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What is clinical nutrition? Understanding the epistemological foundations of


a new discipline

Article in Clinical Nutrition · October 2015


DOI: 10.1016/j.clnesp.2015.10.001

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Clinical Nutrition ESPEN xxx (2015) 1e4

Contents lists available at ScienceDirect

Clinical Nutrition ESPEN


journal homepage: http://www.clinicalnutritionespen.com

Opinion paper

What is clinical nutrition? Understanding the epistemological


foundations of a new discipline
Diana Cardenas a, b, *
a
Laboratoire Logiques de l'Agir, Philosophy Department, University of Franche Comt!e, Besançon, France
b
Research Institute on Nutrition, Genetics and Metabolism, University El Bosque, Bogota!, Colombia

a r t i c l e i n f o s u m m a r y

Article history: Background: Although the therapeutic and economic efficacy of nutrition has been proven, optimal
Received 29 May 2015 nutritional care is still scarce among hospital and ambulatory patients. Thus malnutrition is still highly
Accepted 1 October 2015 prevalent. We identify as an underlying cause the absence of a common understanding of clinical
nutrition as a discipline. The aim of this paper is to establish the epistemological foundations of clinical
Keywords: nutrition and to characterize it as a science.
Epistemology
Methods and results: From the standpoint of historical epistemology, we examine the historical condi-
History of medicine
tions that determine i) the main object of knowledge, ii) the nature and iii) domain of this science. Our
Nutritional sciences
Diseases-related malnutrition
hypothesis is that clinical nutrition as a science was formed in the second half of the twentieth century as
Nutritional support an outcome of the integration of medicine and nutrition and underpinned by a primary transformation of
the “nutrient” concept. We identify malnutrition as the primary practical and research domain of
knowledge.
Conclusion: Clinical nutrition is an autonomous empirical science that can be characterized as a basic and
applied science. Its wide multi-disciplinarity guarantees its future.
© 2015 European Society for Clinical Nutrition and Metabolism. Published by Elsevier Ltd. All rights
reserved.

1. Introduction malnutrition. Academic arguments range from of the absence of full


recognition of clinical nutrition specialists, difficulties in imple-
The link between humans and food has been studied since menting national educational programs in medical and other
Antiquity. In fact, human beings have learnt that their environment, health care professionals, to lack of faculty expertise in nutrition in
especially food, can interfere with their health. Nutrition is now medical schools and training. Other practical factors include the
recognized as a determinant in chronic and acute diseases. The lack of consistent criteria for diagnosing malnutrition, a lack of
efficacy of nutritional care has been extensively documented, and confidence when addressing nutrition issues as well as inadequate
has enabled improvement in nutritional and biochemical markers, attention to the nutrition support of hospitalized patients [3].
quality of life and reduction in mortality, morbidity, as well as in the Economic factors have also been reported, such as the heteroge-
length of hospitalization and rehospitalizations. Moreover, there is neous nature of coverage or reimbursement of nutritional care
growing evidence that nutrition may contribute to the cost- products and services across countries [1].
effectiveness and financial sustainability of health care systems Given that the impact of malnutrition is well-known and that
[1]. Nevertheless, malnutrition is still highly prevalent in hospitals the efficacy of nutritional care has been proven, one may wonder
but also in ambulatory care clinics, among children, adults, and why it is still so difficult to overcome those difficulties. Our hy-
geriatric patients [2]. pothesis is that there is a widespread and deeply rooted problem:
Researchers have proposed reasons to account for the persis- the lack of a common understanding of clinical nutrition as a sci-
tence of inadequate nutritional care and the prevalence of high ence. In fact, “clinical nutrition” is not a new phrase: it has been
used in scientific research publications for the last 60 years at least.
The phrase was first used to refer to the application of nutrition
principles to the specific field of “clinics” [4]. The concept of “clinic”
* Laboratoire Logiques de l'Agir, Philosophy Department, University of Franche
Comte
!, 1 rue Goudimel, 25030 Besançon Cedex, France. (klinein, lying down) is originally related to the physician's practice
E-mail address: cardenasdiana@unbosque.edu.co. at the patient's bedside (i.e. all medical activities in connection with

http://dx.doi.org/10.1016/j.clnesp.2015.10.001
2405-4577/© 2015 European Society for Clinical Nutrition and Metabolism. Published by Elsevier Ltd. All rights reserved.

Please cite this article in press as: Cardenas D, What is clinical nutrition? Understanding the epistemological foundations of a new discipline,
Clinical Nutrition ESPEN (2015), http://dx.doi.org/10.1016/j.clnesp.2015.10.001
2 D. Cardenas / Clinical Nutrition ESPEN xxx (2015) 1e4

patients). Thus we may raise the following question: is clinical functions. As a consequence in the first decade of the 20th century,
nutrition to be considered only as the application of the science of “dietetics” was established as a separated paramedical profession
nutrition to “clinics”? If so, this implies that we consider clinical in America, to help the government make optimal use of Armerica's
nutrition to be a sub-discipline of nutrition. On the contrary, we food resources in wartime. In Europe, dietetics was later developed
think that clinical nutrition is an autonomous discipline: an also as an instrument of state policies. Thus, nutrition became a
outcome of the integration of medicine and nutrition, underpinned political concern rather than a scientific priority [9]. This is illus-
by a primary transformation of the “nutrient” concept. In this paper, trated by the lag in the progress of nutrition in the clinical setting.
we will therefore attempt to characterize clinical nutrition as a The way of feeding the sick changed with the emergence of
science and to define its epistemological foundations. modern hospitals in Europe [10]. The new design of the hospitals,
introduced by the political and social changes that occurred after
2. Method the French Revolution in the nineteenth century, went beyond the
notion of a hospice for the poor. The architecture of the hospital was
Epistemology is the area of philosophy that investigates the now based on therapeutic and hygienic principles. Hospitals
foundations and the limits of human knowledge. It aims to char- became a privileged spaces for medical education. In fact, the
acterize existing sciences in order to assess their value e in hospital setting favoured the advances of clinical sciences because a
particular to decide whether they are entitled to approach the ideal significant number of patients could be observed, studied (and
of a ascertainable and genuinely justified knowledge [5]. To achieve compared), and because the hospital made it possible to conduct
this objective, epistemology describes how a given scientific autopsies and thus develop anatomopathology. In that context, the
discipline provides and develops its theories and gauges the logic religious meaning of feeding (as an act of charity) that had pre-
and cognitive value of such theories. In our study, we draw on the vailed until then was replaced by medical feeding based on Hip-
French approach, especially the methodology of “historical episte- pocratic dietetic principles. However, doctors rapidly lost interest in
mology”, with a view to answering three fundamental questions: i) diet and abandoned the feeding care and research on nutrition,
How was clinical nutrition established ii) What are the object and leaving it in the hands of hospital administrators. And indeed, ad-
the domain of this science? iii) What is clinical nutrition? ministrators in the nineteenth century did recognize nutrition in
the clinical setting to be important: nutrition could reduce the
3. The origins of clinical nutrition length of patients' stay at the hospital, speed up convalescence,
prevent rehospitalisation and diminish the cost of care [11].
In order to understand what we consider as clinical nutrition
today it is necessary to look for its epistemological foundations. For 3.2. The nutrient from the 20th century
this purpose, we have searched the history of sciences for the
events that favoured the emergence of this discipline. We identified In the first half of the 20th century, nutrition was defined as “the
as the main key fact the primary transformation of the “nutrient” science of food (and the ingredients of food known as nutrients),
concept achieved as the result of the progress and expansion of and its relation to health” [12]. The aim of this science was to
medical and human nutrition knowledge. In fact, the concept of the contribute to the well-being and public health conditions. Nutri-
nutrient evolved in the second half of the 20th century to the point tional care in the hospital and other medical settings was scarce.
of being understood as a medical or artificial nutrient capable of For decades, dietary practices in clinical settings relied on outdated
feeding the sick patient while facing new challenges and adapting principles. For example, while human nutrition science had already
to evolving medical practices (i.e., new medicines, surgical tech- determined the principal nutrients and the notion of daily ratio and
niques, technology and facilities). Hence, the clue to understanding calorie needs, patients were still being fed according the ancient
the origins of clinical nutrition is to examine the causes of its principles of an “absolute diet”, ignoring all notions of quantity and
transformation in the last decades of the 20th century. quality. Thus, there was a gap in the advancement of knowledge
between public health research and the clinical field.
3.1. The nutrient from pre-scientific to scientific era In the post-war decades, doctors slowly developed a new in-
terest in and expressed concerns about the feeding of hospitalized
The first conceptual idea of the word “nutrient” can be found in patients. Feeding patients in various situations while coping with
Aristotle's biology [6]. Indeed, for Aristotle there was a substance the progress of surgical techniques and other medical interventions
extracted from food that after becoming blood could turn into any became a real challenge. In fact, such situations, leading to under-
part of the body. This notion evolved in the XVIII century after the nutrition, had an impact on morbidity and mortality. In 1932,
chemical revolution brought about by the works of Antoine- Cuthbertson had described in detail the metabolic responses of four
Laurent Lavoisier, Joseph Priestley and Carl Scheale, which patients with lower limb injuries [13]. In 1936, the surgeon HO
demonstrated the true nature of oxygen and the process of oxida- Studley had published a statistical analysis that quantified the
tion [7]. However, throughout the 18th century as in Ancient times, relationship between weight loss and mortality. He demonstrated
food was seen as being constituted of a single universal substance that a reduction of more than 20% of body weight resulted in a
called the “nutrient”. Indeed, the word nutrient, from the Latin postoperative mortality rate of 33%, while a group of patients with a
nutrimentum (any food substance which serves as nutrition), was weight loss of less than 20% had a postoperative mortality rate
defined in 1854 by the doctor Lucien Corvisart as a “food substance within 3% [14]. In 1947, it was recognized that the quantity and
that can be assimilated directly.” [8] The role of a nutrient was then quality of food could distinctly influence the outcome of infectious
to be assimilated. This transformation, which involved biochemical diseases, surgical or traumatically wounds, burns and blood loss
pathways, allowed the nutrient to maintain its nutritional status, [15].
and therefore to contribute to health. The work of the English Thus, the challenge was to feed the patients by any possible
chemist William Prout in the 1830s brought about the notion that route (i.e., oral, enteral or parenteral) to prevent malnutrition and
there was not just a single nutrient but a variety of nutrients (fat, modulate the metabolic response to injury. However, technically
carbohydrates and proteins) in food. For the next hundred years, the parenteral route was impossible to perform, which triggered
the history of the science of nutrition was then marked by the extensive research on the subject. In the 1960s, the prevailing
discovery of most of the nutrients and their specific physiological dogma was still that ‘‘feeding entirely by vein is impossible; even if

Please cite this article in press as: Cardenas D, What is clinical nutrition? Understanding the epistemological foundations of a new discipline,
Clinical Nutrition ESPEN (2015), http://dx.doi.org/10.1016/j.clnesp.2015.10.001
D. Cardenas / Clinical Nutrition ESPEN xxx (2015) 1e4 3

it were possible, it would be impractical; and even if it were Table 1


practical, it would be unaffordable.’’ [16] Such a difficulty was not Criteria for disciplinary autonomy of clinical nutrition.

new: since the description of circulation by William Harvey in the Epistemological characteristics
seventeenth century, veins had been imagined as a route of ! A separable research object: The artificial nutrient
administration for nutrients. Thanks to some significant technical ! Separate methods for empirical investigations: pharmaconutrient approach;
tracer methodology, etc.
progress, in 1966, Beagle puppies, could be totally fed by the ! An independent theory development or invention of a new theory: Artificial
parenteral route for the first time, ensuring the sole nutritional nutrient concept, parenteral and enteral nutrition principles, etc.
support for growth, development and metabolic support. Two ! A common conceptual apparatus: Malnutrition, disease-related malnutrition,
years after that experiment, it became possible for human beings to immunonutrients, etc.
Sociological features
be fed in the same way. Furthermore, enteral nutrition was devel-
! A core group of researchers: ESPEN Special interest groups, etc.
oped simultaneously, as risks of hyper-nutrition by the parenteral ! Common communication channels: Clinical Nutrition Journal, American
route and the role of the intestine were being acknowledged (For a Journal of Clinical Nutrition, etc.
complete history of parenteral nutrition see Ref. [16]). ! Separate conferences, meetings, etc: ESPEN congress, ASPEN congress, etc.
Thus, during the 1970s nutrients were no longer only associated ! Associations or institutions at a national and/or international level: SFNEP
France, SBNC Belgium, DGEM Germany etc.
with an oral diet, but with artificial means. First, this means that an ! The existence of teaching and training curricula, in addition to courses which
invasive procedure, either the placement of a catheter for paren- are provided at universities or colleges, or offered as commercial courses to
teral administration or a tube for enteral nutrition. These tech- trade and industry: LLL ESPEN course, Adriatic Club of Clinical Nutrition
niques are known today as “parenteral/enteral artificial nutrition” (ACCN), etc.
and their application as “nutritional support”. Thus, the word
“artificial” no longer refers to some food property (the result of a screening, diagnostics, treatments, monitoring and audit in all
culinary preparation, for instance) as in Hippocratic medicine, but types of care facilities (hospital, nursing homes and community)
to the particular method of administration and production of nu- [2]. This leads to considering clinical nutrition in the scope of the
trients. The second meaning of “artificial” is that nutrients are not patient-health care provider interaction in opposite to the organ-
the outcome of agronomical production and that their availability ismeenvironment interaction characteristic of human nutritional
does not depend on agricultural policies: nutrients are now the science (Fig. 1). This has biological, sociological and ethical
outcome of pharmacological industrial productions. Thus, we may implications.
find a wide range of products for nutritional support (i.e., “food for
medical purpose”, “nutrition supplement” or “medical foods”). As a
5. The domain of clinical nutrition: malnutrition
result, in both Europe and the United States, products for nutrition
support are required to have specific bill regulation with specific
In this context, the domain (a field or scope of knowledge and
legislations and guidelines. Those products are meant for patients
activity in science) of clinical nutrition can be defined by a series of
with special nutritional needs and health care professionals must
areas: malnutrition, feeding, metabolism, health and disease.
deliver indications for nutritional support under medical pre-
Indeed, clinical nutrition is concerned with all these aspects but
scription and supervision. This implies a major change in medical
there is one that defines it precisely. The main problem addressed
practice since the products of nutrition support are now compa-
by clinical nutrition is malnutrition [20]. This means that clinical
rable to the practice in pharmaceuticals [1].
nutrition e basic knowledge and practice through nutritional care
Beside these two meanings, the new concept of the nutrient has
e is supposed to help fight against malnutrition. Thus, malnutrition
undergone another essential transformation, as its function is to
is what best defines the domain of knowledge and practice of
reach beyond its nutritional objective. So key nutrients called
clinical nutrition.
“immunonutrients” (i.e., glutamine, arginine, citrulline, omega-3)
Even if there is some general agreement about the need to fight
can modulate inflammatory response and help restore immuno-
malnutrition, this concept raises semantic, epistemological and
logical and other biological functions. Consequently, nutrients are
biological controversies. Are malnutrition and undernutrition
administered not only for feeding, but to improve host defences
synonymous? Are malnutrition/undernutrition/obesity to be un-
and outcomes [17]. The novelty is that we attribute a
derstood as risk factors or as diseases? How can they be defined
pharmacological-type action to nutrients, and that they are inves-
biologically, what criteria can be used? There is no consensus. We
tigated as such [18]. This aims to guarantee security to the patient,
consider that the term “malnutrition” must not be considered as
as nutrients must now be assessed under adequate and well-
synonymous with “undernutrition” but as a general term encom-
controlled clinical investigations, as any new drugs require.
passing a wide variety of nutritional statuses: pure starvation,
disease-related malnutrition (cachexia), sarcopenia and frailty, as
4. Defining clinical nutrition as a science
well as overweight, obesity and micronutrient abnormalities. In

Clinical nutrition can be defined as both an autonomous


empirical science and as an art. As an empirical science (i.e.
knowledge derived from or guided by experiment), it interacts with
other biological science like biochemistry, pharmacology and
physiology. Autonomy (i.e. process of a science differentiating itself
from other disciplines) can be defined as “a relative independence
from other related disciplines, including both ‘sociological’ char-
acteristics, such as the existence of research groups and associa-
tions, and ‘epistemological’ characteristics, such as separate
methods and theory development” [19]. Table 1 summarizes the
epistemological and sociological criteria of clinical nutrition.
As an art (i.e. techne, practice), the scientific principles and
theories of clinical nutrition are applied through the practice of
nutritional care. Nutritional care is a global process that includes Fig. 1. The interdisciplinarity of clinical nutrition.

Please cite this article in press as: Cardenas D, What is clinical nutrition? Understanding the epistemological foundations of a new discipline,
Clinical Nutrition ESPEN (2015), http://dx.doi.org/10.1016/j.clnesp.2015.10.001
4 D. Cardenas / Clinical Nutrition ESPEN xxx (2015) 1e4

that sense, the scope of clinical nutrition must include obesity- malnutrition and disease and relying on a new concept of nutrient.
related nutritional and metabolic challenges [21]. The consensus It cannot be subsumed under nutritional science, as it is not to be
criteria to unify the international terminology published recently considered as an organismeenvironment interaction but as an
by Cederholm T et al. proposes the term “nutritional disorders” as a autonomous science, with a proper core of knowledge, domain, and
general term encompassing malnutrition, overnutrition and mode of intervention, under the patientehealth care provider
micronutrient abnormalities and introduce a hierarchical arrange- interaction. Determining the epistemological status of clinical
ment of the conditions [22]. In our opinion, based on the nutrition may help to consolidate the discipline, face and integrate
complexity of those nutritional syndromes, there is no place for this the ongoing production of knowledge and address the accelerating
kind of organization. Moreover, “nutritional disorder” (i.e. the social, technological, environmental and ethical challenges raised
absence of order or the state of not being arranged in an orderly by this science.
manner) and “malnutrition” (i.e. malus bad, badly) can be synon-
ymous in the clinical field, both giving an axiological meaning to Statement of authorship
the term. Thus there is no place for introducing an extra term that
doesn't clarify the nosology of malnutrition. The semantic ambi- Diana Cardenas carried out the study and the whole writing of
guities, and the normative and axiological status of concept of the manuscript.
malnutrition must be further studied. Efforts should be made to
modify the International Classification of Diseases (ICD) coding and Conflict of interest
the recognition of diverse malnutrition conditions.
There is no conflict of interest to declare.
6. Perspectives for clinical nutrition
Statement and funding sources
Understanding the epistemological foundation of clinical
nutrition may lead to ethical, and academic challenges. First, per- No funding sources.
forming and organizing clinical nutritional care may lead to ethical
issues that should be taken into account. This particularly concerns Acknowledgements
the rationalization and standardization of nutritional care that may
question justice and equality in health care. Second, nutritional The author wishes to thank Dr Carole Birkan-Berz of the Uni-
support involves a multidisciplinary team in care implying the versite
! Paris 3 e Sorbonne Nouvelle who assisted in the editing of
provision of food and drink by mouth econsidered as basic care e the manuscript.
but also artificial nutrition legally considered as a treatment. This
puts in a constant tension the ethics of care and cure. In that sense, References
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Please cite this article in press as: Cardenas D, What is clinical nutrition? Understanding the epistemological foundations of a new discipline,
Clinical Nutrition ESPEN (2015), http://dx.doi.org/10.1016/j.clnesp.2015.10.001
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