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Why Congress Philip A Wallach All Chapter
Why Congress Philip A Wallach All Chapter
Wallach
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Why Congress
Why Congress
PHILIP A. WALLACH
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Library of Congress Cataloging-in-Publication Data
Names: Wallach, Philip A., author.
Title: Why Congress / Philip A. Wallach.
Description: First Edition. | New York : Oxford University Press, [2023] |
Includes bibliographical references and index.
Identifiers: LCCN 2022053732 (print) | LCCN 2022053733 (ebook) |
ISBN 9780197657874 (Hardback) | ISBN 9780197657898 (epub) | ISBN 9780197657904
Subjects: LCSH: United States. Congress. | United States—Politics and government.
Classification: LCC JK1021 .W34 2023 (print) | LCC JK1021 (ebook) |
DDC 328.73—dc23/eng/20230123
LC record available at https://lccn.loc.gov/2022053732
LC ebook record available at https://lccn.loc.gov/2022053733
DOI: 10.1093/oso/9780197657874.001.0001
For my daughters, Bina, Ettie, and Fanya
Boredom with established truths is a great enemy of free
men. So there is some excuse in troubled times not to be
clever and inventive in redefining things, or to pretend to
academic unconcern or scientific detachment, but simply to
try to make some old platitudes pregnant. . . . Politics, like
Antaeus in the Greek myth, can remain perpetually young,
strong, and lively so long as it can keep its feet firmly on
the ground of Mother Earth.
—Bernard Crick, In Defense of Politics (1962)
Contents
Introduction
1. What Congress Alone Can Do
During the whole of that time we have been attacked, denounced, despised,
hunted, harried, blamed, looked down upon, excoriated, and flayed. I refuse
to take it personally. . . . From the beginning of the republic, it has been the
duty of every free-born voter to look down upon us, and the duty of every
free-born humorist to make jokes at us.
He went on to say that in the eyes of the press and the public
Congress could do no right: legislate actively, it would be called
“meddlesome”; fail to legislate, it would be called “incompetent” or
“do-nothing.” He concluded: “The only way for a Congressman to be
happy is to realize he has no chance.”3
Criticism of—and even contempt for—Congress is an entirely
ordinary feature of American political life. Many people speak ill of
our legislature today, but that is no special cause for concern. It is,
indeed, a reliable feature of a free society.
More concerning is the extent to which the educated public, the
chattering classes, and even legislators themselves have lost the
ability to mount an affirmative defense of Congress as an
indispensable pillar of our constitutional order. Ask a thoughtful
citizen today what role our Congress plays in our public life, and you
are likely to receive a witheringly cynical answer—something to the
effect of, “Foul things up.” One of the wisest people I know gave
only a marginally more charitable answer: “Maybe Congress is
optimally weak,” such that for all of its problems it can’t cause
serious trouble. The title of one of the most widely read books about
Congress written in the past decade, by my esteemed colleagues
Tom Mann and Norm Ornstein, seems to say it all about the current
state of the institution: It’s Even Worse Than It Looks.
The great service which parliaments rendered in the middle ages was not, in
fact, to make England a constitutional state, but to foster its growth into a
national state based on something broader and deeper than monarchical
centralization, to make national unity a thing of the spirit rather than a
territorial expression or a mechanical matter of administration, to evoke a
common political consciousness at Westminster and then to propagate it in
the constituencies. The value of parliaments consisted not so much in what
members brought with them as what they took away.13
Representing Americans
For most of the 18th century, the powers-that-be in London treated
their North American colonies with what Edmund Burke would later
call “a wise and salutary neglect.” By doing little to enforce British
controls on trade over the colonists, the mother country allowed
them to range widely and prosper, ultimately redounding to the
benefit of English merchants who enjoyed a rapidly growing and
increasingly prosperous market. After fighting the French and Indian
War on American soil, however, Britain decided to reimpose itself
and extract a reliable stream of revenues from its colonies, starting
with the Stamp Act of 1765. The project was a colossal
miscalculation and generated a backlash so massive that it led most
of the colonies’ leading lights to question the viability of their
relationship with Britain. War broke out within a decade, and
American independence was accomplished by 1783.
British policymakers’ misjudgment of what the colonists would
bear was a failure, first and foremost, of representation. “The
American Revolution took place . . . not because people suddenly
became super-sensitive to their rights, or—an even more unlikely
theory—because they suddenly became nationalistic, but because
the existing government broke down,” wrote the (British) political
theorist Bernard Crick. The central government did not actually
represent what the colonists believed or cared about; and the
“virtual” representation it was supposed to enjoy, with English
members of Parliament meant to take up American concerns
because of their common fundamental interests, was much too
attenuated to properly register their growing alarm at the costs
being imposed on them. Even Burke, who defended the idea of
virtual representation against those who advocated for a tight
electoral connection, thought that Americans’ situation left them
effectively unrepresented in London.17 This failure left the
government blind to what taxes Americans would tolerate. “Political
representation is, then, a device of government before ever it can be
sensibly viewed as a ‘right’ of the governed,” Crick explained. “If it is
not made use of, a government may not be able to govern at all.”18
By the Americans’ lights, the failure of representation had deep
moral as well as practical importance. Deeply influenced by John
Locke’s rendition of natural rights and his emphasis on consent,
North American political thinkers were deeply skeptical of all of the
British Parliament’s claims to sovereignty. Indeed, although they
believed there were clear indications of a consensual relationship
between colonial subjects and the king, they were skeptical that the
representation enjoyed by Britons themselves was really legitimate
given its reliance on implicit fictions rather than explicit consent.19
In a 1774 pamphlet, founding father James Wilson argued that
the single most important protection of liberty in the British
Constitution was the presence of representatives drawn from the
body of the people: “The interest of the Representatives is the same
with that of their constituents. Every measure, that is prejudicial to
the nation, must be prejudicial to them, and their posterity. They
cannot betray their electors, without, at the same time, injuring
themselves.”20 The absence of American representatives at
Westminster, and the fact that members of Parliament were not
themselves subject to the laws made for the American colonies,
deprived Americans of this crucial protection. Claims of “virtual
representation” in Parliament were simply misdirection, concealing
the lack not only of historical consent but also of rational consent,
consistent with the protection of citizens’ natural rights. Without real
representation, Americans’ rights and happiness were not effectively
guaranteed; and since these were the proper end of government,
Parliament was utterly without legitimate authority over them.
When Americans finally declared their independence, they
pointedly declined to refer to Parliament at all. But again, their
objections to “a long train of abuses and usurpations” revolved as
much around their insufficient protection through representation as
around their objections to particular policies. After all, they charged
that the pattern of British actions “evinces a design to reduce them
under absolute Despotism,” which should have been impossible if
their concerns were really represented.
To form a new national union capable of breaking away from the
old empire, Americans’ first instinct was to bring their
representatives into congress with each other. Colonial assemblies
had become the dominant force in American government over the
course of the 18th century as they came to be understood as
legitimate representations of colonists’ full range of interests, in
contrast to the royal governors and councils suspected of working on
behalf of alien and oppressive elements. To create a new national
sensibility would require a Continental Congress, the first of which
was convened in 1774, the second from 1775 to 1781. (These
assemblies’ legitimacy did not depend on a standardized system of
elections, as members were sometimes elected by the public,
sometimes by colonial legislatures, and sometimes by the
Committees of Correspondence that had organized opposition to the
British.) When they deliberately designed a more elaborate
constitution in the Articles of Confederation, its Congress, in which
each state would cast one vote, was its central element.
These bodies were severely limited and ultimately inadequate for
a durable national government—the Articles’ unanimity
requirements, in particular, compounded some of the problems of
manyness. Still, their nation-building accomplishments, including
setting the terms of settlement in the West, were considerable.
Forrest McDonald’s classic history of the 1780s, E Pluribus Unum,
explains that as Americans went to war, the colonies became the
United States by virtue of their cooperation in arms, their
accumulation of a national debt to pay for the war, and their
common representation in the Congress.21 The colonies might easily
have fallen to infighting during this difficult period, but they hung
together—barely.
There were moments when dissolution looked immanent. When
the Confederation Congress failed to find a way to pay soldiers’
overdue wages, its members were more or less chased out of
Philadelphia in June 1783. The frequent inability to produce a
quorum in Congress as it met in Princeton, Annapolis, and Trenton
from late 1783 until January 1785 symbolized the disunited condition
of the states. The Confederation Congress sometimes seemed to be
more a gathering of ambassadors from mutually suspicious allies
than a representative, deliberative body capable of working through
differences. Many observers thought that Shays’ Rebellion in August
1786 portended disunion.
At this point, twelve of the thirteen states decided to send
delegates to the Constitutional Convention in Philadelphia. They
hoped to create a genuinely sovereign national government,
powerful enough to make and enforce policy in service of the
national good but representative enough to avoid the errors of the
Parliament of the 1760s. Working out the operative representative
principle was one of their central challenges, and in the Constitution
they devised a necessarily complicated answer, adopting
representation by population in the lower house and equal
representation for states in the upper house to bridge the divide
between large and small states. Just as importantly, this scheme
divided “the people into various aspects or capacities of themselves,”
as McDonald put it. The representative government they devised
was “of (that is, from) the people; hopefully, it would be for the
people; but by no means would it be by the people.”22
Representative government, in which the manyness of America was
represented in two different ways, would be the binding force of the
new nation. “We the people,” speaking in one voice, would ordain
the Constitution as the foundational law, but, with the president
elected through the elaborate mediating mechanism of the Electoral
College, the people would not be directly instantiated anywhere in
the new government.23
Above all else, Ratcliffe and his retinue are concerned with federal
positions, the glue that keeps their coalition together; they are
aghast at the possibility of a new president coming in and taking
from them “their honestly earned harvest of foreign missions and
consulates, department-bureaus, custom-house and revenue offices,
postmasterships, Indian agencies, and army and navy contracts.”43
Wilson’s more sober but equally successful analysis, Congressional
Government, first published in 1885, touched on many of the same
themes. Of American parties, he lamented, “They are like armies
without officers, engaged upon a campaign which has no great
cause at its back. Their names and traditions, not their hopes and
policy, keep them together.”44
His concern about the diffuseness of party coalitions was given
tangible form in his concern about the predominance of committees,
whose bills frequently received almost no scrutiny from the larger
chambers before being passed into law. The most famous
pronouncement in Congressional Government, still faithfully quoted
as an accurate description in textbooks today, is: “It is not far from
the truth to say that Congress in session is Congress on public
exhibition, whilst Congress in its committee-rooms is Congress at
work.”45 But Wilson’s discussion here is not merely descriptive. He
was seriously concerned that by moving the body’s work to
committee rooms, which were then totally closed off from the public,
Congress effectively delegated “its deliberative functions to the
Standing Committees.”46 He eloquently states his deepest worry:
The practices of debate which prevail in its legislative assembly are manifestly
of the utmost importance to a self-governing people; for that legislation which
is not thoroughly discussed by the legislating body is practically done in a
corner. It is impossible for Congress itself to do wisely what it does so
hurriedly; and the constituencies cannot understand what Congress does not
itself stop to consider.
4.
5.
But who can stop the streame that runnes full swift?
Or quench the fyre that is crept in[1970] the strawe?
The thirsty drinkes, there is no other shift,
Perforce is such that neede obayes no lawe:
Thus bounde wee are in worldly yokes to drawe,
And cannot stay, nor turne agayne in tyme,
Nor learne of those that sought too high to clyme.
6.
7.
8.
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12.*
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53.*
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63.
Lord Hastings’ bloude for vengeaunce on him cryes,
And many moe, that were to long to name,
But most of all, and in most woefull wise,
I had good cause this wretched man to blame:
Before the worlde I suffred open shame,
Where people were as thicke as is the sand,
I penaunce tooke, with taper in my hand.[1993]
64.
65.
66.
68.*
Woe worth the day, the time, the howre, and all,
When subiects clapt the crowne on Richard’s head:
Woe worth the lordes, that sat in sumptuous hall,
To honour him that princes blood so shead:
Would God he had bin boyld in scalding lead,
When he presumde in brother’s seat to sit,
Whose wretched rage rul’d all with wicked wit.
69.
70.
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72.
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74.*
75.
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77.
Tho. Churchyard.[2000]