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Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

Contents lists available at ScienceDirect

Colloids and Surfaces B: Biointerfaces


journal homepage: www.elsevier.com/locate/colsurfb

A co-delivery platform based on plasmid DNA peptide-surfactant complexes: T


formation, characterization and release behavior

Diana Costaa, , Tânia Albuquerquea, João A. Queiroza, Artur J.M. Valenteb
a
CICS-UBI – Health Sciences Research Centre, University of Beira Interior, Av. Infante D. Henrique, 6200-506 Covilhã, Portugal
b
Department of Chemistry, University of Coimbra, 3004-535 Coimbra, Portugal

A R T I C LE I N FO A B S T R A C T

Keywords: The development of delivery systems based on cell penetrating peptides represents an incredible asset and may
Cell penetrating peptides deeply contribute for the evolution of therapies efficacy. In this context, we explore the plasmid DNA (pDNA)
Cationic surfactants condensation ability of TAT peptide to produce a suitable intracellular delivery platform. The nanoparticles were
pDNA compaction formed at various ratios of nitrogen to phosphate groups (N/P) and the variation of polyplexes properties with
pDNA-surfactant complexes
this parameter was studied. Beyond the large size exhibited by these carriers, their low pDNA immobilization
Controlled/sustained release
Drug/gene co-delivery
profile instigates the need for an additional compacting agent. To maximize the performance of this peptide
delivery system, a series of alkyl trimethyl ammonium bromide surfactants (CnTAB) were employed to further
condense pDNA. In general, not only this strategy promotes the formation of lower sized vectors, but also greatly
enhances particle characteristics such as surface charge and pDNA encapsulation. The magnitude of this effect is
intimately dependent on surfactant chain length. Furthermore, the known cytotoxicity of cationic surfactants has
been dramatically reduced by their incorporation into TAT/pDNA complexes. The release kinetics can be tai-
lored and optimized to promote the controlled/sustained release of pDNA. Following this, the surfactant alkyl
chain length and the N/P ratio are important controlling parameters. In addition, doxorubicin and paclitaxel can
be efficiently loaded and encapsulated into peptide/pDNA/surfactant carriers. The presented platform reveals a
great potential for therapeutic payloads loading and controlled release open advanced and new approaches in
the design/formulation of innovative biomedical systems towards clinical translation.

1. Introduction successfully used [9–12]. These peptides are normally short (less than
30 amino acids), frequently rich in arginine residues and positively
The concept of gene therapy offers a promising therapeutic effect in charged. The cationic profile of cell penetrating peptides (CPP) is the
the treatment of a variety of diseases ranging from hereditary to ac- key factor for their interaction with nucleic acids, giving rise to the
quired (infection or cancer) pathologies. Viral vectors are very efficient formation of micro or nanometer sized complexes. Among the most
in the delivery of therapeutic genes to a desirable target site but their common and efficient peptides explored for drug and/or gene release
immunogenicity and the possibility of oncogenesis occurrence limit purposes is the TAT protein of human immunodeficiency virus type 1
their use in gene therapy protocols [1]. On the other hand, non-viral (HIV-1). The specific protein domain, TAT49-57 (RKKRRQRRR), also
drug and/or gene delivery systems are widely used in both basic re- named protein transduction domain sequence (PTD), has a stronger
search and translational clinical applications due to their biocompat- ability to translocate the cell membrane and access intracellular en-
ibility, lack of immune response, high payload content and versatile vironment [13]. It seems TAT49-57 can cross the membranes through
preparation method [2,3]. In the last few years, developed innovative transient pores favored by the electrostatic attraction with the nega-
carriers with recognized effect in human disease therapy include tively charged phospholipids [13,14]. Furthermore, it also acts as a
polyplexes, lipoplexes, dendrimers and nanoparticles [4–8]. Along with nuclear localization signal [15]. A broad range of interesting and out-
the targeting strategy, one of the harder tasks for efficient cell inter- standing studies employing TAT peptide in the formulation of suitable
nalization and gene transfection is the crossing of cell membrane. To vectors for the delivery of bioactive payloads can be found in the lit-
surpass this barrier, peptides derived from natural proteins and pre- erature [11,16–18]. Through the use of TAT, considerable progresses
senting ability to penetrate the plasma membrane have been have been made in the delivery of chemotherapeutic drugs, [13,18]


Corresponding author at: Universidade da Beira Interior, 6201-001 Covilhã, Portugal.
E-mail address: dcosta@fcsaude.ubi.pt (D. Costa).

https://doi.org/10.1016/j.colsurfb.2019.03.029
Received 12 November 2018; Received in revised form 8 March 2019; Accepted 13 March 2019
Available online 16 March 2019
0927-7765/ © 2019 Elsevier B.V. All rights reserved.
D. Costa, et al. Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

delivery and expression of genes [11,16] and, consequently, on the concentrations were determined per charge. The surfactant concentra-
evolution of the design/formulation of peptide based non-viral carriers. tions were 250 mM, 18 mM, 4.2 mM and 1 mM for C8, C12, C14 and
From the acquired knowledge, it has been found that TAT/DNA or RNA C16TAB, respectively. The particles were then equilibrated in solution
vectors present low transfection efficiency mainly due to both the for- for 1 h and thereafter were washed in 250 mM sodium phosphate buffer
mation of large complexes and the loss of peptide biological activity at pH 7.4. The complexes were centrifuged at 10,000 rpm for 15 min
[19–21]. In order to overcome these drawbacks, a variety of strategies and the pellet contained the pDNA based nanoparticles. The amount of
have been explored. Some authors have combined the cationic polymer non-bound pDNA was determined spectrophotometrically measuring
polyethylenimine (PEI) with a modified TAT peptide sequence to the absorbance of the supernatant at 260 nm using a NanoPhotometer™
achieve significant improvement in gene transfection efficiency [16] (Implen, Inc; Westlake Village, CA, USA).
Dong et al. gave a step forward through the development of TAT The pDNA encapsulation efficiency was obtained from the equation:
modified lipid-PEI hybrid nanoparticles for the simultaneous delivery of
EE (%) = [(Total Amount of pDNA –Non-bound pDNA)/ Total amount
docetaxel and pDNA [22]. Other researchers have condensed TAT/
of pDNA] ×100 (1)
pDNA complexes with calcium chloride to produce nanoparticles with
high gene delivery performance for lung cancer gene therapy [23].
In line with this, in this work, TAT has been employed to electro- 2.3. Loading and encapsulation of drugs
statically form complexes with a p53 encoding pDNA. Subsequently,
alkyl trimethyl ammonium bromide surfactants (CnTAB) were used to Doxorubicin and paclitaxel have been incorporated into TAT/
both further condense pDNA and improve the properties (size, surface pDNA/CnTAB complexes by imbibition. Concentrated solutions of both
charge, pDNA encapsulation efficiency) of TAT/pDNA vectors. Cationic DOX and PTX (2 wt.%) were prepared; the dried nanoparticles were
surfactants, such as CnTAB, associate strongly with DNA leading to its saturated with DOX and PTX by placing the particles in 25 mL of DOX
compaction and condensation [24]. Such associative behavior is in the or PTX solution and left there ca. 48 h. The DOX or PTX loaded vectors
basis of remarkable biotechnological applications ranging from DNA were collected as a pellet after centrifuging (5000 rpm) for 15 min and
extraction, purification or gene delivery systems [25,26]. The release the supernatant was recovered. The concentration of DOX and PTX has
profile of pDNA has been modelling and it was found that both the been determined by using UV–vis spectroscopy and measuring the ab-
surfactant tail length and N/P ratio can tune the in vitro delivery per- sorbance at 480 nm and at 227 nm, respectively. The drug loading (LE)
formance. The anticancer drugs doxorubicin (DOX) and paclitaxel and encapsulation efficiencies (EE) were calculated by using the
(PTX) were also loaded and efficiently encapsulated into TAT/pDNA/ formalism of Eqs. (2) and (3).
CnTAB formulations. The developed peptide/surfactant pDNA vector
revealed to be promising as an intracellular co-delivery platform, LE = [(total amount of drug – non-bound drug)/ nanoparticle weight]
greatly contributing for advances in the design/conception of new × 100 (2)
systems to operate therapeutically against the most serious and deadly EE(%) = [(total amount of drug – non-bound drug)/ total amount of
diseases, such as cancer. drug] × 100 (3)

2. Materials and methods


2.4. Determination of the properties of pDNA complexes
2.1. Materials
Information concerning the morphology of the various pDNA vec-
The HIV1-TAT49-57 protein domain (RKKRRQRRRR) was obtained tors has been obtained by scanning electron microscopy (SEM). The
from Biomatik Corporation (Cambridge, Canada). Cationic alkyl- different nanoparticles were centrifuged (10,000 rpm, 15 min., 25 °C)
trimethylammonium bromide surfactants (CnTAB) were obtained from and the pellet was recovered and suspended in an aqueous solution
Serva and used without further purification. The 6.07 kbp plasmid containing 30 μL of tungsten. The solution was placed in roundly
pcDNA3-FLAG-p53 (Addgene plasmid 10838, Cambridge, MA, USA) shaped cover-slip and dried overnight at room temperature. The sam-
used in the experiments was produced and purified by a procedure ples were sputter coated with gold using an Emitech K550 (London,
developed by our group and described in the literature.2 Doxorubicin England) sputter coater. A Hitachi S-2700 (Tokyo, Japan) scanning
hydrochloride (DOX), 579.98 g/mol and paclitaxel (PTX), 853.91 g/ electron microscope (accelerating voltage of 20 kV at various magnifi-
mol, were obtained from Sigma. All solutions were freshly prepared cations) was used. The average particle size and the zeta potential of the
using Millipore-Q water (Billerica, MA, USA). Normal Human Dermal several pDNA formulations has been determined by Dynamic Light
Fibroblasts (NHDF), Ref. C-12302 (cryopreserved cells) and cancer Scattering (DLS) by the use of a Zetasizer nano ZS. The software
HeLa cells were purchased from PromoCell and Invitrogen, respec- Malvern zetasizer v 6.34 was employed for the analysis of the obtained
tively. results.

2.2. Preparation of complexes 2.5. Evaluation of the biocompatibility profile

Plasmid DNA stock solution (20 μg/mL) was prepared in sodium The cytotoxicity of the developed vectors was assessed by means of
acetate buffer (0.1 mM sodium acetate/0.1 mol/L acetic acid, pH 4.5), MTT assay. This is a colorimetric assay to measure cell viability by
while TAT peptide was dissolved in deionized water (10 mg/mL) im- monitoring the metabolically active cells that convert this dye into a
mediately before use. Variable concentrations of TAT (100 μL) were water-insoluble dark blue formazan. The formed crystals can be quan-
added to a fixed volume of pDNA (300 μL) to formulate TAT/pDNA tified spectrophotometrically at 570 nm.
complexes at charge ratios (positive charges of peptide to negative Prior cell seeding, the plates were ultraviolet (UV) irradiated for
charges of pDNA, N/P) of 1, 2, 4, 8 and 10. The mixture was vortexed 20 min. The various nanoparticles were applied to a 96-well plate
(3000 rpm) for 10 s and incubated for 20 min at 4 °C prior to use. (Nunc.). Both, fibroblast and HeLa cells were plated at confluency in 96
To prepare TAT/pDNA/CnTAB complexes, CnTAB surfactants (n ꞊ 8, well plate, with 2 × 104 cells and 1 × 104 per well, respectively, at 37
º
12, 14 and 16) were dissolved in Millipore Milli-Q de-ionized water. C in 5% CO2 humidified atmosphere, for 24, 48 h, 72 h and 96 h. After
Aqueous TAT/pDNA mixtures at desirable N/P ratios (200 μL) were incubation, the redox activity was evaluated by the established proce-
added drop-wise using a 22-gauge needle into gently agitated surfactant dure [25]. The relative cell viability (%) related to control wells was
solutions (2 mL). The ratio between pDNA and CnTAB was 2, the calculated by [A]test / [A]control × 100, where [A] test is the absorbance

431
D. Costa, et al. Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

of the test sample and [A] control is the absorbance of control sample. All poor pDNA immobilization achieved at N/P ratios of 1, 2 and 4 (Figure
the experiments were performed in triplicate. The statistical analysis of S2, available in the Supplementary Material). Other authors have also
experimental data used the Student´s t-test and the results were pre- found unsuitable characteristics on developing TAT/pDNA systems,
sented as mean ± standard deviation. Statistical significance was ac- mainly the large size of formed complexes which limits the success of
cepted at a level of p < 0.05. gene transfection. However, contrary to our data, they reported an ef-
ficient DNA encapsulation into the peptide carriers at lower N/P ratios
2.6. In vitro pDNA and drug release [20,21,27]. Following this, and beyond the low molecular weight of
TAT which may contribute for a weak pDNA condensation, at the
To determine the release kinetics of pDNA and the two drugs, moment we cannot anticipate a comprehensive explanation to elucidate
150 μL of TAT/pDNA/CnTAB/drug complexes were placed in poly- the discrepancy between our pDNA EE results and the ones described in
styrene tubes and PBS solution (0.5 mol/L, pH 7.4) was added to a final the literature.
volume of 2 mL. The tubes were kept in a horizontal shaker at 100 rpm Taking into consideration the above properties displayed by TAT/
and 37 ºC. Following incubation, and at predetermined time intervals, pDNA particles, such as the large size of the complexes, their negative
the tubes were centrifuged (10 min at 10,000 rpm). The supernatant superficial charges and the poor capacity for pDNA encapsulation, and
was collected and the systems were re-suspended in fresh solution of found them inadequate to ensure an effective and efficient cell trans-
PBS medium. The pDNA released into the supernatant was quantified fection, CnTAB surfactants have been incorporated into the TAT/pDNA
spectrophotometrically by measuring the absorbance at 260 nm using a vectors. Pursuing the goal of improving the characteristics of peptide/
Nanophotometer™(Implen, Germany), while the released DOX and PTX pDNA systems enhancing their performance as gene delivery systems,
have been determined by UV/VIS spectroscopy at 480 nm and at C8, C12, C14 or C16TAB have been included in these formulations by the
227 nm, respectively. protocol described in the experimental section. Single-chain surfac-
tants, as the ones considered in this work, self-assemble in spherical
3. Results and discussion micelles with these globular structures starting to occur at a particular
concentration, the critical micelle concentration (cmc). The cmc
3.1. The properties of pDNA based vectors strongly varies with the alkyl chain length of the surfactant; longer tails
present lower cmc values. The interaction of a surfactant with an op-
TAT peptide interacts strongly, via electrostatic forces, with pDNA positely charged polyelectrolyte induces a lowering of the typical cmc,
creating nanometer sized vectors. The TAT/pDNA carriers have been commonly mentioned the critical association concentration (cac). The
formulated at various N/P ratios (1, 2, 4, 8 and 10). Scanning electron negatively charged pDNA should interact strongly with the oppositely
microscopy analysis has been performed and provides information charged surfactants inducing the formation of particulate systems [28].
concerning the morphology of TAT/pDNA nanoparticles. As ex- As discussed above, it seems TAT does not fully condense pDNA and
emplified in the Supplementary Material, Figure S1, for some vectors, some of pDNA chains remain not complexed. With the addition of ca-
the conceived pDNA formulations present oval or spherical shape. A tionic surfactants, both electrostatic and hydrophobic interactions took
deeper investigation on the average size and other properties of TAT/ place and the formation of micelles involving the pDNA chains occurred
pDNA vectors has been conducted by dynamic light scattering. The with the neutralization of polymer charges [29]. The degree of pDNA
obtained average size, the polydispersity index and the surface charges charge neutralization is, however, dependent on surfactant chain length
for the various systems are listed in Table 1. The size of TAT/pDNA with longer hydrocarbon tails compacting pDNA more efficiently. Al-
complexes ranges from 779 nm to 512 nm, depending on the N/P ratio though, the exact mechanism of TAT/pDNA/CnTAB particles is beyond
considered and, concerning the polydispersity index (PDI), all devel- the scope of the current work, we suppose that this process can be seen
oped particles are quite monodisperse with values ranging from ap- as a surfactant coating of TAT/pDNA particles with CnTAB/pDNA mi-
proximately 0.1 to around 0.5. There is a correlation between size and celles, in a probable hexagonal packing [30,31], formed around the
the N/P ratio employed in the formation of TAT/pDNA particles, with surface of preformed TAT/pDNA complexes. The possibility of a com-
lower N/P ratios giving rise to higher sized complexes. When N/P ratio peting effect between CnTAB and TAT for pDNA binding cannot be
increases, the electrostatic interaction of TAT with pDNA originates a excluded. As presented in Figure S1, available in the Supplementary
decrease in the size. Despite N/P ratio can functions as a controlling Material, spherical nanoparticles can be produced. The properties of
parameter of the pDNA vector´s size, based solely on the size analysis, these surfactant polyplexes, such as, size, zeta potential and pDNA EE
one can already hypothesized the lower transfection efficiency dis- are summarized in Table 1. In addition, the cmc values of each sur-
played by these formulations. In order to adequately penetrate the cell factant are also included in this table. The inclusion of C8TAB in the
membrane and be internalized by endocytosis, complexes should pre- TAT/pDNA vectors has no effect in the properties of the systems, as the
sent sizes smaller than ˜ 200 nm; systems possessing much higher sizes size of the complexes remains approximately the same, as well as, the
should be taken up mostly by phagocytosis mechanism what can increment in their zeta potential values is absent or not significant.
compromises the efficiency of transfection. In addition, the surface Furthermore, the pDNA EE percentages determined for the various
charges of the particles have been determined (Table 1). Negative zeta TAT/pDNA/C8TAB systems are very low at lower N/P ratios. This can
potential values have been found for TAT/pDNA carriers at N/P ratios be related with the short alkyl chain length of this surfactant, and its
of 1, 2 and 4, while for the other N/P ratios this parameter increases higher cmc, which leads to a weak interaction with the pDNA molecule.
and shifts to positive values. Positive surface charges can enhance the A different situation can be found when considering the C12 or C14TAB
cellular uptake and internalization of TAT/pDNA complexes due to surfactants: not only the formed particles present lower sizes but they
favorable interactions with the negatively charged cell membrane. The also exhibit positive surface charges for all N/P ratios considered. A
pDNA encapsulation efficiency (EE) is another relevant subject to significant improvement in the encapsulation of pDNA can be achieved.
evaluate when designing carriers for gene delivery applications. The The magnitude of the surfactant effect on the studied properties is
pDNA EE values for the several TAT/pDNA vectors are included in higher as N/P ratio increases and when considering a longer chain
Table 1. In general, the vehicles produced present lower pDNA EE, what cationic surfactant. In fact, a drastic reduction on the size of the carriers
correlates well with the zeta potential values obtained for each system, and a relevant increase in the pDNA EE was found with the in-
denoting that some pDNA remains free, therefore not encapsulated into corporation of C16TAB into TAT/pDNA complexes. The longest tail
the peptide/pDNA complexes. As the N/P ratio increases, however, one surfactant interacts strongly with pDNA which results in the formation
can observe an improvement in their ability for pDNA encapsulation, of particles with very small sizes. This phenomenon also includes the
but it is far from desirable. Agarose gel electrophoresis confirms the shifting of ζ to more positive values and the encapsulation of pDNA in

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D. Costa, et al. Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

Table 1
Mean size, polydispersity index (PDI), average zeta potential and pDNA encapsulation efficiency (EE) for the various N/P ratio TAT/pDNA and TAT/pDNA/CnTAB
systems. The size and surface charges of pDNA (20 μg/mL) are also listed. The values were calculated with the data obtained from three independent measurements
(mean ± SD, n = 3).
System Size/nm Zeta Potential/mV PDI pDNA EE (%) CMC/mMa

pDNA 732 ± 17.1 −90 ± 8.2 0.4 ± 0.02


TAT/pDNA N/P 1 759 ± 9.2 −48 ± 2.1 0.2 ± 0.03 18 ± 3.1
TAT/pDNA N/P 2 726 ± 10 −43 ± 6.8 0.2 ± 0.01 20 ± 1.4
TAT/pDNA N/P 4 696 ± 8.3 −38 ± 9.4 0.5 ± 0.02 27 ± 3.7
TAT/pDNA N/P 8 593 ± 11.7 +8 ± 0.6 0.4 ± 0.02 58 ± 1.9
TAT/pDNA N/P 10 512 ± 9.6 +11 ± 1.1 0.1 ± 0.01 60 ± 2.3
C8TAB 140
TAT/pDNA/C8TAB N/P 1 724 ± 5.5 −43 ± 1.8 0.4 ± 0.02 20 ± 3.3
TAT/pDNA/C8TAB N/P 2 718 ± 8.6 −41 ± 2.1 0.3 ± 0.02 21 ± 3.4
TAT/pDNA/C8TAB N/P 4 683 ± 3.2 −33 ± 0.9 0.5 ± 0.01 29 ± 0.5
TAT/pDNA/C8TAB N/P 8 581 ± 5.5 +9 ± 1.7 0.3 ± 0.04 59 ± 4.2
TAT/pDNA/C8TAB N/P 10 504 ± 6.1 +14 ± 8.2 0.4 ± 0.02 60 ± 0.8
C12TAB 15
TAT/pDNA/C12TAB N/P 1 479 ± 4.6 +3 ± 0.8 0.3 ± 0.02 37 ± 3.2
TAT/pDNA/C12TAB N/P 2 500 ± 9.5 +3 ± 1.6 0.4 ± 0.01 39 ± 2.9
TAT/pDNA/C12TAB N/P 4 458 ± 12.2 +9 ± 0.7 0.5 ± 0.03 57 ± 1.2
TAT/pDNA/C12TAB N/P 8 367 ± 6.8 +18 ± 3.1 0.2 ± 0.01 70 ± 0.8
TAT/pDNA/C12TAB N/P 10 264 ± 5.0 +27 ± 4.4 0.6 ± 0.04 76 ± 3.2
C14TAB 3.5
TAT/pDNA/C14TAB N/P 1 457 ± 3.8 +7 ± 1.9 0.4 ± 0.01 52 ± 2.0
TAT/pDNA/C14TAB N/P 2 432 ± 6.6 +9 ± 0.3 0.5 ± 0.03 56 ± 1.6
TAT/pDNA/C14TAB N/P 4 354 ± 2.9 +15 ± 2.0 0.5 ± 0.01 69 ± 1.4
TAT/pDNA/C14TAB N/P 8 282 ± 1.6 +24 ± 1.7 0.3 ± 0.02 85 ± 3.9
TAT/pDNA/C14TAB N/P 10 208 ± 5.5 +34 ± 3.4 0.4 ± 0.03 88 ± 2.7
C16TAB 0.9
TAT/pDNA/C16TAB N/P 1 339 ± 0.8 +16 ± 1.7 0.3 ± 0.02 67 ± 4.2
TAT/pDNA/C16TAB N/P 2 311 ± 3.5 +18 ± 0.5 0.2 ± 0.01 76 ± 1.4
TAT/pDNA/C16TAB N/P 4 257 ± 12.1 +28 ± 1.3 0.4 ± 0.01 87 ± 3.3
TAT/pDNA/C16TAB N/P 8 131 ± 2.8 +41 ± 2.6 0.5 ± 0.03 90 ± 4.5
TAT/pDNA/C16TAB N/P 10 93 ± 2.0 +49 ± 3.3 0.4 ± 0.01 91 ± 1.9

a
From Reference [41].

higher percentages for all N/P ratios. Therefore, a clear enhancement of Table 2
particles properties is obtained. Moreover, and as stated before for Cytotoxicity profile of the various N/P ratio TAT/pDNA and TAT/pDNA/
TAT/pDNA complexes, the results show that the N/P ratio is a relevant CnTAB systems, evaluated on fibroblast and HeLa cells by means of MTT assay.
parameter to control the characteristics of the developed carriers. Ad- The values were calculated with the data obtained from three independent
ditionally, we found that the surfactant chain length can also deeply measurements (mean ± SD, n = 3).
modulate the properties of the formulations, as increasing the surfac- System Cellular Viability (%)
tant tail length a pronounced effect over the size, surface charges and
N/P NHDF HeLa
pDNA encapsulation performance is observed. The polydispersity index
1 80 ± 0.9 77 ± 3.7
analysis reveals that all the TAT/pDNA surfactant systems can be 2 83 ± 2.6 79 ± 6.0
considered monodisperse (Table 1). TAT/pDNA 4 86 ± 6.3 80 ± 5.5
Additionally, to further characterize the developed formulations, 8 88 ± 2.9 81 ± 2.1
their biocompatibility profile was investigated. The cytotoxicity ex- 10 89 ± 4.3 84 ± 0.9
1 58 ± 0.5 56 ± 3.6
hibited by the different carriers was assessed on fibroblast and HeLa
2 60 ± 3.3 57 ± 6.3
cells by means of the MTT assay. A summary of the study is presented in TAT/pDNA/C8TAB 4 74 ± 1.9 72 ± 2.7
Table 2. As expected, TAT/pDNA carriers, formulated at the studied N/ 8 79 ± 4.0 75 ± 1.9
P ratios, are all biocompatible. After incubation with these systems, 10 81 ± 5.3 78 ± 5.0
1 51 ± 3.1 48 ± 1.9
fibroblast and cancer cells remain viable in a high extent, relative to
2 53 ± 3.6 48 ± 0.9
control cells. A moderate increment in the cellular viability is observed AT/pDNA/C12TAB 4 61 ± 0.7 59 ± 4.4
as N/P ratio increases. Moreover, for all vectors considered, a slightly 8 76 ± 3.1 72 ± 3.7
lower percentage of viable HeLa cells is found. 10 78 ± 5.6 76 ± 1.5
In general, the incorporation of surfactants into TAT/pDNA com- 1 45 ± 4.4 41 ± 3.6
2 48 ± 1.9 42 ± 5.3
plexes results in a decrease of the biocompatibility. This phenomenon
TAT/pDNA/C14TAB 4 59 ± 3.8 56 ± 2.0
becomes dependent on the surfactant tail length, with molecules pos- 8 74 ± 1.6 66 ± 4.3
sessing longer chains leading to a higher cytotoxic effect. In fact, the 10 78 ± 5.1 73 ± 2.7
cytotoxicity seems to increase in the following order: 1 36 ± 5.7 32 ± 4.2
2 38 ± 3.9 33 ± 0.6
C16TAB < C14TAB < C12TAB < C8TAB. To complement this ob-
TAT/pDNA/C16TAB 4 52 ± 1.7 46 ± 2.5
servation, the MTT analysis, at 48 h, on HeLa cells has been performed 8 71 ± 4.7 68 ± 1.9
for TAT/pDNA/CnTAB nanoparticles at N/P ratio of 10 and various 10 75 ± 0.9 71 ± 4.2
CnTAB/pDNA ratios. The results are shown in Fig. 1. Note that, as
mentioned in the experimental section, the particles described above
were formulated at CnTAB/pDNA ratio of 2. For all cationic surfactants, concentration, with cell viability decreasing as the surfactant amount
the results show a relationship between cytotoxicity and surfactant increases. Additionally, this data confirmed the cytotoxic profile

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D. Costa, et al. Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

pDNA/CnTAB vectors at N/P ratio of 10 (data not shown). The cyto-


toxicity of cationic surfactants has been largely investigated and is well
documented in the literature [32,33]. Following this, the complexation
of surfactants with agents of recognized biocompatibility has been a
powerful strategy to overcome their cytotoxic effect in the biological
environment [28,33]. In this work, the complexation of surfactants
with TAT/pDNA drastically reduces their cytotoxicity, enabling the use
of the resultant formulations as drug/gene delivery systems. Further-
more, the N/P ratio can also modulate the biocompatibility displayed
by TAT/pDNA/CnTAB particles, as evidenced in Table 2. In the pre-
sence of surfactants, a higher N/P ratio gives rise to an increase in the
biocompatibility of the vectors. This effect is more accentuated as
longer the surfactant alkyl chain. The same trend can be observed for
both fibroblast and HeLa cells.

3.2. In vitro pDNA release profile

The release kinetics of pDNA has been evaluated in vitro by im-


Fig. 1. Cell viability of HeLa cells after 48 h incubation time with TAT/pDNA/
mersion of the carriers into a buffer solution. Fig. 2 presents the cu-
CnTAB formulated at N/P ratio of 10, as a function of CnTAB/pDNA ratio.
mulative release curves of pDNA from the different TAT/pDNA/CnTAB
Percent viability is expressed relative to control cells (control was set to 100%
cell viability). Mean values ± SD are obtained from three experimental de-
systems formulated at various N/P ratios. From the analysis of the data,
terminations; p < 0.05 versus the control (one-way ANOVA with Dunnet`s it can be stated that in general all the surfactant/peptide/pDNA vectors
post-hoc test). are able to release the encapsulated payload after an initial time lag,
which is a common trend for all carriers. It can be seen that the mag-
nitude of time lags is different among the various systems. Longer chain
displayed by the longer chain surfactants. A slight increment in the
surfactant/TAT/pDNA particles present higher time lags. Although, the
cytotoxicity was also observed when a similar study was conducted for
profile for C12, C14 and C16 based carriers is barely the same (with
longer incubation times (72 h and 96 h) of HeLa cells with the TAT/
exception for N/P 1 based systems), the mentioned tendency is still

Fig. 2. Cumulative pDNA release profiles for the TAT/pDNA/CnTAB systems conceived at N/P ratios of 1, 2, 4, 8 and 10.

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D. Costa, et al. Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

tremendously notorious, especially, when comparing TAT/pDNA/


C8TAB and C16TAB vectors. The observed behavior may be related with
the strong interaction of pDNA chains with longer tail surfactants what
makes difficult the release of pDNA from the complexes [28,34]. Fur-
thermore, except for the vehicles based on C8TAB, for each system the
N/P ratio can only slightly modulate the time lag, with the N/P ratio of
1 exhibiting a larger time lag. Different situation can be found for TAT/
pDNA/C8TAB polyplexes where the time lag greatly varies with the N/P
ratio, with vectors conceived at higher N/P ratios showing lower time
lags. This fact suggests a different mechanism for this surfactant-peptide
formulation. Moreover, it was found that the extent of pDNA released
amount greatly varies with the N/P ratio considered. An increment in
the released pDNA amount can be observed by increasing the molar
ratio of nitrogen to DNA phosphate groups. At the highest N/P ratio
studied, N/P of 10, the levels of maximum pDNA released (˜ 90%) are
similar between the different surfactant/peptide/pDNA particles. This
reinforces the fact that the N/P ratio can be a powerful tailoring tool in
pDNA release. In order to have a deeper assessment on the pDNA re-
lease profile, the effect of alkyl chain length of surfactant and N/P ratio
on the time-lag and maximum cumulative pDNA release have been
investigated, assuming a steady-state flux (at least three data points
were used), for the time lag (θ) estimation. The data is presented in
Figure S3, available in the Supplementary Material, and corroborates
well with the main assumptions pointed out above. According to pre-
vious studies available in the literature, the pDNA release kinetics can
be related with the swelling/dissolution profiles exhibited by the dif-
ferent chain surfactant systems, that consequently can predict the re-
lease mechanism [28,34]. In these works, the release curves can be
controlled by swelling or dissolution of the vectors with profound
consequences on the pDNA release profile. In both reports, it was found
that C8TAB based particles exhibited release kinetics by a dissolution
mechanism, what is consistent with the faster pDNA release trend. The
Fig. 3. Dependence of n (Eq. 4) on surfactant alkyl chain and N/P ratio. The initial burst release, observed in the first 24 h, can be attributed to the
horizontal dash lines correspond to n = 0.85 (Case-II transport) and n = 1 (zero release of some pDNA bound weakly on the surface of the carriers. On
order release) (A) and the effect of surfactant alkyl chain length and N/P ratio contrary, in TAT/pDNA/CnTAB systems where longer tail surfactants
on the mean dissolution time (MDT, Eq. 5) (B). were present, the pDNA release showed to be controlled by the swel-
ling/deswelling process. This originates that, after the time lag, the
Table 3 pDNA released amount gradually increases with time until a plateau is
Fitting parameters obtained by fitting Eqs (6) and (7) to the experimental data reached. Moreover, a dependence on the N/P ratio was found and can
(Fig. 3), at 25 °C. deeply modulate the pDNA delivery [28,34].
In order to check these hypotheses, the release mechanism of pDNA
k0 ( ± s) / 10−2 AIC K ( ± s) / 10−1 k1 ( ± s) / h−1 AIC
μ g−1 L h−1 from TAT/pDNA/C8TAB polyplexes has been assessed. Initially, the
modified power law equation (eq. 4) along with the computation of the
C8TAB mean dissolution time (MDT, eq. 5) have been applied for fitting the
N/P1 4.5 ± 0.1 −12.4 −2.4 ± 0.2 1.6 ± 0.3 −7.4
short-range times (Ct/C∞ < 0.6) cumulative release of pDNA, [35,36].
N/P2 5.57 ± 0.05 −20.2 −2.6 ± 0.2 2.2 ± 0.3 −3.7
N/P4 5.74 ± 0.08 −13.9 −2.1 ± 0.2 1.6 ± 0.2 −5.6 Ct
N/P8 5.8 ± 0.1 −17.1 −2.1 ± 0.2 1.6 ± 0.2 −5.6 = k (t − θ)n
C∞ (4)
N/P10 7.2 ± 0.3 −11.8 −1.8 ± 0.2 1.6 ± 0.3 −4.2
C12TAB
N/P1 0.61 ± 0.02 −19.9 −2.8 ± 0.1 0.28 ± 0.02 −9.2 n ⎞ −n−1
MDT = ⎛ k
N/P2 0.62 ± 0.03 −20.1 −2.9 ± 0.1 0.28 ± 0.02 −9.0 ⎝n + 1⎠ (5)
N/P4 0.68 ± 0.01 −24.2 −2.4 ± 0.1 0.22 ± 0.02 −10.8
N/P8 0.85 ± 0.01 −23.8 −2.2 ± 0.1 0.24 ± 0.03 −7.2 where C∞ is the maximum cumulative release, and k and n are fitting
N/P10 0.89 ± 0.02 −20.6 −2.8 ± 0.1 0.22 ± 0.03 −7.3 parameters, giving the latter useful information on the release me-
C14TAB
chanism. The obtained n and MDT values are depicted in Figs. 3A and B,
N/P1 0.65 ± 0.02 −20.9 −2.8 ± 0.2 0.30 ± 0.03 −6.6
N/P2 0.67 ± 0.02 −23.2 −2.6 ± 0.1 0.25 ± 0.02 −9.9 respectively. From the analysis of Fig. 3A it can be seen that n values
N/P4 0.73 ± 0.01 −24.2 −2.2 ± 0.1 0.21 ± 0.02 −11.1 vary between 0.85 and 1; the former characterizes a Case-II transport
N/P8 0.89 ± 0.02 −21.4 −2.0 ± 0.1 0.21 ± 0.02 −8.5 (for spheres – indicative of coupling of diffusional and relaxational
N/P10 0.93 ± 0.02 −19.5 −1.8 ± 0.1 0.20 ± 0.02 −8.7 mechanism [37]) and the latter a zero-order release kinetics. However,
C16TAB
the analysis of MDT shows that for C12 to C16-containing systems,
N/P1 0.77 ± 0.03 −16.5 −2.3 ± 0.1 0.25 ± 0.01 −12.8
N/P2 1.01 ± 0.01 −22.0 −2.1 ± 0.1 0.26 ± 0.03 −7.3 there is a general trend; i.e., MDT decreases by increasing the surfactant
N/P4 1.15 ± 0.02 −16.2 −2.0 ± 0.1 0.29 ± 0.03 −6.5 alkyl chain length and by increasing the N/P ratio. Once the MDT is a
N/P8 1.21 ± 0.03 −14.3 −1.9 ± 0.2 0.28 ± 0.04 −5.5 parameter used to characterize the drug release rate from a dosage form
N/P10 1.26 ± 0.03 −8.7 −1.8 ± 0.1 0.27 ± 0.03 −5.8
and to indicate the drug-release-retarding efficiency of the polymer, it
s is the standard deviation of the fitting parameter; AIC is the Akaike's in-
can be hypothesized that for C8TAB based vectors the formed “skin-
formation criteria. layer” on the complexes is a weak structure allowing for the easy and
fast payload release.

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D. Costa, et al. Colloids and Surfaces B: Biointerfaces 178 (2019) 430–438

Table 4
Loading content (LC), encapsulation efficiency (EE), mean size, polydispersity index (PDI) and average zeta potential) for the various N/P ratio TAT/pDNA/CnTAB/
DOX and TAT/pDNA/CnTAB/PTX systems. The values were calculated with the data obtained from three independent measurements (mean ± SD, n = 3).
System LC (%) EE(%) Size/nm Zeta Potential/mV PDI

TAT/pDNA/C8TAB/DOX N/P 1 38 ± 2.9 41 ± 0.6 730 ± 5.6 −29 ± 1.9 0.4 ± 0.02
TAT/pDNA/C8TAB/DOX N/P 2 39 ± 1.6 43 ± 1.3 721 ± 8.1 −22 ± 0.7 0.2 ± 0.01
TAT/pDNA/C8TAB/DOX N/P 4 43 ± 0.9 49 ± 2.6 689 ± 4.2 −19 ± 1.1 0.3 ± 0.02
TAT/pDNA/C8TAB/DOX N/P 8 49 ± 2.2 63 ± 1.9 592 ± 6.6 +13 ± 2.3 0.5 ± 0.03
TAT/pDNA/C8TAB/DOX N/P 10 52 ± 1.8 68 ± 3.4 513 ± 5.9 +21 ± 1.5 0.3 ± 0.02
TAT/pDNA/C12TAB/DOX N/P 1 43 ± 2.8 66 ± 1.6 529 ± 6.6 +8 ± 0.4 0.3 ± 0.02
TAT/pDNA/C12TAB/DOX N/P 2 44 ± 2.6 67 ± 3.2 521 ± 7.1 +9 ± 0.4 0.1 ± 0.02
TAT/pDNA/C12TAB/DOX N/P 4 46 ± 0.8 74 ± 4.4 469 ± 5.0 +12 ± 1.2 0.3 ± 0.01
TAT/pDNA/C12TAB/DOX N/P 8 53 ± 3.7 79 ± 1.5 381 ± 6.3 +28 ± 3.8 0.5 ± 0.02
TAT/pDNA/C12TAB/DOX N/P 10 56 ± 1.9 80 ± 5.2 293 ± 3.2 +34 ± 0.7 0.4 ± 0.02
TAT/pDNA/C14TAB/DOX N/P 1 49 ± 3.1 68 ± 2.9 466 ± 4.9 +15 ± 2.0 0.4 ± 0.02
TAT/pDNA/C14TAB/DOX N/P 2 49 ± 4.4 70 ± 4.7 458 ± 3.9 +16 ± 1.6 0.3 ± 0.02
TAT/pDNA/C14TAB/DOX N/P 4 52 ± 2.8 74 ± 0.8 393 ± 4.5 +33 ± 3.9 0.5 ± 0.02
TAT/pDNA/C14TAB/DOX N/P 8 57 ± 1.2 82 ± 4.1 308 ± 2.2 +40 ± 3.5 0.5 ± 0.03
TAT/pDNA/C14TAB/DOX N/P 10 61 ± 6.3 83 ± 3.5 245 ± 5.4 +43 ± 2.7 0.5 ± 0.02
TAT/pDNA/C16TAB/DOX N/P 1 52 ± 2.2 68 ± 1.8 345 ± 3.7 +22 ± 1.1 0.5 ± 0.02
TAT/pDNA/C16TAB/DOX N/P 2 54 ± 3.6 72 ± 4.0 334 ± 5.6 +26 ± 0.5 0.4 ± 0.01
TAT/pDNA/C16TAB/DOX N/P 4 58 ± 4.9 77 ± 6.2 278 ± 5.1 +34 ± 1.3 0.3 ± 0.02
TAT/pDNA/C16TAB/DOX N/P 8 71 ± 3.8 85 ± 1.5 182 ± 4.9 +46 ± 3.4 0.3 ± 0.02
TAT/pDNA/C16TAB/DOX N/P 10 76 ± 2.1 85 ± 3.3 105 ± 4.5 +52 ± 4.7 0.5 ± 0.03
TAT/pDNA/C8TAB/PTX N/P 1 30 ± 3.6 43 ± 1.7 733 ± 6.4 −40 ± 1.4 0.2 ± 0.01
TAT/pDNA/C8TAB/PTX N/P 2 31 ± 4.2 45 ± 2.2 726 ± 5.8 −39 ± 0.4 0.3 ± 0.02
TAT/pDNA/C8TAB/PTX N/P 4 33 ± 2.7 48 ± 4.6 691 ± 8.9 −35 ± 2.6 0.4 ± 0.01
TAT/pDNA/C8TAB/PTX N/P 8 41 ± 1.9 59 ± 2.4 603 ± 6.2 +8 ± 1.8 0.3 ± 0.02
TAT/pDNA/C8TAB/PTX N/P 10 48 ± 3.5 64 ± 0.9 558 ± 5.1 +12 ± 0.5 0.3 ± 0.02
TAT/pDNA/C12TAB/PTX N/P 1 35 ± 3.1 65 ± 2.9 522 ± 4.5 +3 ± 1.2 0.4 ± 0.02
TAT/pDNA/C12TAB/PTX N/P 2 37 ± 4.4 65 ± 3.7 519 ± 8.1 +4 ± 0.7 0.2 ± 0.02
TAT/pDNA/C12TAB/PTX N/P 4 40 ± 4.8 73 ± 1.9 474 ± 5.6 +9 ± 1.4 0.5 ± 0.02
TAT/pDNA/C12TAB/PTX N/P 8 49 ± 2.5 76 ± 5.1 380 ± 5.9 +17 ± 0.8 0.3 ± 0.01
TAT/pDNA/C12TAB/PTX N/P 10 53 ± 2.2 79 ± 0.4 294 ± 7.0 +25 ± 1.7 0.5 ± 0.02
TAT/pDNA/C14TAB/PTX N/P 1 40 ± 3.2 66 ± 1.9 472 ± 5.1 +8 ± 1.2 0.1 ± 0.02
TAT/pDNA/C14TAB/PTX N/P 2 40 ± 2.9 68 ± 3.8 439 ± 9.5 +9 ± 0.2 0.5 ± 0.03
TAT/pDNA/C14TAB/PTX N/P 4 43 ± 3.3 72 ± 1.4 388 ± 7.2 +14 ± 1.1 0.3 ± 0.02
TAT/pDNA/C14TAB/PTX N/P 8 51 ± 1.2 80 ± 5.5 294 ± 8.0 +23 ± 0.5 0.4 ± 0.02
TAT/pDNA/C14TAB/PTX N/P 10 59 ± 4.5 82 ± 4.0 217 ± 2.8 +32 ± 2.3 0.2 ± 0.02
TAT/pDNA/C16TAB/PTX N/P 1 48 ± 2.8 68 ± 4.5 344 ± 5.2 +15 ± 0.7 0.5 ± 0.04
TAT/pDNA/C16TAB/PTX N/P 2 49 ± 4.1 71 ± 4.3 329 ± 8.2 +16 ± 1.0 0.2 ± 0.01
TAT/pDNA/C16TAB/PTX N/P 4 58 ± 5.2 73 ± 1.8 278 ± 6.6 +28 ± 1.9 0.4 ± 0.02
TAT/pDNA/C16TAB/PTX N/P 8 68 ± 4.9 79 ± 4.7 179 ± 3.5 +42 ± 2.2 0.5 ± 0.03
TAT/pDNA/C16TAB/PTX N/P 10 74 ± 2.2 81 ± 2.8 116 ± 4.1 +47 ± 2.7 0.3 ± 0.01

To a deeper insight on the release mechanism, the model analysis 3.3. Plasmid DNA-drug based systems
was extended to long-range times (Ct/C∞ < 0.85 [38]). Following this,
two different models have been applied to fit the experimental data: the DOX and PTX, therapeutic drugs commonly applied in cancer
zero-order and the first-order release equations (eqs. 6 and 7, respec- treatments, have been encapsulated into TAT/pDNA/CnTAB vectors by
tively): the procedure described in the experimental section. The drugs loading
content and encapsulation efficiency have been determined and the
Ct = k 0 (t − θ) (6)
results are presented in Table 4. Along with pDNA, both drugs can be
ln Ct = K − k1 (t − θ) (7) loaded and efficiently incorporated into the nanosystems at various N/P
ratios. The variation of DOX EE or PTX EE with the N/P ratio parameter
where K is a constant and k0 and k1 are the zero-order and first-order
follows the same trend observed for the pDNA encapsulation. In com-
rate constants, respectively. The use of these equations has the ad-
parison to pDNA EE, presented above, DOX and PTX EE values are
vantage of no knowledge of initial or borer conditions is needed.
higher for all surfactant TAT/pDNA carriers, except for the TAT/pDNA/
Table 3 shows the fitting parameters for eqs. (6) and (7). Using the
C14TAB at higher N/P ratios and the system where C16TAB is present. In
Akaike's information criteria (AIC) [39] for the assessment of the best
addition, the pDNA EE percentages remain fairly the same or slightly
fitting, it comes out that, in all systems, the release mechanism follows
decrease for all the TAT/pDNA/CnTAB/drug formulations, and there-
a zero order release. It can also be seen that there is a good correlation
fore the encapsulation of a drug seems do not significantly interfere
between k0 and MDT values; i.e., the rate constant for C8-containing
with the efficiency of pDNA encapsulation (data not shown). Moreover,
systems are higher than those obtained for other systems; on the other
the effect of the presence of a drug into TAT/pDNA/CnTAB properties,
hand, for other systems, the rate constant k0 increases by increasing the
namely, the size and zeta potential, has been also examined and is re-
N/P ratio and, in general, also increases by increasing the surfactant
ported in Table 4. An increase in the size of the complexes can be found
alkyl chain length. Zero-order release systems are not quite often, but
when DOX or PTX is encapsulated into the nanoparticles. Concerning
can be developed by using, e.g., membrane diffusion controlled release;
the surface charges, the presence of DOX increases the zeta potential
i.e., assuming a reservoir device, with a saturated drug in the core, a
values due to its positive charge at lower and neutral pH; DOX has a
steady state drug concentration profile occurs through in the rate
pKa around 8.2, its positive charge arises from the –NH3+ groups. On
controlling membrane. Knowing that cationic surfactants can form a
contrary, the incorporation of PTX into the nanocarriers has no sig-
skin-like membrane by interaction with DNA, [28,34,40] it is antici-
nificant effect on their surface charge as this drug is hydrophobic and
pated that such electrostatic complex is controlling the pDNA release.

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