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Handbook of Clinical Neurology, Vol.

167 (3rd series)


Geriatric Neurology
S.T. DeKosky and S. Asthana, Editors
https://doi.org/10.1016/B978-0-12-804766-8.00008-X
Copyright © 2019 Elsevier B.V. All rights reserved

Chapter 8

Autonomic dysfunction: Diagnosis and management


MARTINA RAFANELLI1, KATHLEEN WALSH2, MOHAMED H. HAMDAN2, AND LAURA BUYAN-DENT3*
1
Division of Geriatric Cardiology and Medicine, University of Florence, Florence, Italy
2
Division of Cardiovascular Medicine, University of Wisconsin School of Medicine and Public Health, Madison, WI, United States
3
Department of Neurology, University of Wisconsin School of Medicine and Public Health, Madison, WI, United States

Abstract
The autonomic nervous system is designed to maintain physiologic homeostasis. Its widespread connec-
tions make it vulnerable to disruption by many disease processes including primary etiologies such as Par-
kinson’s disease, multiple system atrophy, dementia with Lewy bodies, and pure autonomic failure and
secondary etiologies such as diabetes mellitus, amyloidosis, and immune-mediated illnesses. The result
is numerous symptoms involving the cardiovascular, gastrointestinal, and urogenital systems. Patients
with autonomic dysfunction (AUD) often have peripheral and/or cardiac denervation leading to impair-
ment of the baroreflex, which is known to play a major role in determining hemodynamic outcome during
orthostatic stress and low cardiac output states. Heart rate and plasma norepinephrine responses to ortho-
static stress are helpful in diagnosing impairment of the baroreflex in patients with orthostatic hypotension
(OH) and suspected AUD. Similarly, cardiac sympathetic denervation diagnosed with MIBG scintigraphy
or 18F-DA PET scanning has also been shown to be helpful in distinguishing preganglionic from postgan-
glionic involvement and in diagnosing early stages of neurodegenerative diseases. In this chapter, we
review the causes of AUD, the pathophysiology and resulting cardiovascular manifestations with empha-
sis on the diagnosis and treatment of OH.

INTRODUCTION In this chapter, we review the causes of autonomic


dysfunction (AUD), the pathophysiology and resulting
The autonomic nervous system (ANS) is designed to cardiovascular manifestations with emphasis on the
maintain physiologic homeostasis. It consists of the diagnosis and treatment of OH.
sympathetic and parasympathetic nervous systems,
both of which have central and peripheral nervous sys-
CAUSES OF AUTONOMIC DYSFUNCTION
tem components. Its widespread connections make it
vulnerable to disruption by many disease processes such Primary etiologies
as neurodegenerative disorders resulting in numerous
PARKINSON’S DISEASE
symptoms involving the cardiovascular, gastrointestinal,
and urogenital systems. The degree to which dysau- Parkinson’s disease (PD) is a neurodegenerative disease
tonomia contributes to a patient’s overall disability can largely known for its motor symptoms of resting tremor,
be quite variable. Constipation, urinary urgency and bradykinesia, rigidity, shuffling gait, and postural insta-
incontinence, heat intolerance, and orthostatic hypo- bility (see Chapter 14). The average age of onset is
tension (OH) are frequent problems that contribute 60 years, but can range from younger to older age. The
significantly to morbidity and mortality, especially in incidence is between 8 and 18 per 100,000 person–years
the elderly. (de Lau and Breteler, 2006). It was first formally

*Correspondence to: Laura Buyan-Dent, M.D., Ph.D., Associate Professor of Neurology, 7th Floor, MFCB, 1685 Highland Avenue,
Madison, WI 53705-2281, United States. Tel: + 1-608-263-9800, Fax: +1-608-263-0412, E-mail: dent@neurology.wisc.edu
124 M. RAFANELLI ET AL.
described in 1817 by Dr. James Parkinson, but descrip- Patients with MSA will demonstrate a varying
tions of “PD-like” conditions date back to ancient times. combination of akinetic-rigid parkinsonian-like motor
The cause of PD remains unknown with recent research symptoms, cerebellar dysfunction, and severe dysauto-
suggesting a genetic predisposition that is triggered by a nomia. The motor symptoms are largely levodopa
variety of environmental factors (Lesage and Brice, unresponsive or only transiently responsive. The dysau-
2009; Kalia and Lang, 2015). Pathologic hallmarks of tonomia is due to loss of function of central autonomic
the disease include loss of dopamine producing neurons centers. Loss of sympathetic activity occurs preganglio-
in the substantia nigra resulting in disruption of the path- nically because of degeneration of sympathetic pregan-
ways of the basal ganglia many of which are involved glionic neurons in the intermediolateral cell column of
with motor control, thereby causing the motor manifes- the thoracolumbar spinal cord. Patients often have OH
tations of the disease. In addition, Lewy bodies, which early in the disease process with the resulting symptoms
consist of the misfolded protein a-synuclein, can be (Peeraully, 2014; Palma et al., 2018).
found throughout the central nervous system and ANS
(Hughes et al., 1993; Braak et al., 2003). DEMENTIA WITH LEWY BODIES
About 40% of patients will develop clinically signif-
Dementia with Lewy bodies (DLB) is the second most
icant OH as a result of cardiovascular autonomic insuf-
common neurodegenerative dementia after Alzheimer’s
ficiency or failure (Goldstein, 2003; Merola et al.,
disease in patients older than 65 years, with a slight
2017). The severity is quite variable ranging from post-
male predominance. Pathologically, it is classified as a
prandial lightheadedness to syncope upon standing. The
synucleinopathy as a result of abnormal deposition of
combination of lightheadedness or syncope and gait
a-synuclein (Ramirez and Vonsattel, 2014). Clinically,
disturbance tremendously increases the risk of falls
fluctuations in cognition with marked changes in atten-
leading to increased disability, morbidity, and mortality.
tion and alertness, parkinsonism, and visual hallucina-
A complicating factor in dealing with OH in PD is that
tions are frequent signs of the disease. Progressive
the dopaminergic medications, used to control some of
significant cognitive decline and parkinsonian motor
the motor symptoms, such as dopamine agonists (prami-
symptoms are often present early in the disease process.
pexole, ropinirole, rotigitine) and levodopa can worsen
Usually the cognitive symptoms and extrapyramidal par-
OH. Levodopa is converted to dopamine, which in low
kinsonian symptoms appear within approximately 1 year
doses acts as a selective vasodilator due to stimulation
of each other. Dysautonomia is not required for diagno-
of the DA-1 receptors in the renal, mesenteric, cerebral,
sis, but is a frequent supporting finding. OH, constipa-
and coronary beds. Peripheral metabolism of levodopa is
tion, and urinary incontinence are the most common
blocked by carbidopa, which can help alleviate some of
autonomic symptoms (Walker et al., 2015; McKeith
these hemodynamic effects. Therefore, patients with PD
et al., 2017).
and OH struggle with balancing treatment of motor
symptoms with dopaminergic medications and treatment
PURE AUTONOMIC FAILURE
of OH with the resulting complications (Asahina et al.,
2013; Kalia and Lang, 2015). Pure autonomic failure (PAF) is another synucleinopathy
characterized by dysautonomia without motor, sensory,
or cognitive abnormalities. It is a sporadic, adult-onset,
MULTIPLE SYSTEM ATROPHY
slowly progressive disorder. Unlike other synucleinopa-
Multiple system atrophy (MSA) is one of the atypical thies, AUD in PAF only affects the peripheral ANS
parkinsonian conditions, formerly referred to as (Kaufmann et al., 2001; Orimo et al., 2002). A deficit
Parkinson-Plus syndrome. MSA can be divided into in norepinephrine (NE) synthesis and release occurs.
three subtypes or variants: parkinsonian (formerly People with PAF have a variety of autonomic related
striato-nigral degeneration), cerebellar (formerly olivo- symptoms, with OH being a prominent one. Lighthead-
ponto-cerebellar atrophy), and autonomic (formerly edness, faintness, neck pain in a coat hanger distribution
Shy–Drager). MSA is a sporadic, fatal neurodegenera- (poor perfusion of neck muscles) may bring patients to
tive disease, although familial forms have been reported. medical attention. Symptoms are worse in the morning,
Estimated prevalence is 3.4–5 cases per 100,000 people. after meals, during hot weather, and after hot baths or
The age at onset ranges from 53 to 65 years. The mean showers, and are relieved by lying down (Garland
survival is 6–10 years (Peeraully, 2014; Palma et al., et al., 2013).
2018). The pathologic hallmark is oligodendroglial In patients with PAF, norepinephrine levels are
cytoplasmic inclusions (Papp–Lantos Bodies) that con- decreased when supine and fail to increase upon stand-
sist of misfolded a-synuclein aggregates. Lewy bodies ing. Measurements of plasma catecholamines and their
may be present, but to a lesser degree than in patients metabolites suggest decreased synthesis of catechol-
with idiopathic PD (Ramirez and Vonsattel, 2014). amines in sympathetic nerves. Baroreflex failure can
AUTONOMIC DYSFUNCTION: DIAGNOSIS AND MANAGEMENT 125
be seen with lack of blood pressure (BP) overshoot dur- system is disrupted at the level of the nerve root and
ing the Valsalva maneuver. Many patients with PAF will proximal nerve fibers. It is believed to be a T-cell-driven
experience supine hypertension possibly due to abnor- autoimmune response directed at peripheral nerve mye-
mal baroreflex buffering and/or denervation hypersensi- lin. If severe enough, axonal loss occurs. As the name
tivity of adrenergic receptors. In patients who have implies, multiple nerve roots are affected and the
experienced significant OH for 5 years, without develop- number and degree of impairment correlate with disease
ment of neurologic signs of parkinsonism or cerebellar severity. Often there is an ascending paralysis with or
dysfunction, a diagnosis of MSA is unlikely (Garland without paresthesias. In more severe cases, especially
et al., 2013; Kaufmann et al., 2017; Singer et al., 2017). with the development of respiratory failure, dysautono-
A summary of primary causes of AUD including clin- mia occurs. Most common manifestations are tachycar-
ical presentation and cardiovascular manifestations is dia, labile blood pressures, cardiac arrhythmias, and
provided in Table 8.1. vasomotor and sudomotor dysfunction (Dimachkie and
Barohn, 2013; Zaeem et al., 2019). Treatment is with
Secondary etiologies intravenous immunoglobulins and/or plasma exchange
(Hughes et al., 2003; Wijdicks and Klein, 2017).
In most conditions causing or contributing to peripheral
neuropathy, the autonomic nerve fibers are affected AUTOIMMUNE AUTONOMIC NEUROPATHY AND
along with the sensory and motor fibers. The degree of GANGLIONOPATHY
clinical symptoms is highly variable and can encompass
dysfunction of the cardiovascular, urogenital, and gastro- Autoimmune autonomic neuropathy and ganglion-
intestinal components of the ANS. There are many opathy (AAG) is an autoimmune disorder resulting in
causes of peripheral neuropathy including metabolic disruption of the peripheral parasympathetic and sym-
dysfunction, infections, toxin exposure, drug effects, pathetic systems. This is also known as pure acute
rheumatologic disease, paraneoplastic conditions, and dysautonomia, acute panautonomic neuropathy, or acute
genetic diseases. Conditions in which cardiovascular pandysautonomia. It usually presents with profound
dysautonomia is prominent is the main focus of this autonomic failure over several weeks, often with OH
section. and gastrointestinal symptoms. A prior history of a viral
infection is sometimes reported. Although there is pro-
DIABETES MELLITUS found failure of the peripheral ANS, there is no evidence
of sensorimotor peripheral neuropathy. Antibodies to
Diabetes mellitus (DM) is a common cause of peripheral ganglionic nicotinic acetylcholine receptors can be
neuropathy and the most common cause of autonomic detected in the serum, and levels have been shown to
neuropathy in the developed world. DM causes a sym- correlate with clinical severity. The antibodies inhibit
metric, length-dependent neuropathy affecting all types synaptic transmission at autonomic ganglia. Treatment
of nerve fiber. This commonly results in symmetric is based on case reports showing improvement with
stocking and glove distribution paresthesias, numbness, immunomodulatory therapy (Vernino et al., 2000;
and pain. In addition, there is often length-dependent loss Winston and Vernino, 2010; Koike et al., 2013;
of thermoregulatory functions and loss of sudomotor Bouxin et al., 2019).
responses, resulting in temperature insensitivity and loss
of sweating (Vinik et al., 2003). Many diabetics will AMYLOIDOSIS
develop cardiovascular autonomic neuropathy character-
ized by increased resting heart rate (HR), if the parasym- Amyloidosis comprises a group of diseases that results
pathetic system is involved. Some will develop a fixed from the deposition of extracellular amyloid, a collection
HR with inadequate response to physiologic demands of insoluble fibrillary proteins in a b-pleated sheet con-
when both the sympathetic and parasympathetic cardiac figuration. There are several different types of amyloid
innervations are affected (Spallone et al., 2011; Agashe proteins, some of which deposit in the peripheral nerves
and Petak, 2018). OH can result from sympathetic vaso- and cause a peripheral polyneuropathy (Wang et al.,
motor denervation leading to inadequate vasoconstric- 2008). Diagnosis can be made by identifying the amyloid
tion in peripheral and splanchnic beds with changes of by biopsy or aspiration of a variety of tissues. The amy-
body position (Vinik et al., 2003). loid protein has a homogeneous, eosinophilic appearance
under light microscopy and, when stained with Congo
red, demonstrates an apple-green birefringence. There
GUILLIAN–BARRe SYNDROME
is a variety of types of amyloidosis that can cause poly-
Acute inflammatory demyelinating polyradiculoneuro- neuropathy; however, autonomic involvement is usually
pathy (AIDP) also known as Guillian–Barre syndrome, seen in hereditary (Plante-Bordeneuve and Said, 2011)
is an immune-mediated illness in which the nervous and primary amyloidosis (Gertz, 2013).
126 M. RAFANELLI ET AL.
Table 8.1
Summary of primary and secondary causes of AUD including clinical presentation and cardiovascular manifestations

Primary
etiology Presentation Diagnosis Pathophysiology Treatment

Parkinson’s Slowness of Bradykinesia Loss of dopaminergic Dopamine-enhancing


disease (PD) movement neurons in substantia medications
nigra with rostral
progression over
time
Stiffness of limbs Rigidity Abnormal deposition of Exercise
a-synuclein protein
(Lewy bodies)
Shuffling gait Shuffling gait Postganglionic Symptomatic Rx
sympathetic loss
+/ Tremor +/ Tremor Supportive care
OH-Late Decreased cardiac MIBG
uptake
Multiple Slowness of Bradykinesia Glial inclusions Symptomatic Rx
system movement
atrophy Stiffness of limbs Rigidity Abnormal deposition of Supportive care
(MSA) a-synuclein protein
(Lewy bodies)
Shuffling gait Cerebellar signs Generalized CNS
atrophy
Ataxia Levodopa Preganglionic
unresponsiveness sympathetic neuron
loss
OH early Normal cardiac MIBG
Dementia With Slowness of Significant progressive Abnormal deposition of Dopamine-enhancing
Lewy bodies movement cognitive decline and a-synuclein protein medications (often
(DLB) Parkinsonian signs precipitate
(within 1–2 years of hallucinations early in
disease onset) the disease)
Stiffness of limbs Decreased cardiac MIBG Lewy bodies diffusely Symptomatic Rx
uptake in CNS
Early cognitive Postganglionic Supportive care
impairment sympathetic loss
Mental status
fluctuations
+/
Hallucinations
OH
Pure Lightheadedness; Dysautonomia without Decreased BP elevating
autonomic Faintness motor, sensory, and norepinephrine medications
failure (PAF) cognitive changes synthesis and release
Pain in coat Reduced supine plasma Diffuse loss of Physical counter-
hanger catecholamines sympathetic nerve maneuvers
distribution terminals
Symptoms Decreased cardiac MIBG Abnormal deposition of
relieved when uptake a-synuclein protein
supine in the peripheral
ANS
Postganglionic
sympathetic loss
AUTONOMIC DYSFUNCTION: DIAGNOSIS AND MANAGEMENT 127
Familial amyloid polyneuropathies are autosomal- both the peripheral and cardiac changes in patients with
dominant inherited forms of general amyloidosis, result- AUD with a summary of the various autonomic tests that
ing from mutations in amyloid precursor proteins could help with the diagnosis.
including transthyretin, apolipoprotein A1, or gelsolin.
Most common forms have an age of onset between
Peripheral sympathetic denervation
20 and 40 years. Prominent dysautonomia accompany-
ing a painful sensorimotor neuropathy often occurs Changes in plasma norepinephrine (NE) concentra-
along with numerous other symptoms. Death often tions from the supine to the standing position provide
occurs within 5–15 years after symptom onset. Since an indirect way to evaluate sympathetic innervation
most of the abnormal proteins are secreted by the liver, in the body as a whole. Normally, the concentration
liver transplantation is sometimes performed to prolong of NE in plasma doubles within 5 min of standing from
survival. (Plante-Bordeneuve and Said, 2011). the supine position. Patients with OH due to AUD have
Primary amyloidosis, the most common form in the a smaller increase with standing, consistent with
Western world, is a plasma cell dyscrasia in which blunted baroreflex-mediated sympatho-excitation
monoclonal light-chains or fragments of light-chains (Goldstein, 2014).
are produced by the bone marrow. Age of onset is usually About 40% of patients with PD have evidence of OH
in the sixth or seventh decade. Weight loss and fatigue are (Goldstein, 2003; Merola et al., 2017). Goldstein et al.
initial common symptoms, with 20% of patients present- evaluated patients with PD, with or without OH compared
ing with peripheral neuropathy and dysautonomia. Most to age-matched healthy volunteers. Supine plasma NE
cases can be diagnosed by detection of immunoglobulins was lower in patients with OH when compared to
and light-chains with immunofixation electrophoresis of patients without OH (1.40  0.15 vs 2.32  0.26 nmol/L,
serum or urine. Median survival is 13–35 months. Treat- P ¼ 0.005). Eleven of the 18 patients without OH had
ment with melphalan and prednisone or stem cell an increase in plasma NE levels of 60% during orthos-
transplant may improve survival (Gertz, 2013). tasis, whereas none of the 11 patients with OH had this
finding. All patients with PD and OH had abnormal BP
PARANEOPLASTIC SYNDROMES responses to the Valsalva maneuver compared to only 6
of the 23 patients without OH (Goldstein et al., 2002a).
Paraneoplastic neurologic diseases are very rare neu-
In addition to cardiac sympathetic denervation
roimmunologic conditions that occur in patients with
(discussed below), Sharabi et al. have shown the pres-
cancer. It is thought that antibodies that target neuronal
ence of extracardiac involvement in many patients
proteins are expressed by the underlying tumor. Neuro-
with PD and OH. The authors measured microdialysate
logic symptoms often precede the discovery of cancer.
concentrations of dihydroxyphenylglycol (DHPG), a
In paraneoplastic autonomic neuropathy, antibodies
neuronal metabolite of NE, in skeletal muscle and the
are directed at neuronal proteins of the peripheral
plasma concentrations of NE and DHPG in response to
ANS. Serum testing may reveal anti-Hu antibodies
intravenous administration of tyramine, yohimbine,
(Molinuevo et al., 1998), voltage-gated potassium,
and isoproterenol in patients with PD, PAF, and healthy
and neuronal calcium channel antibodies (Joubert and
controls (Sharabi et al., 2008). Plasma DHPG response to
Honnorat, 2015) or ganglionic nicotinic acetylcholine
tyramine provides a measure of NE stores (Bianchetti
receptor antibodies (McKeon et al., 2009). Paraneoplas-
et al., 1982). They found that microdialysate concen-
tic syndromes are usually associated with small cell lung
trations of DHPG were similarly low in PD + OH and
cancer and thymomas (Koike et al., 2013). The most
PAF patients when compared to controls with minimal
common form largely affects the gastrointestinal system
increase following tyramine infusion. Similarly, NE
and is called “paraneoplastic gastroparesis.” Loss of
response to yohimbine and isoproterenol was minimal,
appetite, early satiety, abdominal pain, constipation,
supporting the concept of generalized noradrenergic
bloating, and pseudo-obstruction may occur (Chinn
denervation in patients with PD + OH, with similar sever-
and Schuffler, 1988). Less commonly, a more general-
ity seen in patients with PAF. The authors also investi-
ized autonomic failure is seen with evidence of failure
gated if sympathetic denervation was associated with
of both the sympathetic and parasympathetic nervous
decreased uptake of catecholamines into storage vesicles
system (Koike et al., 2013).
within sympathetic neurons in patients with Lewy
body diseases (Goldstein et al., 2011). They used the
PATHOPHYSIOLOGY
ratio of myocardial 6-[18F]fluoro-dopamine (18F-DA)
Autonomic dysfunction is often associated with periph- to arterial 6-[18F]fluoro-dihydroxyphenylacetic acid
eral and cardiac changes in innervation that depend on (18F-DOPAC), an 18F-DA metabolite, as an index of
the underlying disease. In the current section, we discuss vesicular uptake. They measured these concentrations
128 M. RAFANELLI ET AL.
in patients with PD, PD + OH, PAF (Lewy body dis- to detect preclinical-stage PD (Sakakibara et al., 2014).
eases), MSA (non-Lewy body disease), and normal con- Furthermore, MIBG uptake has been shown to vary with
trols. Patients with PD + OH or PAF had decreased the different subtypes of PD. MIBG uptake is sig-
vesicular 18F-DA uptake and accelerated 18F-DA loss, nificantly lower in the akinetic-rigid subtype when com-
compared to patients with MSA and control subjects. pared to the tremor-dominant subtype with a significant
Their findings of decreased vesicular uptake of neuronal inverse correlation noted between MIBG uptake and
catecholamines suggest that vesicular monoamine trans- hypokinesia in patients with the mixed and akinetic-rigid
port might be impaired in patients with Lewy body subtypes. The mixed and akinetic-rigid subtypes were
diseases. strongly associated with more advanced sympathetic
myocardial degeneration (Chung et al., 2011; Ryu
Cardiac sympathetic denervation et al., 2019).
MIBG scintigraphy has also been reported to be
Sympathetic innervation of the heart originates in the
useful in differentiating PD with autonomic failure from
intermediolateral column of the thoracic spinal cord, seg-
other primary neurodegenerative diseases such as MSA,
ments 1–5. The first synapses form in the upper thoracic
particularly the parkinsonian type (Braune et al., 1999).
and cervical ganglia. Postganglionic noradrenergic sym-
Given that 123I-MIBG is taken up by postganglionic
pathetic fibers accompany the blood vessels to the heart
nerve endings, patients with PD and autonomic failure
and enter into the myocardium (Chung and Kim, 2015).
have been shown to have an impaired MIBG uptake,
Cardiac sympathetic innervation has been assessed using
whereas patients with MSA have a normal uptake.
different methods including metaiodobenzylguanidine
However, in patients with MSA-parkinsonian type, only
(MIBG) scintigraphy and 18F-DA positron-emission
the MIBG washout rate was found to be helpful in
tomographic (PET) scanning.
distinguishing these patients from those with PD and
autonomic failure (Chung et al., 2009; Ryu et al.,
MIBG
2019). MIBG scintigraphy uptake has also been tested
Metaiodobenzylguanidine is a pharmacologically inac- in patients with DLB disease. Compared to patients
tive urea derivative, which is taken up by the adrenergic with PD, patients with DLB have a significantly lower
cells via the NE transporter, stored in vesicles, and MIBG uptake (Oka et al., 2007). In the same study, the
secreted in response to different stimuli, such as NE. authors also found that other measures of cardiovascular
MIBG can be labeled with 123-Iodine to become autonomic function such as baroreflex gain (BRG) and
123
I-MIBG, which is taken up by the postganglionic, pre- response to the Valsalva maneuver were reduced in
synaptic nerve endings. After depolarization, MIBG is patients with DLB when compared to controls.
released into the synaptic cleft, similar to NE, but not
metabolized. 123I-MIBG-uptake has been shown to cor- 18
F-DA
relate with adrenergic innervations. Radiolabeled MIBG
is considered a sympathetic neuron imaging agent, that is Cardiac sympathetic denervation in PD has also been
useful to study organs that are richly innervated by the demonstrated through PET scanning after systemic
sympathetic nervous system (Chung and Kim, 2015). administration of 18F-DA and assessment of the rate of
The most common semiquantitative indices used to inter- entry of NE into the cardiac venous drainage (cardiac
pret the myocardial innervation images, are the heart to NE spillover) (Goldstein et al., 1997). Patients with
mediastinum ratio (H/M), which evaluates the degree PD and PAF had no detectable 18F-DA-derived radio-
of MIBG accumulation in the heart, and the washout rate, activity in the myocardium, cardiac NE spillover, or
which measures the rate at which MIBG is washed out cardiac arteriovenous increments in plasma levels of
between the early and delayed images (Chung and levodopa, DHPG, or DOPAC. On the other hand,
Kim, 2015). patients with MSA and autonomic failure had clearly
MIBG scintigraphy has been used to detect and eval- visible 18F-DA-derived radioactivity in the left ventricle,
uate the sympathetic denervation of the heart in conges- the rate of cardiac NE spillover was normal, and arterial
tive cardiomyopathies (Glowniak et al., 1989). In the last plasma levels of 18F-DOPAC were higher than in normal
few years it has been reported to be a useful tool for subjects (Goldstein et al., 1997). The involvement of
differentiating various neurologic diseases (Hakusui postganglionic cardiac sympathetic nerves in PD and
et al., 1994). MIBG uptake is decreased in patients with PAF, but not in MSA has been confirmed in postmortem
PD, even in very early stages without clinically signifi- studies (Amino et al., 2005).
cant signs or symptoms of AUD, and in patients with A summary of the various autonomic test results in
nonmotor symptoms before the occurrence of motor ones patients with primary and secondary causes of AUD is
(pre-motor PD), suggesting that it is a good measurement provided in Table 8.2.
AUTONOMIC DYSFUNCTION: DIAGNOSIS AND MANAGEMENT 129
Table 8.2
Summary of autonomic test results in patients with primary and secondary causes of AUD

Paraneoplastic
Test PD MSA DLB PAF DM AIDP AAG Amyloidosis syndromes

Baroreflex function –# # # # # # # # #
Response to Valsalva –# # # # # # # # #
Plasma NE, E
Supine –# – # # # –# # – –
Standing –# # # # # –# # –# –#
Cardiac MIBG uptake # – # # # – – # –

AAG, autoimmune autonomic ganglionopathy; AIDP, acute inflammatory demyelinating polyradiculoneuropathy; DLB, dementia with Lewy
bodies; DM, diabetes mellitus; E, epinephrine; MIBG, metaiodobenzylguanidine; MSA, multiple system atrophy; PAF, pure autonomic failure;
PD, Parkinson’s disease; NE, norepinephrine; #, abnormal test result; –, normal test result.

CARDIOVASCULAR MANIFESTATIONS deceleration, which is vagally mediated. Analysis of


the BP and HR changes during the various phases of this
Stretch receptors in the wall of the carotid sinuses and
maneuver provides another measure of the baroreflex
aortic arch provide the central nervous system with a
(Palmero et al., 1981).
continuous stream of information on changes in BP,
Impairment of the baroreflex could lead to orthostatic
dynamically modulating the efferent autonomic neural
intolerance and inadequate BP response to cardiac
activity. A rise in BP activates the baroreceptors and
arrhythmias. In the following section, we discuss these
leads to an increased discharge of vagal cardioinhibitory
two common problems that are frequently encountered
neurons and a decreased discharge of sympathetic neu-
in patients with AUD.
rons both to the heart and peripheral blood vessels, with
consequent bradycardia, decreased cardiac contractility,
peripheral vascular resistance, and venous return. Con-
Orthostatic hypotension
versely, a decrease in BP causes less input to the barore-
ceptors resulting in vagal inhibition and increased OH is a common cardiovascular disorder that occurs
sympathetic activity, leading to tachycardia and increased when adaptive mechanisms for the regulation of ortho-
cardiac contractility, vascular resistance, and venous static BP fail. This regulation is dependent on barore-
return. flexes, normal blood volume, and defenses against
There are different methods for assessing the barore- increased venous pooling (Goldstein et al., 2002b).
flex. The most common ones involve measuring changes A normal hemodynamic response to changes in posture
in HR following drug-induced or spontaneous changes in requires coordination of both the cardiovascular system
BP. With the modified Oxford technique, vasoactive and the ANS. Standing results in blood pooling of
agents are infused to increase or decrease BP under con- approximately 500–1000 mL in the lower extremities
tinuous electrocardiogram and beat-to-beat BP monitor- and splanchnic circulation. This pooling triggers an
ing (La Rovere et al., 2008). Arterial BRG is determined increase in sympathetic outflow, which in turn increases
as changes in RR interval/systolic BP. With the sequence peripheral vascular resistance, venous return, and cardiac
method, spontaneous increases or decreases in BP in output. Inability to increase cardiac output or systemic
three consecutive beats followed by lengthening or short- vascular resistance, as seen in patients with AUD, could
ening in RR intervals are identified. The slope of the result in OH (Kanjwal et al., 2015).
regression line between systolic BP and RR changes The etiology of ANS failure contributing to OH has
for all identified sequences is averaged and used as an been traditionally classified as structural (neurogenic)
index of the sensitivity of arterial baroreflex modulation or functional (nonneurogenic) (Freeman et al., 2011).
of HR (Fritsch et al., 1986; Hughson et al., 1993). Other Chronic autonomic failure in primary neurodegenera-
noninvasive methods include the Valsalva maneuver tive disorders such as PD, MSA, and PAF (Goldstein
where the subject performs forced expiration at the end et al., 2002b; Freeman et al., 2011) and in diseases
of maximal inspiration with continuous analysis of BP with secondary autonomic deficiency such as DM
and HR during both the straining phase and release (Vinik and Ziegler, 2007) and amyloidosis, multiple
phase. During the release phase, an increase in venous sclerosis, and autoimmune diseases results in neuro-
return occurs resulting in BP overshoot and reflex HR genic OH (Goldstein et al., 2002b; Grubb, 2005;
130 M. RAFANELLI ET AL.
Mandl et al., 2007; Vinik and Ziegler, 2007; Freeman, OH (Freeman et al., 2011). Delayed OH results from a
2008). Functional or nonneurogenic impairment of progressive drop in BP beyond 3 min and sometimes
the ANS is often secondary to medication side effects up to 45 min. It is defined by a decrease in systolic/
(e.g., vasodilators, diuretics, chemotherapy agents), diastolic BP of at least 20/10 mmHg in normotensive
decrease in blood volume, venous pooling, and inotro- patients and at least 30/15 mmHg in patients with hyper-
pic and/or chronotropic heart failure (Robertson, 2008; tension. Patients with delayed OH often have milder, but
Goldstein and Sharabi, 2009). prolonged prodromal symptoms. It is often seen in the
older patient with age-related impairment of compensa-
tory reflexes, frequent use of vasodilators and diuretics
PREVALENCE and associated comorbidities (e.g., diabetes, hyperten-
sion, and heart failure) (Gibbons and Freeman, 2006;
The prevalence of OH is 5%–30% depending on age,
type of population studied (e.g., outpatient vs hospital- Madhavan et al., 2008; Moya et al., 2009).
ized patients), and comorbidities (Freeman, 2008; Low, Characteristic symptoms of OH include lightheaded-
ness, visual blurring, dizziness, leg buckling, generalized
2008). In patients 65 years and older, the reported rates
weakness, “coat hanger” ache, cognitive slowing, and
have been even higher up to 65% and correlated directly
gradual or sudden loss of consciousness. Most patients
with the number of causative medications (Mader et al.,
with OH however, are asymptomatic or have limited
1987; Poon and Braun, 2005; Low, 2008). A strong
nonspecific symptoms. Thus, OH is often unrecognized
association has been reported between hypertension
or misdiagnosed.
and OH (Strogatz et al., 1991; Raiha et al., 1995;
Fedorowski et al., 2009). In a study assessing the prev- Patients with OH may experience abnormal responses
alence and determinants of OH in middle-aged patients, to pharmacologic or physiologic challenges (Grubb,
Fedorowski et al. found OH in 13.4% of hypertensive 2005; Kanjwal et al., 2015). Heat, fever, alcohol, postex-
subjects and 5.5% in normotensive subjects. Determi- ercise period, and immobilization are all conditions that
may predispose patients to peripheral venous pooling
nants of OH were sex [female, odds ratio (OR) 2.45,
and worsening tolerance of orthostatic stress. Symptoms
95% confidence interval (CI) 1.14–5.25, P ¼ 0.022],
are usually more common in the morning and after wak-
reduced glomerular filtration rate [OR (per mL/min/
ing up. Morning intake of antihypertensive medications
1.73 m2) 0.97, 95% CI 0.94–0.99, P ¼ 0.002], systolic
BP [OR (per mmHg) 1.02, 95% CI 1.00–1.05, and postprandial hypotension often contribute to the
P ¼ 0.047], diastolic BP [OR (per mmHg) 1.04, 95% problem in the early hours of the day resulting in syn-
CI 1.00–1.09, P ¼ 0.033], and antihypertensive treat- cope, falls, dizziness, weakness, angina pectoris, and
ment (OR 0.41, 95% CI 0.18–0.93, P ¼ 0.034) stroke (Zanasi et al., 2012). Patients with AUD may be
(Fedorowski et al., 2009). more susceptible to hypotension after consumption of
large meals rich in carbohydrates (Jansen and Lipsitz,
1995). Possible contributors to postprandial hypotension
CLINICAL PRESENTATION
include inadequate sympathetic nervous system com-
Based on hemodynamic and temporal changes in ortho- pensation for meal-induced splanchnic blood pooling;
static BP, there are three different clinical variants of OH inadequate postprandial increases in cardiac output;
that have been proposed, namely, initial, classic, and impairments in baroreflex function and peripheral vaso-
delayed forms (Moya et al., 2009; Wieling and Schatz, constriction; insulin-induced vasodilation, and release
2009). Initial OH is exclusively associated with active of vasodilatory gastrointestinal peptides (Trahair
standing and is defined as a transient decrease of systolic et al., 2014).
BP > 40 mmHg and/or diastolic BP decrease >20 mmHg
within 30 s of standing. Diagnosing initial OH can be
PROGNOSTIC ASPECTS OF OH
challenging and often requires tilt table testing with
continuous BP monitoring. The postulated mechanism A growing body of evidence from several population-
involves a transient mismatch between cardiac output based studies indicates that OH is a risk factor for
and systemic vascular resistance (Wieling et al., 2007; cardiovascular and all-cause mortality, usually due to
Fedorowski and Melander, 2013). Classic OH is defined underlying causes and associated diseases (Masaki
as a sustained reduction in systolic BP of at least et al., 1998; Rose et al., 2006; Fedorowski et al.,
20 mmHg and/or a decrease in diastolic BP of at least 2010b; Maule et al., 2012; Fedorowski and Melander,
10 mmHg within 3 min of standing compared with BP 2013). A recent meta-analysis of prospective observa-
from the sitting or supine position. In patients with supine tional studies reported that OH was independently
hypertension, a reduction in systolic BP of at least associated with increased risk of incident coronary
30 mmHg is considered more appropriate criteria for heart disease, heart failure, stroke, and all-cause death.
AUTONOMIC DYSFUNCTION: DIAGNOSIS AND MANAGEMENT 131
A post hoc subgroup analysis found a stronger associ- BP is influenced by many stimuli in everyday life. Avoid-
ation between OH and mortality in the younger cohort ance of prolonged standing and exposure to high envi-
group <65 years of age compared to the older group ronmental temperatures (e.g., hot bath, shower, or
(Ricci et al., 2015). Prospective data from the Swedish sauna) will minimize venous pooling. Arising slowly,
Malm€ o Preventive Project reported a twofold higher in stages, from supine or sitting to standing is particularly
risk of death in individuals <42 years of age with important in the morning, after meals, and urination/
OH (Fedorowski et al., 2010a). Altered autonomic defecation. Maintaining volume expansion with dietary
tone in patients with hypertension and sleep apnea intake of 6–10 g of sodium per day in addition to hydra-
has been associated with the development of atrial tion with a minimum of 1.25–2.50 L of fluid has been
fibrillation, a known risk factor for cardio-embolic found to be beneficial in order to balance expected
stroke and heart failure (Hou et al., 2007; Nakagawa 24-h urine losses (Shannon et al., 2002; Humm et al.,
et al., 2009; Jones et al., 2012). The total annual rate 2008). Physical counter pressure maneuvers such as
of OH-related hospitalizations in the United States leg crossing, static handgrip, squatting, and general mus-
has been reported to be quite high in the elderly with cle tensing have been found to increase cardiac output
a rate of 233 per 100,000 (Shibao et al., 2007). The and systemic BP, thus improving some of the clinical
elderly with OH have also been found to have a twofold symptoms associated with OH (van Lieshout et al.,
increase in the incidence of falls (Rubenstein, 2006; 1992; Clarke et al., 2010; Figueroa et al., 2015). Com-
Gangavati et al., 2011). pression stockings and abdominal binders, which help
minimize peripheral blood pooling have been found to
EVALUATION OF PATIENTS WITH OH reduce the degree of orthostatic BP fall and minimize
symptoms in selected patients (Henry et al., 1999;
The evaluation of patients with OH should focus on the
Podoleanu et al., 2006). Avoiding large meals rich in
underlying treatable conditions that may be either caus-
carbohydrates and alcohol intake have been found to
ative or contributory. Orthostatic vital signs and electro-
reduce postprandial hypotension (Jansen and Lipsitz,
cardiogram should be included in all initial assessments.
1995; O’Mara and Lyons, 2002). Lastly, a careful adjust-
A thorough medical history including the patient’s pre-
ment of patients’ medications particularly in the setting
senting symptoms in addition to focusing on any recent
of cardiac and renal disease should be done. The most
illness or condition that may have exacerbated volume
common medications associated with OH include
loss, such as fever, diarrhea, vomiting, or fluid restric-
diuretics, antihypertensive medications (particularly
tion, needs to be obtained. Medical conditions com-
sympathetic blockers), nitrates, a-adrenergic antago-
monly seen in patients with OH including heart failure,
nists, and antidepressants.
hypertension, diabetes, autoimmune disease, renal fail-
In patients with AUD and supine hypertension, rais-
ure and neurodegenerative disease should be docu-
ing the head of the bed by 10–20 degrees at night reduces
mented. A detailed medication list, prescription and
supine BP, decreases nocturnal diuresis, and helps reduce
nonprescription, should be obtained to assess for any
the OH seen in the early morning hours (Ten Harkel et al.,
medications associated with OH. Laboratory assessment
1992; van Lieshout et al., 2000). In addition, the use of
needs to include hematocrit, electrolytes, blood urea
short-acting calcium channel blockers or nitroglycerin
nitrogen, creatinine, and glucose (Fedorowski and
patch during the night with its removal 30–60 min before
Melander, 2013).
getting out of bed can help with the management of
supine hypertension. However, the patient should be
TREATMENT OPTIONS
informed about the risk of OH should they wake-up in
The management of OH should be directed toward the middle of the night to go to the bathroom.
correcting any underlying causes, improving functional Pharmacologic therapies are available if the patient
status, and reducing the risk of complications. Acute remains symptomatic despite nonpharmacologic mea-
OH generally resolves with treatment of the underlying sures. A step-wise approach is recommended for most
cause. Several new treatment options for chronic OH patients with the goal to improve symptoms, while avoid-
have been studied in the past decade. Management ing significant side effects. Midodrine, an a1-adrenergic
includes both nonpharmacologic and pharmacologic agonist, is often used in the treatment of chronic OH. It
interventions (Table 8.3). has a pressor effect due to both arterial and venous
Nonpharmacologic measures include patient educa- constriction. One advantage is that it does not cross the
tion, physical and dietary interventions, avoiding precip- blood–brain–barrier; therefore, sympathomimetic side
itating factors, and discontinuation or dosage adjustment effects such as anxiety and tachycardia commonly seen
of offending medications. Lifestyle modification is one with adrenergic agents, do not occur (Parsaik et al.,
of the key elements of nonpharmacologic treatment. 2013). Supine hypertension is a side effect of midodrine.
132 M. RAFANELLI ET AL.
Table 8.3
Nonpharmacologic and pharmacologic treatment options for chronic orthostatic hypotension

Nonpharmacologic Comments

Withdraw offending medication(s) Either substitute or discontinue if possible


Gradual rising from supine and sitting positions Particularly in the morning, after meals, and after urination/defecation
Small, frequent meals Avoid high carbohydrate meals
Avoid prolonged standing in one location Move legs up and down; walk
Use physical counter-maneuvers during standing Static handgrip, leg crossing and contraction, squatting, muscle tensing, leg
and with prodromal symptoms elevation, bending at waist
Lower extremity support stockings or sleeves, Helps reduce peripheral pooling in lower limbs and splanchnic region
waist high if possible
Raise head of bed 10–30 degrees Reduction of nocturnal diuresis
Increased salt and fluid intake 6–10 g of sodium per day; 1.5–2 L of fluid per day; careful consideration/
dosing in patients with heart and kidney disease

Pharmacologic Comments

Fludrocortisone (0.05–0.3 mg daily) Mineralocorticoid volume expander


Increases sodium reabsorption
Need to be monitored for fluid overload and hypokalemia
Midodrine (2.5–10 mg 2–3 times/day) Direct a-1 adrenoreceptor agonist
Avoid in patients with heart failure, severe coronary artery disease, and urinary
retention
Last dose must be at least 4 h before going to bed due to supine hypertension
Pyridostigmine (30–60 mg 2–3 times/day) Acetylcholinesterase inhibitor
Recommended for neurogenic orthostatic hypotension
Marginal increase in blood pressure
Droxidopa (100–600 mg 3 times/day) Norepinephrine precursor
Particularly effective in the treatment of neurogenic orthostatic hypotension

As such, this medication should not be used in patients the treatment of neurogenic OH secondary to PD, PAF,
with severe heart disease or uncontrolled hypertension, MSA, and nondiabetic autonomic neuropathy (Mathias
and patients should be instructed to take the last dose at et al., 2001; Kaufmann et al., 2014; Biaggioni et al.,
least 4 h before going to bed (Kaufmann et al., 1988; 2015; Vannorsdall et al., 2015).
Low et al., 1997). Fludrocortisone is a synthetic mineral- In summary, OH is a common condition in the general
ocorticoid, which reduces salt loss thus increasing blood population with a higher prevalence in patients with
volume (Davies et al., 1978). Patients need to be moni- AUD. Management of symptomatic OH consists of
tored for fluid overload and hypokalemia, particularly both nonpharmacologic and pharmacologic methods.
with higher doses. Fludrocortisone is contraindicated in A summary of the available therapies is provided in
patients with heart failure, kidney failure, or moderate Table 8.3.
to severe hypertension (Hussain et al., 1996). Pyridostig-
mine, an acetylcholinesterase inhibitor, is primarily used
for neurogenic OH. It is postulated that acetylcholinester-
Cardiac arrhythmias
ase inhibition might increase postganglionic release of Hemodynamic consequences of cardiac arrhythmias
NE thus improving OH. Pyridostigmine has been shown are determined by several factors including ventricular
to produce modest improvements in BP (Singer et al., rate, effectiveness of atrial mechanical activity and its
2006; Gales and Gales, 2007). Droxidopa, an oral norepi- temporal relationship with ventricular contractions, var-
nephrine precursor, has been shown to improve symptoms iability in tachycardia cycle length, left ventricular func-
of OH. It increases the levels of NE in postganglionic tion, and the overall integrity of the vasomotor control
sympathetic neurons causing greater stimulation of mechanisms.
adrenergic receptors. Norepinephrine synthesized from Tachycardias are usually associated with a decrease in
droxidopa can also function as a circulating hormone BP and increase in cardiac filling pressure. The fall in BP
exerting a pressor-like effect (Kaufmann, 2008). Studies unloads the arterial baroreceptors with consequent with-
have found that droxidopa was superior to placebo in drawal of vagal tone and sympathetic activation, whereas
AUTONOMIC DYSFUNCTION: DIAGNOSIS AND MANAGEMENT 133
the increase in cardiac filling pressures results in inadequate BP recovery leading to near syncope and syn-
decreased vagal tone and withdrawal of sympathetic cope (Goldstein, 2010). A strong correlation between
activity. We have previously demonstrated that during atrial ectopy, low baroreflex cardiovagal slope, and
both supraventricular and ventricular tachycardia, the orthostatic changes in BP has been found in patients
arterial baroreceptors predominate with minimal contri- who suffer from OH and falls (Goldstein, 2010). Given
bution from the cardiopulmonary baroreceptors leading the overlap between falls and syncope in the elderly,
to a net increase in peripheral sympathetic nerve activity interest has emerged in analyzing the presence of asymp-
(SNA) (Hamdan et al., 1999; Smith et al., 1999; Hamdan tomatic arrhythmias in these patients. Atrial fibrillation,
et al., 2001). During simulated supraventricular tachy- the most common cardiac arrhythmia in adults, has been
cardia, the largest increase in sympathetic activity was linked to recurrent syncope and falls (Ruwald et al.,
noted during closely coupled atrial and ventricular sys- 2013). Indeed, AF has been found to be an independent
tole presumably due to loss of the atrial contribution to predictor of nonaccidental falls in older adults (Sanders
cardiac filling and its consequences on cardiac output et al., 2012). This correlation has been recently con-
(Hamdan et al., 2001). During simulated ventricular firmed in a general population cohort, in which adults-
tachycardia, the magnitude of sympatho-excitation was self-reporting syncope and falls were twice as likely to
shown to correlate with arterial baroreflex gain assessed have AF (Jansen et al., 2015). While this association is
by measuring the increase in SNA for given decrease in the result of multiple factors including comorbid condi-
BP using the nitroprusside infusion method (Hamdan tions such as gait and balance impairment and loss of
et al., 1999). muscular strength, impairment in the baroreflex is likely
In addition to supraventricular and ventricular tachy- a contributing factor.
cardias, our group and others have shown that sympa-
thetic activity increases during atrial fibrillation and
CONCLUSION
cardiac ectopy (Wasmund et al., 2003; Segerson et al.,
2007; Smith et al., 2010). During atrial fibrillation, the Primary neurodegenerative disorders such as PD, MSA,
increase in SNA is primarily driven by the variability and PAF, and several systemic diseases such as DM,
in RR intervals with greater increases noted when the autoimmune conditions, and paraneoplastic syndromes
irregularity in the ventricular responses is greater, can impact the ANS. The aforementioned disorders are
despite the absence of a significant change in mean BP frequently associated with peripheral and/or cardiac
(Wasmund et al., 2003; Segerson et al., 2007). The denervation. HR and plasma NE responses to orthostatic
postulated mechanism is the unloading of the arterial stress are helpful in diagnosing impairment of the baror-
baroreceptors during the long RR intervals and associ- eflex in patients with OH and suspected AUD. Indeed,
ated reflex increase in SNA. The same is true with the absence of orthostatic increases in NE is commonly
supraventricular and ventricular ectopy where the post- found in patients with Lewy body diseases and OH.
ectopy pauses result in reflex increase in SNA. Several Cardiac sympathetic denervation diagnosed with MIBG
investigators including our group have shown that the scintigraphy or 18F-DA PET scanning has also been
magnitude of sympatho-excitation correlated with the shown to be helpful in distinguishing preganglionic from
frequency of ectopic beats (Smith et al., 2010). Given postganglionic involvement and in diagnosing early
the dominant role the arterial baroreflex plays in deter- stages of neurodegenerative diseases.
mining hemodynamic outcome during various arrhyth- Patients with AUD often have impairment of the bar-
mias, it is not surprising that patients with AUD oreflex, which is known to play a major role in determin-
exhibit poor tolerance to arrhythmias with a higher ing the hemodynamic outcome during orthostatic stress
incidence of near syncope and syncope. and low cardiac output states. It can be assessed by
Aging is associated with an increased prevalence of measuring changes in HR or peripheral SNA following
both bradyarrhythmias and tachyarrhythmias. This pre- drug-induced or spontaneous changes in BP. Impairment
disposition is the result of age-related structural and func- of the baroreflex often results in OH and poor tolerance
tional changes in the cardiovascular system (Kistler et al., to cardiac arrhythmias leading to near syncope and
2004). When the baroreflex is impaired, arrhythmias that syncope. The treatment of patients with OH can be a
otherwise are well tolerated become a major contributing challenge particularly in the presence of supine hyperten-
factor to higher morbidity and mortality in patients with sion. Indeed, this is a common denominator to many
AUD. In healthy individuals, the decrease in diastolic disorders associated with AUD. Management includes
pressure following a premature beat is associated with behavioral and pharmacologic interventions tailored to
a reflex increase in sympathetic activity and a consequent the individual patient. Despite all the medical advances
BP increase (Smith et al., 2010). In patients with AUD, in the field, we remain in dire need of new therapies to
there is an impairment of this response resulting in care for patients with AUD.
134 M. RAFANELLI ET AL.
ACKNOWLEDGMENT Dimachkie MM, Barohn RJ (2013). Guillain–Barre syndrome
and variants. Neurol Clin 31: 491–510.
This work was supported in part by funds provided from Fedorowski A, Melander O (2013). Syndromes of ortho-
the Mildred and Marv Conney Chair in Cardiology. static intolerance: a hidden danger. J Intern Med 273:
322–335.
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