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Seventh
Edition

Contemporary
World History
Seventh
Edition

Contemporary
World History
William J. Duiker
The Pennsylvania State University

Australia ● Brazil ● Mexico ● Singapore ● United Kingdom ● United States


Contemporary World History, © 2021, 2015, 2010 Cengage Learning, Inc.
Seventh Edition
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Print Number: 01   Print Year: 2020
ABOUT THE AUTHOR
WILLIAM J. DUIKER is liberal arts professor emeritus of East Asian studies at The Pennsylvania
State University. A former U.S. diplomat with service in Taiwan, South Vietnam, and Washington,
D.C., he received his doctorate in Far Eastern history from Georgetown University in 1968, where his
dissertation dealt with the Chinese educator and reformer Cai Yuanpei. At Penn State, he has writ-
ten extensively on the history of Vietnam and modern China, including the highly acclaimed The
Communist Road to Power in Vietnam (revised edition, Westview Press, 1996), which was selected for a
Choice Outstanding Academic Book Award in 1982–1983 and 1996–1997. Other published books are
China and Vietnam: The Roots of Conflict (Berkeley, 1987); Sacred War: Nationalism and Revolution in a
Divided Vietnam (McGraw-Hill, 1995); and Ho Chi Minh (Hyperion, 2000), which was nominated for a
Pulitzer Prize in 2001. He is the author, with colleague Jackson Spielvogel, of World History (ninth edi-
tion, Cengage, 2019). While his research specialization is in the field of nationalism and Asian revolu-
tions, his intellectual interests are considerably more diverse. At Penn State, he served for ten years as
Director of International Programs in the College of Liberal Arts, and was awarded a Faculty Scholar
Medal for Outstanding Achievement in the spring of 1996. In 2002 the College of Liberal Arts hon-
ored him with an Emeritus Distinction Award.

TO JULES F. DIEBENOW (1929–2013),


INVETERATE FELLOW TRAVELER, MENTOR, AND FRIEND.
W.J.D.

v
BRIEF CONTENTS

Historical Voices: Documents  xiv


Maps  xvi
Features  xvii
Preface  xviii
Themes for Understanding World History   xxii

Part I Part iV
New World in the Making 1 Third World Rising 277
1 The Rise of Industrial Society in the West 2 11 Toward the Pacific Century? Japan and the Little
Tigers 278
2 The High Tide of Imperialism: Africa and Asia in
an Era of Western Dominance 28 12 The East Is Red: China Under Communism 298
3 Shadows over the Pacific: East Asia Under 13 Nationalism Triumphant: The Emergence of
Challenge 53 Independent States in South and Southeast
Asia 321
Part ii 14 Emerging Africa 345
cultures in collision 77 15 Ferment in the Middle East 367
4 War and Revolution: World War I and Its
Aftermath 78 Part V
5 Nationalism, Revolution, and Dictatorship: The New Millennium 395
Asia, the Middle East, and Latin America
1919 –1939 105 16 The Challenge of a New Millennium 396
Glossary  429
6 The Crisis Deepens: The Outbreak of World
War II 133 Index  435

Part iii
Across the Ideological Divide 163
7 East and West in the Grip of the Cold War 164
8 The United States, Canada, and Latin America 190
9 Brave New World: The Rise and Fall of
Communism in the Soviet Union and Eastern
Europe 220
10 Postwar Europe: On the Path to Unity? 246

vi
Detailed COntents

Historical Voices: Documents  xiv HISTORICAL VOICES


Maps  xvi The Classless Society 21
Features  xvii 1-7 T
 oward the Modern Consciousness: Intellectual
Preface  xviii and Cultural Developments 22
Themes for Understanding World History   xxii 1-7a Developments in the Sciences: The Emergence of a
New Physics 22
Part I 1-7b Charles Darwin and the Theory of Evolution 23
1-7c Sigmund Freud and the Emergence of
New World in the Making 1 Psychoanalysis 23
1-7d Literature and the Arts: The Culture of
1 The Rise of Industrial Society Modernity 23
in the West 2 HISTORICAL VOICES
The Theory of Evolution 24
1-1 The Industrial Revolution in Great Britain 3
MAKING CONNECTIONS ● REFLECTION
1-2 The Spread of the Industrial Revolution 4 QUESTIONS ● CHAPTER TIMELINE ● CHAPTER
1-2a The Pace Quickens 4 NOTES 26

1-3 The Emergence of a Mass Society 7


1-3a Social Structures 7 2 The High Tide of Imperialism:
1-3b Changing Roles for Women 8 Africa and Asia in an Era of
HISTORICAL VOICES Western Dominance 28
Discipline in the New Factories 9
2-1 The Spread of Colonial Rule 29
Comparative Illustration 2-1a The Myth of European Superiority 29
The Dual Face of the Industrial Revolution 10
2-1b The Advent of Western Imperialism 30
HISTORICAL VOICES
A Plea for Women’s Rights 11 2-2 The Colonial System 31
2-2a The Philosophy of Colonialism 31
MOVIES & HISTORY
Suffragette (2015) 12 2-3 India Under the British Raj 32
1-4 R
 eaction and Revolution: The Decline of the Opposing Viewpoints
Old Order 12 White Man’s Burden, Black Man’s Sorrow 33
1-4a Liberalism and Nationalism 12 2-3a The Nature of British Rule 34
1-4b The Revolutions of 1848 13 MOVIES & HISTORY
1-4c The Unifications of Italy and Germany 13 A Passage to India (1984) 36
1-4d Roots of Revolution in Russia 14
2-4 The Colonial Takeover of Southeast Asia 36
1-4e The Ottoman Empire and Nationalism in the
2-4a The Imposition of Colonial Rule 36
Balkans 15
2-4b Colonial Regimes in Southeast Asia 38
1-5 The Triumph of Liberalism in the West 16 Comparative Illustration
1-5a The United States and Canada 17 Cultural Influences, East and West 39
1-5b Tradition and Change in Latin America 17
2-5 Empire Building in Africa 40
1-6 The Rise of the Socialist Movement 19 2-5a Africa Before Imperialism 41
1-6a The Rise of Marxism 20 2-5b The Growing European Presence in West
1-6b Capitalism in Transition 20 Africa 41

vii
HISTORICAL VOICES MAKING CONNECTIONS ● REFLECTION
Tragedy at Caffard Cove 42 QUESTIONS ● CHAPTER TIMELINE ● CHAPTER
2-5c Imperialist Shadow over the Nile 43 NOTES 72
2-5d The Scramble for Africa 43 Part I REFLECTIONS 74
2-5e Bantus, Boers, and British in South Africa 45
2-5f Colonialism in Africa 46 Part II
2-6 Patterns of Resistance to Colonial Conquest 47 cultures in collision 77
2-6a Opposition to Colonial Rule in Africa 47
Opposing Viewpoints
To Resist or Not to Resist 48 4 War and Revolution: World War I
2-6b The Sepoy Uprising 49
and Its Aftermath 78
2-6c The Path of Collaboration 50 4-1 The Coming of War 79
2-6d Imperialism: Drawing Up the Balance Sheet 50 4-1a Rising Tensions in Europe 79
MAKING CONNECTIONS ● REFLECTION 4-1b Crisis in the Balkans, 1908–1913 79
QUESTIONS ● CHAPTER TIMELINE ● CHAPTER 4-1c The Outbreak of War 80
NOTES 51
4-2 The World at War 80
4-2a Illusions of Victory, 1914–1915 81
3 Shadows over the Pacific: 4-2b The Great Slaughter, 1916–1917 81
East Asia Under Challenge 53 4-2c The Widening of the War 83
3-1 China at Its Apex 54 Opposing Viewpoints
3-1a Changeless China? 54 The Excitement and the Reality of War 84
MOVIES & HISTORY
3-2 Traditional China in Transition 56 Lawrence of Arabia (1962) 85
3-2a Opium and Rebellion 56 4-2d The Home Front: The Impact of Total War 86
3-2b The Taiping Rebellion 56 4-2e The Last Year of the War 86
3-2c Efforts at Reform 58
HISTORICAL VOICES
Opposing Viewpoints Women in the Factories 87
Practical Learning or Confucian Essence:
The Debate over Reform 58 4-3 The Peace Settlement 88
3-2d The Climax of Imperialism in China 59 4-3a The Vision of Woodrow Wilson 88
3-2e The Collapse of the Old Order 60 4-3b The Treaty of Versailles 89
HISTORICAL VOICES 4-4 Revolution in Russia 90
Program for a New China 62
4-4a The March Uprising 90
3-3 Chinese Society in Transition 63 4-4b The Bolshevik Revolution 91
3-3a The Impact of Western Imperialism 63 HISTORICAL VOICES
3-3b Daily Life in Qing China 63 All Power to the Soviets! 92
3-3c Changing Roles for Women 64 4-4c The Civil War 93
3-4 Traditional Japan and the End of Isolation 65 4-5 An Uncertain Peace 94
3-4a A “Closed Country” 65 4-5a The Search for Security 94
3-4b The Opening of Japan 66 4-5b A Return to Normalcy? 96
4-5c The Great Depression 97
3-5 Rich Country, Strong Army 67
4-5d Building Socialism in Soviet Russia 98
3-5a The Transformation of Japanese Politics 67
3-5b Meiji Economics 68 4-6 The Search for a New Reality in the Arts 101
3-5c Building a Modern Social Structure 68 4-6a New Schools of Artistic Expression 101
HISTORICAL VOICES 4-6b Culture for the Masses 102
The Rules of Good Citizenship in Meiji Japan 69 making connections ● REFLECTION
3-5d Joining the Imperialist Club 70 QUESTIONS ● CHAPTER Timeline ● CHAPTER
3-5e Japanese Culture in Transition 71 NOTES 103

viii ■ Detailed Contents


5 Nationalism, Revolution, and MOVIES & HISTORY
Triumph of the Will (1934) 136
Dictatorship: Asia, the Middle East,
6-1c The Spread of Authoritarianism in Europe 137
and Latin America 1919 –1939 105
6-1d The Rise of Militarism in Japan 138
5-1 T
 he Spread of Nationalism in Asia and the
Middle East 106 6-2 The Path to War in Europe 139
6-2a Stalin Seeks a United Front 139
5-1a Stirrings of Nationhood 106
6-2b Decision at Munich 140
5-1b Modern Nationalism 107
5-1c Gandhi and the Indian National Congress 108 Opposing Viewpoints
The Munich Conference 141
MOVIES & HISTORY
Gandhi (1982) 109 6-3 The Path to War in Asia 142
5-1d Revolt in the Middle East 110 6-3a A Monroe Doctrine for Asia 142
Comparative Illustration 6-3b Tokyo’s “Southern Strategy” 143
Masters and Disciples 111 HISTORICAL VOICES
Opposing Viewpoints Japan’s Justification for Expansion 144
Islam in the Modern World: Two Views 113 HISTORICAL VOICES
5-1e Nationalism and Revolution 116 The Four Freedoms 145

5-2 Revolution in China 117 6-4 The World at War 145


5-2a Mr. Science and Mr. Democracy: The New Culture 6-4a The War in Europe 146
Movement 117 6-4b The New Order in Europe 148
HISTORICAL VOICES 6-4c War Spreads in Asia 149
The Path of Liberation 118 6-4d The New Order in Asia 151
5-2b The Nanjing Republic 119 6-4e The Turning Point of the War, 1942–1943 152
HISTORICAL VOICES 6-4f The Last Years of the War 152
A Call for Revolt 121
5-2c 
“Down with Confucius and Sons”: Economic, Social,
6-5 The Peace Settlement in Europe 154
and Cultural Change in Republican China 122 6-5a The Yalta Agreement 154
6-5b Confrontation at Potsdam 154
HISTORICAL VOICES
An Arranged Marriage 124 Comparative Illustration
The Bombing of Civilians in World War II 156
5-3 Japan Between the Wars 125 6-5c The War in the Pacific Ends 156
5-3a Experiment in Democracy 125
making connections ● REFLECTION
5-3b A Zaibatsu Economy 125
QUESTIONS ● CHAPTER Timeline ● Chapter
5-3c Shidehara Diplomacy 126 Notes 157
5-3d Taisho Democracy: An Aberration? 126
Part II reflections  160
5-4 N
 ationalism and Dictatorship in Latin
America 127
5-4a A Changing Economy 127 Part III
5-4b The Effects of Dependency 128 Across the Ideological Divide 163
5-4c Latin American Culture 130
making connections ● REFLECTION
QUESTIONS ● CHAPTER Timeline ● Chapter
7 East and West in the Grip of the
Notes 131
Cold War 164
7-1 The Collapse of the Grand Alliance 165
7-1a The Iron Curtain Descends 165
6 The Crisis Deepens: The Outbreak of
7-1b The Truman Doctrine and the Beginnings of
World War II  133 Containment 166
6-1 The Rise of Dictatorial Regimes 134 HISTORICAL VOICES
6-1a The Birth of Fascism 134 The Truman Doctrine 167
6-1b Hitler and Nazi Germany 135 7-1c Europe Divided 168

Detailed Contents ■ ix
7-2 Cold War in Asia 171 8-3 The World of Culture 206
7-2a The Chinese Civil War 171 8-3a Art and Architecture 207
7-2b Red Star Rising: The New China 173 8-3b New Concepts in Music 207
Comparative Illustration 8-3c New Trends in Literature 207
Friends and Enemies 174 8-3d Popular Culture 208
7-2c The Korean War 175
8-4 Canada: In the Shadow of Goliath 208
7-2d Conflict in Indochina 175
8-4a Society and Culture: The Canadian Difference 209
7-3 From Confrontation to Coexistence 176 8-5 D
 emocracy, Dictatorship, and Development in
7-3a Khrushchev and the Era of Peaceful
Coexistence 177
Latin America Since 1945 210
8-5a An Era of Dependency 210
Opposing Viewpoints
Peaceful Coexistence or People’s War? 178 Comparative Illustration
Shifting Patterns of Religious Belief in Latin
MOVIES & HISTORY America 212
Bridge of Spies (2015) 180 8-5b Nationalism and the Military: The Examples of
7-3b The Cuban Missile Crisis and the Move Toward Argentina and Brazil 213
Détente 180 8-5c The Mexican Way 215
7-3c The Sino-Soviet Dispute 181 8-5d The Leftist Variant 215
7-3d The Second Indochina War 181 8-5e Trends in Latin American Culture 217
Opposing Viewpoints
MAKING CONNECTIONS ● Reflection
Confrontation in Southeast Asia 183
Questions ● CHAPTER TIMELINE ● CHAPTER
Comparative Illustration NOTES 218
War in the Rice Paddies 184

7-4 An Era of Equivalence 185 9 Brave New World: The Rise and Fall
7-4a An End to Détente? 186 of Communism in the Soviet Union
7-4b Countering the Evil Empire 186 and Eastern Europe 220
7-4c Toward a New World Order 187
9-1 The Postwar Soviet Union 221
making connections ● REFLECTION
QUESTIONS ● Chapter Timeline ● Chapter
9-1a From Stalin to Khrushchev 221
Notes 188 9-1b The Brezhnev Years, 1964–1982 223
HISTORICAL VOICES
8 The United States, Canada, Khrushchev Denounces Stalin 224
and Latin America 190 HISTORICAL VOICES
One Day in the Life of Ivan Denisovich 226
8-1 The United States Since 1945 191
8-1a An Era of Prosperity and Social Commitment 191 9-2 Ferment in Eastern Europe 227
9-2a Unrest in Poland 228
HISTORICAL VOICES
From Dream to Reality 194 9-2b The Hungarian Uprising 228
8-1b America Shifts to the Right 195 9-2c The Prague Spring 229
8-1c Seizing the Political Center 196 9-2d The Persistence of Stalinism in East
Germany 229
8-1d Making America Great Again? 198
HISTORICAL VOICES
8-2 The Changing Face of American Society 199 The Brezhnev Doctrine 230
8-2a A Consumer Society, a Permissive Society 199 MOVIES & HISTORY
8-2b The Melting Pot in Action 200 The Lives of Others (2006) 231
8-2c The Struggle for Sexual Equality 201
9-3 Culture and Society in the Soviet Bloc 232
HISTORICAL VOICES
9-3a Cultural Expression 232
Escaping the Doll’s House 202
9-3b Social Changes in Eastern Europe 233
8-2d The Environment 203
9-3c Women in the Soviet Bloc 234
HISTORICAL VOICES
An Early Warning 205 9-4 The Disintegration of the Soviet Empire 234
8-2e Science and Technology 206 9-4a The Gorbachev Era 234

x ■ Detailed Contents
Comparative Illustration HISTORICAL VOICES
Sideline Industries: Creeping Capitalism in a Socialist The Voice of the Women’s Liberation Movement 269
Paradise 235
9-4b Eastern Europe: From Soviet Satellites to Sovereign 10-6 Aspects of Culture in Postwar Europe 269
Nations 236 10-6a Postwar Literature 269
HISTORICAL VOICES Comparative Illustration
Vaclav Havel: A Call for a New Politics 237 Cleaning Up the Environment 270
9-4c End of Empire 238 10-6b Music and the Arts 271

9-5 The New Russia: From Empire to Nation 239 making connections ● Reflection
Questions ● Chapter Timeline ● Chapter
9-5a The Putin Era 240 Notes 272
9-5b Russia Under the New Tsar 241
Part III reflections  274
making connections ● REFLECTION
QUESTIONS ● CHAPTER TIMELINE ● CHAPTER Part Iv
NOTES 244
Third World Rising 277
10 Postwar Europe: On the Path
to Unity? 246 11 Toward the Pacific Century?
Japan and the Little Tigers  278
10-1 Western Europe: Recovery and Renewal 247
10-1a The Triumph of Democracy in Postwar 11-1 Japan: Asian Giant 279
Europe 247 11-1a The Occupation Era 279
10-1b The Integration of Europe 248 11-1b The Transformation of Modern Japan: Politics
and Government 280
10-2 T
 he Modern Welfare State: Three European
HISTORICAL VOICES
Models 249 Japan Renounces War 281
10-2a France 249 11-1c The Economy 282
10-2b Germany: Across the Cold War Divide 252 11-1d A Society in Transition 284
10-2c Great Britain 254
HISTORICAL VOICES
HISTORICAL VOICES Growing Up in Japan 285
Manifesto for Germany 255
Comparative Illustration
MOVIES & HISTORY From Conformity to Counterculture 286
The Iron Lady (2011) 256 11-1e Religion and Culture 287
10-3 Eastern Europe After the Fall of the Iron 11-1f The Japanese Difference 288
Curtain 258 11-2 Taiwan: The Other China 288
10-3a Tragedy in the Balkans: The Disintegration of 11-2a From Dictatorship to Democracy 289
Yugoslavia 258
11-2b Crafting a Taiwanese Identity 290
10-4 Western Europe: The Search for Unity 260
11-3 Korea: A Peninsula Divided 290
10-4a The Curtain Rises: The Creation of the Common
Market 260 11-3a The Korean Model 291
10-4b The European Union 261 11-3b South Korea: The Little Tiger with Sharp
Teeth 292
10-4c Plans for Expansion: A Bridge Too Far? 261
HISTORICAL VOICES 11-4 S ingapore and Hong Kong: The Littlest
Toward a United Europe 262 Tigers 292
11-4a The East Asian Miracle: Fact or Myth? 294
10-5 Aspects of Society in Postwar Europe 263
10-5a An Age of Affluence 263 HISTORICAL VOICES
Return to the Motherland 295
10-5b Rethinking the Welfare State 264
10-5c Beware of Greeks Seeking Gifts 265 11-5 O
 n the Margins of Asia: Postwar Australia and
10-5d Democracy Under Stress 265 New Zealand 296
10-5e Social Changes: A Transvaluation of Values? 266 MAKING CONNECTIONS ● REFLECTION
10-5f Expanding Roles for Women 267 QUESTIONS ● CHAPTER TIMELINE ● CHAPTER
10-5g The Environment 268 NOTES 296

Detailed Contents ■ xi
12 The East Is Red: China Under HISTORICAL VOICES
Say No to McDonald’s and KFC! 328
Communism 298
Comparative Illustration
12-1 China Under Mao Zedong 299 Two Indias 330
12-1a New Democracy 299 13-1e South Asian Literature Since Independence 331
12-1b The Transition to Socialism 299 13-1f What Is the Future of India? 331
12-1c The Great Proletarian Cultural Revolution 300
HISTORICAL VOICES
MOVIES & HISTORY A Marriage of Convenience 332
The Last Emperor (1987) 301
13-2 Southeast Asia 333
HISTORICAL VOICES
13-2a The End of the Colonial Era 333
Make Revolution! 302
13-2b In the Shadow of the Cold War 333
12-2 From Mao to Deng 303 13-2c Southeast Asia in the New Millennium 335
12-2a The Four Modernizations 303 HISTORICAL VOICES
12-2b Incident at Tiananmen Square 304 The Golden Throat of President Sukarno 336
12-2c Riding the Tiger 304
MOVIES & HISTORY
Opposing Viewpoints The Year of Living Dangerously (1983) 337
Students Appeal for Democracy 305 13-2d Regional Conflict and Cooperation: The Rise of
12-2d Back to Confucius? 306 ASEAN 339
13-2e Daily Life: Town and Country in Contemporary
12-3 S erve the People: Chinese Society Under Southeast Asia 340
Communism 308 13-2f Cultural Trends 341
12-3a The Politics of the Mass Line 309 13-2g A Region in Flux 342
12-3b Economics in Command 309
MAKING CONNECTIONS ● REFLECTION
12-3c Chinese Society in Flux 312
QUESTIONS ● CHAPTER TIMELINE ● CHAPTER
HISTORICAL VOICES NOTES 343
Love and Marriage in China 314
Comparative Illustration
Then and Now: Changing Clothing Styles 14 Emerging Africa 345
in China 315
 huru: The Struggle for Independence
14-1 U
12-4 China’s Changing Culture 316 in Africa 346
12-4a Culture in a Revolutionary Era 316 14-1a The Colonial Legacy 346
12-4b Art and Architecture 316 14-1b The Rise of Nationalism 347
12-4c Literature 317
14-2 The Era of Independence 349
12-4d Confucius and Marx: What Explains the Tenacity
14-2a The Destiny of Africa: Unity or Diversity? 349
of Tradition in China? 317
HISTORICAL VOICES
making connections ● REFLECTION Toward African Unity 350
QUESTIONS ● CHAPTER TIMELINE ● CHAPTER
NOTES 318 14-2b Dream and Reality: Political and Economic
Conditions in Independent Africa 350
HISTORICAL VOICES
13 Nationalism Triumphant: The Stealing the Nation’s Riches 351
Emergence of Independent States in 14-2c The Search for Solutions 353
South and Southeast Asia 321 HISTORICAL VOICES
Socialism Is Not Racialism 354
13-1 South Asia 322 14-2d Africa: A Continent in Flux 356
13-1a The End of the British Raj 322
Comparative Illustration
13-1b Independent India 322
New Housing for the Poor 358
Opposing Viewpoints
Two Visions for India 323 14-3 C
 ontinuity and Change in Modern African
13-1c The Land of the Pure: Pakistan Since Societies 358
Independence 325 14-3a Education 359
13-1d Poverty and Pluralism in South Asia 326 14-3b Urban and Rural Life 359

xii ■ Detailed Contents


14-3c Religious Belief 360
Part v
14-3d African Women 360
14-3e African Culture 361 The New Millennium 395
Opposing Viewpoints
Africa: Dark Continent or Radiant Land? 363 16 The Challenge of a New
making connections ● REFLECTION Millennium 396
QUESTIONS ● CHAPTER TIMELINE ● CHAPTER
NOTES 365 16-1 After the Cold War: The Revenge of History 397
16-2 C
 ontemporary Capitalism and Its
15 Ferment in the Middle East 367 Discontents 398
16-2a The View from the Top 398
15-1 Crescent of Conflict 368 16-2b Life on the Margins of Capitalism 401
HISTORICAL VOICES HISTORICAL VOICES
I Accuse! 369 Women on the Front Lines of Development 403
15-1a The Question of Palestine 370
HISTORICAL VOICES
15-1b Nasser and Pan-Arabism 370
Migration and Climate Change 406
Opposing Viewpoints
The Arab and the Jewish Case for Palestine 371 16-3 F rom the Industrial to the Technological
15-1c The Arab-Israeli Dispute 373 Revolution 407
15-1d Revolution in Iran 375 16-3a Is Technology a Magic Wand? 409
MOVIES & HISTORY 16-4 Democracy in Crisis 410
Persepolis (2007) 377 16-4a Europe Today: Nationalism Redux 411
15-1e Crisis in the Persian Gulf 378 16-4b The Making of Two Americas 412
15-1f Turmoil in the Middle East 379
16-5 A
 Transvaluation of Values: Social Change in the
15-2 S ociety and Culture in the Contemporary Technological Era 413
Middle East 381 16-5a Family and Society 413
15-2a Varieties of Government: The Politics of 16-5b Religion: A Matter of Faith 414
Islam 381
16-5c Technology and Society 416
15-2b The Economics of the Middle East: Oil and
Sand 382 16-6 One World, One Environment 417
HISTORICAL VOICES 16-6a A Nightmare Scenario 419
Islam and Democracy 383 16-6b Facing the Prospect of Climate Change 419
Comparative Illustration 16-6c The Debate over Global Warming 420
From Rags to Riches in the Middle East 384 16-6d Population Growth and the Environment 421
15-2c The Islamic Revival 385 HISTORICAL VOICES
15-2d Women in the Middle East 386 The UN Raises the Alarm 422
15-2e Literature and Art 387
16-7 The Arts: Mirror of the Age 423
HISTORICAL VOICES
Keeping the Camel Out of the Tent 388 making connections ● REFLECTION
QUESTIONS ● Chapter Timeline ● Chapter
making connections ● CHAPTER Notes 424
Timeline ● Chapter Notes ● REFLECTION
QUESTIONS 389 Glossary  429
Part IV reflections  391 Index  435

Detailed Contents ■ xiii


HISTORICAL VOICES: DOCUMENTS

The Four Freedoms   145


CHAPTER 1 Franklin D. Roosevelt, Address to Congress,
Discipline in the New Factories   9 January 6, 1941
Factory Rules, Foundry and Engineering Works, Royal
Overseas Trading Company
CHAPTER 7
A Plea for Women’s Rights   11
The Declaration of Sentiments The Truman Doctrine   167
Truman’s Speech to Congress, March 12, 1947
The Classless Society   21
Karl Marx and Friedrich Engels, The Communist
Manifesto CHAPTER 8
The Theory of Evolution   24 From Dream to Reality   194
Charles Darwin, The Descent of Man The Civil Rights Act of 1964
Escaping the Doll’s House   202
CHAPTER 2 Betty Friedan, The Feminine Mystique
Tragedy at Caffard Cove   42 An Early Warning   205
The Caffard Memorial Rachel Carson, Silent Spring (1962)

CHAPTER 3 CHAPTER 9
Program for a New China   62 Khrushchev Denounces Stalin   224
Sun Yat-sen, Manifesto for the Tongmenghui Khrushchev Addresses the Twentieth Party Congress,
February 1956
The Rules of Good Citizenship in Meiji Japan   69
Imperial Rescript on Education, 1890 One Day in the Life of Ivan Denisovich   226
Alexander Solzhenitsyn, One Day in the Life of Ivan
Denisovich
CHAPTER 4 The Brezhnev Doctrine   230
Women in the Factories   87 A Letter to Czechoslovakia
Naomi Loughnan, “Munition Work” Vaclav Havel: A Call for a New Politics   237
All Power to the Soviets!   92 Address to the People of Czechoslovakia,
Lenin’s April Theses, 1917 January 1, 1990

CHAPTER 5 CHAPTER 10
The Path of Liberation   118 Manifesto for Germany   255
Ho Chi Minh, “The Path Which Led Me to Leninism” Alternative for Germany, Manifesto Preamble
A Call for Revolt   121 Toward a United Europe   262
Mao Zedong, “The Peasant Movement in Hunan” The Treaty of Maastricht
An Arranged Marriage    124 The Voice of the Women’s Liberation
Ba Jin, Family Movement   269
Simone de Beauvoir, The Second Sex
CHAPTER 6
Japan’s Justification for Expansion   144 CHAPTER 11
Hashimoto Kingoro on the Need for Emigration and Japan Renounces War   281
Expansion Excerpts from the Japanese Constitution of 1947

xiv
Growing Up in Japan   285 Stealing the Nation’s Riches   351
School Regulations: Japanese Style Ayi Kwei Armah, The Beautiful Ones Are Not Yet Born
Return to the Motherland   295 Socialism Is Not Racialism   354
The Joint Declaration on Hong Kong Julius Nyerere, The Arusha Declaration

CHAPTER 12 CHAPTER 15
Make Revolution!   302 I Accuse!   369
Nien Cheng, Life and Death in Shanghai Interview with Osama bin Laden by
Love and Marriage in China   314 His Followers (1998)
Zhang Xinxin, Chinese Lives Islam and Democracy   383
M. J. Akbar, “Linking Islam to Dictatorship”
CHAPTER 13 Keeping the Camel Out of the Tent   388
Geraldine Brooks, Nine Parts Desire
Say No to McDonald’s and KFC!   328
Why India Doesn’t Need Fast Food
A Marriage of Convenience   332 CHAPTER 16
A Suitable Boy Women on the Front Lines of Development   403
The Golden Throat of President Sukarno   336 Half the Sky
Sukarno on Indonesian Greatness Migration and Climate Change   406
Sukarno on Guided Democracy Dina Ionesco, Climate Change and Global Migration
The UN Raises the Alarm   422
CHAPTER 14 A Report on Biodiversity and Ecosystem Services
Toward African Unity   350
Charter of the Organization of African Unity

Historical Voices: Documents ■ xv


MAPS

MAP 1.1 The Industrial Regions of Europe at the End of MAP 7.4 The Chinese Civil War   173
the Nineteenth Century   5 MAP 7.5 The Korean Peninsula   175
MAP 1.2 Europe in 1871   15 MAP 7.6 Indochina after 1954   176
MAP 7.7 The Global Cold War   177
MAP 2.1 India Under British Rule, 1805–1931   35
MAP 2.2 Colonial Southeast Asia   37 MAP 8.1 Quebec  209
MAP 2.3 The Spread of Islam in Africa   41 MAP 8.2 South America  210
MAP 2.4 The Suez Canal   43
MAP 2.5 Africa in 1914   44 MAP 9.1 The Soviet Union   222
MAP 2.6 The Struggle for Southern Africa   45 MAP 9.2 Eastern Europe and the Former Soviet
Union  239
MAP 3.1 The Qing Empire   55
MAP 3.2 Area Under Taiping Rebellion Control   57 MAP 10.1 Territorial Changes in Europe After World
War II  248
MAP 3.3 Foreign Possessions and Spheres of Influence
About 1900  60 MAP 10.2 The European Union, 2013   259
MAP 3.4 Japanese Overseas Expansion During the
MAP 11.1 Modern Japan  280
Meiji Era  70
MAP 11.2 Modern Taiwan  288
MAP 4.1 Europe in 1914   80 MAP 11.3 The Korean Peninsula Since 1953   291
MAP 4.2 World War I, 1914–1918   82 MAP 11.4 The Republic of Singapore   293
MAP 4.3 Territorial Changes in Europe and the Middle MAP 11.5 Hong Kong  293
East After World War I   89
MAP 12.1 The People’s Republic of China   307
MAP 5.1 British India Between the Wars   108
MAP 5.2 The Middle East in 1923   112 MAP 13.1 Modern South Asia   324
MAP 5.3 The Northern Expedition and the Long MAP 13.2 Modern Southeast Asia   334
March  120
MAP 14.1 Contemporary Africa  348
MAP 5.4 Latin America in the First Half of the Twentieth
Century  128
MAP 15.1 The Modern Middle East   368
MAP 6.1 Central Europe in 1939   140 MAP 15.2 Israel and Its Neighbors   373
MAP 6.2 Japanese Advances into China, 1931–1939   142 MAP 15.3 Iran  376
MAP 6.3 World War II in Europe and North Africa   147 MAP 15.4 Afghanistan  379
MAP 6.4 World War II in Asia and the Pacific   150 MAP 15.5 Iraq  379
MAP 6.5 Territorial Changes in Europe After World
MAP 16.1 Global Patterns of Trade   401
War II  155
MAP 16.2 Patterns of International Migration   404
MAP 7.1 Eastern Europe in 1948   166 MAP 16.3 Global Climate Change   418
MAP 7.2 Berlin Divided  168
MAP 7.3 The New European Alliance Systems During the
Cold War  170

xvi
FEATURES

COMPARATIVE ILLUSTRATION
The Dual Face of the Industrial Revolution 10 Sideline Industries: Creeping Capitalism in a Socialist
Cultural Influences, East and West 39 Paradise 235
Masters and Disciples 111 Cleaning Up the Environment 270
The Bombing of Civilians in World War II 156 From Conformity to Counterculture 286
Friends and Enemies 174 Then and Now: Changing Clothing Styles in China 315
War in the Rice Paddies 184 Two Indias 330
Shifting Patterns of Religious Belief in Latin New Housing for the Poor 358
America 212 From Rags to Riches in the Middle East 384

MOVIES & HISTORY


Suffragette (2015) 12 The Lives of Others (2006) 231
A Passage to India (1984) 36 The Iron Lady (2011) 256
Lawrence of Arabia (1962) 85 The Last Emperor (1987) 301
Gandhi (1982) 109 The Year of Living Dangerously (1983) 337
Triumph of the Will (1934) 136 Persepolis (2007) 377
Bridge of Spies (2015) 180

OPPOSING VIEWPOINTS
White Man’s Burden, Black Man’s Sorrow 33 Peaceful Coexistence or People’s War? 178
To Resist or Not to Resist 48 Confrontation in Southeast Asia 183
Practical Learning or Confucian Essence: The Debate Students Appeal for Democracy 305
over Reform 58 Two Visions for India 323
The Excitement and the Reality of War 84 Africa: Dark Continent or Radiant Land? 363
Islam in the Modern World: Two Views 113 The Arab and the Jewish Case for Palestine 371
The Munich Conference 141

xvii
PREFACE

The twentieth century was an era of paradox. When it followed by a “Pacific century,” with economic and politi-
began, Western civilization was an emerging powerhouse cal power shifting to the nations of eastern Asia? Will the
that bestrode the world like a colossus. Internally, how- end of the Cold War eventually lead to a “new world order”
ever, the continent of Europe was a patchwork of squab- marked by global cooperation, or are we now entering an
bling states that within a period of less than three decades unstable era of ethnic and national conflict? Will the dream
engaged in two bitter internecine wars that threatened to of liberal democracy and human freedom give way to a
obliterate two centuries of human progress. As the cen- new reality marked by political authoritarianism and social
tury came to an end, the Western world had become pros- regimentation? Why has a time of unparalleled prosper-
perous and increasingly united, yet there were clear signs ity and technological advance been accompanied by deep
that global economic and political hegemony was begin- pockets of poverty and widespread doubts about the role
ning to shift to the East. In the minds of many observers, of government and the capabilities of human reason? Will
the era of Western dominance had come to a close. the relentless process of globalization lead to a new world
In other ways as well, the twentieth century was civilization or to an era of conflict similar to that brought
marked by countervailing trends. While parts of the world about by the Industrial Revolution? Although this book
experienced rapid industrial growth and increasing eco- does not promise final answers to such questions, it seeks
nomic prosperity, other regions were still mired in abject to provide a framework for analysis and a better under-
poverty. The century’s final decades were characterized by standing of some of the salient issues of modern times.
a growing awareness of not only global interdependence, Any author who seeks to encompass in a single vol-
but also burgeoning ethnic and national consciousness; the ume the history of our turbulent times faces some impor-
period witnessed both the rising power of science and a tant choices. First, should the book be arranged in strict
new era of fervent religiosity and growing doubts about chronological order, or should separate chapters focus on
the impact of technology on the human experience. individual cultures and societies in order to place greater
As the closing chapters of this book indicate, these emphasis on the course of events taking place in different
trends have continued and even intensified in the two regions of the world? In this book, I have sought to achieve
decades that have ensued since the advent of the new mil- a balance between a global and a regional approach. I
lennium. The eastward shift of power and influence that accept the commonplace observation that the world we
had already occurred with the rise of China and Japan has live in is increasingly interdependent in terms of econom-
become more pronounced, while the Western democra- ics as well as culture and communications. Yet the inescap-
cies have become increasingly mired in economic stagna- able reality is that this process of globalization is at best a
tion, self-doubt, and political disunity. In the meantime, the work in progress, as ethnic, religious, and regional differ-
Technological Revolution, along with the inexorable force ences continue to proliferate and to shape the course of
of globalization, is exerting an influence on world society our times. It seems increasingly clear that the oft-predicted
similar to that exerted by the Industrial Revolution during transformation of the world into what has been termed a
the course of the nineteenth century. Although the ulti- “global village” marked by the inevitable triumph of the
mate effects cannot yet be foreseen, it is increasingly clear democratic capitalist way of life is by no means a preor-
that the Enlightenment vision of a world characterized by dained vision of the future of the human experience. In
peace, prosperity, and human freedom can no longer be fact, influential figures in many countries, from China to
taken for granted. Russia and the Middle East, emphatically deny that the
Contemporary World History (formerly titled Twentieth- forces of globalization will inevitably lead to the world-
Century World History) seeks to chronicle the key events wide adoption of the Western model and have provided
in this revolutionary era while seeking to throw light on their own formula for the world experience.
some of the underlying issues that have shaped our times. There is another reason for avoiding a strictly the-
Did the beginning of a new millennium indeed mark the matic approach in favor of focusing on the historical expe-
end of the long period of Western dominance? If so, will rience of different countries and regions as they attempt
recent decades of European and American superiority be to navigate the complexities of the contemporary world.

xviii
College students today are often not well informed about of the modern era within an integrated and chronologi-
the distinctive character of civilizations such as China, cally ordered synthesis. In my judgment, a strong narra-
India, and sub-Saharan Africa. Without sufficient expo- tive, linking key issues in a broad interpretive framework,
sure to the historical evolution of such societies, students is still the most effective way to present the story of the
will assume all too readily that the peoples in these coun- past to young minds.
tries have had historical experiences similar to their own Four different feature boxes appear throughout the
and react to various stimuli in a fashion similar to those chapters to supplement the text. Historical Voices present
living in western Europe or the United States. If it is a documents that illustrate key issues within each chapter.
mistake to ignore the forces that link us together, it is Another feature, Opposing Viewpoints, presents a com-
equally erroneous to underestimate the factors that still parison of two or more primary sources to facilitate student
divide us. analysis of historical documents, including examples such
Balancing the global and regional perspectives means as “Islam in the Modern World: Two Views” (Chapter 5),
that some chapters of this book focus on issues that have “Two Visions for India” (Chapter 13), and “Africa: Dark
a global impact, such as the Industrial Revolution, the Continent or Radiant Land?” (Chapter 14). Movies &
era of imperialism, and the two world wars. Others cen- History presents a brief analysis of the plot as well as the
ter on individual regions of the world, while singling out historical significance, value, and accuracy of eleven films,
contrasts and comparisons that link them to the broader including such movies as Lawrence of Arabia (1962), Gandhi
world community. The book is divided into five parts. The (1982), The Last Emperor (1987), The Lives of Others (2006),
first four parts are each followed by a short section labeled and Persepolis (2007). New to this edition, Comparative
“Reflections,” which attempts to link events in a broad Illustrations encourage readers to adopt a comparative
comparative and global framework. The chapter in the approach in their understanding of the human experience.
fifth and final part examines some of the common prob- Each of these four different feature presentations includes
lems of our time—including human inequality, climate a Focus Question to help students develop analysis skills
change, the population explosion, the impact of technol- in working with documents and images. Extensive maps
ogy, and spiritual malaise—and takes a cautious look into and illustrations, each positioned at the appropriate place
the future to explore how such issues might evolve over the in the chapter, serve to deepen the reader’s understanding
course of the twenty-first century. of the text. “Spot maps” provide details not visible in the
One issue that has recently attracted widespread dis- larger maps.
cussion and debate among world historians is how to bal- The following resources are available to accompany
ance the treatment of Western civilization with that given this text.
other parts of the world. Until recently, the modern world
Instructor’s Companion Website The Instructor’s
has usually been viewed by Western historians essentially
Companion Website, accessed through the Instructor
as the history of Europe and the United States, with other
Resource Center (login.cengage.com), houses all of the
regions treated as mere appendages of the industrial coun-
supplemental materials you can use for your course. This
tries. It is certainly true that much of the twentieth century
includes a Test Bank, Instructor’s Manual, and PowerPoint
was dominated by events that were initiated in Europe and
Lecture Presentations.
North America, and in recognition of this fact, the opening
chapters in this book focus on the Industrial Revolution ●● Cognero® Test Bank The Test Bank contains multiple-
and the age of imperialism, both issues directly related to choice, short-answer historical identification, and essay
the rise of the West and its impact on the modern world. In questions for each chapter. Cognero® is a flexible, online
recent decades, however, other regions of the world have system that allows you to author, edit, and manage test
assumed greater importance, thus restoring a global bal- bank content for Contemporary World History, seventh
ance that had existed prior to the scientific and technologi- edition. With Cognero®, you can create multiple test
cal revolution that transformed the West in the eighteenth versions instantly and deliver them through your LMS
and nineteenth centuries. Later chapters in this book from your classroom or wherever you may be, with no
examine this phenomenon in more detail, thus accord- special software installs or downloads required. The fol-
ing to regions such as Africa, Asia, and Latin America the lowing format types are available for download from
importance that they merit today. the Instructor Companion Site: Blackboard, Angel,
In sum, this seventh edition of Contemporary World Moodle, Canvas, and Desire2Learn. You can import
History seeks to present a balanced treatment of the most these files directly into your LMS to edit, manage ques-
important political, economic, social, and cultural events tions, and create tests.

Preface ■ xix
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Acknowledgments
I would like to express my appreciation to the reviewers Jeremy Rich, Marywood University; and Laurie Sprankle,
who have read individual chapters and provided useful The Community College of Allegheny County.
suggestions for improvement on this edition, including: Jackson Spielvogel, coauthor of our textbook World
Marcus Allen, North Carolina A&T State University; History, was kind enough to permit me to use some of his
Thomas Apel, Menlo College; Elizabeth Clark, West Texas sections in that book for the purposes of writing this one.
A&M University; Stephen Gibson, Allegany College of Several of my other colleagues at Penn State—including
Maryland; Edmund La Clair, Monroe County Community E-tu Zen Sun, On-cho Ng, Arthur F. Goldschmidt, and
College; Bruce Nye, Front Range Community College; the late Cyril Griffith—have provided me with valuable

xx ■ Preface
assistance in understanding parts of the world that are senior product manager; Philip Lanza, senior content man-
beyond my own area of concentration. Ian Bell, Ruth ager; Kate MacLean, learning designer; Haley Gaudreau,
Petzold, and my daughter Claire L. Duiker have provided product assistant; and Matt Kennedy, Ph.D., subject matter
useful illustrations. I have also benefited from Nan Johnson’s expert. Thanks also to Charu Verma and the team at MPS
broad understanding of the growth of the women’s move- Limited for production services.
ment in the United States, and from Jim McMichael for his Finally, I am eternally grateful to my wife, Yvonne V.
assistance in understanding the nature of the environmen- Duiker, Ph.D. Her research and her written contributions
tal challenges facing the world today. My Tuesday lunch on art, architecture, literature, and music have added spar-
group, the Knights of the Wobbly Round Table, have pro- kle to this book. Our many travels together have helped
vided a useful forum to discuss issues of common concern. me to understand more fully the wonders and the com-
To Clark Baxter, whose unfailing good humor, patience, plexities of the vast world around us. Most important, her
and sage advice so often eased the trauma of textbook pub- presence at my side has added immeasurable sparkle to
lishing, I will always owe my heartfelt thanks. I am also my life.
grateful to the history group at Cengage for their assis- William J. Duiker
tance in bringing this project to fruition: Joseph Potvin, The Pennsylvania State University

Preface ■ xxi
THEMES FOR UNDERSTANDING WORLD HISTORY

As they pursue their craft, historians often organize their Family & 4. Family & Society The most basic social
Society unit in human society has always been the
material according to themes that enable them to ask and
try to answer basic questions about the past. Such is the family. From a study of family and social patterns, we learn
intention here. This new edition highlights several major about the different social classes that make up a society and
themes that I believe are especially important in under- their relationships with one another. We also learn about
standing the course of world history. Thinking about the role of gender in individual societies. What different
these themes will help students to perceive the similarities roles did men and women play in their societies? How and
and differences among cultures since the beginning of the why were those roles different?
human experience. You will see these theme labels applied
Science & 5. Science & Technology For thousands of
to the various feature boxes appearing throughout the Technology
years, people around the world have made
chapters that follow.
scientific discoveries and technological innovations that
Politics & 1. Politics & Government The study of poli- have changed our world. From the creation of stone tools
Government that made farming easier to advanced computers that
tics seeks to answer certain basic questions
that historians have about the structure of a society: How guide our airplanes, science and technology have altered
were people governed? What was the relationship between how humans have related to their world.
the ruler and the ruled? What people or groups of people
Earth & 6. Earth & Environment Throughout his-
(the political elites) held political power? What actions did Environment
tory, peoples and societies have been affected
people take to guarantee their security or change their
by the physical world in which they live. Climatic changes
form of government?
alone have been an important factor in human history.
Art & 2. Art & Ideas We cannot understand a soci- Through their economic activities, peoples and societies,
Ideas ety without looking at its culture, or the in turn, have also made an impact on their world.
common ideas, beliefs, and patterns of behavior that are Human activities have affected the physical environment
passed on from one generation to the next. Culture and even endangered the very existence of entire societies
includes both high culture and popular culture. High cul- and species.
ture consists of the writings of a society’s thinkers and the
Interaction 7. Interaction & Exchange Many world his-
works of its artists. A society’s popular culture encom- & Exchange
torians believe that the exchange of ideas
passes the ideas and experiences of ordinary people. Today,
and innovations is the driving force behind the evolution of
the media have embraced the term popular culture to
human societies. Knowledge of agriculture, writing and
describe the current trends and fashionable styles.
printing, metalworking, and navigational techniques, for
Religion & 3. Religion & Philosophy Throughout his- example, spread gradually from one part of the world to
Philosophy tory, people have sought to find a deeper other regions and eventually changed the face of the entire
meaning to human life. How have the world’s great reli- globe. The process of cultural and technological exchange
gions, such as Hinduism, Buddhism, Judaism, Christianity, took place in various ways, including trade, conquest, and
and Islam, influenced people’s lives? How have they spread the migration of peoples.
to create new patterns of culture in other parts of the world?

xxii
PA R T I

New World in the Making


1 The Rise of Industrial Society in the West 3 Shadows over the Pacific: East Asia Under
Challenge
2 The High Tide of Imperialism: Africa and Asia
in an Era of Western Dominance

Everett Collection

The Crystal Palace in London


CHAPTER
The Rise of Industrial
1 Society in the West

Chapter Outline and


Focus Questions
1-1 The Industrial Revolution in Great Britain
QQWhat factors appear to explain why Great Britain
was the first nation to enter the industrial age?
1-2 The Spread of the Industrial Revolution
QQTo what degree did other nations in Europe and
North America follow the example of Great
Britain in entering the industrial age?
1-3 The Emergence of a Mass Society

Hulton Archive/Getty Images


QQHow did the advent of the Industrial Revolution
change the nature of the social class system in IMAGE 1.1 Sheffield became one of England’s greatest
manufacturing cities during the nineteenth century.
Europe?
1-4 R
 eaction and Revolution: The Decline of
the Old Order
QQWhat were the major ideas associated with the IMAGE 1.1 Sheffield became one of England’s greatest manufacturing
cities during the nineteenth century.
growth of liberalism and nationalism in nineteenth-
century Europe? In the light of the ambiguous
character of the term “nationalism,” in what
conditions should it be applied today? Connections to Today
1-5 The Triumph of Liberalism in the West In your observation, how would you compare the
QQWhat factors do you think are responsible for the impact of the Industrial Revolution in the European
triumph of liberal principles in late nineteenth- continent with the changes taking place as a result
century western Europe and the United States? Do of technological inventions in the world today?
you think such factors are relevant today?
1-6 The Rise of the Socialist Movement
QQHow did Karl Marx predict that the Industrial THE TWENTIETH CENTURY was a turbulent era, marked
Revolution would affect and change the nature of by two violent global conflicts, a bitter ideologi-
cal struggle between two dominant world powers,
European society? Were his predictions correct?
explosive developments in the realm of science, and
1-7 T
 oward the Modern Consciousness: dramatic social change. When the century began, the
vast majority of the world’s peoples lived on farms,
Intellectual and Cultural Developments and the horse was still the most common means of
QQWhat intellectual and cultural developments transportation. By its end, human beings had trod on
opened the way to a modern consciousness in the moon and lived in a world increasingly defined by
Europe, and how did this consciousness differ from urban sprawl and modern technology.
earlier worldviews? What had happened to bring about these momen-
tous changes? Although a world as complex as ours
2
cannot be assigned a single cause, a good candidate for one key factor was the changing nature of the British
consideration is the Industrial Revolution, which began political culture. A turbulent period of political strife in
on the British Isles at the end of the eighteenth century the mid-seventeenth century resulted in the weakening of
and spread steadily throughout the world during the royal authority and the establishment of a constitutional
next 200 years. The Industrial Revolution was unques- monarchy, in which power was divided equally between
tionably one of the most important factors in laying the
the king and parliament. A Declaration of Rights, enacted
foundation of the modern world. It not only transformed
in 1688, created a new political atmosphere based on the
the economic means of production and distribution,
but also altered the political systems, the social insti- rule of law which shielded individuals and private property
tutions and values, and the intellectual and cultural from arbitrary seizure and arrest. Under the cover of such
life of all the societies that it touched. The impact has protections, an emerging class of landed gentry and mer-
been both massive and controversial. While proponents chant capitalists, many of them animated by the Protestant
have stressed the enormous material and technologi- belief that material rewards in this world were a sign of
cal benefits that industrialization has brought, critics heavenly salvation to come, began to make their contribu-
have pointed out the high costs involved, from grow- tions to a growing national economy.
ing economic inequality and environmental pollution A number of other factors contributed to a quicken-
to the dehumanization of everyday life. Already in the ing pace of economic change in late eighteenth-century
nineteenth century, the German philosopher Karl Marx
Britain. First, improvements in agriculture—stimulated by
charged that factory labor had reduced workers to a
a number of technological innovations—led to a signifi-
mere “appendage of the machine,” and the English
novelist Charles Dickens wrote about an urban environ- cant increase in food production. British agriculture could
ment of factories, smoke, and ashes that seemed an now feed more people at lower prices with less labor; even
apparition from Dante’s Hell. ordinary British families no longer had to use most of their
Today the world is undergoing a vast new social income to buy food, giving them the potential to purchase
upheaval, spurred on by a revolution in science and manufactured goods. At the same time, a rapidly growing
technology—most notably in the fields of knowledge population in the second half of the eighteenth century
and communications. Like its predecessor, the techno- provided a pool of surplus labor for the new factories of
logical revolution has begun to transform the attitudes, the emerging British industrial sector.
the behavioral patterns, and the livelihood of all the Another factor that played a role in promoting the
world’s peoples. Some of the consequences have been
Industrial Revolution in Great Britain was the rapid increase
beneficial, while others clearly have not. A retrospec-
in national wealth. Two centuries of expanding trade with
tive look at the dramatic events that took place during
the nineteenth century can help us to understand how the rest of the world, a product of the settlement and exploi-
our own world came into being, as well as to provide us tation of the American colonies, as well as growing access to
with a glimpse of what the future holds for our species. cheap materials from Africa and Asia, had provided Britain
with a ready supply of capital for investment in the new
industrial machines and the factories that were required to
house them (see Chapter 2).1 Infrastructural changes, such
as an effective central bank and well-developed, flexible
1-1The Industrial Revolution credit facilities, also contributed. Many early factory own-
ers were merchants and entrepreneurs who had profited
in Great Britain from the eighteenth-century cottage industry and now took
advantage of new possibilities to expand their horizons.
QQ Focus Question: What factors appear to
explain why Great Britain was the first nation
Not the least of British advantages was the fact that
the country was richly supplied with important mineral
to enter the industrial age? resources, such as coal and iron ore, soon to be vitally
needed in the manufacturing process. Britain was also a
Why the Industrial Revolution occurred first in Great small country with ready proximity to the sea, thus mak-
Britain rather than in another part of the world has been ing transportation facilities readily accessible. In addition
a subject for debate among historians for many decades, to abundant rivers, from the mid-seventeenth century
and I will briefly address this issue in the Reflection sec- onward both private and public investment poured into the
tion at the end of Part I of this book. But it is important construction of new roads, bridges, and canals.
to note here that a number of distinctive features can help A final factor was the appearance during the last decades
to explain why the transformation from an agricultural to of the eighteenth century of a number of technological
an industrial society began in the British Isles. Certainly, inventions, including the flying shuttle, the spinning jenny,

 1-1 The Industrial Revolution in Great Britain ■ 3


and the power loom, that led to a significant increase in Across the Atlantic Ocean, the United States expe-
textile production. Cotton had begun to replace wool as rienced the first stages of its industrial revolution in the
the clothing material of choice as awareness of its advan- first half of the nineteenth century. In 1800, America was
tages became public knowledge. But price was an obstacle, still a predominantly agrarian society, as six out of every
because imports of finished goods from India—a major pro- seven workers were farmers. Sixty years later, only half
ducer of cotton goods for centuries—were expensive. Once of all workers were farmers, while the total population
mechanized textile factories had begun to appear in Great had grown from 5 to 30 million people, larger than Great
Britain, the country could provide for its own needs, using Britain itself.
cheap cotton fibers imported from South Asia, now increas- The initial application of machinery to production was
ingly under British domination (see Chapter 2). The cotton accomplished by borrowing from Great Britain. Soon, how-
textile industry achieved even greater heights of productiv- ever, Americans began to equal or surpass British tech­nical
ity with the invention of the steam engine, which proved achievements. The Harpers Ferry arsenal, for example,
invaluable to Britain’s Industrial Revolution. The steam built muskets with interchangeable parts. Because all the
engine was a tireless source of power and depended for fuel individual parts of a musket were identical (for example,
on a substance—namely, coal—that seemed then to be avail- all triggers were the same), the final product could be
able in unlimited quantities. The success of the steam engine put together quickly and easily; this innovation enabled
increased the demand for coal and led to an expansion in coal Americans to avoid the more costly system in which skilled
production. In turn, new processes using coal furthered the craftsmen fitted together individual parts made separately.
development of an iron industry, the production of machin- The so-called American system reduced costs and revolu-
ery, and the invention of the railroad. By the first quarter of tionized production by saving labor, an important consid-
the nineteenth century, the key elements of a fully industrial- eration in a society that had few skilled artisans.
ized society were in place, and Great Britain—which by 1871 Unlike Britain, the United States was a large country,
was producing almost one-fifth of all manufactured prod- and the lack of a good system of internal transportation
ucts in the entire world—was well on its way to earning the initially seemed to limit American economic development
popular sobriquet of “the world’s workshop.” by making the transport of goods prohibitively expen-
sive. This difficulty was gradually remedied, however.
Thousands of miles of roads and canals were built linking
east and west. The steamboat facilitated transportation on
1-2The Spread of the rivers and the Great Lakes and in Atlantic coastal waters.
Industrial Revolution Most important of all in the development of an American
transportation system was the railroad. Beginning with

QQ Focus Question: To what degree did other


nations in Europe and North America follow
100 miles in 1830, more than 27,000 miles of railroad
track were laid in the next thirty years. This transportation
revolution turned the United States into a single massive
the example of Great Britain in entering the
industrial age? market for the manufactured goods of the northeast, the
early center of American industrialization, and by 1860,
By the turn of the nineteenth century, industrialization had the United States was well on its way to being an industrial
begun to spread to the continent of Europe, where it took nation.
a different path than had been followed in Great Britain (see
Map 1.1). Unlike the situation in Great Britain, where much 1-2a The Pace Quickens
of the stimulus for entering the industrial age had been ini- During the fifty years before the outbreak of World War I
tiated by private entrepreneurs, no independent merchant in 1914, the Western world witnessed a dynamic age of
class existed in Europe, so governments on the European material prosperity. Thanks to new industries, new sources
continent were accustomed to playing a major role in of energy, and new technological achievements, a second
economic affairs and continued to do so as the Industrial stage of the Industrial Revolution transformed the human
Revolution got under way, subsidizing inventors, providing environment and led many people to believe that material
incentives to factory owners, and improving the transporta- progress would improve world conditions and thus bring
tion network. By 1850, a network of iron rails (described by the problem of world poverty to an end.
the French novelist Émile Zola as a “monstrous great steel The first major change in industrial development after
skeleton”) had spread across much of western and central 1870 was the substitution of steel for iron. Steel, an alloy
Europe, while water routes were improved by the deepen- stronger and more malleable than iron, soon became
ing and widening of rivers and canals. an essential component of the Industrial Revolution
4 ■ CHAPTER 1 The Rise of Industrial Society in the West
0 250 500 750 Kilometers
FINLAND
0 250 500 Miles SWEDEN Saint Petersburg
NORWAY Stockholm

ea
North Moscow

cS
Sea
GREAT DENMARK
Ba lti
BRITAIN
RUSSIA
Berlin

London NETHERLANDS Breslau

Dn
BELGIUM

ieper
GERMANY

Sei Nuremberg R.
ne R.
Paris Dan be Vienna
u
R. AUSTRIA-
Atlantic SWITZERLAND HUNGARY
FRANCE Laibach
Ocean Limoges
Belgrade
Saint-Etienne

Toulouse
Marseilles
Black
Ebr
ITALY Sea
o
R. Corsica Rome
Constantinople
Naples
Barcelona
PORTUGAL Madrid
Sardinia Salerno OTTOMAN
SPAIN
ds

EMPIRE
an

Lisbon Isl
ic
ea r
Bal
Mediterran GREECE
ea Sicily
n
Sea

Railroad development Steel Low-grade coal Oil production


Lines completed by 1848 Engineering High-grade coal Industrial concentration:
Area of main railroad
completed by1870 Chemicals Iron ore deposits Cities
Other major lines Electrical industry Petroleum deposits Areas

MAP 1.1 The Industrial Regions of Europe at the End of the Nineteenth Century. By the end of the nineteenth
century, the Industrial Revolution—in steelmaking, electricity, petroleum, and chemicals—had spurred
substantial economic growth and prosperity in western and central Europe; it had also sparked economic and
political competition between Great Britain and Germany.

Q Which parts of Europe became industrialized most quickly in the nineteenth century? Why do you think
this was?

(see Image 1.2). New methods for rolling and shaping The Invention of Electricity Electricity was a major
steel made it useful in the construction of lighter, smaller, new form of energy that proved to be of great value since
and faster machines and engines, as well as for railways, it moved relatively effortlessly through space by means of
shipbuilding, and armaments. It also paved the way for transmitting wires. The first commercially practical genera-
the building of the first skyscrapers, a development that tors of electric current were not developed until the 1870s.
would eventually transform the skylines of the cities of By 1910, hydroelectric power stations and coal-fired steam-
the West. In 1860, Great Britain, France, Germany, and generating plants enabled entire districts to be tied into a
Belgium produced 125,000 tons of steel; by 1913, the total single power distribution system that provided a common
was 32 ­million tons. source of power for homes, shops, and industrial enterprises.
 1-2 The Spread of the Industrial Revolution ■ 5
The Internal Combustion Engine The development of
the internal combustion engine had a similar effect. The
processing of liquid fuels—petroleum and its distilled
derivatives—made possible the widespread use of the
internal combustion engine as a source of power in trans-
portation. An oil-fired engine was made in 1897, and by
1902, the Hamburg-Amerika Line had switched from coal
to oil on its new ocean liners. By the beginning of the
twentieth century, some naval fleets had been converted
to oil burners as well.
The internal combustion engine gave rise to the auto-
mobile and the airplane. In 1900, world production, ini-
tially led by the French, stood at 9,000 cars, but by 1906,
Americans had taken the lead. It was an American, Henry
Ford, who revolutionized the automotive industry with
the mass production of the Model T. By 1916, Ford’s facto-
ries were producing 735,000 cars a year. In the meantime,
air transportation had emerged with the Zeppelin air-
ship in 1900. In 1903, at Kitty Hawk, North Carolina, the
Wright brothers made the first flight in a fixed-wing plane
powered by a gasoline engine. World War I stimulated the
aircraft industry, and in 1919 the first regular passenger air
service was established.
William J. Duiker

Trade and Manufacturing The growth of industrial pro-


duction depended on the development of markets for
the sale of manufactured goods. Competition for foreign
IMAGE 1.2 The Colossus of Paris. When it was completed for markets was keen, and by 1870, European countries were
the Paris World’s Fair in 1889, the Eiffel Tower became, at increasingly compelled to focus on promoting domestic
1,056 feet, the tallest human-made monument in the world. demand. Between 1850 and 1900, real wages increased
The colossus, which seemed to be rising from the shadows
of the city’s feudal past like some new technological giant,
in Britain by two-thirds and in Germany by one-third. A
symbolized the triumph of the Industrial Revolution and decline in the cost of food combined with lower prices for
machine-age capitalism, proclaiming the dawn of a new era manufactured goods because of reduced production and
of endless possibilities and power. Constructed of wrought transportation costs made it easier for Europeans to buy
iron with more than 2.5 million rivet holes, the structure consumer products. In the cities, new methods for retail
was completed in two years and was paid for entirely by the
builder himself, the engineer Gustave Eiffel. From the outset,
distribution—in particular, the department store—were
the monument was wildly popular. Nearly 2 million people used to expand sales of a whole new range of consumer
lined up at the fair to visit this gravity-defying marvel. goods made possible by the development of the steel and
electric industries. The desire to own sewing machines,
clocks, bicycles, electric lights, and typewriters generated
Electricity spawned a whole series of new products. a new consumer ethic that has since become a crucial part
The invention of the incandescent filament lamp opened of the modern economy.
homes and cities to illumination by electric lights. Although Meanwhile, increased competition for foreign markets
most electricity was initially used for lighting, it was even- and the growing importance of domestic demand led to a
tually put to use in transportation. By the 1880s, street- reaction against the free trade that had characterized the
cars and subways had appeared in major European cities. European economy between 1820 and 1870. By the 1870s,
Electricity also transformed the factory. Conveyor belts, European governments were returning to the use of pro-
cranes, machines, and machine tools could all be powered tective tariffs to guarantee domestic markets for the prod-
by electricity and located anywhere. Meanwhile, a revolu- ucts of their own industries. At the same time, cartels were
tion in communications ensued when Alexander Graham being formed to decrease competition internally. In a cartel,
Bell invented the telephone in 1876 and Guglielmo Marconi independent enterprises worked together to ­control prices
sent the first radio waves across the Atlantic in 1901. and fix production quotas, thereby restraining the kind
6 ■ CHAPTER 1 The Rise of Industrial Society in the West
of competition that led to reduced prices. The Rhenish- began to rise in various parts of the continent. In big indus-
Westphalian Coal Syndicate, founded in 1893, controlled trialized cities like London, coal particles concentrated in
98 percent of Germany’s coal production by 1904. dense “killer fogs” with deadly human consequences.
The formation of cartels was paralleled by a move
toward larger and more efficient manufacturing plants, 1-3a Social Structures
especially in the iron and steel, machinery, heavy elec- At the top of European society stood a wealthy elite, con-
tric equipment, and chemical industries. The result was a stituting only 5 percent of the population but controlling
desire to streamline or rationalize production as much as between 30 and 40 percent of its wealth. This privileged
possible. The development of precision tools enabled man- minority was an amalgamation of the traditional landed
ufacturers to produce interchangeable parts, which in turn aristocracy that had dominated European society for
led to the creation of the assembly line for production. centuries and the emerging upper middle class, some-
By 1900, much of western and central Europe had times called the bourgeoisie (literally “burghers” or “city
entered a new era, characterized by rising industrial pro- people”). Over the course of the nineteenth century, aris-
duction and growing material prosperity. With its capital, tocrats coalesced with the most successful industrialists,
industries, and military might, the region dominated the bankers, and merchants to form a new elite.
world economy. Eastern and southern Europe, however, Increasingly, aristocrats and the affluent bourgeoisie
was still largely agricultural and relegated by the industri- fused as the latter purchased landed estates to join the
alized countries to providing food and raw materials. The aristocrats in the pleasures of country living, while the
presence of Romanian oil, Greek olive oil, and Serbian pigs aristocrats bought lavish town houses for part-time urban
and prunes in western Europe served as reminders of an life. Common bonds were also created when the sons
economic division in Europe that continued well into the of wealthy bourgeois families were admitted to the elite
twentieth century. schools dominated by the children of the aristocracy. This
educated elite assumed leadership roles in the govern-
1-3The Emergence of a Mass ment and the armed forces. Marriage also served to unite
the two groups. Daughters of tycoons gained titles, and
Society aristocratic heirs gained new sources of cash. When the
American heiress Consuelo Vanderbilt married the duke
QQ Focus Question: How did the advent of the
Industrial Revolution change the nature of the
of Marlborough, the new duchess brought £2 million
(approximately $10 million) to her husband.
social class system in Europe?
A New Middle Class Below the upper class was a middle
The new world created by the Industrial Revolution led to level of the bourgeoisie that included professionals in law,
the emergence of a mass society in western Europe and the medicine, and the civil service as well as moderately well-to-
United States by the end of the nineteenth century. A mass do industrialists and merchants. The industrial expansion of
society meant new forms of expression for the lower classes the nineteenth century also added new vocations to Western
as they benefited from the extension of voting rights, an society such as business managers, office workers, engi-
improved standard of living, and compulsory elemen- neers, architects, accountants, and chemists, who formed
tary education. But there was a price to pay. Urbanization professional associations as the symbols of their newfound
and rapid population growth led to overcrowding in the importance. At the lower end of the middle class were the
burgeoning cities and increasing public health problems. small shopkeepers, traders, manufacturers, and prosperous
Eventually, governments were driven to construct cheap peasants. Their chief preoccupation was the provision of
housing for the working classes, thus being forced to step goods and services for the classes above them.
into areas of social engineering that they would never have The moderately prosperous and successful members
touched earlier. In the meantime, air and water pollution, a of this new mass society shared a certain style of life, one
product of the growing use of coal and factory waste, began whose values tended to dominate much of nineteenth-
to rise in industrial areas throughout the continent. In big century society. They were especially active in preaching
cities like London and Birmingham, coal particles concen- their worldview to their children and to the upper and
trated in dense fogs often had deadly consequences. For lower classes of their society. This was especially evident in
the first time, Europeans began to encounter the environ- Victorian Britain, often considered a model of middle-class
mental costs of the Industrial Revolution. In the meantime, society. It was the European middle classes who accepted
Europeans began for the first time to appreciate the environ- and promulgated the importance of progress and science.
mental costs of industrialization, as air and water pollution They believed in hard work, which they viewed as the
 1-3 The Emergence of a Mass Society ■ 7
primary human good, open to everyone and guaranteed (see Comparative Illustration, “The Dual Face of the Industrial
to have positive results. They also believed in the good con- Revolution,” p. 10). According to a report commissioned in
duct associated with traditional Christian morality. 1832 to inquire into the conditions for child factory workers
Such values were often scorned at the time by members in Great Britain, children as young as six years of age began
of the economic and intellectual elite, and in later years, it work before dawn. Those who were drowsy or fell asleep
became commonplace for observers to mock the Victorian were tapped on the head, doused with cold water, strapped
era—the years of the long reign of Queen Victoria (r. 1837– to a chair, or flogged with a stick. Another commission con-
1901) in Great Britain—for its vulgar materialism, cultural vened in the 1840s described conditions for underage work-
philistinism, and conformist values. As the historian Peter ers in the coal mines as follows: “Chained, belted, harnessed
Gay has recently shown, however, this harsh portrayal of like dogs in a go-cart, black, saturated with wet, and more
the “bourgeois” character of the age distorts the reality of than half naked—crawling upon their hands and feet, and
an era of complexity and contradiction, with diverse forces dragging their heavy loads behind them—they present an
interacting to lay the foundations of the modern world.2 appearance indescribably disgusting and unnatural.”3

The Working Class The working classes constituted 1-3b Changing Roles for Women
almost 80 percent of the population of Europe. In rural The position of women during the Industrial Revolution
areas, many of these people were landholding peasants, was also changing. During much of the nineteenth cen-
agricultural laborers, and sharecroppers, especially in east- tury, many women adhered to the ideal of femininity pop-
ern Europe. Only about 10 percent of the British popu- ularized by writers and poets. The British poet Alfred, Lord
lation worked in agriculture, however; in Germany, the Tennyson’s poem The Princess expressed it well:
figure was 25 percent.
Man for the field and woman for the hearth:
There was no homogeneous urban working class. At
Man for the sword and for the needle she:
the top were skilled artisans in such traditional handicraft
Man with the head and woman with the heart:
trades as cabinetmaking, printing, and jewelry making. The
Man to command and woman to obey; All else confusion.
Industrial Revolution also brought new entrants into the
group of highly skilled workers, including machine-tool The reality was somewhat different. Under the impact
specialists, shipbuilders, and metalworkers. Many skilled of the Industrial Revolution, which created a wide variety
workers attempted to pattern themselves after the middle of service and white-collar jobs, women began to accept
class by seeking good housing and educating their children. employment as clerks, typists, secretaries, and salesclerks.
Semiskilled laborers, including such people as carpen- Compulsory education opened the door to new opportuni-
ters, bricklayers, and many factory workers, earned wages ties in the teaching profession, and the expansion of hos-
that were about two-thirds of those of highly skilled pital services enabled more women to find employment
workers (see Historical Voices, “Discipline in the New as nurses. In some countries in western Europe, women’s
Factories,” p. 9). At the bottom of the hierarchy stood the legal rights increased. Still, most women remained confined
largest group of workers, the unskilled laborers. They to their traditional roles of homemaking and child rearing.
included day laborers, who worked irregularly for very low The less fortunate were compelled to undertake marginal
wages, and large numbers of domestic servants. One of work as domestic servants or as pieceworkers in sweatshops.
every seven employed persons in Great Britain in 1900 was Paradoxically, however, employment in the new textile
a domestic servant. mills in the United States served as an effective means for
Urban workers did experience a betterment in the mate- young women in New England to escape their homes and
rial conditions of their lives after 1870. A rise in real wages, establish an independent existence. As one female factory
accompanied by a decline in many consumer costs, espe- worker expressed it:
cially in the 1880s and 1890s, made it possible for workers
Despite the toil we all agree
to buy more than just food and housing. Workers’ budgets
Out of the mill or in,
now included money for more clothes and even leisure at
Dependent on others we ne’er will be
the same time that strikes and labor agitation were win-
As long as we’re able to spin.4
ning ten-hour days and Saturday afternoons off. The com-
bination of more income and more free time produced Eventually, however, female textile workers began
whole new patterns of mass leisure. to organize their efforts to increase wages and improve
Among the least attractive aspects of the era, how- working conditions, provoking mill owners to move their
ever, was the widespread practice of child labor. Working factories to the southern states, where newly freed slaves
conditions for underage workers were often abysmal provided a rich source of cheap labor.
8 ■ CHAPTER 1 The Rise of Industrial Society in the West
HISTORICAL VOICES

Discipline in the New Factories


having first received permission from the over-
Q Which, if any, of the worker regulations described
seer and having given his name to the gatekeeper.
below do you believe would be acceptable to
employers and employees in today’s labor market?
Omission of these two actions shall lead to a fine of
Why?
ten silver groschen payable to the sick fund.
4. Repeated irregular arrival at work shall lead to dis-
missal. This shall also apply to those who are found
Family & Workers in the new factories of the idling by an official or overseer, and refused to obey
Society Industrial Revolution had been accustomed their order to resume work. . . .
to a lifestyle free of overseers. Unlike the cottage industry, 6. No worker may leave his place of work otherwise
where home-based workers spun thread and wove cloth in than for reasons connected with his work.
their own rhythm and time, the factories demanded a new, 7. All conversation with fellow-workers is prohibited; if
rigorous discipline geared to the requirements and operating any worker requires information about his work, he
hours of the machines. This selection is taken from a set of must turn to the overseer, or to the particular fellow-
rules for a factory in Berlin in 1844. They were typical of worker designated for the purpose.
company rules everywhere the factory system had been 8. Smoking in the workshops or in the yard is prohib-
established. ited during working hours; anyone caught smoking
shall be fined five silver groschen for the sick fund for
Factory Rules, Foundry and Engineering Works, every such offense. . . .
Royal Overseas Trading Company 10. Natural functions must be performed at the appropri-
In every large works, and in the coordination of any large ate places, and whoever is found soiling walls, fences,
number of workmen, good order and harmony must be squares, etc., and similarly, whoever is found washing
looked upon as the fundamentals of success, and there- his face and hands in the workshop and not in the
fore the following rules shall be strictly observed. places assigned for the purpose, shall be fined five sil-
ver groschen for the sick fund. . . .
1. The normal working day begins at all seasons at 12. It goes without saying that all overseers and officials
6 a.m. precisely and ends, after the usual break of of the firm shall be obeyed without question, and
half an hour for breakfast, an hour for dinner, and shall be treated with due deference. Disobedience will
half an hour for tea, at 7 p.m., and it shall be strictly be punished by dismissal.
observed. . . . 13. Immediate dismissal shall also be the fate of anyone
2. Workers arriving 2 minutes late shall lose half an found drunk in any of the workshops. . . .
hour’s wages; whoever is more than 2 minutes late 14. Every workman is obliged to report to his superiors
may not start work until after the next break, or at any acts of dishonesty or embezzlement on the part
least shall lose his wages until then. Any disputes of his fellow workmen. If he omits to do so, and it is
about the correct time shall be settled by the clock shown after subsequent discovery of a misdemeanor
mounted above the gatekeeper’s lodge. . . . that he knew about it at the time, he shall be liable to
3. No workman, whether employed by time or piece, be taken to court as an accessory after the fact and the
may leave before the end of the working day, without wage due to him shall be retained as punishment.

Source: From Documents of European Economic History by Sidney Pollard and Colin Holmes (New York: St. Martin’s Press, 1968). Copyright © 1968 by
S. Pollard and C. Holmes.

Many of the improvements in women’s position resulted 1830s, a number of women in the United States and Europe
from the rise of the first feminist movements. Feminism sought improvements for women by focusing on family and
in Europe had its origins in the social upheaval of the marriage law to strengthen the property rights of wives and
French Revolution, when some women advocated equality enhance their ability to secure a divorce. Later in the cen-
for women based on the doctrine of natural rights. In the tury, attention shifted to the issue of equal political rights.
 1-3 The Emergence of a Mass Society ■ 9
COMPARATIVE ILLUSTRATION

The Dual Face of the Industrial Revolution


shows prosperous shoppers sampling the wares of a newly
Q How would you compare these contrasting visions erected department store in late-nineteenth century Paris.
of the Industrial Revolution with conditions in the
United States today?

Politics & To many contemporaries, the Industrial


Government
Revolution often appeared to present
contrasting visions of the society being produced by its
consequences. In Image 1.3a, a woman and a young boy
engage in hard labor in a British coal mine. Image 1.3b

Universal History Archive/UniversalImagesGroup/Getty Images

Mary Evans Picture Library/The Image Works


IMAGE 1.3a Women and Children in the Mines IMAGE 1.3b Shopping at Le Bon Marché

Many feminists believed that the right to vote was the key use political power responsibly if they wanted Parliament
to all other reforms to improve the position of women. to grant them the right to vote. Another group, how-
The struggle to obtain women’s suffrage in the United ever, favored a more radical approach. In 1903, Emmeline
States was spearheaded by the efforts of the social activist Pankhurst (1858–1928) and her daughters, Christabel and
Elizabeth Cady Stanton and the Quaker Lucretia Mott, who Sylvia, founded the Women’s Social and Political Union,
hosted a meeting on women’s rights at Seneca Falls, N.Y. which enrolled mostly middle- and upper-class women. The
in July 1848. The convention, attended by 300 delegates, members of Pankhurst’s organization realized the value of
drafted a Declaration of Sentiments and passed a number the media and used unusual publicity stunts to call attention
of resolutions calling for the realization of full civil, social, to their insistence on winning women the right to vote and
and religious rights for all women in the United States. other demands. They pelted government officials with eggs,
Although progress was slow, their efforts were finally real- chained themselves to lampposts, smashed the windows of
ized when the 19th amendment to the U.S. Constitution department stores on fashionable shopping streets, burned
calling for women’s right to vote was finally passed in 1920 railroad cars, and went on hunger strikes in jail.
(see Historical Voices, “A Plea for Women’s Rights,” p. 11). Before World War I, demands for women’s rights were
The British women’s movement was the most vocal and being heard throughout Europe, although only in Norway,
active in Europe, but it was divided over tactics. Moderates as well as in Australia and New Zealand, did women actu-
believed that women must demonstrate that they would ally receive the right to vote before 1914. It would take the
10 ■ CHAPTER 1 The Rise of Industrial Society in the West
HISTORICAL VOICES

A Plea for Women’s Rights


to submit to laws, in the formation of which she had no
Q Which of the complaints outlined in the declaration do
voice. He has withheld from her rights which are given to
you feel have not been addressed or corrected today?
the most ignorant and degraded men—both natives and
foreigners...
Politics & In July 1848, a group of over 300 people He has taken from her all rights in property, even to
Government gathered in the town of Seneca Falls, New the wages she earns.
York, to demand action on the issue of women’s suffrage in He has made her, morally, an irresponsible being, as
the United States. The meeting was organized by the civil she can commit many crimes with impunity, provided
rights activist Elizabeth Cady Stanton and her Quaker they be done in the presence of her husband. In the cov-
colleague Lucretia Mott. At the meeting, the delegates drew enant of marriage, she is compelled to promise obedience
up a list of demands that were put up for a vote by those in to her husband, he becoming, to all intents and purposes,
attendance. Some signed the declaration, while others her master—the law giving him power to deprive her of
agreed with the document in principle. Still others opposed her liberty, and to administer chastisement.
it in the belief that it might hinder other goals for improving He has so framed the laws of divorce, as to what shall
the rights of women in the United States. be the proper causes, and in case of separation, to whom
The declaration, which was deliberately patterned after the guardianship of the children shall be given, as to be
the wording of the Declaration of Independence in 1776, wholly regardless of the happiness of women—the law, in
aroused considerable controversy at the time, but women’s all cases, going upon a false supposition of the supremacy
suffrage was finally realized by a constitutional amendment of man, and giving all power into his hands.
passed by Congress at the end of World War I. He has monopolized nearly all the profitable employ-
ments, and from those she is permitted to follow, she
The Declaration of Sentiments receives but a scanty remuneration. He closes against her
When, in the course of human events, it becomes necessary all the avenues to wealth and distinction which he consid-
for one portion of the family of man to assume among the ers most honorable to himself. As a teacher of theology,
people of the earth a position different from that which they medicine, or law, she is not known.
have hitherto occupied, but one to which the laws of nature He has denied her the facilities for obtaining a thor-
and of nature’s God entitle them, a decent respect to the ough education, all colleges being closed against her.
opinions of mankind requires that they should declare the He allows her in church, as well as state, but a subordi-
causes that impel them to such a course... nate position, claiming apostolic authority for her exclu-
We hold these truths to be self-evident: that all men sion from the ministry, and, with some exceptions, from
and women are created equal; that they are endowed by any public participation in the affairs of the church.
their Creator with certain inalienable rights; that among He has created a false public sentiment by giving to
these are life, liberty, and the pursuit of happiness... the world a different code of morals for men and women,
Whenever any form of government becomes destructive by which moral delinquencies which exclude women
of these ends, it is the right of those who suffer from it to from society, are not tolerated, but deemed of little
refuse allegiance to it, and to insist upon the institution account in man…
of a new government, laying its foundation on such prin- He has endeavored, in every way that he could, to destroy
ciples, and organizing its powers in such form, as to them her confidence in her own powers, to lessen her self-respect,
shall seem likely to effect their safety and happiness... and to make her willing to lead a dependent and abject life.
The history of mankind is a history of repeated inju- Now, in view of this entire disfranchisement of one-
ries and usurpations on the part of man toward woman, half the people of this country, their social and religious
having in direct object the establishment of an absolute degradation—in view of the unjust laws above men-
tyranny over her... tioned... we insist that [women] have immediate admis-
He has never permitted her to exercise her inalien- sion to all the rights and privileges which belong to them
able right to the elective franchise. He has compelled her as citizens of the United States.

Source: Elizabeth Cady Stanton, A History of Woman Suffrage, vol. 1 (Rochester, N.Y.: Fowler and Wells,1889), pp. 70–71.

 1-3 The Emergence of a Mass Society ■ 11


dramatic upheaval of World War I before male-dominated prerevolutionary political system. For years afterward,
governments capitulated on this basic issue (see Movies & it appeared that the old order had recovered from the
History, Suffragette, below). serious threats to its primacy. But by mid-century, tradi-
tional Europe was again under attack along a wide front.
Arrayed against the conservative forces was a set of new
1-4Reaction and Revolution: political ideas that began to come into their own in the
The Decline of the Old Order first half of the nineteenth century and continue to affect
the entire world today.

QQ Focus Questions: What were the major ideas


associated with the growth of liberalism and 1-4a Liberalism and Nationalism
nationalism in nineteenth-century Europe? In One of these new political ideas was liberalism. Liberalism
the light of the ambiguous character of the owed much to the Enlightenment and the American and
term “nationalism,” in what conditions should French Revolutions that erupted at the end of the eigh-
it be applied today? teenth century, all of which proclaimed the autonomy of
the individual against the power of the state. Opinions
While the Industrial Revolution shook the economic and diverged among people classified as liberals—many of
social foundations of European society, similar revolution- them members of the emerging middle class—but all
ary developments were reshaping the political map of the began with a common denominator, a conviction that in
European continent. These developments were the prod- both economic and political terms, people should be as
uct of a variety of factors, including the French Revolution, free from restraint as possible. Economic liberalism, also
which broke out in 1789, and the intellectual movement known as classical economics, was based on the tenet of
known as the Enlightenment. The French Revolution had laissez-faire—the belief that the state should not inter-
severely undermined the traditional concept of hereditary fere in the free play of natural economic forces, especially
monarchy, as well as the very existence of the traditional supply and demand. Political liberalism was based on the
system of multinational empires such as Tsarist Russia, the concept of a constitutional monarchy or constitutional
Habsburg monarchy, and the Ottoman Empire, while the state, with limits on the powers of government and a writ-
Enlightenment gave birth to the idea of the rights of the indi­ ten charter to protect the basic civil rights of the people.
vidual against the power of the state and the church. Although they held that people were entitled to equal civil
With the defeat of French forces under Napoleon rights, most liberals believed that the right to vote and to
Bonaparte at the battle of Waterloo in 1815, the dele- hold office should be open only to males who met certain
gates at the Congress of Vienna sought to reinstate the property qualifications.

MOVIES & HISTORY


Suffragette (2015)
Issued in 2015 under director Sarah Gavron, this British
film concerns the suffragist movement in Great Britain. The
chief actress in the film is the fictitious character Maud
Focus Features/Courtesy Everett Collection

Watts (Carey Mulligan), a laundry worker who—as a result


of physical abuse at work and in her home—gradually
becomes involved in suffragette activities. After hearing
a speech by the suffragette leader Emmeline Pankhurst
(Meryl Streep) that “deeds, not words” will only give women
the right to vote, she and her friends turn to acts of violent
destruction. This leads to police violence, imprisonment,
and dismissal from her job. After a close colleague is killed
while taking part in a public protest, the movement begins
to receive more publicity, and the film concludes by noting Q Do you agree with Maud Watts that if peaceful protest
that women’s suffrage began to be achieved in the 1920s. fails to right a social wrong, violent action is justified?

12 ■ CHAPTER 1 The Rise of Industrial Society in the West


Nationalism was an even more powerful ideology for German-speaking peoples. An assembly of delegates con-
change in the nineteenth century. The idea arose out of an vened in Frankfurt in July to carry through on the demand
awareness of being part of a community that had common and draw up a constitution for a future united Germany.
institutions, traditions, language, and customs. In some cases, It shortly became clear, however, that optimism about
that sense of identity was based on shared ethnic or linguistic the imminence of a new order in Europe had not been
characteristics. In others, it was the result of a common com- justified. In France, the shaky alliance between workers
mitment to a particular religion or culture. Such a commu- and the urban bourgeoisie that followed the overthrow of
nity came to be called a “nation,” and the primary political Louis Philippe was ruptured when workers’ groups and
loyalty of individuals would be to this “nation” rather than, their representatives in the government began to demand
as was the case in much of Europe at that time, to a dynasty extensive social reforms to provide guaranteed benefits
or a city-state or some other political unit. Nationalism did to the poor. Moderates, frightened by rising political ten-
not become a popular force for change until the French sions in Paris, resisted such demands. Facing the specter of
Revolution, when the overthrow of the French monarchy class war, the French nation drew back and welcomed the
under King Louis XV encouraged the popular belief that gov- rise to power of Louis Napoleon, a nephew of Napoleon
ernments should not be a royal patrimony, but rather should Bonaparte. Within three years, he declared himself, to
represent the interests of the local population. general approbation, Emperor Napoleon III. Meanwhile,
Thus, long-divided peoples such as the Germans or the the demands for reform voiced by the delegates to the
Italians now began to demand national unity in a nation- Frankfurt Assembly were dismissed by the German rulers,
state with one central government. Subject peoples in while popular uprisings in several regions of the Italian
Eastern Europe, such as the Poles, the Czechs, and the peninsula failed to unseat autocratic monarchs and over-
Hungarians, wanted national self-determination, or the turn the existing political order.
right to establish their own autonomy rather than be sub-
ject to a Russian or German minority in a multinational 1-4c The Unifications of Italy and Germany
state such as Tsarist Russia or the Habsburg Empire. Although the bright hopes of 1848 had seemingly been
crushed, the rising force of nationalism was not to be
1-4b The Revolutions of 1848 quenched. Nationalist sentiment, at first restricted primarily
At first, the advocates of liberalism and nationalism to the small educated elite, had now begun to spread among
appeared to march in tandem. When discontent with the the general population as a result of the rise in literacy
Congress of Vienna system began to emerge in the 1830s, rates and the increasing availability of books, journals, and
the two groups joined forces to topple the conservative newspapers printed in the vernacular languages. Ordinary
government in Paris and install a constitutional monarchy Europeans, previously unconcerned about political affairs,
in France. Other uprisings took place in Italy, Poland, and now became increasingly aware of the nationalist debate
Belgium (although only the latter was successful, lead- and some became actively involved in the political process.
ing to a breakaway of the area from the Netherlands). By the 1860s, the growing demand for nationhood
Elsewhere, however, Russian troops successfully crushed finally began to produce results. Italy, long divided into sepa-
a rebellion in Poland, while Austrian forces intervened to rate kingdoms, was finally united under the kingdom of
uphold reactionary regimes in a number of Italian states. Piedmont. In Germany, a North German Confederation was
But the desire for change had not been quenched. In formed in 1866 under the leadership of Prussia, its strongest
the spring of 1848, a new series of uprisings against estab- member. Under the urging of Otto von Bismarck (1815–
lished authority broke out in several countries in central 1898), who had been appointed chancellor by King William I
and western Europe. The most dramatic was in France, (r. 1861–1888), Prussia now sought to bring about the unifica-
where an uprising centered in Paris overthrew the so-called tion of Germany based on a policy of “iron and blood.” This
bourgeois monarchy of King Louis Philippe and briefly more aggressive approach was heralded by many German
brought to power a new republic composed of an alliance nationalists who had been stirred up to a fever pitch by the
of workers, intellectuals, and progressive representatives writings of intellectuals such as the philosopher Johann
of the urban middle class. Gottfried Herder, who argued that the German people (the
In Germany, progressive forces began to call for the volk) had a sacred duty to purify the corrupt old world, as
abolition of the German Confederation (a patchwork personified by German’s perennial rival France. Nationalism
of 38 semi-independent kingdoms and principalities had now begun to take on a chauvinistic tinge.
that had replaced the archaic Holy Roman Empire after Convinced that the strongest opposition to German
the Congress of Vienna) and the establishment of a new hegemony in Europe would come from neighboring
unified state, based on liberal principles, to represent all France, Bismarck provoked a war with his neighbor in 1870.
 1-4 Reaction and Revolution: The Decline of the Old Order ■ 13
After France’s crushing defeat, a year later a new German As we have seen, in western Europe it was the urban
Empire was declared in the Hall of Mirrors at the Palace of bourgeoisie that took the lead in the struggle for change. In
Versailles, just outside Paris. preindustrial Russia, the middle class was still small in size
Many German liberals were initially delighted at the and lacking in self-confidence. Some, calling themselves
unification of their country after centuries of division. But Slavophiles, looked with scorn on their allegedly corrupt
they were soon to discover that the new German Empire counterparts elsewhere in Europe and lauded the purity
would not usher in a new era of peace and freedom. Under of traditional Slavic civilization—defined in their eyes by
Prussian leadership, the new state quickly proclaimed the monarchical absolutism and the holy Russian Orthodox
superiority of authoritarian and militaristic values and Church. Others, however, had traveled to the West and
abandoned the principles of liberalism and constitutional were determined to import Western values and institu-
government. Nationalism had become a two-edged sword, tions into the Russian environment. At mid-century, a
as advocates of a greater Germany began to promote the few progressive intellectuals went out to the villages to
idea of German expansionism over non-Germanic peoples arouse their rural brethren to the need for change. Known
elsewhere on the continent. as narodniks (from the Russian term narod, for “people”
Liberal principles made similarly little headway else- or “nation”), they sought to energize the peasantry as a
where in central and eastern Europe. After the transforma- force for the transformation of Russian society. Although
tion of the Habsburg Empire into the dual monarchy of many saw the answer to Russian problems in the western
Austria-Hungary in 1867, the Austrian segment received a European model, others insisted on the uniqueness of the
constitution that theoretically recognized the equality of Russian experience and sought to bring about a revitaliza-
the nationalities and established a parliamentary system tion of the country on the basis of the communal tradi-
with the principle of ministerial responsibility. But the tions of the native village.
problem of reconciling the interests of the various nation- For the most part, such efforts achieved little. The
alities remained a difficult one. The German minority that Russian peasant was resistant to change and suspicious
governed Austria felt increasingly threatened by the Czechs, of outsiders. In desperation, some radicals turned to ter-
Poles, and other Slavic groups within the empire, and when rorism in the hope that assassinations of public officials
representatives of the latter began to agitate for autonomy, would spark tsarist repression, thereby demonstrating the
the government ignored the parliament and relied increas- brutality of the system and galvanizing popular anger.
ingly on imperial emergency decrees to govern. On the Chief among such groups was the Narodnaya Volya (“the
eve of World War I, the Austro-Hungarian Empire was far People’s Will”), a terrorist organization that assassinated
from solving its minorities problem (see Map 1.2). Tsar Alexander II in 1881.
The assassination of Alexander II convinced his son and
successor, Alexander III (r. 1881–1894), that reform had
1-4d Roots of Revolution in Russia been a mistake, and he quickly returned to the repressive
To the east, in the vast Russian Empire, neither the measures of earlier tsars. When Alexander III died, his son
Industrial Revolution nor the European Enlightenment had and successor, Nicholas II (r. 1894–1917), began his rule
exerted much impact. Always a vast nation situated on the armed with his father’s conviction that the absolute power
eastern borders of the continent of Europe, at the begin- of the tsars should be preserved.
ning of the nineteenth century Russia was overwhelmingly But it was too late, for conditions were changing.
rural, agricultural, and autocratic. The Russian tsar was still Although industrialization came late to Russia, it pro-
regarded as a divine-right monarch with unlimited power, gressed rapidly after 1890, especially with the assistance
although the physical extent of the empire made the claim of foreign investment. By 1900, Russia had become the
impracticable. For centuries, Russian farmers had groaned fourth-largest producer of steel, behind the United States,
under the yoke of an oppressive system that tied the peas- Germany, and Great Britain. At the same time, Russia
ants to poverty conditions and the legal status of serfs under was turning out half of the world’s production of oil.
the authority of their manor lord. An enlightened tsar, Conditions for the working class, however, were abysmal,
Alexander II (r. 1855–1881), had sought to alleviate condi- and opposition to the tsarist regime from workers, peas-
tions by emancipating the serfs in 1861, but under condi- ants, and intellectuals, long frustrated, finally exploded
tions that left most Russian peasants still poor and with little into revolt in 1905. Facing an exhausting war with Japan
hope for social or economic betterment. In desperation, the in Asia (see Chapter 3), Tsar Nicholas reluctantly granted
Russian peasants frequently lashed out at their oppressors civil liberties and agreed to create a legislative assembly,
in sporadic rebellions, but all such uprisings were quelled the Duma, elected directly by a broad franchise. But real
with brutal efficiency by the tsarist regime. constitutional monarchy proved short-lived. By 1907, the

14 ■ CHAPTER 1 The Rise of Industrial Society in the West


A rct i c O cea n
German Empire France
Austria-Hungary Ottoman Empire

Italy
FINLAND
0 250 500 750 Kilometers
NORWAY
0 250 500 Miles RUSSIAN
and
SWEDEN Helsingfors EMPIRE
Kristiania Vo
Stockholm lga R.
Saint Petersburg
Baltic
North
Sea Moscow
Sea DENMARK Copenhagen
GREAT
BRITAIN NETHERLANDS Elbe
R
Berlin

.
Rhin O Warsaw
Dresden er R

eR
London

d
GERMAN .

.
BELGIUM Prague Kiev
EMPIRE BE
Paris LUXEMBOURG AUSTRIA-
Vienna

SS
Munich HUNGARY

AR
A t l a n tic SWITZERLAND AUSTRIA Budapest

AB
Odessa
s HUNGARY
O cea n

IA
Alp

FRANCE Po R.Venice CRIMEA


SERBIA Belgrade .
Danube R Sevastopol
Marseilles
Pyre ITALY Black Sea
Ebr nees

O
o Corsica Rome MONTENEGRO T Sinope
PORTUGAL R. T Constantinople
Naples O
Sardinia M
Madrid
ds AN
an EM
Lisbon I sl
SPAIN ar i c PIRE
Bale
Sicily Athens
GREECE Tau
Tunis
rus Mts.
Algiers
Tangier TUNISIA
ALGERIA Crete
MOROCCO Mediterranean Sea Cyprus

MAP 1.2 Europe in 1871. German unification in 1871 upset the balance of power that had prevailed in Europe
for more than half a century and eventually led to a restructuring of European alliances. By 1907, Europe
was divided into two opposing camps: the Triple Entente of Great Britain, Russia, and France and the Triple
Alliance of Germany, Austria-Hungary, and Italy.

Q Which of the countries identified on this map could be described as multinational empires?

tsar had curtailed the power of the Duma and fell back on and along the northern coast of Africa. Soon they con-
the army and the bureaucracy to rule Russia. trolled the entire eastern half of the Mediterranean Sea.
But by the nineteenth century, despite state reform pro-
grams designed to modernize the empire, increasing social
1-4e The Ottoman Empire and Nationalism unrest and the intervention of the European powers in
in the Balkans Ottoman affairs challenged the legitimacy of the Ottoman
Like the Austro-Hungarian Empire, the Ottoman Empire state.
was threatened by the rising nationalist aspirations of Gradually, the emotional appeal of nationhood began
its subject peoples. Beginning in the fourteenth century, to make inroads among the various ethnic and linguis-
the Ottoman Turks had expanded from their base in the tic groups in southeastern Europe. In the course of the
Anatolian peninsula into the Balkans and southern Russia, nineteenth century, the Balkan provinces of the Ottoman

 1-4 Reaction and Revolution: The Decline of the Old Order ■ 15


Empire began to gain their freedom, although the intense The governing Liberal and Conservative parties were both
rivalry in the region between Austria-Hungary and Russia still dominated by a coalition of aristocratic landowners
complicated the process. Greece became an independent and upper-middle-class business magnates. But both par-
kingdom in 1830 after a successful revolt. After Russia’s ties also saw the necessity of adopting political reforms to
defeat of the Ottoman Empire in 1878, Serbia and Romania avoid violence and competed in supporting legislation that
were recognized as independent states. Bulgaria achieved expanded the right to vote. Reform acts in 1867 and 1884
autonomous status under Russia’s protection, and the greatly expanded the number of adult males who could
Balkan territories of Bosnia and Herzegovina were placed vote, and by the end of World War I, all males over twenty-
under Austria’s. Despite such changes, the force of Balkan one and women over thirty had that right.
nationalism was by no means stilled. The political reforms grudgingly enacted in the last half
Meanwhile, other parts of the empire began to break of the nineteenth century led eventually to the growth of
away from central control. In Egypt, the ambitious gov- trade unions and the emergence in 1900 of the Labour
ernor Muhammad Ali declared the region’s autonomy Party, which dedicated itself to workers’ interests. As
from Ottoman rule and initiated a series of reforms a result, the Liberals felt pressure to seek the workers’
designed to promote economic growth and government support by promoting a program of social welfare. The
efficiency. During the 1830s, he sought to improve agricul- National Insurance Act of 1911 provided benefits for work-
tural production and reform the educational system, and ers in case of sickness or unemployment, to be paid for by
he imported machinery and technicians from Europe to compulsory contributions from workers, employers, and
carry out the first industrial revolution on African soil. In the state. Additional legislation provided a small pension
the end, however, the effort failed, partly because Egypt’s for those over seventy and compensation for those injured
manufactures could not compete with those of Europe in accidents at work.
and also because much of the profit from the export of A similar process was under way in France, where
cash crops went into the hands of conservative landlords. the overthrow of Napoleon III’s Second Empire in 1870
Measures to promote industrialization elsewhere in led to the creation of a republican form of government.
the empire had even less success. By mid-century, a small France failed, however, to develop a strong parliamen-
industrial sector, built with equipment imported from tary system on the British two-party model because the
Europe, took shape, and a modern system of transport existence of a dozen political parties forced the premier
and communications began to make its appearance. By the to depend on a coalition of parties to stay in power. The
end of the century, however, the results were meager, and Third Republic was notorious for its changes of govern-
members of the empire’s small westernized elite, led by ment. Between 1875 and 1914, there were no fewer than
a small group of reformist military officers known as the fifty cabinet changes; during the same period, the British
Young Turks, became increasingly restive (see Chapter 5). had eleven. Nevertheless, the government’s political and
social reforms gradually won more and more middle-class
and peasant support, and by 1914, the Third Republic com-
1-5The Triumph of Liberalism manded the loyalty of most French people.
Even in Germany, the situation was changing. Although
in the West the levers of power were firmly controlled by a partnership
between a conservative landed aristocracy and wealthy
QQ Focus Questions: What factors do you think
are responsible for the triumph of liberal
industrialists, the country was rapidly becoming urban-
ized, as the impact of the Industrial Revolution began to
principles in late nineteenth-century western seep through the economy. After the formation of the pro-
Europe and the United States? Do you think gressive German Social Democratic Party in 1875, several
such factors are relevant today? representatives of the working class were elected to the
Reichstag, the country’s parliament. By the end of the cen-
In western Europe, where democratic principles had tury, a number of reforms had been enacted to benefit the
already been introduced into the political discussion, and lives of German farmers and workers.
where an affluent urban middle class represented a growing By 1870, Italy had emerged as a geographically united
political force, liberal principles experienced a better fate. state, but sectional differences (exacerbated by a poverty-
The British political and economic elites had been fright- stricken south and an industrializing north) weakened any
ened by the specter of social revolution that periodically sense of community. Chronic turmoil between labor and
raged on the European continent, and by 1871 the coun- industry undermined the social fabric, as did the preva-
try had a functioning two-party parliamentary system. lence of extensive corruption among government officials

16 ■ CHAPTER 1 The Rise of Industrial Society in the West


and the lack of stability created by ever-changing gov- economic and social legislation, including laws that gov-
ernment coalitions. Abroad, Italy’s pretensions to great- erned hours, wages, and working conditions, especially for
power status proved equally hollow when it became the women and children. The realization that state laws were
first European power to lose a war to an African state, ineffective in dealing with nationwide problems, however,
Ethiopia, a humiliation that later led to the costly (but suc- led to a progressive movement at the national level.
cessful) attempt to compensate by conquering Libya in National progressivism was evident in the administra-
1911 and 1912. tions of Theodore Roosevelt and Woodrow Wilson. Under
Roosevelt (1901–1909), the Meat Inspection Act and Pure
Food and Drug Act provided for a limited degree of federal
1-5a The United States and Canada regulation of corrupt industrial practices. Wilson (1913–
A similar process took place in the Western hemisphere. 1921) was responsible for the creation of a graduated fed-
Between 1860 and World War I, the United States made eral income tax and the Federal Reserve System, which
the shift from an agrarian to a mighty industrial nation. gave the federal government a role in important economic
American heavy industry stood unchallenged in 1900. In decisions formerly made by bankers. Like many European
that year, the Carnegie Steel Company alone produced nations, the United States was moving into policies that
more steel than Great Britain’s entire steel industry. extended the functions of the state.
Industrialization also led to urbanization. While estab- Canada, economically somewhat more homogeneous
lished cities, such as New York, Philadelphia, and Boston, than its southern neighbor, faced fewer problems in
grew even larger, other moderate-size cities, such as addressing issues related to social and economic equality.
Pittsburgh, grew by leaps and bounds because of indus- The larger issue for Canada was that of national unity. At
trialization and the arrival of millions of immigrants from the beginning of 1870, the Dominion of Canada had only
eastern Europe. Whereas 20 percent of Americans lived in four provinces: Quebec, Ontario, Nova Scotia, and New
cities in 1860, more than 40 percent did in 1900. One factor Brunswick. With the addition of two more provinces in
underlying the change was a vast increase in agricultural 1871—Manitoba and British Columbia—the Dominion
productivity, creating a food surplus that enabled millions now extended from the Atlantic Ocean to the Pacific. But
of Americans to move from the farm to the factory. real unity was difficult to achieve because of the distrust
By 1900, the United States had become the world’s between the English-speaking and the French-speaking
richest nation and greatest industrial power. Less inclined peoples of Canada, most of whom lived in the province
than their European counterparts to accept government of Quebec. Fortunately for Canada, Sir Wilfrid Laurier,
intervention as a means of redressing economic or social who became the first French Canadian prime minister in
ills, Americans experienced both the benefits and the dis- 1896, was able to reconcile Canada’s two major groups and
advantages of unfettered capitalism. In 1890, the richest resolve the issue of separate schools for French Canadians.
9 percent of Americans owned an incredible 71 percent of Laurier’s administration also witnessed increased indus-
all the wealth. Labor unrest over unsafe working condi- trialization and successfully encouraged immigrants from
tions, strict work discipline, and periodic cycles of devastat- central and eastern Europe to help populate Canada’s vast
ing unemployment led workers to organize. By the turn territories.
of the twentieth century, one national organization, the
American Federation of Labor, emerged as labor’s domi-
nant voice. Its lack of real power, however, is reflected 1-5b Tradition and Change in Latin America
in its membership figures: in 1900, it constituted but In the three centuries following the arrival of Christopher
8.4 percent of the American industrial labor force. And Columbus in the Western Hemisphere in 1492, South and
part of the U.S. labor force remained almost entirely disen- Central America fell increasingly into the European orbit.
franchised. Although the victory of the North in the Civil Portugal dominated Brazil, and Spain created a vast empire
War led to the abolition of slavery, political, economic, and that included most of the remainder of South America as
social opportunities for the African American population well as Central America. Hence, the entire area is generally
remained limited, and racist attitudes were widespread. described as Latin America. Almost from the beginning,
During the so-called Progressive Era after 1900, the it was a multicultural society composed of European set-
reform of many features of American life became a pri- tlers, indigenous American Indians, immigrants from Asia,
mary issue. At the state level, reforming governors sought and black slaves brought from Africa to work on the sugar
to achieve clean government by introducing elements of plantations and in other menial occupations. Intermarriage
direct democracy, such as direct primaries for selecting among the four groups resulted in the creation of a diverse
nominees for public office. State governments also enacted population with a less rigid view of race than was the case

 1-5 The Triumph of Liberalism in the West ■ 17


in North America. Latin American culture also came to
reflect a rich mixture of Iberian, Asian, African, and Native
American themes.

The Emergence of Independent States Until the begin-


ning of the nineteenth century, the various Latin American
societies were ruled by colonial officials appointed by
monarchical governments in Europe. An additional
instrument of control was the Catholic Church, which
under­took a major effort to Christianize the indigenous
peoples and transform them into docile and loyal sub-
jects of the Portuguese and Spanish Empires. By 1800,
however, local elites, mostly descendants of Europeans
who had become permanent inhabitants of the Western
Hemisphere, became increasingly affected by the spirit of
nationalism that had emerged after the Napoleonic era in
Europe. During the first quarter of the nineteenth century,
under great leaders like Simón Bolívar of Venezuela and
José de San Martín of Argentina (see Image 1.4), they
launched a series of revolts that led to the eviction of the

3LH/Superstock
monarchical regimes and the formation of independent
states from Argentina and Chile in the south to Mexico
in North America. Brazil received its independence from
Portugal in 1825.
IMAGE 1.4 The Liberators of South America. José de San Martín
Many of the new states were based on the administra- and Simón Bolívar are hailed as the joint leaders of the South
tive divisions that had been established by the Spanish in the American independence movement. The former focused his
early colonial era. Although all shared the legacy of Iberian campaign on the southern section of the continent, while the
culture brought to the Americas by the conquistadors, the Venezuelan Bolívar carried on his activities in the north. This
depiction of Bolívar leading impeccably uniformed troops into
particular mix of European, African, and indigenous peo-
a campaign is undoubtedly unrealistic.
ples resulted in distinctive characteristics for each country.
One of the goals of the independence movement Q Given the conditions pertaining at independence, what do
you think some of the major challenges to building stable
had been to free the economies of Latin America from modern societies were for the independence leaders in
European control and to exploit the riches of the continent South America?
for local benefit. In fact, however, political independence
did not lead to a new era of prosperity for the people of
Latin America. Most of the powerful elites in the region balanced economies after 1900, they concentrated on
earned their wealth from the land and had few incentives building a manufacturing base, notably in textiles, food
to follow the European model of promoting an industrial processing, and construction materials.
revolution. As a result, the previous trade pattern per- Nevertheless, the growth of the Latin American econ-
sisted, with Latin America exporting raw materials and omy came largely from the export of raw materials, and
foodstuffs (wheat and sugar) as well as tobacco and hides the gradual transformation of the national economies in
in exchange for manufactured goods from Europe and the Latin America simply added to the region’s growing depen-
United States. dence on the capitalist nations of the West. Modernization
was basically a surface feature of Latin American society;
Problems of Economic Dependence With economic past patterns still largely prevailed. Rural elites dominated
growth came a boom in foreign investment. Between their estates and their rural workers. Although slavery was
1870 and 1913, British investments—mostly in railroads, abolished by 1888, former slaves and their descendants
mining, and public utilities—grew from £85 million to were still at the bottom of society. The Native Americans
£757 million, which constituted two-thirds of all foreign remained poverty-stricken, debt servitude was still a way
investment in Latin America. By the end of the century, of life, and the region remained economically dependent
however, the U.S. economic presence began to increase on foreigners. Despite its economic growth, Latin America
dramatically. As Latin Americans struggled to create more was still sorely underdeveloped.
18 ■ CHAPTER 1 The Rise of Industrial Society in the West
One potential bright spot for the future economic Latin America also experienced a political transforma-
prosperity of Latin America was the discovery of natural tion after 1870. Large landowners began to take a more
rubber in Brazil. Derived from the sap of a tree native direct interest in national politics, sometimes expressed
to the Amazon River basin, rubber rapidly achieved by a direct involvement in governing. In Argentina and
popularity throughout the world as products made of Chile, for example, landholding elites controlled the
it—from erasers, footwear, and raincoats to automobile governments, and although they produced constitutions
tires— flooded the markets of Europe and the United ­similar to those of the United States and European coun-
States. The boom was short-lived, however. After seeds tries, they were careful to ensure their power by regulat-
of the rubber tree were secretly shipped to Great Britain ing ­voting rights.
in the 1870s, rubber plantations began to be established In some countries, large landowners made use of dic-
by European growers in colonial Southeast Asia, and tators to maintain their interests. Porfirio Díaz, who ruled
the Brazilian industry—plagued by poor management Mexico from 1876 to 1911, established a conservative govern-
­practices—quickly declined in the first quarter of the ment with the support of the army, foreign capitalists, large
twentieth century (see Chapter 2). landowners, and the Catholic Church, all of whom bene-
The surface prosperity that resulted from the emer- fited from their alliance. But there were forces for change
gence of an export economy had a number of repercus- in Mexico that sought to precipitate a true social revolution.
sions. One result was the modernization of the elites, who Díaz was ousted from power in 1911 (see Chapter 2), open-
grew determined to pursue their vision of progress. Large ing an extended era of revolutionary unrest.
landowners increasingly sought ways to rationalize their Sometimes political instability led to foreign interven-
production methods to make greater profits. As a result, tion. In 1898, the United States sent military forces in
cattle ranchers in Argentina and coffee barons in Brazil support of an independence movement in Cuba, bring-
became more aggressive entrepreneurs. ing an end to 400 years of Spanish rule on the island. U.S.
Another result of the new prosperity was the growth of occupation forces then remained for several years, despite
a small but increasingly visible middle class—lawyers, mer- growing opposition from the local population. The United
chants, shopkeepers, businessmen, schoolteachers, pro- States also intervened militarily in Nicaragua, Honduras,
fessors, bureaucrats, and military officers. Living mainly and the Dominican Republic to restore law and order and
in the cities, these people sought education and decent protect U.S. economic interests in the region, sparking
incomes and increasingly regarded the United States as the cries of “Yankee imperialism.”
model to emulate, especially in regard to industrialization
and education.
As Latin American export economies boomed, the
working class expanded, and this in turn led to the growth The Rise of the Socialist
1-6
of labor unions, which often advocated the use of the gen- Movement
eral strike as an instrument for change. By and large, how-
ever, the governing elites succeeded in stifling the political
influence of the working class by restricting the right to
vote. The need for industrial labor also led Latin American
QQ Focus Questions: How did Karl Marx predict
that the Industrial Revolution would affect and
change the nature of European society? Were
countries to encourage European immigrants. Between his predictions correct?
1880 and 1914, 3 million Europeans, primarily Italians
and Spaniards, settled in Argentina. More than 100,000 One of the less desirable consequences of the Industrial
Europeans, mostly Italian, Portuguese, and Spanish, arrived Revolution was the yawning disparity in the distribution
in Brazil each year between 1891 and 1900. of wealth. While industrialization brought increasing
affluence to an emerging middle class, it brought grind-
Social and Political Changes As in Europe and the ing hardship to millions of others in the form of low-
United States, industrialization led to urbanization. paying jobs in mines or factories characterized by long
Buenos Aires (known as the “Paris of South America” for working hours under squalid conditions. The underlying
its European atmosphere) had 750,000 inhabitants by 1900 cause was clear: because of the rapid population growth
and 2 million by 1914—one-fourth of Argentina’s popu- taking place in most industrializing societies in Europe,
lation. By that time, urban dwellers made up 53 percent factory owners remained largely free to hire labor on
of Argentina’s population overall. Brazil and Chile also their own terms, based on market forces.
witnessed a dramatic increase in the number of urban Beginning in the last decades of the eighteenth century,
dwellers. radical groups, inspired by the egalitarian ideals of the
 1-6 The Rise of the Socialist Movement ■ 19
French Revolution, began to seek the means to rectify the did not occur, Marx belatedly concluded that urban mer-
problem. Some found the answer in intellectual schemes chants and peasants were too conservative by nature to
that envisaged a classless society based on the elimination support the workers and would oppose revolution once
of private property. Others prepared for an armed revolt to their own immediate economic demands were satisfied.
overthrow the ruling order and create a new society con- As for the workers’ movement itself, it was clearly still too
trolled by the working masses. Still others began to form weak to seize power and could not expect to achieve its
trade unions to fight for improved working conditions and own objectives until the workers had become politically
higher wages. Only one group sought to combine all of more sophisticated and better organized. In effect, Marx
these factors into a comprehensive program to destroy the concluded that revolution would not take place in western
governing forces and create a new egalitarian society based Europe until capitalism had “ripened,” leading to a concen-
on the concept of “scientific socialism.” The founder of tration of capital in the hands of a wealthy minority and an
that movement was Karl Marx, a German intellectual who “epidemic of overproduction” because of inadequate pur-
had abandoned an academic career in philosophy to take chasing power by the impoverished lower classes. Then a
up radical political activities in Paris. large and increasingly alienated proletariat could drive the
capitalists from power and bring about a classless utopia.
For the remainder of his life, Marx acted out the logic of
1-6a The Rise of Marxism these conclusions. From his base in London, he undertook
Marxism made its first appearance in 1847 with the pub- a massive study of the dynamics of the capitalist system, a
lication of a short treatise, The Communist Manifesto, writ- project that resulted in the publication of the first volume
ten by Karl Marx (1818–1883) and his close collaborator, of his most ambitious work, Das Kapital (Capital), in 1869. In
Friedrich Engels (1820–1895). In the Manifesto, the two the meantime, he attempted to prepare for the future revo-
authors predicted the outbreak of a massive uprising that lution by organizing the scattered radical parties throughout
would overthrow the existing ruling class and bring to Europe into a cohesive revolutionary movement, called the
power a new revolutionary regime based on their ideas International Workingmen’s Association (usually known
(see Historical Voices, “The Classless Society,” p. 21). today as the First International), that would be ready to
Marx, the son of a Jewish lawyer in the city of Trier in rouse the workers to action when the opportunity came.
western Germany, was trained in philosophy and became an Unity was short-lived. Although all members of the
admirer of the German philosopher Georg W. F. Hegel, who First International shared a common distaste for the capi-
viewed historical change as the result of conflict between talist system, some preferred to reform it from within
contending forces. The clash between such forces would (many of the labor groups from Great Britain), whereas
eventually lead to synthesis in a new and higher reality. others were convinced that only violent insurrection
Marx appropriated Hegel’s ideas and applied them to would suffice to destroy the existing ruling class (Karl
the economic and social conditions of mid-nineteenth- Marx and the anarchists around Russian revolution-
century Europe, where he envisioned an intense struggle ary Mikhail Bakunin). Even the radicals could not agree.
between the owners of the means of production and dis- Marx believed that revolution could not succeed without
tribution and the oppressed majority who labored on their a core of committed communists to organize and lead the
behalf. In his view, as he put it in The Communist Manifesto, masses; Bakunin contended that the general insurrection
“the history of all hitherto existing society is the history of should be a spontaneous uprising from below. In 1871, the
class struggle.”5 During the feudal era, landless serfs rose First International disintegrated.
up to overthrow their manor lords, giving birth to capital-
ism. In turn, Marx predicted, the proletariat (the urban
working class) would eventually revolt against subhuman 1-6b Capitalism in Transition
conditions to bring down the capitalist order and establish While Marx was grappling with the problems of preparing
a new classless society to be called communism. According for the coming revolution, European society was undergo-
to Marx, the achievement of communist societies through- ing significant changes. The advanced capitalist states such
out the world would represent the final stage of history. as Great Britain, France, and the Low Countries (Belgium,
When revolutions broke out all over Europe in the Luxembourg, and the Netherlands) were gradually evolv-
eventful year of 1848, Marx and Engels eagerly but mistak- ing into mature, politically stable societies in which Marx’s
enly predicted that the uprisings would spread throughout dire predictions were not being borne out. His forecast
Europe and lead to the destruction of all national borders of periodic economic crises was correct enough, but
and the rise of a new revolutionary regime led by work- his warnings of concentration of capital and the impov-
ers, dispossessed bourgeois, and communists. When that erishment of labor were somewhat wide of the mark,
20 ■ CHAPTER 1 The Rise of Industrial Society in the West
HISTORICAL VOICES

The Classless Society


of the movement, outstrip themselves, necessitate further
Q How did Marx and Engels define the proletariat? The
inroads upon the old social order, and are unavoidable as a
bourgeoisie? Why did Marxists come to believe that
this distinction was paramount for understanding
means of entirely revolutionizing the mode of production.
history? For shaping the future?
These measures will of course be different in different
countries.
Nevertheless, in the most advanced countries, the fol-
Politics &In The Communist Manifesto, Karl Marx lowing will be pretty generally applicable:
Government and Friedrich Engels predicted the creation 1. Abolition of property in land and application of all
of a classless society as the end product of the struggle rents of land to public purposes.
between the bourgeoisie and the proletariat. In this 2. A heavy progressive or graduated income tax.
selection, they discuss the steps by which that classless 3. Abolition of all right of inheritance. . . .
society would be reached. 5. Centralization of credit in the hands of the State, by
means of a national bank with State capital and an
Karl Marx and Friedrich Engels, The Communist Manifesto
exclusive monopoly.
A spectre is haunting Europe—the spectre of Communism. 6. Centralization of the means of communication and
All the powers of old Europe have entered into a holy alli- transport in the hands of the State.
ance to exorcise this spectre: Pope and Czar, … French radi- 7. Extension of factories and instruments of production
cals and German police spies. owned by the State. . . .
Where is the party in opposition that has not been 8. Equal liability of all to labor. Establishment of indus-
decried as Communistic by its opponents in power? trial armies, especially for agriculture.
Where the opposition that has not hurled back the brand- 9. Combination of agriculture with manufactur-
ing reproach of Communism? ... ing industries; gradual abolition of the distinction
Two things result from this fact: between town and country, by a more equable distri-
1) Communism is already acknowledged by all bution of the population over the country.
European Powers to be itself a Power. 10. Free education for all children in public schools.
2) It is high time that Communists should openly, in the Abolition of children’s factory labor in its present
face of the whole world, publish their views, their aims, form. . . .
their tendencies, and meet this nursery tale of the spec- When, in the course of development, class distinctions
tre of Communism with a manifesto of the party itself. have disappeared, and all production has been concentrated
To this end, Communists of various nationalities have in the whole nation, the public power will lose its political
assembled in London, and sketched the following Manifesto. character. Political power, properly so called, is merely the
We have seen . . . that the first step in the revolution by organized power of one class for oppressing another. If the
the working class is to raise the proletariat to the position proletariat during its contest with the bourgeoisie is com-
of ruling class. . . . The proletariat will use its political pelled, by the force of circumstances, to organize itself as a
supremacy to wrest, by degrees, all capital from the bour- class, if, by means of a revolution, it makes itself the ruling
geoisie, to centralize all instruments of production in the class, and, as such, sweeps away by force the old conditions
hands of the State, i.e., of the proletariat organized as the of production, then it will, along with these conditions,
ruling class; and to increase the total of productive forces have swept away the conditions for the existence of class
as rapidly as possible. antagonisms and of classes generally, and will thereby have
Of course, in the beginning, this cannot be effected abolished its own supremacy as a class.
except by means of despotic inroads on the rights of In place of the old bourgeois society, with its classes
property, and on the conditions of bourgeois production; and class antagonisms, we shall have an association, in
by means of measures, therefore, which appear economi- which the free development of each is the condition for
cally insufficient and untenable, but which, in the course the free development of all.

Source: From Karl Marx and Friedrich Engels, The Communist Manifesto.

 1-6 The Rise of the Socialist Movement ■ 21


as capitalist societies began to eliminate or at least reduce a better society seemed to be well demonstrated by a rising
some of the more flagrant inequities apparent in the standard of living, urban improvements, and mass educa-
early stages of capitalist development. These reforms tion. Between 1870 and 1914, however, a dramatic transfor-
occurred because workers and their representatives had mation in the realm of ideas and culture began to challenge
begun to use the democratic political process to their own many of these assumptions. A new view of the physical
advantage, organizing labor unions and political parties universe, alternative views of human nature, and radically
to improve working conditions and enhance the role of innovative forms of literary and artistic expression shattered
workers in the political system. Some of these political par- old beliefs and opened the way to a more complex view of
ties were led by Marxists, who were learning that in the the human condition. Although the real impact of many of
absence of a social revolution to bring the masses to power, these ideas was not felt until after World War I, they served
the capitalist democratic system could be reformed from to provoke a sense of confusion and anxiety before 1914 that
within to improve the working and living conditions of its would become even more pronounced after the war.
constituents. In 1889, after Marx’s death, several such par-
ties (often labeled “social democratic” parties) formed the
Second International, dominated by reformist elements 1-7a Developments in the Sciences:
committed to achieving socialism within the bounds of The Emergence of a New Physics
the Western parliamentary system. A prime example of this development took place in the
Marx had also underestimated the degree to which realm of physics. Throughout much of the nineteenth
nationalism would appeal to workers in most European century, Westerners adhered to the mechanical concep-
countries. Marx had viewed nation and culture as false tion of the universe postulated by the classical physics of
idols diverting the interests of the oppressed from their true Isaac Newton (1642–1727). In this perspective, the universe
concern, the struggle against the ruling class. In his view, was a giant machine in which time, space, and matter were
the proletariat would throw off its chains and unite in the objective realities that existed independently of the parties
sacred cause of “internationalist” world revolution. In real- observing them. Matter was thought to be composed of
ity, workers joined peasants and urban merchants in defend- indivisible, solid material bodies called atoms.
ing the cause of the nation against its foreign enemies. A But these views began to be questioned at the end of
generation later, French workers would die in the trenches the nineteenth century. Some scientists had discovered
defending France from workers across the German border. that certain elements such as radium and polonium spon-
A historian of the late nineteenth century might have taneously gave off rays or radiation that apparently came
been forgiven for predicting that Marxism, as a revolution- from within the atom itself. Atoms were therefore not
ary ideology, was dead. To the east, however, in the vast hard material bodies but small worlds containing such sub-
plains and steppes of central Russia, it was about to be atomic particles as electrons and protons that behaved in
reborn (see Chapter 4). a seemingly random and inexplicable fashion. Inquiry into
the disintegrative process within atoms became a central
theme of the new physics.
1-7Toward the Modern Building on this work, in 1900, a Berlin physicist, Max
Consciousness: Intellectual Planck (1858–1947), rejected the belief that a heated body
radiates energy in a steady stream but maintained instead
and Cultural Developments that it did so discontinuously, in irregular packets of energy
that he called “quanta.” The quantum theory raised funda-
QQ Focus Question: What intellectual and cultural
developments opened the way to a modern
mental questions about the subatomic realm of the atom.
By 1900, the old view of atoms as the basic building blocks
consciousness in Europe, and how did this of the material world was being seriously questioned, and
consciousness differ from earlier worldviews? Newtonian physics was in trouble.
Albert Einstein (1879–1955), a German-born patent
The physical changes that were taking place in societies officer working in Switzerland, pushed these new theories
exposed to the Industrial Revolution were accompanied by of thermodynamics into new terrain. In 1905, Einstein
an equally significant transformation in the arena of culture. published a paper setting forth his theory of relativity.
Before 1914, most Westerners continued to believe in the According to relativity theory, space and time are not
values and ideals that had been generated by the impact of absolute but relative to the observer, and both are inter-
the Scientific Revolution and the Enlightenment. The ability woven into what Einstein called a four-dimensional space–
of rational human beings to improve themselves and achieve time continuum. Neither space nor time has an existence
22 ■ CHAPTER 1 The Rise of Industrial Society in the West
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