Professional Documents
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Personality and Disease Scientific Proof Vs Wishful Thinking Johansen All Chapter
Personality and Disease Scientific Proof Vs Wishful Thinking Johansen All Chapter
Personality and Disease Scientific Proof Vs Wishful Thinking Johansen All Chapter
PERSONALITY
AND DISEASE
Scientific Proof vs.
Wishful Thinking
Edited by
CHRISTOFFER JOHANSEN
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Notices
Knowledge and best practice in this field are constantly changing. As new research and experience
broaden our understanding, changes in research methods, professional practices, or medical treatment
may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating
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contained in the material herein.
ISBN: 978-0-12-805300-3
List of Contributors ix
About the Editor xi
Prefacexiii
v
vi Contents
Physical Activity 37
Diet Preferences 39
Mechanisms Explaining the Association Between Personality
and Health Behaviors 40
Conclusion41
References45
Discussion106
Personality Changes as a Direct Result of the Disease 106
Personality Changes as a Risk Factor for the Development of Dementia 106
Methodological Limitations of Personality Research in Dementia 107
Conclusion107
References108
Index247
LIST OF CONTRIBUTORS
G. David Batty
Department of Epidemiology and Public Health, University College London, London,
United Kingdom
Per Bech
Psychiatric Research Unit, Mental Health Centre North Zealand, University of
Copenhagen, Hillerød, Denmark
Pernille E. Bidstrup
Cancer Survivorship Unit, Danish Cancer Society Research Center, Copenhagen,
Denmark
Roderick D. Buchanan
History and Philosophy of Science Program, School of Historical and Philosophical
Studies, University of Melbourne, Melbourne,VIC, Australia
Helen Cheng
Department of Psychology, University College London, London, United Kingdom; ESRC
Centre for Learning and Life Chances in Knowledge Economies and Societies, Institute of
Education, University College London, London, United Kingdom
Jesper Dammeyer
Department of Psychology, University of Copenhagen, Copenhagen, Denmark
Jaime Derringer
Assistant Professor of Psychology, University of Illinois at Urbana-Champaign, Champaign,
IL, United States
Adrian Furnham
Department of Psychology, University College London, London, United Kingdom;
Norwegian Business School, Olso, Norway
Christian Hakulinen
Department of Psychology and Logopedics, University of Helsinki, Helsinki, Finland
Nick Haslam
Melbourne School of Psychological Sciences, University of Melbourne, Melbourne,VIC,
Australia
Bertus F. Jeronimus
University of Groningen, Department of Developmental Psychology, Groningen, The
Netherlands; University of Groningen, University Medical Center Groningen, Department
of Psychiatry, Interdisciplinary Center Psychopathology and Emotion regulation (ICPE),
Groningen, The Netherlands
Christoffer Johansen
Oncology Clinic, Finsen Center, Rigshospitalet, Copenhagen, Denmark; The Danish
Cancer Society Research Center, Copenhagen, Denmark
ix
x List of Contributors
Lena Johansson
Neuropsychiatric Epidemiology Unit, Sahlgrenska Academy, Centre for Ageing and Health
(AgeCap) at the University of Gothenburg, Gothenburg, Sweden
Markus Jokela
Department of Psychology and Logopedics, University of Helsinki, Helsinki, Finland
Mika Kivimäki
Department of Epidemiology and Public Health, University College London, London,
United Kingdom; Clinicum, Faculty of Medicine, University of Helsinki, Helsinki, Finland
Marcus Mund
Friedrich-Schiller-Universität Jena, Department of Personality Psychology and
Psychological Assessment Germany, Jena, Germany
Franz J. Neyer
Friedrich-Schiller-Universität Jena, Department of Personality Psychology and
Psychological Assessment Germany, Jena, Germany
Wade Pickren
Center for Faculty Excellence, Ithaca College, Ithaca, NY, United States
Maria D. Ramirez Loyola
Psychological Sciences and the Health Sciences Research Institute, University of
California, Merced, CA, United States
Lianne M. Reus
Department of Neurology and Alzheimer Centre,VU University Medical Centre,
Amsterdam, The Netherlands
Anna Song
Psychological Sciences and the Health Sciences Research Institute, University of
California, Merced, CA, United States
Ivalu K. Sørensen
National Institute of Public Health, University of Southern Denmark, Copenhagen,
Denmark
Pieter J. Visser
Department of Neurology and Alzheimer Centre,VU University Medical Centre,
Amsterdam, The Netherlands; Department of Psychiatry, Maastricht University, Maastricht,
The Netherlands
Deborah J. Wiebe
Psychological Sciences and the Health Sciences Research Institute, University of
California, Merced, CA, United States
Emil Wolsk
Department of Cardiology, Rigshospitalet, Copenhagen, Denmark
Ingo Zettler
Department of Psychology, University of Copenhagen, Copenhagen, Denmark
ABOUT THE EDITOR
xi
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PREFACE
It took a long time to get to this idea—that it was reasonable and worth-
while to organize an anthology considering the empirical basis for under-
standing how personality as a concept and a measurable phenomenon, or
maybe only traits of this concept, is associated with various health out-
comes. I was driven by my own research results, which frankly speaking
were far from what I expected, and by a phone call from San Diego,
California, USA. Nikki Levy from Elsevier called me and asked if I was
willing to organize and edit an anthology on the concept. I was in a restau-
rant in Copenhagen with a colleague and at first interpreted the call as a
joke. After a while I realized that it was genuine, and I was quite happy that
a publishing company so far from Copenhagen had chosen me.This cannot
be a hidden truth, I was in fact honored.
Some 25 years ago I was passing by a distinguished colleague in the long
corridors of the old Danish Cancer Register, when he asked me if it was
not true that I was interested in psychology and cancer. We were standing
in an area where, in former times, a circus had its winter quarters; the floor
was square, shaped with Italian piazza stones, and the roof was dome shaped,
ensuring that the artists could rehearse their breathtaking tricks. I looked at
him curiously, because I did not really understand his question; I was almost
isolated at the Register, being the only scientist investigating coping, which
was at that time a new concept in psychological phenomena, in colorectal
cancer patients. The entire institution was occupied at the time with classi-
cal cancer epidemiologists researching risk factors for various cancers by
either applying the new case–control concept or establishing large cohorts
of healthy citizens to investigate diet, physical activity, sexual viruses, and
occupational and environmental risk factors. I was somehow on the side-
lines, carrying out a cross-sectional study looking at the association between
coping and social factors, or at least that was my understanding of the study
at that time. I must have had one big question mark on my face because this
person, Professor Jørgen H. Olsen, who later became my supervisor and the
Director of the Danish Cancer Society Research Center (2011–17), took
the pile of papers he had in his hands and put them away on a table. He then
took off his coat and his black scarf and, while wiping his glasses, explained
to me how a paper that he had just had accepted for publication in the
xiii
xiv Preface
New England Journal of Cancer (Olsen, Boice, Seersholm, Bautz, & Fraumeni,
1995) contained a dataset that I could potentially use for a study in my field
of psychology. This dataset was constructed based on information on all
childhood cancer patients in the Nordic countries. By linking the personal
identification number (PIN; a unique person identifier) of each child to the
PIN of his or her parents, it was possible to discover if the parents of child-
hood cancer patients had an increased risk for cancer themselves, thereby
pointing to a potential genetic causation, if such an increased risk was pres-
ent. The results did not indicate any excess risk among those parents of
leukemia, lymphoma, or brain tumor children other than the well-known
associations within rare cancer types. The idea that my colleague was dis-
cussing came from the ongoing debate about stress. Would it be possible to
discover if any of these parents had a higher risk of cancer related to the
stress of being a parent to a cancer child, and what about mortality in these
parents if the child died? Would we find an excess death rate or would
everything be as expected? The research question was interesting and
showed that a quite complicated and often discussed topic such as stress
could be boiled down to exposure to a major life event. I had never been in
this research area before, but suddenly found myself deeply involved in an
ongoing controversy between people who defended the position that the
mind causes cancer and those who defended the standpoint that it was the
methodology by which the research question was investigated that deter-
mined the outcome of each study.
I compiled the Danish part of this large dataset and identified more than
11,000 parents who had experienced a child with cancer. At that time, it
was considered a privilege to have access to nationwide and population-
based incidence rates of cancer and we performed statistical analysis under
the assumption that a concept of comparing the observed rates with the
expected rates was sufficient to analyze such a large dataset, thinking that all
factors of interest had a random distribution. We looked at close to 50 years
of cancer incidence and observed that the rates of cancer overall, and when
broken down into various cancer sites, did not differ from what we expected
based on national cancer statistics and national census data of population
numbers in both genders and all age groups. I was surprised, and did not
know how to present this finding, as I was convinced that this severe expo-
sure to a parent, including the diagnostic period, treatment periods of up to
2 years of hospitalization involving the child and at least one parent, the
difficulties of getting the family and all its members to survive in any aspect
of the concept, and the ongoing fear of problems and recurrence if the child
Preface xv
survived, would show a clear association with an increased risk for cancer.
I did not know how to react properly, in a scientifically sound way, and was
further surprised when we discovered that even the death of the child,
which happened for thousands of those parents, did not increase the cancer
risk. To be more specific, we looked at each cancer type and found no
increase in the incidence rates of hormone-associated cancers, like breast
and prostate cancer, nor for immune system-associated cancers, like leuke-
mia or cervical cancer, or lifestyle cancers such as lung, bladder, or liver
cancer.The study included a mixture of young parents and parents who had
had their child diagnosed back in 1943, when the registration of cancer
patients began in Denmark, being the oldest cancer registry in the world
(Johansen & Olsen, 1997).
I discussed these findings with Professor Olsen and slowly accepted
that even my negative study, so to speak, had many positive aspects. Human
beings could cope with such enormous challenges without foreseeing an
increased risk for cancer. What a wonderful thought to come out with.
But what about dying; did the parents die from any other causes more
often than their gender- and age-comparable fellow citizens? That ques-
tion led me into a collaboration with a statistical artist, Mr. Svend Bang,
who showed me how it was possible to calculate, for the first time in
Denmark, cause-specific death rates. He worked in a small office charac-
terized by piles of papers and documents and satisfied a desire to smoke a
cigarette on the premises of the Danish Cancer Society, where it was for-
bidden to smoke, by holding his arm out of the window. His coffee cup
had an imprint of his lips and seemed to be an extension of his somatic
self. In addition to these characteristics he was a magician at constructing
programs in SAS, which could compute the most difficult of problems.
Later, he also developed the so-called primary cancer rates, which have a
deep meaning in relation to the science associated with studying the inci-
dence of and risks for cancer.
We found that more than 2000 parents had died, but had absolutely no
excess mortality for any type of death or for any cause of death. I was aston-
ished when it was shown that for some lifestyle-associated causes of death,
such as cardiovascular diseases, we observed a significantly reduced mortal-
ity, pointing to a “healthy parent effect,” a term we introduced but that was
never really accepted in the scientific community. It was a term by which
we could show how the communicable effect (not infectious but socially
speaking) of a cancer disease in one child could potentially change the
entire lifestyle of a family.
xvi Preface
and effect, the mind could not independently cause any cancer; it needed an
intermediate—the lifestyle. Therefore, we declared that the mind was not a
risk factor for cancer and, in addition, highlighted the methodological
aspects of this discussion as the science I organized slowly became more and
more sophisticated. Another example is our study on some 1300 survivors
from the German concentration camps confirming the link between life-
style and subsequent cancer disease (Olsen, Nielsen, Dalton, & Johansen,
2015).
The first time I presented these preliminary data was at the International
Psycho-Oncology Society Congress in Kobe, Japan, just after the earth-
quake in 1995, and I remember that I did not understand the full extent of
the greater significance of this first dataset in the area of mind and cancer.
I stayed at a large hotel and was invited by James Holland, a distinguished
professor in oncology from New York (actually James Holland together
with colleagues initiated some of the first trials of leukemia chemotherapy
treatment in cancer), to share a glass of whisky as he stated that my data were
the first solid data presented at this meeting. My insight was further increased
when the discussion about the validity and reliability of this first study took
off. It suddenly became a discussion not of the findings but of the method-
ological issues, which seemed much more important. What we showed was
that self-reported mind factors (“I have been exposed to stress” or “I have
been depressed”) were not useful because the recall of diseased individuals
was biased by the disease, e.g., a cancer patient tries to explain the cause of
his or her cancer by the risk factors typically discussed publicly as causing
this particular cancer. Studies relying on the subjects and asking them to
recall their exposures showed a positive association with cancer, whereas
studies conducted prospectively and using exposure information from a
source independent of the subject under study did not confirm the associa-
tion. As I stated earlier, it suddenly became a discussion of methodology as
the reason for the different viewpoints on the association of mind and can-
cer. In my mind, this is also true for the association of the mind, including
personality factors, and other health outcomes such as cardiovascular dis-
ease, asthma, allergies, diabetes, or neurological diseases.
This discussion has been carried forward into the entire concept of
psychology and survival of cancer or any other chronic or acute disease.
There is a culturally based belief that the mind may help us to survive, and
thus a healthy mind, positive thinking, and open-minded, cooperative per-
sonality fares better than a more closed, introverted personality. Two studies
from the mid-1980s appearing in The Lancet and Archives of Internal Medicine,
xviii Preface
scientific journals that most scientists would love to publish in, showed that
cancer patients randomized to either groups headed by a psychiatrist
(Spiegel, Bloom, Kraemer, & Gottheil, 1989) or groups undergoing psycho-
education (Fawzy et al., 1990), compared with a control condition, lived
longer.The reaction was like a tsunami, as a rush of studies, volunteers, vari-
ous forms of self-educated therapists, and money went into the psychologi-
cal oncology research area. I also had my first, aforementioned, grant based
on these two studies. This discussion is also relevant in relation to the per-
sonality as the “exposure” under study. How much influence we can assign
to the personality becomes the next question, and one could reasonably
argue that “exposure” has no interest if it results in no behavior. Behavior
seems to be the acting agent and thereby we can have a discussion of how
or if we should divide personality from behavior. I am not quite sure how
this dilemma should be solved.
In former times, my position was quite radical, seen from a method-
ological point of view. I would not be quoted for supporting the idea that
the mind causes disease, especially cancer, and I was surprised to learn that
a large community of scientists believed and supported the notion that can-
cer is a psychological disease, assuming that the mind can initiate or pro-
mote malformations at a genetic level, causing mutations in the genes of the
human cell. I have always had and still have problems with this position, and
do not find that the psycho/neuro/immunological literature has shown,
convincingly, that psychological or mind exposures can cause somatic
changes that have such severity that mutations may occur. On the other
hand, the topics chosen for this anthology illustrate that for some of these
health outcomes we do have data supporting the idea that the personality
may influence the risk for the disease.
In shaping an anthology, an editor should always consider how the vari-
ous subjects align, and I looked for distinguished scientists who had contrib-
uted to this field. It was difficult to recruit volunteers to write chapters for
some topics, as these areas have lost credibility as intellectual investments for
many academic institutions. They do not add to the H index and thus have
no interest. You will find chapters illustrating some basic aspects of the
entire field. Chapters of a more general nature, however, touch on personal-
ity as a phenomenon, and in another part of the anthology chapters review
and discuss the knowledge we have. I was raised as a scientist in the era of
environmental cancer epidemiology, which also was the basis for the
International Agency for Research in Cancer, the cancer research institution
Preface xix
under the World Health Organization. Here criteria were established for
causality, and if you apply these criteria to the chapters considering knowl-
edge about personality measures and the risk or prognosis of chronic dis-
eases, you may discuss the strength of the evidence. I have accepted the
interpretation of the contributors, but ask readers to make their own obser-
vations and reflections.
The anthology has a general section, and also a specific section in this
research area. I have chosen some subjects and have left others out. My
choice.
I asked a couple of colleagues from the Institute of Psychology at the
university to describe the concept of personality as such. I mean, does this
phenomenon exist or is it a construct, an abstraction constructed with the
purpose of understanding why one human being is different from another?
I don’t know, but I think the chapter by Professor Dammeyer and col-
leagues illustrates this basic aspect and gives some of the background
needed for entering this arena. Along this line, I identified Professor
Roderick from the University of Melbourne, who has written an amazing
book on the destiny of Professor Eysenck, probably the most influential
personality researcher of the past century. I think the chapter on the con-
cepts in a discussion related to our culture, values, and interpretation of
the world is of general interest. Then there is the issue of measuring, the
psychometrics of the personality. I could not think of someone more
skilled and knowledgeable in this area than Professor Bech from the
University of Copenhagen. Professor Bech has a long track record of
studying scales: what do we measure and how, and what are the pitfalls in
our search for a measure of personality. This chapter also touches on the
development of such scales. In all types of research investigating associa-
tions we search for the underlying mechanisms, and I was happy when
Professor Wiebe from the University of California agreed to take respon-
sibility for the chapter entitled “What Mechanisms Explain the Links
Between Personality Factors and Health.” The chapter illustrates various
ideas and explanations that are also part of our search for understanding
our observations. As you will read, behavior is probably a major factor
explaining the association between our personality and various health
outcomes. What, then, is a healthy personality, could be the next question.
To address this difficult aspect, I have had tremendous help from Professor
Schustack from California State University. Her chapter mirrors the topics
touched upon in the chapter by Professor Wiebe. To further highlight and
xx Preface
REFERENCES
Fawzy, F. I., Cousins, N., Fawzy, N. W., Kemeny, M. E., Elashoff, R., & Morton, D. (1990).
A structured psychiatric intervention for cancer patients. I. Changes over time in meth-
ods of coping and affective disturbance. Archives of General Psychiatry, 47, 720–725.
Johansen, C., & Olsen, J. H. (1997). Psychological stress, cancer incidence and mortality from
non-malignant diseases. British Journal of Cancer, 75, 144–148.
Olsen, J. H., Boice, J. D., Jr., Seersholm, N., Bautz, A., & Fraumeni, J. F., Jr. (1995). Cancer in
the parents of children with cancer. The New England Journal of Medicine, 333,
1594–1599.
Olsen, M. H., Nielsen, H., Dalton, S. O., & Johansen, C. (2015). Cancer incidence and mor-
tality among members of the Danish resistance movement deported to German concen-
tration camps: 65-Year follow-up. International Journal of Cancer, 136, 2476–2480.
Spiegel, D., Bloom, J. R., Kraemer, H. C., & Gottheil, E. (1989). Effect of psychosocial treat-
ment on survival of patients with metastatic breast cancer. Lancet, 2, 888–891.
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CHAPTER 1
among 1035 elderly people in Edinburgh, who completed a Big Five per-
sonality questionnaire. The study found a 28% lower rate of all causes of
mortality for each standard deviation increase in their Openness to
Experience score.
Conscientiousness: People high in Conscientiousness are typically disci-
plined, organized, and responsible and might even be perceived as obsessive
and stubborn in some (extreme) cases. In contrast, people low in
Conscientiousness are rather flexible and spontaneous but might also be
perceived as untidy and unreliable. There is increasing empirical evidence
that low levels in Conscientiousness are linked to negative health behaviors
such as drinking, smoking, or lack of exercising (e.g., Friedman et al., 1993;
Hampson, Goldberg, Vogt, & Dubanoski, 2007), as well as negative health-
related outcomes such as diabetes, hypertension, urinary problems, stroke,
and even earlier mortality (e.g., Bogg & Roberts, 2004; Löckenhoff, Sutin,
Ferrucci, & Costa, 2008; Taylor et al., 2009; Terracciano, Löckenhoff,
Zonderman, Ferrucci, & Costa, 2008; Wilson, Schneider, Arnold, Bienias, &
Bennett, 2007). For instance, Löckenhoff et al., (2008) examined the asso-
ciation between the Big Five traits and subjective ratings of mental and
physical health in two US samples of older adults (n = 393 and n = 648).
Overall, high scores on Conscientiousness were modestly but positively
associated with high self-rated health (correlations overall between 0.10 and
0.20). Broadly speaking, the main explanation for this is that people low in
Conscientiousness are not so good at planning, sticking to plans, and, gener-
ally, having self-control, so that they tend to ignore potentially negative
consequences of their behavior in the long run.
Extraversion: People high in Extraversion are typically more outgoing,
show more energy, show positive emotions, and are more social and talk-
ative than people who score low in Extraversion. Those being high in
Extraversion are often perceived as attention-seeking, while those being
low in Extraversion are often perceived as reserved and reflective. Research
has indicated that Extraversion is positively linked to health. Indeed, people
high in Extraversion report better mental health and subjective well-being
(Steel et al., 2008), also in terms of lower symptoms of depression (Jylha &
Isometsa, 2006). For example, in a study by Jylha and Isometsa (2006), 441
randomly selected Finnish individuals between 20 and 70 years completed
questionnaires assessing personality traits, depression and anxiety, respec-
tively. In this study, scores on Extraversion correlated negatively and moder-
ately with symptoms of depression (0.47) and anxiety (0.36) and weakly
with self-reported lifetime mental disorder (0.17) and use of health-care
6 Personality and Disease
diseases, and ultimately mortality (e.g., Roberts, Kuncel, Shiner, Caspi, &
Goldberg, 2007). Concerning the other traits, Extraversion has often been
found to be positively related to variables in the realm of well-being, while
findings for Agreeableness and Openness are more specific and less strong
overall.
1 Besides these general changes (e.g., reflecting that most people show higher levels in
Conscientiousness in later adulthood as compared with early adulthood) some people
do also show some substantial individual trait-level changes (e.g., some people might
be among those with the lowest levels in Conscientiousness in early adulthood but
among those with the highest levels in Conscientiousness in adulthood). However,
these individual-level trait changes will not be discussed further here.
Links Between Personality and Health 9
Gender
In most western countries, the average life expectancy of women is higher
than that of men. For instance, men are nearly twice as likely to die from a
heart disease before the age of 65 and three times more likely to die from
violence compared with women. In contrast, and perhaps surprisingly, men
self-report better health, they have less frequently contact with medical
health services, and they experience less acute illness than women (Reddy,
Fleming, & Adesso, 1992, pp. 3–33). Overall, gender is an individual differ-
ence construct with clear links to health-related behaviors and health (e.g.,
Powell-Griner, Anderson, & Murphy, 1997). Several biological, psychologi-
cal, and cultural reasons have been discussed in this regard. One example of
10 Personality and Disease
Mental Abilities
Similarly to gender, links between mental abilities and health have been
found consistently. Indeed, intelligence test scores (IQ) in childhood have
been found to predict differences in adult mortality, including, for instance,
deaths from cancers and cardiovascular diseases, even after statistically con-
trolling for socioeconomic variables (Gottfredson & Deary, 2004). A large-
scale epidemiological study in Australia found that, while controlling for a
large number of other psychological and demographic variables, each addi-
tional IQ point was linked to a 1% decrease in the risk of early death
(O’Toole & Stankov, 1992).
One explanation why intelligence is linked to health is that high skills in
abstract thinking, learning, problem-solving, or reasoning (i.e., aspects of
mental abilities) are useful in relation to health self-care. High mental ability
is helpful in recognizing risk behavior. It leads to responses in a timely man-
ner, it limits damages, and it modifies behavior and environments in order to
prevent health problems (Gottfredson & Deary, 2004). For instance, people
with a high IQ are better at finding and understanding information about
the risks from smoking, at planning and arranging the avoidance of smoking
or ceasing to smoke, and if ill, knowing how to access and follow a treatment
program. Another example is diabetes. For instance, Taylor, Frier, Gold, and
Deary (2003) found that intelligence measured at the time of diagnosis cor-
relates with diabetes knowledge measured one year later (Taylor et al., 2003).
Similarly,Williams, Baker, Parker, and Nurss (1998) found that many patients
with low academic skills and diabetes were less likely to understand funda-
mental symptoms and how to control and take care of the diabetes.
Emotional Intelligence
Another individual difference factor, which has been received attention in
recent research, is emotional intelligence (EI). EI is defined as the ability to
recognize and discern own and other people’s emotions and to use emo-
tional information to guide thinking and behavior. High EI is associated
with outcomes such as better social and personal relationships. More spe-
cifically, intrapersonal aspects of EI, such as mood regulation, are associated
with, for instance, higher levels of life satisfaction and lower levels of depres-
sion (Austin, Saklofske, & Egan, 2004). Thus, EI appears to be an important
Links Between Personality and Health 11
factor for health outcomes. However, in the study by Austin et al. (2004)
among 500 Canadians and 204 Scottish participants, it was found that qual-
ity of social network, life satisfaction, alcohol consumption, number of doc-
tor consultations, and health status were more strongly related to personality
traits than EI. Conversely, EI was more strongly associated with social net-
work size than were personality traits.This finding is in line with a criticism
of EI, claiming that EI adds little or nothing to the prediction of general life
outcomes (Landy, 2005). Finally, it should be noted that others have intro-
duced different conceptualizations of EI, e.g., as a blend of personality char-
acteristics or as a competence.
Motivation
“Motivation” is an umbrella term covering a number of more specific fac-
tors. One of these is self-efficacy, which is the extent or strength of one’s
belief in one’s own ability to complete tasks and to reach goals (Bandura,
1977). Self-efficacy has been found to be important for change and main-
taining positive health behavior, thus preventing diseases, and in the case of
a disease occurring, the likelihood of adhering to a treatment program
(Schwarzer & Fuchs, 1995). For instance, perceived self-efficacy level has
been reported to predict outcomes of a controlled-drinking program
(Sitharthan & Kavanagh, 1990) and in general to be a powerful resource in
coping with stress (Lazarus & Folkman, 1987). Another example is that lev-
els of self-efficacy beliefs are associated with physical exercise and maintain-
ing the exercise for an extended time. In a study by McAuley (1993), for
instance, 82 middle-aged participants completed a five-month exercise pro-
gram, as well as physiological and self-efficacy assessments. Five months after
completion of the program, the researchers interviewed the participants
about their exercise participation over the preceding week. Self-efficacy
significantly predicted exercise behavior at follow-up when controlling for
biological and behavioral factors.
SUMMING-UP
Personality traits can be defined as relatively stable behavioral, emotional, and
cognitive characteristics of an individual. Health can similarly be character-
ized by behaviors (abilities to work and activities of daily living), cognitions,
and emotions (subjective thinking and feeling of being “fit” and “full of
energy”; Morrison & Bennett, 2006). Therefore, links between personality
traits and health as found in recent empirical research are not surprising.
This chapter has sketched some theories or models of personality
and has especially aimed to provide a broad introduction to the currently
most supported links between basic personality characteristics and health
factors. However, research has just begun to understand the complexity of
mechanisms involved in the associations between personality factors and
health (e.g., Hampson, 2012; Hill & Roberts, 2011; Hill, Turiano, Hurd,
Mroczek, & Roberts, 2011). Generally, the empirical support for recent
personality theories/models, as well as for some links between personality
factors and health, seems promising for the future. The former dominance
of religious and nonempirically based theories has been decreased in many
societies at large. In the future, research will probably aim to combine dif-
ferent scientific and methodological approaches in order to build a broader
fundamental understanding of the links between personality and health.
One current example is the increasing empirical research in so-called “alter-
native medical practices” such as yoga, meditation, and healing.
Links Between Personality and Health 13
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CHAPTER 2
INTRODUCTION
In his book on Freud as the inventor of the modern mind, Kramer (2006)
refers to “ego traits” as the phenomenological aspect of “ego strengths,”
covering the elements of the different temperaments (melancholic, san-
guine, choleric, phlegmatic). Freud’s “neuroticism” as a personality trait
overlaps, according to Kramer, with depressive disorder by including com-
ponents of self-doubt, anxiety, or other negative emotions.
In the field of psychology, the term personality is considered as a more or
less static pattern covering thinking, emotions, and behavior. According to
Lazarus (1971), we speak of personality structures in the same way as when
we say that a person is more or less intelligent.When measuring personality
we are, again according to Lazarus (1971), referring to a quantitative dimen-
sion in the same way as we consider intelligence to be a psychological trait.
In clinical psychiatry we have the term personality disorders, which we
describe qualitatively as types rather than traits. Feighner et al. (1972) intro-
duced the typological use of algorithms in psychiatric research and used
Antisocial Personality Disorder (ASPD) as an example. The ASPD was
defined as a chronic disorder requiring a minimum of five out of nine mani-
festations to be definitely present. In diagnostic and statistical manual of
mental disorders. Fifth edition (DSM-5) (American Psychiatric Association,
2013) personality disorders are still considered as being derived from cate-
gorical algorithms. However, in the DSM-5 the five-factor model (Costa &
Widiger, 2001) is included as an alternative proposal. This five-factor model
lists five personality traits or factors, namely (1) neuroticism, (2) extraver-
sion, (3) openness, (4) agreeableness, and (5) conscientiousness. The DSM-5
decision to officially delete personality dimensions when describing per-
sonality disorders is based on the fact that we have no acceptable sharp
cutoff between personality traits and personality disorders.
Among the five personality traits identified by the five-factor model, the
traits of neuroticism and extraversion are the most distinct and best studied
Personality and Disease
ISBN 978-0-12-805300-3 © 2018 Elsevier Inc.
https://doi.org/10.1016/B978-0-12-805300-3.00002-5 All rights reserved. 17
18 Personality and Disease
PSYCHOMETRICS
The emergence of psychometrics is ascribed to Wilhelm Wundt (1820–1920)
who is regarded as the first experimental psychologist (Bech, 2012). He
founded the psychological laboratory at the University of Leipzig in 1879.
Actually, Wundt’s work was based on Fechner’s Law (Fechner, 1860), which
showed a mathematical relationship between psychological experience and
physical stimulus. Thus the psychological sensation increases as a logarithm
of the physical stimulus value. In Wundt’s laboratory, Emil Kraepelin (1856–
1926) was one of the first scientists to measure symptoms by rating scales in
order to identify the shared phenomenology of schizophrenia versus manic-
depressive disorder. Also in Wundt’s laboratory, another scientist, Charles
Spearman (1863–1945) developed factor analysis (Spearman, 1904) based on
the statistical model of correlation coefficients. Using factor analysis,
Spearman (1927) identified a general factor of intelligence.
Unfortunately, Fechner’s law about a logarithmic relationship between
mental and biological phenomena, and especially Spearman’s factor analysis
was seen as giving a Platonistic, ideal, mathematical structure of personality
traits, and as not corresponding to daily clinical reality (Bech, 2012).
The use of mathematical methods in clinical psychiatry only possesses
clinical validity when referring to the daily clinical reality. It was the work
of Alfred Binet (1857–1911) on the measurement of intelligence that had
clinical significance because Binet (Binet & Simon, 1905) used experienced
school teachers as an index of validity and not mathematical correlation
coefficients when developing his intelligence tests (Bech, 2012).
Throughout the history of measuring personality we have the dilemma
of on the one hand the use of factor analysis for construct validity of a scale
and on the other hand the use of criterion-related validity with reference to
experienced clinicians.
In this situation the psychometric view of intelligence put forth by Kline
(1991) is worth considering. At the end of his monograph on intelligence,
Kline (1991) admits that the concept of intelligence was in use long before
Wundt established his psychological laboratory, but that the attempt to measure
it with mathematical methods was not a redundant abstraction as mathematics
gives a more precise and exact description than ordinary clinical language.
How to Measure the Personality 19
NEUROTICISM
(3) Does your mood oen go up and down?
(7) Do you ever feel ‘just miserable’ for no reason?
(15) Are you an irritable person?
(19) Are your feelings easily hurt?
(23) Do you oen feel ‘fed-up’?
(27) Are you oen troubled about feelings of guilt?
(31) Would you call yourself a nervous person?
(34) Are you a worrier?
(41) Would you call yourself tense or ‘highly-strung’?
(66) Do you worry a lot about your looks?
(75) Do you suffer from ‘nerves’?
(77) Do you oen feel lonely?
INTROVERSION EXTRAVERSION
(22) Would you take drugs which may have strange or dangerous effects?
(43) Do you think marriage is old-fashioned and should be done away with?
(67) Do you think people spend too much me safeguarding their future
with savings and insurances?
(83) Would you like other people to be afraid of you?
other personality dimensions were examined, but only the Eysenck neu-
roticism scale proved to be significantly associated with the experienced
psychiatrist’s judgment.
The psychometric scalability of the Eysenck neuroticism scale was eval-
uated by use of the Mokken’s nonparametric IRT model (Bech, Kessing, &
Bukh, 2016). In total 185 patients with first-episode depression evaluated
∼5 months after discharge from hospital were examined. The coefficient of
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For the peace that is from above....
For the peace of the whole world....
For this holy temple, and for them that with faith....
That this oil may be blessed by the might, and operation, and
descent of the Holy Ghost, let us pray to the Lord.
For the servant of God, name, and for his visitation by God, and
for the coming upon him of the grace of the Holy Ghost, let us pray
to the Lord.
For his deliverance and ours from every affliction, passion, and
want.
Help us, save us, have mercy on us, and keep us, O God....
Commemorating our most holy, most pure....
Then the first of the priests saith the prayer of oil over the cruet.
Note. Be it known that in the great church they pour wine instead
of water into the cruet of prayer-unction.
Let us pray to the Lord.
Lord, have mercy.
O Lord, who, through thy mercy and compassions, healest the
infirmities of our souls and bodies; do thou thyself, O Master, sanctify
this oil, that it may be to them that are anointed therewith for healing,
and for the removal of every passion, of defilement of flesh and
spirit, and of every ill, and that thereby may be glorified thy holy
name, of the Father, and of the Son, and of the Holy Ghost, now and
ever, and to ages of ages. Amen.
And the other priests likewise read this prayer, but quietly to
themselves.
And while the prayer is being said by the priests, they sing these
troparia.
Tone iv.
Thou that alone art quick to help, O Christ, make manifest from on
high a speedy visitation to thine ailing servant: deliver him from
sicknesses and bitter pains, and raise him up, that, without ceasing,
he may praise and glorify thee, through the God-bearing one’s
entreaties, O thou sole lover of mankind.
With blinded spiritual eyes to thee, O Christ, I come, as he that
from his birth was blind; and penitentially to thee I cry, Be merciful to
us, thou that alone the good physician art.
Tone iii.
My soul, that, Lord, by every kind of sin and unbecoming deeds is
paralys’d, O by thy godlike intervention do thou raise, as thou of old
a paralytic didst upraise, that I, being sav’d, may cry to thee, Give
healing unto me, O Christ compassionate.
Tone ii.
O just one, as the Lord’s disciple, thou the gospel didst receive; as
martyr, dost possess that which unwritten is; a daring, as God’s
brother, hast; as hierarch, hast to pray: do thou beseech Christ God
to save our souls.
Tone iv.
The Father’s sole-begotten, who is God the Word, in latter days
hath come to us, O James divine, declaring thee first pastor and
instructor of them that of Jerusalem were; a faithful steward too of
ghostly mysteries. Therefore, apostle, we all reverence thee.
Tone iii.
To them of Myra, saint, thou didst appear a hierurgist; for Christ’s
evangel, thou, O venerated one, fulfilling, didst for thy people yield
thy soul, and save the innocent from death. For this cause art thou
sanctified as a great mystic of the grace of God.
The same tone.
O pain-enduring one, that overcame the heathen, in dangers hath
the world thee found a champion great. Therefore, as thou didst
humble Lyev’s pride, and in the strife make Nestor brave, so, saint
Demetrius, pray Christ God to give great mercy unto us.
The same tone.
Thou holy pain-enduring one, physician too, O Pantelimon,
mediate with God the merciful, that he may grant our souls remission
of iniquities.
Tone viii.
Ye saints that were unmercenary and wonders wrought, make
visitation in our weaknesses. Freely ye have receiv’d: O freely give
to us.
Tone ii.
Who can narrate thy mightiness, O virgin one? for thou dost
wonders gush, and pourest cures, and prayest for our souls, O thou
divine and friend of Christ.
Warm advocate and assailless wall, the spring of mercy and the
world’s defence, to thee unceasingly we cry, God-bearing Queen,
prevent thou us, and us from dangers free, thou that alone art quick
to intercede.
Deacon. Let us attend.
The first priest. Peace to all.
Choir. And to thy spirit.
Deacon. Wisdom, let us attend.
Reader, the prokimenon, tone i.
Let thy mercy, O Lord, come upon us like as we have put our trust
in thee.
Verse.
Rejoice, O ye righteous, in the Lord, for praise becometh the
upright.
The epistle.
The lection of the catholic message of James.
And be it known that the epistle is read by the deacon, section lvii,
Brethren, take for an example.... ending, availeth much.[15]
The first priest. Peace to thee. Alleluia.
Tone viii. Verse. I will sing unto thee of mercy and judgment, O
Lord.
The gospel from Luke, section liii.
At that time, a certain lawyer.... ending, do thou likewise.[16]
Then, Have mercy upon us, O God, according to thy great mercy,
we pray thee, hear and have mercy.
Lord, have mercy, thrice.
Furthermore let us pray for mercy, life, peace, health, salvation,
visitation, and forgiveness of sins for the servant of God, name.
Lord, have mercy, thrice.
That to him may be remitted every iniquity, voluntary and
involuntary, let us pray to the Lord.
Lord, have mercy, thrice.
And the exclamation.
For a merciful and man-loving God thou art, and to thee we
ascribe glory, to the Father, and to the Son, and to the Holy Ghost,
now and ever, and to ages of ages. Amen.
Deacon. Let us pray to the Lord.
Lord have mercy.
Priest, the prayer.
O thou that art unbeginning, eternal, and in the holy of holies, who
didst send down thine only-begotten Son, who healeth every infirmity
and every wound of our souls and bodies; do thou send down thy
Holy Ghost, and sanctify this oil, and let it be unto thine anointed
servant, name, for a perfect deliverance from his sins, and for the
inheritance of the kingdom of heaven.
Be it known that some say this prayer only thus far, with the
exclamation,
For it is thine to have mercy.....
But others say even unto the end,
For thou art God great and wonderful, who keepest thy testament
and thy mercy unto them that love thee, granting deliverance from
sins through thy holy child, Jesus Christ, who regenerateth us from
sin, enlighteneth the blind, setteth up them that are cast down, loveth
the righteous, and is merciful to sinners, who hath called us out of
darkness and the shadow of death, saying unto them that are in
bonds, Come forth, and to them that are in darkness, Be ye unveiled.
For he hath shined in our hearts the light of the knowledge of his
countenance, in that for our sake he was made manifest upon earth,
and dwelt among men; and to them that accepted thee gave he
power to become the children of God; and hath bestowed upon us a
sonship through the laver of regeneration, and made us to have no
participation in the domination of the devil. For thou wast not pleased
that we should be cleansed through blood, but hast given, through
holy oil, an image of his cross, that we may be a flock of Christ, a
royal priesthood, a holy nation, cleansing us by water, and
sanctifying us by thy holy spirit. Do thou thyself, O Master Lord, give
grace unto us in this thy service, as thou didst give unto Moses, thine
accepted, and unto Samuel, thy beloved, and unto John, thine elect,
and unto all who in every generation have been acceptable unto
thee. And so make us to be ministers of thy new testament upon this
oil, which thou hast made thine own through the precious blood of
thy Christ, that, putting away worldly lusts, we may die unto sin and
live unto righteousness, so that we may be led of the proposed oil to
be invested in him with the anointing of sanctification. May this oil, O
Lord, be an oil of gladness, an oil of sanctification, a royal investiture,
a cuirass of power, an averting of every diabolical operation, an
inviolable seal, a rejoicing of the heart, an eternal joy, that they that
are anointed with this oil of regeneration may be terrible to
adversaries, and may shine in the brightness of thy saints, having no
spot or wrinkle; and may they attain unto thine eternal rest, and gain
the prize of the calling from on high.
For it is thine to have mercy, and to save us, O our God, and to
thee we ascribe glory, with thine only-begotten Son, and with thy
most holy, and good, and life-creating Spirit, now and ever, and to
ages of ages, Amen.
And after the prayer; the priest taketh a twig, and, dipping it in the
holy oil, anointeth the sick person in the form of a cross, on the
forehead, on the nostrils, on the cheeks, on the lips, on the breast,
on the hands on both sides, saying this prayer.
Holy Father, physician of souls and bodies, who didst send thine
only-begotten Son, our Lord Jesus Christ, who healeth every
infirmity, and delivereth from death; do thou heal thy servant, name,
from the bodily and spiritual weakness that presseth upon him, and
quicken him by the grace of thy Christ; through the prayers of our
most holy Lady, the God-bearing and ever-virgin Mary; through the
intercession of the honourable, heavenly bodiless powers; through
the power of the precious and life-effecting cross; of the honourable
glorious prophet, Forerunner, and Baptist John; of the holy, glorious,
and all-praised apostles; of the holy glorious, and excellently
victorious martyrs; of our venerable and god-bearing fathers; of the
holy and unmercenary physicians, Cosmas and Damian, Cyrus and
John, Pantelimon and Hermolaus, Sampson and Diomed, Photius
and Anicetas; of the holy and righteous god-progenitors, Joakim and
Anna, and of all the Saints.
For thou art the fount of healing, O our God, and to thee we
ascribe glory, with thine only-begotten Son, and with thy
consubstantial Spirit, now and ever, and to ages of ages. Amen.
This prayer is said by each priest after he hath said his gospel and
prayer, while he anointeth the sick person with oil.
Deacon. Let us attend.
The second priest. Peace to all.
Prokimenon, tone ii.
The Lord is my strength and song, and is become for salvation
unto me.
Verse. When thou chastenest, thou hast chastened me, O Lord;
but thou hast not given me up unto death.
The epistle to the Romans, section cxvi.
Brethren, we that are strong ought.... ending, received us to the
glory of God.[17]
The second priest. Peace to thee.
Alleluia, tone v.
Verse. I will sing of thy mercy, O Lord, for ever.
The second priest.
The gospel from Luke, section xciv.
At that time, Jesus passed through.... ending, to save that which
was lost.[18]
And the deacon.
Have mercy upon us, O God.... Page 98.
Furthermore let us pray for mercy, life....
That to him may be remitted....
For a merciful and man-loving God....
Priest, the prayer.
O God, great and most high, who art worshipped by all creation, thou
true fountain of wisdom, and impenetrable depth of goodness, and
boundless ocean of benignity; do thou thyself, O man-loving Master,
O God of things eternal and wonderful, whom none among men by
thinking can comprehend, look upon us, and hearken unto us, thine
unworthy servants, and wheresoever in thy great name we bring this
oil, do thou send down thy gift of healing, and the remission of sins,
and heal him in the plentitude of thy mercy. Yea, O Lord, thou good
physician, thou sole merciful one and lover of mankind, who
repentest thee concerning our ills, who knowest that the intention of
man inclineth unto evil from his youth up, who desirest not the death
of a sinner, but that he should return and live, who for the salvation
of sinners, being God, becamest man, and for thy creature wast
thyself created: thou art he that hath said, I came not to call the
righteous but sinners to repentance: thou art he that hath sought the
lost sheep: thou art he that hath diligently sought the lost drachma,
and found it: thou art he that hath said, He that cometh unto me I will
in no wise cast out: thou art he that did not loathe the sinful woman,
who watered thy revered feet with tears: thou art he that hath said,
As often as thou fallest, arise, and be saved: thou art he that hath
said, There is joy in heaven over, one sinner that repenteth: do thou
thyself, O benign Master, look down from the height of thy sanctuary,
visiting us, thy sinful and unworthy servants, at this hour, with the
grace of thy Holy Ghost, and be present with thy servant, name, who
acknowledgeth his iniquities, and in faith draweth nigh unto thee;
and, accepting him in thine own love to man, in whatsoever he hath
offended, by word, or deed, or intention, making remission, do thou
cleanse him, and make him pure from every sin, and, being ever
present with him, keep the remaining time of his life, that walking in
thy statutes, he may never become a derision to the devil, so that in
him may be glorified thy most holy name.
Exclamation.
For it is thine to have mercy, and to save us, O Christ God, and to
thee we ascribe glory, with thine unbeginning Father, and with thy
most holy, and good, and life-creating Spirit, now and ever, and to
ages of ages. Amen.
And after the prayer the second priest straightway taketh a second
twig, and, dipping it in the holy oil, anointeth the sick person, saying
the prayer,
Holy Father, physician of souls and bodies....
Vide page 101.
And the deacon. Let us attend.
The third priest. Peace to all.
Prokimenon, tone iii.
The Lord is my light, and my Saviour, whom shall I fear?
Verse. The Lord is the defence of my life, of whom shall I be
afraid.
The epistle to the Corinthians, section cliii.
Brethren, ye are the body of Christ.... ending, Charity never faileth.
[19]