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Lec 5 Assessment of Disruptive Behavior Disorders Tools and Recommendations
Lec 5 Assessment of Disruptive Behavior Disorders Tools and Recommendations
Lec 5 Assessment of Disruptive Behavior Disorders Tools and Recommendations
Distinguishing between disruptive and normative behavior is a challenging task. How to best assess for
disruptive behavior in children and adolescents is a significant question encountered by many profes-
sionals. The purpose of this review is to summarize the existing research regarding reliable and valid
tools for assessing disruptive behavior disorders. Following a summary of these various tools available
to clinicians, recommendations for the assessment of disruptive behavior disorders are suggested. These
recommendations include ideal situations where comprehensive assessments may be conducted as well
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
as situations where resources may be limited. Clinicians must conduct as thorough of an assessment as
This document is copyrighted by the American Psychological Association or one of its allied publishers.
feasible so that accurate diagnoses and recommendations may be made to inform treatment.
Most individuals have seen a child acting out or have heard of whereas prolonged tantrums are characteristic of a clinical disorder
a teenager in trouble with the law. After all, kids will be kids, (Wakschlag et al., 2007). Further, disruptive behaviors occur
right? However, the distinction between normative behavior and across the ages and are present normally, to some extent, in
clinically disruptive behavior must be determined with a proper toddlerhood and throughout the teenage years (McKinney & Renk,
assessment. What factors must a clinician take into account when 2007). Dispute also exists over whether preschool-aged children
assessing for disruptive behavior disorders (DBDs), which include are developmentally distinguished enough to receive a DBD diag-
oppositional defiant disorder (ODD), conduct disorder (CD), and nosis (Keenan & Wakschlag, 2002). Some researchers argue that
attention deficit/hyperactivity disorder (ADHD), and what tools atypical behaviors in preschoolers are temporary developmental
are available to assess those factors? To answer the question at disruptions related to the beginning of independence from care-
hand, the current review begins with an exploration of develop- givers (Keenan & Wakschlag, 2002; Pelletier, Collett, Gimpel, &
mental considerations and the issue of comorbidity. Then, assess- Crowley, 2006). Other researchers argue that atypical behaviors
ment methods are summarized and recommendations for a reliable displayed by preschool-aged children should not be used to clas-
and valid assessment are made. sify a behavior problem but to identify a disturbance within the
parent– child relationship (Zeanah, Boris, & Scheeringa, 1997).
Developmental and Gender Considerations To help address these concerns, Wakschlag, Tolan, and Lev-
Assessment of the core features of DBDs in children has proven enthal (2010) argue for a developmentally specific classification
to be challenging for several reasons. No precise standard has been for preschool disruptive behavior. For example, Diagnostic and
accepted to accurately distinguish these common early childhood Statistical Manual of Mental Disorders (4th ed.; DSM–IV; Amer-
behaviors from behaviors of clinical concern (Wakschlag et al., ican Psychiatric Association, 1994) criteria for DBDs are worded
2007). For instance, developmental studies have found that tan- in a way that may not necessarily reflect behavior in preschoolers
trums lasting only a couple of minutes are considered normative (e.g., a preschooler is unlikely to use a weapon but may hit others).
behavior for preschoolers (Potegal, Kosorok, & Davidson, 2003), Wakschlag et al. (2010) further argue that types of aggression
frequently observed among preschoolers (e.g., reactive aggression
as a response to frustration) are developmentally appropriate and
suggest that atypical patterns of temper loss, aggression, noncom-
This article was published Online First March 5, 2012.
pliance, and low concern for others among preschoolers merits a
CLIFF MCKINNEY received his PhD in clinical psychology from the Uni-
versity of Central Florida. He is an assistant professor of psychology at warning sign for parents and clinicians. Given the large debate
Mississippi State University. His research interests include etiology and about the developmental appropriateness of DBD assessment, the
assessment of disruptive behavior disorders, parenting, and child adjust- reader is referred to Wakschlag et al. (2010) for more details.
ment. Despite the controversy, recent studies have found that problem
MELANIE MORSE received her BA in psychology from Hendrix College. behavior patterns do begin during the first few years of life (Carter,
She is a graduate student in the MS in clinical psychology program at Briggs-Gowan, Jones, & Little, 2003). Research on preschool
Mississippi State University. Her research interests include social desir- disruptive behavior finds that early disruptiveness may be distin-
ability, self-report of substance use, and multicultural mental health service
guished from normal childhood behavior as early as 3 years of age
delivery.
CORRESPONDENCE CONCERNING THIS ARTICLE should be addressed to Cliff (Moreland & Dumas, 2008). Research shows that parental char-
McKinney, Mississippi State University, Department of Psychology, P.O. acteristics, such as psychopathology, stress, and inconsistent and
Box 6161, MS State, MS 39762. E-mail: cmckinney@psychology harsh parenting practices, play a role in the development of DBDs
.msstate.edu (Capaldi, Conger, Hops, & Thornberry, 2003; Wakschlag &
641
642 MCKINNEY AND MORSE
From early to late adolescence, girls show a faster increase in hr to children and caregivers. In particular, the behavioral supple-
symptoms of disruptive behavior compared with boys. Overall, ment of the KSADS-PL is useful to assess for symptoms of
girls display less disruptive behavior than boys, but girls who are ADHD, ODD, and CD, whereas the other parts of the interview are
referred to clinics typically present with more severe behavioral useful to assess for comorbid diagnoses. The KSADS-PL has
symptoms than boys. Kroneman et al. (2009) further state that demonstrated strong psychometrics, including good interrater re-
boys are more likely to show aggression aimed at harming others liability and discriminant and predictive validity (Birmaher et al.,
physically (e.g., hitting, biting), whereas girls are more likely to 2009). The DISC has demonstrated strong psychometrics as it is
display aggression aimed at harming others socially (i.e., relational sensitive to detecting DBDs and has cross-informant agreement
aggression; e.g., spreading rumors or threatening to retract friend- and concurrent and predictive validity (Jewell, Handwerk,
ship). Almquist, & Lucas, 2004).
Rating Scales
Comorbidity
Research has found that DBDs may be assessed reliably across
Another complication with the diagnosis of DBDs in children the age range with the use of parent rating scales (Task Force on
deals with the frequent overlap in symptoms among ODD, CD, Research Diagnostic Criteria: Infancy and Preschool, 2003). Ad-
and ADHD (Pelletier et al., 2006). Research suggests that over half vantages to using parent report data include that it usually is easy
of the children who meet criteria for ODD or CD also meet criteria to obtain, administer, score, and interpret (Reedtz et al., 2008). The
for ADHD (Pelletier et al., 2006). This finding poses a concern use of parental report also makes it easy for clinicians to establish
about whether symptoms of ADHD, ODD, and CD should be a foundation for discussing with parents ways to manage and
considered as separate constructs or as multiple dimensions of the reduce disruptive behavior in children (Reedtz et al., 2008). In
same construct (Pelletier et al., 2006). For example, research addition to parent report, many rating scales also rely on teachers.
suggests distinct differences in the expression of ODD and CD in Teacher ratings of disruptive behaviors in children are especially
children with and without ADHD, where children with comorbid important because teachers commonly give students referrals to
diagnoses experience higher rates of ADHD symptom severity, mental health services. Teachers are exposed to groups of children
delinquent behavior, and overt aggression (Connor & Doerfler, on a daily basis; therefore, they easily can compare typical and
2008). Additionally, research indicates that ODD is predictive of atypical behaviors among children (Pelletier et al., 2006).
future CD, and that ADHD is predictive of future ODD and CD One system that utilizes multiple informants is the Achenbach
(Pardini & Fite, 2010), suggesting that these disorders may be System of Empirically Based Assessment (ASEBA). This system
related to developmental pathways or common etiologies (e.g., includes the Child Behavior Checklist (CBCL; completed by care-
atypical brain development; Kaplan, Dewey, Crawford, & Wilson, givers), the Teacher Report Form (TRF), and the Youth Self
2001). Report (YSR). This system is used to assess for behavioral and
Research also suggests a relationship between DBDs and other emotional problems, and has different forms for different age
disorders. Research finds that children with ADHD in a commu- groups ranging from preschool age to adulthood. It takes approx-
nity sample often have one (44%) or more (43%) comorbid dis- imately 10 –30 min to complete the various forms (Flanagan,
orders (Barkley, 2003). Community samples also suggest that 2005). The ASEBA has demonstrated strong psychometrics, in-
children with DBDs are more likely to be diagnosed with major cluding content, criterion-related, and construct validity, and high
depressive disorder, learning disorders, and communication disor- test–retest, interrater, and internal consistency reliability (Achen-
ders (McKinney & Renk, 2007). Further, approximately 25% of bach & Rescorla, 2001; Flanagan, 2005).
clinic-referred children with ADHD also had an anxiety disorder. The Behavior Assessment System for Children (BASC) is an-
Research on the comorbidity of ADHD and bipolar disorder is other system that relies on multiple informants and is similar to the
inconclusive, although some studies have found comorbidity rates ASEBA. The BASC is designed to assess for emotional and
between 10 –20%. DBDs also may present with associated devel- behavioral disorders among individuals ages 2–25 years and in-
opmental and social problems, including motor incoordination and cludes a Teacher Rating Scale (TRS), Parent Rating Scale (PRS),
impaired intellectual and academic functioning (Barkley, 2003). and Self-Report of Personality (SRP). The BASC has demon-
DISRUPTIVE BEHAVIOR ASSESSMENT 643
strated good psychometrics, including concurrent and construct preschoolers. The DB-DOS utilizes two types of observational
validity, and high internal consistency, test–retest, and interrater methods. The first is a laboratory-based method known as a
reliability (Stein, 2007). “performance-based” task, aimed at obtaining specific clinically
The Eyberg Child Behavior Inventory (ECBI) is another rating relevant processes in children. Performance tasks may include
scale available to detect the behaviors associated with DBDs in simulations, tasks with the child alone, or tasks where the parental
children that relies on parent report. The ECBI consists of 36 behavior is scripted to systematically elicit the full range of be-
specific problem behaviors and their frequency. The ECBI has haviors relevant to a particular diagnosis. The DB-DOS also in-
demonstrated concurrent and construct validity as well as good cludes diagnostic observation, which is structured to allow for a
test–retest and internal consistency reliability across gender, age, wide range of clinically relevant behaviors to be observed, and
and ethnic groups (Whiston & Bouwkamp, 2003). clinical judgment may be used to rate behaviors on a continuum of
The Strengths and Difficulties Questionnaire (SDQ) is a 25-item atypicality, ranging from normative variation to clinically con-
measure that may be completed by parents and teachers for chil- cerning. The DB-DOS demonstrates good interrater and test–retest
dren age 3–16 years and by children age 11–16 years. The SDQ reliability as well as strong predictive and concurrent validity
has five subscales that assess for emotional symptoms, conduct (Wakschlag et al., 2005; 2007).
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
and the measure is a good option for assessing IQ in preschool and dren. The CPNI is designed for parent, guardian, teacher, or
primary schoolchildren (Madle, 2007). immediate-family-member responses and seeks to assess person-
The Woodcock-Johnson Tests of Achievement–Third Edition ality disorders, neuropsychological dysfunction, and other clinical
(WJ-A-III) is a test of academic functioning for ages 2 to 90 years, syndromes, including DBDs. The CPNI is measured on a 4-point
and helps to determine academic strengths and weaknesses. The Likert scale and has demonstrated high internal consistency and
standard administration contains 12 subtests assessing reading, predictive validity (Coolidge et al., 2002).
writing, mathematics, and oral language, and provides information
on total achievement and equivalent age and grade levels. The Additional Areas of Importance in Determining
measure has shown excellent psychometrics and is a first-line Specific Etiologies of DBDs
choice for achievement testing among children (Cizek, 2003).
Should the results of an assessment indicate the presence of a
The Wechsler Individual Achievement Test–Third Edition
DBD, the specific etiology must be considered. Environmental or
(WIAT-III) is designed to measure listening, speaking, reading,
dispositional factors may contribute separately or simultaneously
writing, and mathematics achievement in children ages 4 years
to disruptive behavior (McKinney & Renk, 2006, 2007).
through 19 years 11 months. A total of 7 composite scores load
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
goal-directed behavior, ability to perceive and encode cues in the be considered closely. For example, some children may develop
environment, and control over impulses. Children with lower disruptive behavior as a child, related to a combination of both
executive functioning are more likely to show disruptive behavior biological and environmental factors, whereas others may develop
symptoms compared with children with higher executive function- disruptive behavior as an adolescent, related to environmental
ing, and this difference may be due to poor problem-solving and/or factors only. Following a thorough history and diagnostic inter-
communication skills (Pihl et al., 2003). Kaplan et al. (2001) view, a case conceptualization may be developed.
suggest that deficits in executive functioning are associated with Step 2: In the first meeting with the guardians, age-
ADHD, which poses as a risk factor for the future development of appropriate rating scales may be provided for parents, teach-
ODD and CD. Thus, determining if deficits in executive function- ers, and the child to complete. Informants should be instructed
ing are present may help differentiate among various developmen- to complete their scales independently so that other informants do
tal pathways associated with DBDs. Clinicians may use measures not bias their responses. The ASEBA is recommended, as it
such as the detour-reaching box (Hughes & Russell, 1993) and the assesses for a range of disorders; may be completed by parents,
Tower of London (Shallice, 1982) to assess for executive func- teachers, and the child, depending on age; and provides an easy to
tioning. These devices assess a child’s ability to develop strategies, interpret cross-informant report. Alternatively, the SDQ may be
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
reach goals, and deal with frustration. recommended, as it is a shorter measure that correlates with the
ASEBA. Results of rating scales may be used to provide confir-
Social Cognition mation of the results of diagnostic interviewing as well as provide
information about additional areas needing follow-up.
Social cognition is also a relevant area to assess when a DBD Step 3: Meet with the child. Establish rapport by asking
has been identified. Children with DBDS are likely to perceive open-ended questions about the child’s interests and expectations
high threat in ambiguous or positive situations and are prone to about testing. Engage in an age-appropriate game or activity and
display disruptive behaviors when they view their environment as establish age-appropriate rules as necessary, particularly if the
threatening (Kempes, Matthys, de Vries, & van Engeland, 2005). child presents with disruptive behavior. The use of a colorful,
For instance, if a child accidentally spills milk on another child, simple rule chart that tracks the child’s progress and allows for
this child may believe that the action was intentional. This may stickers and other relevant rewards to be earned may be particu-
lead to a more aggressive response than if the child believed it larly useful in managing behavior. If the child is old enough,
happened by accident. Clinicians may use the computer-based developmentally appropriate questions may be asked regarding the
Schedules for the Assessment of Social Intelligence (Skuse, Law- child’s perceptions of the presenting problem. If a rating scale is
rence, & Tang, 2005) or the DVD-based Schultz Test of Emotion completed by the child, it can be used to help structure an inter-
Processing–Preliminary Version (Schultz et al., 2010) to assess for view with the child about his or her thoughts of the problem. This
social cognition. also is an opportune time to gather behavioral observations of the
child. In meeting with the child, care should be taken in how the
Discussion environment is structured. It is not uncommon for individuals
working with children to have a play area, and the child may
The research reviewed in this article is particularly relevant to behave very differently in an area intended for play compared with
clinicians who seek accurate identification of DBDs in children an area that appears more professional. For example, a child may
and adolescents, the teachers responsible for the safety of their have greater difficulty regulating behaviors when excitement or
classrooms and the well being of their students, and the parents interest in the environment around them is high. Given this, it may
raising children with disruptive behavior. Given the large number be particularly important to gather behavioral observations of the
of tools available, clinicians must choose carefully in conducting child in several different contexts (e.g., school during work and
their assessments. To assist with this, an illustrative example of an recess, home during structured and free time, etc.).
ideal assessment, as well as recommendations for a more practical, Step 4: Complete individual testing with the child. Testing
real-world assessment, are provided. may begin during the first meeting with the child. The child should
use any aids that are normally available (e.g., glasses, hearing
Illustrative Example aids), and the examiner should question the child about his or her
hunger, fatigue, and other characteristics that may be related to the
Step 1: Obtain informed consent with the legal guardian(s) child’s ability to respond to test items in a valid manner. Guardians
and discuss the presenting problem. Obtain a detailed history should be encouraged to ensure the child has had a healthy break-
and complete a diagnostic interview. The KSADS-PL is recom- fast or lunch prior to testing. Further, it may be recommended for
mended, as it assesses for a range of disorders and has a behavioral the child to be excused from school on testing days so that the
supplement that provides a thorough assessment for symptoms of child is not subjected to extended hours of mental activity. At
ADHD, ODD, and CD. Although it always is important to collect times, the child also may be taking a medication. It is important
a thorough history for any presenting problem, certain areas may that potential side effects of a child’s medication, such as drows-
be especially important to assess when it comes to DBDs. In iness and difficulty concentrating, are not present during testing.
particular, sleep patterns should be addressed thoroughly, as lack One major issue with medication and assessment is when the child
of sleep may result in symptoms consistent with ADHD (e.g., is taking medication for ADHD. Should the child be tested while
inattentiveness, difficulty concentrating) and with ODD/CD (e.g., taking the medication or should the child stop the medication for
irritability, aggressiveness). In addition, the developmental path- the assessment? Active consultation with the guardians and pre-
way, as well as course and onset of the disruptive behavior, should scribing doctor, along with clinical judgment, assist with this
646 MCKINNEY AND MORSE
decision. For example, the guardians and the doctor may be For example, managed care may not allow for a costly and time-
comfortable with continuing the medication, and so it would be consuming assessment, clients may be unable to afford or spend
best to obtain information about the child’s abilities while taking the time necessary completing such an assessment, and clinicians
the medication. Alternatively, guardians and the doctor may be may be strapped for time in providing a comprehensive assess-
considering reducing the medication or stopping the medication, ment, depending on their caseloads. Thus, it may be necessary to
and so it would be best to conduct the assessment after the choose particular tools in an effort to save time and money.
medication has been discontinued. Research investigating the predictive and incremental validity of
After these background characteristics are thoroughly consid- assessment methods may assist clinicians in choosing wisely.
ered, age-appropriate intellectual and academic assessment may be In particular, rating scales appear to be an inexpensive and
completed. It is encouraged to provide as many breaks as neces- timely method of assessing not only for DBDs but also for other
sary so that the child is able to provide his or her best effort, and possible comorbid disorders. In fact, Granero, Ezpeleta, de la Osa,
intellectual and achievement testing should be completed across and Doménech (2009) suggest that, compared with other methods,
multiple sessions. For example, the child may complete intellec- the CBCL is most predictive of disruptive behavior. Further,
tual testing during one session if the child is able to sustain his or Granero et al. (2009) state that clinical interviews with family
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
her best effort, but, particularly with younger children, intellectual members significantly increase predictive validity above using the
testing will need to be completed across multiple sessions. Com- CBCL alone. Consistent with this, Odgers et al. (2007) state that
pleting testing across multiple sessions provides the advantage of family history of externalizing disorders differentiates life-course
gathering additional behavioral observations over time. The persistent conduct problems from childhood- or adolescent-limited
Wechsler series is recommended for intellectual assessment and conduct problems and demonstrates incremental validity above
the WJ-A-III is recommended for academic assessment. Together, family and child risk factors. Odgers et al. (2007) suggest that brief
these tools provide a wealth of information on intellectual and family history questions may assist clinicians in diagnosing chil-
academic abilities. dren with DBDs and identifying children who most need treat-
Step 5: When a DBD is diagnosed, specific areas (e.g., CU ment. Behavioral observations also demonstrate significant incre-
traits, behavioral disinhibition) should be assessed to help mental validity in predicting disruptive behavior above parent and
determine the etiology of the disruptive behavior. Children teacher ratings. In addition to research indicating that formal
may present with DBDs for a variety of reasons, and the specific observation systems add incremental validity to rating scales (i.e.,
areas described previously may all contribute to a particular child’s DB-DOS; Wakschlag et al., 2008), informal behavioral observa-
presentation. tions also add incremental validity (McConaughy et al., 2010).
Step 6: Complete a comprehensive assessment report with Although research suggests that intellectual and academic as-
recommendations and meet with the guardians and, if appro- sessments may help distinguish children with and without DBDs
priate, the child. The goals of most any assessment are to (Hogan, 1999; Hooper & Evans, 1984; Lewin, Davis, & Hops,
provide an adequate description and explanation of the problem as 1999; Semrud-Clikeman, Hynd, Lorys, & Lahey, 1993; Willcutt,
well as to provide as many relevant, specific recommendations to Pennington, Chhabildas, Friedman, & Alexander, 1999), less re-
help improve the child’s functioning in a variety of domains. search examines the incremental validity of these tools above
Recommendations should begin with the most important issue at rating scales, interviews, and behavioral observations. Thus, it is
hand and should address areas of weakness as well as strength. not known if intellectual and academic assessment allows for more
Anyone who receives the results of the assessment should be accurate diagnosis above other methods.
provided with a thorough debriefing about the findings, recom- Overall, when a comprehensive assessment is not possible, a
mendations, and limitations of the assessment. This may be a good briefer assessment including interviews, rating scales, and behav-
time to complete any relevant release-of-information forms so that ioral observations may provide good clinical utility in diagnosing
other important individuals may consult about the results of the DBDs, particularly given the research described here regarding the
report. effectiveness of ratings scales (Granero et al., 2009), and the
Various aspects of a comprehensive assessment may be com- incremental validity of interviews (Granero et al., 2009; Odgers et
pleted by individuals with a range of training, including school, al., 2007) and behavioral observations (McConaughy et al., 2010).
educational, counseling, and clinical psychology. For example, It is important to note that even when resources are limited,
rating scales may be administered and scored by supervised tech- clinicians should screen for comorbid disorders (Willcutt et al.,
nicians, behavioral observations and formal assessment methods 1999) as part of a DBD assessment. Failing to treat associated
(e.g., intellectual assessment) may be conducted by supervised or mood and/or academic problems, among others, may severely
licensed master’s-level clinicians, and interpretation of results and limit treatment. Further, clinicians must take into account devel-
integrative report writing may be completed by supervised or opmental and gender considerations, as noted in this article. Cli-
licensed doctorate level clinicians, although many settings allow nicians should understand that females may present with different
for this to be done by supervised or licensed master’s-level clini- types of disruptive behavior than males and that some disruptive
cians as well. behavior may be normative, particularly for toddlers and teenag-
ers. To assist in distinguishing between normative and clinical
When Resources Are Limited disruptive behavior, clinicians are urged to consider degree of
impairment and persistence of the disruptive behavior. For exam-
Although a comprehensive assessment accomplishes several ple, disruptive behavior that is associated with problems at home,
things, many clinicians are faced with making difficult choices at school, and/or with peers and that persists beyond normal strives
about which tools they are able to use when resources are limited. for autonomy should be considered for clinical significance.
DISRUPTIVE BEHAVIOR ASSESSMENT 647
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