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Organizational Behavior and Human Decision Processes 141 (2017) 57–73

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Organizational Behavior and Human Decision Processes


journal homepage: www.elsevier.com/locate/obhdp

Lack of sleep and the development of leader-follower relationships over


time
Cristiano L. Guarana a,⇑, Christopher M. Barnes b
a
Kelley School of Business, Indiana University, 1309 E. Tenth Street, Bloomington, IN 47405, United States
b
Michael G. Foster School of Business, University of Washington, 585 Paccar Hall, Seattle, WA 98195-3226, United States

a r t i c l e i n f o a b s t r a c t

Article history: Drawing from the sleep and emotion regulation model, and attribution theory, we argue that sleep can
Received 4 September 2015 influence the quality of the relationship between leaders and their followers. Specifically, we examined
Revised 17 April 2017 the effects of lack of sleep on leader-follower relationship development at the beginning of their dyad
Accepted 24 April 2017
tenure. We hypothesized that the negative effects of lack of sleep on relationships are mediated by hos-
tility. Results based on 86 new dyads (first three days of their work relationship) showed support for our
hypotheses (Study 1). Results based on 40 leaders and 120 followers over three months (five waves) also
Keywords:
showed that lack of sleep influences perceptions of relationship quality via hostility for both leaders and
Sleep
Leader-follower relationship
followers (Study 2). Moreover, we found that the direct effects of follower lack of sleep affect leader per-
Leader-member exchange ceptions of relationship quality in the first month of their dyad tenure but decreasingly so over time; the
Hostility direct effects of a leader lack of sleep on follower perceptions of relationship quality did not vary based on
dyad tenure. Results revealed that individuals are not aware of the impact of their own lack of sleep on
other people’s perceptions of relationship quality, suggesting that leaders and followers may be damag-
ing their relationship without realizing it.
Ó 2017 Elsevier Inc. All rights reserved.

1. Introduction Huth, & Ghumman, 2011; Barnes, Wagner, & Ghumman, 2012),
influences the manner that people interact (Cartwright & Knight,
Organizations often benefit when leaders and followers develop 1987; Hasler & Troxel, 2010; Strawbridge, Shema, & Roberts,
high-quality relationships (Sparrowe & Liden, 1997). Meta- 2004; Troxel, Buysse, Hall, & Matthews, 2009), and affects the
analyses on leader-member exchange theory (LMX) have consis- experience and suppression of negative emotions (e.g., Barnes,
tently found that the quality of relationships is positively related 2012), we focus on sleep as a potential dynamic characteristic that
to organizational commitment, perceptions of justice, organiza- influences the formation of leader and follower relationship via
tional citizenship behaviors (OCB), and job performance negative emotions. We thus argue that sleep can influence the
(Dulebohn, Bommer, Liden, Brouer, & Ferris, 2012; Martin, Yues, quality of future exchanges (Sparrowe & Liden, 1997) via projected
Thomas, Lee, & Epitropaki, 2015). Leaders develop unique relation- hostile cues (Cropanzano, Dasborough, & Weiss, 2016; Todorov &
ships with each of their subordinates over time (Graen, 1976; Porter, 2014).
Graen & Scandura, 1987; Nahrgang, Morgeson, & Ilies, 2009), and We draw from the sleep and emotion regulation model (Barnes,
initial interactions have a disproportionate influence on the forma- 2012), and attribution theory (Jones & Davis, 1965; Kelley, 1973;
tion of these work relationships (Graen & Cashman, 1975; Graen & Ross & Fletcher, 1985) to extend LMX theory. In integrating the lit-
Scandura, 1987; Liden & Graen, 1980). Nevertheless, relationship erature on sleep to emotions, Barnes (2012) theorized that sleep
development is influenced by many contextual and relational cues deprivation augments the experience of negative affect and under-
(Bartz & Lydon, 2006; Fraley & Shaver, 2000). Considering that a mines the sleep-deprived person’s ability to suppress it. Thus,
person’s sleep tends to vary over time (e.g., Barnes, Schaubroeck, sleep-deprived people tend to be more emotionally reactive,
especially with negative emotions (Gujar, Yoo, Hu, & Walker,
2011). We posit that sleep influences the quality of the relationship
⇑ Corresponding author. between leaders and followers via these harmful effects on
E-mail addresses: cguarana@iu.edu (C.L. Guarana), chris24b@u.washington.edu
emotions. Specifically, we argue that sleep-deprived leaders and
(C.M. Barnes). followers expose each other to hostility, a discrete negative and

http://dx.doi.org/10.1016/j.obhdp.2017.04.003
0749-5978/Ó 2017 Elsevier Inc. All rights reserved.
58 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

other-oriented emotion (Major, Kaiser, & Mccoy, 2003), which then and followers start developing unique relationships through for-
diminishes their relationship quality. mal and informal processes that occur when they are being assim-
Researchers on attribution theory posit that individuals naively ilated into new positions (Graen, 1976; Graen & Scandura, 1987;
interpret events based on limited information and attribute Nahrgang et al., 2009). Uhl-Bien and Graen (1993) suggest that
observed cues either to the situation or to the actor (Jones & leaders and followers enter the dyadic relationships as strangers,
Davis, 1965; Kelley, 1973; see Ross & Fletcher, 1985 for a review). not knowing if their effort to create good quality relationships will
Individuals, nevertheless, tend to make internal attributions to be reciprocated. Given that new dyads are embedded in an uncer-
observed cues (i.e., fundamental attribution error; see Bradbury tain context, leaders and followers are more vulnerable to social
& Fincham, 1990 for a review). We argue that the negative effects and contextual cues (Guarana & Hernandez, 2015) and update
of a lack of sleep on leader–follower relationships should be espe- their perceptions of the relationship quality over time as they accu-
cially important at the beginning of the relationship when leaders mulate more information.
and followers are getting to know each other and do not have a Consistent with the embedded dynamism in social interactions,
broad set of observations to evaluate the stability of emotional LMX theorists proposed that leader-follower relationships develop
cues. Later in their tenure, leaders and followers can integrate a over a series of interactions between leaders and followers
wider set of observations when attributing the causal relationship (Dienesch & Liden, 1986). Relationships develop through role tak-
to the individual or situation. Leaders and followers, therefore, are ing, role making, and role routinization (Graen, 1976; Graen &
more likely to make internal attributions early in their dyadic Scandura, 1987). Role taking involves one or more formal episodes
tenure. in which the leaders communicate and assign roles to their follow-
Moreover, previous research highlights that sleep-deprived ers. Followers, then, respond and react to leaders’ formal request
people are often unaware of or unwilling to acknowledge how a providing feedback on what they are capable of. This is the most
lack of sleep can negatively influence their behavior (Banks & dynamic stage in relationship formation, where leaders and follow-
Dinges, 2007; Mullins, Cortina, Drake, & Dalal, 2014; Van ers constantly update their initial evaluations based on the saliency
Dongen, Maislin, Mullington, & Dinges, 2003). It is possible, there- and vividness of new cues (Graen & Scandura, 1987; Hamilton,
fore, that the hostility cues triggered by lack of sleep are sent to the Katz, & Leirer, 1980).
other party without the actor’s awareness. This is potentially of In role making, leaders and followers take part in unstructured
interest given that leaders and followers often do not agree in their and informal negotiations and requests, and implicit benefits for
perceptions of relationship quality (Sin, Nahrgang, & Morgeson, dedication and loyalty are conferred. Therefore, this process
2009). Thus, sleepy followers can undermine the way that their defines whether relationships will be based on economic or social
leaders perceive their relationships, but the followers can remain exchanges creating out-groups and in-groups. Relationships, in this
unaware of this effect. By the same token, sleepy leaders can stage, start to become stable and less susceptible to new observ-
unwittingly harm their followers’ perceptions of their relation- able cues. Whereas out-group members experience low-quality
ships. Therefore, we focus on both leader and follower evaluations relationship with low trust, interaction, support, and reward, in-
of the quality of their relationship, which is different from the gen- group members enjoy high-quality relationships with high trust,
eral stream of research on leader-follower relationship that is one- interaction, support, and reward (Dienesch & Liden, 1986).
sided and has focused mainly on the follower perspective In role routinization, leaders and followers develop an under-
(Scandura & Schriesheim, 1994) (see Fig. 1). standing and expectations that result from collaborating in struc-
We begin with a review of the literature on leader-follower tured and unstructured tasks. This is characterized by perceived
relationships. We then explain how sleep influences the develop- obligations on each part to reciprocate, especially in high-quality
ment of leader-follower relationships. Next we integrate hostility relationships founded upon social exchanges. The nature of the
as a causal mechanism connecting sleep quantity and perceptions relationship, then, becomes clear and typically remains stable from
of leader-follower relationships. Finally, we expound that sleep this point (Graen & Scandura, 1987).
affects self-awareness having detrimental effects on how the other
party evaluates the quality of their relationship. We test our model
in two field studies in which we collected data from leaders and 2.1. Lack of sleep, hostility, and leader-follower relationships
their followers. In Study 1 we collected data from 86 dyads. In
study 2 we collected data from 40 leaders and 120 followers over As noted above, the development of leader-follower relation-
five waves at 15-day intervals. ship evolves over time until reaching a predictable state of stabil-
ity. Although research on LMX to date has mainly focused on the
stable characteristics of the leader and follower sending consistent
2. A dynamic approach to the development of leader-follower signals to the other party (e.g., extroversion, agreeableness, and
relationships conscientiousness) (Dulebohn et al., 2012; Nahrgang et al., 2009),
there is initial evidence that leader and follower relationship
The development of leader and follower relationships is development is likely to be influenced by dynamic and less pre-
dynamic and evolves over time (Dienesch & Liden, 1986). Leaders dictable observable cues sent early in their social interactions

Fig. 1. Conceptual model.


C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73 59

(e.g., Kangas, 2013). Some of these dynamic and observable cues evaluations of leadership charisma. Followers’ sleep also had an
can be transmitted via emotions (Cropanzano et al., 2016). indirect effect on evaluations of leadership charisma via positive
Cropanzano et al. (2016) suggest that leaders and followers affect. In a diary design, Barnes et al. (2015) found that leaders’
react to observed emotions, which inform the development of their sleep deprivation is positively related to abusive behaviors.
relationship. They argue that ‘‘affective expressions serve as an A growing body of research outside of management also indi-
anchoring event that influence the course of subsequent LMX cates that a lack of sleep is harmful to relationships. Strawbridge
development” (Cropanzano et al., 2016; p. 14). Indeed, emotional et al. (2004) conducted a study with 405 marital couples and
expressions act as a type of affective event that provides informa- showed that a partner’s sleep problems (e.g., sleep disorders and
tion to the observer about the actor, thus informing future relation- sleep disturbances) were associated with self-ratings of marital
ship development (Côté, 2005). Others have shown that expressed unhappiness even after controlling for one’s own sleep problems.
emotion is relevant to perceptions of leadership. For instance, This is in line with Spanier and Thompson’s (1982) findings that
Johnson (2009) found that leaders who expressed negative affect parents’ lack of sleep is negatively related to marital satisfaction.
influenced their followers’ evaluations of their leaders’ charisma. Moreover, intrapersonal adjustment and friendship quality also
Barnes, Guarana, Nauman, and Kong (2016) found that leaders suffer from lack of sleep. Tavernier and Willoughby (2014) fol-
who were able to suppress their negative emotions through deep lowed 942 students over three years and showed that better sleep
acting were perceived as more charismatic by their followers. predicted better interpersonal adjustment and friendship quality
Although these studies did not measure LMX, they are consistent over time.
with our position that emotions can send observable emotional We build on the sleep and emotion regulation model to suggest
signals that inform evaluations of relationship quality. that sleep influences the quality of leader-follower relationship via
In pursuing theoretical precision (Ashforth, Kreiner, & Fugate, hostility. The sleep and emotion regulation model notes that sleep
2000; Harrison, Newman, & Roth, 2006) for the effects of emotions deprivation augments the experience of negative affect and under-
on LMX, Cropanzano et al. (2016) encouraged researchers to focus mines the ability for individuals to suppress it (Barnes, 2012;
on discrete emotions. Researchers have shown that discrete emo- Davidson, Putnam, & Larson, 2000; Gross, 1998). This summary
tions have distinct antecedents and structures (Weiss & and integration of previous research on sleep deprivation and emo-
Cropanzano, 1996), and predict changes in cognition, judgment, tion regulation highlights how sleep deprivation affects brain areas
experience, and physiology (Lench, Flores, & Bench, 2011). (amygdala and prefrontal cortex) that are heavily activated when
Shaver, Schwartz, Kirson, and O’Conner (1987) came up with a list individuals try to proactively exert control over their emotions
of 200 discrete emotions. A theoretical challenge, therefore, is to (Banks, Eddy, Angstadt, Nathan, & Phan, 2007). Sleep-deprived
identify the most relevant discrete emotions. For example, in their individuals, therefore, tend to be more emotionally reactive, espe-
theoretical manuscript, Cropanzano et al. (2016) focused on happi- cially with negative emotions (Gailliot, Schmeichel, & Baumeister,
ness/joy, anger, sadness, fear, and gratitude as antecedents of 2006; Gujar et al., 2011; Muraven & Baumeister, 2000). Research-
leader-follower relationship quality. For this initial theoretical ers also showed that sleep dynamically covaries with emotions
extension we focus on hostility, because it is a discrete negative (Scott & Judge, 2006; Sonnentag, Binnewies, & Mojza, 2008). Build-
and other-oriented emotion (Major, Kaiser & MacCoy, 2003) that ing on this literature, we propose that sleep-deprived leaders (and
is easily observable by the other party (Hugenberg & followers) can expose followers (and leaders) to hostility, which
Bodenhausen, 2003; Tepper, 2000). In addition, hostility fluctuates affects the quality of their relationship.
within individuals (Judge, Scott, & Ilies, 2006). In integrating hostility into the sleep literature, researchers
Several bodies of literature outside LMX provide some evidence argue that lack of sleep contributes to loss of emotional control
for the negative relationship between hostility and relationship and suppression of aggressive signals (Kamphuis, Meerlo,
quality. For example, hostile clients are unable to develop positive Koolhass, & Lancel, 2012). Empirical evidence showing the rela-
relationships with counselors (Gomes-Schwartz, 1978; Marziali, tionship between lack of sleep and hostility has started to accumu-
Marmar, & Krupnick, 1981; Strupp, 1980). Customers placing com- late. For example, researchers have found that sleep-deprived
plaints evaluate interactions with hostile employees as unfair and individuals signal hostility more often than individuals who are
are less satisfied with the outcome (Maxham & Netemeyer, 2003). not sleep deprived (e.g., Kamphuis et al., 2012). In two groups of
Parents of siblings in hostile relationships report less love and sat- healthy men, with one group sleeping seven to eight hours per
isfaction in the spousal relationship (McGuire, McHale, & night and the other 9.5–10.5 h per night, the group with the
Updegraff, 1996). In addition, hostility is the primary presenting shorter sleep duration scored significantly higher on hostility on
problem for marital therapy (O’Leary et al., 1992). All in all, hostile a mood scale (Taub, 1977). Adolescent offenders’ lack of sleep
partners tend to send intimidating signals (Spielberger, 1988) lead- was associated with increased hostility (Ireland & Culpin, 2006).
ing to low satisfaction levels in dyadic relationships (Huston & This pattern of results was replicated in very different samples,
Vangelisti, 1991; Roberts, 2000). research designs and settings. Indeed, in a review of the literature
In short, the development of leader and follower relationship is on sleep, Durmer and Dinges (2005) found that sleep deprivation
dynamic and likely influenced by discrete emotions. However, the affects the experience and expression of hostility in a variety of
LMX literature is silent on the topic of sleep, which is a basic and contexts. In organizational settings, sleep-deprived nurses, and
dynamic physiological and psychological need that has restorative junior and senior business students reported high levels of hostility
effects on the brain (Barnes, Lucianetti, Bhave, & Christian, 2015; (Christian & Ellis, 2011), administrative employees experiencing
Hobson, 2005; Saper, Csammell, & Lu, 2005). Researchers have insomnia also reported high levels of hostility (Scott & Judge,
found that lack of sleep can be both an acute and a chronic problem 2006). Accordingly, we hypothesize:
(Barnes, 2012), but that within-individual variation exceeds the
between-individual variation in sleep (Knutson, Rathouz, Yan, Hypothesis 1a. Leader lack of sleep will be related to his/her
Liu, & Lauderdale, 2007). Recent work has shown that leaders’ follower perceptions of low relationship quality.
and followers’ sleep can be an important antecedent of leadership
attributions (Barnes et al., 2016) and behaviors (Barnes et al.,
2015). Specifically, Barnes et al. (2016) showed that leaders’ sleep Hypothesis 1b. Follower lack of sleep will be related to his/her
influence displayed emotions, which then influenced followers’ leader perceptions of low relationship quality.
60 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

Hypothesis 2a. Leader hostility will mediate the relationship minimize uncertainty (Guarana & Hernandez, 2015). The literature
between leader lack of sleep and follower perceptions of relation- on first impressions also indicates that individuals rely on limited
ship quality. and distinct information to make judgmental assessments about
the target person which influence their future interactions
(Hamilton et al., 1980). Also relevant to our reasoning, this limited
Hypothesis 2b. Follower hostility will mediate the relationship
information is not encoded in a vacuum; individuals use past expe-
between follower lack of sleep and leader perceptions of relation-
riences to make generalized statements about the target person
ship quality.
(implicit personality theory, Schneider, 1973). It seems plausible
These hypotheses predict that lack of sleep, an individual
to conclude that leaders and followers will make generalized eval-
dynamic characteristic, influences leader-follower relationship
uations of the other party character when observing limited but
quality via hostility independently of the developmental stage of
salient cues.
the leader and follower relationship. In the next section, we inte-
Indeed, researchers have shown that stable individual charac-
grate time (i.e., dyad tenure) as an important contextual character-
teristics predicted relationship quality at initial interactions
istic (Mitchell & James, 2001) that can influence the strength of the
(Nahrgang et al., 2009). Nahrgang et al. (2009) showed that extro-
relationship between lack of sleep and relationship quality.
verted leaders more successfully build relationships with their fol-
lowers because of their enhanced social skills. The authors also
2.2. The impact of dyad tenure on sleep quantity and leader-follower demonstrated that agreeable followers initially develop high-
relationships quality relationship with leaders because of their high levels of
cooperation and collaboration. Individuals, therefore, attribute
Leaders’ and followers’ early interactions are characterized by observed behaviors to potential signals that capture their attention
attributional processes (Hamilton et al., 1980) whereby a variety (Lassiter, Geers, Munhall, Handley, & Beers, 2001; Smith & Miller,
of relational and emotional cues influence the quality of their 1979) and generalize those attributions to individuals’ general
exchanges (Cropanzano et al., 2016). Individuals try to interpret character. We therefore hypothesize:
events based on limited information and what is cognitively acces-
sible, changing the way they think and behave (Heider, 1958). Hypothesis 3a. The relationship between leader lack of sleep and
Attribution theory suggests that observers have an inherent need follower perceptions of relationship quality will be moderated by
to make sense of other people’s behavior by attributing the dyad tenure, such as the proposed relationship will be stronger at
observed cues either to the situation or to the actor (Jones & initial interactions than at late interactions.
Davis, 1965; Kelley, 1973; see Ross & Fletcher, 1985 for a review).
Jones & Nisbett (1971) posit that observers tend to attribute an
actor’s behaviors to stable personal dispositions, not to situational Hypothesis 3b. The relationship between follower lack of sleep
requirements. This pervasive tendency to make internal attribu- and leader perceptions of relationship quality will be moderated
tions to observed behaviors, known as fundamental attribution by dyad tenure, such as the proposed relationship will be stronger
error, is also present in relationships (see Bradbury & Fincham, at initial interactions than at late interactions.
1990 for a review). Finally, as we note in Hypothesis 2, hostility should mediate the
In expanding the understanding of attribution theory, Weiner relationship between lack of sleep and perceived leader-follower
(1985) proposed three causal dimensions: locus (internal versus relationship quality. In the preceding paragraphs, we outlined that
external), controllability, and stability. Considering our focus on dyadic tenure should influence the magnitude of the relationship
time and the development of leader and follower relationship qual- between lack of sleep and leader-follower relationship quality.
ity and that sleep is dynamic (e.g., Barnes et al., 2011), we focus on An integration of these hypotheses and accompanied line of rea-
the dimension of stability. The stability dimension refers to soning serves the basis for a moderated mediation hypothesis, in
whether the cause of the behavior is stable or unstable across time which the effects of lack of sleep on leader-follower relationship
and situations. quality via hostility is stronger at initial interaction than at late
Consistent with Martinko, Harvey, and Douglas (2007), who interactions.
suggest that new, negative, and unexpected situations can trigger We argue that followers’ (or leaders’) hostility cues triggered by
attributional processes, we posit that early in their relationship, lack of sleep will become highly salient to leaders, capturing their
leaders (or followers) can attribute negative cues triggered by lack attention and creating a general perception of followers’ disposi-
of sleep to personal dispositions of followers (or leaders) and gen- tions early in their tenure. Leaders and followers therefore can
eralize that the follower is a bad person to relate and even interact attribute the causes of the counterparty’s hostility to internal fac-
with. This cognitive process that leads to internal attributions, we tors and ignore or minimize the impact of external variables (i.e.,
argue, is more pervasive at the beginning of the dyadic tenure fundamental attribution error) (Ross, 1977). Nevertheless, as lead-
because leaders and followers do not have a broad set of observa- ers and followers progress in their tenure, initial attributions of
tions to evaluate the stability of the negative cues more precisely. hostility can change based on new relevant information. Indeed,
Like individuals who rely on heuristics to make fairness assess- researchers have shown that internal/external attributions change
ments when having limited information (Van den Bos, 2001), lead- over time when observers accumulate new information (Burger,
ers and followers can use shortcuts to make generalized 1991; Truchot, Maure, & Patte, 2003). In general, actors’ hostility
assumptions and react on the basis of those initial impressions. cues are salient, vivid, and easily accessed by the observers
Late in their tenure, leaders and followers have accumulated more (Hugenberg & Bodenhausen, 2003; Tepper, 2000), and when
observable data to falsify their naïve assessment (Van den Bos, encoded, observed hostility cues influences future interactions
2001) and potentially make situational attributions. Taken (Tepper, 2000). Nevertheless, as stated above, individuals’ sleep
together, this is consistent with the argument that in face of failure quantity tends to vary over time, making hostility cues less stable
(e.g., hostility cues), attributions to stable causes can result in low across situations and over time. These emotional inconsistencies
expectations for the future (e.g., development of relationships). give leaders and followers new relevant observations. As such,
Turner and West (2010) argue that one of the primary concerns leaders (or followers) can be more likely to make external attribu-
of new dyads is to increase predictability in the relationship; there- tions for followers (or leaders) hostility. We propose the following
fore, individuals rely more heavily on salient and distinct cues to hypotheses:
C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73 61

Hypothesis 4a. The indirect effect of leader lack of sleep on relationship quality than on the self’s perceptions of relationship
follower perceptions of relationship quality via leader hostility will quality. We hypothesize:
be stronger in initial interactions than in later interactions.
Hypothesis 5a. Leader lack of sleep will have a stronger influence
Hypothesis 4b. The indirect effect of follower lack of sleep on lea- on follower perceptions of the relationship quality than on the
der perceptions of relationship quality via follower hostility will be leader perceptions of the relationship quality.
stronger in initial interactions than in later interactions.
Up to this point, we predicted that a lack of sleep can Hypothesis 5b. Follower lack of sleep will have a stronger influ-
influence the quality of the relationship between leaders and ence on leader perceptions of the relationship quality than on
followers via hostility, especially early in their relationship; the follower perceptions of the relationship quality.
however, sleep-deprived individuals may not be aware of the
consequences of their sleep loss on the counterparty, as such
lack of sleep influences relational awareness. This is important 3. Overview of empirical studies
because the development of the relationship is an interdepen-
dent process and there may be an asymmetry, such that sleep We tested our hypotheses across two large field studies in Bra-
deprivation harms the other party’s view of the relationship, zil. In Study 1, we collected data from 86 new dyads (leaders and
but not the one’s own view of that relationship. In the next followers) in a variety of industries to test for the mono-level
section, we build on attribution theory to propose that sleepy effects of sleep quantity on perceptions of relationship quality
leaders (or followers) can unknowingly damage their work via state hostility. In Study 2, we collected data from 60 leaders
relationships. and 180 followers over three months to test for the evolving effects
of sleep quantity on perceptions of relationship quality via state
2.3. The effects of sleep on Leader-Follower relational awareness hostility. Across our studies, we consistently find that sleep quan-
tity influences perceptions of relationship quality through state
Salient relational cues influence the development of the rela- hostility.
tionship between leaders and followers (Dienesch & Liden, 1986;
Nahrgang et al., 2009). Nonetheless, individuals are usually una- 3.1. Study 1
ware of the impact of sleep on their social interactions and fre-
quently underestimate the emotional impact of sleep deprivation 3.1.1. Sample and procedure
on their relationships (Banks & Dinges, 2007). Relevant to the cur- We collected data from new dyads (leaders and followers) in a
rent topic, sleep loss can be related to individuals’ ability to gauge wide range of industries (e.g., banking, computer software, health
their own emotions accurately. Gordon and Chen (2014) asked par- care, insurance, food and beverage, gas, and manufacturing) in Bra-
ticipants to identify the degree to which their partners experienced zil. After contacting the human resources department and leaders
10 different emotions. They compared self-reported to partner- of several companies, we identified 123 new dyads that had just
reported emotions. Considering that emotional inaccuracy may started working together (i.e., first three days of their work
be damaging to relationships (Bissonette, Rusbult, & Kilpatrick, relationship).
1997), the authors concluded that a lack of sleep is detrimental The survey was administered to Portuguese-language speak-
to couple relationship because sleep-deprived individuals were ers. Accordingly, we followed Brislin’s (1996) back-translation
less able to assess their own emotions accurately. Indirect evidence procedure: the questionnaire was initially formulated in English,
for poor emotional accuracy was presented by Killgore et al. translated into Portuguese by a researcher who is a native
(2008), who showed that sleep deprivation is negatively related Portuguese speaker, and then back-translated into English by
to emotional intelligence. Therefore, sleep can influence the ability another individual. Three human resources managers reviewed
to monitor one’s own and others’ feelings and emotions, affecting a pilot survey. We also administered the pilot survey to five ran-
the other’s party perceptions of relationship quality. This is critical domly selected leaders to evaluate the accuracy of the translation
because relationship development is an interdependent process (these data were eliminated from our final data collection). They
(Linden et al., 1997). found the English and Portuguese versions of the questionnaire to
In integrating the effects of sleep to attributions, we argue that be consistent.
sleep deprivation intensifies the interpretative distance between We sent an email inviting the 123 leaders to participate in a
the actor and the observer. The literature on sleep has shown that short online survey. We explained that their new hires (followers)
sleep deprivation affects individuals’ ability to accurately assess would also fill out an online short survey and asked for their fol-
their levels of tiredness (Akram, Ellis, Myachykov, & Barclay, lowers’ name and contact information. One hundred and three
2016), sleepiness (Kaplan, Itoi, & Dmenet, 2007), and emotional agreed to participate and sent information for new followers. We
expressions (Gordon & Chen, 2014). As such, sleep-deprived indi- limited the data collection to one hire (follower) per direct leader
viduals are less able to suppress their emotions, sending poten- to avoid nesting. If the direct leader had more than one new hire,
tially unintended signals to the observer. The observer, therefore, we randomly selected one of the followers. After getting the direct
tries to interpret the signals by making assessments about the sta- leader’s consent, we sent out the survey to both parties of the dyad.
bility of the actors’ behavior over time. Considering that the sleep- The surveys were sent on the second or third official day of new
deprived actors may be unknowingly sending hostile signals, hires employment and participants were told to fill out the survey
observers may interpret them as stable characteristics of the at the end of the work day. The survey included measures of sleep
actors. quantity, perceptions of LMX, self-reports of state hostility and
We draw from these previous findings to posit the asymmetry anxiety, perceptions job performance and organizational citizen-
noted above. Given that sleep-deprived leaders (and followers) ship behaviors toward individuals (OCBI) of the other party, per-
may not be fully aware of the negative signals that are being sent sonality traits (agreeableness and extraversion), age, gender,
to followers (and leaders), we propose that a lack of sleep will work experience before joining the firm, and tenure in the
have a stronger effect on the other party’s perceptions of the company (leaders).
62 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

Eighty-six new dyads completed the surveys, which resulted in follower. We controlled for extroversion and agreeableness based
a response rate of 70% (leaders: 43% female, average tenure was on the findings by Nahrgang et al. (2009). Extraversion and agree-
5.64 years [s.d. = 2.05], mean age was 35.17 [s.d. = 4.98]; follower: ableness were measured using 20 items (10 for each trait) taken
56% female, average prior work experience was 7.97 years [s.d. from the revised NEO personality inventory for each trait (NEO-
= 6.46], mean age was 29.57 [s.d. = 8.51]). We conducted t-tests PI-R; Costa & McCrae, 1992). The coefficient alpha reliability for
comparing the mean levels of sleep quantity, perceptions of LMX, extraversion was 0.81 and 0.93 for leaders and followers, respec-
self-reports of state hostility between participants who completed tively. Coefficient alpha for agreeableness was 0.83 for leaders
the survey on the second and third days of their work relationship and 0.95 for followers. We controlled for leader and follower age,
and found no significant differences. gender, work experience prior joining the company, and tenure
in the company (leaders only). Moreover, to minimize concerns
about interdependencies, we controlled for the other party LMX
3.1.2. Measures
evaluations.
3.1.2.1. Sleep quantity. Leaders and followers were asked to report
how much they had slept the night before completing the survey
(see Barnes et al., 2011). Participants were given options that ran- 3.1.3. Results
ged from one to twelve hours with thirty-minute intervals. Means, standard deviations, and correlations for the variables of
interest appear in Table 1. Consistent with prior work, we found
3.1.2.2. Leader-member exchange (LMX). The quality of leader- that leaders and followers do not always agree on their perceptions
member relationship was measured using the LMX-7 scale of relationship quality (r = 0.14). We also found that hostility is
(Graen & Uhl-Bien, 1995). Participants were asked to evaluate negatively related to relationship quality. Sleep quantity was not
the quality of their relationship with the other party based on related to self-evaluations of relationship quality, but was related
the interactions they had on that particular day. Examples of items to the other party perceptions of relationship quality.
are ‘‘Based on today’s interactions I know where I stand with my We conducted ordinary least square (OLS) regression analysis to
leader (follower)” and ‘‘Based on today’s interactions I know how examine the relationship between leader sleep quantity and fol-
satisfied my leader (followers) is with me.” Coefficient alpha was lower perceptions of relationship quality (Hypothesis 1a) and the
0.91 for leaders and 0.85 for followers. relationship between follower sleep quantity and leader percep-
tions of relationship quality (Hypothesis 1b). Models 1 and 3
(Table 2) included all the control variables and showed that follow-
3.1.2.3. State hostility. We adopted four items from the PANAS-X
ers’ ratings of leader performance (B = 0.27, p < 0.01) and followers
(Watson & Clark, 1994) to measure state hostility (i.e., angry, irri-
rating of leader OCBI (B = 0.23, p < 0.05) were related to follower
table, hostile, and scornful). These items have been used by others
rating of relationship quality, and that leader ratings of follower
(e.g., Scott & Judge, 2006; Vaidya et al., 2008; Watson & Clark,
performance (B = 0.33, p < 0.01) was related to leader ratings of
1992). Similar to LMX we asked participants to consider that par-
relationship quality. Consistent with Nahrgang et al. (2009), we
ticular day when evaluating their own level of hostility. Coefficient
also found that leader agreeableness (B = 0.39, p < 0.05) was related
alpha was 0.92 for leaders and 0.86 for followers.
to follower ratings of relationship quality, and follower extrover-
sion (B = 0.33, p < 0.05) was related to leader ratings of relationship
3.1.2.4. Control variables. We controlled for state- and trait-like quality. We tested for the main effect of sleep quantity on
constructs. We controlled for state anxiety because it can influence perceptions of relationship quality on Models 2 and 4. After con-
both sleep and LMX evaluations (e.g., Caldwell, Caldwell, Brown, & trolling for the same set of variables, we found that leader sleep
Smith, 2004; Killgore, Kamimori, & Balkin, 2011). State anxiety was quantity (B = 0.003, p < 0.05) was positively related to follower rat-
measured with four items in the PANAS-X scale (Watson & Clark, ings of relationship quality, and that follower sleep quantity
1994). The items were nervous, jittery, calm (reverse coded), and (B = 0.008, p < 0.01) was positively related to leader ratings of
fidgety. Leader’s coefficient alpha was 0.82. Follower’s coefficient relationship quality. Therefore, we found support for Hypotheses
alpha was 0.79. We also controlled for leader and follower job per- 1a and 1b.
formance with the scale developed by Liden, Wayne, and Stilwell Next we sought to provide evidence for our mediation hypothe-
(1993) to avoid halo effects of performance on relationship quality. ses suggesting that sleep quantity influences perceptions of rela-
Nahrgang et al. (2009) found that job performance is a predictor of tionship quality via hostility (Hypotheses 2a and 2b). To this end,
LMX later in the work relationship. We measured leader and fol- we conducted mediation analysis using PROCESS (Hayes, 2013).
lower job performance on that particular day. The items were Results showed that the path from leader sleep quantity to leader
‘‘My leader’s (follower’s) performance was very high today,” ‘‘My hostility was significant (B = -0.005, p < 0.05), as was the path
leader (follower) was very effective today,” ‘‘My leader (follower) between leader hostility and follower ratings of relationship qual-
performed very well today,” and ‘‘My leader’s (follower’s) overall ity (B = -0.21, p < 0.05). Follower sleep quantity (B = -0.008,
effectiveness was excellent today.” Leader’s coefficient alpha was p < 0.01) predicted follower hostility and follower hostility (B = -
0.80 and follower’s coefficient alpha was 0.86. We also controlled 0.41, p < 0.01) was significantly related to leader ratings of rela-
for OCBI because LMX is related to individual-targeted behavior tionship quality. Bootstrapping procedures using 1000 resamples
(Ilies, Nahrgang, & Morgeson, 2007). Moreover, Hui, Law, and revealed significant indirect effects of leader sleep quantity on fol-
Chen (1999) found that follower negative affectivity had an indi- lower ratings of relationship quality through leader hostility (indi-
rect relationship with OCB via relationship quality. OCBI was mea- rect effect = 0.001; 95% CI [0.001, 0.003]) and of follower sleep
sured using four items of the OCB scale developed by Lee and Allen quantity on leader ratings of relationship quality through follower
(2002). Leaders reported their perceptions of followers’ OCBI and hostility (indirect effect = 0.003; 95% CI [0.001, 0.007]). See Table 3
followers reported their perceptions of leaders’ OCBI. Examples of for the results. Because all variables were measured at one point in
items are ‘‘My leader (follower) willingly gave his/her time to help time, we did not test for Hypotheses 3 and 4.
others who have work-related problems today” and ‘‘Today, my To test for Hypotheses 5a and 5b which suggest that lack of
leader (follower) showed genuine concern and courtesy toward sleep will have a stronger influence on the other party perceptions
coworkers, even under the most trying business or personal situa- of the relationship quality than on self-perceptions of the relation-
tions.” Coefficient alpha was 0.86 to 0.88 for leaders and 0.84 for ship quality we adopted beta difference tests. Leader sleep
Table 1
Descriptive statistics and correlations among study 1 variables.a

C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73
Mean SD 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22
Follower sleep quantity 383.02 35.25
Follower report LMX 3.66 0.50 0.08 (0.85)
Follower hostility 1.80 0.55 0.59** 0.11 (0.86)
Follower anxiety 1.90 0.53 0.09 0.01 0.01 (.79)
Follower report of leader 3.43 0.61 0.06 0.42** 0.13 0.06 (0.86)
performance
* *
Follower report of leader 3.37 0.60 0.02 0.22 0.06 0.26 0.01 (0.84)
OCBI
Follower agreeableness 3.71 0.70 0.00 .12 0.05 0.13 00.09 .11 (0.95)
Follower extraversion 3.61 0.58 0.01 0.07 0.15 0.07 0.09 0.03 0.13 (0.93)
Follower age 29.57 8.51 0.03 0.10 0.08 0.10 0.10 0.08 0.03 0.27*
Follower work 7.97 6.46 0.01 0.12 0.04 0.02 0.09 0.12 0.12 0.23* 0.88**
experience
Follower gender 1.56 0.50 0.14 0.08 0.19 0.02 0.17 0.03 0.03 0.04 0.16 0.21
Leader sleep quantity 397.56 41.07 0.17 0.51** 0.19 0.09 0.36** 0.37** 0.17 0.14 0.16 0.08 0.03
Leader report LMX 3.39 0.67 0.52** 0.14 0.58** 0.03 0.14 0.04 0.01 0.23 *
0.00 0.03 0.18 0.12 (0.91)
Leader hostility 1.73 0.65 0.02 0.54** 0.06 0.09 0.27* 0.24* 0.16 0.25* 0.05 0.07 0.12 0.45** 0.09 (0.92)
Leader anxiety 1.71 0.34 0.07 0.13 0.01 0.05 0.14 0.02 0.07 0.07 0.05 0.12 0.01 0.09 0.10 0.11 (.82)
Leader report of follower 3.37 0.52 0.25* 0.03 0.37** 0.00 0.16 0.02 0.05 0.17 0.16 0.10 0.06 0.04 0.32** 0.00 0.03 (.80)
performance
*
Leader report of follower 2.37 0.53 0.06 0.20 0.07 0.08 0.14 0.13 0.05 0.07 0.06 0.11 0.04 0.22 0.04 0.04 0.05 0.16 (0.86)
OCBI
** **
Leader agreeableness 4.03 0.46 0.10 0.35 0.11 0.01 0.17 0.02 0.07 0.13 0.10 .17 0.00 0.21 0.11 0.43 0.07 0.03 0.02 (0.83)
Leader extraversion 3.84 0.36 0.09 0.02 0.00 0.11 0.08 0.03 0.02 0.20 0.03 0.06 0.11 0.02 0.03 0.26* 0.13 0.01 0.13 0.36** (.81)
Leader age 35.17 4.98 0.03 0.06 0.08 0.04 0.17 0.03 0.05 0.09 0.12 0.04 0.09 0.06 0.03 0.13 0.03 0.06 0.10 0.01 0.12
Leader work experience 6.79 4.71 0.13 0.04 0.10 0.05 0.35** 0.02 0.06 0.05 0.01 0.10 0.04 0.09 0.00 0.04 0.13 0.14 0.01 0.02 0.20 0.64**
Leader tenure 5.64 2.05 0.00 0.13 0.12 0.11 0.12 0.28** 0.08 0.03 0.04 0.06 0.13 0.01 0.00 0.12 0.03 0.07 0.08 0.10 0.05 0.22* 0.06
Leader gender 1.43 0.50 0.11 0.06 0.14 0.08 0.01 0.28** 0.02 0.18 0.10 0.06 0.02 0.22* 0.02 0.01 0.06 0.05 0.12 0.09 0.09 0.07 0.06 0.26*

Note. Reliabilities are in parentheses on the diagonal.


a
N = 86.
*
p < .05.
**
p< .01.

63
64 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

Table 2
Regression results for main effects in study 1.a

Follower ratings of relationship quality Leader ratings of relationship quality


Model 1 - controls Model 2 - main effect Model 3 - controls Model 4 - main effect
B SE B SE B SE B SE
Intercept 1.28 1.48 0.48 1.47 0.78 2.16 2.50 2.00
Follower anxiety 0.03 0.10 0.02 0.10 0.12 0.16 0.03 0.15
Leader anxiety 0.24 0.15 0.21 0.14 0.36 0.23 0.30 0.21
Follower ratings of leader performance 0.27** 0.09 0.21* 0.10 0.07 0.15 0.06 0.14
Leader ratings of follower performance 0.05 0.11 0.03 0.10 0.33** 0.15 0.20 0.14
Follower ratings of leader OCBI 0.23* 0.09 0.13 0.10 0.20 0.16 0.14 0.14
Leader ratings of follower OCBI 0.18 0.10 0.14 0.10 0.14 0.15 0.08 0.14
Follower gender 0.08 0.10 0.06 0.10 0.26 0.15 0.17 0.14
Leader gender 0.11 0.11 0.13 0.10 0.16 0.16 0.10 0.15
Follower age 0.01 0.02 0.01 0.01 0.02 0.02 -0.01 0.02
Leader age 0.01 0.01 0.01 0.01 0.01 0.02 0.01 0.02
Follower work experience 0.03 0.02 0.03 0.02 0.03 0.03 0.02 0.03
Leader work experience 0.01 0.02 0.01 0.02 0.02 0.02 0.01 0.02
Leader tenure 0.01 0.03 0.02 0.03 0.02 0.05 0.01 0.04
Follower extroversion 0.02 0.10 0.01 0.09 0.33** 0.14 0.32* 0.13
Leader extroversion 0.14 0.15 0.11 0.15 0.01 0.23 0.07 0.21
Follower agreeableness 0.04 0.08 0.01 0.07 0.02 0.11 0.03 0.10
Leader agreeableness 0.39** 0.12 0.33** 0.12 0.01 0.20 0.04 0.18
Follower hostility 0.01 0.12 0.03 0.12
Leader hostility 0.08 0.16 0.12 0.14
Follower ratings of relationship quality 0.15 0.20 0.14 0.18
Leader ratings of relationship quality 0.11 0.10 0.10 0.09
Follower sleep quantity 0.00 0.00 0.01 0.01 0.008** 0.002
Leader sleep quantity 0.003* 0.001 0.02 0.002 0.001 0.002
R2 0.43 0.48 0.28 0.42

Note. Unstandardized regression coefficients are reported.


a
N = 86.
*
p < 0.05.
**
p < 0.01.

Table 3
Regression results for mediation in study 1.a

Leader hostility Follower ratings of Follower hostility Leader ratings of relationship


relationship quality quality
B SE B SE B SE B SE
Intercept 6.75 1.90 1.88 0.156 6.89** 1.54 0.35 2.19
Follower anxiety 0.09 0.13 0.01 0.10 0.04 0.11 0.04 0.14
Leader anxiety 0.23 0.19 0.16 0.14 0.01 0.15 0.30 0.20
Follower ratings of leader performance 0.08 0.12 0.19* 0.09 0.05 0.10 0.03 0.13
Leader ratings of follower performance 0.01 0.13 0.03 0.10 0.20 0.11 0.11 0.14
Follower ratings of leader OCBI 0.17 0.13 0.09 0.10 0.02 0.11 0.14 0.14
Leader ratings of follower OCBI 0.06 0.12 0.12 0.09 0.07 0.11 0.05 0.13
Follower gender 0.09 0.13 0.07 0.10 0.11 0.11 0.12 0.13
Leader gender 0.26* 0.13 0.07 0.10 0.09 0.12 0.06 0.14
Follower age 0.02 0.02 0.01 0.01 0.01 0.02 0.01 0.02
Leader age 0.03 0.02 0.01 0.01 0.01 0.02 0.01 0.02
Follower work experience 0.03 0.03 0.02 0.02 0.01 0.02 0.02 0.03
Leader work experience 0.02 0.02 0.01 0.01 0.01 0.02 0.01 0.02
Leader tenure 0.01 0.04 0.02 0.03 0.03 0.03 0.02 0.04
Follower extroversion 0.21 0.12 0.05 0.09 0.18 0.10 0.24 0.13
Leader extroversion 0.25 0.19 0.16 0.14 0.14 0.16 0.01 0.20
Follower agreeableness 0.06 0.09 0.01 0.07 0.09 0.08 0.01 0.10
Leader agreeableness 0.43** 0.15 0.25* 0.12 0.02 0.14 0.03 0.17
Follower hostility 0.02 0.16 0.02 0.12 0.41** 0.15
Leader hostility 0.21* 0.09 0.02 0.10 0.11 0.14
Follower ratings of relationship quality 0.01 0.14 0.13 0.17
Leader ratings of relationship quality 0.13 0.12 0.07 0.09
Follower sleep quantity 0.01 0.01 0.01 0.01 0.008** 0.002 0.005 0.002*
Leader sleep quantity 0.005* 0.002 0.002 0.001 0.01 0.01 0.01 0.01
R2 0.49 0.52 0.49 0.46
Bootstrapping effect SE 95% CI (LL, UL) Bootstrapping effect SE 95% CI (LL, UL)
Indirect effect 0.001 0.001 0.001, 0.003 0.003 0.002 0.001, 0.007

Note.; Unstandardized regression coefficients are reported; bootstrap sample size = 1000.
a
N = 86.
*
p < 0.05.
**
p < 0.01.
C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73 65

quantity had a stronger effect on follower ratings of the relation- 2011). However, we told them to consider a typical night in the last
ship quality (z = 1.96, p = 0.05) and follower sleep quantity had a 15 days. Participants were also given options that ranged from one
stronger effect on leader perceptions of relationship quality than to twelve hours with thirty-minute intervals.1
on follower perceptions (z = 3.12, p = 0.01). Hypotheses 5a and 5b
were supported. 3.2.2.2. Leader-member exchange. The quality of leader-member
These findings suggest that sleep quantity influences percep- relationship was measured similar to Study 1. We adopted the
tions of relationship quality through hostility, and that lack of sleep LMX-7 scale (Graen & Uhl-Bien, 1995). Both leaders and members
influences the other party perceptions of relationship quality more rated the quality of the relationship at waves 2, 3, 4, and 5. Consis-
so than self-perceptions of relationship quality. Next, we tent with the sleep quantity measure, participants were asked to
conducted Study 2 to adopt a within-individual design and collect- consider the last 15 days when evaluating their leader-member
ing data from leaders and followers through 3 months. This allows relationship quality. Example or items are ‘‘I usually know where
us to not only test our hypotheses in a different sample, but also to I stand with my leader (follower)” and ‘‘I usually know how satis-
test the hypotheses that include changes across dyad tenure fied my leader (follower) is with me.” Coefficient alpha ranged
(Hypotheses 3 and 4). from 0.94 to 0.97 for leaders and 0.92 to 0.93 for followers.

3.2. Study 2 3.2.2.3. State hostility. Consistent with Study 1, we adopted four
items from the PANAS-X (Watson & Clark, 1994) to measure state
3.2.1. Sample and procedure hostility. Similar to sleep quantity and LMX we asked participants
The sample was comprised of new dyads (leaders and follow- to consider the last 15 days when evaluating their own hostility
ers) at a large legal service firm in Brazil. The CEO and the human level. Coefficient alpha ranged from 0.75 to 0.90 for leaders and
resource director emphasized that their aggressive strategy would from 0.77 to 0.83 for followers.
require the rapid hiring of new employees (the company had hired
more than 200 employees in the prior fiscal year). The firm had 3.2.2.4. Dyad tenure. We operationalized dyad tenure by the wave
more than 4000 employees and 1000 lawyers in all of Brazil’s main that leaders and followers filled out the questionnaire. By adopting
cities with clients in industries ranging from baking to retail. After this approach we kept LMX formation time constant across partic-
a few meetings with executives and employees’ representatives, it ipants. Prior research has shown that LMX tends to stabilize
was clear that leaders and followers worked long hours and inter- between two weeks and two months from the start of the relation-
acted frequently. We were given access to new hires and their ship (Dansereau, Graen, & Haga, 1975; Liden et al., 1993; Nahrgang
respective direct leaders. To avoid leader fatigue, we were granted et al., 2009).
survey access to three random new hires for each leader.
Consistent with Study 1, we followed Brislin’s (1996) back- 3.2.2.5. Control variables. We controlled for the same state- and
translation procedure and also sent a pilot questionnaire to the trait-like constructs adopted in Study 1. State anxiety was mea-
company’s human resources manager. In addition, we adminis- sured from wave 2 to wave 5. Leader’s coefficient alpha ranged
tered the pilot questionnaire to five randomly selected employees from 0.80 to 0.83. Follower’s coefficient alpha ranged from 0.79
to evaluate the accuracy of the translation. They found no discrep- to 0.83. We measured leader and follower job performance every
ancies between the questionnaires. 15 days. Leader’s coefficient alpha ranged from 0.78 to 0.83 and
The online data collection effort took place over a year and con- follower’s coefficient alpha ranged from 0.81 to 0.83. OCBI was also
sisted of five phases. Immediately after hiring new employees, the measured every 15 days from wave 2 to wave 5. Leader’s coeffi-
human resource manager sent the researchers their names, lead- cient alpha ranged from 0.78 to 0.88 and follower’s coefficient
ers, and contact information. We sent the first questionnaire to fol- alpha ranged from 0.86 to 0.90. Extraversion and agreeableness
lowers and leaders in the first official day of their employment. were measured at wave 1. Coefficient alpha reliability for extraver-
Phase 1, in which we administered to 78 leaders and 234 followers, sion was 0.85 for leaders and 0.94 and followers. Coefficient alpha
included measures of personality traits (agreeableness and for agreeableness was 0.87 for leaders and 0.94 for followers. We
extraversion), age, gender, work experience before joining the firm, also controlled for leader and follower age, gender, work experi-
and tenure in the company (leaders). Of the leaders and followers ence prior joining the company, and tenure in the company (lead-
solicited, 76 leaders and 215 followers filled out the question- ers only). Similar to Study 1, we controlled for the other party LMX
naires. Fifteen days after our first data collection, we gathered data evaluations to minimize concerns about interdependencies.
for Phase 2. The survey comprised measures of sleep quantity, per-
ceptions of LMX, self-reports of state hostility and anxiety, and per- 1
We conducted a diary study on MTurk to assess the degree to which the average
ceptions job performance of the other party. Phases 3, 4, and 5
of 14 daily ratings of sleep, hostility, and LMX correlate with a single survey
consisted of similar measures and were collected 15 days apart. retrospectively measuring these same constructs over the same time period. We
We obtained 600 matched surveys (40 leaders and 120 follow- recruited 130 participants to complete 15 daily online surveys. The first 14 surveys
ers), which converts to a response rate of 51.28% (leaders: 47.5% asked participants to report their sleep from the previous night, their experienced
female, average tenure was 5.50 years [s.d. = 1.91], mean age was daily hostility at that moment, and their current evaluation of their LMX. After the 14
daily surveys, participants completed one final survey the next day in which we asked
33.30 [s.d. = 3.70]; follower: 56.7% female, average prior work them to report how many hours they had slept in the past 15 nights on average, the
experience was 8.45 years [s.d. = 6.67], mean age was 29.94 [s.d. extent they experienced hostility in the past 15 days on average, and the relationship
= 8.89]). Thus, there were 120 newly formed leader-follower dyads. quality with their leaders in the past 15 days on average. We adopted the same scales
Independent sample t-tests comparing the mean levels of gender used in this study. Eighty-one participants filled out all surveys. We calculated the
within-person average of the daily reported scales and correlated them with the
and age between participants (leaders and followers) who com-
participants’ reported average over the past 15 days. The correlation between the
pleted all phases and those who did not revealed no significant dif- calculated average sleep quantity and retrospectively reported measure of sleep over
ferences. Moreover, we found no significant effect of the starting the past 15 days was 0.91. The correlation between the calculated average hostility
date (quarter) on the main variables. and retrospectively reported state hostility over the past 15 days was 0.91. The
correlation between the calculated average LMX and retrospectively reported LMX
over the past 15 days was 0.90. We next ran multilevel models to take into
3.2.2. Measures consideration the nesting structure of our data. Retrospective ratings predicted daily
3.2.2.1. Sleep quantity. Consistent with Study 1, we asked leaders ratings for sleep quantity (c = 0.84, p < 0.01), hostility (c = 0.74, p < 0.01), and LMX
and followers to report their sleep quantity (see Barnes et al., (c = 0.74, p < 0.01).
66 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

3.2.3. Analysis leader level are shown above the diagonal (n = 40). As a prelimi-
Given that the data collected to test our model violate assump- nary step in the analysis, we ran latent growth models to investi-
tions of independence of observation required for ordinary least gate if leader–follower relationships tend to stabilize after the
squares (OLS) regression analyses (biweekly assessment nested initial developmental phases. The results showed that the models
within leaders and followers, and followers nested within leaders), with quadratic terms fit the data better than the models with lin-
we conducted our analyses in a multilevel format using Mplus ear terms only (leader evaluations: D v2 with Satorra-Bentler cor-
(Muthen & Muthen, 1998–2010). In addition, in order to test the rection = 35.81, df = 4; p < 0.01; follower evaluations: leader
proposed mediation, and moderated mediation hypotheses, we evaluations: D v2 with Satorra-Bentler correction = 14.45, df = 4;
performed multilevel path analysis (MacKinnon, 2008; Preacher, p < 0.01) (leader quadratic slope = 0.02, p < 0.01; follower quad-
Zyphur, & Zhang, 2010) and adopted Monte Carlo simulator to gen- ratic slope = 0.02, p < 0.01) suggesting that leader-follower rela-
erate the confidence intervals for the indirect effects (Preacher & tionships develop over a few weeks quickly and then tend to
Selig, 2010). Following Wang, Liao, Zhan, and Shi (2011), control remain stable after initial phases. These findings are consistent
variables were modeled with fixed slopes and allowed to correlate with those of Nahrgang et al. (2009).
at different levels. The data consisted of three levels. Level 1 com- Before testing our hypotheses, we sought to provide some ini-
prised biweekly leaders and followers rating of sleep quantity, tial evidence for the amount of within-individual variance in our
relationship quality, state hostility, anxiety, and job performance. models. The results of null models in HLM for each endogenous
Level 2 contained followers’ age, gender, work experience, extro- variable showed that 69.83% of the variance in follower sleep
version, and agreeableness. Level 3 included leaders’ age, gender, quantity is accounted by individuals, and 60.37% of the variance
work experience, tenure in the company, extroversion, and in leader sleep quantity is accounted by individuals. Also the anal-
agreeableness. yses showed that individual accounted for 61.11% of the variance
To test the hypothesized within-individual relationships among in follower hostility, 50.00% of variance in leader hostility, 12.50%
sleep quantity, state hostility, and relationship quality, all Level 1 of the variance in follower ratings of relationship quality, and
variables were group-mean-centered at the individual level. It is 89.10% of the variance in leader ratings of relationship quality
worth noting that because follower hypotheses were all within- (see Table 4 for details). The amount of within-individual
person analyses (Level 1), any between-person differences were explained variance was similar to those presented elsewhere
accounted for by group mean centering. Thus, any between- (e.g., Scott & Barnes, 2011).
individual differences in follower need for sleep is parsed out in We proposed that leader sleep quantity is positively related to
these analyses. Variables at Level 2 were group-mean-centered at follower perceptions of relationship quality (Hypothesis 1a), and
the leader level, and variables at Level 3 were grand-mean- that follower sleep quantity is positively related to leader percep-
centered (Hoffman, Griffin, & Gavin, 2000). The leader-level tions of relationship quality (Hypothesis 1b). Results of model 1 in
hypotheses were also within-leaders, meaning that between- Table 5 provided support for Hypothesis 1a (c = 0.001, p < 0.05).
individual differences in leaders (such as individual need for sleep) Within individuals, leader sleep quantity had a positive and signif-
were parsed out for leaders as well. To test for the hypothesized icant relationship with follower perceptions of relationship quality
moderating effects of dyadic tenure on the within-individual rela- even after accounting for leader’s and follower’s stable characteris-
tionship, we used the group-mean-centered variables to create the tics (agreeableness and extroversion), state anxiety, follower eval-
multiplicative term. The same multiplicative term was used in uations of leader job performance and OCBI, leader perceptions of
testing the moderated mediation hypotheses. relationship quality, and demographics. Model 5 demonstrated no
significant relationship between follower sleep quantity and leader
3.2.4. Results perceptions of relationship quality (c = 0.0001, ns), therefore
Supplementary data reports the descriptive statistics and the Hypothesis 1b was not supported.
correlations at the within-individual level. Consistent with the Turning to the indirect effects of sleep quantity on relationship
LMX theory and prior findings, the agreement between leaders’ quality through hostility, we predicted that leader sleep quantity
and followers’ evaluations of their relationship strengthens over will have an indirect effect on follower perceptions of relationship
time (r1 = 0.07, r 2 = 0.19, r3 = 0.22, r4 = 0.25). Followers sleep quan- quality via leader hostility (Hypothesis 2a) and that follower sleep
tity was positively correlated with leaders’ evaluations of relation- quantity will have an indirect effect on leader perceptions of rela-
ship quality at Times 1 and 2. Leaders’ sleep quantity was also tionship quality via follower hostility (Hypothesis 2b). In support
positively related to followers’ evaluations of relationship quality of Hypothesis 2a, leader sleep quantity was negatively related to
at Times 1 and 2. Supplementary data reports the correlations at leader hostility (c = 0.01, p < 0.01), and leader hostility was
the between-individual levels. Between-individual correlations negatively related to follower perceptions of relationship quality
aggregated at the follower level are shown below the diagonal (c = 0.08, p < 0.05). Leader hostility mediated the relationship
(n = 120), and between-individual correlations aggregated at the between leader sleep quantity and follower perceptions of

Table 4
Parameter Estimates and Variance Components of Null Models for Level 1 Endogenous Variables in Study 2.a

Variables Intercept b00 Within-individual variance (e2 ) Between-individual variance (r 2 ) Percentage of within-individual variance

Follower sleep quantity 390.81 631.88 272.93 69.84%


Follower hostility 1.59 0.11 0.07* 61.11%
Follower ratings of relationship quality 3.76 0.04 0.28 12.5%
Leader sleep quantity 390.19 676.53 444.07 60.37%
Leader hostility 1.60 0.15 0.15 50.00%
Leader ratings of relationship quality 3.54 0.49 0.06 89.10%

Note.
a
N = 600; b00 is the pooled intercept representing average level of variable across individuals; e2 is the within-individual variance in a variable; and r 2 is the between-
individual variance in the variable.
*
p < 0.05.
Table 5
Conditional Indirect Effects of Sleep Quantity and Dyadic Tenure on Relationship Quality via Hostility in Study 2.a

Follower ratings of relationship quality Leader ratings of relationship quality


Variables Model 1 – Model 2 – Model 3 -interaction Model 4 – Model 5 – Model 6 – Model 7 -interaction Model 8 –
direct effect indirect effect cond. ind. effect direct effect indirect effect cond. ind. effect
Intercept 4.23** 4.24** 4.29** 4.27** 0.21 0.13 0.18 0.20
DV = Ratings of hostility
Level 1 – Variables
Follower sleep quantity 0.009** 0.009**
Leader sleep quantity 0.01** 0.01**
DV = Rating of relationship quality

C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73
Level 1 - Control variables
Dyadic tenure 0.05** 0.04** 0.05** 0.04** 0.04* 0.04** 0.04* 0.04**
Follower hostility 0.04 0.03 0.04 0.03
Leader hostility 0.03 0.03 0.02 0.02
Follower anxiety 0.04 0.03 0.04 0.03 0.07 0.09 0.07 0.07
Leader anxiety 0.02 0.02 0.03 0.03 0.06 0.07 0.07 0.04
Follower sleep quantity 0.001 0.001 0.001 0.001
Leader sleep quantity 0.001 0.001 0.001 0.001
Follower ratings of leader performance 0.16** 0.16** 0.16** 0.16** 0.06 0.05 0.06 0.05
Leader ratings of follower performance 0.02 0.02 0.02 0.02 0.22 0.21* 0.22** 0.21**
Follower ratings of leader OCBI 0.11** 0.12** 0.11** 0.12** 0.09 0.09 0.08 0.10*
Leader ratings of follower OCBI 0.02 0.03 0.02 0.03 0.09 0.09 0.09 0.09
Follower ratings of relationship quality 0.10 0.09 0.09 0.08
Leader ratings of relationship quality 0.06 0.05 0.06 0.05
Level 2 – Control variables
Follower gender 0.10 0.10 0.09 0.09 0.11 0.02 0.11 0.10
Follower age 0.04** 0.04** 0.04** 0.04** 0.01 0.01 0.01 0.01
Follower work experience 0.04* 0.05* 0.04* 0.04* 0.02 0.02 0.01 0.02
Follower extroversion 0.05 0.06 0.05 0.05 0.08 0.09 0.08 0.09
Follower agreeableness 0.02 0.02 0.02 0.02 0.02 0.01 0.01 0.02
Level 3 – Control variables
Leader gender 0.15 0.15 0.17 0.17 0.10 0.10 0.08 0.11
Leader age 0.002 0.002 0.002 0.002 0.01 0.01 0.01 0.01
Leader work experience 0.001 0.001 0.002 0.001 0.005 0.005 0.001 0.01
Leader tenure 0.04 0.04 0.04 0.04 0.03 0.03 0.02 0.03
Leader extroversion 0.10 0.11 0.19 0.19 0.07 0.07 0.03 0.07
Leader agreeableness 0.08 0.08 0.04 0.03 0.04 0.04 0.04 0.04
Level 1 – Variables
Follower hostility 0.16** 0.16**
Leader hostility 0.08* 0.08*
Follower sleep quantity 0.001 0.001 0.001 0.04
Dyadic tenure  Follower sleep quantity 0.001* 0.04
Leader sleep quantity 0.001* 0.001 0.001* 0.001
Dyadic tenure  Leader sleep quantity 0.001 0.001
Loglikelihood 7325.19 7188.06 7321.46 7184.37 7334.84 7210.83 11759.52 7199.29
Parameter (95% CI) Parameter (95% CI) Parameter (95% CI) Parameter (95% CI)
Indirect effect 0.001* (0.0001; 0.002) 0.001* (0.0001; 0.002)
Conditional indirect effect
Early (Dyadic tenure = -1.5) 0.001 (.0001; 0.002) 0.002* (.001; 0.003)
Late (Dyadic tenure = 1.5) 0.001 (.0001;0.001) 0.000 (.0001; 0.001)
Difference 0.000 ( 0.001; 0.001) 0.001 ( 0.001; 0.003)

Note. N = 600 at the within-individual level (Level 1), n = 120 at the follower level (Level 2), n = 40 at the leader level (Level 3).
*
p < 0.05.
**
p < 0.01.

67
68 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

relationship quality (indirect effect = 0.001, p < 0.05; 95% CI 0.0001, Table 6
0.002). Results of Monte Carlo simulation with 20,000 Monte Carlo Results of gamma difference tests in study 2.a

replications showed that the 95% bias-corrected bootstrap CI Time DV = Leader ratings DV = Follower ratings Gamma difference
excluded zero [0.0002; 0.002], providing further support for our of relationship quality of relationship quality test
Hypothesis 2a. In addition, follower sleep quantity was negatively IV = Leader sleep IV = Leader sleep
related to follower hostility (c = 0.009, p < 0.01), and follower quantity quantity
hostility was negatively related to leader perceptions of relation- 1 c = 0.001, p = 0.99 c = 0.007, p = 0.00 z = 3.46, p = 0.001
2 c = 0.001, p = 0.74 c = 0.007, p = 0.00 z = 2.25, p = 0.01
ship quality (c = 0.16, p < 0.01). Follower hostility mediated the 3 c = 0.001, p = 0.87 c = 0.003, p = 0.17 z = 0.51, p = 0.31
relationship between follower sleep quantity and leader percep- 4 c = 0.001, p = 0.84 c = 0.004, p = 0.24 z = 1.30, p = 0.20
tions of relationship quality (indirect effect = 0.001, p < 0.05; 95% IV = Follower sleep IV = Follower sleep
CI 0.0001, 0.002). Results of 20,000 Monte Carlo replications also quantity quantity
showed evidence for the proposed indirect effect (95% CI 0.0003, 1 c = 0.01, p = 0.00 c = 0.001, p = 0.74 z = 3.02, p = 0.001
0.002); therefore, although we did not find support for Hypothesis 2 c = 0.01, p = 0.02 c = 0.001, p = 0.70 z = 2.42, p = 0.02
1, which stated that follower sleep quantity was related to leader 3 c = 0.003, p = 0.56 c = 0.001, p = 0.64 z = 0.83, p = 0.20
4 c = 0.002, p = 0.53 c = 0.002, p = 0.17 z = 0.65, p = 0.26
perceptions of relationship quality, Hypothesis 2b was supported
(see models 3 and 7 in Table 5). Note.
a
N = 600 at the within-individual level (Level 1), n = 120 at the follower level
Hypothesis 3a stated that the effects of leader sleep quantity on
(Level 2), n = 40 at the leader level (Level 3).
follower perceptions of relationship quality are stronger at early
stages of the relationship. The results of model 3 in Table 5 showed
that interaction term was not significant (c = 0.000, ns). Hypothesis are stronger on the counterparty perceptions of the relationship
3b posited that follower sleep quantity has a stronger effect on lea- quality than on the self-perceptions of the relationship quality.
der perceived relationship quality at the beginning of their tenure. We adopted gamma difference tests to analyze these hypotheses.
As expected, results of model 7 indicated that dyadic tenure has a First, we got the standardized coefficients by multiplying the
negative interactive effect with sleep quantity to predict relation- unstandardized coefficient by the division of the standard devia-
ship quality (c=.-001, p < 0.05). Following procedures by Aiken tion of the predictor (sleep quantity) by the standard deviation of
and West (1991), we plotted the interaction (see Fig. 2). We also the outcome (relationship quality). Second, considering that stan-
conducted multilevel simple slope analysis (Preacher, Curran, & dardized coefficients can be interpreted as correlations, we used
Bauer, 2006). These analyses provided additional support for the a Fisher r-to-z transformation, and calculate a z-value that can be
findings. The effects of follower sleep quantity on leader percep- applied to assess the significance of the difference between two
tions of relationship quality was significant at the beginning of correlation coefficients, r leader and rfollower found in two independent
their tenure (c = 0.005, p < 0.01); however, it was not significant samples. Both hypotheses were supported for dyadic relationships
late in their tenure (c = 0.002, p = 0.76). at the beginning of their tenure, as indicated by the results of
Hypotheses 4a and 4b predicted that dyad tenure influenced gamma differences on Table 6. Leader sleep quantity had a stronger
the strength of the indirect relationship between sleep quantity effect on follower ratings of the relationship quality at Time 1
and perceptions of relationship quality via hostility. As demon- (z = 3.46, p = 0.001) and Time 2 (z = 2.25, p = 0.01), but not later
strated by Table 5, model 4, the indirect effect of leader sleep quan- in their tenure (Time 3: z = 0.51, p = 0.31; Time 4: z = 1.30,
tity on follower perceptions of relationship quality via leader p = 0.20). Similar results were found for follower sleep quantity
hostility did not vary based on dyadic tenure (D c = 0.000; 95% and leader ratings of relationship quality. Follower sleep quantity
CI 0.001, 0.001). We found similar results for the conditional indi- had a stronger effect on leader perceptions of relationship quality
rect effect of follower sleep quantity on leader perceptions of rela- than on follower perceptions at the beginning of their tenure (Time
tionship quality via follower hostility. The strength or direction of 1: z = 3.02, p = 0.001; Time 2: z = 2.42, p = 0.02) but not later in
the effects did not change based on dyadic tenure (D c = 0.001; 95% their tenure (Time 3: z = 0.83, p = 0.20; Time 4: z = 0.65, p = 0.26).
CI 0.001, 0.003). Thus, Hypotheses 4a and 4b were not supported
(see models 4 and 8 in Table 5).
Finally, we proposed in hypotheses 5a (leader sleep quantity) 4. Discussion
and 5b (follower sleep quantity) that the effects of sleep quantity
In their review of the LMX literature, Anand, Hu, Liden, and
Vidyarthi (2011) noted that ‘‘relationship quality develops quite
early and remains generally stable through the life of the dyad”
(p. 311). It is perhaps surprising that so few papers have investi-
gated early leader-follower relationship formations. In one of these
few papers, Nahrgang et al. (2009) called for researchers to go
beyond theorizing about established dyad relationships and exam-
ine individual characteristics that may affect the quality of the
relationship at initial interactions, especially in organizational set-
tings. In addition, current work on LMX has encouraged work on
the effect of discrete emotions on LMX development (Cropanzano
et al., 2016). Towards those ends, we conducted two studies with
newly formed leader–follower dyads. In Study 1, we collected data
from leaders and followers in their first three days of work rela-
tionship. In Study 2, we adopted a longitudinal design and col-
lected data from new dyads for over three months. We examined
the effects of a dynamic individual characteristic (i.e. lack of sleep)
via discrete emotions (i.e., hostility) on LMX.
Fig. 2. Interactive effect of follower sleep quantity and dyadic tenure on leader. We found that leader and follower lack of sleep influenced the
Perceptions of relationship quality for Study 2. other party’s perceptions of relationship quality via hostility in
C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73 69

both studies. We also found that leader sleep was related to fol- (Morgeson, DeRue, & Karam, 2010), which can increase the number
lower perceptions of relationship quality regardless of dyad tenure, of behavioral observations over time. Leaders, therefore, can have
whereas follower sleep quantity was positively related to leader more information about the uniqueness and variability of follow-
perceptions of the relationship only at the beginning of their rela- ers’ emotional and behavioral responses to situations, and attribute
tionship in Study 2. These findings were slightly different from the followers’ behaviors to contextual factors. Such accumulative
ones in Study 1, in which we found that both leader and follower information to change attribution processes, may take longer for
sleep quantity were related to the other party’s perceptions of rela- followers.
tionship quality. Considering that leaders and followers were in We also predicted that the indirect effect of sleep quantity on
their first three days of the work relationship in Study 1, this is perceptions of relationship quality via hostility would be stronger
consistent to the findings of the moderating effect in Study 2. Also, at the beginning of the leader-follower dyad tenure. We did not
in Study 1, we showed that people can accurately recall their aver- find support for these hypotheses. One potential explanation for
age sleep quantity over periods of two weeks. Nevertheless, we did these null effects is that hostility cues are extremely salient and
not find support for our second-stage moderated mediation model, easily accessed by the observers, making them difficult to over-
suggesting that the effects of sleep quantity on perceptions of rela- come even when individuals gather more data updating their attri-
tionship quality via hostility should not vary based on dyad tenure butions. Researchers suggest that negative information is
(Study 2). Finally, we found that lack of sleep influenced relational remembered more clearly than neutral or positive information
awareness in both studies. Specifically, leader sleep quantity had a (Baumeister, Bratslavsky, Finkenauer, & Vohs, 2001). In addition,
stronger effect on follower ratings of relationship quality than self- expressions of hostility may not match the cognitive representa-
ratings of relationship quality, and vice versa for followers. Our tions individuals have of leaders (implicit leadership theory; e.g.,
study has several theoretical and practical implications. Epitropaki & Martin, 2005) and followers (implicit followership
theory; e.g., Sy, 2010).
4.1. Theoretical implications In addition, our investigation deepens our understanding of the
asymmetrical effect of sleep deprivation on relational awareness
Our findings challenge some of the received wisdom of the LMX (Gordon et al., 2014; Killgore et al., 2008). We found that sleepy
literature where researchers have largely emphasized the effects of leaders and followers underestimate the effects of lack of sleep
stable individual characteristics on relationship quality (Dulebohn on the perceptions of the relationship quality by the other party.
et al., 2012; Martin et al., in press; Nahrgang et al., 2009). By exam- That is, sleep-deprived leaders and followers are not completely
ining the effects of lack of sleep on early LMX development, we aware of the affective and behavioral signals that are perceived
advance a more nuanced understanding of leader-follower rela- by their counterparty. The presence of relational asymmetry in
tionship formation than proposed by prior research. That is, our dyads is consistent with recent work on emotional inaccuracy
findings show not only that a dynamic individual characteristic reported by sleep-deprived couples (Gordon et al., 2014). Our
(i.e., sleep) can influence an individual’s perceptions of relationship results also imply that the low level of agreement between leader
quality over and above stable levels of extraversion and agreeable- and follower ratings of LMX (Sin et al., 2009) may be the result of
ness, but also demonstrate that dyadic tenure is of particular impaired self-awareness caused by lack of sleep. Therefore, we also
importance for the relationship between follower sleep and leader advance the LMX field by examining the perceptual factors that
perceptions of relationship quality. These findings, therefore, lend influence agreement beyond objective relationship tenure and
support to the role of dynamic variables on leader-follower rela- number of dyadic interactions (Sin et al., 2009).
tionship formation where relational and contextual cues can
inform individuals’ perceptions that affect their social interactions. 4.2. Practical implications
This manuscript deepens our understanding of sleep depriva-
tion’s role in triggering hostility, which affects the development Our study makes several contributions to practice. Sleep depri-
of leader-follower relationship quality. We found that sleep- vation is a prevalent phenomenon in organizations. Luckhaupt,
deprived leaders and followers experience hostility, which influ- Tak, and Calvert (2010) found that 40.5% of employees get less than
ences the other party’s perception of relationship quality. This is six hours of sleep on average, even though the National Sleep
consistent with the sleep and emotion regulation model (Barnes, Foundation (2009) recommends seven to nine hours of sleep per
2012), which suggests that sleep deprivation increases the experi- night for adults. Swanson et al. (2011) found that 29% of Americans
ence of negative emotions and the individual’s ability to suppress experienced extreme sleepiness or had even fallen asleep at work
it. Our results also imply that LMX is influenced by emotional cues in the past month. Such sleep deprivation is likely causing wide-
that are triggered by factors potentially unrelated to the organiza- spread decrements in LMX. Even if those decrements to each dyad
tional context. Therefore, we advance the LMX field by incorporat- may be relatively small, the number of potential dyads affected by
ing a distal antecedent (sleep) and a discrete emotion (hostility) as sleep deprivation may result in a huge aggregate effect.
antecedents influencing the development of leader-follower rela- Our results add to the body of research showing that sleep
tionship quality. This is consistent with the work by Cropanzano deprivation has negative effects on organizations, this time extend-
and colleagues that developed a theoretical model explaining ing to the effects on the behavior of others. The underlines the
how discrete emotions fluctuate and influence LMX development. importance of recommendations for companies adopting strategies
Although we predicted that dyad tenure would have a moderat- for minimizing sleep loss (see Barnes, 2012 for a review). However,
ing effect on the relationship between leader sleep and follower our findings supplement this recommendation by showing that
perceptions of relationship quality, such as the effects would be lack of sleep can be harmful to leader-follower relationship forma-
stronger at initial interactions than at late interactions, we did tion and to voluntary supportive behaviors towards co-workers. In
not find support for this hypothesis in Study 2. Perhaps this is sim- other words, although sleepy leaders and followers may try to
ply the result of a small sample size for our level 3 variable (n = 40), develop high-quality relationships, lack of sleep can make them
which makes it difficult to find cross-level interactions (Scherbaum unpleasant to work with. Even worse, sleepy people may not be
& Ferreter, 2009). An alternative explanation is that it takes longer aware of the negative signs that they send to the counterparty.
for followers to attribute leaders’ negative emotions and conflict- High-quality relationships between leaders and followers are crit-
ing behaviors to external factors than it takes for leaders to do ical for organizational success. The relationship between LMX and
so. One of the typical roles of leaders is to monitor their followers job performance (in-role and extra-role behaviors) has been con-
70 C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73

sistently found in several studies (Dubeblohn et al. 2012; Ilies others (e.g., Nahrgang et al., 2009), asked participants to report
et al., 2007). Consequently, managers may want to avoid infringing their sleep quantity, state hostility, and anxiety in a particular
upon employees’ sleep by providing the right amount of resources day (Study 1), and conducted a pilot test on MTurk to minimize
and organizational support to get work done during work hours. concerns about our operationalizations, we may have missed some
For instance, simply by not using their smartphones at night, lead- of the more granular and important variance in sleep, should we
ers and followers can sleep better (Lanaj, Johnson, & Barnes, 2014). had adopted a shorter window. Future research, therefore, should
The finding that leaders and followers are unaware of the neg- consider other time frames and operationalizations of sleep (e.g.,
ative consequences of lack of sleep on their professional relation- sleep quality) to investigate if more frequent changes in sleep
ship suggests that relational feedback mechanisms (VanderDrift influence the development of leader-follower relationship quality.
& Agnew, 2014) could be implemented early in their dyad tenure. For example, scholars can adopt a diary design that collects data on
Because the quality of the relationship is highly and disproportion- sleep and LMX every day. Another potential future direction is to
ally influenced by early interactions, such feedback mechanisms investigate the effects of sleep debt on the development of LMX.
may increase relational awareness, and provide opportunities for Although researchers have not arrived at a consensus on how far
sleepy leaders and followers to regulate their behaviors after a back in time sleep debt reaches and how to separate out individual
sleepless night. Regulating sporadic negative emotions and con- differences in the need for sleep, it seems likely that sleep debt can
flicting behaviors, therefore, can allow initial leader-follower rela- also affect LMX ratings. Future research can follow individuals for
tionships to develop into high-quality exchanges. In addition, longer periods of time and investigate the amount of sleep debt
relational feedback mechanisms can allow leaders and followers necessary to change LMX evaluations.
to overcome initial superficial categorization processes (Harrison, Fourth, despite the large body of research outside management
Price, & Bell, 1998). Therefore, relational feedback may not only showing that lack of sleep influences relationship quality via emo-
help leaders and followers align their perceptions of their relation- tions (Bernerth, Armenakis, Field, Giles, & Walker, 2007; Gordon &
ship quality, but also minimize the effects of implicit stereotypes. Chen, 2013; Hui et al., 1999; Spanier & Thompson, 1982) we mea-
sured only two discrete emotions (hostility and anxiety). Because
4.3. Limitations and future research we collected data over five waves with real leaders and followers
(Study 2), we kept the survey at a minimum size to prevent partic-
Although our studies possess several strengths (e.g., biweekly ipant fatigue and attrition. Future research might benefit from col-
measures of sleep and LMX, field context, and new work dyads), lecting cross-sectional data and from adding other potential and
there are also some limitations. First, our data were collected from theoretically relevant discrete emotions and workload-related
leaders and followers in a Brazilian organizations. Some Brazilian variables. For example, gratitude has been theoretically related to
cultural differences (e.g., low in individualism) (Hofstede, 1980) LMX (Cropanzano et al., 2016) and can be a predictor of LMX.
may limit the generalizability of the results. Brazilians may be Fifth, our research showed that leaders and followers may not
more sensitive to relationships and more closely monitor and eval- be completely aware of the impact of their sleep deprivation in
uate their partners. Consequently, relational and contextual cues the development of relationships. Although prior research has
may be more salient and easily activated in cultures high on collec- shown that LMX agreement is low among leaders and followers
tivism. Nevertheless, researchers have shown that relationships (Sin et al., 2009) and many factors can influence LMX agreement,
are important in individualistic and collectivistic cultures we have shown that sleep may be one of these factors and can
(Triandis, Bontempo, Villareal, Asai, & Lucca, 1988) and that differ- intensify the interpretative distance between leaders and follow-
ences in the effects of LMX on task performance and affective com- ers. Future scholars should investigate if work experience, for
mitment are not based on culture (Rockstuhl, Dulebohn, Ang, & example, influences LMX agreement. It could be that more experi-
Shore, 2012). Future research can investigate whether the effects enced workers are better at interpreting the quality of their rela-
of lack of sleep on LMX depend on whether a culture is individual- tionship with other parties.
istic or collectivistic. Finally, although our theory suggests that lack of sleep causes
Second, our research investigates the effects of sleep in work hostility, there may be a recursive effect in which anger leads to
relationships by testing our hypotheses with new leader-follower sleep loss (e.g., Brissette & Cohen, 2002). Therefore, low levels of
dyads. Although the field study increases our confidence about relationship quality may cause sleep loss. Nevertheless, our studies
generalizability, we cannot say the same about causality. Never- offer an important first glance at the directionality of sleep on LMX.
theless, we have adopted a within-individual longitudinal design, To better understand the causal relationship between sleep and
controlled for theoretical relevant variables (agreeableness, extro- LMX, future research might use laboratory experiments that com-
version, job performance, OCBI, and state anxiety), and used differ- plement our survey findings.
ent sources of information to minimize the presence of potential
alternative explanations and common method biases. Despite our
effort, some potential unobserved variables could be causing the 5. Conclusions
effects on sleep and relationship quality, creating an endogeneity
problem. For example, followers may have accepted their new jobs The development of a leader-follower relationship is a complex
because of a lack of better options. Although this may be a plausi- process. Although stable personality characteristics can influence
ble explanation for some followers, we do not expect the same for initial judgments in relationship formation, our study shows that
leaders. To better understand the role of person-environment and dynamic individual differences can also send hostility cues that
person-organizational fit in the relationship between lack of sleep affect the type of exchanges in which leaders and followers engage.
and LMX, future researchers might measure fit development and The relationship between leaders and followers suffers when lead-
how it correlates with lack of sleep over time. Perhaps sleep- ers and/or followers are sleep-deprived. Our study shows that fol-
deprived individuals have a tougher time perceiving that the new lowers’ lack of sleep is particularly important at the beginning of
job is a good fit for them (objective vs. subjective fit). their relationship with leaders. Perhaps even more surprising,
Third, we asked participants in Study 2 to think about their last sleepy leaders and followers seem to be unaware of how unpleas-
15 days to report their sleep quantity, state hostility and anxiety, ant they are. We conclude that organizations that pay attention to
perceptions of relationship quality, job performance, and OCBI. the sleep patterns of their employees may enjoy not only a more
Although we have adopted this time frame based on the work of productive, less hostile, but also one that is more pleasant.
C.L. Guarana, C.M. Barnes / Organizational Behavior and Human Decision Processes 141 (2017) 57–73 71

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