates that these cumulative experiences can result
in the cognitive, behavioral, and affective presentations of PTSD in people of color. As a
result, the evidence to inform the assessment, treatment, and implications of racial trauma
has grown exponentially. There are several validated interview and self-report instruments
for clinicians to better understand client’s experiences of racism, discrimination, and trau‑
matic stress. There are several emerging treatment options for people of color experiencing
racial trauma. However, given the scarcity of literature, we need more studies to establish
the validity and efficacy of available assessment and treatment options.
Vol.:(0123456789)
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Summary Emerging and promising advancements can extend our knowledge on racial
trauma, including incorporating the cumulative and lasting negative impacts of racism
on people of color in how we define PTSD. Additionally, strengthening clinical training
and continued education programs for professionals to hone their capacity to discuss
the impact of racism effectively administer appropriate assessment tools and implement
interventions specific to racial trauma.
Introduction
Sharon is a 22-year-old First Nations woman, cur- neighboring township. This news caused her to think
rently completing her law degree. She travels back to a lot about the countless other missing and murdered
her northern rural town in Canada in the summers Indigenous women and girls who suffered similar
to work at the local pharmacy and help finance her injustices [1]. As a result, Sharon dreads leaving for
studies. She loves spending time with her friends and work and risking a possible confrontation with the
family; however, the prejudice and discrimination locals or police. She notices that her anxiety mounts
she experiences have been increasingly difficult. A during the drive from home to work, and her heart is
few weeks into her return, while at work, a White cus- pounding by the time she reaches the parking lot. As a
tomer mistook her for another customer and closely result, she opts to stay in the protection of her home,
followed her around the pharmacy. When Sharon as opposed to going out with family and friends, when
confronted the customer, the woman admitted she she is not working. She also finds herself feeling anx-
was following Sharon to deter her from stealing. This ious, questioning her abilities, and becoming more
caused a heated argument about prejudice and racial socially withdrawn. Moreover, she is jumpy, irritable,
profiling. Sharon’s supervisor was not supportive and and experiencing intrusive thoughts that perhaps she
asked Sharon to keep her opinions to herself. She has is to blame for her experiences of racism. Sharon is
experienced similar incidents at work, the local grocery suffering from racial trauma. In this article, we exam-
store, and around her town. She has recurring intrusive ine the intersection between racism and posttrau-
thoughts about these incidents for weeks after they matic stress disorder (PTSD) – a response many indi-
happen. Driving to and from work has also resulted viduals have to a traumatic experience. We review the
in Sharon being pulled over by police four times for emerging theoretical and empirical evidence of racial
“routine” checks. When Sharon asks her local White trauma, outline the antecedents, protective mecha-
friends if they have had similar experiences, not one nisms, and consequences of racial trauma as well as
had been pulled over in the past 6 months. Sharon was list the available assessment and treatment options for
also deeply saddened to read in the town’s paper of racial trauma.
a violent attack on some First Nations women in the
Racial Oppression
the cumulative traumatic effect of racism experienced throughout one’s life.
Racism scaffolds the prejudice, discrimination, and violence targeted at a
subordinate racial group by a dominant group and justified by false notions
of superiority [5].
Using the DSM-5 criteria for PTSD as a framework, Williams and col-
leagues proposed a model of racial trauma that reconceptualizes the race-
based traumatic stress injury model and explicitly outlines how traumatic
experiences of racism can result in the cognitive, behavioral, and affective
presentations of PTSD [6, 7 ••]. Their model of racial trauma conceptu-
ally maps the cumulative effect of racial stress and trauma across one’s
life, including cultural trauma, overt and covert racism, racially traumatic
events, and invalidation, as well as institutional racism and barriers to
treatment [7 •• ]. This model posits that historical and cultural trauma
predispose individuals to heightened levels of stress, and perpetual expe-
riences of overt and covert racism further aggravate this predisposition.
Together, these experiences form the initial vulnerabilities for racial
trauma. At this point, an unexpected and uncontrollable racially traumatic
event, which threatens one’s safety or humanity, can result in a strong
emotional response, including fear, anger, shock, and humiliation. This is
further exacerbated when others invalidate and dismiss these experiences,
especially health professionals, and limited access to supportive oppor-
tunities to process this triggering event. As these experiences accumulate,
individuals will exhibit symptoms of PTSD over an extended period of
time.
Clinically, racial trauma may be captured by four symptom clusters,
including reexperiencing the event, avoiding trauma reminders, worsening
cognitions and mood, and heightened arousal and hypervigilance result-
ing in psychological distress and impaired functioning not attributable to
another cause [7••]. Reexperiencing the racially traumatic event can include
distressing memories and reminders of the trauma, intrusive thoughts, and
even flashbacks or nightmares. As in the aforementioned case, Sharon has
recurring intrusive thoughts regarding her experiences of discrimination,
for weeks following the events themselves. Symptoms of avoidance consist
of eluding reminders of the trauma, not thinking about the event, keep-
ing away from groups associated with the traumatic event, such as White
people or law enforcement, or self-isolation. With Sharon, we see this in
her avoidance to go out with friends/family and risk a confrontation. Nega-
tive cognitions and mood are seen in symptoms of depression, anxiety,
cognitions that the world is unsafe, self-blame, and self-doubt, as well as
emotions and cognitions of guilt and anger. Sharon has started to wonder
if there is something she is doing to attract negative attention, or if perhaps
she is being overly sensitive. Lastly, physiological arousal includes patterns
of hypervigilance, being easily startled, and poor quality sleep and limited
concentration. Following her experiences of discrimination, Sharon reports
feelings of anxiety, heart palpitations, and being more easily startled. Of
note, these four symptom clusters map easily onto criteria B–E of a DSM-5
PTSD diagnosis.
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Protective mechanisms
Although racism often results in lasting effects on POC, it is not the case
that all people who encounter racism in its cumulative forms are trauma-
tized. There are several factors which serve as buffers of the negative effects
of racial trauma, including social connectedness and familial support [20,
21]. Finally, strength of ethnic identity was found to be a buffering factor for
the severity of anxiety and depressive symptoms in African Americans, but
not in European Americans [22]. Additionally, this buffering role of ethnic
identity was explored in a 2016 study that examined self-esteem and ethnic
identity among women of color who reported experiencing racism, among
other oppressive experiences [23]. It was found that while low self-esteem
was positively correlated with increased severity of trauma symptoms, high
level of ethnic identity served as a buffer for the severity of these symptoms
among these women [23].
Consider these buffering factors in the context of our case example, Sha-
ron. Suppose Sharon, who is experiencing trauma symptoms as a result of
the hostility towards First Nations people in her community, goes home at
the end of the day to her family who comforts her and provides a sense of
validation for her intense emotional response. If not her family, possibly
other members of her Nation or community Elders are able to provide this
support. Perhaps, as with many, Sharon’s spiritual or religious beliefs and
practices, like attending sweat lodge ceremonies, prove grounding and allow
her to interpret and cope with traumatic events in a healthier way [24, 25].
Finally, consider the reassurance that Sharon is afforded from these support
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systems – all of whom assure Sharon that her heritage as a First Nations
woman is something to celebrate instead of resent. While these inherent sup-
port systems may not be enough to extinguish the symptoms that Sharon is
feeling, the research shows that she will likely be better off as a result of them.
Interview instruments
and has been demonstrated to yield differential item functioning for cer-
tain non-White ethnoracial groups compared to their White counterparts
[35, 36]. Similarly, the Structured Clinical Interview for DSM-5 (SCID-
5-CV) examines primarily discrete traumatic events, thus failing to recog-
nize the cumulative impact of several racist acts over the lifespan in the
development of PTSD [7••, 37]. Like the CAPS-5, the SCID-5-CV also fails
to consider acts of racism and discrimination as possible traumatic stress-
ors, focusing largely on an individual’s exposure to sexual assault, serious
injury, or actual/threatened death. Such gaps have sparked a move towards
the development of racial trauma-targeted assessment tools for use with
diverse clients.
The UConn Racial/Ethnic Stress & Trauma Survey (UnRESTS [7••]) is a
dedicated measure of racial trauma and is one of the only clinician-admin-
istered tools available. Intended to capture the cumulative impact of various
experiences of racism (e.g., overt personal experiences, vicarious experiences,
microaggressions), it includes questions on the client’s ethnoracial identity
development, several racism-related experiences, and a racial trauma symp-
tom checklist modeled from DSM-5 PTSD diagnostic criteria. The UnRESTS
is also formatted to provide clear differentiated instructions for evaluators
versus interviewing clinicians. However, the measure’s creators emphasize
the UnRESTS not be used as the sole determining factor in a PTSD diagno-
sis, since there may be other sources of trauma in addition to racism. The
UnRESTS has also been translated into Spanish, with a French version under
development [38, 39].
In support of the UnRESTS’ development, PTSD and diversity leaders were
consulted in the early stages, and the interview was tested in several settings
(e.g., clinician workshops, outpatient clinics, forensic setting, multisite PTSD
treatment program [7••]). Experts and users are positive about the accessibil-
ity of this clinical interview for clinicians. For one, many mental health pro-
viders are currently unaware of the potential impacts of racial discrimination
or may inappropriately attribute racial trauma symptoms with another cause,
with this measure shedding light on this issue [40, 41]. Further, the DSM-
related framework with which this measure employs may help to broaden
the dominant understanding of PTSD and validate the psychological distress
felt by POC as a result of racism.
Self‑report instruments
There are several validated instruments that are particularly valuable to assess
racial trauma and serve as supplementary tools for clinicians. Self-report
instruments are easy to use and less time consuming that a clinician-admin-
istered measure, and as such they are convenient for screening purposes.
These can be included in intake paperwork to gain an initial understanding
of client issues surrounding racialization. Also, self-report measures can be
used to track changes in symptoms over time, such as in the course of treat-
ment. We list a few useful measures below.
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The Race-Based Traumatic Stress Symptom Scale was created for use in ethnora-
cially heterogeneous groups (RBTSSS [42]). Clients record three of the most
memorable events of racism they have experienced, and respondents must
then choose their most memorable and indicate if this experience was sud-
den or unexpected, beyond their control, and/or emotionally painful. Next,
individuals consider a list of 52 emotional symptoms, which they appraise
using a 5-point Likert scale on (i) their reaction immediately following the
event; (ii) their current appraisal of the event; and (iii) if others in the test-
takers social circle noticed differences in their affect/behavior following the
memorable racist event. Sample symptom items include “as a consequence
of the memorable encounter I had with racism, I found myself getting upset
rather easily” or “as a consequence of my most memorable encounter with
racism, I am inclined to feel that I am a failure”. Higher scores are indicative
of potential race-based trauma. Further, an exploratory factor analysis yielded
seven subscales: avoidance, intrusion, depression, anger, hypervigilance, low self-
esteem, and physical symptoms. Additionally, a shorter and more efficient ver-
sion is now available (RBTSSS-SF [43]).
It is important to note that Carter and team created the RBTSSS using a
race-based traumatic stress model which they explicitly differentiate from
PTSD. The authors explain that as the DSM-5 criteria for PTSD relates trauma
to physical danger and pathology, it fails to recognize many aspects of rac-
ism and experiences of discrimination that can still deeply traumatize POC
[6]. Therefore, while there are several similarities between Carter’s model
and the DSM’s definition of PTSD, he suggests that for a racial experience to
be considered traumatic, it must be sudden and without control, as well as
negatively perceived, and result in symptoms of anxiety, anger, depression,
low self-esteem, intrusion, shame, guilt, arousal, and avoidance.
Carter and Muchow further established the factorial and theoretical valid-
ity of their measure of race-based traumatic stress using a confirmatory factor
analysis and a second-order structural equation modeling [44]. The first-order
factor structure represented the seven symptoms of race-based traumatic stress
model and a second-order factor of traumatic stress. Their findings found
measurement equivalence of this second-order factor model for both gender
and race (Black and POC). Furthermore, this assessment of race-based trau-
matic stress was related to key psychological outcomes, including anxiety,
depression, loss of control, positive affect, and emotional ties (as measured
by the Mental Health Inventory [45]).
The Racial Trauma Scale (RTS [46]) is another promising up-and-coming self-
assessment tool for quantifying distress symptoms due to racial trauma. The
measure asks test-takers to “think about all the times when you have heard
about, seen, or experienced racial discrimination” and endorse resultant
thoughts, behaviors, or symptoms on a 4-point Likert scale (where 1 is “not
at all” and 4 is “extremely”). There are a total of 30 resultant experiences
probed, for example, “feeling I cannot win” or “having nightmares about
discrimination”. These items fit within three domains: lack of safety, negative
cognitions, and difficulty coping. Internal consistency is high with a Cronbach
alpha of 0.97 for participants of color in a US national sample. A 9-item short
form is also available.
the test-taker’s lifetime. The GEDS also allows test-takers to quantify how
stressful such events are to them. Of note, there are several microaggression-
related measures, and for a list of these, readers are referred elsewhere [48].
diverse clients with the opportunity to revisit, reprocess, and give meaning to
their racial trauma within the boundaries of that therapeutic protocol. These
cultural adaptations will need further empirical evidence to support their
utility and applicability to African Americans and other POC experiencing
race-based PTSD.
In general, culturally informed therapies include several main elements
not available in mainstream treatment options [57]: first, an explicit rec-
ognition of race and culture and how this impacts/informs an individuals’
experiences of race-based PTSD [57, 58]; second, the addition of culturally
relevant concepts, such as ethnoracial identity, spirituality, and systems of
oppression, as well as social and racial justice into clinical care and practice
[59, 60]; and finally, creating space within the therapeutic setting to process
and assess race-based trauma is key. This requires a willingness for therapists
to discuss openly experiences of racism and race-related traumatic experi-
ences. Experiences of racism need to be validated by therapists and healing
from racial trauma incorporated into therapy [56].
Racial‑trauma‑specific treatment
The appropriate treatment of racial trauma among diverse racial and ethnic
groups can be informed by guidelines for cultural competence for therapists.
Bryant-Davis and Ocampo proposed a thematic overview of key considerations
in the assessment and treatment of racial trauma [32]. These themes can be
organized more broadly as validation themes, emotional response, and resistance
and empowerment, which are consistent with other recommendations to build
the capacity of therapists to provide a safe therapeutic environment for diverse
clients. Specifically, the themes to guide therapy include acknowledging, sharing,
safety and self-care, grieving/mourning the losses, shame and self-blame/internal-
ized racism, anger, coping strategies, and resistance strategies [32].
Hays provides excellent CBT guidelines for working with POC who come
from culturally and ethnically diverse backgrounds, with a particular sensi-
tivity towards the underlying dynamic between clients and clinicians from
different cultures [62]. The crux of these guidelines is that clinicians admin-
istering CBT exercise genuine and mindful consideration for the nuanced
culture and beliefs of the clients they serve. This begins by understanding the
client’s cultural background from their own perspective, focusing on their
needs and identifying relevant strengths and supports. During this period, it
is essential to acknowledge the culture’s display of respect and to learn the cli-
ent’s cultural attitudes, traditions, interpersonal supports, and environmental
supports. Directing attention towards cultural influences, while identifying
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Conclusion
There have been great strides in the last two decades to characterize and
validate the traumatic discriminatory experiences of POC, but there is much
work yet to be done. First, experts call for a formal expansion of the defi-
nition of PTSD, to acknowledge the real, cumulative, and lasting negative
impacts of racism on POC. This includes modification of key tools, like the
DSM, and the incorporation of evidence-informed assessment and treatment
approaches for racial trauma within PTSD clinical treatment guidelines. Sec-
ond, future studies can use validated assessment tools to map the preva-
lence, symptoms, course, and consequential outcomes of racial trauma across
community and clinical settings. And finally, clinical training and continued
education on how to discuss the impact of racism safely and competently as
well as effectively administer racial trauma-targeting assessment tools and
interventions are essential. This training must encourage clinicians to reflect
on their explicit and implicit biases that may interfere in providing POC with
the trauma treatment they deserve. Overall, these research directions call for
the systematic consideration of culture, race, and experiences of racism in
clinical training, teaching, learning, and research as essential to the advance-
ment and equity of clinical science [58, 59].
Funding
This research was undertaken, in part, thanks to support from the Canada Research Chairs Program, Cana-
dian Institutes of Health Research (CIHR) grant number 950–232127.
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