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13 - Nino Pagglicia - Political Will As A Role
13 - Nino Pagglicia - Political Will As A Role
The role of political will in public health has been largely ignored. In
Cuba, however, for the past 50 years, political will has been the ultimate,
encompassing intersectoral action in public health. The excellent achieve-
ments in population health in Cuba during these 50 years have been widely
recognized. Researchers have sought to explain this “Cuban paradox” by
focusing on a large array of public health factors, including health promotion,
primary care activities, and intersectoral action on health determinants. These
factors constitute necessary but not sufficient conditions to achieve good
health outcomes. This article defines political will and uses the experience
of Cuba to illustrate the potential role of political will in public health.
The authors suggest a framework for the evaluation of political will aimed
at achieving good health, examining the “Five R’s of political will,” five
observable features that may provide systematic information on the direction
and realization of political will: (1) renewal of commitment, (2) reform
of the system, (3) resource development, (4) review of performance, and
(5) responsible management. These five features focus the spotlight on the
consistency between health goals and public discourse and action.
Since the early 1970s there has been no shortage of research, conceptual frame-
works, and recommendations on policies aimed at improving health outcomes and
reducing health inequity in the world. In the process, many essential theoretical
breakthroughs have occurred. Key examples are: a redefinition of the concept of
health that recognizes the impact of social factors on health (1–3), a restructuring
of the health care system to include intersectoral management of health deter-
minants (4, 5), and an ecosystem approach to human health (6).
International Journal of Health Services, Volume 42, Number 1, Pages 77–94, 2012
© 2012, Baywood Publishing Co., Inc.
doi.http://dx.doi.org/10.2190/HS.42.1.h
http://baywood.com
77
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But world health inequities persist, suggesting that “gaps in health outcomes
are not a matter of fate—they are indicators of policy failure” (7, p. 866).
Concurrently, “evidence [to support public policies] is an essential but not suffi-
cient basis for policy action. Several other ingredients besides evidence are
involved in the policy-making process” (8, p. 51; emphasis in original). The
World Health Organization (WHO) report of 2008 states that “evidence is
only one part of what swings policy decisions—political will and institutional
capacity are important too” (9, p. 20).
Recognition of the importance of political will in the context of primary
care can be traced back to the Alma-Ata declaration of 1978, “Health for All.”
Point 8 of the declaration stated: “All governments should formulate national
policies, strategies and plans of action to launch and sustain primary health
care as part of a comprehensive national health system and in coordination
with other sectors. To this end, it will be necessary to exercise political will,
to mobilize the country’s resources and to use available external resources
rationally” (10, p. 2).
We can safely say that in the past 30 years there has been no shortage of good
intentions about searching for solutions to improve health, but “we have much
still to do and much to learn about turning good intents into lasting actions”
(11, p. 4), and we need to encourage the strengthening of political will.
From the preceding we can assume that policy failure, as suggested by per-
sistent gaps in health outcomes (7), may have a direct association with absence of
political will. Were it not for the fact that “policy failure” in health produces real
loss of human lives, we could continue ignoring this vital association, but the call
is urgent and the response is long overdue. We therefore believe that successful
public policies amount to more than just developing sound plans or courses of
action; they urgently require a strong political will to support them, to facilitate
their implementation, and to demand effective accountability. A model developed
by Lezine and Reed (12) uses political will as a bridge between public health
knowledge and action. This bridge is essential in policy changes.
In this article we use the Cuban experience as a case study on the role of political
will as a catalyst for good achievements in public health in the past 50 years. We
chose Cuba because we have been part of a longstanding collaboration, spanning
about 12 years, between the Global Health Research Program based at the
University of British Columbia, Vancouver, Canada, and the Instituto Nacional
de Higiene Epidemiologia y Microbiologia (National Institute of Hygiene
Epidemiology and Microbiology) based in Havana, Cuba. Tangential to our main
research theme of trying to understand the workings of the Cuban health care
system, we were challenged by a missing element that we identified as political
will. We explored available international literature on the topic, as well as relevant
Cuban documentation produced after the Cuban Revolution of 1959. What we
report here is our attempt to give a form to our findings that may be a building
block for formalizing the concept of political will and its potential evaluation.
Public Health and Political Will in Cuba / 79
More than 50 years ago, following the Cuban Revolution of 1959, Cuba seems to
have captured the urgency of saving lives, and it initiated a consistent process
to improve the health of all Cubans, with impressive results (13). The excellent
achievements in population health in Cuba have been widely recognized. The
WHO reports Cuba as the only Latin American country among the top 35
countries with an infant mortality rate (IMR) below 6 deaths per 1,000 live births
(14). In terms of lives saved, given an IMR of 4.7 per 1,000 live births in 2008
(15), more than 7,000 additional Cuban children were still alive one year later.
Those children would have died had the IMR remained that of 1959, at 65
per 1,000 live births.
Cuba’s IMR in 2008, at 4.7 per 1,000 live births (16), is lower than that of
the United States. In 2008, life expectancy at birth was 78.7 years in Cuba
(15). By comparison, the IMR for Argentina and Guatemala was 12.5 and 30.0
per 1,000 live births, and life expectancy 75.3 and 70.3 years, respectively (15).
Figure 1 shows selected health indicators that highlight the relative position of
Cuba compared with some other countries for the years 2000 and 2008.
Cuba’s achievements have also been noticed by well-known individuals such
as the former president of the World Bank, James Wolfensohn, who has praised
Cuba for doing a “great job on education and health,” and former vice-president
of the World Bank, Jo Ritzen, who suggested that “many developing countries
[could take] the Cuban experience well into account” (17). During a visit to Cuba
in 2009, the director-general of the WHO, Margaret Chan, stated that Cuba is
evidence that excellent heath outcomes can be achieved with factors other than
national health services (18).
In fact, some researchers observing Cuba’s success refer to it as a “paradox”
(good health at low cost) (19, 20). However, Spiegel and Yassi (19) have con-
vincingly concluded that generating wealth is not a condition for good health,
but well-developed public policies independent of external forces are.
Cuba’s population health achievements, although influenced by other factors,
may not have been possible without a strong commitment to this—indeed,
without a revolution—as some Cuban authors have acknowledged (21). Whiteford
and Branch state succinctly that “the Cuban example demonstrates the power
of a consistent health policy and strong political will, even while its practice
evolves” (22, p. 8).
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Figure 1. Selected health indicators for several countries, 2000 and 2008 (unless other-
wise indicated). Source: www.paho.org/English/SHA/coredata/tabulator/newTabulator.htm
(accessed July 25, 2011).
POLITICAL WILL
Political will is often used but rarely defined. In its common usage, the expression
“lack of political will” is understood to imply that no action has been undertaken
to produce needed impacts, but the presence of political will can also cause
negative or undesirable impacts.
Early critics of political will argued that the concept is “vague and unhelpful;
as a prescription for behavior, it is patronizing and unrealistic” (23, p. 243).
A document published by the U.S. Agency for International Development
dismisses the importance of political will as “more [a] rhetorical than an analytic
concept” (24, p. 13), although implicitly recognizes it by suggesting the use of
Public Health and Political Will in Cuba / 81
1. Renewal of Commitment
There have been many public reassurances from the Cuban government that
health care and the well-being of all Cubans are a continuing state commitment.
Noriega Bravo (32) gives a comprehensive review of 24 speeches delivered by
Fidel Castro between 1972 and 2004 to document the Cuban government’s
commitment to health.
constitution or equivalent (34). (Canada and the United States do not recognize
health as a constitutional right.) Health care in Cuba is universal, accessible,
free for all, and the full responsibility of the state.
Development of plans—procedures as well as organizations, agencies, and
capacity in the health care system—must be a dynamic and flexible process in
order to respond to newly identified objectives or to implement new knowledge.
During the Special Period in the 1990s, Cuba’s quick strategic response focused
on increasing efficiency and quality of services, strengthening primary health
care and family medicine, and expanding numerous programs (35, 36). Struc-
tural changes were also put into practice through a decentralization process
that later facilitated an intersectoral approach to health, with the “active and
organized participation of the population and other sectors, institutions and social,
political and mass organizations” (37, p. 3). As part of this process, in 1995
Cuba established the Consejos de Salud (Health Councils) as intersectoral spaces
at the national, provincial, municipal, and local levels, with independent decision-
making powers on local health matters. A recent study of two Health Councils
in two Cuban municipalities underlines Cuba’s advancement in intersectoral
action for health (38, 39).
Currently, Cuba is developing the necessary framework to address health
status and its relationship with quality of life (40) by more actively addressing
chronic diseases and lifestyles, in its desire to extend the life span of Cubans
from 78.7 years in 2008 to 80 years by 2015 (41).
Detailed accounts of the development of the Cuban health care system since
1959 are given elsewhere (27, 37, 42–44).
3. Resource Development
4. Review of Performance
Perhaps performance review is the most intricate aspect of political will. There is
strong support for the need for continuous monitoring of impacts and outcomes
as measures of performance in order to evaluate the efficacy of health policies,
and the need to redirect those policies and to identify new needs (8). A close
look at impacts and outcomes is essential. In broad terms, good health and health
equity are the expected effects of health policies, while outcomes are the direct
results of those policies. A simplified analytical process is this: if we observe
positive outcomes corresponding to our expected impacts, we can conclude that
health policies have been effective (the system has had good performance),
and therefore we can confidently infer (at least as far as this feature is concerned)
that political will is pointing in the desired direction—that is, we observe con-
sistency between policy and actions.
Given that social production of health is a complex and dynamic process, we
are in a continuous progression toward good health and equity that requires a
continuous reexamination of performance of our actions to detect trends in the
right direction. This aspect of the health care system has been widely covered by
global health researchers and analysts, particularly in the context of evidence-
based decision-making, health indicators, and general surveillance frameworks
grounded in a national information system (9, 48). As important as evidence-based
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decision-making may be, however, inaction due to lack of evidence may also be
perceived as a willing or unwilling avoidance of implementing needed policies.
The health information system in Cuba is a core component of the health
system. It runs parallel to the health system, providing the information that is
needed for decision-making. Cuba has a National Statistics Information System
(SIEN), under the Oficina Nacional de Estadística (National Office of Statistics)
(49), that collects and processes all statistical information about the nation.
Cuba currently collects all the indicators recommended by the WHO report
(9). Most importantly, the Ministry of Health has developed a methodological
approach to a regular analysis of the Situación de Salud (Health Situation) in
Cuba, to identify “the occurrence of the main health problems, their trends and
prognosis, [and] the intervening risk factors in their behavior” (50, p.1).
But perhaps the most detailed and comprehensive performance review in
Cuba is done at the local level through the information collected by the médico
general integral (comprehensive general physician) and nurse team. The
information is channeled through the Public Health Complementary Statistics
Information System to analyze impacts and outcomes, and through the Unidades
de Análisis y Tendencias en Salud (Health Analysis and Trends Units) for
surveillance of the health situation of the community (51). Summary indicators
collected for the analysis cover biological, psychological, socioeconomic, and
environmental aspects of the community (52). Examples are at-risk populations,
sanitation, employment status, social integration, and family dysfunction. Finally,
the data collected for the purpose of analyzing the health situation are used to
produce a health diagnosis of the community. This is done in monthly and
biannual meetings of the Grupo de Trabajo (Working Group), with the partici-
pation of, among others, the family physician and nurse, the director and vice-
director of teaching of the polyclinic, and a representative of the Centro de Higiene
y Epidemiología (Center of Hygiene and Epidemiology). One of the tasks in
these meetings is to review every death that has occurred in the community and
its causes. This type of examination of the health situation at the local level
produces direct feedback for immediate response.
5. Responsible Management
The last aspect of political will, responsible management, is possibly the most
difficult to assess and implement but at the same time the most central for ensuring
compliance. As early as 1988, the Adelaide Recommendation on Healthy Public
Policy stated (53):
means that governments must measure and report the health impact of their
policies in language that all groups in society readily understand. Community
action is central to the fostering of healthy public policy. Taking education
and literacy into account, special efforts must be made to communicate
with those groups most affected by the policy concerned.
Credibility and accountability of political actors are vital elements for the
concept of political will in health care. Health policies require responsible
management because of their critical impact, and officials in charge of programs
and development of health policies must be seen to act responsibly. Lack of
accountability at any level may be perceived as a willingness to condone policy
failures and, consequently, as an acceptance of lack of political will.
A performance evaluation of programs with specific reference to account-
ability must have a built-in process that also evaluates the responsible manage-
ment of the program. This is not done to impose penalties but rather to improve
performance through feedback (as noted above) and to encourage conscien-
tiousness and dependability.
Usually, in Cuba, there are systematic evaluations of elected delegates every
six months at the national, provincial, municipal, and electoral district levels
(54). A delegate has to respond, face-to-face, to his or her electorate in com-
munity meetings called rendición de cuentas (literally, giving accounts). Neigh-
bors discuss planteamientos (expositions)—that is, concerns, complaints, and
dissatisfaction about a wide range of local issues that have been filed in the
banco de problemas (bank of problems). The elected delegate can be recalled
by majority votes in the corresponding electoral district. Perhaps a unique feature
of these participatory meetings is that planteamientos do not become the sole
responsibility of the elected delegates. Rather, the community is often called on
to be involved in the problem solutions. For example, in 2008 in the province
of Granma, 23,600 planteamientos were filed and discussed in meetings at
which 80 percent of the electorate participated. Seventy-four percent of the
problems involved community participation. In this way, state and community
share responsibilities.
More explicitly in health care, regular controls and indicators are established
as part of the program. For instance, the “work plan of the family physician and
nurse, the polyclinic and the hospital” establishes (a) the rationale for controls:
“to measure positive and negative results”; (b) what is observed during the
control: among other things, “people’s opinion about the care received”; (c) who
performs the control: “medical professors” (from teaching polyclinics) and the
“nurse supervisor”; (d) frequency: “no less that once every two weeks”; and
(e) procedure: among others, “random checks of at least five medical histories
a month” and “direct observation of clinical work in the clinic” (52). There
is good reliance on people’s opinions and suggestions on how to gather this
kind of information. Full discussion of all indicators is done at the Working
88 / Pagliccia and Álvarez Pérez
CONCLUSION
Cuba has achieved outstanding health outcomes and equity (9, 22, 29), even at
times of economic austerity and limited resources, which has induced some
observers to examine the factors behind such success. Aside from a national health
system that is based on strong principles and flexible programs, Cuba’s success
can plausibly be attributed to the fact that good population health has been a
state policy for more than 50 years, which in turn has been translated into
action through public health policies. Former Cuban vice president of the council
of state, Carlos Lage, clearly stated that “health (together with education) has
never been considered [in Cuba] as a distal consequence of economic develop-
ment, as proposed by other models of development, rather it has been taken
on, in concept and in practice, as a human right to be immediately fulfilled and
as a prerequisite for any other economic development attempt to be viable”
(57, p. 4). In other words, there has been the political will to provide good health
and, indeed, well-being.
Political will has been recognized internationally as the necessary factor for
effective health policies and a reflection of commitment to the value system of a
society. Structural and organizational plans, strategies, guiding principles, and
courses of action, although important, can only be the tools of the deep com-
mitment—political will—to accomplish valuable health goals. In other words,
political will is the catalyst of policies generating good health outcomes and
impacts. It is, indeed, the ultimate intersectoral action involving many sectors
of society.
Understandable difficulties have been raised about how to define and how
to measure political will, as well as how to bring it about. These difficulties
should not be used as a deterrent to accepting the challenge. Although political
will may not be directly observable, we suggest detecting its presence (or
90 / Pagliccia and Álvarez Pérez
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nino.pagliccia@ubc.ca