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The Comprehensive
Textbook of Clinical
Biomechanics
For Elsevier
Commissioning Editor: Rite Demetriou-Swanwick/Poppy Garraway
Development Editor: Joanna Collett/Veronika Watkins
Project Manager: Andrew Riley
Designer: Paula Catalano
Illustrator Manager: Amy Faith Heyden
The Comprehensive
Textbook of Clinical
Biomechanics
Second Edition

JIM RICHARDS BEng, MSc, PhD


Professor of Biomechanics
Lead for the Allied Health Research Unit
University of Central Lancashire
Preston, UK
© 2018 Elsevier Ltd. All rights reserved.

First edition 2008


Second edition 2018

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Notices
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CONTENTS

Section 1 8 METHODS OF ANALYSIS OF


MECHANICS AND MOVEMENT..........................................156
JIM RICHARDS ■ DOMINIC THEWLIS ■
BIOMECHANICS THEORY.......................... 1 JONNIE SINCLAIR ■ SARAH JANE HOBBS

1 MATHS AND MECHANICS........................2 9 ANATOMICAL MODELS AND


JIM RICHARDS
MARKER SETS.......................................180
JIM RICHARDS ■ DOMINIC THEWLIS ■
2 FORCES, MOMENTS AND RICARDO MATIAS ■ ROBERT NEEDHAM ■
MUSCLES................................................24 NACHIAPPAN CHOCKALINGAM
JIM RICHARDS
10 ELECTROMYOGRAPHY..........................208
3 GROUND REACTION FORCES AND PAOLA CONTESSA ■ CARLO J. DE LUCA ■

PLANTAR PRESSURE...............................45 SERGE H. ROY ■ JIM RICHARDS


JIM RICHARDS ■ AOIFE HEALY ■
NACHIAPPAN CHOCKALINGAM Section 3
CLINICAL ASSESSMENT.......................... 240
4 MOTION AND JOINT MOTION...............79
JIM RICHARDS ■ DOMINIC THEWLIS ■ 11 THE BIOMECHANICS OF CLINICAL
ROBERT NEEDHAM ■ NACHIAPPAN CHOCKALINGAM
ASSESSMENT........................................241
JAMES SELFE ■ JIM RICHARDS DAVE LEVINE
5 WORK AND POWER DURING DOMINIC THEWLIS
■ ■

HUMAN MOVEMENT...........................104
JIM RICHARDS 12 BIOMECHANICS OF ORTHOTIC
MANAGEMENT.....................................282
6 INVERSE DYNAMICS THEORY...............124 JIM RICHARDS ■ AOIFE HEALY ■
JIM RICHARDS NACHIAPPAN CHOCKALINGAM

Section 2 13 BIOMECHANICS OF THE


METHODS OF MEASUREMENT MANAGEMENT OF LOWER
AND MODELLING................................... 137 LIMB AMPUTEES...................................323
NATALIE VANICEK
7 MEASUREMENT OF FORCE AND
PRESSURE.............................................138 REFERENCES.........................................340
JIM RICHARDS ■ AOIFE HEALY ■ DOMINIC THEWLIS ■

NACHIAPPAN CHOCKALINGAM INDEX...................................................355

v
EDITOR

JIM RICHARDS BEng, MSc, PhD


Jim Richards was appointed Professor in Biomechanics International Professorial Chair positions and is an
and research lead for Allied Health Professions at associate editor for “The Knee” and on the edito-
University of Central Lancashire in 2004. Professor rial board for “Gait and Posture”. Professor Richards
Richards’ work includes the clinical application of bio- has authored over 130 peer reviewed journal papers,
mechanics, the development of new assessment tools over 170 conference papers and written and edited a
for chronic disease, conservative and surgical man- number of textbooks including Biomechanics in Clinic
agement of orthopaedic and neurological conditions, and Research (2008) and the 5th edition of Whittle’s
and development of evidence based approaches for Gait Analysis (2012). He has also contributed to Tidy’s
improving clinical management and rehabilitation. Physiotherapy (2003, 2008, 2012), the 10th edition of
The focus of Professor Richards work is to encour- Mercer’s Textbook of Orthopaedics and Trauma (2012),
age inter-professional research and to develop direct Experimental Research Methods: A Guidebook for
parallels with research to the ‘real world’ of allied Studies in Trauma Care (2015) and Patellofemoral Pain:
health work. Professor Richards holds a number of A Clinical Guide (2017).

vi
CONTRIBUTORS

NACHIAPPAN CHOCKALINGAM BENG, MSC, RICARDO MATIAS PT, PHD


PHD, CENG, CSCI, PFHEA Researcher at the Neurobiology of Action Group,
Professor of Clinical Biomechanics in the School of Champalimaud Foundation and Neuromechanics
Life Sciences and Education at Staffordshire of Human Movement Research Group, University
University, UK of Lisbon, Portugal

PAOLA CONTESSA BSC(ENG), ROBERT NEEDHAM BSC, MSC, FHEA


MSC(ENG), PHD Lecturer in Biomechanics in the School of Life
Research Scientist at Boston University, Research Sciences and Education at Staffordshire
Scientist at Delsys Inc., USA University, UK

CARLO J DE LUCA, PHD SERGE ROY SCD, PT


was Professor of Biomedical Engineering, Founder Director of Research, Delsys Inc, Natick, MA; and
and Director of the NeuroMuscular Research Adjunct Research Professor at Sargent College of
Center, Research Professor of Neurology, Professor Health and Rehabilitation Sciences at Boston
of Electrical and Computer Engineering, Professor University, USA
of Physical Therapy and Founding President of
Delsys Inc. In 2015 he was appointed Professor JIM RICHARDS BENG, MSC, PHD
Emeritus of Boston University College of Professor in Biomechanics and research lead for
Engineering, USA Allied Health Professions at University of Central
Lancashire, UK
AOIFE HEALY BSC, MSC, PHD
Senior Research Officer in the School of Life Sciences JAMES SELFE DSC, PHD, MA, GDPHYS, FCSP
and Education at Staffordshire University, UK Professor of Physiotherapy in the Department of
Health Professions at Manchester Metropolitan
SARAH JANE HOBBS BENG(HONS), PHD University, UK
Reader in Equine and Human Biomechanics and
research lead for Centre for Applied Sport and JONATHAN SINCLAIR BSC (HONS), PHD
Exercise Sciences at University of Central Senior Lecturer and Course Leader for MSc Sport &
Lancashire, UK Exercise Sciences, Sport, Exercise & Nutritional
Sciences at University of Central Lancashire, UK
DAVID LEVINE, PT, PHD, DPT, OCS
Professor and Walter M. Cline Chair of Excellence in
Physical Therapy at The University of Tennessee at
Chattanooga, USA

vii
viii Contributors

DOMINIC THEWLIS BSC (HONS), PHD NATALIE VANICEK BSC (HONS), MSC,
Associate Professor of Biomechanics and NHMRC PGCHE, PHD
R.D. Wright Career Development Fellow at Centre Reader in Biomechanics focusing on preventing falls
for Orthopaedic and Trauma Research, University and improving musculoskeletal function at the
of Adelaide, Australia University of Hull, UK
For Jackie, Imogen and Joe
ACKNOWLEDGEMENTS

I owe an enormous debt of gratitude to all my col- of 72. Carlo has been an inspiration to me and to
leagues and students past and present. Particularly I countless others. Throughout his life he challenged the
wish to thank my contributors for their tireless work status quo which led to significant breakthroughs on
and contributions. the frontiers of neuromuscular control, signal process-
I would also like to take this opportunity to say ing and EMG sensor technology. This is an example to
farewell to my friend and mentor Professor Carlo John us all. Carlo you have left an unrivalled legacy in your
De Luca who passed away on July 20, 2016 at the age field, you will be missed.

x
INTRODUCTION

Over the years many clinicians have commented about This book covers the concepts and theory necessary
the increase in the need for what is described as Evi- to understand the nature of biomechanical measure-
dence Based Practice or Evidenced Based Medicine. ments, and the methods available to collect, analyse,
The users’ guides to evidence-based medicine (Journal and interpret biomechanical data in a clinically
of the American Medical Association, 1992) states that; meaningful way. This includes: the mathematical and
mechanical concepts necessary for the understand-
■ The understanding of basic mechanisms of ing of the musculoskeletal system and the interpreta-
disease are not sufficient guides for clinical tion of biomechanical measurements, the variety of
practice alone. methods available for biomechanical measurement,
■ Systematically recorded observations and repro- and the biomechanics of conservative management
ducible measurements are needed to study the of musculoskeletal and neurological pathologies. This
effectiveness of clinical practice. book also covers the biomechanics of prosthetics and
Two of the challenges in clinical practice are, the orthoses and the biomechanics of common move-
reproducibility of measurements of effectiveness and ment tasks used in clinical assessment. This therefore
the clinical relevance of the measures made. Two should allow undergraduate and postgraduate allied
questions that have become commonplace in clinical health professionals to advance their biomechanical
research in the last few years are: knowledge and understanding in a way relevant to
both training and clinical practice.
■ What are Minimal Clinical Important Differ- A substantial interactive virtual learning environ-
ences (MCIDs)? These can be defined as smallest ment and teaching resource runs parallel with this
measureable differences between the patient and book. The virtual learning environment contains
a defined “normal”. lessons relating to the material covered in the paper
■ What are Minimal Clinically Important Changes text book. This also includes many interactive ques-
(MCICs)? These can be defined as the small- tions to help the learner determine the level of their
est change in score in the domain of interest understanding as they proceed. This virtual learning
due to a treatment which patients perceive as environment “course” is highly illustrated and con-
beneficial. tains animations which describe the mathematical
So the questions that need to be asked of biome- and mechanical concepts needed to understand bio-
chanics are: mechanics. These animations demonstrate the theory
covered, and allow the user to control animations of
■ Can biomechanics offer new and sensitive meas- the various clinical case studies included in the text.
ures of assessment? This aims to provide a stream of online information
■ Can biomechanics assess the effectiveness of on biomechanics in a modular format for teaching
different treatments? and learning, and builds understanding and appli-
■ Can biomechanics offer immediate, informed cation of biomechanics at a steady pace. This struc-
and direct feedback to clinical practice? tured approach is designed to act as a companion to
xi
xii Introduction

undergraduate and postgraduate courses featuring more advanced methods of analysing the function
clinical biomechanics. of walking.

Chapter 5: Work and Power During


BOOK STRUCTURE Human Movement
This book is divided into three sections: Section 1 Chapter 5 covers the concepts of linear and angular
Mechanics and Biomechanics Theory, Section 2 work energy and power and how these can be deter-
Methods of Measurement and modelling and Section mined from force data, and demonstrates the concept
3 Clinical Assessment. This structure also allows the of how angular work and power can be used to analyse
lecturer to plan their teaching in relation to specific the action of joints and muscles during walking and
learning outcomes, and aims to help both lesson deliv- running. In addition the method of calculating the
ery and the development of structured courses. energies involved in the movement of body segments
is also considered.
Section 1 Mechanics and
Biomechanics Theory Chapter 6: Inverse Dynamics Theory
Chapter 1: Maths and Mechanics Chapter 6 covers the concept of inverse dynamics. This
Chapter 1 covers the basic mathematics and mechanics is an important link between the more basic biome-
needed to understand the much more complicated chanical models considered so far and includes exam-
problem of the mechanics of the human body. This ples of how we can consider and calculate dynamic
chapter shows how problems may be broken down joint moments and forces and considers the conse-
into separate parts. The techniques covered in the quences of not considering dynamic forces.
chapter aim to make the more advanced biomechani-
cal problems covered later much easier to solve.
Section 2 Methods of Measurement
Chapter 2: Forces, Moments and Muscles and Modelling
Chapter 2 considers the use of mathematics and Chapter 7: Measurement of Force and Pressure
mechanics techniques in relation to the musculoskel- Chapter 7 covers the measurement of Force and Pres-
etal system in more detail. Using these techniques and sure. This includes the different methods of assessing
the study of the properties of the body segments, the force and pressure and the identification of a variety
joint moments, muscle forces, and joint reaction forces of measurements that are commonly used in research
in upper limb and lower limb are also considered. and clinical assessment.

Chapter 3: Ground Reaction Forces and Chapter 8: Methods of Analysis of Movement


Plantar Pressure Chapter 8 covers strengths and weaknesses of different
Chapter 3 considers the use of ground reaction forces methods of movement analysis from the use of camera
and the various measures that may be drawn from technology through to inertial measurement units.
them. This covers ground reaction forces during This includes the processes required to collect and
postural sway, walking and different running styles analyse movement data and the consideration of
and the methods of measuring Impacts, Impulse possible errors.
and Momentum. In addition, this chapter considers
foot pressure measurements. Chapter 9: Anatomical Models and Marker Sets
Chapter 9 covers different marker sets that can be used
Chapter 4: Motion and Joint Motion in movement analysis. This includes both modelling
Chapter 4 covers the basic methods of gait assess- of the foot, lower limb, spine and shoulder joint. The
ment through to the description and discussion of nature of six degrees of freedom measurement is con-
the involvement of the three-dimensional move- sidered and the associated errors encountered when
ment of the foot, ankle, knee, hip and pelvis and some considering different models and coordinate systems.
Introduction xiii

Chapter 10: Electromyography and isometric testing are also covered and how these
Chapter 10 covers the nature of an electromyographic can relate to different aspects of muscle function and
(EMG) signal and the different methods of measuring physiological cost.
muscle activity using EMG. This includes the setup
and use of EMG and considers standard data process- Chapter 12: Biomechanics of Orthotic Management
ing techniques used in EMG and which factors affect Chapter 12 covers the biomechanics of orthotic man-
the quality of the EMG signal. In addition, this chapter agement of the lower limb. This includes the theoretical
also covers some more recent advancements in EMG mechanics of indirect and direct orthotic management
data collection and processing that allows individual and clinical case study data of the use of the devices
motor units to be measured. covered.

Section 3 Clinical Assessment Chapter 13: Biomechanics of the Management of


Chapter 11: The Biomechanics of Clinical Assessment Lower Limb Amputees
Chapter 11 covers the biomechanics of common Chapter 13 covers the compensatory kinematic and
movement tasks used in clinical assessment of the kinetic strategies used by lower limb amputees during
lower limb. This includes step and stair ascent and level walking and stair climbing in relation to their
descent, sit to stand, timed up and go, gait initiation, level of amputation and the effect of prosthetic
and squats and dips. In addition the use of isokinetic componentry.
GLOSSARY OF TERMS

AAR: Active Angle Reproduction coronal plane: Frame of reference for the body –
accelerometer: electro-mechanical devices which viewed from the front (see frontal plane)
measure acceleration
AFO: Ankle Foot Orthosis direct linear transformation (dlt): The common
ambulation: Walking mathematical approach to constructing the three-
angle of gait: The angle of foot orientation away dimensional location of an object from multiple
from the line of progression two-dimensional images
angular displacement: The rotational component of dorsiflexion: To flex backward, as in the upward
a body’s motion bending of the fingers, wrist, foot, or toes
angular velocity: The rate of change of angular double support: The stance phase of one limb over-
displacement laps the stance phase of the contralateral limb creat-
anterior: The front of the body or a part facing toward ing a period during which both feet are in contact
the front with the ground
anthropometry: The study of proportions and prop-
erties of body segments eccentric: Where the muscle lengthens under load
electrogoniometer: A device for measuring changes
biomechanics: The study of mechanical laws and in joint angle over time using either a potentiometer
their application to living organisms, especially the or strain gauge wire
human body and its movement Em: Energy expenditure per metre (J/kg/m)
EMG or electromyography: The study of the electri-
CAST: Calibrated Anatomical System Technique cal activity of muscles and muscle groups
cadence: The number of steps taken over a period of Es: Instantaneous energy of any body segment
time, usually steps per minute Ew: Energy expenditure per minute (J/kg/min)
cardan sequence: Ways of defining one local (LCS) extension: A movement which increases the angle
or segment coordinate system (SCS) relative to between two connecting bones
another
centre of mass: The midpoint or centre of the mass filtering: The process of manipulating the frequencies
of a body or object of a signal through analogue or digital processing
centroid: The two-dimensional coordinates of the flexion: A movement which decreases the angle
centre of an area between two connecting bones
clusters: Rigid plate with four or more reflective Foot angle: The angle of foot orientation away from
markers the line of progression
CKC: Closed Kinetic Chain force platform: A device for measuring the forces
concentric: Where the muscle shortens as it contracts acting beneath the feet during walking
under load force twitch: The force generated by the contraction
coplanar: Lying or acting in the same plane of a single motor unit
xiv
Glossary of Terms xv

frontal plane: Frame of reference for the body – LCS: local coordinate system
viewed from the front linear displacement: Distance moved in a particular
direction
g: Acceleration due to gravity linear velocity: Speed at which an object is moving in
gait: The manner of walking a particular direction
gait analysis: The study of locomotion of humans loading response: Period immediately following the
and animals initial contact of the foot
gait initiation: To start walking
GCS: Global coordinate system markers: small reflective balls that are used to track
global frame of reference: A set of orthogonal movement
axes, one of which is parallel with the field of mid stance: The period from the lift of the contralat-
gravity eral foot from the ground to a position in which the
goniometer: a simple hand-held device for measur- body is directly over the stance foot
ing joint angles mid swing: This is the period of swing phase imme-
GRF or ground reaction force: The reaction force diately following maximum knee flexion to the time
as a result of the body hitting or resting on the when the tibia is in a vertical position
ground Monopodal: Standing on one leg
gyroscopes: electro-mechanical devices which meas- moment of inertia: The rotational inertial properties
ure angular velocity of an object
motion or movement analysis: A technique of
habituation: Becoming accustomed recording and studying movement patterns of
hemiplegia: Paralysis of one side of the body animals and objects
hs: Height of the centre of mass above the datum motoneuron: neurons that originate in the spinal
cord
IMU: inertial measurement unit motor unit (MU): functional unit of muscles com-
impulse force: Area under a force-time curve prising of a single motoneuron and all the fibers
instantaneous power: Power at a particular moment innervated by the motoneuron.
in time motor unit action potential (MUAP): response of
Is: Moment of inertia about the proximal joint all single muscle fibre action potentials belonging to
Isometric: Where the joint angle and muscle length one motor unit
do not change during contraction ms: Segment mass
Isotonic contraction: Where the tension in the
muscle remains constant despite a change in muscle non-collinear: Points that do not lie in a straight
length line

JCS: Joint coordinate system obliquity: Pelvic movement when viewed in the
coronal plane
KAFO: Knee Ankle Foot Orthosis OKC: Open Kinetic Chain
KAM: Knee Adduction Moment
kinematics: The study of the motion of the body PAR: Passive Angle Reproduction
without regard to the forces acting to produce the pascals: Units of pressure
motion pedotti diagram: Ground Reaction Force vector
kinetic energy: The energy associated with motion, diagram
both angular and linear plantarflexion: The downward bending of the foot
kinetics: The study of the forces that produce, stop, or toes
or modify motions of the body posterior: The back of the body or a part placed in
ks: Radius of gyration of body segment the back of the body
xvi Glossary of Terms

potential energy: The energy associated with the ver- step length: Distance between two consecutive heel
tical position of the centre of mass of an object strikes
power: The rate of performing work step time: Time between two consecutive heel strikes
pressure: force divided by area stride length: Distance between two consecutive heel
pressure time integral: area under the pressure-time strikes by the same foot
graph stride time: Time between two consecutive heel
preswing: The period immediately before the lifting strikes by the same foot
off of the stance foot supination: To rotate the foot by adduction and
pronation: To rotate the foot by abduction and ever- inversion so that the outer edge of the sole bears the
sion so that the inner edge of the sole bears the body’s weight
body’s weight superposition: when one wave is superimposed ‘sat
on top of ’ another
radius of gyration: This is a fictitious distribution of swing phase: Period when a foot is not in contact
the mass around the centre of mass with the ground
range of motion: The angular excursion through
which a limb moves temporal: Timing
rehabilitation: Restoring a patient or a body part to total support: The total time the body is supported
normal or near normal after a disease or injury by one leg during one complete gait cycle
relative velocity: A measure of velocity in terms of translation: Movement in a particular direction
the height of the individual. The units reported are transverse plane: Frame of reference for the body –
statures/s viewed from above
RMS: Root Mean Squared TTDPM: Threshold to detect passive motion
rs: Position of the centre of mass from the proximal
joint vs: absolute velocity of the centre of mass
varus/valgus: Angle of the ankle or knee joint viewed
SACH: A type of prosthetic foot with a solid ankle in the coronal plane
and a cushioned heel
sagittal plane: Frame of reference for the body – work done: product of a force and displacement
viewed from the side walk mat and walkway: A device to measure the
SCS: Segment coordinate system temporal and spatial parameters of gait
single support: The period during the gait cycle
when one foot is in contact with the ground x , y and z : Linear velocities in the x, y, and z
SNR: Signal-to-noise ratio directions
spatial: Distance
stance phase: The period when a foot is contact with ωs: Absolute angular velocity of segment
the ground
Section 1 MECHANICS AND
BIOMECHANICS THEORY
1 MATHS AND MECHANICS
JIM RICHARDS

T his chapter covers the key terminology, basic mathematics and mechanics
needed to understand the much more complicated problem of the mechanics of
the human body. It illustrates how problems may be broken down into separate
parts and shows the techniques used for the more advanced biomechanical prob-
lems covered later.

A I M units in your calculations then problems become a lot


harder to solve, and you don’t want that, do you?
To consider and describe the maths and mechanics necessary to
Some of the common SI units that are used in bio-
build and understand more complex biomechanical concepts.
mechanics are given later. Many of these units have a
close relationship with one another, which aims to
make problems easier to solve (Table 1.1).
O B J E C T I V E S
■ To describe key terms used when describing the body 1.1.2 Indices
■ To describe how vectors can be resolved Indices are a way of expressing very large or very small
■ To explain how Newton’s laws relate to the human body numbers without including lots of zeros (Table 1.2).
and the difference between mass and weight For example, 100 000 m may be written as 100 km,
■ To explain how the action of force vectors on joints can and a pressure of 10 000 000 pascals may be written as
be explored 10 MPa. This can be very useful in biomechanics, in
■ To explain frictional forces under the foot particular for pressure measurement when the values
can be very large.
■ To explain what is meant by a turning moment.
1.1.3 Introduction to Anatomical Terms
1.1 KEY TERMINOLOGY The motion of the limbs is described using 3 perpen-
dicular planes: sagittal, coronal and transverse. The
1.1.1 Units – System International sagittal plane can be described as a view from the side,
The system of units we use for measurement is the the coronal (sometimes called the frontal) plane is a
Système International (SI), which was devised in 1960. view either from the front or the back and the trans-
It defined a system of units to be used universally. The verse plane is a view from above or along the long axis
system of measurement units was based on the MKS of a body segment. Therefore, flexion and extension
(metre, kilogram, second) system. These and only is described as movement in the sagittal plane (or
these units should be used when working out prob- dorsiflexion and plantarflexion when considering the
lems, do not use pounds and feet! If you do not use SI ankle), abduction and adduction is described as
2
MATHS AND MECHANICS 3

TABLE 1.1 Sagittal

Quantity

Length Metre
Units
Name of Base SI Unit Symbol

m
lSuperior
plane

Mass Kilogram kg
Time Second s
Area Square metre m'
Volume Cubic metre m3
Velocity Metre per second m/s
Acceleration Metre per second squared m/s 2
Force Newton N
Pressure Pascal N/m 2 Left
Energy Joule
Power Watt w

--+---Coronal
TABLE 1.2 plane
Indices
!Inferior
Multiplication Factor Prefix Symbol

1000000000 10 9 giga G
Anatomical planes (From Levine, Whitt/e's Gait
1 000000 10 6 mega M Analysis, Churchill Livingstone, 2012.)
1000 1 03 kilo k
100 1 0 2 hecto h
10 1 0 1 deka da
Although the problems themselves may get a lot harder
0.1 10- 1 deci d
as we progress through the chapters, the basic princi-
0.01 1 0- 2 Centi C
ples remain consistent throughout. Many clinicians
0.001 1 0- 3 milli m
have difficulties with the maths element of biome-
0.000 001
chanics due to its abstract nature, so I have tried to
0.000 000 001
present this material with reference to anatomy and
clinical assessment to show its relevance.

movement in the coronal plane, and internal and 1.2.1 Trigonometry


external rotation in the transverse plane. Anatomical Trigonometry is absolutely essential in the under-
terms are also used to describe relationships between standing of how things move and the effect of forces
different segments relative to the centre of the body. on objects. For instance, if we want to measure how
These include anterior (front), posterior (back), supe- the knee moves and what forces are acting on it while
rior (above), inferior (below), medial (towards the it is moving, we will need trigonometry to find this
midline of the body), lateral (away from the midline out. The challenging part of biomechanics is working
of the body), proximal (towards the rest of the body) out what it all means after we have carried out all the
and distal (away from the rest of the body) (Fig. 1.1 ). calculations, but trigonometry is a vital albeit first step.
Most, if not all, movement-analysis systems will work
this out for you, but these are useful skills for under-
1.2 MATHS
standing what is going on, which can in turn help the
The nature of biomechanics means that an under- understanding of patient assessment. The next sec-
standing of basic mathematics is absolutely essential. tions will cover Pythagorean theorem, and tangent,
4 SECTION 1 Mechanics and Biomechanics Theory

sine and cosine, by considering the positions and ori- C


entations of body segments. Proximal

Pythagorean Theorem
Pythagoras was alive from approximately 570 to
495 BC. It was Pythagoras who first discovered that in
a right-angled triangle, the square of the hypotenuse
is equal to the sum of the squares of the other two
sides. This only works for right-angled triangles (where

50 cm
one of the internal angles is 90°).
Interestingly, for the majority of problems in bio-
mechanics, this simple property of right-angled trian-
gles is all we need to consider joint movements and
Y
forces. This is mostly due to the way in which we divide
up the body into three planes. These three body planes
are at 90° to one another (or orthogonal, if we wish to
use the scientific term). The useful thing from the
mathematical point of view is that, whichever ana- Distal
tomical plane we are looking at, we will have a 90° X B A
20 cm
angle present. This is good news, because triangle
problems with a 90° angle are a lot easier to solve: FIGURE 1.2 ■ Pythagorean theorem
mind you everything is relative! So:
So hopefully you are now convinced that triangles AC 2 = AB2 + BC 2
are important for biomechanics. We will now look at
Pythagorean theorem and consider the position and AC 2 = 202 + 502
angle of the femur. To start we need to know the posi- AC 2 = 400 + 2500
tions of the distal and proximal ends of the femur. AC 2 = 2900
These are often identified by the femoral condyles (A)
AC = 2900 = 53.85 cm
at the knee and the head of the femur at the hip (C)
(Fig. 1.2). Therefore, the length of the femur is 53.85 cm.
Pythagorean theorem states that the square of the It is very important to note that the length of the
hypotenuse is equal to the sum of the squares of the femur, or hypotenuse, is the longest side of the trian-
other two sides. The hypotenuse is the longest side in gle. This will always be the case: if you work out the
any right-angled triangle, where the remaining two hypotenuse to be shorter than either of the other two
sides make up the 90° angle. Thus: sides, then you have probably got a little mixed up with
the equation.
AC 2 = AB2 + BC 2
So, if we know any two sides of a right-angled tri-
where AB is the horizontal distance between the knee angle, the third side can be found. Or, to consider the
and hip joints, BC is the vertical distance between the femur, if we know the horizontal and vertical positions
knee and hip joints, and AC is the hypotenuse or of the knee and hip joints, we can work out the length
length of the femur. of the femur. Although for most people this is not ter-
Movement analysis systems will often tell us the ribly exciting, without this we would know little about
position of the ends of a body segment in x and y mechanics, and even less about biomechanics.
coordinates. If we consider that we know the lengths
of the horizontal and vertical sides, AB = 20 cm and What Are Tangent, Sine and Cosine?
BC = 50 cm, we can use Pythagorean theorem to find The best way of thinking about tangent (tan), sine and
the length of the femur or AC. cosine is as ratios of the different sides of a triangle. In
1 MATHS AND MECHANICS 5

the UK, we often describe the steepness of a hill in C


terms of how far up we go in relation to how far along
we go. For example, a 1 in 4 hill means we go up 1 m
for every 4 m we go along: this tells us something
about the steepness of slope of the hill.
This is fine until we try to relate this to an angle in
degrees as we can’t really express a hip flexion angle Θ
angle

Adjacent 50 cm
meaningfully in these terms. At this point tan, sine and
cosine come to our rescue; these convert the ratios
between the different sides into an angle in degrees.
Now at this point I could go into a lot of detail about
how tan, sine and cosine work, BUT we want to know
how to use tan, sine and cosine, not prove where they
Y
come from and why they work! The best way to convert
these ratios into angles in degrees is using any scientific
calculator. Alternatively, if you are ‘electronically chal-
lenged’ and do not have a scientific calculator, you
could use tables that will do the same job.
X B A
STUDENTS’ NOTE Opposite 20 cm

When solving these with a scientific calculator you FIGURE 1.3 ■ Tangent of an angle
will need to use the sin, cos, tan buttons when you
know the angle. If you are trying to find the angle
from a ratio you will need to use the sin−1, cos−1 and
tan−1; you may have to use a second function key to we may need to find out is the thigh angle θ from the
get to these. vertical (which in this example shows the femur flexing
forwards). The most important thing about working
out angles is naming the sides. If a side is opposite the
The Tangent of an Angle angle we are interested in we call it the ‘opposite side’,
In a right-angled triangle, the ratios of the sides of the if it is next to the angle we are interested in we call it
triangle determine the angles within the triangle and the ‘adjacent side’.
vice versa (Fig. 1.3).
STUDENTS’ NOTE
Opposite side
The tangent of angle θ (tan θ) = Now at this point you could say there are two sides
Adjacent side
next to the angle; however, the longest one will
An important aspect of biomechanics is the calcu- always be the hypotenuse, which we are not
lation of body segment angles in the different planes. considering in our angle calculations just yet.
We can find these from knowing the location of the
proximal and distal ends of a body segment. Now this
Opposite side
can get quite complex when we look at all three dimen- tanθ =
sions (x,y,z), or three planes (sagittal, coronal and Adjacent side
transverse), but for the moment we will focus on two 20
tanθ =
dimensions or angles (x,y), or the sagittal plane in 50
anatomical terms. If we consider the femur again with
tan θ = 0.4
the same measurements as before we know the lengths
AB and BC are 20 cm and 50 cm, horizontal and verti- So now we have found tan θ, we need to find the
cal distances, respectively (Fig. 1.3). One of the things angle θ in degrees. To do this we simply move the tan
6 SECTION 1 Mechanics and Biomechanics Theory

function over the equals sign, which then becomes Adjacent


The cosine of angle θ (cos θ) =
tan−1. Then it is a simple matter of putting the number Hypotenuse
in the calculator.
Sine. If we look at sine first, and consider that we
θ = tan −1 0.4 know the thigh angle θ is 21.8°, and we know the
θ = 21.8° opposite side is 20 cm, but we need to find the length
of the femur using only this information:
Thus, the thigh flexion angle is 21.8°.
In this way, if we know the length of the side oppo- Opposite
sinθ =
site to the angle, and the side adjacent to the angle, we Hypotenuse
can find the thigh segment angle θ. Likewise, if we 20
know the angle θ and length of the opposite side, we sin 21.8 =
Hypotenuse
can find the length of the adjacent side.
20
0.3714 =
The Sine ad Cosine of an Angle Hypotenuse
Two other ratios exist between the sides of a right-
We now move the hypotenuse to the other side of
angled triangle and the angles of the triangle. These
the equation, where instead of dividing, it then
are sine and cosine, which are commonly written sin
multiplies:
and cos. Sine and cosine work in much the same way
as tan; however, they use the hypotenuse and the oppo- 0.3714 × Hypotenuse = 20
site and adjacent sides, respectively (Fig. 1.4). 20
Hypotenuse =
Opposite 0.3714
The sine of angle θ (sin θ) =
Hypotenuse Hypotenuse = 53.85 cm
(which is the same length for the femur as before, not
surprisingly).

C
Cosine. So now for cosine. In this example we will
consider the hypotenuse and the adjacent side to find
the thigh segment angle. We now know the hypotenuse
is 53.85 cm, and the adjacent is 50 cm, how do we find
the angle, θ?
Θ Adjacent
angle cosθ =
Adjacent 50 cm

Hypotenuse
Hy

50
po

cos θ =
ten

53.85
use

cos θ = 0.9285
θ = cos −1 0.9285
Y
θ = 21.8°
Again, this is the same value of the thigh flexion
angle we calculated before. This demonstrates that the
different ratios can be used interchangeably depending
X B A on what information about a particular triangle you
Opposite 20 cm are given. So, there is often more than one way to tackle
FIGURE 1.4 ■ Sine and cosine of an angle a particular problem.
1 MATHS AND MECHANICS 7

A Summary of Sine, Cosine and Tangent


A quick summary of the ratios of the sides of right-
angled triangles and a possible memory aid is the word
SOHCAHTOA:
Opposite
Sin θ =
Hypotenuse
Adjacent
Cos θ =
Hypotenuse
Opposite
Tan θ =

Vertical component
Adjacent
With this information if we know the length of one
side and one angle of a right-angled triangle, we can
find the length of all the other sides and their angles.
Within biomechanics it is possible to use only
right-angled triangles. With the previously mentioned
tools it is possible to solve almost all the trigonometry
necessary in biomechanics.

t
Resultan
1.2.2 Vectors
What Is a Vector
Vectors have both magnitude (i.e. size) and direction.
All vectors can be described in terms of components in
the vertical and horizontal directions, or described by
a resultant effect acting at a particular angle (Fig. 1.5).
One vector that we will be considering throughout
this book is that of the force on the foot from the
ground, or ‘ground reaction force’, which we will con-
sider in much more detail later. Fig. 1.5 shows the hori-
zontal and vertical components of this force and the
overall effect, the resultant, of these components. Other
examples of vectors include displacement, velocity and
Horizontal component
acceleration. Vectors may be worked out in exactly the
same way as shown in Section 1.1.1 with right-angled FIGURE 1.5 ■ Vector diagram
triangles, the only difference being the terminology.
The Resultant adjacent sides of a right-angled triangle. These com-
This is the combination effect of all the vectors. In the ponents act along a coordinate system or frame of
previous example the resultant is the overall force reference, which in this case is vertical and horizontal
acting from the ground. This in essence is just a hypot- to the ground. So, if we always consider the horizontal
enuse and can be found using Pythagoras’ theorem, or and vertical ‘effects’ we will always create a right-angled
with sine, cosine and tangent depending on what triangle.
information is provided.
Adding and Subtracting Vectors
The Component In practical biomechanical problems, the segments or
The components of the resultant act at 90° from one limbs which are analysed will usually be subjected to
another; these are equivalent to the opposite and a number of forces acting in various directions. Often,
8 SECTION 1 Mechanics and Biomechanics Theory

700 N

50 N
300 N
100 N
800 N

250 N

FIGURE 1.6 ■ Resolving

we will wish to ‘add’ these forces together to determine 1. the vertical and horizontal direction relative to
their overall effect. The simplest example is where the the ground;
vectors are acting along the chosen frame of reference. 2. the planes of the human body, e.g. sagittal,
Fig. 1.5 shows the different forces acting and the result- coronal or transverse; or
ant effect. 3. along a body segment and at 90° to it.
If all the vectors involved act along the same line
To calculate and understand the overall effect of all
they can be added algebraically. That is, forces acting
the vectors we must relate each vector to the same
in one direction are regarded as positive, whilst those
sensible frame of reference. In other words, we are
acting in the opposite direction are regarded as
interested in finding the effects along and at 90° to the
negative—how we define what is positive and what is
sensible frame of reference.
negative will be covered later. The example in the fol-
We often have problems where we have vectors
lowing sections shows forces on the foot pushing left
acting at an angle to the chosen frame of reference. I
and right, and up and down, with the overall effect
sometimes refer to this as acting at a ‘funny angle’, i.e.
(Fig. 1.6). Do not worry about the units N (newton)
the vector does not line up with the frame of reference.
just yet!
If this is the case the vector at the ‘funny angle’ can be
‘resolved’ along and at 90° to the sensible frame of
Resolving
reference, or, to put it another way, the vector at the
Vectors may act in many different directions as well as funny angle, the hypotenuse, can be split into the
magnitudes; this is particularly true when we consider opposite and adjacent sides of a right-angled triangle.
the forces in muscles acting around the joints of the The opposite and adjacent sides will be the component
body. When vectors do act in different directions, it is vectors acting in each of the directions of your refer-
still possible to break these down and find the overall ence system. Similarly, if we have the horizontal and
effect if we follow a set of steps no matter how complex vertical components (the opposite and adjacent sides)
the problem looks. we can find the resultant (the hypotenuse) using
The key to successfully looking at complex systems Pythagoras’ theorem. Then use sine or cosine we can
of vectors is ‘resolving’. Resolving is the term used for find the angle at which the resultant acts.
finding the component vectors from a resultant vector
or vice versa, which once again takes us back to right- A Simple Vector Problem. This problem deals with
angled triangles. the forces we have during push off when walking. At
this point we will not concern ourselves with what this
Guidelines for Solving Vector Problems means or the nature of the units. The aspect we need
When considering vector problems, we need to first to focus on is that we have a vector of magnitude
decide on a sensible frame of reference or coordinate 1000 N acting at an angle of 80°. The question that
system. Frames of reference may be: needs answering is this: what are the magnitudes of the
1 MATHS AND MECHANICS 9

1000 N 1000 N 1000 N

Opposite side
80° 80° 80°

Adjacent side
FIGURE 1.7 ■ Resolving vectors. A simple vector problem

horizontal and vertical components of this resultant arrows representing the resultant, horizontal and ver-
force during push off? tical components should all converge on the same
Before we do anything, we have to decide on a point, which in this example is under the metatarsal
sensible frame of reference. In this case this is quite heads of the foot (Fig. 1.7).
straightforward, with the vertical and horizontal to the We now have our sensible frame of reference and
ground making most sense. We should now draw a box can visualize the horizontal and vertical components.
around the ends of the vector at the ‘funny angle’, i.e. Now, and only now, are we ready to consider calculat-
the vector that does not line up with vertical and hori- ing the magnitudes of the horizontal and vertical com-
zontal to the ground. Do not be distracted by the rest ponents; this is what we sometimes refer to as a
of the anatomy. Although this matters, as the force has laboratory or global coordinate system. This may seem
an effect on the anatomy, we can ignore it for the like overkill, but without being able to visualize we are
moment and just focus on the vector. We now need likely to make mistakes on more complex problems.
to consider what the vertical and horizontal compo- So on to the easy part: the maths! In Fig. 1.7 we now
nents look like, their magnitude and where they have two identical right-angle triangles. For the lower
originate from. triangle, we know one of the internal angles is 80°.
The magnitudes of the components will be the Now all we need to do is to identify the hypotenuse,
lengths of the vertical and horizontal sides of the box and the opposite and adjacent sides of the triangle, and
we have drawn around the vector. All components use sine and cosine to find the horizontal and vertical
must originate from the same point, i.e. the tails of the components (Fig. 1.7).
10 SECTION 1 Mechanics and Biomechanics Theory

Adjacent side The question is what force is acting along the femur
The cosine of the angle =
Hypotenuse and what force is pushing the femur into the hip joint?
Adjacent side Again, we are first going to consider a sensible
cos80 = frame of reference. However, in this case we want to
1000 know what is happening in reference to the femur,
1000 cos 80 = Adjacent side which will be different to the horizontal and vertical
173.6 = Adjacent side in relation to the ground we used in the previous
Horizontal component = 173.6 N example. This is because the femur is not aligned per-
fectly to the vertical. This is what we sometimes call a
Opposite side
The sine of the angle = local or segment coordinate system (Fig. 1.8). As before
Hypotenuse we will be using the unit for force, N (newton).
Opposite side Once we have drawn on this frame of reference we
sin80 =
1000 then need to draw boxes around the ends of each of
the muscle force vectors, making sure that the compo-
1000 sin 80 = Opposite side
nents align with this frame of reference. As before we
984.8 = Opposite side are going to ignore the femur itself and focus on the
Vertical component = 984.8 N vectors and their frame of reference only; once we have
solved the problem, we will then relate it back to the
To put this in a functional context, this means that a
anatomy. Next, we will consider each muscle separately
force of 984.8 N is pushing up, whereas 173.6 N is
and work out the components along the long axis of
pushing, or propelling the body forwards. But there
the femur and at 90° to the femur (our sensible frame
will be much more on this later.
of reference). We will first consider the hip adductors
(Fig. 1.8):
A More Difficult Vector Problem. This problem deals
The force along the long axis of the femur is the
with the muscle forces acting around the hip joint. The
opposite side to the angle of 40°. Therefore:
two muscle groups we are considering here are the hip
adductors and abductors, the anatomical insertions Opposite side
The sine of the angle =
here being a rough illustration only. Hypotenuse

800 N 800 N 800 N


10°

10°

1500 N 1500 N
1500 N

40° 40°

FIGURE 1.8 ■ Resolving vectors. A more difficult vector problem


1 MATHS AND MECHANICS 11

Opposite side 787.8 N


sin 40 =
1500
1500 sin 40 = Opposite side
964.2 = Opposite side
Long axis component = 964.2 N
138.9 N
The force along the axis at 90° to the femur is the 964.2 N
adjacent side to the angle of 40°. Therefore:
Adjacent side
The cosine of the angle =
Hypotenuse
Adjacent side
cos40 = 1149 N
1500
1500 cos 40 = Adjacent side
1149 = Adjacent side
FIGURE 1.9 ■ Forces along and at 90° to the long axis
Component at 90° to the femur = 1149 N

We now consider the hip abductors (Fig. 1.8). The Total force at 90° to the long axis of the femur
force along the long axis of the femur is the adjacent = 1149 − 138.9
side to the angle of 10°. Therefore: Total force at 90° to the long axis of the femur
Adjacent side = 1010.1 N
The cosine of the angle =
Hypotenuse This has now simplified the problem as all the
Adjacent side forces are either acting along the axis of the femur or
cos10 = at 90° to the long axis (Fig. 1.9). We can now add the
800
forces acting along the axis and at 90° to the long axis
800 cos10 = Adjacent side
of the femur. To do this we need some simple rules:
787.8 = Adjacent side
■ All forces acting up are positive and all forces
Long axis component = 787.8 N acting down are negative.
The force along the axis at 90° to the femur is the ■ All forces acting to the right are positive and all
opposite side to the angle of 10°. Therefore: forces acting to the left are negative.

Opposite side The problem can be taken one step further as


The sine of the angle = these forces must be balanced with the joint forces
Hypotenuse
(Fig. 1.10).
Opposite side
sin10 = This is the beginning of solving quite complex bio-
800 mechanical problems, which we have achieved by
800 sin10 = Opposite side breaking the problem up into more simple parts. We
138.9 = Opposite side will deal with both muscle and joint forces in far more
detail in Chapter 2: Forces, Moments and Muscles.
Component at 90° to the femur = 138.9 N

If we now combine what we have found from both 1.3 MECHANICS


muscles.
1.3.1 Forces
Total force along the axis of the femur = 964.2 + 787.8 The fundamental concepts of mechanics and biome-
Total force along the axis of the femur = 1752 N chanics include the study of forces, movement and
12 SECTION 1 Mechanics and Biomechanics Theory

1752 N This law states that if an object is at rest it will stay


at rest; and if it is moving with a constant speed in a
straight line it will continue to do so, as long as no
external force acts on it, i.e. if an object is not experi-
encing the action of an external force it will either keep
1010.1 N moving or not move at all.
This law expresses the concept of inertia. The
inertia of a body can be described as being its reluc-
tance to start moving, or stop moving once it has
started. In fact, the state of being at total rest or con-
stant velocity never happens in animals, as there is
always some movement, which means a continually
changing velocity. Even if we consider a runner at a
perceived constant speed, there will in fact be signifi-
cant changes in vertical and horizontal velocities of the
whole body and the individual body segments.
Newton’s first law of motion was an important first
statement which highlighted the nature of an object
FIGURE 1.10 ■ Joint forces travelling in a frictionless environment at a constant
speed; this also set the scene for the remaining two laws
of motion.

moments. Forces make things move, stop things Newton’s Second Law
moving, or make things change shape. They can either ‘The relationship between an object’s mass (m),
push or pull. In the SI system of units, forces are meas- its acceleration (a) and the applied force (F) is
ured in newton (N). Force is a vector quantity; there- F = ma. The direction of the force vector is the
fore, all forces have two characteristics, magnitude and same as the direction of the acceleration vector.’
direction, which both need to be stated in order to
describe the force fully. A good place to start consider- This law states that the rate of change of velocity
ing the effect of forces is with the laws formulated by (acceleration) is directly proportional to the applied,
Newton. external, force acting on the body and takes place in
the direction of the force. Therefore, forces can either
1.3.2 Newton’s Laws of Motion cause an acceleration or deceleration of an object.
Isaac Newton (1642–1727) published a three-volume Acceleration is usually defined as being positive and
work called ‘Philosophiae Naturalis Principia Mathe- deceleration as being negative.
matica’ in 1687, which was published first in Latin,
revised in 1713 and 1726, and, interestingly, was not F = ma
translated into English until 1729, after his death. In F = Applied force (N)
this epic work, he dealt with many concepts in physics, m = Mass of the body (kg)
amongst which were the ‘inverse square’ law of gravity
a = Acceleration of the body (m/s2 )
and the three ‘laws of motion’, which we will now con-
sider, although somewhat abridged from the original. One way to think about this is to consider what
would happen if you put a mouse on a skateboard and
Newton’s First Law gave it a push, a single external force. The skateboard
‘Every object in a state of uniform motion tends and mouse would accelerate off quickly whilst you
to remain in that state of motion unless an were pushing, or providing a force (F) as the mass (m)
external force is applied to it.’ is small. Now consider exchanging the mouse for a
1 MATHS AND MECHANICS 13

large dog and you provided the same force during the however, unless the mass of one of the objects is very
push. Clearly the dog would accelerate at a much large, the effects are very hard to observe. This force
slower rate; this is due to its larger mass. So, for the depends on both the mass of the object and the accel-
same force, two different accelerations would be eration acting on it, e.g. gravity. Weight is often inter-
attained due to the different masses of animal by the preted as being the force acting beneath our feet, e.g.
relationship of a = F/m. bathroom scales measure this force, although they very
This law also raises an interesting point about exter- rarely use the correct units, which should be newtons.
nal forces in biomechanics, where we often have many So, can we change our weight? A good way to lose
external forces acting at any one time. Therefore, to be weight is to stand in a lift and press the down button.
able to work out how an object is going to move we You will lose weight, i.e. the force beneath your feet
need to consider all the forces acting. This can make will reduce as the lift accelerates downwards. Unfortu-
some problems very difficult to solve. nately, when the lift comes to a stop you will gain
weight again as the lift decelerates downwards. What
Newton’ Third Law this is doing is temporarily changing the conditions
‘For every action there is an equal and opposite with the addition of the acceleration of the lift as well
reaction.’ as the acceleration due to gravity.
Another example of the difference between mass
This law states that if a body A exerts a force on a and weight is to consider astronauts. When they are in
body B, then B exerts an equal and opposite directed space they are weightless. This does not mean they
force on A. This does not mean the forces cancel each have gone on an amazing diet, but it does mean that
other out because they act on two different bodies. For there is little or no acceleration acting on them, so any
example, a runner exerts a force on the ground and force acing on them is zero.
receives a reaction force that drives him up and So, weight is a force which is dependent on the mass
forward. This is known as a ground reaction force or of the object and the acceleration due to gravity. This
GRF, which we will be considering in greater detail brings us back to Newton’s second law of motion, F =
throughout this book. ma, but with weight as the force and the acceleration
being the acceleration due to gravity.
1.3.3 Mass and Weight
What Is Mass? Force = Mass × Acceleration
Mass is the amount of matter an object contains, or to Weight = Mass × Acceleration due to gravity
put it another way, the number of atoms that make up Weight = mg
your body. This will not change unless the physical
properties of the object are changed, e.g. you change Acceleration Due to Gravity
the amount of matter you contain by growing, dieting Wherever you are on planet Earth there is an accelera-
or losing a body part. One extreme example of dem- tion due to gravity acting on you. So where does this
onstrating this is going into orbit or going to the acceleration due to gravity come from? Once again, we
moon; although you may well become weightless, or look to Newton, who found what is called the inverse
much reduce your weight, you still contain the same square law:
amount of matter. Therefore, the dieting group ‘weight GMm
watchers’ is in fact incorrectly named and ‘mass watch- F=
r2
ers’ would be more correct, as the thing which is being
changed is the amount of matter, or mass of the body. where F = force, G = universal gravitational constant
(6.673 × 10−11 Nm2/kg2), M = mass of object 1, m =
What Is Weight? mass of object 2, and r = the distance away from the
Weight is an attractive force we have with whichever centre of the objects.
planet or celestial body we happen to be on or near. In F is the attractive force between any two objects, so
fact, this attractive force is present between all objects; the greater the mass the objects contain, the larger the
14 SECTION 1 Mechanics and Biomechanics Theory

attractive force between the objects. So the larger the If we consider someone standing still, they will have
body the more attractive it is! a reaction force from the ground under each foot. This
Let’s now consider my attractive force with the will have a vertical component, but there will also be
Earth, or weight. The mass of the Earth is approxi- a small horizontal medial (directed towards the
mately 5.9742 × 1024 kg, the radius of the Earth is middle) component under each foot, as the feet are
approximately 6375 km and my current mass is wider apart than the width of the pelvis. However,
approximately 75 kg. these horizontal forces will in fact act against one
another and cancel out in the same way described in
6.673 × 10−11 × 5.9742 × 1024 × 75
F or weight = the section on vectors, as they act on the same object,
6 375 0002 in this case a person. The other force we need to con-
This gives a force, F = 735.7 N sider is the weight acting down: this will be equal and
opposite to the vertical component of the reaction
So this gives me an attractive force with the Earth
forces acting under the feet. So the sum of the forces
of 735.7 N, which is my current weight in newtons.
in the vertical and horizontal will be zero, indicating
Now if we relate this back to Newton’s second law of
that the person is indeed standing still (Fig. 1.11).
motion we will find a much easier way of doing this:
F = ma 1.3.5 Free Body Analysis
735.7 = 75 × a Free body analysis is a technique of looking at and
simplifying a problem by constructing a diagram or
735.7
=a sketch showing all the forces acting. We have already
75 seen an example of this in the section on vectors.
a = 9.81 m/s2 If we consider two people having a tug of war, both
pulling a rope (Fig. 1.12), we first need to identify all
So the attractive force between each of us and the
the forces acting. In this example, we have the tension
Earth produces an acceleration due to gravity (g) of
in the rope, which is pulling each person towards the
9.81 m/s2, which is the accepted value and is only
centre, a resultant force pushing up beneath the feet,
subject to very small geographic variations over the
and the weight of each individual acting down. Once
surface of the Earth. For the purposes of rough calcu-
we have drawn these, then consider how they are acting
lations this is often rounded up to 10 m/s2. However,
in relation to a sensible frame of reference, and if the
to get the best possible accuracy 9.81 m/s2 should be
forces do not align with this frame of reference, they
used; therefore, I will be using 9.81 m/s2 in this book.
will need to be resolved vertically and horizontally. This
Weight = mass × gravity breaking down of a problem and drawing the system
of forces is called a free body diagram (Fig. 1.13).
or
Once we have drawn this diagram we can then start
Weight = mg to think about the forces and solving the problem. In
this case, we need to find the tension in the rope and
the mass of the person. Sometimes we need to make
1.3.4 Static Equilibrium some assumptions—in this case we have to assume
The concept of static equilibrium is of great impor- that the two people are the same weight and height,
tance in biomechanics as it allows us to calculate forces that they are in identical positions and that they are in
that are unknown. Newton’s first law tells us that there static equilibrium—but we are told the resultant force
is no resultant force acting if the body is at rest, i.e. the beneath the feet is 900 N and the angle of the force
forces balance. acting to the vertical is 30° (Fig. 1.14).
Therefore, if an object is at rest, the sum of the
forces on the object, in any direction, must be zero. Resolving. First, we must resolve the force of 900 N so
Therefore, when we resolve in a horizontal and vertical that it is in the sensible frame of reference, which in
direction, the resultant force must also be zero. this case is horizontal and vertical to the ground.
1 MATHS AND MECHANICS 15

FIGURE 1.12 ■ Tug of war

There are no other horizontal forces acting on the


person apart from the tension in the rope; therefore,
if this is in static equilibrium, this force MUST be
equal and opposite to this force in the rope from New-
ton’s third law of motion.
Vertically
Adjacent side
cos30 =
Hypotenuse
Vertical component
cos30 =
Hypotenuse
900 cos 30 = Vertical component
779.4 N = Vertical component
Weight of person = 779.4 N
FIGURE 1.11 ■ Static equilibrium There are no other vertical forces apart from the
weight of the person; therefore, if this is in static equi-
librium, the weight MUST also be equal and opposite
Horizontally to this force from Newton’s third law of motion.
Opposite side But what is the person’s mass? If we now consider
sin30 = the concept of mass and weight again:
Hypotenuse
Horizontal component Weight = Mass × Acceleration due to gravity
sin30 =
Hypotenuse 779.4 N = Mass × 9.81 m/s2
900 sin 30 = Horizontal component 779.4
= Mass
450 N = Horizontal component 9.81
Tension in the rope = 450 N Therefore, the mass of the person is 79.45 kg.
16 SECTION 1 Mechanics and Biomechanics Theory

900 N

30°

FIGURE 1.13 ■ Free body analysis

Rope tension

900 N
Vertical component of GRF

Weight, mg
RF)
ce (G
n for
actio

30°
nd re
Grou

Horizontal component
of GRF
FIGURE 1.14 ■ Forces during a tug of war
1 MATHS AND MECHANICS 17

Force

Distance

FIGURE 1.15 ■ Moments

1.3.6 Moments and Forces this we consider if each force will try to rotate the
When a force acts on a body away from its pivoting object (in this case a seesaw) in a clockwise or anti-
point a turning effect is set up. Consider opening and clockwise direction. If it is in a clockwise direction, it
closing a door. You are in fact creating sufficient force is considered to be in a positive direction, and if anti-
to turn the door on its hinges: the force required to do clockwise, it is considered to be in a negative direction.
this multiplied by the distance away from the hinges Thus, if we consider the mathematics of the example
you are pushing is the moment (Fig. 1.15). in Fig. 1.16B:
A turning moment is defined as:
The 500 N weight will try to turn the seesaw
M = F×d anticlockwise.
where M = turning moment, F = magnitude of force The 1000 N weight will try to turn the seesaw
(how hard you push) and d = distance from the pivot. clockwise.

Balancing Moments If the seesaw balances, then the sum of the clockwise
turning effects and anticlockwise turning effects must
This is very much like working out the unknown forces
be zero. To do this we are going to break the problems
using static equilibrium. As with static equilibrium we
down by considering the effect of each force separately,
can balance the moments by making the overall effect
and then consider the overall effect.
zero, i.e. the effect of one moment cancels out the
If we consider anticlockwise moments as negative
effect of another moment. The best way of thinking
and clockwise as positive:
about this is considering the turning forces on a seesaw
(Fig. 1.16). Moment = Force × Distance to pivot
In Fig. 1.16A it is clear that this seesaw will not Moment = −(500 × 2) + (1000 × 1)
balance. In fact, a better way of describing this would
Moment = −1000 + 1000
be that the seesaw would rotate in the clockwise direc-
tion. This would have the effect of moving the heavier i.e. the moments cancel out and the seesaw is
person down until their feet touched the ground, at balanced.
which point some of the force would be removed from Although there seems to be little effect, if we now
the seesaw. So, it is clear to balance the seesaw we need consider Newton’s third law of motion then we do in
to move the pivot point closer to the heavier person fact have a third force acting. If we consider the seesaw
(Fig. 1.16B). vertically, we have two forces (weights) on either side
acting down, giving a total force of 1500 N. From
The Mathematics Behind Balancing Moments Newton’s third law of motion there must be an equal
To solve problems with moments we have to consider and opposite reaction acting up. The only place for this
what the action of each force would be in turn. To do to act is at the pivot; therefore, there must be a force
18 SECTION 1 Mechanics and Biomechanics Theory

500 N 1000 N

1m 2m

500 N 1000 N

2m 1m

500 N 1000 N

2m 1m

C 1500 N
FIGURE 1.16 ■ (A) Unbalanced seesaw. (B) Balanced seesaw. (C) Pivot reaction force (From Tidy’s Physiotherapy 15e, Porter,
2013.)
1 MATHS AND MECHANICS 19

acting up of 1500 N as it is static equilibrium Within biomechanics, thankfully, we are a little


(Fig. 1.16C). more consistent, although there is still a variety that
These techniques of finding forces and moments are used, including newton per millimetre square (N/
are identical to the ones we use to find muscle and mm2), newton per centimetre square (N/cm2), kilo-
joint forces in the body, which will be dealt with in grams per millimetre square (kg/mm2), kilograms per
more depth in Chapter 2: Forces, Moments and centimetre square (kg/cm2), and sometimes pounds
Muscles. per square inch (psi) and millimetres of mercury
(mmHg).
Any measurement of pressure involving kilograms
1.3.7 Pressure is strictly speaking wrong, as this is a measure of mass
What Is Pressure? and NOT a measure of force. However, more people
Pressure is best thought about as the force acting over are likely to have a conceptual idea of what a kilogram
an area. If we consider a large force distributed over a is, which has contributed to its use. The same argu-
very large area the pressure will be relatively small; ment could be made for the use of pounds, even
alternatively if we consider the same force acting over though the Conférence Générale des Poids et Mesures
a very small area the pressure will be very high. There- (CGPM) agreed over three decades ago in 1971 to
fore, pressure is dependent on the force applied and maintain the metric standards of the Convention du
the area over which the force acts. Mètre of nearly 100 years earlier in 1875! The use of
different units makes the comparison of clinical data
Force
Pressure = difficult and only makes the calculations harder.
Area So, what units should we use? The SI unit for pres-
Pressure has been measured using a variety of units sure is pascal (Pa), although in pressure, because of the
over the course of history, which unfortunately still size of the measurements, kPa makes more sense, i.e.
plague us today. These include millibars, bars, pascals, 1 kPa = 1000 Pa. The unit pascal is named after Blaise
kilopascals, megapascals, newtons per square centime- Pascal (1623–1662), a French mathematician and
tre, newtons per square metre, atmospheres, inches of physicist. A pascal is the pressure produced when a
water, feet of water, mm of water, inches of mercury, force of 1 N is distributed over an area of 1 m2.
mm of mercury, kilograms per cm squared, pounds
per square inch (psi), pounds per square foot, and Finding Pressures When Standing
tonnes per metre squared, to mention just some If a subject of weight (force) 700 N stands on a block
of them! with a side of 4 cm, as in Fig. 1.17A, then we can find

A B
FIGURE 1.17 ■ Standing on a block with a side of (A) 4 cm, (B) 2 cm
20 SECTION 1 Mechanics and Biomechanics Theory

the average pressure beneath the area of the foot in 1.3.8 Friction
contact with the block: What Causes Friction?
Area = 0.04 × 0.04 = 0.0016 m 2 We have already talked briefly about friction, or at
least the absence of it, when considering Newton’s
The force beneath the foot will be equal to the first law of motion. But what is friction and what
weight from Newton’s third law. The average pressure causes it?
between the foot and the block = force / area: When the two surfaces meet, what happens? The
surfaces in contact weld together microscopically.
Force
Pressure = Then, when the objects continue to move against each
Area other, the peaks break off. This process creates a force
700 that tries to resist the motion and this force is what we
Pressure =
0.0016 call the frictional force.
This process leaves fragments that also resist the
Pressure = 437 500 N/m 2 (Pa) or 437.5 kN/m 2 (kPa)
movement and wear down the surfaces further; this is
If the subject of weight 700 N now stands on a known as three body wear, the three bodies being the
block with a side of 2 cm, the average pressure beneath two opposing surfaces and the fragments themselves.
the foot will be greater. Again, this depends on the area So, where there is friction, there is wear, and you need
of the foot in contact with the block and the subject’s look no further than the soles of your shoes.
weight (Fig. 1.17B).
The area beneath the foot in contact with the block Static Friction
is calculated by: When a body moves, or tries to move, over a surface
it experiences a frictional force. The frictional surfaces
Area = 0.02 × 0.02 = 0.0004 m 2
act along a common surface, and are in a direction to
oppose the movement. If we consider pulling an object
The average pressure between the foot and the
along the ground, an unwilling dog or child perhaps,
block = force / area:
initially the force is small and the object does not
Force move. As the pulling force is increased there reaches a
Pressure = point where the object starts to slide (note: this should
Area
not be considered necessarily as good parenting or dog
700
Pressure = ownership practice).
0.0004 This indicates that for small values of pulling force
Pressure = 1750 000 N/m 2 (Pa) or 1750 kN/m 2 (kPa) the frictional force is equal and opposite, but there is
a maximal frictional force that can be brought into
For example, if an individual stands with flat feet, they play; this is known as the limiting frictional force.
will have lower pressures on the foot than an indi- When the pulling force is greater than the limiting
vidual with arched feet as the area over which the force frictional force, the object will accelerate in accordance
is distributed is larger. to Newton’s second law. Interestingly, however, once
This only considers the average pressure over the the object starts to move the force required to over-
whole foot. However, the load will not be evenly dis- come the friction force reduces slightly.
tributed over the whole of the base of the foot, but
will be concentrated at various points on the foot.
The distributions of pressure beneath the foot are What Does Frictional Force Depend On?
extremely important in both pain relief and preven- Frictional force depends on two main factors; how
tion of tissue breakdown; this will be dealt with in hard the object is pressing down onto the surface (the
much more detail in Chapter 7: Measurement of Force normal reaction) and the roughness of the contact
and Pressure. between the two surfaces (coefficient of friction).
1 MATHS AND MECHANICS 21

Coefficient of Friction Maximum frictional force available


The frictional force can be shown to be proportional = coefficient of friction (µ) × normal reaction
to the normal reaction force by placing increasing
or
loads on a platform and then applying a horizontal
force. The force required to move the platform will F = µR
increase with the loading on the platform. Therefore, where F = maximum frictional force available, µ =
we can say as the reaction force increases so does the coefficient of friction, and R = normal reaction.
limiting frictional force. Therefore, as the normal reac- Fig. 1.18 shows the frictional force increasing in
tion (R) increases, the limiting frictional force (F) proportion to the applied vertical force on a shoe. If
would also increase. The limiting frictional force will the shoe is then pulled along a flat surface at a constant
vary depending on the materials the two surfaces are velocity, the frictional force equals the pulling force as
made of. Each combination of materials will have its the shoe is neither accelerating nor decelerating.
own coefficient of friction, given the symbol µ.

Limiting Frictional Forces During Walking


Maximum (Limiting) Frictional Force Available
Limiting frictional forces are extremely important for
A good way of considering the limiting frictional force
our stability during walking. If we consider the effect
is by thinking of two objects of the same shape but
of walking on two different surfaces with different
different weights. An example would be a mouse and
coefficients of friction, we can predict whether an indi-
a dog standing on a block. If we try to push the block
vidual is likely to slip. So, if a person walks first on a
the coefficient of friction will in fact be the same for
carpet, µ = 0.55, and then on a tiled floor, µ = 0.18, as
both conditions; however, the dog’s larger weight will
in Fig. 1.19, will they slip?
produce a larger reaction force, which will mean the
First, we have to find the vertical and horizontal
amount of frictional force available is much greater
components of the GRF.
than the same block with the mouse.
Maximum frictional force available may be found Adjacent side
The cosine of the angle =
using the following equation: Hypotenuse

Weight (N)

Frictional force Pulling force

Normal
reaction
force

FIGURE 1.18 ■ Frictional force


22 SECTION 1 Mechanics and Biomechanics Theory

Maximum Frictional Force Available for Carpet. The


size of the vertical component will determine the
1000 N amount of frictional force available with each coeffi-
cient of friction.
Maximum frictional force available
= normal reaction × µ
F = µR
Maximum frictional force available for carpet
= 0.55 × 984.8 = 541.6 N
The maximum frictional force available when
walking on carpet is 541.6 N, which is much greater
than that of the horizontal force, 173.6 N; therefore
the person is quite safe.

Maximum Frictional Force Available for Tiled Floor


Maximum frictional force available for tiled floor
80° = 0.18 × 984.8 = 177.3 N
The maximum friction force available when walking
FIGURE 1.19 ■ Frictional forces during walking on the tiled floor is much reduced, 177.3 N, but there
is just sufficient frictional force available to support
the 173.6 N horizontal force to stop the person slip-
ping. However, any greater horizontal force or any
slight reduction in the coefficient of friction will mean
the person’s foot will slip, as the floor will no longer
Adjacent side be able to maintain the anterior frictional force to
cos80 =
1000 stop it.
1000 cos 80 = Adjacent side
173.6 = Adjacent side The Clinical Relevance of Friction
Horizontal component = 173.6 N Friction affects many aspects of biomechanics—
without friction there would be no horizontal forces
This horizontal force will have to be equal to or less when we walk. You only have to consider walking on
than the maximum friction force available for each a frozen pond with shoes with no grip; the lack of
surface. To find the maximum frictional force available friction would either not allow us to move at all or
we first need to find the ‘normal reaction’ or ‘vertical make us slip over if we ever did get moving. Much
component’ of the GRF. work has been carried out on non-slip surfaces which
Opposite side allow, in theory, the best coefficient of friction with
The sine of the angle = minimum floor wear under all conditions to yield
Hypotenuse
the largest available frictional force to enable us to
Opposite side walk safely.
sin80 =
1000 Friction is also used in many external prostheses;
1000 sin 80 = Opposite side for instance some external prosthetic knee units have
a frictional brake, which allows an amputee some knee
984.8 = Opposite side flexion during stance phase whilst remaining stable.
Vertical component = 984.8 N Conversely, internal prosthetic devices (knee and hip
1 MATHS AND MECHANICS 23

replacements) aim to reduce the friction as much as weight is a force due to the body mass and the
possible, which increases the life of the prosthesis. accelerations acting on it.
■ Moments describe turning effects about pivot
points. Understanding moments is essential
SUMMARY: MATHS AND MECHANICS when considering the action of muscles and how
■ Vectors are quantities that have magnitude and they control joint movement.
direction. We can describe these in terms of a ■ Pressure is a measure of the distribution of the
value and an angle from a frame of reference. force, or pressure, beneath the foot or contact
From this, their effects can be found along ana- area. Pressure can be used to determine varia-
tomical axes. tions in the loading or pressure patterns. High
■ When a body moves, it is in a continuous state pressures can cause tissue breakdown and injury.
of acceleration and deceleration. Internal and ■ Frictional forces are always present. Perhaps
external forces are continually at work to drive the most important frictional force is between
these movements. the foot and the ground. Without this force, we
■ Weight and mass are not the same. Mass is would not be able to propel or stop ourselves
the amount of matter a body contains, whereas when walking.
2 FORCES, MOMENTS AND MUSCLES
JIM RICHARDS

T his chapter considers the use of the techniques covered in Chapter 1, in


relation to the musculoskeletal system, in more detail. It also considers the proper-
ties of the body segments, the joint moments, muscle forces, and joint reaction
forces in upper and lower limbs.

A I M single point where all the mass can be considered to


act is very useful in mechanics and biomechanics as it
To relate forces and moments to muscle forces and joint forces.
allows us to study the force due to an object’s position
and its response to external forces.
O B J E C T I V E S 2.1.1 The Centre of Mass by Calculation
■ To explain the nature of centre of mass and how to find The calculation of an object’s centre of mass can be
body segment information done by finding the moments around a given point on
■ To understand the calculation of moments about joints an object. One way to show this is by considering the
in static problems centre of mass of two people on a seesaw. The centre
■ To understand the calculation of muscle forces in static of mass will be the horizontal position directly under
problems the balancing point, although in the following example,
■ To understand the calculation of joint forces in static we will ignore the weight of the seesaw (Fig. 2.1).
problems. The centre of mass of an object is the point at which
its weight acts, and in this case the object is the entire
system of the seesaw and the two people. If the object
is pivoted about its centre of gravity, there would be
2.1 CENTRE OF MASS no turning moment about that point and therefore the
What is the centre of mass? The centre of mass is a seesaw would balance. However, in the example in Fig.
point on an object where all the mass can be consid- 2.1, I have neglected to tell you the horizontal position
ered to act. The centre of mass of an object does not of the balance point, as this is the very thing we are
always coincide with its geometric centre as it is trying to find out. So, the balance point will be X
affected by not just the shape of the object, but also metres from one end: all we have to do now is find out
the distributions of the densities of material through- what X is.
out the object. The concept of ‘centre of gravity’, a term As in Chapter 1: Moments and Forces, we are going
often used interchangeably with centre of mass, was to consider the moment from each end of the seesaw,
first introduced by the Ancient Greek mathematician, but now we are going to do this in terms of our
physicist and engineer Archimedes. The defining of a unknown value X. As before, clockwise moments are
24
2 FORCES, MOMENTS AND MUSCLES 25

3m

FIGURE 2.1 Centre of mass by ca lculatio n

considered as positive and anticlockwise moments are stroke. We could find the centre of mass using a com-
considered as negative. So: puter-aided design (CAD) package if we have a precise
three-dimensio al representation of the device.
The moment due to the 1000 N
However A:FOs are often handmade from casts on the
- The moment due to 500 N = 0
subject's foot and ankle; therefore the best way of
1000 N x its distance to balance point finding the centre of mass is to find it experimentally.
- 500 N x its distance to balance point = 0 To do this we need to suspend the object from a loca-
1000 X-500 (3-X)= 0 ti(i)n near an edge and drop a plumb-line and mark this
on the object. We then suspend the object from another
1000 X-1500+500 X = 0
location not too close to the first and drop a second
1500X-1500=0 plumb-line and mark again. The intersection of the
1500 X = 1500 two lines will be at the centre of mass. This may then
X = 1500 be checked by choosing a third suspension location,
1500 which should coincide with the intersection already
marked (Fig. 2.2 A, B, C).
Therefore, X = 1 m
This tells us the exact location of the centre of mass
of the object, which is 1 m from the heavier person. 2.1.3 Centre of Mass and Stability of the
Body in Different Positions
2.1.2 Finding the Centre of For an object of variable shape, such as the human
Mass by Experiment body, the precise position of the centre of mass of
The calculation method can be very useful; however, the whole body will clearly change with the position
if we have to find the two-dimensional or three- of the limbs. Different body positions may even result
dimensional location of the centre of mass of irregular in the centre of mass falling inside or outside of the
objects, such as body parts, this technique becomes body. During standing, for instance, the centre of
harder. In these situations, we should consider mass of an adult lies within the pelvis in front of
another technique for finding the centre of mass by the upper part of the sacrum, its exact location
experiment. depending on the build, sex and age of the individual.
Ankle foot orthoses (AFOs) are ankle supports fre- However, as the person moves the relative position
quently used in the management of cerebral palsy and of the body segments move. Fig. 2.3 shows how the
26 SECTION 1 MECHANICS AND BIOMECHANICS THEORY

B C
FIGURE 2.2 ■ Centre of mass by experimentation

position of the centre of mass moves during a sit- 2.2 ANTHROPOMETRY


to-stand task.
The first diagram shows the sagittal plane view just 2.2.1 Background to Anthropometry
after the person has left the chair. Notice that the force The study of muscle and joint forces requires data
falls behind the foot. If the person were to stop at this regarding the length of body segments, mass distribu-
point they would fall back onto the chair. The second tions, centre of mass and the radius of gyration of
diagram shows the force is nearer the pelvis and the body segments. Information about human body
line of force now falls in the base of support of the feet. dimensions was first collected in the late 19th century
If the person were to stop at this point they would now by Braune and Fischer (1889). Since then more com-
be in a stable crouched position. The third and fourth prehensive studies have been undertaken, most notably
diagrams show the sagittal and coronal views at the by Dempster (1955), Dempster and colleagues (1959),
end standing position. Drillis and Contini (1966), Clauser and colleagues
2 FORCES, MOMENTS AND MUSCLES 27

FIGURE 2.3 ■ Centre of mass during a sit-to-stand task

(1969), Chandler et al. (1975), Zatsiorsky and Seluy- overall body height. From these data, we are able to
anov (1983) and de Leva (1996). Some of this informa- find an estimate of all the physical properties of all
tion has been obtained from cadavers and some used body segments using measures of only the subject’s
measured segment volumes in conjunction with mass and height. However, this is open to error due to
density tables. Kingma and colleagues (1995) discussed the natural variation in anatomical proportions.
the errors associated with using stereotyped anthropo- Although we should go to reasonable lengths to reduce
metric data and suggested procedures to optimize the any errors, most sources of anthropometric data
calculation of segment centres of mass and centre of provide similar results and it is debatable whether the
mass of the whole body. A greater degree of accuracy different models produce clinically significant differ-
may be achieved by taking measurements of segment ent results.
lengths and therefore removing some of the errors due
to natural variation. To remove all errors associated 2.2.2 Common Anthropometric Parameters
with these calculations, full anthropometric measure- The most common anthropometric measurements
ments need to be taken; however, this takes a consider- used in biomechanics are: segment lengths (L) with
able amount of time and is also open to numerous respect to body height (H), segment mass with respect
measurement errors itself. to total body mass (m), and the position of centres of
The work by Dempster in 1955 is still considered mass (r) and radius of gyration (k) with respect to
by many as the best to work with and much of the segment length (Fig. 2.4). The relationship between the
subsequent research into anthropometry has been on location of the centre of mass and radius of gyration
adjustments to Dempster’s values, rather than new with segment length varies for different body segments;
independent work. However, these must be viewed as therefore, we have to use specific values for each body
estimates of segment values as Dempster’s report in part. The radius of gyration of the body segments only
1955 only included data from eight cadavers, and needs to be used when the acceleration and decelera-
Dempster saw some variations between the cadavers. tion of the body segments are being considered. For the
Dempster’s report covered many aspects of anthro- moment, we will consider the body segments to be
pometry including the design of a mannequin, but the static, although we will need to consider the radius of
most quoted are the values of the mass of body seg- gyration later when calculating dynamic moments.
ments, the position of the centres of mass, and Table 2.1 shows a summary of the data found by
the moments of inertia. Drillis and Contini (1966) Dempster (1955), and Table 2.1 and Fig. 2.5 show a
reported the relative segment lengths based on the summary of the data from Drillis and Contini (1966).
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Faire parler des subalternes, des domestiques, le comte même
ne l’eût pas fait. La comtesse n’y pouvait songer. Des personnes
interrogées, les unes étaient ignorantes, les autres furent réservées ;
quelques-unes, comme le bon abbé, furent naïvement dupes du
charme menteur qu’exerçait la rouée jeune fille.
Les jours passaient cependant. La comtesse était venue deux
fois chez les dames Déperrier. Son œil perçant, sous le binocle d’or
tenu d’une longue main amaigrie, pâle et finement révélatrice de la
race, avait surpris bien des négligences vilaines, au coin des tapis
mal cloués, soulevés par endroits. Elle eût préféré le parquet nu,
simplement lavé et brossé. Mais comment faire un crime à de
pauvres femmes d’un détail qui pouvait trop bien s’expliquer par une
gêne survenue tout à coup après l’aisance relative que leur donnait
autrefois le travail du père ?
Et quand elle reçut Mademoiselle Déperrier dans son vieil hôtel
de la rue Saint-Dominique, la comtesse ne vit qu’une jeune
personne, un peu triste, parfaitement correcte, belle à souhait,
tournant vers ceux qui lui adressaient la parole le plus pur regard du
monde…
Marie, décidément, avait adopté la coiffure à la Rossetti.
Puisqu’avec cette coiffure elle avait séduit M. d’Aiguebelle, elle
voulait continuer à lui apparaître telle qu’il l’avait vue la première fois.
Seulement lorsqu’elle se trouvait en présence de la comtesse, elle
repoussait un peu ses bandeaux en arrière, d’un mouvement de
main gracieux et fréquent ; elle les empêchait de cacher le coin de
ses yeux. Elle ôtait ainsi à sa physionomie l’excès d’étrangeté qui,
bon pour séduire les hommes, pouvait paraître suspect à la vieille
dame.
— Eh bien, ma mère ?
— Eh bien, mon fils, je ne suis pas entraînée.
— J’attendrai, mon adorée mère, mais, de grâce, songez au
temps qui passe pour elle et pour moi. Nous n’avons plus seize ans,
ni l’un, ni l’autre !…
— Lui as-tu dit quelque chose ?
— Pas encore… J’ai trop peur de m’engager sans votre aveu…
— Tu n’as rien dit encore ? Tant mieux, tant mieux.
La mère souriait, prise d’espérance. Qu’espérait-elle ? Qu’il
renoncerait à cet amour ? Non, elle le connaissait trop bien, elle le
savait lent à faire ses choix, en toutes choses, mais immuable quand
une fois il était fixé… Elle comprenait qu’il aimait d’un amour décisif,
mais elle sentait aussi qu’il était prêt, pour lui plaire, à ne pas
persister dans son projet de mariage.
Lui, pourtant de la voir sourire, souffrait et jouissait.
Il souffrait, puisqu’elle retardait son bonheur.
Il jouissait, de sentir combien l’idée qu’il était résolu à lui sacrifier
son amour la rendait heureuse, fière, lui faisait mieux comprendre la
joie et l’orgueil d’avoir un bon fils.
Tous les amours humains ont beau être très différents, tous se
ressemblent par un point essentiel, mystérieux, identique. Il y a un
point par où tous les amours sont un. Victime de l’époux, cette mère
était heureuse, comme femme, du sacrifice de son enfant !… La vie
du cœur lui apportait donc quelque chose, enfin !… Ah ! la chère, la
douce, la profonde compensation !…
Elle avait tant donné d’elle-même, toute sa vie. Elle ne semblait
pas s’apercevoir de l’égoïsme qu’il y avait aujourd’hui à admettre
cette soumission du cher enfant. Elle se sentait prête à accepter son
sacrifice avec une reconnaissance passionnée… Pauvre chère
maman ! elle avait déjà cinquante-six ans, et les douleurs l’avaient
marquée. Mais à la moindre caresse, à la moindre parole de
tendresse de ses enfants, de son fils surtout — qui comprenait
mieux, étant un homme, — elle paraissait rajeunie… Voilà pourquoi,
dans sa peine, il était heureux !
Depuis les dernières années, elle avait maigri. Les rides futures
étaient indiquées sous un reste, presque effacé, de jeunesse. L’œil,
toujours brillant, s’enfonçait un peu sous la paupière brunissante. Le
buste, si élancé jadis, comme fier de la jeunesse, avait à présent
une fuyante tendance à se courber, oh ! si légère, marquée pourtant ;
cela disait on ne sait quelle humilité devant la vie impitoyable, sous
les douleurs portées ; Paul quelquefois regardait ce buste, cette
taille, ce dos, tandis que la comtesse allait et venait autour de lui,
sous les hauts plafonds du vieil hôtel. Et l’expression du dos surtout,
du dos imperceptiblement courbé, lui était touchante à le faire
pleurer.
Elle s’inclinait donc, cette fière femme, que nulle douleur morale
n’avait pu abattre, et qui, accablée par les pires chagrins, avait
enseigné à ses enfants toutes les vertus, toutes les forces de
relèvement. Et il avait des révoltes contre cette puissance du temps
qui la lui prenait. Il voyait bien qu’elle descendait la pente, qu’elle le
quittait, lui, qui était au sommet. Alors, il se sentait venir d’infinis
besoins de lui être bon, de lui donner des jours entiers de piété
filiale, des jours longs comme des existences. Il aurait voulu pouvoir
d’un seul coup la payer de toutes les inquiétudes qu’il lui avait
causées, — car il n’avait pas toujours été sage, — la consoler de
toutes ses peines, de tout ce qu’elle avait souffert par lui — et
surtout par le père. Oh ! ce besoin d’expier les fautes de ce père,
qu’était-ce donc, sinon l’appel d’un devoir mystérieux ? Quand il se
mettait à souffrir de cette pensée, il se souciait bien de l’amour
alors ! il se souciait bien des femmes ! Quelle femme lui serait aussi
tendre, aussi dévouée, aussi fidèle que celle-ci ! — Et tout son cœur
criait : « maman ! » et il se donnait à elle secrètement, sans retour.
— Annette, ma bonne petite sœur, je n’ose pas demander à
maman des nouvelles de sa santé… C’est si bon qu’elle oublie !
Sais-tu comment elle va ?
— Elle va mieux que jamais… Mais il ne faut pas d’émotion. Ce
pauvre cœur est si fragile !
— T’a-t-elle parlé de Mademoiselle Déperrier ?
— Non ; et je n’ose pas lui en parler, moi. Et toi ?
— Je crois qu’elle ne l’aime pas encore.
— Cela viendra. — Paul ?
— Annette ?
— As-tu des nouvelles d’Albert ?
— Il vient d’arriver à Singapour ; j’oubliais de te le dire. Pauline ne
te l’a donc pas annoncé ?
— Non. Je l’ai pourtant rencontrée hier matin.
— C’est qu’elle n’avait rien reçu encore. Ma lettre à moi, je l’ai
reçue hier soir.
— Elle m’a seulement demandé de tes nouvelles — et aussitôt
elle s’est sauvée…
— Est-ce que Mademoiselle Déperrier lui plaît, à elle ?
— Elle ne m’en à jamais rien dit.
— Tant pis ; — car maman l’écoulerait volontiers, elle…
Et comme Paul s’en allait :
— Alors, il va bien, Albert ?
— Très bien.
— Il ne dit jamais rien pour moi ?
— Il me dit toujours de t’embrasser.
— Mais tu ne m’embrasses jamais !
— Oh ! ma pauvre mignonne !
Et Paul embrassa Annette sans se douter de l’importance de la
commission qu’il faisait. Puis il la regarda attentivement :
— Comme tu ressembles à maman, chérie !
— Tant mieux ; je dois être jolie, alors.
— Cette chère maman, oui, elle est jolie, — mais elle vieillit, ne
trouves-tu pas ?
— Si, un peu. Annette cessa de sourire.
— Il faut la rendre bien heureuse, n’est-ce pas, petite sœur, bien
heureuse, jusqu’à la fin. Tu ne peux pas comprendre ça, toi, avec
tes dix-sept ans, mais c’est triste, vois-tu, de se voir vieillir. Notre
mère en souffre, parfois.
— Oh !… Crois-tu ?
— Écoute : l’autre jour, nous causions : « Je faiblis, me dit-elle, je
m’en vais, mon fils ! » — « Et moi maman, lui dis-je, à mesure que
vous vieillirez, je sens que je vous aimerai toujours mieux. » — Sais-
tu ce qu’elle m’a répondu ? — « Oh, alors, mon cher petit, comme il
va me devenir doux de vieillir ! »
Les deux enfants se regardèrent furtivement, à cause des larmes
qui gonflaient leurs yeux…
DEUXIÈME PARTIE

En un seul jour, Mademoiselle Déperrier eut deux grandes


émotions. D’abord, le comte Paul fut entraîné à un aveu. Ensuite, il
faillit saisir un des fils qui eussent pu le conduire à la découverte de
tout ce qu’elle lui cachait sur elle-même.
Ce fut le jour des funérailles de Victor Hugo.
Mademoiselle Déperrier avait, à un point singulier, cette faculté
d’assimilation qui est le génie propre et négatif des femmes en
général : elle reflétait tout de suite toutes les pensées qui passaient
devant elle et, quand il lui plaisait, les renvoyait toutes, dans un mot,
dans un éclair. Elle n’en retenait rien d’ailleurs, pas plus qu’un miroir.
Au bout de dix minutes de conversation avec un général, elle
paraissait une Jeanne d’Arc — avec un poète, une Sapho, — avec
un ministre, — une Catherine.
Elle se plaisait d’ailleurs à citer la grande Catherine, comme
beaucoup d’hommes médiocres citent aujourd’hui Napoléon, — en
se comparant à lui, pour excuser leurs caprices ou leurs fautes.
Elle avait une préférence pour Catherine Ire, maîtresse, puis
femme de Pierre le Grand, parce que cette Catherine-là qui fut,
après la mort du Tsar, déclarée souveraine de toutes les Russies, —
était née dans la pauvreté.
Elle n’aimait d’ailleurs ni la patrie, ni la poésie, ni la politique, ni
l’histoire, ayant assez à faire de s’aimer elle-même.
Elle n’avait pas tardé à prendre, en apparence, la tournure
d’esprit du comte Paul. Elle lui présentait ses propres pensées, dans
les termes mêmes où il les avait exprimées la veille, sans qu’il
s’aperçût qu’elle le répétait. Elle n’avait pour cela aucun effort à
faire. C’était sa manière à elle, une action involontaire, qui avait son
mobile dans la mystérieuse nécessité où est la Femme de séduire.
Se retrouver dans une si jolie créature, retrouver son âme, quelle
séduction en effet !… Voici donc celle qui m’est semblable, l’autre
moi-même !… Et quand on s’aperçoit que toutes ces idées de
femme ne sont que reflet, on se félicite encore ; on ne songe pas
que le miroir, vite infidèle à l’image, accepte tour à tour les
différentes figures qui passent, toutes également vite oubliées.
Elle l’avait entendu exprimer l’admiration la plus passionnée et la
plus raisonnée pour Tolstoï, le grand Russe. Elle s’était hâtée de lire
Tolstoï, et, aidée par la critique du comte Paul, de le comprendre, —
mon Dieu, oui ! — et même d’en retenir la philosophie générale.
… « La pensée est un artisan d’erreurs… Les grandes fortunes
détournent de la vraie vie… Le travail manuel est une loi
mystérieuse et une obligation sociale : on ne s’y dérobe pas
impunément… Le misérable a besoin d’autre chose que de pain…
L’amour, même dans le mariage, est une infamie, si les âmes ne
s’entendent pas en vue de l’amour des hommes… Les simples ont
la vérité sans la chercher… Le moujik qui soutient les jambes d’Ivan
le malade, avec patience et pitié, fait plus, pour la vérité, que tous
les livres et tous les savants du monde… »
Avec ce bagage de phrases, citées à propos, elle faisait la
conquête morale de celui qu’elle avait captivé du premier coup par
sa beauté.
Or, lorsqu’en juin 1885, les obsèques nationales de Victor Hugo
furent décrétées, un ami de Madame de Barjols, le contre-amiral
Drevet, invita la comtesse et ses enfants à venir voir le cortège, des
fenêtres du ministère qui donnent sur la place de la Concorde.
Mademoiselle de Barjols avait refusé, prétextant la santé de sa
mère.
Madame d’Aiguebelle, à la demande de Paul, avait invité Marie à
les accompagner. Elle s’était excusée vis à vis de Madame
Déperrier, sur ce qu’ils ne pouvaient disposer que d’une place.
Tout en grinchant, Madame Déperrier s’habituait à suivre moins
souvent sa fille ; elle se proposait de s’imposer plus tard.
Pour cette fois, d’ailleurs, le renoncement lui fut facile. Elle était
souffrante.

… La rue Royale, les Champs-Elysées, les Tuileries, la place de


la Concorde, cet immense carrefour qu’on admire comme un des
plus beaux endroits du monde, n’étaient qu’un fourmillement de
têtes.
Deux millions d’hommes debout dans les rues, dans les places,
dans les promenades de la cité immense, n’eurent, ce jour-là,
d’autre affaire que de prononcer le nom d’un poète ! Paris entier
vivait d’une vie spéciale, parce qu’un homme, vieux, très vieux, un
rêveur qui avait chanté les petits enfants et les misérables, — était
tombé à son heure, parce qu’il était couché pour toujours dans une
double boîte de chêne et de plomb, — parce qu’il était mort.
Paul, qui savait admirer avec indépendance toutes les belles
choses, s’extasiait devant ce spectacle. Il proposa à sa mère de faire
remonter le landau jusqu’à l’Arc de l’Étoile.
— Oh ! oui ! oh ! volontiers ! soupira Mademoiselle Déperrier.
Madame d’Aiguebelle voulut bien. Annette ne demandait pas
mieux.
— Regardez, disait Paul, c’est magnifique, vraiment ! Il est visible
qu’aujourd’hui ce Paris, qui ne croit plus à rien, veut se donner
l’illusion, même éphémère, de croire à quelque chose ! Il s’efforce à
l’enthousiasme ; il pousse un grand soupir vers un idéal… Ne
trouvez-vous pas cela touchant ? malheureusement l’unité de
conscience manque à cette foule !… et j’ai peur que demain tout ce
peuple, au réveil, ne soit pris d’une ironie plus désespérée au
souvenir de l’effort vain qu’il fait aujourd’hui pour fondre ses millions
d’âmes dans la gloire et l’amour d’un seul homme… Tout ce peuple
s’est dérangé dans l’espoir de rencontrer, au bout de sa course, au
bord d’une tombe, la patrie et l’humanité… J’ai peur qu’il n’y trouve
que la sensation de sa lassitude, un désenchantement subit… Il se
raillera dès demain de s’être tant agité autour d’un cercueil…
Mademoiselle Déperrier, tandis que parlait le comte Paul, ne
manquait pas de pousser, par instants, de petits soupirs, pour
exprimer à quel point toutes ces graves et tristes pensées étaient les
siennes. Paul ayant un coupe-file, ils purent approcher l’Arc de
l’Étoile un instant.
L’Arc de triomphe, que le poète avait chanté, portait son deuil :
un crêpe immense le voilait à demi et, palpitant au moindre souffle,
faisait vivre, en l’honneur du mort, les pierres où sont inscrites les
grandes victoires françaises.
Sur le côté gauche du monument, au-dessous du crêpe flottant,
la Marseillaise de Rude semblait la vocératrice qui hurlait le regret
d’un peuple et la gloire du mort.
Entre les pieds de l’« arche démesurée », un haut catafalque
improvisé dressait ses étages noirs, lamés d’argent et d’or, — et le
mort était au bas, dans le cercueil étoilé, tout petit, sous des
monceaux de couronnes, hommages des deux mondes.
Le char funéraire s’avança, nu, sans ornements, surmonté de sa
toiture noire que supportaient quatre minces colonnettes. On y
déposa le cercueil, et, très lentement, le cortège inépuisable
commença de se mouvoir, à la suite du « corbillard des pauvres » ; et
ce fleuve, dont chaque flot était une tête, se mit à couler, de l’arc de
triomphe vers les Tuileries, entre deux digues de têtes immobiles.
Le landau du comte Paul fut forcé de gagner la rue Royale par le
chemin le plus long.
Maintenant, aux fenêtres du ministère, Paul, près de Marie, se
tenait debout, absorbé par le spectacle inouï.
Annette se pressait contre sa mère, qui s’était assise un peu en
arrière, et qui de temps en temps, se levait pour voir…
Tout à coup le petit corbillard, grêle, déboucha entre les chevaux
de Marly, et, tout de suite, tourna vers le pont. Il s’avançait dans la
voie largement vide devant lui, entre les deux murailles vivantes qui
s’étaient dressées, immobiles, de l’Étoile au Panthéon.
Et, à la suite du petit corbillard, le fleuve humain suivait, pressé,
innombrable, sans fin, toujours. Tous les dignitaires de la nation, les
Chambres, les Académies, les administrations, des centaines et des
centaines de corporations, venaient à la suite les unes des autres,
portant leurs bannières, leurs inscriptions, traînant des bouquets,
des couronnes gigantesques, sur des chariots. Et cela passait,
passait, inépuisablement, tout à fait comme l’eau des fleuves.
Deux lignes de soldats contenaient le cortège, égayant la marche
funèbre et triomphale — d’une note rouge… Un peuple passait
devant lui-même, comme le Maëlstrom, qui, formé dans l’océan par
l’océan, coule et roule en plein océan. Puis vint l’armée. Les
caissons sautaient avec des bruits de tremblements de terre. Les
cavaliers bondissaient, comme des vagues déferlées par-dessus les
vagues. Les drapeaux militaires suivaient, en frissonnant, la
dépouille d’un chanteur de la paix…
Rien n’est favorable à l’amour comme l’excitation des grands
spectacles. Les trois femmes étaient diversement émues. Marie elle-
même fut, un instant, dominée, et s’oubliant, prit part à l’émotion de
tous. Paul l’ayant regardée dans ce moment même, fut heureux ; il
lui sourit…
De si loin, il n’avait pas vu certaines bannières qui étalaient, en
plein cortège funéraire, l’insolente bravoure de la Réclame
moderne… Paul n’eut pas besoin de les voir pour sentir, vers la fin
de la journée, que toutes les unités qui composaient ce peuple
allaient bien vite retomber chacune sur elle-même, chacune
ramassée dans son égoïsme…
A six heures du soir, ce cortège prodigieux défilait encore. Et
comme la marée humaine qui battait les maisons de la place de la
Concorde commençait à se retirer, Paul proposa d’aller voir de plus
près que tout à l’heure le catafalque de l’arc de l’Étoile.
Arrivé là, il quitta sa voiture pendant quelques minutes, et tout à
coup, dans la lassitude écrasante de cette fin de jour, après tant
d’émotions vives et une attention soutenue durant plus de sept
heures, — il éprouva un effroyable vertige de néant.
Cette sensation bizarre et douloureuse, il tenta de l’expliquer
pendant que le landau les ramenait tous rue Saint-Dominique, où la
comtesse d’Aiguebelle, bien lasse, s’excusait de vouloir rentrer tout
de suite.
— C’est étrange, disait-il… il y a quelques heures, j’ai vu, sous
cet arc de triomphe, un catafalque glorieux, tout éclatant d’argent et
d’or. Et maintenant, — je sens que les mots ne rendent pas
l’impression — je viens de voir, non pas avec mes yeux, mais avec
mon esprit, du papier doré, argenté, et décollé, une friperie ! La
réalité de la vie m’est apparue, avec le sens en moins. Le symbole,
lui, avait disparu… La lassitude physique n’a plus permis à l’idée de
se produire en moi sous l’action de la couleur et de la forme
objectives…
— Mais, mon fils, murmurait en souriant la comtesse, vous n’allez
pas vous convertir, je pense, au matérialisme, devant le cercueil d’un
homme qui, au bout du compte, croyait en Dieu !
— Je conclus simplement en idéaliste, répondit Paul avec
vivacité. Je viens de concevoir tout à coup, à la suite d’une
impression dont je ne puis rendre l’étrangeté, que les races qui
abandonnent l’idéal sont des races déséquilibrées, diminuées… La
foi est une énergie ; il faut être bien portant pour en produire.
— A la bonne heure, fit la comtesse ! Autrement dit, si tu n’avais
pas déjeuné deux heures trop tôt ce matin, tu serais un homme plein
d’enthousiasme ?
Il se mit à rire et il en convint.
— C’est bien ma théorie, sous une autre forme !
— Vous êtes éloquent ! monsieur d’Aiguebelle, dit Marie à tout
hasard.
— Ce que je comprends le plus clairement en tout ceci, mon
Paul, reprit la comtesse, c’est que tu sens de la fatigue et que tu
t’épuises à parler… Qu’est-ce que toutes ces belles théories, dis-
moi, peuvent bien faire au bon Dieu ?
Paul se tut, respectueux de toutes les grâces de cœur de la
chère maman, — mais, un moment après, l’enragé raisonneur
murmurait entre ses dents :
— Dieu tenait une grande place. Dieu supprimé, il s’est fait un
grand vide. Quand ce vide n’est pas masqué par un idéal, — c’est
l’abîme !
Mais la comtesse n’écoutait plus. Même, elle avait fermé les
yeux.
Quant à Mademoiselle Déperrier, elle entendait toujours tout.
— Et qu’est-ce, pour vous, que l’idéal ?
Il aimait si noblement, qu’il ne craignait pas de laisser paraître
son amour en présence de sa sœur Annette. Et regardant Marie :
— L’idéal tient dans un mot, dit-il.
Il s’arrêta, puis il prononça avec douceur :
— Tendresse.
Elle eut un involontaire petit sursaut de joie triomphante. Il la crut
émue.
— Ce mot est une lumière, dit-il. Qui aime comprend. Tout
comprendre. Souffrir avec tous. Soulager des douleurs. Y être aidé
par un autre soi-même. N’être pas seul, jamais. Sentir, dans l’amour
individuel, — la loi même de la solidarité universelle.
— C’est beau ! dit-elle, d’un ton pénétré.
« Au fond, pensait-elle, c’est un pasteur protestant, cet homme ! »
On arrivait. Comme Paul donnait la main à sa mère pour l’aider à
descendre de voiture, il dit :
— Mademoiselle Déperrier ne va pas rentrer seule dans cette
voiture, à travers cette foule d’aujourd’hui, n’est-ce pas, ma mère ?
Ne pourrions-nous pas l’accompagner, Annette et moi ?
La comtesse eut un ineffable sourire. Depuis quelque temps, elle
se trouvait bien égoïste de résister au vœu de son fils. L’abbé lui
avait dit : « Prenez garde. Examinez bien si votre jugement
téméraire contre cette jeune fille ne sert pas un peu votre jalousie
maternelle ! » Cette idée lui faisait horreur. Elle voulut couper court
d’une manière formelle à ses hésitations ; et, avec ce sourire où se
lisaient la joie de l’effort pour le sacrifice, en même temps que la
divine confiance :
— Certes, mon cher enfant, il faut l’accompagner, la ramener à
sa mère… Et elle ajouta, toujours souriante :
— Mais moi, j’ai besoin d’Annette !
… En permettant cette chose inusitée, elle consacrait tacitement
leur amour.
Elle les fiançait.
II

Dans la voiture, ils se taisaient.


Tout à coup, elle lui dit :
— J’ai toujours pensé que l’amour qui lie deux êtres n’est si
admirable que parce qu’il les rattache à la loi commune, à la loi de
Dieu !
Elle n’était pas bien sûre que ce fût là une pensée. Mais ça
pouvait passer pour en être une.
Il avait perdu tout sens critique… Il lui prit la main vivement :
— Je vous adore ! murmura-t-il.
Elle se tut longtemps.
— A quoi pensez-vous ? dit-il.
— Je regarde en moi attentivement.
— Et qu’y voyez-vous ?
Elle leva vers lui le bleu limpide de son regard d’enfant. Une
humidité de larme y brillait…
— Oh !… oh !… fit-elle… Oh ! mon Dieu !
Du reste, elle était troublée. Elle ne le trompait pas en lui
montrant ce trouble, mais, comme toujours, en laissant imputer son
émotion à une cause tout autre que la vraie. Elle était émue
réellement, de se voir tout à coup, par la volonté de cette mère
dévouée à son fils, en face d’une destinée nouvelle ; de sentir que
cette seconde décidait d’une longue suite de choses graves,
inconnues.
Si ce mariage ne lui apportait pas l’amour, du moins il lui
apportait la fortune, et peut-être la liberté !
Allait-elle connaître enfin la passion et la vie ?…
… Une rapide vision lui montra la figure de Léon Terral.
Elle répéta alors : « Oh ! mon Dieu ! »
Cette larme, ces soupirs hésitants, ces mots sanglotés, tout cela
parut à Paul autant de preuves d’un amour qui se trahit, qui parlera
délicieusement si l’amour l’encourage… Il attira vers lui la tête de la
jeune fille et, doucement, lentement, l’appuya sur son épaule. Il
pensa qu’elle parlerait mieux si elle ne se sentait plus sous son
regard… Et il souffla près de son oreille :
— M’aimez-vous ?
Elle ne répondit pas, et fit le mouvement de cacher mieux son
visage tout contre lui.
… Brusquement, il la pressa sur son cœur et la baisa au front,
près des cheveux… Elle avait dit, d’une voix à peine expirée : « Oui,
je vous aime », si bas, si bas, qu’il avait à peine entendu, — mais
comme il lui avait su gré de cette suave réserve !
III

Il lui demanda la permission de l’accompagner jusque dans son


appartement, pour avoir des nouvelles de sa mère. Elle fut un peu
ennuyée de cette visite inattendue. Dans quel état serait le petit
salon ? Mais comment refuser à son insistance, après ce grand
événement, après l’aveu d’amour ?
— « Enfin, songeait-elle, en montant devant lui l’escalier sans
tapis, — enfin, le grand pas est fait… Les hommes d’honneur, ça les
engage, d’avoir dit : « Je vous aime ! »
Arrivé sur le palier, elle trembla :… on entendait à l’intérieur un
bruit de frottement lourd et cadencé ! C’était le père Théramène, en
fonctions. Il cirait le parquet ! A six heures et demie du soir !
Madame Déperrier l’avait envoyé chercher par sa concierge. Elle
pouvait avoir besoin de lui, pour quelque commission :… il irait
chercher le dîner ce soir : quinze sous de jambon chez le charcutier,
puisqu’elle était malade !
Elle était encore sans bonne, en ce moment… On ne trouve plus
de domestiques aujourd’hui… Il faut les renvoyer tous les huit
jours !… Elle aurait pu se lever, mais le dépit de n’avoir pas été
invitée, la tenait au lit. Ne rien préparer pour sa fille, c’était une
espèce de vengeance féroce, un moyen de lui faire comprendre
combien elle était utile… « Je veux, lui disait-elle en pareil cas, que
tu sentes combien je te manquerais, si je venais à mourir ! » Et elle
restait couchée, rageusement, quelquefois plus de deux jours !
Pendant cette mort simulée, Mlle Marie, enchantée, respirait un
peu…
Il n’y avait pas à en douter, Pinchard était en train de jouer les
frotteurs.
Très inquiète, Mademoiselle Déperrier glissa la clef dans la
serrure. Mais le vieux avait installé la chaîne de sûreté. La porte ne
put que s’entre-bâiller. Il fallut sonner, Pinchard accourut, regarda, et
ne vit qu’elle :
— Ah ! c’est toi ! fit-il.
Elle suffoquait, mais n’en laissa rien voir ; et pour que le comte
Paul ne pût imaginer, ni maintenant ni plus tard, qu’elle avait été
ennuyée de cette familiarité trahie en sa présence, elle tourna vers
lui son visage, et se montrant de face, en pleine lumière, elle lui dit :
— Si vous saviez ! quelle touchante histoire, celle de cet humble
serviteur !… Je vous la conterai.
Le comte Paul n’avait été que surpris, pas trop. Il avait cru
d’abord à quelque parenté avec ce vieux, malpropre, dont le visage
glabre, aux rides compliquées, apparaissait dans l’entre-bâillement
de la porte.
Dès qu’il fut assis, au salon :
— Pardonnez-moi. Je vais voir comment va ma mère.
Elle y alla. Et la mère et la fille échangèrent à voix basse
quelques paroles maussades :
— Tu viens bien tard !
— Dame ! quand je peux. Comment vas-tu ?
— Mal.
Et aussitôt, pensant la vexer :
— Tu n’as rien pour dîner… Il faudra envoyer Théramène chez le
charcutier.
— Parle plus bas…
D’un signe de tête elle indiquait la présence de quelqu’un au
salon, derrière la cloison mince…
— Ah ! il t’a accompagnée, ton bonhomme ?
— Chut ! Parle bas, je te dis ! C’est grave.
— Ah ! dans la voiture ?… Qu’est-ce qu’il a fait ?
— Il s’est déclaré… enfin !
— Bon, ça. Fiancés alors ? Ça n’est pas trop tôt. Ça me fait
quelque chose. Je vais me lever !… Dis-lui de présenter mes
compliments à sa comtesse de mère… Ce qu’ils m’embêtent, au
fond, tous ces gens-là, avec leurs titres et leurs embarras !…
— Tais-toi, donc !… Je me sauve.
Elle revint auprès du comte, et de son air de princesse :
— Ma mère va mieux. Elle vous remercie de m’avoir
accompagnée, et vous prie de présenter à madame votre mère tous
ses compliments… Mais je vous ai promis une histoire, celle de ce
bon vieux qui est par là…
Théramène ne frottait plus. Il avait pris la brochure de Ruy Blas,
et il se jouait la reine, en silence, avec la voix de Sarah Bernhardt.
Quand elle mentait, il est entendu qu’elle tâchait toujours, au
moins quand c’était possible, de n’altérer aucun des faits principaux,
vérifiables ; elle altérait seulement les menus faits, ceux qu’on a pu
oublier, et qui changent la signification des choses.
« Comme ça, on ne se coupe pas. Les faits, ça peut se vérifier,
mais l’interprétation des faits, ça varie avec les esprits. »
Donc, voici comment elle colora, de teintes attendrissantes, ses
relations d’élève cabotine avec Théramène : Elle avait pris des
leçons de toute sorte et même des leçons de diction. Son père, — le
dévouement en personne, un héros du devoir, mort à la tâche, —
l’avait exigé ainsi… Il l’avait adorée… gâtée au possible… Il s’était
imposé pour elle — comme pour sa sœur, — tous les sacrifices… et
elle avait tous les diplômes, tous ses brevets.
Pour la diction, un jeune acteur lui avait donné les premiers
principes. Mais sa mère, qui assistait aux leçons, naturellement, —
avait souhaité pouvoir s’en dispenser. Et puis, le jeune professeur
coûtait un peu cher ! Et alors on avait trouvé un vieux comédien —
avec du talent — mais qui n’avait jamais connu la chance et qui,
ayant besoin d’argent, s’était contenté à peu de frais… Il s’était
attaché à son élève, et avait un jour demandé la permission de la
tutoyer… en souvenir d’une enfant qu’il avait perdue, qui aurait
aujourd’hui le même âge qu’elle, et dont il ne souffrait point qu’on lui
parlât.
— Il s’appelle Pinchard, mais par dérision on l’a baptisé le père
Théramène, et il ne lui déplaît pas d’être appelé ainsi, quand on n’y
met point de méchanceté. Peu à peu sa misère est devenue telle
que, lorsque nous avons voulu le congédier comme professeur, il a
humblement demandé à faire office de frotteur… Pauvres êtres
humiliés ! conclut-elle… C’est un peu le moujik de Tolstoï, n’est-ce
pas ? Comment lui ôter sa pauvre joie ? Comment l’humilier encore,
en lui interdisant une familiarité inoffensive, si touchante, si triste,
puisqu’elle lui rappelle sa fille ? Je n’en ai pas eu le courage. Victor
Hugo, qui, par certains côtés de son œuvre, est, philosophiquement,
dans la tradition évangélique de votre ami Tolstoi, n’a-t-il pas dit :
« Le misérable a soif de considération » ? Voulez-vous que je
l’appelle, ce pauvre Théramène ? Seulement, je dois vous dire qu’il
préfère garder l’incognito, et passer pour un vrai domestique.
Comme comédien, il a des fiertés qu’il n’a plus comme valet de
chambre.
Le comte se disait bien qu’il y avait quelque chose à réformer
dans la vie de Mademoiselle Déperrier ; que, s’il eût été son frère et
pauvre avec elle, il n’eût pas admis certaines fréquentations. Mais il
ne pouvait être trop sévère à une pauvre enfant dont la mère n’était
pas (c’était évident) une éducatrice de tout premier ordre.
Combien, au contraire, il avait fallu à cette jeune fille de native
générosité, de courageuse intelligence, de persévérance dans le
travail, pour se faire elle-même ce qu’elle était, et arriver à cette
religion de la pitié, du respect des humbles, qui leur était commune !
Quelle touchante rencontre, dans les hautes régions morales,
celle de ce cœur de jeune fille et de son cœur à lui, éclairés tous
deux d’une même lumière !
— N’appelons pas Théramène, dit-il. Je feindrai, en sortant, de le
prendre pour le valet de chambre… J’entends lui être agréable.
Adieu…
Et, avec une certaine solennité affectueuse, il ajouta :
— Vous êtes un noble esprit.
Il lui tendit la main ; elle lui donna la sienne. Il la serra avec la
douceur ferme qu’il mettait à presser celle de son ami Albert.
— C’est une poignée de main virile que je donne à l’honnête
homme, à l’ami qui est en vous, dit-il.
Et, sans changer de ton, avec une simplicité profonde, calme,
assurée :
— Je vous aime.
Elle pressa la main de Paul, d’une pression mesurée
soigneusement, parfaitement égale à celle qu’elle avait sentie, et dit,
en prenant le même ton :
— Moi aussi !… Et de tout mon cœur.
Il s’inclina, et lui baisa la main.
Elle pensait : « Non ! est-il drôle ! quand je disais qu’on n’en fait
plus comme ça !… Sommes-nous assez Comédie française !… Je
crois que Pinchard serait content ! »
Elle l’accompagna jusqu’au seuil du petit salon, et quand elle le
vit dans l’antichambre demander son pardessus à Pinchard attentif,
elle lui fit un signe des yeux, imperceptible, puis tira doucement la
porte à elle ; et, dès qu’elle fut cachée, elle colla son oreille à la
fente. Le comte disait à Théramène, sur un ton enjoué :
— Merci, monsieur Pinchard. Vous êtes un valet de chambre
modèle. Et voici pour vos cigares, monsieur Pinchard !
Théramène, ébloui à la vue d’une pièce d’or, ne put répondre
qu’en saluant ce grand seigneur beaucoup trop longtemps, sur le
palier.
Il rentra, tenant son louis dans l’œil, comme un monocle, ce qui
lui faisait faire une affreuse grimace et rendait toutes ses rides plus
contournées et plus creuses sur son visage glabre.
— Qu’est-ce que c’est que ce prince, ma petite Rita ?
Puis, saisi d’inquiétude :

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