Neuman, Lawrence W. - Basics of Social Research Qualitative & Quantitative Approaches-Pearson Education Limited (2014) - 243-252

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EXPERIMENTAL RESEARCH

random assignment, a pretest and a posttest, One-Group Pretest–Posttest Design. This


an experimental group, and a control group. design has one group, a pretest, a treatment, and
Example. You give 40 newly hired wait staff an a posttest. It lacks a control group and random
identical two-hour training session and instruct assignment.
them to follow a script in which they are not Example. You take a group of 40 newly
to introduce themselves by first name and not hired wait staff and give all a two-hour training
to return during the meal to check on the cus- session. You instruct them to follow a script in
tomers. You next randomly divide them into which they are not to introduce themselves by
two equal groups of 20 and send each group to first name and not to return during the meal to
the two restaurants to begin employment. You check on the customers. All begin employment,
record the amount in tips for all participants for and you record the amount in tips for all for
one month (pretest score). Next, you “retrain” one month (pretest score). Next, you “retrain”
the 20 participants at restaurant 1 (experimental all 40 participants and instruct them henceforth
group). You instruct them henceforth to intro- to introduce themselves to customers by first
duce themselves to customers by first name and name and to check on the customers, asking, “Is
to check on the customers, asking, “Is everything everything fine?” 8–10 minutes after delivering
fine?” 8–10 minutes after delivering the food the food (treatment). Over the second month,
(treatment). You remind the group at restau- you record the amount of tips for both groups
rant 2 (control group) to continue without an (posttest score).
introduction or checking during the meal. Over This is an improvement over the one-shot
the second month, you record the amount of case study because you measure the dependent
tips for both groups (posttest score). variable before and after the treatment. How-
ever, it lacks a control group. You cannot know
Preexperimental Designs. Some designs lack whether something other than the treatment
random assignment and are compromises or occurred between the pretest and the posttest
shortcuts. You can use these preexperimental to cause the outcome.
designs in situations in which it is difficult to use
the classical design. Inferring a causal relation- Static Group Comparison. Also called the post-
ship from them can be less clear than using the test-only nonequivalent group design, a static
classical design. group comparison has two groups, a posttest,
and a treatment. It lacks random assignment
One-Shot Case-Study Design. Also called the and a pretest. A weakness is that any posttest
one-group posttest-only design, the one-shot outcome difference between the groups could
case-study design has only one group, a treat- be due to group differences prior to the experi-
ment, and a posttest. Because there is only one ment instead of to the treatment.
group, there is no random assignment. Example. You give 40 newly hired wait
Example. You take a group of 40 newly staff an identical two-hour training session and
hired wait staff and give all a two-hour train- instruct all to follow a script in which they are
ing session in which you instruct them to not to introduce themselves by first name and
introduce themselves to customers by first not to return during the meal to check on the
name and to check on the customers, ask- customers. They can choose one of the two
ing, “Is everything fine?” 8–10 minutes after restaurants in which to work, as long as each
delivering the food (treatment). The partici- restaurant ends up with 20 people. All begin
pants begin employment, and you record the employment. After one month, you “retrain”
amount in tips for all for one month (posttest the 20 participants at restaurant 1 (experi-
score). mental group) and instruct them henceforth

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EXPERIMENTAL RESEARCH

to introduce themselves to customers by first groups differed before the treatment, but without
name and to check on the customers, asking, a pretest, you cannot be as certain that the groups
“Is everything fine?” 8–10 minutes after deliver- began the same on the dependent variable.
ing the food (treatment). The group at restau- In a study using a two-group posttest-only
rant 2 (control group) is “retrained” to continue design with random assignment, Rind and
without an introduction or checking during the Strohmetz (1999) examined restaurant tips.
meal. Over the second month, you record the The treatment was messages about an upcoming
amount of tips for both groups (posttest score). special written on the back of customers’ checks.
The participants were 81 dining parties eating at
Quasi-Experimental and Special an upscale restaurant in New Jersey. The treat-
Designs. These designs, like the classical ment was whether a female server wrote a mes-
design, make identifying a causal relationship sage about an upcoming restaurant special on
more certain than do preexperimental designs. the back of a check and the dependent variable
Quasi-experimental designs help to test for was the size of tips. They gave a server with two
causal relationships in situations in which the years’ experience a randomly shuffled stack of
classical design is difficult or inappropriate. cards. One half said No Message and half said
They are quasi because they are “weaker” varia- Message. Just before she gave a customer his or
tions of the classical experimental design: some her check, she randomly pulled a card from her
use randomization but no pretest; some use pocket. If it said Message, she wrote about an
more than two groups; some substitute many upcoming special on the back of the customer’s
observations of one group over time for a con- check. If it said No Message, she wrote nothing.
trol group. In general, you have less control over The experimenters recorded the amount of the
the independent variable compared to the clas- tip and the number of people at the table. They
sical design (see Table 1). instructed the server to act the same toward all
customers. They found that higher tips came
Two-Group Posttest-Only Design. This is iden- from customers who received the message about
tical to the static group comparison, with one upcoming specials.
exception: you randomly assign. It has all the
parts of the classical design except for a pretest. Interrupted Time Series. In an interrupted
Random assignment reduces the chance that the time-series design, you measure the dependent

TABLE 1 A Comparison of the Classical Experimental Design

Random Control Experimental


Design Assignment Pretest Posttest Group Group
Classical Yes Yes Yes Yes Yes
One-shot case study No No Yes No Yes
One-group pretest/postest No Yes Yes No Yes
Static group comparison No No Yes Yes Yes
Two-group posttest only Yes No Yes Yes Yes
Time series designs No Yes Yes No Yes

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EXPERIMENTAL RESEARCH

variable on one group over time and many mul- Latin Square Designs. At times, you want to
tiple dependent variable measures before (pre- find out how several independent variables in
tests) and after a treatment (posttests). different sequences or time orders influence the
dependent variable. The Latin square design is
Equivalent Time Series. An equivalent time- created in this situation. For example, a geog-
series design is similar to the one-group design raphy instructor has three units to teach stu-
interrupted time series. It extends over a time dents: map reading, using a compass, and the
period but instead of a single treatment, it has longitude/latitude (LL) system. The units can
a treatment several times. Like the interrupted be taught in any order, but the teacher wants
time-series design, you measure the dependent to know which order most helps students learn.
variable several times before and after the treat- In one class, students first learn to read maps,
ments. The study on alcohol sales and suicide then how to use a compass, then the LL sys-
rates (see Example Box 3) illustrated equivalent tem. In another class, using a compass comes
time series. first, then map reading, then the LL system.

EXAMPLE BOX
3 Interrupted Time Series, Alcohol Sales, and Suicide Rates

Governments face strong pressures by economic country. Many past studies also showed a strong
interests to modify laws to allow them to col- relationship between suicide rates and alcohol
lect increased profits from alcohol sales. In most consumption.
of western Canada, a public monopoly controlled Zalcman and Mann (2007) used a three-stage
alcohol sales and distribution through most of the interrupted time-series design to examine the
twentieth century. Proponents of privatization influence of Alberta’s privatization of alcohol sales
point to its economic benefits, including selling on suicide rates between 1976 and 1999. They
previously government-owned retail outlets and considered whether suicide rates changed after
the sale of licenses to merchandise alcohol. Others each privatization phase. They also compared
point to the impact of privatization on consumption Alberta’s suicide levels to those for the same
and health. Studies of privatization of sales of alco- years in Ontario where alcohol sales remained a
holic beverages indicate that privatization greatly government monopoly.
expands alcohol availability and consumption. The researchers found that the 1985 privati-
Alberta moved to privatize alcohol sales in zation of wine retailers increased suicide rates in
three stages: the opening of privately owned wine Alberta by 51 percent for males and 35 percent for
stores in 1985, the opening of privately owned cold females. After the 1989–1990 privatization of spirits
beer stores and sale of spirits and wine in hotels in and wine a significant increase occurred in male and
the rural areas in 1989–1990, and finally the priva- female suicide rates, estimated to be 17 percent
tization of all liquor stores in 1994. The number and 52 percent, respectively. The 1994 privatization
of alcohol outlets increased substantially, and con- event significantly increased male suicide mortality
sumption of spirits increased dramatically at a time rates, estimated at 19 percent, but not female sui-
when consumption was decreasing elsewhere in cide rates. Part of the increase was a short-term
the country. Privatization in Alberta has been asso- spurt but long-term suicide rates also rose. By trac-
ciated with an increase in criminal offenses, such as ing the rates both over time by comparing those
liquor store break-ins and less strict enforcement in a “control group” or to those in Ontario, the
of underage purchase laws. Alberta also has some authors provided evidence of the effect of alcohol
of the highest rates of drunk-driving fatalities in the privatization on increased suicides.

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EXPERIMENTAL RESEARCH

In a third class, the instructor first teaches the more independent variables. A factorial design
LL system, then compass usage, and ends with uses two or more independent variables in com-
map reading. The teacher gives tests after each bination. You can look at each combination of
unit, and students take a comprehensive exam the categories in variables (sometimes called
at the end of the term. The students were ran- factors). When each variable contains several
domly assigned to classes, so the instructor can categories, the number of combinations grows
see whether presenting units in one sequence or quickly. In this type of design, the treatment is
another resulted in improved learning. not each independent variable; rather, it is each
combination of the variable categories. There
Solomon Four-Group Design. You may believe is a shorthand way to discuss factorial design.
that the pretest measure has an influence on the A “two by three factorial design” is written
treatment or dependent variable. A pretest can 2 * 3. It means that there are two treatments,
sometimes sensitize participants to the treat- with two categories in one and three categories
ment or improve their performance on the post- in the other. A 2 * 3 * 3 design means that
test (see the discussion of testing effect to come). there are three independent variables, one with
Richard L. Solomon developed the Solomon two categories and two with three categories
four-group design to examine pretest effects. each. Factorial designs allow you to measure and
It combines the classical experimental design examine more of the world’s complexity than
with the two-group posttest-only design and other designs.
randomly assigns participants to one of four For example, Krysan and associates wanted
groups. For example, a mental health worker to study race and class in neighborhood pref-
wants to learn whether a new training method erences. It was difficult to examine both racial
will improve client coping skills. The worker and social class features of a neighborhood at
measures coping skills with a 20-minute test of the same time, so they used a factoral design
reactions to stressful events. However, clients (see Example Box 4). The three independent
might learn coping skills from taking the test variables of their study were participant race
itself, so the worker uses a Solomon four-group (two categories: Black or White), neighborhood
design. She first randomly divides clients into composition (three types: all White, all Black,
four groups. Two groups receive the pretest; one racially mixed), and social class (five levels). The
gets the new training method and the other gets dependent variable was desirability of a neigh-
the old method. Another two groups receive no borhood, rated 1 to 7. They had a 2 * 3 * 5
pretest; one gets the new method and the other factorial design (The authors also asked partici-
gets the old method. She administers the same pants about the strength of their identity with
posttest to all four groups and compares post- their own racial group.)
test results. If the two treatment (new method) In a factorial design, treatments can have
groups have similar results, and the two control two kinds of effects on the dependent vari-
(old method) groups have similar results, then able: main effects and interaction effects. Only
she knows pretest learning is not a problem. If main effects are present in one-factor or single-
the two groups with a pretest (one treatment, treatment designs. In other words, you simply
one control) differ from the two groups with- examine the impact of the treatment on the
out a pretest, then she concludes that the pre- dependent variable. In a factorial design, spe-
test itself may have an effect on the dependent cific combinations of independent variable cat-
variable. egories can have an effect beyond a single factor
effect. They are interaction effects because the
Factorial Designs. Sometimes, you may be categories in a combination interact to produce
curious about the simultaneous effects of two or an effect beyond that of each variable alone.

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EXPERIMENTAL RESEARCH

EXAMPLE BOX
4 Factorial Experiment on Neighborhood Preferences

Krysan and associates (2009) created an experi- In each neighborhood, there was one scene in which
ment to study neighborhood preferences among three individuals were shown together talking in the
Blacks and White adults in the United States. Past driveway, in the front yard, at the mailbox, or surround-
studies had looked at this issue; however, examin- ing a car that was being repaired. Residents wore short-
ing both racial and social class factors at the same sleeved shirts and no hats to increase the likelihood that
time was very difficult, and telling whether people the respondents could detect their racial/ethnic identity.
preferred a neighborhood for its social class or its Residents within each neighborhood social class level
racial features was not possible. The authors said, were matched on approximate age, gender, and style
“At the core of our analysis are two research ques- of dress (p. 537).
tions: (1) Are neighborhood preferences color
blind or race conscious? (2) If preferences are race As a manipulation check, the authors showed
conscious, do they reflect a desire to be in a neigh- videos to a small group of other participants prior
borhood with one’s ‘own kind’ or to avoid being to the actual study to verify that people saw the
in a neighborhood with another racial group?” (p. class and race composition of neighborhoods
529). In 2004–2005, the authors selected more than as intended. After viewing videos, the authors
700 participants in the Detroit region and nearly asked participants to rate each neighborhood on
800 in the Chicago metropolitan area. To disen- a seven-point Likert scale from very desirable to
tangle the class and race effects in neighborhoods, very undesirable. They said (p. 539), “Our depen-
the authors showed participants videotaped neigh- dent variables are the desirability ratings of the
borhoods that varied by social class and racial mix. four neighborhoods, and thus our unit of analysis
They created thirteen videos in total. The neighbor- is the video. Given that each respondent saw and
hoods varied by five social class levels and three rated the same baseline video–an upper-working-
racial mix levels. class neighborhood with no residents–we include
the ratings of this neighborhood as a respon-
We selected different neighborhoods to convey the dif- dent-level control.” The authors used a factorial
ferent social class levels, relying on this assumption that design with three independent variables: research
respondents infer social class based on features such participant race, neighborhood social class, and
as home and property size, upkeep of the houses, and neighborhood racial mix. The authors randomly
other cues gleaned from observation. Each of the differ- assigned participants to view different racial com-
ent neighborhoods had, in turn, three variants in terms positions in the same neighborhoods. Among their
of the race of the individuals shown: (1) all residents are many findings, the authors note (p. 538), “Our
White; (2) all residents are Black; (3) three residents fundamental conclusion is that race, per se, shapes
are White and two residents are Black. (p. 537) how Whites and, to a lesser extent, Blacks view
residential space. Residential preferences are
One video was a control without people. In each not simply a reaction to class-based features of a
other video, five people (actors) appeared as res- neighborhood; they are shaped by the race of the
idents engaged in ordinary activities. They noted, people who live there.”

Interaction effects are of special interest because Mueller-Johnson and Dhami (see Example
they suggest that not only does an independent Box 5 and Figure 3) created a trial-like situ-
variable have an impact, but specific combina- ation and had participants serve on a mock
tions have unique effects, or variables only have jury. They presented various combinations of
an impact under certain conditions. characteristics of offenders to see their impact

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EXPERIMENTAL RESEARCH

EXAMPLE BOX
Mock Jury and Interaction
5 Effects by Age and Crime
FIGURE 3 Sentence in Mock Jury
Trial for Sex Offenders
with One Prior Conviction
Mueller-Johnson and Dhami (2010) created a mock
jury. They formed a trial-like situation and had par- 100
ticipants form a jury. The authors presented various 90 Younger
combinations of characteristics of offenders to see 80

Sentence
70
how they impacted jury sentencing decisions. Sen- Older
60
tencing was length of prison term. Their jurors were 50
forty-seven students (thirty-six women and eleven 40
men) from an English university. The authors varied 30
the age, health, offense severity, and prior convic- 20
10
tions of an offender to create a 2 * 2 * 2 * 2 Less severe More severe
factorial design. In past experiments, they had Offense Severity
found main effects for health, prior convictions, and
severity of offense. People in poor health received
shorter sentences, and older (66- to 72-year-old) younger offenders, and those with prior con-
received shorter sentences than younger (21- to victions received longer sentences than people
26-year-old) offenders regardless of the number committing less serious crimes, older offenders,
of prior convictions. Younger offenders with prior and no prior convictions. They also found a few
convictions and more severe offences received interaction effects. One interaction effect was
longer sentences. In the current study, they inves- age and severity of crime for those with a past
tigated child sex offenders. Prior offense was either conviction.
no prior conviction or one for sexual contact with
a child 4 years earlier, and offense severity was
either once touching a 7-year-old girl’s genitals Design Notation
over her clothing or touching naked genitalia ten
Because you can design experiments in many
times over the course of a year. The participants
ways, it is useful to learn a shorthand system
usually decided on a sentence in 15 minutes. The
authors found interesting interaction effects among
for symbolizing experimental design called
age, offense severity, and previous convictions. design notation.7 The notation system can
For those with a prior conviction, older offenders express a complex, paragraph-long descrip-
received a longer sentence than younger offenders tion of the parts of an experiment in five or six
with less serious offenses, but shorter sentences if symbols arranged in two lines. Once you learn
the offense was more serious. In other words, the design notation, you will find it easier to think
combination of a prior conviction and less serious about and compare designs. It uses the follow-
offense for older offenders resulted in a longer sen- ing symbols: O = observation of dependent
tence. This is consistent with the “dirty-old-man” variable; X = treatment, independent variable;
stereotype. R = random assignment. The Os are numbered
with subscripts from left to right based on time
order. Pretests are O1, posttests O2. When the
independent variable has more than two levels,
on sentencing decisions. The authors varied the the Xs are numbered with subscripts to distin-
age, health, offense severity, and prior convic- guish among them. Symbols are in time order
tion s of an offender to create a 2 * 2 * 2 * 2 from left to right. The R is first, followed by the
factorial design. They found main effects pretest, the treatment, and then the posttest. We
for severity of crime, age, and prior convic- arrange symbols in rows, with each row repre-
tion. People committing more severe crimes, senting a group of participants. For example,

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EXPERIMENTAL RESEARCH

TABLE 2 Summary of Experiment Designs with Notation

Name of Design Design Notation


Classical experimental design O X O
R O O
Preexperimental designs
One-shot case study X O
One-group pretest/posttest O X O
Static group comparison X O
O
Quasi-experimental designs
Two-group posttest only R X O
O
Interrupted time series O O O O X O O O
Equivalent time series O X O X O X O X O
Latin square designs O Xa O Xb O Xc O
O Xb O Xa O Xc O
R O Xc O Xb O Xa O
O Xa O Xc O Xb O
O Xb O Xc O Xa O
O Xc O Xa O Xb O
Solomon four-group design O X O
R O O
X O
O
Factorial designs X1 Z1 O
R X1 Z2 O
X2 Z1 O
X2 Z2 O
Note: Subscripts with letters indicate different treatment variables. Subscripts with numbers indicate different
categories of the same treatment variable, such as male or female for gender.

an experiment with three groups has an R (if


random assignment is used), followed by three INTERNAL AND EXTERNAL
rows of Os and Xs. The rows are on top of each VALIDITY
other because the pretest, treatment, and post- The Logic of Internal Validity
test occur in each group at about the same time.
Table 2 gives the notation for many standard Internal validity is when the independent vari-
experimental designs. able, and nothing else, influences the dependent

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EXPERIMENTAL RESEARCH

variable. Anything other than the indepen- You would have selection bias if participants
dent variables influencing the dependent vari- assigned to one group are from rural areas with
able threatens internal validity. These are little traffic experience, and in the other grew up
confounding variables; they confound logic in large cities. You can often detect selection bias
of an experiment to exclude everything except by comparing pretest scores. If you see no group
the relationship between the variables in your differences in the pretest scores, selection bias is
hypothesis. They threaten your ability to say that probably not a problem.
the treatment was the true causal factor that pro-
duced a change in the dependent variable. They 2. History. This is when an event unrelated
come not from the natural relationship you are to the treatment occurs during the experiment
examining, but from the particular experimental and influences the dependent variable. History
arrangement by accident. For example, you clean effects are more likely in experiments that con-
a room before participants arrive for an experi- tinue over a long time. For example, halfway
ment on the emotional effects of going without through a two-week experiment to evaluate feel-
sleep, but the cleaning solution you used to wipe ings about pet dogs, a fire at a nearby dog kennel
down tables and chairs causes irritability in many kills and injures many young puppies, with news
people. Your results show increased irritability reports showing injured animals and many local
among people who had little sleep. However, it people crying over the incident.
is not because of sleep loss but an unintended 3. Maturation. This is the threat that a
side effect of your cleaning solution. You want biological, psychological, or emotional process
to eliminate anything that might influence the within participants other than the treatment
dependent variable other than the treatment. takes place during the experiment and influ-
To do this, you control experimental conditions ences the dependent variable. A maturation
with experimental designs. Next, we examine effect is more common in experiments over
major threats to internal validity. a long time. For example, during a day-long
experiment on reasoning ability, participants
Threats to Internal Validity become bored and sleepy and, as a result, score
lower. Another example is an experiment on the
The following are 12 threats to internal validity.8 styles of children’s play between grades 1 and 6.
Play styles are affected by physical, emotional,
1. Selection Bias. Selection bias can arise and maturation changes that occur as the chil-
when you have more than one group of partici- dren grow older, instead of or in addition to the
pants in an experiment. You want to compare effects of a treatment. Designs with a pretest
the groups, but they differ or do not form equiv- and control group help us determine whether
alent groups. It is a problem in designs without maturation or history effects are present because
random assignment. For example, you design both experimental and control groups will show
a two-group experiment on aggressiveness. If similar changes over time.
you do not use randomization or it is not effec-
tive, the treatment group could by chance differ. 4. Testing. Sometimes, the pretest measure
You may have 60 research participants who are itself affects an experiment. This testing effect
active in various campus activities. By chance threatens internal validity because more than the
your volunteers for the experimental group are treatment alone is affecting the dependent vari-
on football, rugby, hockey, and wrestling teams, able. The Solomon four-group design helps you
whereas volunteers in your control group are detect testing effects. For example, your pretest
musicians, chess club members, ballet dancers, measures how much participants know about
and painters. Another example is an experiment geology and geography. The treatment is a series
on the ability of people to dodge heavy traffic. of videos about geology and geography during

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EXPERIMENTAL RESEARCH

two days. If participants remember the pretest Because they are unusual, they do not respond
questions and this affects what they learned further in one direction. For example, you want
(i.e., paid attention to in the videos) or how they to see whether playing violent video games
answered questions on the posttest, a testing makes people more aggressive. Your partici-
effect is present. If testing effects occur, you can- pants are a group of convicts from a high-secu-
not say that the treatment alone affects the depen- rity prison. You give them a pretest, have them
dent variable. Both memory of the pretest and play 60 hours of extremely violent video games,
the treatment influenced the dependent variable. then administer a posttest. To your surprise,
there is no change. It could be that the convicts
5. Instrumentation. This threat is related to
began as extremely aggressive. They were so
stability reliability. It occurs when the instrument
aggressive that your treatment could not make
or dependent variable measure changes during the
them any more aggressive. By random chance
experiment. For example, in a weight-loss experi-
alone, some may even appear less aggressive
ment, the springs on the scale weaken during the
when measured in the posttest.9
experiment, giving lower readings in the posttest.
A second situation involves problems with
Another example is your treatment of showing a
the measurement instrument. If your measure
video but the equipment breaks down when try-
is such that most people score very high (at the
ing to show it to one group of participants.
ceiling) or very low (at the floor) on a variable,
6. Experimental mortality. Experimental random chance alone tends to create a change
mortality, or attrition, arises when some par- between the pretest and the posttest. For exam-
ticipants do not continue throughout the entire ple, you give 80 participants a simple math test,
experiment. Mortality means death, but it does and 77 get perfect scores. You give a treatment
not necessarily mean that they died. If many designed to improve math scores. Because so
participants leave partway through an experi- many already had perfect scores, random errors
ment, you cannot know whether the results could reduce the group average because the 77
would have been different had they stayed. For who got perfect scores can move in only one
example, you begin a weight-loss experiment direction—downward—and get answers wrong.
with 60 people. At the end of the program, 40 Only three participants could show improve-
remain, each of whom lost 5 pounds with no ment. As a result, the group average could be
side effects. The 20 who left could have differed lower in the posttest due to chance alone. You
from the 30 who stayed, changing the results. need to monitor the range of scores to detect
Maybe the program was effective for those who statistical regression.
left, and they withdrew after losing 25 pounds.
Or, the program made them sick and forced 8. Diffusion of Treatment or Contamina-
them to quit. Or, they saw no improvement tion. Diffusion of treatment is the threat that
so they dropped out. You need to notice and participants from different groups will com-
report the number of participants at all stages municate and learn about the other group’s
of an experiment to detect this threat. treatment. You can avoid it by isolating groups
or having them promise not to reveal anything
7. Statistical Regression. Not easy to grasp to other participants. For example, you have
intuitively, statistical regression is a problem of 80 participants who participate in a daylong
extreme values or a tendency for random errors experiment on ways to memorize words. You
to move group results toward the average. It can teach the treatment group a simple method,
occur in two ways. and tell the control group to use any technique
One situation is when participants are they want to use. During a break, participants
unusual with regard to the dependent variable. in the treatment group tell those in the control

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EXPERIMENTAL RESEARCH

group about the new method. After the break the treatment. It is double blind because both
control group particpants start using it too. You the participants and those in contact with them
might ask about possible diffusion in a postex- are blind to details of the experiment (see Fig-
periment interview with participants to reduce ure 4). For example, you want to see if a new
this threat. drug is effective. Using pills of three colors—
green, yellow, and pink—you put the new drug
9. Compensatory Behavior. Experiments
in the yellow pill, an old drug in the pink one,
that provide something of value to one group of
and make the green pill a placebo—(e.g., a
participants but not to another, and the differ-
sugar pill without any effects). Assistants who
ence becomes known, is compensatory behav-
give the pills and record the effects do not
ior. The inequality between groups may create a
know which color contains the new drug. They
desire to reduce differences, competitive rivalry
just administer the pills and record results by
between groups, or resentful demoralization.
color of pill. Only you know which colored
Such behavior can affect the dependent vari-
pill contains the drug and examine the results,
able in addition to the treatment. For example,
but you have no contact with the research par-
students in one school receive a treatment of
ticipants. The double-blind design is nearly
longer lunch breaks to produce gains in learn-
mandatory in medical research because experi-
ing. Once the inequality is known, stundents in
menter expectancy effects are well recognized.
a control group without long lunch breaks work
extra hard to learn and overcome the inequality. 11. Demand Characteristics. A threat to
Alternatively, the control group students could internal validity related to reactivity (discussed
become demoralized by the unequal treatment in the next section of this chapter) is a demand
and put less effort into learning. It is difficult characteristic. It is when participants pick up
to detect this threat unless you obtain outside clues about the hypothesis or an experiment’s
information (see the discussion of diffusion of purpose, then modify behavior to what they
treatment). believe the study demands of them (i.e., sup-
port the hypothesis). Participants often do this
10. Experimenter Expectancy. Experi-
to please the researcher. This is why you might
menter behavior might threaten internal valid-
use mild deception or create a cover story.
ity if the experimentor indirectly communicates
a desired outcome.10 Because of a strong belief 12. Placebo effect. The last type of threat
in the hypothesis, even the most honest experi- to internal validity is the placebo effect. A
menter might unintentionally communicate placebo is an empty or nonactive treatment,
desired findings. For example, you study partici- such as a “sugar pill” in medical research. The
pant reactions toward people with disabilities. effect occurs when you give some participants
You deeply believe that females are more sensi- a placebo but they respond as if they received
tive than males toward people with disabilities. the real treatment. For example, you create an
Through eye contact, tone of voice, pauses, nods experiment on ways to stop smoking among
of the head, and other nonverbal communica- heavy smokers. You give some participants a
tion, you unconsciously encourage your female pill with an antinicotine drug to reduce their
participants to report positive feelings toward nicotine dependence. You give other partici-
people with disabilities. For males, your nonver- pants a placebo (an empty pill). If participants
bal behavior is the opposite. who received the placebo also stop smoking,
The double-blind experiment controls for then merely participating in the experiment
experimenter expectancy. In it, the only peo- and taking something that they believed would
ple who have direct contact with participants help them quit smoking had an effect. The belief
do not know the details of the hypothesis or in the placebo alone affected the dependent

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