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Migration Conundrums Regional Integration and Development Africa Europe Relations in A Changing Global Order 1St Ed Edition Inocent Moyo Full Chapter
Migration Conundrums Regional Integration and Development Africa Europe Relations in A Changing Global Order 1St Ed Edition Inocent Moyo Full Chapter
Migration Conundrums Regional Integration and Development Africa Europe Relations in A Changing Global Order 1St Ed Edition Inocent Moyo Full Chapter
Migration Conundrums,
Regional Integration and
Development
Africa-Europe Relations
in a Changing Global Order
Edited by
Inocent Moyo · Christopher Changwe Nshimbi · Jussi P. Laine
Africa’s Global Engagement: Perspectives
from Emerging Countries
Series Editor
Ajay Dubey
African Studies Association of India (ASA India)
Centre for African Studies, Jawaharlal Nehru University
New Delhi, India
The 21st century has been characterized by a global rush to engage African
countries. Unlike in the past, globalization has given African countries
options to select and diversify their engagements. Though traditional
powers are still trying to reinforce their links, African countries have
generally found it more empowering to reduce their traditional depen-
dence and develop more equitable relations with counties of the South,
especially with emerging economies. Different regions and countries of
the world find different opportunities and challenges in their attempts to
engage the African region. Similarly, African countries, along with the
African Union and other regional organizations, find different advantages
in diversifying their traditional dependence. However, the new engage-
ments have neither replaced the traditional engagement of Africa, nor are
they wholly unproblematic from African perspectives. In this context, it is
essential to understand and analyse emerging Africa’s global engagements.
To that end, this series will cover important countries and regions, includ-
ing traditional powers, that engage African countries, the African Union
and African regional organisations. The book series will also address
global and regional issues that exclusively affect African countries. Books
in the series can be either monographs or edited works.
Expected Content:
The series will focus on the following aspects, among others:
Migration
Conundrums,
Regional Integration
and Development
Africa-Europe Relations in a Changing
Global Order
Editors
Inocent Moyo Christopher Changwe Nshimbi
Department of Geography and Centre for the Study of Governance
Environmental Studies Innovation (GovInn)/Department
University of Zululand of Political Sciences
KwaDlangezwa, South Africa University of Pretoria
Hatfield, South Africa
Jussi P. Laine
Karelian Institute
University of Eastern Finland
Kuopio, Finland
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer
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To all classes of migrants who have suffered from or perished in the raging
intra-Africa and Africa–European Union migration conundrums
and contestations and who continue to. The hope for a shared
humanity still lingers.
Foreword
vii
viii FOREWORD
This book rightly locates the debate on migration within the intersections
of a changing global order, regional integration efforts in Africa, and varying
national dynamics. Emerging from this scholarly discourse is the imperative
of adopting nuanced and context-specific solutions. Arriving at such a
juncture requires a broader conceptualisation of migration as both an
enabler of economic development and an important condition of human-
ity. The latter is essentially the reason why compassion and respect for
humanity should always lie at the heart of designing and implementing
policies on migration. As the late literary icon Chinua Achebe pointedly
warned, “when we are comfortable and inattentive, we run the risk of
committing grave injustices absentmindedly”. As discussed in the book,
the effective governance and management of intra-African and EU-Africa
migration have to be multisectoral. A bottom-up approach that encompasses
civil society participation, an objective understanding of push-and-pull
factors, meaningful and respectful EU-African partnership, transformational
national leadership in Africa, and genuine Afrocentric policy response to
migration issues are necessary ingredients for addressing this problem.
This pivotal book comes at a critical phase of African integration. The
AU is currently engaged in efforts aimed at transforming its institutions
and processes and has adopted protocols on free trade and free movement
of persons. While the former has already been ratified, the latter has
received negligible interest from member states. The book’s scholarly
focus on migration matters provides an essential spectrum and guide for
policymakers, researchers, and politicians to further their intellectual
engagement on this subject. I have no doubt that this book will stimulate
interest and new ideas that will enhance the grasp of the articulation and
implementation of policy instruments on a phenomenon that is as old as
humanity itself.
This volume would not have been possible without the generous sup-
port of the Education, Audiovisual and Culture Executive Agency
(EACEA) of the European Commission (EC) under the Jean Monnet
Activities within the Erasmus + Programme (Project Number 587767-
EPP-1-2017-ZA- EPPJMO-PROJECT). The collaborative work that
resulted in this volume came out of a project co-led by Chris Nshimbi
and Inocent Moyo at the Centre for the Study of Governance Innovation
(GovInn), Universities of Pretoria and Zululand, respectively, in South
Africa, Jussi P. Laine at the University of Eastern Finland and Tabani
Ndlovu at Nottingham Trent University. The team of editors express our
gratitude to all participants in the workshop and conference on the
EU-Africa migration conundrum in a changing global order hosted by
the Centre for the Study of Governance Innovation (GovInn), at the
University of Pretoria from 3 to 4 September 2018. Their intense
engagement and rigorous contribution in the debates are greatly appre-
ciated as the account for the success of the project. Our thanks also go
to Kirsty Agnew Nepomuceno, Project Coordinator, and the logistics
team at GovInn, for the hard work in making the workshop and confer-
ence successful. Likewise, we appreciate the immense contributions by
the dedicated team of reviewers who critically reviewed this work and
were always ready to meet our never-ending requests. Notwithstanding,
ix
x ACKNOWLEDGEMENTS
xi
xii Contents
Index281
Notes on Contributors
Ernest Toochi Aniche holds BSc, MSc and PhD degrees of the
Department of Political Science, University of Nigeria, Nsukka (UNN),
with a bias to international relations. His areas of research interest include
African integration, comparative regionalism, migration studies, border-
land studies, peace and conflict studies, security and strategic studies,
international environmental politics, oil politics, energy politics, the-
ories of international relations and international political economy.
He has authored three books, co-authored two books, co-edited a
book and contributed chapters in books and articles in scholarly
journals. He is a lecturer in the Department of Political Science,
Faculty of Humanities and Social Sciences, Federal University Otuoke
(FUO), Bayelsa State, Nigeria. He is also the acting head, Department
of Political Science, Hezekiah University, Umudi, Imo State, Nigeria.
Anna Knoll is the head of the Migration Programme at ECDPM. She
has seven years’ policy research experience (research design and imple-
mentation) in international policy activities engaging on develop-
ment, aid, migration and conflict and security issues. With an academic
background in philosophy and economics (BA) and in international
political economy (MSc), her current research and publications focus
on the interaction between migration, displacement and development
processes, the external and development dimension of the EU’s
migration and asylum policies, migration in European development
policies as well as African narratives, policies and processes on
migration.
xvii
xviii NOTES ON CONTRIBUTORS
xxi
xxii Abbreviations
xxiii
List of Tables
xxv
PART I
Introduction
The various processes of globalisation, together with the related increase
in migration flows, have created growing concerns about the rights of
people who are either temporarily or permanently absent from their home
country. The number of international migrants globally has reached an
I. Moyo (*)
Department of Geography and Environmental Studies, University of Zululand,
KwaDlangezwa, South Africa
C. C. Nshimbi
Centre for the Study of Governance Innovation (GovInn)/Department of
Political Sciences, University of Pretoria, Hatfield, South Africa
J. P. Laine
Karelian Institute, University of Eastern Finland, Kuopio, Finland
e-mail: jussi.laine@uef.fi
will simply not manage without migrants. If anything, studies have shown
that immigration provides economic opportunities and that Europe could
achieve a fair and effective allocation of migrants that would preserve
European principles and unity (Blau and Mackie 2017; Kahanec and
Zimmermann 2016). The European attempts to “secure” or “protect”
borders have undoubtedly failed, largely because migration is often seen as
a border security issue—as something that needs to be combatted (Laine
2018a). In this view borders tend to be depicted as protective, yet vulner-
able walls safeguarding the inside from a perceived threat from outside.
This variance in perception and approach towards a phenomenon that not
only characterises the globalised world in the twenty-first century, but is
also accelerated by elements of globalisation, and, thereby, promises to
define the world for many years further into the century, warrants proper
investigation. The outcome of the investigation should then help both
sides, whose relationship has a long history, to appreciate each other’s
views as well as work out mutually acceptable and beneficial solutions to
the challenges that migration presents.
References
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https://pmg.org.za/committee-meeting/243/. Accessed 19 Mar 2017.
Adepoju, A. 2010. Rethinking the dynamics of migration within and from Africa.
In International migration, within to and from Africa in a globalized world, ed.
A. Adepoju, 9–45. Accra: Network of Migration Research on Africa.
African Union (AU). 2006a. The migration policy framework for Africa. Executive
Council, Ninth Ordinary Session, Banju, 25–29 June 2006.
———. 2006b. African common position on migration and development.
Executive Council, Ninth Ordinary Session, Banjul, 25–29 June 2006.
Betts, A. 2015. The normative terrain of the global refugee regime. Ethics &
International Affairs 29 (4): 363–375.
Blau, F.D., and C. Mackie, eds. 2017. The economic and fiscal consequences of
immigration. Washington, DC: The National Academies Press.
Cuttitta, P. 2017. Delocalization, humanitarianism, and human rights: The medi-
terranean border between exclusion and inclusion. Antipode 50 (2): 783–803.
Davidov, E., and B. Meuleman. 2012. Explaining attitudes towards immigration
policies in European countries: The role of human values. Journal of Ethnic and
Migration Studies 38 (5): 757–775.
Essa, A. 2018. The myth of mass African migration to Europe. https://www.iol.
co.za/news/opinion/the-myth-of-mass-african-migration-to-
europe-15950438. Accessed 30 Nov 2018.
Gill, N. 2018. The suppression of welcome. Fennia – International Journal of
Geography 196 (1): 88–98.
Gupta, A., and J. Ferguson. 2008. Beyond culture: Space, identity and the politics
of difference. In The cultural geography reader, ed. T.S. Oakes and P.L. Price,
60–67. London/New York: Routledge.
Huysmans, J. 2000. The European Union and the securitization of migration.
Journal of Common Market Studies 38 (5): 751–777.
International Migration Institute. 2006. Towards a new agenda for international
migration research. Oxford: James Martin 21st Century School. University
of Oxford.
Kahanec, M., and K.F. Zimmermann, eds. 2016. Labor migration, EU enlarge-
ment, and the great recession. Berlin: Springer.
Laine, J. 2018a. The ethics of bordering: A critical reading of the refugee ‘crisis.’
In How to deal with refugees? Europe as a continent of dreams, ed. G. Besier and
K. Stoklosa, 278–301. Berlin: LIT Verlag.
———. 2018b. Conditional welcome and the ambivalent self – commentary to
Gill. Fennia 196 (2): 230–235.
———. 2019. Tabloid media and the dubious terrain of migration reporting.
Ethical Space 16 (1): 34–40.
14 I. MOYO ET AL.
UN. 2019. The number of international migrants reaches 272 million, continuing
an upward trend in all world regions. Retrieved from https://www.un.org/
development/desa/en/news/population/inter national-migrant-
stock-2019.html
van Houtum, H., and R. Pijpers. 2007. The european union as a gated commu-
nity: the twofaced border and immigration regime of the EU. Antipode 39
(2): 291–309.
CHAPTER 2
Samuel O. Oloruntoba
Introduction
Migration, broadly conceptualised as the movement of people from one
place to another, has become a permanent feature and constitutes a major
point of discourse in the contemporary times (King 2012). Migration has
been part of human history from time immemorial as people have moved
from one part of the world to another either voluntarily or forced by natu-
ral disasters, wars, conflicts or slavery. The globalisation processes that
resulted from the post–Second World War liberal international order have
fostered new waves of migration as skilled and unskilled people have
been forced to move from one region to another in search of better
opportunities (King 2012). At the global level, migration has become a
S. O. Oloruntoba (*)
Institute of African Studies, Carleton University,
Ottawa, ON, Canada
highly emotive issue, which has led to the return of nationalism, populism
and identity politics in both the right and left of the political ideological
divides (Davidov and Meuleman 2012; Solimano 2010; Stewart and
Mulvey 2014). Faced by dwindling lifestyles and economic insecurity, the
middle class in many developed countries have blamed foreign workers,
whom they accused of accepting lower wages, for their plights. As a con-
tinent that operates on the fringes of global capitalism, Africa is facing
undue pressures on the economies from neoliberal globalisation, through
deindustrialisation, financialisation and the attendant job losses. To escape
the deleterious effects of harsh economic conditions, both skilled and
unskilled Africans have moved through regular and irregular routes to
places that they consider provide better opportunities for better livelihood
(Essa 2018; Nshimbi and Moyo 2016).
From the 1980s, hundreds of thousands of professionals in various
fields have migrated to North America, Europe, other African countries
and, to a less extent, Asia. Several thousands more have undertaken peril-
ous journeys through the Sahara desert and Mediterranean Sea as they
struggle to get to Europe. Despite the regional integration agenda of the
African Union and the discourses on free movement of people, cases of
xenophobia or Afrophobia have occurred over and over in Africa
(Neocosmos 2008; Nyamnjoh 2006). Contrary to the generally held
norms of promotion of democracy, rule of law and human rights that the
European Union has championed in Africa, the regional organisation has
not been able to prevail on some of its members to treat migrants and
refugees as humans deserving dignity and protection. In contradistinction
to these principles and norms, the EU has developed Neighbourhood
Policies with North African countries, which have, contrary to their pro-
jected aims, led to the securitisation of borders and worked towards keep-
ing African migrants in Africa (Moreno-Lax 2018). Given the above
scenarios and the resultant development conundrums, questions arise on
the status of shared humanity in our contemporary times. This chapter
examines the crisis of global migration in the context of the development
conundrum, regional integration in Africa and shared humanity. Taking a
historical approach, it is argued in this chapter that whereas it might be
politically correct for developed countries to keep Africans away from their
borders, at least for the time being, it will be counterproductive for African
countries to follow this populist approach, which is anchored on neo-
nationalism or even nativism. The economic history of Africa clearly shows
that several empires were built in different parts of the continent when
2 MIGRATION, REGIONAL INTEGRATION AND THE DEVELOPMENT… 19
citizens were free to move from one part of the continent to the other,
without being restricted by borders (Zeleza 1993). Similarly, as Nkrumah
(1963) argues, consideration for geostrategic interest necessitates the
imperative of crafting a Pan-African identity and developing a common
strategy in mediating and negotiating relations with other parts of the
world. The new African Continental Free Trade Area (AfCFTA) agree-
ment is focused on the structural transformation of African economies
(ECA 2017; Oloruntoba and Tsowou 2019). However, it remains to be
seen how the question of migration will be addressed under this agreement.
Although the dominant feature of the neoliberal international order has
been that other factors of production such as capital, technology and
investors move freely across borders, the peripheral position of Africa in
the global circuit of capital, the disparities in availability of skills require a
different approach to managing migration. Both labour and capital are
part of the factors of production. The preference for capital over labour in
terms of ease of movement is one of the challenges of contemporary
modernity. The profit motif that underlined it, the degradation of the
value of humans as a critical agency of development and the protection of
class interest of members of the Transnational Capitalist Class are other
features of capitalism (Robinson 2010, 2004; Stiglitz 2012, 2010).
Scholars have argued that the global capitalist order rooted in Eurocentric
modernity is informed by the paradigm of war, greed and exploitation
(Marx and Engels 1986; Rodney 1981). This paradigm was given expres-
sion through various inhuman practices like slavery trade, colonialism and
neocolonialism. Although various forms of class division existed in preco-
lonial Africa, it was the triple forces of trans-Atlantic slave trade, global
imperialism, colonialism and neocolonialism that worsened social relations
and undermined the paradigm of peace and communalism that were the
defining features of African societies in precolonial times. Thus, it becomes
incumbent on Africa to follow a different approach in resolving the cur-
rent crisis of migration and development conundrum. Why has migration
become such an emotive issue in the development discourse? What are the
causal links between migration and development in Africa, in particular?
What are the existing frameworks for migration and regional integration
in Africa? How can Africa foreground humanism and Pan-African identity
in managing the current challenges of migration within the overall frame-
work of an integrated continent?
After this introduction, the rest of the chapter proceeds as follows.
Section “The Crisis of Global Migration” examines the crisis of migration
20 S. O. OLORUNTOBA
and the forces that have made it such an emotive issue over the past few
years. Section “Migration and Regional Integration in Africa” analyses the
challenges of migration and regional integration in Africa as well as the
African Union’s framework for mainstreaming migration into its various
development agendas. The European Union’s approach to migration and
how this shapes the responses and programmes of the African Union are
also discussed in this section. In section “Reframing the Discourses on
Migration and Regional Integration”, a case is made for a different
approach for addressing the crisis of migration and xenophobia through
the reconstruction of humanism and a pan-African identity. This recon-
struction of humanism diverts from the current preoccupation with the
commoditisation of life, in which, following the logic of neoliberalism,
capital and businesses have more leverage in moving around the continent
without hiccup than labour. Section “Resolving Identity Crisis through
Decoloniality” concludes with recommendations.
and in the case of South Africa, for women. The rhetoric of building bor-
der walls that is emanating from populist and neo-nationalist leaders like
Donald Trump of United States of America, Brexit by Nigel Fagel and
Boris Johnson in the United Kingdom and Herman Mashaba in South
Africa is especially targeted towards immigrants that they consider
as burden.
The economic globalisation processes and the war on terror have con-
tributed to the conditions that are forcing people out of their countries to
seek for greener pastures and safe havens in the West. Africa and much of
central America, regions that constitute the highest source of irregular
migration, have been negatively affected by the politics of the Cold War, on
the one hand, and the imposition of the structural adjustment programmes
by the World Bank and the International Monetary Fund over the past half
of a century, on the other (Reno 1998; Schmidt 2013). In trying to gain
geostrategic advantage, the West and East used these countries to fight
proxy wars. Dictators like Mobutu Sese seko of Zaire (now Democratic
Republic of Congo), the apartheid regime in South Africa, and leaders of
UNITA in Angola were propped up and supported in their reign of terror
and subversion of citizens’ rights. In these processes, democratic gover-
nance with accountability became a rarity. Just as the dust of the Cold War
was settling, the international financial institutions imposed structural
adjustment programmes on these countries as a way of addressing their
socio-economic problems. Lacking in home-grown strategy and crafted
without adequate consultation with either the people or their govern-
ments, the structural adjustment programmes failed dismally. As poverty
and inequality continue to grow, unemployment among youths and des-
peration to survive have driven many of them to undertake perilous jour-
neys through the Sahara desert and the Mediterranean Sea to reach Europe,
where they expect to make a better living. The Middle East also has its
share of the global migration crisis. There are domestic and external factors
that fuelled the crisis. At the domestic level, the Arab Spring that started in
Tunisia in 2009 created massive instability in various countries in the sub-
region, which continues till today. Protests against sit tight leaders in Libya,
Egypt, Tunisia and Algeria, among others, led to regime change and pro-
tracted conflicts. At the external level, there has been a lot of military activi-
ties in the Middle East post–September 11, 2001. This has led to the
emergence of counter forces like the Islamic State of Iraq and Syria (ISIS)
also known as Islamic State of Irag and the Levant (ISIL), with far-reaching
consequences for peace in the subregion. Many of the migrants who try to
reach Europe are refugees who are fleeing from these crises. The Arab
22 S. O. OLORUNTOBA
Spring that started in 2009 also brought in its wake various socio-eco-
nomic and political crises that accentuated the crisis of global migration in
relation to Africa, in particular (David 2008).
The deleterious effects of neoliberal globalisation are not limited to
Africa. The displacement of manufacturing and industrialisation and the
replacement of these with financialisation have created disruption in the
ways in which economies are organised in advanced countries. As indus-
tries migrate to regions of low labour economies, getting satisfactory jobs
remains difficult for many middle and lower classes in advanced countries.
Besides, wages of workers have become suppressed in these countries
more than at any time in the post-1945 era. While pay and incentives of
top business executives have grown in leaps and bounds, wages of workers
have increased much below the rise in inflation and interest rates
(Oloruntoba 2016). The power of labour unions has also been whittled
down since the Reagan-Thatcher alliance of the 1980s. Faced with the
dilemma of a reduced welfare and an absent state, the middle class has
become disillusioned about what the future holds for them. In the pro-
cess, conservative and populist politicians seize the narrative to blame
migrants for the woes of the fearful segments of the population
(Oloruntoba 2018b).
Despite the indisputable contributions of migrant workers to the econ-
omies of their host countries (see Haan 2000), politicians have created
political rhetoric of fears, using languages such as flooding, swamping,
taking over and so on to describe an imaginary invasion of migrants into
the advanced countries of Europe and the United States of America. Thus,
the crisis of migration assumes a paradoxical dimension which can be
traced to neoliberal globalisation and the resurgence of empire building.
On the first score, the forces of the market and the underlying logic of
trade agreements that developing countries sign with the developed coun-
tries have created conditions that deepen poverty in the former. Also, the
imposed liberal form of democracy, with little or no room for citizens to
constructively participate in politics, has led to the emergence of a ruling
elite that is neither developmental nor capable of addressing the challenges
of underdevelopment in the sending countries. Similarly, the vulnerable
and the excluded people, both among the middle and lower classes in
developed countries, have become concerned about how the changing
economic structure will affect their future. The resurgence of empire and
realism has further provided motivation for more military spending than
what obtains in social sectors in a country like the United States of
2 MIGRATION, REGIONAL INTEGRATION AND THE DEVELOPMENT… 23
I
By far the most interesting and generally the most significant
developments in pianoforte music since the time of Schumann,
Chopin, and Liszt are those which have taken place in France. Not
only have the French composers greatly enriched the literature for
the instrument with compositions that have a value beyond that
which fashion temporarily lends them; they have refreshed it as well
with new ideas of harmony, and effects, which if they are not
essentially new, are newly extended and applied.
The titles throughout all his music are original. Some are easily
understood. ‘The Wind’ and the ‘Railroad’ for instance are fully
explained by the music. In fact the realism of the latter does not stop
with movement. There is to be heard even the pounding of wheels,
the puffing and the whistle of the engine. But what is the meaning of
others, of Neige et lave, Ma chère liberté and Ma chère servitude,
Salut, cendre du pauvre, Fais dodo and J’étais endormie, mais mon
cœur reveillait? On the whole these fantastic titles suggest less the
union of music with poetry or self-conscious sentiment than a sort of
rational, positive realism. There is little in the music that is vague or
sensuous. Most of it is objective rather than imaginative. He has
neither the fire of Liszt, nor the emotion of Chopin, and his
compositions are both spiritually and technically independent of
theirs. He was a terrific worker and he lived apart from men.
Marmontel wrote of him with great respect and some affection.
Oskar Bie thinks of him as a misanthrope. One can hardly speak of
misanthropic music; yet the quality which distinguishes Alkan’s
music is something the quality of an implacable irony. It is strong
stuff, and is likely to prove more logical in itself than any appreciation
or disparagement of it can be made.
CËSAR FRANCK
II
But Alkan’s music must be taken as the manifestation of an
independent spirit, French in its directness, rather than as a source
of stimulation or strength to a further development of a distinctly
French school of pianoforte music. Such a school first centres about
César Franck, who, though he, too, lived in retirement and in an
obscurity which the general public did not attempt to penetrate,
exercised a powerful influence on music in Paris. His compositions
are relatively few in number. There are but two considerable works
for pianoforte alone, and only three more for pianoforte and
orchestra. These, however, are of great beauty and two at least are
masterpieces in music. These are the ‘Prelude, Chorale and Fugue’
for pianoforte alone, and the Variations Symphoniques for pianoforte
and orchestra. The other three, which have elements of greatness
but seem to fall short of absolute perfection, are the ‘Prelude, Aria,
and Finale’ for pianoforte alone, and two symphonic poems for
pianoforte and orchestra suggested by poems of Victor Hugo, Les
Eloïdes and Les Djinns.
On the other hand, there are many effects which are brilliantly
pianistic. The flowing figures in the Prelude of the ‘Prelude, Chorale
and Fugue’ are purely pianistic. The tremendous octave passages in
the Finale need the distinct, percussive sound of the pianoforte. And
the upper notes of the Chorale melody, both when it is given alone
and when it is combined with the fugue theme, must have a ringing,
bell-like quality which only the pianoforte can produce.
III
At the basis of the two greatest pianoforte works of César Franck,
one discerns a classical foundation. The harmonies, it is true, are
Romantic and strange; but the ideals are traditional. In the matter of
form there is less a departure from old principles than a further
development of them. They present a few new complications of
structure; but as far as the pianoforte is concerned they have little
new to show in the matter of effect. Their peculiar sonority is that of
the organ, and remains not wholly proper to the pianoforte. On the
whole, then, the music is easily related to that of Beethoven, of Liszt,
and of Wagner. There is no striking departure from that road to which
Beethoven may be said to have pointed.
Nor does one find, on the whole, less traditional loyalty in the
pianoforte compositions of Franck’s pupil, Vincent d’Indy. These are
not numerous. There are only a few sets of short pieces, and but two
works of length. The little sonata, opus 9, is in classical form. There
are three short waltzes in a set called Helvetia, opus 9; a Serenade,
Choral grave, Scherzetto, and Agitato, opus 16, one or two pieces in
classical dance forms, and three little romances in the style of
Schumann, opus 30. Of the last the third is a most successful
imitation of Schumann, resembling passages from the Kreisleriana in
spirit and in technique. None of these short pieces, however, calls for
more than mention, except as they all show a clear but not
distinguished traditional and simple treatment of the keyboard. There
is hardly the harmonic freedom of either Wagner or Franck in them.
The two long pieces are far more distinctly original. The first of these
is a set of three fanciful pieces called Poëmes des Montagnes. The
first of these—Le chant des bruyères—is divided into five parts: the
song of the heather, or the heath, mists, a touch of Weber, a theme
which is to be found in all three movements called La bien-aimée,
and finally the song of the heath again, this time in the distance. The
second movement is again subdivided, this time into dances amid
which la bien-aimée makes a momentary appearance; and in the last
movement—Plein-air—one finds a promenade, thoughts of great
trees (hêtres et pins) on the side of the mountain, la bien-aimée, a bit
of calm before a burst of wind, finally a pair of lovers united. At the
beginning and at the end of the series there are a few broken
chords, vaguely styled Harmonies, and at the very end again there is
a reminiscence of the theme of la bien-aimée.
One cannot but find the whole series closely akin to Schumann. The
romanticism is the romanticism of Schumann, carried a step into the
open air and among the mountains, of his devotion to which d’Indy
has left many a proof in music. The fleeting touch of Weber, and
especially that d’Indy should have written Weber’s name over the
measure in which it falls, is again characteristic of the composer who
introduced Paganini and Chopin into his Carnaval. The identification
of a theme with a beloved one is another instance. But even more
definite than these tokens of a certain romanticism is the treatment
of the piano, and even the nature of much of the thematic material.
Le chant des bruyères and La bien-aimée are in the mold of
Schumann. The Valse grotesque recalls in rhythm some of the
Davidsbündler and the first of these Danses rhythmiques is like parts
of the Pantalon and Colombine of the Carnaval.
On the other hand, there is something original and new in the section
called Brouillard. The general mistiness of the harmonies, the long
holding of the pedals with consequent vague obscurity of sound, and
the irregular line of clear points in a sort of melody that is drawn
against this inarticulate accompanying murmur, these indicate new
ventures in pianoforte style. The rhythmical irregularity of the first of
the dances and the irregularity in the form and recurrence of sections
are further signs of the advent of something rich and strange. In fact
the whole work loses somewhat by the frequent suggestion of bold
experiment, and is hardly to be considered equal to the traditional
standard of music, as represented by Schumann, nor sufficiently
successful to establish a new one. Barring the Brouillard, the
treatment of the keyboard lacks distinction.
Far, far different must be the verdict on the Sonata in E, opus 63.
Here, though one still finds a classical ideal of form, there are bold,
clashing harmonies, and endless complexities of rhythm. The
scoring is tremendous, the effect big as an orchestra. The sonata is
in three movements, all of which represent the development of one
central idea. The first movement, which is preceded by a long and
fiery introduction, is made up of a series of variations on this central
idea. A subsidiary idea, which, as in the ‘Symphonic Variations’ of
Franck, was suggested in the introduction, is woven into the music
here and there. The complicated second movement, in 5/4 time,
constantly suggests the subsidiary motives of the first; and in the
last, which shows the broad plan of the classical sonata form, the
theme of the first movement finds a full and glorious expression.
IV
None of the French composers has written more for the pianoforte
than Gabriel Fauré. In his music, too, there is a strong element of
tradition, though as a harmonist he is perhaps more spontaneously
original than d’Indy. He prefers to work in short forms, and he avoids
titles of detailed significance. He has written eleven Barcarolles, ten
or more Nocturnes, nearly as many Impromptus, a set of eight
Preludes, published as opus 103, and a few pieces of nondescript
character including dances and romances. The impression made by
a glance over the pages of this considerable amount of music is one
of great sameness. Fauré’s style is delicate and well adjusted to the
keyboard but there is little to observe in it that is strikingly original.
Nor do the pieces give proof of much development in technique or in
means of expression. There is little trace of the exquisite
impressionism of the songs. The pianoforte music is hardly more
than pleasing, and is only rarely brilliant.
Finally, after mentioning Pierné, for the sake of a set of short pieces
in delicate style, Pour mes petits amis, and Emanuel Chabrier for the
sake of the Bourrée fantastique, we come to the two men whose
work for the piano has enchanted the world: Claude Debussy and
Maurice Ravel. So far as the pianoforte is concerned, theirs is the
music which has created a new epoch since the time of Liszt and
Chopin, which has signalized the leadership of France in the art of
music.
V
For a discussion of the general musical art of Debussy the reader is
referred to the third volume of this series. His system of harmony
and scales has there been explained. Here we will regard him as a
composer for the pianoforte and attempt only a brief analysis of his
pianoforte style and an appreciation of a few of his compositions. His
pianoforte style has been no little influenced by his conception of
harmony which admits chords of the seventh and ninth among the
consonances. The pianoforte being essentially a harmonic
instrument, composers have spent a great part of their skill in
devising rapidly moving figures which would keep its harmonies in
vibration. Such harmonies have either constituted a music in
themselves, or have furnished a vibrant background behind a
melody or an interweaving of several melodies. The shape of the
figures has been determined by harmony and the figures have been
blended into a general effect by the use of the pedal. One of the
most prominent characteristics of Chopin’s style was the intrinsically
melodious conformation of many of such figures. Hence there is a
suggestion of polyphony in his music; and hence, too, the pedalling
of his music must be most delicately and skillfully done.
With Liszt, on the other hand, such figures rarely had this melodious
significance. They were founded rather flatly on the notes of chords
or on the scale. Hence a mass of notes with little or no individuality.
Such we shall find many of Debussy’s figures to be, and it is indeed
easy to say that there would have been no Debussy had there been
no Liszt. Not only this density, which in the case of Debussy may be
more properly called opaqueness, of figures; but also the free use of
the arms over the keyboard point to a relation of the style of the one
to that of the other. But Debussy’s style is in two features at least
sharply differentiated from that of Liszt.
He will fill up a whole measure with notes that find their reason only
in the vague sound of the next measure, as here in La cathédrale
engloutie:
Note also that his spacing of chords, and particularly his strange
doubling of parts, brings overtones into prominence. One hears not
so much a doubling of parts on the keyboard as an accompanying
shadow of sound which is, as it were, cast by them. Witness the
choral passages in La cathédrale engloutie, and the treatment of
chords in Et la lune descend sur le temple qui fut. Here, at the
beginning, one notices too the inclusion within the chord itself of
notes which may properly be considered overtones.