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Mechanisms of Drug Release From Advanced Drug Formulations Such As Polymeric-Based Drug-Delivery Systems and Lipid Nanoparticles
Mechanisms of Drug Release From Advanced Drug Formulations Such As Polymeric-Based Drug-Delivery Systems and Lipid Nanoparticles
REVIEW
Received: 30 January 2017 / Accepted: 6 March 2017 / Published online: 3 April 2017
© The Korean Society of Pharmaceutical Sciences and Technology 2017
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288 G.-H. Son et al.
Hydrophilic
drug
Nanocapsule Nanosphere
Liposome
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Mechanisms of drug release from advanced drug formulations such as polymeric-based… 289
be analyzed by the semiempirical Peppas model ( M t/ Drug‑release mechanisms of drug from lipid based
M∞ = ktn), where Mt and M∞ are the absolute accumula- nanocarriers
tions of drug released at time t and infinite time, respec-
tively, k is a constant, and n is the release index. This Recently, lipids have attracted a great deal of interest as
equation makes it possible to determine the release mech- carriers for water-insoluble drug delivery. The availabil-
anism (Hayashi et al. 2005; Korsmeyer et al. 1983; Pep- ity of useful lipid excipients capable of satisfying safety
pas et al. 2000; Ritger and Peppas 1987; Siepmann and aspects and having the ability to increase oral bioavail-
Peppas 2001). Swelling-controlled systems can achieve ability has contributed to the development of lipid-based
zero-order drug release, depending on the initial drug formulations. Lipid-based drug-delivery systems attract a
distribution of the system (Lee 1984) or polymer compo- lot of interest because of their ability to improve solubil-
sition (Kaity et al. 2013). ity and bioavailability of poorly water-soluble drugs (Pou-
ton 2006). Drug absorption from lipid-based formulations
depends on many factors including particle size, degree of
Degradation‑controlled release emulsification, rate of dispersion, and drug precipitation in
dispersion (Jannin et al. 2008; Pouton 2000, 2006). A lipid
Drug carriers composed of biodegradable polymers such carrier formulation strategy and a rational drug-delivery
as polyesters, polyamides, and polysaccharides release system should be selected appropriately for the lipid-based
the drug through enzymatic decomposition, which drug-delivery system to be successful (Dahan and Hoffman
degrades ester or amide bonds, or causes hydrolysis (Lee 2008).
et al. 2011; Prabaharan et al. 2009; Yoo and Park 2001).
A matrix composed of polymers such as polylactic-co-
glycolic acid (PLGA), polylactic acid (PLA), or polycap- Lipid based nanocarriers
rolactone (PCL) undergoes a degradation process, and
consequently the overall matrix is degraded simultane- Self‑micro emulsifying drug‑delivery systems
ously. By contrast, a matrix made from polymeric anhy- (SMEDDS)
drides or orthoesters typically erodes from the surface to
the center and then causes degradation of the polymer at SMEDDS are isotropic, transparent, and thermodynami-
a faster rate than water diffuses into the matrix (Burk- cally stable solutions containing oil, surfactant, and cosol-
ersroda et al. 2002; Middleton and Tipton 2000). How- vent/cosurfactant. SMEDDS are defined as systems capa-
ever, a small-sized matrix, such as those found in nano- ble of forming microemulsions of oil-in-water by simply
particles, has a very short diffusion length for water and a adding and gently agitating aqueous media such as gas-
limited crystallization zone. Polymer degradation contin- trointestinal (GI) fluids (Mahesh et al. 2001; Patel et al.
ues to accelerate with overall polymer degradation rather 2010). Microemulsion is characterized by small droplet
than only surface erosion (Lee and Chu 2008). Biode- size (about 200 nm) and wide interface. The drug is dis-
gradable polymer systems are preferred because they are solved in a droplet, and the large surface of the microemul-
degraded in the body. sion increases the absorption rate in the body. SMEDDS
not only promote solubilization of the drug but also have
an advantage in terms of releasing and absorbing the drug
pH‑controlled release (Craig et al. 1995; Farah and Denis 2001). Thus, if the
release rate of poorly water-soluble drugs acts as a key
The release of drugs from nanocarriers that respond to parameter for absorption, it is expected that SMEDDS will
stimuli is controlled by a stimulus such as temperature, improve the rate and extent of absorption, resulting in bet-
pH, ionic strength, ultrasound, electricity, or magnetic ter bioavailability (Gursoy and Benita 2004; Pouton 2000).
fields (Abouelmagd et al. 2014). Such carriers have been When SMEDDS are introduced by an oral route, emul-
studied for targeted specific drug delivery because it is sification occurs because of mixing with gastrointestinal
possible to localize stimulation. For example, nanocarri- fluids. Thus, the mixture of surfactant and oil containing
ers connected with pH-sensitive linkers using the weakly drugs is reconstituted to small-sized microemulsion drop-
acidic pH of many solid tumors have been developed lets. Figure 3 shows the various phases that will appear
as site-specific drug-delivery carriers (Min et al. 2010; when an aqueous medium is introduced into SMEDDS
Talelli et al. 2010). In heat-sensitive drug-delivery sys- (Rajput et al. 2012).
tems, drugs are released using the phase transition tem- The emulsified drug containing microemulsion drop-
perature of the heat-induced polymer (Chang et al. 2008; lets promotes bile secretion and is additionally emulsified
Li et al. 2011). by bile acid and bile salts. Figure 4 illustrates the process
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290 G.-H. Son et al.
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Mechanisms of drug release from advanced drug formulations such as polymeric-based… 291
in diameter, and the core of the solid lipid is stabilized by drug. In the cooling process of prepared oil-in-water type
surfactant and can solubilize lipid-soluble drugs and mate- nanoemulsions, the lower temperature of the aqueous phase
rials. One of the biggest challenges when studying lipid might reduce the solubility of drug. This means that the
nanoparticles is that burst release may occur in this system. drug is redistributed into the lipid. A schematic diagram of
A burst release phenomenon was observed in all encap- this process is shown in Fig. 6 (Muller et al. 2000). When
sulated drugs in tetracaine and etomidate SLNs prepared the lipid reaches a recrystallization temperature, the solid
by hot homogenization or cold homogenization methods, lipid core contains the drug. When the temperature of dis-
respectively (Schwarz 1995). By contrast, delayed release persion is lowered, the drug is redistributed to the lipid as
was obtained in the study of the incorporation of predni- the solubility of the drug in water is reduced. This is related
solone to SLN. These results confirm the suitability of the to the pressure exerted on the drug. Because the drug can
SLN system for long-term drug release. Importantly, it is no longer be present in the already crystallized lipid core,
possible to alter the drug-release profile by controlling the the drug is consequently concentrated on the surface of
lipid matrix, the concentration of the surfactant, and factors the SLN or the liquid outer layer. Thus, the extent of burst
involved in the production (e.g., temperature) of the lipid release can be controlled through the surfactant concentra-
nanoparticles, and the effect of particle size is negligible. tion or the temperature setting during preparation. Higher
In addition, manufacturing parameters such as surfactant temperature and surfactant concentration increase burst
concentration, temperature, and inherent characteristics of release, while production at room temperature does not
the lipid matrix are the greatest determinants of the drug- show any burst because it avoids the process of redistribu-
release profile from lipid nanoparticles. During nanopar- tion of the drug to the aqueous phase and subsequent redis-
ticle manufacturing processes involving high-temperature tribution to the lipid. SLN without burst release may be
homogenization techniques, the drug is distributed from a produced with a surfactant-free process. Based on Mehnert
liquid lipid phase to an aqueous phase. As the solubility of and Mader (2001), there are three drug encapsulation mod-
the drug increases in the aqueous phase, the amount of drug els in SLN; namely, a solid solution model, a core–shell
distributed to the aqueous phase will be greater. As temper- model, and a drug-enriched shell and core–shell model
ature and concentration of the surfactant increase, the drug (Fig. 6).
saturation solubility of the aqueous phase increases in a When lipid nanoparticles are prepared by cold homog-
system composed of water containing surfactant, lipid, and enization using no drug-solubilizing surfactant, the drug
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292 G.-H. Son et al.
Fig. 5 Liposome modified in miscellaneous ways and various models of release kinetics from liposomes. a cationic or stimuli-sensitive lipo-
some; b release kinetics; c PEGylated or targeted liposomes; d conventional liposomes
is evenly dispersed on a molecular basis in the lipid is formed and surrounded by a lipid shell (Muller et al.
matrix, and this SLN matrix is a solid solution. The 2000).
model in which the drug is abundant in the outer shell
is because of drug redistribution during the cooling pro- Nanostructured lipid carrier (NLC)
cess. A drug-enriched core is obtained when the drug is
precipitated before the lipid is recrystallized. This core is Unlike SLN, where the drug is encapsulated in solid lipids,
obtained only when the drug is dissolved in the lipid at NLC refers to a system that encapsulates the drug in a mix-
or near saturation solubility. Cooling of the nanoemulsion ture of solid lipid and liquid lipid. In NLC, drug solubili-
allows the drug to crystallize before crystallization of the zation capacity increases because of liquid oil; thus, this
lipid, and the molten lipid will be supersaturated with the system exhibits controlled release characteristics with the
drug. Additional cooling will lead to recrystallization of advantage of high drug loading. In particular, incomplete
the lipid surrounding the drug core as a membrane. This and amorphous types of NLCs provide more flexibility
lipid membrane will contain only drug content corre- to achieve a desired sustained release (Fig. 7). NLC with
sponding to drug saturation solubility at lipid recrystal- more imperfections in the crystal structure as compared to
lization temperature. This means that a drug-rich core SLNs are prepared using a blend of solid lipid and spatially
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Mechanisms of drug release from advanced drug formulations such as polymeric-based… 293
Fig. 6 Partitioning effects on drug during the production of SLN by a hot homogenization technique and three drug incorporation models [solid
solution model (left), drug-enriched shell models (middle) and lipid shell (right)]
Drug‑release mechanisms
Peppas model
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294 G.-H. Son et al.
Higuchi dissolution constant. Thus, Higuchi explained drug Two‑film theory mathematical model
release as a diffusion process based on Fick’s law (depend-
ing on the square root of time). In two-film theory mathematical models, interfacial
reactions and diffusion resistances are studied to evalu-
ate drug release and nanoparticle permeability from
First‑order release kinetics model
nanocrystals and liposomes. Small et al. (2012) used low-
frequency ultrasound (LFUS) to perturb the membrane.
The first-order kinetics model is expressed by the following
Liposomes were prepared from POPC (1-palmitoyl-2-ole-
equation: log C = log C 0 – k t/2.303. C0 is the initial drug
oyl-sn-glycero-3-phosphocholine), dipalmitoylphosphati-
concentration, K is the first-order rate constant, and t is the
dylcholine (DPPC), and cholesterol. Calcein release from
time. The release data are shown as the cumulative log per-
large unilamellar vesicles (LUV) was monitored after
centage of remaining drug versus time and a straight line
LFUS (20 kHz) exposure following the two-film theo-
with a slope of K/2.303 (Dash et al. 2010, England et al.
retical mathematical model. Interestingly, the increased
2015). Three parameter models for liposomes have been
DPPC content increased permeability in response to
reported, which include reversible drug-delivery interac-
LFUS, while the permeability decreased when the molar
tions and first-order release kinetics. This model is simple
fraction of POPC and cholesterol increased.
and can be adapted to a wide range of nanocarriers using
different model parameters (Zeng et al. 2011).
Biomembrane model
Zero‑order release kinetics model
Biomembrane models simulate natural cell membranes
Slow drug release according to zero-order release kinetics because of similar lipid arrays (Sarpietro et al. 2013).
uses the following equation: Interactions between physiologically active compounds
and lipids have been studied using differential scanning
Dt = D0 + k0 t
calorimetry for a variety of purposes including drug
where Dt is the amount of drug dissolved at time t, D0 is the release from lipid vesicles to biomembrane models. The
initial drug amount in the solution, and k0 is the zero-order interaction between physiologically active substances and
release rate constant (Dash et al. 2010). In the zero-order biological membranes was observed using heat effect. In
release kinetics model, the drug-release data are expressed addition, various parameters (pH, swelling, and cross-
as the cumulative amount of released drug versus time. linking characteristics, etc.) have been found to influence
This release model can be useful for transdermal, oph- the release kinetics of bioactive molecules during DSC
thalmic, and poorly soluble drug delivery. The zero-order analysis (Sarpietro and Castelli 2011).
release pattern is ideal for slow and delayed drug delivery
such as antibiotics, antidepressants, blood pressure regula-
tors, analgesics, and anticancer drugs (Knepp et al. 1987; Toroidal model
Fattal et al. 1991).
For a liposome, the toroidal model has been well stud-
Weibull release model ied in peptide release (Torchilin and Lukyanov 2003).
For example, delta-lysin causes concentration gradient
The Weibull release rate model is an empirical model outflow of entrapped materials in phosphatidylcholine
widely used for both immediate and sustained drug-release (PC) vesicles. When fluorescence energy change was
patterns. Factors affecting overall drug release including used to study efflux effects and peptide-induced lipid flip-
effective surface area only depend on mass. This model is flops, peptide transitions across bilayers were observed
expressed as: with instantaneous agitation in the membrane. Sobko
et al. (2010) reported that the addition of the colicin E1
dw D channel-forming domain to liposomes results in a lipid
= CskMk� tp
dt h membrane penetration spread (flip-flop) with simultane-
where kM = S, and k′tp = X. ous release of fluorescent dye in the liposome. Colicin
Wei et al. (2014) developed a liposome containing bai- reflects the formation of a large pore that can induce the
calin to increase its oral bioavailability. This liposome release of colicin in liposomes and can be formed by the
showed delayed release according to the Weibull release head moiety of lipid molecules (Sobko et al. 2010).
rate model. In vivo studies have shown that oral bioavail-
ability increased threefold.
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Mechanisms of drug release from advanced drug formulations such as polymeric-based… 295
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