Professional Documents
Culture Documents
Article 2
Article 2
Abstract
Purpose – The purpose of this paper is to identify challenges related to the management and preservation of audio-visual (AV) records and/or
archives in archival institutions in Sub Saharan Africa and suggests strategies for resolving them.
Design/methodology/approach – This study is qualitative in nature and used content analysis from desk top review of literature to identify the
challenges and suggested solutions.
Findings – Among others, the study revealed that budgetary constraints, poor environmental controls, ill-equipped staff and technological
obsolescence are the major challenges hampering the efforts of archival institutions in Sub Saharan Africa to manage and preserve AV archives.
Research limitations/implications – The contextual differences due to existing political set ups in archival agencies in Sub Saharan Africa may or
may not be receptive to some of the strategies suggested for the improvement of managing and preserving audio visual archives.
Practical implications – The paper provides practical solutions which can inform policy and practice; thus, if adopted by archival agencies, the
findings can add to improvements in the management and preservation of AV records.
Originality/value – The study contributes to the body of knowledge on the preservation and management of AV archives in the context of Sub Saharan Africa.
Keywords Africa, Management, Records, Audiovisual archives, Preservation, Archival institutions, Sub Saharan Africa
Paper type Literature review
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identify challenges impeding the preservation of AV Ngoepe and Saurombe, 2016; Mosweu and Simon, 2018;
archives in archival institutions in Sub Saharan Africa; and Rakemane and Jain, 2018; Mosweu, 2019a). It is thus
suggest strategies for the improved preservation of AV acceptable to use it in research. The next section presents the
archives in archival institutions in Sub Saharan Africa. findings of the study.
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managing microfilms has been reported by Lukileni-Iipinge and 5.5 Inadequate storage facilities
Mnjama (2017) in a study that investigated the preservation of Inadequate and/or poor storage facilities have been identified as
AV records at the National Archives of Namibia. one of the paradoxes impeding the management and preservation
of AV materials in Sub Saharan Africa. For example, a study
5.3 Inadequate archival legislation conducted by Muhammad (2019) revealed poor storage facilities
The management of archives and records needs to be as one of the challenges of archiving AV heritage in Northern
supported by a robust legislative framework (Bantin, 2008; Nigeria. Similarly, to the situation in Northern Nigeria, Mnjama
Okello-Obura, 2011). Inadequate archival legislation is one of (2010) found a similar situation in Botswana. Poor infrastructure
the roadblocks towards proper management and preservation for AV archives has also been observed in the ESARBICA region
of AV archives in Sub Saharan Africa. Archival legislation in the (Abankwah, 2007). Bishi (2014) remarked that while Zimbabwe
has rich AV materials, they are at risk as the unit managing them
Eastern and Southern Africa region has been found to be
lacks infrastructure, policies, expertise and functional equipment
outdated (Mnjama, 2005). In such a situation:
that facilitate their preservation. The same author further
[. . .] archivists are bound to encounter ethical issues pertaining to complained that AV collections at the National Archives of
individuals’ right of access to vast quantities of AV collections. Digitisation
of AV materials is bound to complicate access versus copyright issues Zimbabwe are the most threatened due to their nature and
(Abankwah, 2007, p. 66). demand for highly technical equipment. From the above studies,
it can be deduced that countries in Sub Saharan Africa are still
It is therefore crucial that archivists are aware of the coverage of
faced with several challenges in the preservation and
archival legislation, including whether it covers issues of
management of AV materials. This underscores the need to
copyright which are an issue when providing access to AV
come-up with mitigating strategies.
archives. For example, the amended National Archives and
Records Service of South Africa, is silent on acquisition,
5.6 Technological obsolescence
copyright and legal deposit of AV materials (Government of
Technological obsolescence is an enigma in the management
South Africa, 1996).
and preservation of AV archives in Sub Saharan Africa. The
media within which AV archives are preserved cannot last for a
5.4 Environmental conditions long time, thus underscoring the need to migrate such
An important requirement in the preservation of collections is collections to new and emerging technologies. Chambliss
to ensure that temperatures and relative humidity are (2019) indicated that since technology changes over time, there
monitored and properly controlled (Segaetsho and Mnjama, is need to continually migrate digitized content to the latest
2012). Poor infrastructure for the preservation of AV archives formats. One can argue that migrating information from one
is mentioned in literature as a challenge in their management media to another may also result in loss of information. A study
and preservation. According to Abankwah (2007), archival conducted in Ghana by Mensah et al. (2017) revealed that
institutions in eastern and Southern Africa have poor physical deterioration of magnetic tapes, inadequate storage
infrastructure which hinders the effective preservation AV facilities, obsolescence of equipment and power outages among
archives. Most of the institutions lack equipment required others were major factors obstructing the preservation of AV
to monitor environmental conditions, a situation which records at J.H. Kwabena Nketia Archives and the Balme
contributes to the vinegar syndrome. The vinegar syndrome Library AV Unit. Another study conducted in Tanzania by
is the chemical damage that obtains during film preservation Komba et al. (2017) on “Preservation and Accessibility of
[Association of Moving Image Archives (AMIA), 2015; Audio-visual Records in Tanzania’s Television Broadcasting
National Film and Sound Archives of Australia, 2015]. It is a Companies” revealed several barriers affecting the preservation
hydraulic polymer breakdown, a process of decay (Schüller and accessibility of AV records which amongst others included
and Häfner, 2014; AMIA, 2015). The decay caused by the technological incompatibility, inadequate infrastructure,
vinegar syndrome make AV records inaccessible and renders inadequate skills, environmental factors and unclear policies
them useless. Ncala (2017) carried a study on the that hinder access to and use of AV records at Tanzania’s
preservation of, and access to AV records at the National Television Broadcasting Companies. It can, therefore, arguably
be stated that the management of AV archives in many Sub
Film, Video and Sound Archives of South Africa and found
Saharan African countries is still hampered by several factors.
that AV archives were affected by chemical problems
resulting from environmental management. For example,
3.4% of 384 AV records had chemical problems of which 6. Proposed strategies for the management and
0.5% crazing was more evident on video. Other indicators of preservation of audio-visual archives in Sub
environmental damage included colour fading, peeling, oil Saharan Africa
sheen surface, bumpy surface deposits, stuck together, brown The preservation of AV archives is a necessary undertaking for
acrid powder and the presence of white powder on the edges. archivists because of their nature. They are more perishable
This means these AV records were at risk of being unplayable compared to their paper counterparts, and their preservation
at some point in the future. Bigourdan et al. (2006) indicate cost per unit are relatively higher (Leary, 2010). AV archives
that failure in audiotapes is mostly attributed to chemical have also been described as unique by the US’ National
decay known as hydrolysis. Thus, inadequate environmental Archives and Records Administration (2016), which asserts
condition is a major obstacle towards proper management that they possess a unique dimension that the written word
and preservation of AV archives. cannot replace. Furthermore, the transcripts of speeches or
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meetings cannot substitute the gestures and personality traits, supervision of users of AV materials is a must to ensure that AV
or tone of voice shown in the recordings. This shows the materials are preserved for the long term. International Records
importance attached to AV archives, hence the necessity to Management Trust (1999) states that damage caused by users
preserve them and make them accessible to users in the long from mishandling and abuse can be minimized through
term. According to Sanett (2002, p. 388), “an archive does not educating users on proper way of handling archival materials.
have the choice of whether or not to preserve records, only the Thus, training of staff and users can be used as a powerful
strategy it will use.” The next section therefore proposes strategy for improving the management and preservation of AV
strategies that can be used by heritage institutions in the Sub archives in Sub Saharan Africa.
Saharan African sub-continent for the management and
preservation of AV archives. 6.2 Budget
A budget can be defined as a document for recording actual and
6.1 Education and training projected income and expenditure over time. It is a process of
Education and training are one of the strategies that can be setting financial goals, forecasting future financial resources and
used to improve the management and preservation of AV needs, monitoring and controlling income and expenditures, and
materials in archival institutions. According to Yusof and Chell evaluating progress towards achieving financial goals. A
(1998), education and training are fundamental to developing dedicated management and preservation of AV archives
lifelong skills and expertise. These enable personnel to acquire programme needs to be funded so there should be a budget
new skills, knowledge and to gain confidence in their work allocation for it. IFLA (2004) state that to manage AV materials
environment (Wamukoya, 2000). Ngulube (2005) also opined effectively, one should have specialist knowledge as well as proper
that for the preservation programme to be successful in equipment. AV equipment refers to any equipment used for
archives, there must be adequate and well-trained manpower. recording, production, reproduction, processing, broadcasting,
The same author further stated that the preservation and distribution, storage or exhibiting of AV products. All this AV
conservation of information resources is a specialized field of equipment requires proper budget for acquisition and
knowledge that requires information professionals who maintenance. IFLA (2004) mentions that the budget process
understand the physical and chemical nature of the materials in should be reviewed every year in response to the rapid changes in
their archives holdings. Ngulube (2001) states that education new technologies. The ever-changing technologies call for a need
and training of personnel is a fundamental underpinning for to continuously review budgetary provisions every year to migrate
improving the management of records and archives in Africa. and cope with emerging technologies. Thus, proper budget and
He adds that no records manager or archivist can claim to be funding can be used as one of the strategies for improving the
professional without the core knowledge of records and management and preservation of AV materials in archival
archives management. Therefore, there is a need for people to institutions in Sub Saharan Africa. Additionally, archival agencies
be trained on the management of records and archives should source funds from stakeholders with vested interests in the
regardless of their medium or form. The management of AV management and preservation of heritage.
archives can therefore be improved by training and educating
people on their proper management and preservation. 6.3 Environmental control
Accordingly, Mnjama (2010) proposes that the Department of AV materials do not require the same environmental conditions
Library and Information Studies at the University of Botswana as printed materials. They do not require the same
should launch a specialist short course for the training of AV environmental conditions as human beings. In many libraries
archivists. He further contends that such a course should be and archival institutions across the globe, human beings have a
geared towards training librarians who currently manage AV tendency of storing AV materials in environmental conditions
centres. Additionally, Lukileni-Iipinge and Mnjama (2017) that are unfavourable to them which eventually reduces their
also recommended the implementation of training in AV for life expectancy and contributes to their deterioration. Mnjama
archivists in Namibia as well as the recruitment of qualified staff (2010) also complained about AV materials being kept
with knowledge in the preservation and management of AV under the same conditions as traditional paper materials. In a
materials. Furthermore, users of AV materials should be nutshell, evidence from literature highlights that the
trained on how to handle them. Users in archival institution can management and preservation of AV materials is a neglected
be defined as persons or individuals who use the materials that aspect. Temperature, relative humidity and direct sunlight are
exists in the archive. IFLA (2004) stated that users should be the many drivers for their deterioration. Fluctuation in
offered the same level of services in AV and multimedia, which temperature and relative humidity is not ideal for the
the library delivers regarding printed materials. IFLA further management of AV materials (Mnjama, 2010). AV materials
indicates that all library staff should have substantial knowledge such as CD and DVD should be kept away from direct sunlight
of all AV materials to easily advice and transfer knowledge to (Setshwane and Oats, 2015). To improve the management of
their potential users. User education is another strategy that can AV materials, it is crucial to ensure that environmental factors
be used to improve the preservation and management of AV such as temperature, relative humidity and direct sunlight are
materials in archival institutions in Sub Saharan Africa. controlled regularly. According to Abankwah (2007), AV
Archival intuitions in Sub Saharan Africa should ensure that materials in Botswana are kept under the same environmental
users who visit to archival institutions are given services on AV conditions as traditional archives which eventually cause
materials as well as ensure closer supervision. If users are not damage to them because of their different preservation needs.
given support or services on AV materials, they can easily be AV materials require very low temperatures and if kept in high
damaged, and the information can easily be lost. Closer temperatures over time, they shrink. This can be prevented by
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putting in place temperature and relative humidity controls to collections (Setshwane and Oats, 2015). Mosweu (2019b) also
prong their life. In addition, the environment or storage area for recommended collaboration as a factor to consider to conquer
AV materials should always be cleaned. Failure to keep storage financial and human capital challenges related to heritage
area for AV materials clean will contribute to their deterioration. management. He advocated for memory institutions to among
Therefore, the storage facilities need to always be kept clean. The others, jointly seek funding from organizations outside
authors therefore argue that controlling and monitoring government and these would be organizations that support
temperature and relative humidity as well as cleaning the heritage management and are interested in the preservation of
environment regularly can be used a strategy for improving the public memory.
management of AV materials in Sub Saharan Africa.
6.5 Establish collection development policy
6.4 Collaboration with other institutions Among the functions of an archival institution are that of
Collaboration is one of the strategies that can be used to collection development. The Society of American Archivists
improve the management and preservation of AV materials in (2020) indicates that as a function within an archive, it
libraries and archival institutions in the Sub Saharan African establishes policies and procedures used to select materials that
sub-continent. According to Zorich et al. (2008), collaboration the repository will acquire, typically identifying the scope of
is the process in which two or more groups work together creators, subjects, formats and other characteristics that
towards a common goal by sharing expertise, information and influence the selection process. Originally the term collection
resources. Collaboration can also be defined as exchanging development was associated with library services but has come
information, alternative activities, sharing resources and to be applied in an archive set up since the 1980s. An archival
enhancing the capacity of another, for mutual benefit and to institution can use the term acquisition policy in reference to
achieve common purposes. Collaboration is when two or more collection development policy (Society of American Archivists,
libraries, archives and or other organizations work together to 2020). The term “collection development” refers to the process
preserve library and/or archives materials and their information of systematically building library or archives collections to serve
content with the aim of facilitating appropriate access for study, teaching, research, recreational and other needs of
current and potential users (Eden and Gadd, 1999). library users. The process includes selection and deselection of
Collaboration with other organization and libraries is the most current and retrospective materials, the planning of strategies
attractive strategy that can be adopted by archival institutions for continuing acquisition and evaluation of collections to
in Sub Saharan Africa to improve the management and determine how well they serve user needs. Collection
preservation of AV archives. According to Besser (2007), development policy provides the means by which the library or
collaboration in the 21st century has become the most archives selects and manages its collection of information
preferred way of doing business whereby two parties share ideas resources. According to Sauer (2001), a collection development
and resources. It can be deduced that collaboration in the 21st is an advocacy tool that ensures that collections have a coherent
is a catalyst for archival institutions which want to achieve the and well-defined focus. It is therefore not doubtful that a
mandate of preserving and making information accessible. collection development policy is an important aspect for the
Collaboration has become an emerging concept in 21st century preservation of AV archives.
due to the advent of digital materials and the need to digitize
materials. It is therefore imperative that AV heritage holders, 6.6 Develop and implement a preservation policy
managers and distributors embrace collaboration to effectively A preservation policy is an important tool in ensuring the
be recognized as major role players in the communities in which preservation of AV materials. The preservation of archives
they operate and exist (Semmel, 2010). Collaboration between needs to be operationalized within a dedicated preservation
two parties enables users to search across disciplines, policy framework. The policy provides a sense of direction
collections and content type. Mnjama (2010) in his study on (Abrigo and Abrigo, 2010). Caravaca et al. (2014) aver that
the preservation and management of AV archives in Botswana preservation is an integral part of a cultural institution’s
highlighted current practices of managing AV materials in mission, and preservation planning should be part of its overall
Botswana. Collaboration can also be a platform for attracting strategic management plan. The preservation policy
funds. Rakemane and Jain (2018) highlighted that
communicates both general and specific needs for the care of
collaboration among information centres and information
collections are determined, priorities are established, and
management professionals can be used as a platform for
resources for implementation are identified. Needs assessment
acquiring new skills that can be used to remain relevant in 21st
surveys are essential to preservation planning and must be
century information environment. One of the collaborative
carried out before a plan is drafted (Caravaca et al., 2014).
projects undertaken in Africa for digitalizing AV cultural
Among the important components of the policy to be
heritage material was the Aluka project. Collaboration, which
integrated in the preservation policy as advocated for by
includes cooperation with other institutions is thus a useful
Feather (2004) are:
strategy to be adopted for improving the management of AV history, ownership and function;
materials in archival intuitions in Sub Saharan Africa. Areas of financial and human resources; and
collaboration may include acquisition, cataloguing, classification, the nature of the building that houses the collection.
subject analysis, training, digitalization, archiving and
preservation of AV archives. Public librarians should collaborate For the policy to archive its intentions, it should be doable and
with stakeholders in their communities as well as different practicable, and administrative support is crucial (Abrigo and
organizations, sectors to work together in gathering cultural Abrigo, 2014).
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6.7 Develop and implement disaster preparedness plans hoc basis and repaired when it breaks down, this enables
Disaster preparedness plan is one of the strategies that can be continued access to radio archives (Assmann and Mearns,
used by library or archives institution to improve the preservation 2015).
and management of AV collections. A disaster is an unexpected
event which puts collections at risk. A disaster can be defined as 6.9 Digitalization of audio-visual materials
an unexpected event that kills people or cause a lot of damage. The mandate of heritage intuitions such as libraries, archives
Disaster planning is a matter of basic security for archives, their and museum is to preserve societal heritage. Digitization can
staff and their collection. Disaster planning is an essential part of therefore be used as an important strategy to backup copies of
any preservation programme to be implemented by an archival AV materials. Digitization is the process of converting
institutions. Disasters, when allowed to occur, have bad information into digital format. Witten and David (2003)
outcomes on the security of both collections and staff (Ayoung defines digitization as the process of taking traditional library or
et al., 2016). Records regardless of the medium or form they have archives materials that are in form of books and papers and
been created, require disaster preparedness plan. A formal converting them to the electronic form where they can be
written plan enables an institution to respond efficiency and stored and manipulated by a computer. According to Digital
quickly to an emergency, and to minimize damage to the building Preservation Coalition (DPC) (2002), digital preservation
and its contents. Disasters can be categorized into two elements: refers to a series of adopted management activities necessary to
natural and man-made disaster. Natural disasters include ensure a continued access to digital materials for as long as
rain and wind storms, floods, biological agents, earthquakes, necessary. Digital material preservation therefore is a way of
volcanic eruptions. Man-made disasters include acts of war preserving information materials which are referred to as digital
and terrorism, fire, water, explosions, liquid chemical spills surrogates created as a result of converting analogue materials
and power failures. When developing a disaster plan for to digital form (Kalusopa and Zulu, 2009). Hamooya Mulauzi
archives, one must consider the prevention, preparedness, and Njobvu (2012) underscored that the main goal
response and recovery phases (Ayoung et al., 2016). AV digitalization is to:
materials can completely be destroyed or damaged by fire.
[. . .] safeguard and ensure the preservation of the most valuable and
AV materials such as photographs, microform, magnetic perishable components of the library and archival materials as well as make
media and other disk are also vulnerable to water them more accessible and facilitate their future fruition by a broader number
earthquakes. To effectively improve the management of AV of researchers and interested parties.
archives, an archival institution should develop a disaster Digitization is the only viable method for long-term
preparedness plan so as to respond quickly to an emergency preservation, because, apart from carrier instability, dedicated
that than can occur. A study conducted by Ngulube and replay equipment is rapidly vanishing. The time window left for
Magazi (2006) revealed that public libraries in KwaZulu- the replay of audio and video originals may only be 15 years,
Natal, South Africa were not adequately prepared for which adds urgency to the situation (Witten and David, 2003).
protecting documents against disasters and theft hence AV materials such Cassette Tapes, Open-Reel Tapes, SP
putting documentary heritage at a high level of risk. records, LP records, EP records and CDs have a risk of
Similarly, to the situation in KwaZulu-Natal province of becoming obsolete; therefore, digitalization can be used as
South Africa, Hlabaangan and Mnjama (2008) found a strategy for improving their preservation and
similar challenges in the context of Botswana where various management. Digitizing information makes it easier to
information centres were found to be ill prepared for preserve, access, as well as to share information. AV
disasters. Lack of preparedness for disasters result in loss of materials should be converted to an electronic or digital
documentary heritage in archival repositories. format to improve their preservation, management and
accessibility in the future.
6.8 Service equipment regularly
Many AV materials are damaged by equipment which is not
7. Conclusion and recommendations
serviced and absolute. Mensah et al. (2017) stated that one of
the problem of preservation AV materials in Ghana was It is evident from the literature that, the management and
obsolete equipment and failure of machines to playback. One preservation of AV materials is a neglected aspect in library and
can therefore argue that if AV equipment is not properly and archives institutions in Sub Saharan Africa. However, the
regularly serviced, this may result in failure to access and view management and preservation of AV materials can be improved
information contained in AV recordings. The authors through the following elements; controlling environment factors
therefore convinced that continuous servicing of AV such as temperature and relative humidity, developing disaster
equipment with appropriate resources is one of the relief preparedness plan, servicing audio visual equipment regularly,
measures that can be used by archival institutions in Sub establishing a collection development policy, provision of
Saharan Africa. This initiative will enhance access to education and training on AV materials, cleaning storage
information contained in AV materials overtime as well as environment regularly, digitalization and preservation of AV
prolong their lives. In addition, AV equipment should materials and collaboration with other institutions. The following
never be left running unattended, as this may damage the are recommendations arising from the study:
equipment if something wrong happens with no one Some challenges facing archival repositories may be difficult
present to remedy it. The South African Broadcasting to be dealt with by archival repositories on their own, hence
Corporation’s playback equipment is old, with some being it is recommended that collaboration be adopted as a viable
up to 35 years old. Although its maintenance is done on ad solution to solving them. Collaboration promotes more cost-
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