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Measuring and Benchmarking The Productivity of Excavators in Infrastructure Projects
Measuring and Benchmarking The Productivity of Excavators in Infrastructure Projects
2Dr.
Ahmed Louay Ahmed
Department of Architectural Engineering
University of Technology
*Corresponding Author:
Professor Mohamad Kassem
Email: mohamad.kassem@northumbria.ac.uk
Address: Ellison Terrace, Newcastle upon Tyne, NE1 8ST
Abstract
Benefits of Building Information Modelling (BIM) have encouraged its adoption within organisations
(i.e., micro level) and incentivised many policy makers to establish market-wide BIM initiative (i.e.
macro level) to encourage its diffusion. The adoption of a systemic innovation such as BIM within a
complex socio-technical environment such as the construction industry requires the understanding of
the dynamics of the micro-BIM adoption and its potential interactions with the macro level. Studies
addressing this theme are lacking which is a significant gap given the importance of supporting macro
level initiative with both theoretical foundation and empirical evidence.
This research proposes a novel analytical investigation of micro BIM adoption and proposes an
approach that enables to link micro BIM adoption dynamics to the macro level’s initiatives. To analyse
the dynamics of micro BIM adoption, the adoption of BIM by 178 organisations was studied. Two
methods are used; the fuzzy decision making trial and evaluation laboratory (F-DEMATEL), and
systems thinking. Existing theoretical constructs, used as a point of departure, includes the Unified
BIM Adoption Taxonomy (Ahmed and Kassem, 2018) and the Macro Diffusion Responsibilities model
(Succar and Kassem, 2015).
The theoretical and empirical results include a classification of BIM adoption factors in cause-and-
effect factors; the identification of causal loop diagrams (CLD) representing the causation chains that
lead to the decision to adopt BIM by organisations; and an approach that links the micro BIM adoption
to the macro BIM initiatives. The proposed approach serves as the basis for designing a coordinated
collaborative effort for effective BIM-focussed digital transformation programmes.
Keywords: BIM, BIM adoption, digital transformation, micro BIM adoption, macro BIM adoption.
1. Introduction
The digital transformation of the construction sector has been widely discussed in industry and
academia. Since its inception, Building Information Modelling (BIM) definitions have increasingly
expanded from the earliest definitions focussed on technological aspects to the more recent
connotations that consider BIM as the “current expression of digital innovation within the
construction sector” (Succar and Kassem, 2015, p.64).
BIM anticipated and actual benefits have motivated organisations (i.e., micro level), project teams
(i.e., meso level) and countries (i.e., macro level) to develop BIM adoption initiatives. However, BIM
adoption rates are still moderate (Lindblad and Karrbom Gustavsson, 2021). Some of the key
challenges facing its adoption include its being unbounded and systemic innovation (Taylor and Levitt,
2004; Hall et al., 2018; Hall et al., 2020) and the need for systematic change within the industry
(Dowsett and Harty, 2019; Aksenova et al., 2019).
To address this challenge, research have evolved in four main directions, addressing adoption at
different levels:
Micro Level: Studies investigating the factors that affect BIM implementation within organisations
including identification of adoption factors, their ranking and correlations analyses (Taylor, 2006;
Eadie et al., 2013; Kim et al., 2015; Lindgren, 2016; Takim et al., 2013). Generally, these studies do
This research has foundation in three conceptual constructs and one set of empirical data that are
briefly summarised in Table 1. Existing conceptual constructs and empirical data and their role in this
studyand described in the following sub-sections.
Table 1. Existing conceptual constructs and empirical data and their role in this study
Based on a systematic review of BIM adoption studies, Ahmed and Kassem (2018) developed a
conceptual model (Figure 1) to show that BIM adoption unfold in stages and each stage can be affected
by a range of drivers and factors that are associated with either the external environment surrounding
the adopter, the adopter’s internal environment, or the innovation itself. In doing so, their model
merges together an adapted view of the innovation adoption process by (Rogers, 2003) and the key
constructs from the Innovation Diffusion Theory (IDT) and the Institutional Theory (INT).
This model will guide the empirical investigation of micro BIM adoption performed in this study. The
study uses data from 177 organisations that have already made the decision to adopt BIM (i.e., passed
‘Stage 3 Decision Stage’ with confirmation in Figure 1) and moved into implementation stage; hence,
this study is classified as a retrospective study.
Figure 3. Player groups of the Macro Diffusion Responsibilities model (adapted from Succar and Kassem (2015)
Table 2. an extract of hypotheses for testing relationships between coercive pressure (as a
driver) and the first three adoption stages
Coercive H1 Architectural organisations which are subjected to coercive pressures are more likely to be
pressures aware of BIM.
H2 Architectural organisations which are subjected to coercive pressures are more likely to
develop interest in adopting BIM.
H3 Architectural organisations which are subjected to coercive pressures are more likely to
make the decision to adopt BIM.
Code
Factor Definition
F1 Willingness/intention to adopt The formulation of a favourable attitude in an organisation or a decision-
BIM making unit towards the innovation/BIM.
F2 Communication behaviour The degree of openness and engagement of an organisation with social
groupings and networks interested in innovation adoption and promotion.
F3 Observability of BIM benefits The degree to which the results from innovation/BIM adoption are visible
and tangible.
F4 Compatibility of BIM The degree to which an innovation/BIM aligns with potential adopter’s
previous experiences and current and future needs and values.
F5 Social motivations among The motivation to engage in behaviours that benefit others such as
organisation's members considering others’ perspectives, stimulating knowledge exchange, and
focusing on collective goals.
F6 Relative advantage of BIM The degree to which an innovation/BIM is perceived as being better than the
system/practice it replaces.
F7 Organisational culture The shared norms, beliefs, principles, and traditions - held by the members
of an organisation– which contribute to the members’ understanding of the
organisational functioning, help dismantling silos and moving in the same
direction.
F8 Top management support The degree to which senior management understands the importance of the
innovation/BIM function and the extent to which they are involved into
promoting the system adoption.
F9 Organisational readiness The extent to which organisational members are psychologically and
behaviourally prepared to implement a change, their mutual determination
to perform the change, and their mutual faith in their aggregate capacity to
achieve the change.
F10 Coercive pressures The formal and informal forces an organisation is subjected to by other
(Governmental mandate, organisations (government, public and private sector’s clients and
informal mandate) employers).
F11 Organisation size The total number of full-time members of staff of an organisation (e.g.,
micro, small, medium, and large).
3. Methods
To understand micro BIM adoption, this paper proposes to investigate the relative levels of influence
between the factors affecting micro BIM adoption and classify them in cause and effect factors using
the Fuzzy-DEMATEL method; and then analyse the BIM adoption topic, as a complex system, using a
systems thinking model approach. The outcomes from these steps are interrelated: The outcome of
the Fuzzy-DEMATEL method allows the systems thinking model to focus on the most important Causal
Loop Diagrams (CLD) which are loops that have a cause factor, with both high prominence and high
relation degree, as a starting node. The methods used to achieve the two objectives are described in
the next two sub-section, respectively.
The F-DEMATEL retains practical and effective advantages of the traditional DEMATEL method while
having the ability to capture the vagueness and uncertainty associated to the data (Singh and Sarkar,
2020). The steps performed in this research to apply the Fuzzy-DEMATEL included:
Step 1: Identify the factors that influence the criteria within the complex system under investigation,
and establish the measurement scale to determine the direction and the degree of influence of the
relationships among the factors influencing the criteria. Then, perform pairwise relationships based
on the views and experience of experts. The comparison scale includes the five levels of influence
included in Table 4.
Step 2: Formulate the initial direct influence matrix, K, which is an n × n matrix, determined from the
pairwise comparisons of the influences and the directions among the factors. K= [kij]n × n , where kij is
the level of influence that factor i exerts on factor j (Equation 1).
(1)
1 i, j 1,2,...,n
n (2)
Max1in kij
j1
N K (3)
Step 4: Calculate the ‘total relation/impact’ matrix, T, using Equation 4, where I is the Identity
matrix.
T N I N
1
(4)
Step 5: Calculate the sum of the values of each row D and each column R of the total relation matrix
using equations 5, 6 and 7. Di and RJ denote the sum of rows (i.e., direct influences) and columns (i.e.,
indirect influences), respectively.
n
Di tij
, i, j 1,2,...,n (6)
i1 1n
n
RJ tij , i, j 1,2,...,n (7)
J 1 1n
Step 6: Visualise the DEMATEL cause and effect digraph by plotting the dataset of (D+R, D-R). (D+R)
represents the total ‘Importance’ level of factors, whereas (D-R) denotes the ‘Relation’. The resulting
digraph helps to categorise the criteria into cause-and-effect groups. When the (D-R) is positive, the
factor belongs to the ‘cause group’, otherwise, it belongs to the ‘effect group’.
A structured questionnaire survey was used to collect the data required for the Fuzzy DEMATEL
method in order to identify and analyse the potential interdependencies among the factors that
influence the process of BIM adoption. The questionnaire was submitted to 12 experts who are all
change agents with experience in the process of BIM adoption within organisations as either internal
or external change agents. According to the literature, there is no minimum or maximum threshold of
the number of experts; however, it ranges between 2 to 17 experts (Chang et al., 2011; Tsai et al.,
2012; Falatoonitoosi et al., 2014; Luthra et al., 2016; Mirmousa and Dehnavi, 2016; López-Ospina et
al., 2017; Lin et al., 2018). The questionnaire included two sections. The first section aimed to obtain
the respondents’ level of agreement with 110 statements signifying pair-wise relationships between
each pair of potentially interacting factors (i.e., 11 factors x 10 relationships) using a five-point Likert
scale. The definitions (Table 3Error! Reference source not found.) of the most influencing factors on
micro BIM adoption were presented to the respondents in the introductory part of the questionnaire.
Developing the CLD requires the combination and integration of different sets of input information
(Suprun et al., 2016). In this study, the findings of both the F-DEMATEL method’ and the ‘correlation
analysis’ between the 11 most influential factors will be combined to develop the CLD. The correlation
findings between the 11 most influencing factors on micro BIM adoption are included in Table A 1.
The process of combining these two sets of input is explained in Section 4.2 which shows the CLD
developed for micro BIM adoption.
The CLD may include several direct and indirect arrows that indicate direct and indirect influences
(loops) among the factors, respectively. The identification of the polarity of relationships between
factors within the system was determined based on the positive (+) and negative (-) relationships
identified by the correlation analysis. A causal arrow between two factors indicates the direction of
the change between the cause-effect pair. The polarity is denoted by (+) when two interrelated factors
increase or decrease together, and by (-) when one of them increases and the other decreases. A CLD
may include two types of feedback loops; Reinforcing (R) loop, when two factors influence each other
by two opposite (+) arrows, and Balancing (B) loop, when one arrow is (+) and the other is (-) or vice
versa. Some causal link arrows may have the two-hash symbol (||) which denotes a ‘delay’ in the
occurrence of the effect.
This section respectively describes the findings from: (1) the application of the Fuzzy DEMATEL; (2) the
development of the CLD using a systems thinking approach, and (3) the linking of micro BIM adoption
with macro BIM adoption.
Based on the average of all the elements in matrix T, a threshold of 0.052 was selected as an exclusion
criterion to exclude weak interrelationships and improve the visual communication of the results in
thediagraph (Figure 6). The diagraph includes four quadrants:
- Quadrant I: this contains the ‘core’ factors with both high prominence and high relation. These are
Relative advantage of BIM (F6), Observability of BIM benefits (F3), and Organisational readiness
(F9). These are important linkages factors that possess strong driving power and strong
dependence. These cause factors influence most of the effect factors in Quadrant IV and should be
prioritised in a BIM implementation plan.
- Quadrant II: this includes the ‘Driving’ factors - or also called autonomous givers - with low
prominence and high relation. These factors are Organisation size (F11), Coercive pressures (F10),
and Compatibility of BIM (F4). These factors are somewhat independent; hence, they cannot be
influenced easily by other factors within the system and they require dedicated actions to exert an
effect upon them. Also these factors have influence on the effect factors in Quadrant IV.
- Quadrant III: this contains independent factors or autonomous receivers. It includes only one
factor, Organisational culture (F7) with low prominence and low relation; hence, this factor should
be addressed separately. In this instance ‘organisational readiness’ has influence on two other
factors (i.e., F1 and F8 of effect Quadrant IV) within the system.
Figure 5. Mapping of the 11 factors affecting the micro BIM adoption system
These results provide insights about where to focus the implementation effort and investment for
micro BIM adoption. If the BIM implementation effort is focussed on addressing the cause factors first,
the other factors involved in their cause-effect relationship would be resolved in consequence. The
top priority would be to address the factors in Quadrant II followed by those in Quadrant I. However,
some of the factors in Quadrant II such as organisation size (F11) are constant or independent factors
and cannot be changed in a BIM implementation strategy. Other factors such as Coercive pressures
(F10) and Compatibility of BIM (F4) are mostly dependent on actions from outside the micro adoption
environment and require the contribution of player groups from the macro environment; hence, the
importance of the problem posed by this study.
Addressing factors such as BIM characteristics [i.e., Relative advantage (F6), Observability (F3), and
Compatibility of BIM (F4)] would exert a positive effect in the internal environment characteristics
[i.e., Organisational readiness (F9), Organisational culture (F7), Social motivations among
organisation's members (F5), Communication behaviour of an organisation (F2), Top management
support (F8), and Willingness/intention to adopt BIM (F1)] and promote micro BIM adoption. A
selection of the cause-effect relationships identified include:
The perceived benefits of BIM (F6) contributes to increased openness and engagement of the
potential adopters with other social groupings and networks interested in BIM adoption and
promotion (F2); stimulates the willingness or intention to adopt BIM (F1); and invite more
executive support (F8) to facilitate the BIM adoption process.
Organisation size (F11), as an independent factor, has an influence on all other factors although
Figure 6 depicts its interrelationships with F1 (willingness to adopt BIM) and F2 (communication
behaviour of an organisation) only as these were above the selected threshold. This could be
addressed as a variable (i.e. micro, small, medium, and large) to explore if and how adoption
dynamics vary in organisations of different sizes in future studies.
4.2 Developing Causal Loop Diagram using Systems Thinking approach
The CLDs was developed by combining findings from the correlation analysis among the 11 top
influential factors on micro BIM adoption, and the causal relationships between pairs factors and their
classification identified by the F-DEMATEL. The 39 pairs of strong correlations are used to identify the
polarity of the feedback loops within the CLD. The polarity is denoted by (+) when two interrelated
factors increase or decrease together, and is denoted by (-) when one increases and the other
decreases or vice versa. The causal relationships among the factors, identified in the F-DEMATEL, are
used to develop the links within the CLD feedback loops. A causal arrow between two factors indicates
the direction of the change between the cause-effect pair.
Due to the numerous interrelations among the factors within a complex system, such as the micro
BIM adoption, the resultant number of CLD could be very high which limit the usefulness of results.
To address this challenge and make the results both useful and actionable, this research adopts two
key measures. The first measure consists of a known approach in the literature (as used in
Falatoonitoosi et al., 2014; López-Ospina et al., 2017; Carpitella et al., 2018) where a
threshold value is established to exclude influences with negligible effects. This threshold was
embedded in the Fuzzy DEMATEL techniques as explained earlier. However, even with the
implementation of this measure, the resultant feedback loops remained very high as illustrated in
Figure 7. The second measure consisted in prioritising the feedback loops that start with a cause factor
(i.e., identified in Quadrants I and II of the impact relation map in the Fuzzy DEMATEL analysis) as
these are driving factors that influence other factors within the micro BIM adoption system. The
developed CLD also focusses on the ‘Decision to adopt BIM’ as an outcome and analyses the causal
relationships between the involved factors that lead to such an outcome.
The results of the thinking systems model, after implementing such measure, are illustrated in Error!
Reference source not found.. Each feedback loop is given a heading which represents its core theme
that needs to be addressed in order to activate the loop and reach the decision to adopt BIM
according to the dynamic embedded in it. Four key feedback loops, that conclude with the ‘decision
to adopt BIM’ within organisations, were identified (
R4 Aligning BIM Compatibility of BIM (F4) ⟶ Top management support (F8) ⟶ Organisational
with readiness (F9) ⟶ Relative advantage of BIM (F6) ⟶ Willingness/ intention to adopt
experiences BIM (F1) ⟶ Decision to adopt BIM
and needs
Legend
⟶ Causal relationship
Factors in red (i.e.F1, F2, and F8): factors that can be influenced by an external coercive pressure (F10)
Action A02: Policy makers (PG2) can lead on the action of incentivising adoption through tax
rebates or credit and other incentive types. This will influence the ‘F6 - relative advantage of
BIM’ which triggers loop R1 and is present in all other loops.
Action A03: Policy makers (PG2), supported by construction organisations (PG8) and Industry
associations (PG9), can support the development of standardised templates, BIM object
libraries and product data specification to accelerate implementation and lower its cost. This
will influence the ‘F4- Compatibility’ (starting node of Loop R4 and present in all other loops)
and contribute to improving readiness of adopting organisations. This same effect on ‘F4-
Compatibility’ can be also augmented by the leading role Policy makers (PG2) can play in
Action A05 (i.e. developing standards and guidance to support BIM implementation in
projects and organisations).
Action A08: Policy makers (PG2), alongside construction organisations (PG8) and Educational
Institutions (PG1), can help in clarifying and demonstrating the BIM value proposition and
benefits to potential adopters. This will influence two leading adoption factors, the ‘F6 -
relative advantage’ and the ‘F3 - observability of benefits’, which trigger loop R1 and loop R2
respectively and are present in all the other loops; and according to the DEMATEL these two
factors have high prominence and high relations which means that the actions affecting these
two factors will likely have a cascading effect on several other adoption factors. Hence, actions
like this one should be prioritised.
Several other scenarios can be extracted from Table 8. Such information can be organised either by
adoption factor or by player group and then utilized to develop macro-micro BIM adoption strategies
that are tailored for a selected market. This process is synthesised in the next subsection.
Table 8. Policy actions, actions types and roles of macro player groups
A09 Develop and encourage Macro Policy-makers Industry associations (PG9); Observability of
adoption of more (PG2) Educational institutions (PG1); benefits (F3);
collaborative project Construction organisations Compatibility
delivery systems (PG8); (F4)
A10 Make available technical Macro Technology Communities of practice (PG6); Compatibility
guidance for BIM developers (PG5); Technology service providers (F4);
implementation and BIM Construction (PG4); Policy makers (PG2); Relative
uses. organisations (PG8) Industry associations (PG9) advantage (F6);
Organisational
readiness (F9)
A12 Make available learning Macro Educational Technology service providers Willingness to
and training institutions (PG1); (PG4); adopt (F1);
opportunities for all Industry Technology developers (PG5); Top
types of learners associations (PG9); Communities of practice (PG6); management
(practitioners and Construction Construction organisations support (F8);
students) within the organisations (PG8) (PG8); Organisational
market. readiness (F9)
A13 Encourage BIM learning Macro Educational Policy makers (PG2); Willingness to
outcomes in institutions (PG1); Technology advocates (PG3) adopt (F1);
accreditation of relevant Industry Top
degrees and associations (PG9) management
specialisations (e.g. support (F8);
architecture, built Organisational
environment and readiness (F9)
engineering disciplines).
A14 Empowering BIM Micro Construction Industry associations (PG9) Organisational
champions / change organisations culture (F7);
agents within (PG8); individual Communication
organisations. practitioners (PG7). behaviour (F2);
Social
motivations (F5)
A19 Develop digital extranet Macro Technology Technology advocates (PG3); Compatibility
platforms (e.g., servers developers (PG5); Educational institutions (PG1). (F4);
and extranets for Technology service Relative
enterprises and supply providers (PG4) advantage (F6);
chain collaboration). Willingness to
adopt (F1).
Digital transformation through BIM has received a significant attention over the last decade. Policy
makers in several countries have been launching BIM-focussed digital transformation initiatives for
their construction market. However, there is a dearth of studies investigating micro BIM adoption in
details and its potential links with macro BIM initiatives. Indeed, the review of related studies
confirmed this gap and concluded that all studies in this domain are siloed at a specific level of analysis
(i.e., either micro, meso, or macro). The aim is to improve the understanding of BIM adoption within
organisations (i.e., micro BIM adoption) and initiate the effort of connecting micro BIM adoption with
macro BIM adoption. Departing from an extensive taxonomy of factors that affect micro BIM
adoption, this study proposed an analytical approach to the analysis of micro BIM adoption and its
linking with the macro BIM level’s initiatives such as the policy actions of the macro’s player groups.
177 UK architecture organisation who had already adopted BIM were retrospectively studies to
capture the micro BIM adoption dynamics.
The study developed a classification of micro adoption factors into cause-and-effect factors using the
F-DEMATEL method, causal loop diagrams representing the dynamics that lead organisations to adopt
BIM using a Systems Thinking approach, and a conceptual model that enables the linking of micro BIM
adoption dynamics to the macro level BIM initiative through an inventory of proposed policy actions
allocated to selected policy players or groups.
This study is not without limitations. When developing macro BIM adoption initiatives, the type of
micro BIM adoption insights generated by this study is usually unattainable due to the potentially low
rates of adoption. Hence, this study has relied on 177 organisations that had already adopted BIM
using a retrospective analysis. While this increased the quality and reliability of the findings, its ability
to inform future macro BIM adoption initiatives rely on the assumption that the future diffusion
process (e.g. new organisations that have yet to adopt the innovation) would follow a similar micro
adoption process to that of the 177 organisations involved in this study.
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Appendix
Table A 2. Correlations among the 11 factors with strongest influence on BIM adoption process: 39 pairs of strong
relationships