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Estimation of Wet Clutch Friction Parameters in Automotive Transmissions
Estimation of Wet Clutch Friction Parameters in Automotive Transmissions
CITATION: Barr, M. and Srinivasan, K., "Estimation of Wet Clutch Friction Parameters in Automotive Transmissions," SAE Technical
Paper 2015-01-1146, 2015, doi:10.4271/2015-01-1146.
Abstract of friction should vary consistently with slip speed, applied pressure,
and temperature, and the overall coefficient of friction versus slip
In this paper, a new algorithm for the off-line estimation of wet clutch
speed (or µK ¯ ωslip or µ ¯ V) curve should have a positive slope[2].
friction parameters is proposed for automotive transmissions,
Figure 1 displays µ ¯ V curves with both positive and negative slopes.
motivated by the usefulness of such an algorithm for diagnosing the
A positive slope is desirable for stable operation and closed loop
condition of the clutch and transmission fluid in service. We assume
control of the clutch slip[1]. As the µ ¯ V slope becomes negative, the
that clutch pressure is measured, which is the case in dual clutch
clutch may experience stick-slip when static friction is higher than
transmissions (DCT). The estimation algorithm uses measured
sliding friction; and/or shudder, when driveline damping cannot
rotational speeds and estimated accelerations at the input and output
sufficiently suppress vibrations caused by an increase in friction
sides of a clutch, measured clutch pressures, and a simplified
associated with a decrease in slip speed[3].
dynamic model of clutch friction to estimate the viscous and contact
components of clutch friction torque. Coefficient of friction data is
generated using the contact friction torque. A Stribeck friction model
is fit to the data, and parameters in the model are then calculated by
applying linear least squares estimation.
This paper presents a new algorithm for the estimation of wet clutch
friction parameters for automotive transmissions. The algorithm uses (3)
measured rotational speeds and estimated accelerations at the input
and output sides of a clutch to calculate clutch friction torque during Here, J, ω, and B represent inertia, angular velocity, and viscous
a gear shift. Assuming for the purpose of estimation a static damping coefficient respectively. The subscripts H, L1, si1, L2, si2
relationship between clutch fluid film thickness and clutch pressure, denote the clutch hub, the gearbox side of clutch #1, input shaft #1,
the viscous component of clutch friction torque is estimated. The the gearbox side of clutch #2, and input shaft #2, respectively. The
contact component of clutch friction torque is then calculated by subscript L designates a variable that has the same value for both
subtracting the viscous torque from the total clutch friction torque. clutches.
From the contact friction torque, coefficient of friction data is
generated. A Stribeck friction model is fit to the data, and parameters
in the model are then calculated by applying linear least squares
estimation. The proposed estimation algorithm is tested using the
simulation of a powertrain utilizing a dual clutch transmission (DCT),
which is instrumented with clutch pressure sensors. The algorithm is
evaluated under ‘noiseless’ and ‘noisy’ conditions.
The dynamic wet clutch friction model, which is adapted from Deur
et al. [6, 7] and extended to model a clutch-to-clutch shift in[5], is a
lumped-parameter model that incorporates fluid film dynamics
combined with a simplified thermal model in an effort to improve the
accuracy with which the clutch engagement process is described. The
accuracy of the commonly used static model is dependent on the
energy level of the engagement; the static model most accurately
represents clutch friction during a high-energy engagement (high
clutch pressure and high initial slip speed), and least accurately
during a low-energy engagement (low clutch pressure and small
Figure 2. Stick diagram of DCT (I - input, O - output, G - gear, R - reverse, N initial slip speeds). The static model is inaccurate during a low-
- neutral, S - synchronizer, OS - output shaft) energy engagement due to its inability to describe the delay and
overshoot in friction torque production caused by the fluid film
A schematic of the powertrain (through the differential) is shown in squeeze dynamics[6]. Hence, the static model is unsuitable for the
Figure 3, and the free body diagrams of the vehicle and axles are simulation of some clutch-to-clutch shifts.
displayed in Figure 4. By applying Newton's second law for each of
the inertias, the front and rear axles, and the vehicle body, the Wet-clutch engagement can be divided into three phases:
complete set of equations describing the rotational dynamics of the hydrodynamic lubrication, partial lubrication and mechanical contact.
powertrain and the longitudinal vehicle dynamics with tire-road In the hydrodynamic lubrication phase, the clutch separator and
interaction is obtained. For the purpose of estimation, only the friction plates are completely separated by a fluid film. As the plates
rotational dynamics of the input and output sides of the two clutches are pushed together, fluid is forced out of the clutch pack - as the film
#1 and #2 described by equations (1), 2, (3) are considered. thickness decreases, the viscous friction increases. Partial lubrication
occurs when the film thickness is reduced past the asperity height of
the friction material, and the friction due to asperity contact increases
(1) from zero. The final phase occurs when the remaining fluid is
squeezed out of the friction material asperities. At this point the
viscous friction is reduced to zero, and all of the clutch friction is due
(2) to mechanical asperity contact.
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(8)
(4)
Here, µC and µS are the Coulomb and static coefficients of friction,
TV,m and TC,m are the viscous and mechanical contact components of
and ωS and λS are the Stribeck coefficients. ωrel is the static-dynamic
the total friction. The subscript m refers to a variable that is specific
threshold speed that defines, for simulation purposes, a narrow slip
to clutch #1 or #2. The viscous and mechanical contact frictions are
speed band bounded by (±ωrel) for which the clutch is considered to
modeled as:
be locked-up. The static friction torque is calculated as a function of
external torques for slip speeds within this band, in order to improve
simulation accuracy [8, 9]. For slip speeds outside of this band, the
friction torque is calculated using equation (4).
(7)
Figure 5. µK - ωslip data for new BW-6100 friction plate with fresh ATF[10]
where Φ is the friction material permeability, d is the friction material
thickness, PK,m is the pressure applied to the clutch piston, AK,m is the By varying one of the parameters in equation (8) while holding the
pressure-acting area of the clutch piston, Alining,m is the friction remaining parameters at their ideal values, it is observed that the
material area, ϕ(hm) is a flow factor, g(hm) is the surface roughness Stribeck factors, ωS and λS, have a marginal effect on the slope of the
factor, ηBJ(hm) is the Beavars and Joseph factor, and Qm is a geometric µK - ωslip curve at low slip speeds and have a negligible effect for mid
scaling factor. to high slip speeds[5]. Hence, both ωS and λS will be considered fixed
at their respective ideal values as the friction characteristics change,
The Stribeck model for the clutch coefficient of friction, µK,m, is and only µC and µS will be estimated.
described by equation (8).
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‘Noiseless’ and ‘Noisy’ Cases The flywheel torque (TFW), the torque transmitted through input shafts
#1 and #2 (Tsi1 and Tsi2), and the speeds of the clutch hub, clutch #1,
In the ‘noiseless’ case, the measurable signals (ωH, ωL1, ωL2, P1, and
and clutch #2 (ωH, ωL1, and ωL2) are obtained directly from the
P2) used in the estimation algorithm are obtained directly from the
simulation. Note that for implementation in a vehicle, the flywheel
simulation. To simulate the noisiness of in-vehicle speed and pressure
and both input shafts are modeled as compliant elements, so TFW, Tsi1,
measurements, white-Gaussian noise is introduced in the ‘measured’
and Tsi2 may be calculated using the additional measurements of
speed and pressure signals obtained from the simulation. The
engine and wheel speed and the set of equations describing the
noise-to-signal amplitude ratio is 10% for speed signals and 5% for
rotational dynamics of the powertrain shown in Figure 3 and the
pressure signals. Examples of a noisy signal superimposed over a
longitudinal dynamics of the vehicle shown in Figure 4.
noiseless signal are provided by the following figures, where Figure 6
and Figure 7 show the clutch hub speed and the pressure at clutch #1
The accelerations of the clutch hub, clutch #1, and clutch #2 ( ,
for both the ‘noiseless’ and ‘noisy’ cases.
, and ) may be estimated by numerical differentiation or by
applying estimation techniques such as the Kalman Filter. The 4th
order central difference method shown in equation (10) is used for
differentiation under ‘noiseless’ conditions, where the speed signals
saved from previous shifts may be used to derive smoothed
estimates of acceleration. This smoothing effect is achieved by
using ‘future’ values of speed to determine acceleration at any
instant in time.
where
(10)
Here, xk is the independent variable at the kth step, h is the time step,
f (xk) is the output function evaluated at xk, and n is the total number
of data points.
(9)
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Figure 8. Clutch hub acceleration derived by applying the 4th order central
difference method to ‘noisy’ clutch hub speed signal
(11)
where x(n) is the vector of state variables at the nth instant, A is the
state matrix, C is the measurement matrix, and G is the state noise
matrix. For acceleration estimation using speed measurements, x, A,
C, and G are given by equations (12), 13, 14, 15).
(12)
(13)
(14)
Figure 10. Clutch hub acceleration estimated by applying Kalman filter to
‘noisy’ clutch hub speed signal
Estimated and simulated friction torques are shown for a 2-3 upshift
(15)
in Figure 11, where the estimation is completed under ‘noiseless’
conditions, and Figure 12, where the estimation is completed under
Here, T is the sample period. g1 and g2 are process weights for each
‘noisy’ conditions. In both cases, clutch #2 is engaged from 1.54s to
state variable. The state estimator is described by:
2.04s at which time the shift from 2nd to 3rd gear begins. The shift
ends when clutch #1 sticks at 2.74s. For both slipping and sticking
conditions, the estimated and simulated friction torques match
reasonably well for both clutches, with the estimation being more
accurate when completed under ‘noiseless conditions’. We note here
(16)
that the quality of the friction torque estimation depends on the
fidelity of the rotational dynamic model and how accurately the
is the vector of estimated state variables at the nth instant and L accelerations of the clutch hub, clutch #1, and clutch #2 ( , ,
is the Kalman estimator gain vector. L may be calculated using the and ) are estimated. Also, the estimation accuracy for the ‘noisy’
built-in MATLAB function ‘kalman’: kalman(ss(A, G, C, 0, T ), q, r, 0). case is worst when the clutch is completely disengaged; however,
data obtained during the completely disengaged state is not used to
estimate coefficient of friction parameters.
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Figure 11. Estimated (noiseless case) and simulated friction torques during a
2-3 upshift
Figure 13. Estimated (with lookup table) and simulated film thickness during
a 2-3 upshift, ‘noiseless’ case
Figure 12. Estimated (noisy case) and simulated friction torques during a 2-3
upshift
(17)
For a 2-3 upshift, estimated and simulated clutch film thicknesses and
viscous friction torques are shown for the ‘noiseless’ case in Figure
13 and Figure 14, and for the ‘noisy’ case in Figure 15 and Figure 16.
In both cases, the estimated clutch film thicknesses and viscous
friction torques are good matches for the respective simulated terms.
Note that the estimation of the film thicknesses and viscous torques is
least accurate when the clutch is in the mechanical contact phase.
Recalling from the section describing the powertrain model
development, the viscous friction torque decreases to zero throughout
the mechanical contact phase of clutch engagement; since viscous
torque is negligible during this phase, error in the estimates of film
thickness and viscous torque is inconsequential. We can also
conclude that ‘noisy’ speed signals do not significantly affect the
estimation of film thickness or viscous friction torque. Hence, it is
reasonable to estimate film thickness using a lookup table of clutch
pressure versus film thickness, regardless of the condition (‘noiseless’ Figure 15. Estimated (with lookup table) and simulated film thickness during
or ‘noisy’) in which the estimation is completed. a 2-3 upshift, ‘noisy’ case
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parameters listed in Table 4. Note that the ideal parameters are We note that the acceptable percent error in the estimate is a function
identical to those found in Table 1. For cases 1 and 2, the static of intended use of the friction estimate. For this paper, with a focus
coefficient of friction is increased while the Coulomb coefficient of on developing the estimation algorithm without reference to a specific
friction is decreased. Both parameters are scaled relative to their ideal use of the friction estimate,10% error in the friction estimate is a
values. Note that the slope of the µK - ωslip curve is positive for the reasonable target value. The allowable percent error should be further
ideal case and case 1, but is negative for case 2. For all three refined when specific uses of the friction estimate are established, and
parameter sets, the percent error in the estimate of each friction is an area for future work.
parameter is provided in Table A.1 (‘noiseless’ case) and Table A.2
(‘noisy’ case) in Appendix A. The most obvious limitation of the proposed friction parameter
estimation scheme is posed by the measurement noise observed in
Table 4. Simulated coefficient of friction parameters for parameter estimation practice that may not have been adequately captured in this work.
Thus, experimental validation is needed to evaluate the accuracy of
the estimation algorithm as implemented in a vehicle.
Other topics for future study are worth noting as well. Only
ungrooved clutch friction plates are modeled here; however, modern
friction plates typically have complex groove patterns. Therefore,
The estimation scheme performs well regardless of the simulated
clutch friction models would need to be suitably modified along with
friction parameters. The percent error is less than 10% for all
the friction estimation scheme. Also, the mean value engine model
estimated parameters, except for the Coulomb coefficient of friction
used here does not consider the perturbations in the torque output of a
when case 2 friction parameters are simulated. Despite the decreased
multi-cylinder engine. For a lightly-damped powertrain such as a
estimation accuracy for case 2, µS and µC are still estimated with
DCT, such perturbations on the engine torque may result in clutch
enough accuracy to differentiate between a positive and a negative
slip speed perturbations and affect the estimated friction. Hence, a
µK - ωslip slope.
sensitivity study is needed to investigate the effect of engine torque
perturbations and powertrain damping on the accuracy of the
Summary and Recommendations estimation algorithm.
In this paper, an algorithm for the estimation of wet clutch friction
parameters is developed and evaluated using a simulation of a References
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srinivasan.3@osu.edu
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APPENDIX
APPENDIX A
Table A.1. Estimation of varying sets of coefficient of friction parameters, ‘noiseless’ case
Table A.2. Estimation of varying sets of coefficient of friction parameters, ‘noisy’ case
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