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Adsf20240408191803801 - United States v. Trump Final For Filing
Adsf20240408191803801 - United States v. Trump Final For Filing
(I)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Constitutional and statutory provisions involved ...................... 2
Statement ...................................................................................... 2
Summary of argument ................................................................. 4
Argument....................................................................................... 8
I. A former President lacks immunity from federal
criminal prosecution for official acts during his
presidency .......................................................................... 9
A. A claim of absolute criminal immunity for a
former President’s official acts violates
established separation-of-powers principles.......... 10
B. History supports the conclusion that former
Presidents are subject to prosecution for official
acts.............................................................................. 13
C. Criminal immunity for a former President
enjoys no support from Fitzgerald’s recognition
of civil immunity ........................................................ 18
1. The interest in applying federal criminal law
to all persons is compelling ................................. 19
2. Robust safeguards protect against the risk of
improper prosecutions ........................................ 20
D. Federal criminal law applies to the President ....... 24
E. The Impeachment Judgment Clause does not
make Senate conviction a prerequisite to
criminal prosecution of a former President ........... 31
F. Petitioner’s understanding of Marbury and his
other remaining arguments lack merit .................. 38
II. Even if a former President has some immunity
from federal criminal prosecution for official acts,
this prosecution should proceed .................................... 44
A. No form of official immunity should preclude
trial on the indictment in this case .......................... 45
(III)
IV
TABLE OF AUTHORITIES
Cases:
Ashwander v. TVA, 297 U.S. 288 (1936) ............................. 45
Burdick v. United States, 236 U.S. 79 (1915) ..................... 16
Cheney v. United States Dist. Ct.,
542 U.S. 367 (2004)........................................................ 19, 22
Clinton v. Jones, 520 U.S. 681 (1997) ...................... 10, 24, 40
Dames & Moore v. Regan, 453 U.S. 654 (1981) ............ 11, 39
Dennis v. Sparks, 449 U.S. 24 (1980)................................... 43
Dowling v. United States, 493 U.S. 342 (1990) ................... 48
Franklin v. Massachusetts, 505 U.S. 788 (1992) .......... 26, 38
Garcetti v. Ceballos, 547 U.S. 410 (2006) ............................. 47
Gravel v. United States, 408 U.S. 606 (1972) ...................... 43
Hamdan v. Rumsfeld, 548 U.S. 557 (2006) ......................... 12
Huddleston v. United States, 485 U.S. 681 (1988) ............. 48
Imbler v. Pachtman, 424 U.S. 409 (1976)............................ 43
Little v. Barreme, 6 U.S. (2 Cranch) 170 (1804) ................. 39
Manhattan Cmty. Access Corp. v. Halleck,
587 U.S. 802 (2019).............................................................. 47
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ................................ 7, 9, 38, 40
Martin v. Mott, 25 U.S. (12 Wheat.) 19 (1827) ............. 38, 39
Medellin v. Texas, 552 U.S. 491 (2008) ......................... 12, 39
Mississippi v. Johnson,
71 U.S. (4 Wall.) 475 (1866) ................................................ 39
V
Cases—Continued: Page
Morrison v. Olson, 487 U.S. 654 (1988) ............................... 19
Nardone v. United States, 302 U.S. 379 (1937) .................. 25
Neagle, In re, 135 U.S. 1 (1890) ............................................ 22
Nixon v. Administrator of Gen. Servs.,
433 U.S. 425 (1977)........................................................ 12, 18
Nixon v. Fitzgerald,
457 U.S. 731 (1982)......................... 5, 9, 14, 18-20, 39, 40, 42
Nixon v. United States, 506 U.S. 224 (1993)....................... 33
O’Shea v. Littleton, 414 U.S. 488 (1974) .............................. 43
Public Citizen v. United States Dep’t of Justice,
491 U.S. 440 (1989).............................................................. 26
Sale v. Haitian Centers Council,
509 U.S. 155 (1993).............................................................. 30
Seila Law LLC v. CFPB, 140 S. Ct. 2183 (2020) ................ 11
Spalding v. Vilas, 161 U.S. 483 (1896) ................................. 43
Trump v. Anderson, 144 S. Ct. 662 (2024) .......................... 17
Trump v. Hawaii, 585 U.S. 667 (2018) ................................ 39
Trump v. Mazars USA, LLP, 591 U.S. 848 (2020) .............. 9
Trump v. Vance, 591 U.S. 786 (2020) ..... 12, 14, 15, 22, 40, 42
United States v. Armstrong, 517 U.S. 456 (1996) ........ 20, 21
United States v. Blagojevich,
794 F.3d 729 (7th Cir. 2015), cert. denied,
577 U.S. 1234 (2016)............................................................ 41
United States v. Burr,
25 F. Cas. 30 (C.C.D. Va. 1807) ......................................... 13
United States v. Butenko,
494 F.2d 593 (3d Cir.), cert. denied,
419 U.S. 881 (1974).............................................................. 30
Unites States v. Claiborne, 727 F.2d 842 (9th Cir.),
cert. denied, 469 U.S. 829 (1984) ....................................... 33
United States v. Gaudin, 515 U.S. 506 (1995) .................... 22
VI
Cases—Continued: Page
United States v. Haldeman,
559 F.2d 31 (D.C. Cir. 1976), cert. denied,
431 U.S. 933, and 431 U.S. 935 (1977) ......................... 15, 47
United States v. Hastings,
681 F.2d 706 (11th Cir. 1982), stay denied,
459 U.S. 1094 (1983), cert. denied,
459 U.S. 1203 (1983)............................................................ 33
United States v. Isaacs,
493 F.2d 1124 (7th Cir.), cert. denied,
417 U.S. 976 (1974).............................................................. 33
United States v. Johnson, 383 U.S. 169 (1966) ................... 44
United States v. Klein,
80 U.S. (13 Wall.) 128 (1872) .............................................. 11
United States v. Lanier, 520 U.S. 259 (1997) ..................... 23
United States v. Lee, 106 U.S. 196 (1882) ........................... 12
United States v. Nixon,
418 U.S. 683 (1974)..................... 12, 15, 16, 19, 21, 22, 30, 33
United States v. Rostenkowski,
59 F.3d 1291 (D.C. Cir. 1995) ............................................. 48
United States v. Sun-Diamond Growers,
526 U.S. 398 (1999).............................................................. 28
Unites States v. Texas, 599 U.S. 670 (2023) ........................ 20
United States v. Williams, 553 U.S. 285 (2008) ................. 22
United States v. Williams, 504 U.S. 36 (1992) ................... 22
Virginia, Ex parte, 100 U.S. 339 (1880) .............................. 43
Wayte v. United States, 470 U.S. 598 (1985) ...................... 22
Wisconsin v. Mitchell, 508 U.S. 476 (1993)......................... 48
Worcester v. Georgia, 31 U.S. (6 Pet.) 515 (1832) ............... 41
Yates v. Lansing,
5 Johns. 282 (N.Y. Sup. Ct. 1810), aff’d,
9 Johns. 395 (N.Y. 1811) ..................................................... 43
VII
Cases—Continued: Page
Youngstown Sheet & Tube Co. v. Sawyer,
343 U.S. 579 (1952)......................................... 4, 10-12, 39, 40
Ziglar v. Abbasi, 582 U.S. 120 (2017) .................................. 30
Zivotofsky v. Kerry, 576 U.S. 1 (2015) ........................... 11, 30
Constitution, statutes, and regulations:
U.S. Const.:
Art. I ......................................................................... 3, 9, 10
§ 3 ............................................................... 6, 14, 31, 32
Cl. 6 (Speech and Debate Clause) ................ 32, 1a
Cl. 7 (Impeachment Judgment Clause) .. 6, 14, 31,
32, 33, 1a
§ 6, Cl. 1 ................................................................ 44, 1a
Art. II ................................................................. 4, 8, 10, 11
§ 1 ..................................................................... 9, 38, 45
Cl. 1 (Vesting Clause) .................................... 45, 2a
Cl. 2........................................................................ 42
§ 2, Cl. 1 ................................................................ 34, 2a
§ 2, Cl. 2 (Appointments Clause) .............................. 27
§ 3 ............................................................... 9, 11, 19, 3a
§ 4 ....................................................................... 3, 4, 3a
Art. III ............................................. 9, 10, 22, 26, 29, 33, 38
Art. VI, Cl. 2 (Supremacy Clause) .....................................
Amend. I ..................................................................... 47, 48
Amend. V (Due Process Clause) ................................ 3, 21
§ 3, Cl. 1 (Double Jeopardy Clause)......................... 48
Amend. VI ........................................................................ 22
Cl. 2 ............................................................................. 22
Administrative Procedure Act,
5 U.S.C. 701 et seq............................................................... 26
VIII
Statutes—Continued: Page
Federal Advisory Committee Act,
Pub. L. No. 92-463. 86 Stat. 770
(5 U.S.C. App. 1 et seq. (1982)) .......................................... 26
18 U.S.C. 201 .................................................................... 26, 28
18 U.S.C. 202(c)...................................................................... 25
18 U.S.C. 227 .......................................................................... 25
18 U.S.C. 241 .......................................................... 3, 13, 24, 4a
18 U.S.C. 371 .......................................................... 3, 13, 24, 4a
18 U.S.C. 607(a)(1) ................................................................. 25
18 U.S.C. 1111 ........................................................................ 26
18 U.S.C. 1512 .................................................................. 23, 4a
18 U.S.C. 1512(c) .............................................................. 24, 4a
18 U.S.C. 1512(c)(2) ..................................................... 3, 23, 4a
18 U.S.C. 2381 ........................................................................ 26
18 U.S.C. 2384 ........................................................................ 26
Miscellaneous:
Miscellaneous—Continued: Page
Rami Fakhouri, The Most Dangerous Blot
in Our Constitution: Retiring the Flawed
Electoral College ‘Contingent Procedure,’
104 Nw. U. L. Rev. 705 (2010) ........................................... 41
64 Fed. Reg. 37,038 (July 9, 1999) ........................................ 21
The Federalist (Jacob E. Cook ed. 1961):
No. 65 .......................................................................... 14, 35
No. 69 .......................................................................... 14, 35
No. 77 .................................................................... 14, 35, 36
Gerald Ford, Presidential Statement
(Sept. 8, 1974), https://www.fordlibrarymuseum.
gov/library/document/0067/1563096.pdf ........................... 15
Josh Gerstein, Comey ‘enthusiastic’ about
Bill Clinton probe in 2001, FBI memo says,
Politico, Jan. 18, 2017, https://www.politico.
com/ story/2017/01/james-comey-fbi-bill-
clinton-233808...................................................................... 42
Robert H. Jackson, The Federal Prosecutor,
24 J. Am. Jud. Soc. 18 (1940) ............................................. 21
Brett M. Kavanaugh:
Separation of Powers
During the Forty-Fourth Presidency and
Beyond, 93 Minn. L. Rev. 1454 (2009) ..................... 17
The President and the
Independent Counsel, 86 Geo. L.J. 2133 (1998) ..... 17
Philip B. Kurland, Watergate and the Constitution
(1978) ................................................................................... 15
X
Miscellaneous—Continued: Page
Memorandum from from Laurence H. Silberman,
Deputy Att’y Gen., to Richard T. Burress,
Office of the President, Re: Conflict of Interest
Problems Arising out of the President’s
Nomination of Nelson A. Rockefeller to be Vice
President under the Twenty-Fifth Amendment
to the Constitution (Aug. 28, 1974) ................................... 24
Memorandum from David J. Barron, Acting
Assistant Att’y Gen., Office of Legal Counsel,
to Att’y Gen., Re: Applicability of Federal
Criminal Laws and the Constitution to
Contemplated Lethal Operations Against
Shaykh Answar al-Aulaqi (July 16, 2010) ....................... 30
A Sitting President’s Amenability to
Indictment and Criminal Prosecution,
24 Op. O.L.C. 222 (2000).......................... 9, 16, 17, 35, 36, 37
Richard Nixon, Statement by Former
President Richard Nixon (Sept. 8, 1974),
https://www.fordlibrarymuseum.gov/library/
document/0019/4520706.pdf ............................................... 16
Prosecution for Contempt of Congress of
an Executive Branch Official Who Has
Asserted a Claim of Executive Privilege,
8 Op. O.L.C. 101 (1984)....................................................... 29
Elizabeth Rybicki & Michael Greene,
Cong. Research Serv. R45769,
The Impeachment Process in the House
of Representatives (2024) ................................................... 33
Staff of the National Constitution Center,
The Nixon pardon in constitutional retrospect
(Sept. 8, 2023):
https://constitutioncenter.org/blog/the-
nixon-pardon-in-retrospect ...................................... 16
XI
Miscellaneous—Continued: Page
https://www.fordlibrarymuseum.gov/library/
document/0019/4520706.pdf ...................................... 16
https://www.fordlibrarymuseum.gov/library/
document/0067/1563096.pdf ...................................... 16
2 Joseph Story, Commentaries on the
Constitution of the United States (1833).......................... 36
The Debates in the Several State Conventions
on the Adoption of the Federal Constitution
(J. Elliot ed. 1891):
Vol. 2 ................................................................................. 14
Vol. 4 ................................................................................. 14
U.S. Dep’t of Justice, Justice Manual:
§ 9-27.000 (rev. 2018), https://www.jus-
tice.gov/jm/justice-manual ........................................ 21
§ 9-27.220 .......................................................................... 41
§ 9-27.260 (update June 2023) ........................................ 21
United States Assistance to Countries that
Shoot Down Civil Aircraft Involved in Drug
Trafficking, 18 Op. O.L.C. 148 (1994) ............................... 30
1 Lawrence E. Walsh, Final Report Of The
Independent Counsel For Iran/Contra Matters:
Investigations and Prosecutions (1993),
https://irp.fas.org/offdocs/walsh/chap_27.htm ................. 17
In the Supreme Court of the United States
No. 23-939
DONALD J. TRUMP, PETITIONER
v.
UNITED STATES OF AMERICA
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
OPINIONS BELOW
The opinion of the court of appeals (J.A. 1-62) is re-
ported at 91 F.4th 1173. The opinion of the district court
(J.A. 65-122) is not yet reported but is available at 2023
WL 8359833.
JURISDICTION
The judgment of the court of appeals was entered on
February 6, 2024. On February 28, 2024, this Court
treated petitioner’s application for a stay as a petition
for a writ of certiorari and granted the petition. The
jurisdiction of this Court rests on 28 U.S.C. 1254(1).1
1
Pursuant to 28 U.S.C. 518(a), and in accordance with 28 C.F.R.
600.4(a), 28 C.F.R. 600.7(a), and Attorney General Order No. 5559-
2022 (Nov. 18, 2022), the Special Counsel has been authorized to
conduct litigation before this Court on behalf of the United States
in this matter.
(1)
2
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED
Relevant constitutional and statutory provisions are
reproduced in the appendix to this brief. App., infra,
1a-5a.
STATEMENT
1. From January 2017 until January 2021, petitioner
was President of the United States. According to a fed-
eral grand jury indictment, petitioner, while serving as
President, conspired with several private individuals
and a public official to “overturn the legitimate results
of the 2020 presidential election by using knowingly
false claims of election fraud to obstruct the federal gov-
ernment function by which those results are collected,
counted, and certified.” J.A. 180-181, 183-184. The in-
dictment alleges that petitioner sought to accomplish
the conspiracy’s objectives through five means: using
deceit toward state officials to subvert the legitimate
election results in those States, J.A. 192-207; using de-
ceit to organize fraudulent slates of electors in seven
targeted States and cause them to send false certifi-
cates to Congress, J.A. 208-215; leveraging the Depart-
ment of Justice (DOJ) to use deceit to have state offi-
cials replace the legitimate electoral slate with electors
who would cast their votes for petitioner, J.A. 215-220;
attempting to enlist the Vice President, in his capacity
as President of the Senate, to fraudulently alter the
election results during the certification proceeding on
January 6, 2021, and directing supporters to the United
States Capitol to obstruct the proceeding, J.A. 220-230;
and exploiting the violence and chaos that transpired at
the Capitol on January 6, 2021, J.A. 230-235.
Based on those allegations, Count 1 charges peti-
tioner with conspiring to defraud the United States, in
3
2
The district court also denied petitioner’s motion to dismiss rais-
ing claims under the First Amendment, J.A. 101-110, and the Fifth
Amendment’s Due Process Clause, J.A. 117-122.
4
3
https://www.fordlibrarymuseum.gov/library/document/0067/156
3096.pdf.
4
https://www.fordlibrarymuseum.gov/library/document/0019/452
0706.pdf.
5
Staff of the National Constitution Center, The Nixon pardon in
constitutional retrospect (Sept. 18, 2023), https://constitutioncenter.
org/blog/the-nixon-pardon-in-retrospect.
17
6
1 Lawrence E. Walsh, Final Report Of The Independent Coun-
sel For Iran/Contra Matters: Investigations and Prosecutions,
Chap. 27 (1993), https://irp.fas.org/offdocs/walsh/chap_ 27.htm.
18
7
Reliance on Special Counsels in sensitive matters provides fur-
ther safeguards by balancing independence in day-to-day prosecu-
torial decisionmaking with ultimate accountability in the Attorney
General. See 64 Fed. Reg. 37,038 (July 9, 1999).
22
8
Petitioner’s suggestion that a former President would be at the
mercy of “2,300 district attorneys,” Pet. Br. 26 (citation omitted), is
unfounded. The Supremacy Clause, U.S. Const. Art. VI, Cl. 2, pre-
vents state prosecutors “from interfering with a President’s official
duties.” Vance, 591 U.S. at 806; see In re Neagle, 135 U.S. 1 (1890).
Rejecting petitioner’s claim of immunity from federal prosecution
would not displace those protections.
23
9
That due process requirement, and the many other safeguards
that apply in a criminal prosecution, render it unnecessary and in-
appropriate to import the qualified immunity that applies in civil
damages actions into the criminal context. Cf. Pet. Br. 46-47.
10
Petitioner asserts (Br. 39 n.4) that the grant of review in Fischer
v. United States, No. 23-5572 (oral argument scheduled for Apr. 16,
2024), suggests that the Section 1512(c)(2) charges here impermis-
sibly stretch the statute. But whether the Court interprets Section
1512(c)(2) consistently with a natural reading of its text or adopts
the evidence-impairment gloss urged by the petitioner in Fischer,
the Section 1512 charges in this case are valid. J.A. 208-215, 220-
221 (describing efforts to use fraudulent electoral certifications ra-
ther than genuine ones at the Joint Session); see Merits Reply Br.
at 9-10, Fischer, supra (acknowledging that the use of falsehoods or
creation of “false” documents satisfies an evidence-impairment in-
terpretation).
24
11
See Memorandum from David J. Barron, Acting Assistant Att’y
Gen., Office of Legal Counsel, to Att’y Gen., Re: Applicability of
Federal Criminal Laws and the Constitution to Contemplated Le-
thal Operations Against Shaykh Anwar al-Aulaqi (July 16, 2010);
United States Assistance to Countries that Shoot Down Civil Air-
craft Involved in Drug Trafficking, 18 Op. O.L.C. 148, 164 (1994).
12
See United States v. Butenko, 494 F.2d 593, 601 (3d Cir.) (en
banc) (interpreting a surveillance statute to permit the President to
order foreign wiretaps because the contrary interpretation might
have interfered with the “President’s effective performance of his
duties in the foreign affairs field”), cert. denied, 419 U.S. 881 (1974);
cf. Sale v. Haitian Centers Council, 509 U.S. 155, 188 (1993) (pre-
sumption that federal laws do not apply extraterritorially applies
“with special force” with respect to a treaty or statute that “may
involve foreign and military affairs for which the President has
unique responsibility”).
13
The foreign-affairs and national-security contexts would be
strong candidates for such as-applied holdings. See Zivotofsky, 576
U.S. at 31-32; see also, e.g., Ziglar v. Abbasi, 582 U.S. 120, 142 (2017)
(“Judicial inquiry into the national-security realm raises ‘concerns
for the separation of powers in trenching on matters committed to
the other branches.’”); Nixon, 418 U.S. at 706, 710 (recognizing
greater strength of a privilege claim for “military, diplomatic, or
sensitive national security secrets” where “the courts have tradi-
tionally shown the utmost deference to Presidential responsibili-
ties”).
31
14
Petitioner’s account (Br. 28) of OLC’s conclusion on the tempo-
rary immunity of a sitting President from criminal prosecution in-
accurately extends that opinion’s rationales to the distinct context
of a former President’s amenability to prosecution—despite OLC’s
explicit conclusion that a former President may face prosecution.
See Amenability to Indictment, 24 Op. O.L.C. at 255 & n.32, 257.
OLC relied on the ways in which the stigma of criminal charges and
the distraction they would bring would interfere with a sitting Pres-
ident’s performance of his constitutional duties, as well as the incon-
gruity of de facto removing a President from office by prosecution
given the constitutional remedy of impeachment for that purpose.
Id. at 254, 258. Those rationales do not apply to prosecution of a
former President: he has no constitutional duties and no office to
leave.
38
15
See Josh Gerstein, Comey ‘enthusiastic’ about Bill Clinton
probe in 2001, FBI memo says, Politico, Jan. 18, 2017 (explaining
that FBI closed the investigation in 2005 with no charges filed),
https://www.politico.com/story/2017/01/james-comey-fbi-bill-clinton-
233808.
43
16
Petitioner suggests (Br. 25) that Spalding v. Vilas, 161 U.S. 483
(1896), recognized judicial immunity from criminal prosecution. But
the language in Spalding was dicta relying on a state case from
1810, see id. at 494 (discussing Yates v. Lansing, 5 Johns. 282 (N.Y.
Sup. Ct. 1810), aff’d, 9 Johns. 395 (N.Y. 1811)), and is inconsistent
with this Court’s more recent pronouncements in O’Shea, Imbler,
and Dennis.
44
TABLE OF CONTENTS
Page
Appendix — Constitutional and statutory provisions:
U.S. Const. Art. I, § 3, Cl. 6 ............................................ 1a
U.S. Const. Art. I, § 6, Cl. 1 ............................................ 1a
U.S. Const. Art. I, § 3, Cl. 7 ............................................ 1a
U.S. Const. Art. II, § 1, Cl. 1 .......................................... 2a
U.S. Const. Art. II, § 2 .................................................... 2a
U.S. Const. Art. II, § 3 .................................................... 3a
U.S. Const. Art. II, § 4 ................................................... 3a
U.S. Const. Amend. XX .................................................. 3a
18 U.S.C. 241 ................................................................... 4a
18 U.S.C. 371 ................................................................... 4a
18 U.S.C. 1512 ................................................................. 4a
APPENDIX
(1a)
2a
* * * * *
* * * * *