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Tes 38-17
Tes 38-17
1. Introduction
This note discusses the semantic relations between the constituents of
nominal expressions. Levi (1978:1) treats the following three types of nominals,
which she calls Complex Nominals (hereafter, CNs (ibid.:1–2)), as the same class
because they can be grouped by their partially overlapping properties:
CNs, that is, refer to a type of nominal constructions in which ‘a head noun is
preceded by a modifying element that is either a noun or a RAdj [relational
adjectives]’ (Shimada and Nagano (2018:67)). Levi (1975, 1978) focuses only
on ‘endocentric’ CNs, that is, ‘those CNs whose referents constitute a subset of
the set of objects denoted by the head noun’ (1978:6), 3 as she is attempting to
elaborate a theory of the ‘productive processes that generate complex nominals’
(ibid.:8). The following CN is, for example, interesting in that it has several
possible readings (Levi (ibid.:9)):
*
This study was inspired by discussions with Akiko Nagano (Tohoku University). I
would like to thank all my reviewers, Hiroko Wakamatsu, Kazuyoshi Ishikawa, Nana Odagiri,
Yuri Togano, and Kasumi Yokoo. All errors and shortcomings in this paper are my own.
This study is supported in part by JSPS KAKENHI Grant Number 19J10598.
1
In Levi’s terminology, adjectives that do not appear in predicate position are called
‘nonpredicating adjectives’ (e.g. a rural policeman vs. *a policeman who is rural). Recent
analyses have normally called this type of adjective ‘relational adjectives’ ( RAs) (see Bisetto
(2010), Shimamura (2014), Nagano (2013, 2016, 2018)). I use the latter term in this paper.
2
The CN musical criticism is listed in both (1b) and (1c). This indicates that some CNs
are considered not only as the resultants of nominalisation but also as merely RA-N expressions.
3
According to Levi (1978:§1.3), the following four types of nominals should be excluded
due to their creative, idiosyncratic, conventionalised, and lexicalised properties: (i) exocentric
CNs (e.g. ladyfinger (metaphorical), birdbrain (synecdochical), speaker-listener
(coordinative)); (ii) proper nouns that resemble CNs in form (e.g. Istanbul Hotel, Parisian
Café); (iii) CNs that must be derived from underlying adverbs (e.g. potential enemy, early
riser); and (iv) lexicalised CNs (e.g. ball park, eggplant). Bauer and Tarasova (2013) also
focus on endocentric compounds and discuss them in a different way (see also Tarasova (2013)).
The CN horse doctor (N-N compound) is normally used with the meaning of (2a),
which is semantically parallel with tree doctor (‘doctor for trees’; viz. arborist).
It could, however, have the other meanings exemplified in (2b-d). This highly
variable interpretation of CNs, particularly N-N compounds, has been pointed out
by many scholars, such as Hatcher (1960), Downing (1977), Ryder (1994), and
Plag (2003). On the basis of the pertinent literature, this note explores the
semantic relations between the constituents of CNs in terms of predication. I
claim that such multiple readings of CNs as in (2) result from a basic sentence-
level predication system. What this implies is that there is a similar cognitive-
semantic mechanism between words and sentences; namely, the sentence
predication is reflected even in word-formation.
This paper continues as follows. Section 2 introduces Levi’s (1975, 1978)
generative semantic analysis in order to explain how CNs are formed. Section 3
reviews Nakau’s (1994) tripartite theory of predicates and Gunkel and Zifonun’s
(2008) analysis of deverbal nominalisation. Section 4 discusses the semantic
relations in CNs and refers succinctly to one of the remaining issues. Section 5
provides a conclusion.
In (3a), the relations between the constituents in the RA-N constructions are just
like the N-N constructions in (3b). For example, as the RA corporate
semantically classifies a type of lawyer (i.e. ‘a lawyer specialising in corporate
law’), the noun tax also semantically identifies what kind of lawyer is referred to
(i.e. ‘a lawyer dealing with tax law’). The following pairs are synonymous:
Each RA in (4a) has the same meaning as the corresponding noun in the respective
expression in (4b), though the difference lies only in the prenominal element’s
syntactic category.4 On the basis of this, Levi (ibid.) argues, adducing extensive
evidence, that RAs are derived from nouns, and their status as adjectives can be
formally adjusted at the surface level. For example, nouns are not generally
preceded by degree adverbial modifiers such as very or quite (Levi (1978:19)).5
This property is only observed in the case of RAs, not predicating adjectives:
The noun conductor or the N-N electricity conductor in (5a) cannot come after
the degree modifiers, which is confirmed in the case of the RA in (5b) as well.
As for (5c), since the adjective efficient is predicating, 6 the degree adverbial very
can modify this and describes the degree of the conductor’s efficiency. In this
4
However, this view has been questioned by some scholars such as Giegerich (2009) and
Shore (2010). Levi also recognises that there are some exceptions and points out that a certain
stylistic manner is involved in this issue. This issue will be taken up again in Section 4.
5
The other properties are listed as follows (Levi (1978:19); cf. Bisetto (2010)):
7
There is another process: predicate nominalisation. We will treat this in Section 3.2.
8
The abbreviation ‘RDP’ stands for ‘Recoverably Deletable Predicates’ (see others in
(7)). The term ‘recoverable’ indicates recoverability of deletion (e.g. you in imperatives;
Chomsky (1965:144–145)). According to Levi (1978:146), the RDP itself is viewed as an
‘explicitly mentioned formative’; namely, the RDP set comprises the formally visible predicates
to represent the semantic relations between the constituents of CNs and their derivational
processes. Note that ‘the RDPs normally appear in small capital letters in order to stress that
it is the semantic structure that is most relevant to deletability, rather than individual lexical
items’ (Levi (1978:81)). For example, the RDP IN represents a general locative predicate: ‘x
is located at y’; this location can be temporal, spatial, concrete, or abstract (cf. in, on, at; for
more discussion, see Section 4). The subscript of the RDP CAUSE will be explained later in
Section 4.
9
In terms of the form of RAs, at a highly superficial level, morphological
adjectivalisation is applied to the transformation of the prenominal nouns in CNs into the RAs
(e.g. -al, -ical, -ial, -oidal, -orial, -ual, -ic, -ary). A large majority of N-N structures can be
fully synonymous counterparts of expressions with RA-N structure, as shown in (i) (Levi
(1978:151)).
Notice that the adjectival suffixes in (i) must be ‘semantically empty’ (ibid.:152). The first
two adjectival suffixes (i.e. (ia, b)) obviously do not change the meaning of the input N-N
structure. As for (ic), the RA urban does not represent any adjectival suffix; in fact, this kind
of RA serves as suppletive adjectives of Romance origin for Germanic nouns (e.g. oral for
mouth, feline for cat, solar for sun, and marine for sea) (ibid.).
21
There are more derivation processes than (6) for the other type of CNs, but we do
not delve into these here. In the process, Levi (ibid.) suggests nine predicate
types (i.e. CAUSE , HAVE , MAKE , USE , BE , IN , FOR , FROM, ABOUT). According to
Levi (ibid.), these predicates, and only these nine predicates, can be deleted in the
derivation process of transforming an underlying relative clause construction in
(6d) into the ambiguous surface formation of the CN in (6g). She refers to these
as ‘semantic primes’ and explains that they ‘seem to embody some of the most
rock-bottom-basic semantic relationships expressible in human language’
(ibid.:161). Some typical CNs deriving from these nine RDPs are summarised
as follows (cf. the parentheses on the right side are the traditional terms equivalent
to RDPs) (ibid.:77):
(8) a. NP b. NP
ADJ N N
infection
N V N N
virus caused virus infection
While the head noun infection is modified by the adjective virus-caused, which is
a separate constituent as in (8a), the modifying element left after RDP Deletion is
integral and inseparable constituent of the head noun as in (8b). The noun at the
node in (8b) is the new head noun, which is the CN itself. This structural
difference clearly confirms the following different syntactic behaviours, where
the RAs in (9) are inseparable from their head nouns, while the predicating
compound adjectives are separable, as exemplified in (10) (Levi (ibid.:144)). 10
Note that when two prenominal modifiers are both RAs and coordinated, they are
10
unproblematic (e.g. an electric and magnetic field, a mental and emotional condition).
23
their observations, I point out that these two analyses in fact share a common view
with Levi’s analysis.
State-type predicates (e.g. know, lie, stand) take a THING and a PLACE argument.
A THING argument has an invariable characteristic and a PLACE argument denotes
location. Process-type predicates (e.g. become, come, cross, enter, go, rise) also
take the same arguments as the state-type, but this type is fundamentally different
in that a THING argument expresses a variable characteristic and a PLACE argument
expresses direction. Action-type predicates take an ACTOR and a THING
argument. This type is further subcategorised into three classes (Nakau
(1994:317)):
All the predicates in (12) essentially take an ACTOR argument, but the other
argument varies: A FFECT predicates (e.g. dig, paint, chase, kick, kill) take a
PATIENT argument; E FFECT predicates (e.g. dig, paint, propose) take a RESULTANT
argument; and ACT predicates (e.g. do, sleep, jump, walk) take a RANGE argument.
See Nakau (1994:316–325) for more details. 11
The difference between state-type and process-type can be captured by the
11
Although it is obvious that verbs and predicates are not in a one-to-one relation (e.g.
the verb put takes three arguments or more), every basic predicate is commonly characterised
by neither more nor less than two arguments with associated thematic roles. This is an
important point for his theory, but we do not delve further into the details here.
24
following examples. The examples in (13) are state-type and those in (14) are
process-type (Nakau (1994:313–314), italics mine).
The verbs is, cost, and contain in (13) express a state regardless of whether they
are transitive or intransitive. The subjects in (13a–c) are THING and the
complements are LOCATION . The sentences in (13a, d) express a location
physically, but those in (13b, c) express a location non-physically. On the other
hand, the verbs come, pass, fall, and grow in (14) are process-denoting predicates
whose thematic roles are SOURCE , PATH , GOAL , and GOAL . The sentences in (14a,
b) denote a physical movement, but those in (14c, d) denote a change of state.
Let us next observe action-type predicates (Nakau (1994:318), with slight
modifications):
(15) a. Mary painted the wall; paint (AFFECT ) (Mary, the wall)
b. Mary painted a picture; paint (EFFECT ) (Mary, a picture)
c. Ann slept a sound sleep; sleep (ACT ) (Ann, a sound sleep)
Notice that the verb paint in (15a, b) can be either an AFFECT or EFFECT predicate.
The object the wall in (15a) is a PATIENT argument which is the direct AFFECT of
the verb paint, whereas a picture in (15b) is a RESULTANT argument which derives
from the EFFECT of the predicate paint. The verb sleep in (15c) takes a cognate
object a sound sleep and specifies a RANGE of the quality of sleeping (cf. sleep
soundly). In this way, Nakau (1994:319) strongly argues that the basic three
predicates in (11) are the ‘archetype’ of basic proposition structure.
Regarding derivations such as those whereby -(a)tion appears in both (17a) and
(17b), they are in fact difficult to distinguish because a telic verb (i.e. pollute)
regularly has both readings (i.e. result and process). On the other hand, pollutor
in (17c) clearly indicates the agent of the action (cf. -er, -or, -ar; dweller,
instructor, liar).
As verbs are generally divided into intransitive or transitive, deverbal
nominalisations are divided into these categories as well. Let us first observe
the case of intransitive verbs. RAs in combination with nominals derived from
intransitive verbs such as (18a) and (18b) can take a subject-related reading
(ibid.:290).
The RAs in (18a) can be interpreted as the agent or experiencer, while those in
(18b) are the theme or patient of the underlying verbs. 12 Note that as with
12
Interestingly, however, a subject-related reading of the RA ‘can almost always be
overridden by an adding an appropriate of-phrase’ (Gunkel and Zifonun (2008:290)), as in the
following (ibid.:290, italics mine):
The meaning in (i) no longer provides a thematic argument for the deverbal noun, but rather the
RAs denote an aspect of the of-phrase. For example, rural development of Java in (ib) means
‘the development of Java’s rural area’, rather than ‘the development of its urban settlements’.
26
intransitive verbs, when an overt agentive phrase is added (i.e. by), a subject-
related interpretation can be changed into a classificatory one. Observe
(ibid.:291, italics mine):
Second, in the case of transitive verbs, RAs are interpreted as the subject
argument (Gunkel and Zifonun (2008:291)):
Moreover, in some cases RAs can also be associated with the object argument
(ibid.:291):
In these examples, many are restricted to denoting result states or result objects. 13
Interestingly, the nominalisations of object-related RAs in fact compete with
synthetic compounds, as shown below (ibid.:292):
Also, agent nominals with object-related RAs can be observed as well (ibid.:292):
Furthermore, RAs can be associated with the following thematic roles (ibid.:292,
with slight modifications):
13
A thematic reading is blocked by an of-phrase (ibid:291, italics mine):
These thematic roles also correspond to the classification in (16), respectively (i.e.
result for LOCATIVES, process for DIRECTIONALS , agent for INSTRUMENTALS ).
RAs are thus related to subject or object argument positions and they play a role
either as LOCATIVES , DIRECTIONALS , or INSTRUMENTALS .
We have very briefly observed Nakau’s (1994) and Gunkel and Zifonun’s
(2008) semantic analyses, in light of which I assume that they are quite similar to
Levi’s (1978) analysis. Let us consider this in the next section.
First, the state-type ( BE) predication is parallel with the result-type nominalisation,
28
and further note that the corresponding RDP sets are BE, IN , FOR , ABOUT , and HAVE .
Specifically, for example, the CNs corresponding to a state-type predicate can be
paraphrased respectively as follows:
In this type, the Nakau’s and Gunkel and Zifonun’s classifications almost overlap
and correspond to the RDP predicate FROM. As Nakau (1994:312) says, process-
29
The meaning of bloody test is ‘a test that is very bad or terrible’, so it is different
from the N-N pattern blood test ‘a medical analysis of a blood sample’.
Similarly, mountainous resort indicates ‘a resort that is very big or huge’, but not
‘a resort that is placed in the highlands or an Alpine region’. Although the suffix
-ic in (28c) is included among the relational adjectivalising suffixes, energetic
demands here expresses a different meaning from energy demands. The former
is ‘demands that are powerful and dynamic’, while the latter is ‘demands for
energy’. These semantically changeable adjectival suffixes are therefore
distinguished from RA suffixes (see Bauer et al. (2013) and Nagano (2018)).
How can we analyse these expressions? Levi (ibid.:224) argues, in terms of
acceptability and preferability, that some N-N constructions are highly favoured
rather than RA-N constructions, and vice versa (cf. Yasui et al. (1976:96)): 15
In (29), each N-N construction is more preferred than the corresponding RA-N
construction in common speech, but the opposite is true of the following cases:
14
These expressions can be interpreted in a literal manner, but in that case they require
a felicitous context. For example, the RA-N phrase mountainous resort can be interpreted as
the N-N construction mountain resort indicates, namely, ‘a resort that is placed in the highlands
or an Alpine region’.
15
According to Yasui et al. (1976), some N-N expressions as in (29) play an important
role in denoting meanings which RA-N expressions cannot (e.g. music teacher vs. musical
teacher, ocean voyage vs. oceanic voyage, mountain tribes vs. mountainous tribes). In other
words, the RAs appearing in this type of expression denote not only their relational meanings,
but also qualitative meanings. The question of what kind or type of RAs can obtain qualitative
readings is another issue to be studied.
31
5. Conclusion
What we have accomplished in this paper may be summarised as follows.
Levi’s (1975, 1978) transformational analysis based on the nine RDP predicates
can be reduced to the more basic three types of semantic predicates in Nakau
(1994) and Gunkel and Zifonun (2008). In other words, the semantic relations
in CNs originate in the sentence-level predication system. The discussion leads
us to the fundamental fact that our construal of the world is based merely on the
three types of basic predicates, regardless of whether the expression is a sentence
or a word. In this respect, the ‘complexity’ of endocentric CNs has been clarified
in terms of the basic predication system, but that of the exocentric remains unclear.
Our next task is to establish a theory of the productive process that generates
exocentric CNs.
REFERENCES
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Bauer, Laurie, Rochelle Lieber, and Ingo Plag (2013) The Oxford Reference Guide to English
Morphology, Oxford University Press, Oxford.
Bisetto, Antonietta (2010) “Relational Adjectives Crosslinguistically,” Lingue e Linguaggio
9(1), 65–85.
Chomsky, Noam (1965) Aspects of the Theory of Syntax, MIT Press, Cambridge, MA.
Downing, Pamela (1977) “On the Creation and Use of English Compound Nouns,” Language
53(4), 810–842.
Hatcher, Anna Granville (1960) “An Introduction to the Analysis of English Noun Compounds,”
Word 16(3), 356–373.
Giegerich, Heinz J. (2009) “The English Compound Stress Myth,” Word Structure 2, 1–17.
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