Professional Documents
Culture Documents
Xiongnu The Worlds First Nomadic Empire Bryan K Miller All Chapter
Xiongnu The Worlds First Nomadic Empire Bryan K Miller All Chapter
Xiongnu The Worlds First Nomadic Empire Bryan K Miller All Chapter
Trouble in the West: The Persian Empire and Egypt, 525–332 BCE
Stephen Ruzicka
Bryan K. Miller
Oxford University Press is a department of the University of Oxford. It furthers the
University’s objective of excellence in research, scholarship, and education by publishing
worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and
certain other countries.
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America.
© Oxford University Press 2024
All rights reserved. No part of this publication may be reproduced, stored in a retrieval
system, or transmitted, in any form or by any means, without the prior permission in
writing of Oxford University Press, or as expressly permitted by law, by license, or under
terms agreed with the appropriate reproduction rights organization. Inquiries concerning
reproduction outside the scope of the above should be sent to the Rights Department,
Oxford University Press, at the address above.
You must not circulate this work in any other form and you must impose this same
condition on any acquirer.
CIP data is on file at the Library of Congress
ISBN 978–0–19–008369–4
eISBN 978–0–19–008371–7
DOI: 10.1093/oso/9780190083694.001.0001
For Alicia, of course.
Contents
Acknowledgments
Prologue
1 Nomad Protagonists
The Nomadic Alternative
The Mobile State
Reconfiguring the Narrative
7 Hunnic Heritage
After the Fall
What’s in a Name
A Whole New World
Pacifying the Barbarians
Epilogue
Appendix (Chanyu Rulers)
Notes
References
Index (with Chinese Characters)
Acknowledgments
The Chanyu, Magnificent Ruler of the vast steppe realms and master
of All Those Who Draw the Bow, ascended a high mountain with his
entire entourage and all the trappings for a traditional steppe ritual
of a binding blood oath. He had chosen the particular frontier peak,
beyond the confines of any Chinese garrisons, to convene with
Chinese ministers and consecrate a new peace treaty. The oath ritual
boldly commenced with the sacrifice of a white horse to sanctify the
ceremony. Then the Chanyu took a ritual knife, shaved off bits of
gold into a cup of alcohol, and stirred them in with a ceremonial
spoon. He presented the gilded brew to the Chinese ministers in an
aged cup fashioned from a human skull. It was an heirloom of the
Xiongnu rulers, handed down from a previous conquering Chanyu
over a century and a half before, hewn from the head of an enemy
king who had once wronged the founder of the steppe empire.
The Chinese delegation had come to the gathering with
predications of renewed nomadic concession to the Chinese court.
But there, amongst a mass of nomadic administrators and warriors
at the culmination of a steppe ceremony, the handful of Chinese
officials drank from the ominous memento of Xiongnu power. The
outcome of the gathering was not going to accord with the
ambitions of the August Emperor who sat far way in Chang’an, the
capital of the Han Empire. It was the design of this Chanyu, named
Huhanye, one who would revitalize the might of the steppe empire.
After decades of war with the Han Empire, and amidst
fragmenting civil war in the steppe realms, Huhanye Chanyu had
gone south to entreat the Chinese for aid and reside within their
frontier. In 51 BCE he had capitulated to the Han Emperor and was
heralded a “frontier vassal.” To this end, the Emperor had bestowed
him with official Han garments and a residence within the Han
capital region. The menace of the Xiongnu Empire had at long last
been quelled and its ruler, the Chanyu, ostensibly restrained within
the Han realms.
This would certainly have seemed so to any of the Chinese court
chroniclers at the time, and generations of historians since have
interpreted this as the beginning of a tumultuous and protracted
dissolution of the Xiongnu Empire. But the course of ensuing events,
culminating in the mountaintop oath ceremony, demonstrate a
dramatically different narrative.
Soon after his apparent acquiescence in the confines of the Han
capital, Huhanye moved northward with his remnant entourage to
reside in the grasslands between Chinese frontier garrisons. Yet
these lands were also occupied by resettled nomadic hordes, those
who had previously served the Xiongnu rulers. Although ostensibly
within the limits of the Han Empire, the Chanyu was surrounded by
fellow noble nomads and militia of the steppe, of whom he quickly
took command based in his temporary mountain abode. On
numerous occasions he received tens of thousands of cavalry for
protection and, through claims that his people were weary, cart
loads of grain from the stores of the surrounding frontier counties.
Only once more during his time in the frontier did he go directly to
the Han court to pay his respects.
As Huhanye bolstered his hordes and augmented his resources,
nomadic groups in the frontier who had once submitted to the Han
began to withdraw northward in ever-increasing numbers into the
steppes. By 47 BCE, Chinese officials at the northern frontier
remarked that the Chanyu’s people were in fact flourishing, his main
rival within the steppes was no longer a threat, and his own
ministers had begun to discuss a return north to the core Xiongnu
lands. In order to promptly garner a favorable and binding truce
before the Chanyu was out of reach, Chinese officials in the frontier
met with Huhanye at the top of a mountain to forge a treaty in the
name of their Emperor.
The terms of this treaty were not one of Xiongnu submission, as
the Chinese had presumed, but rather a peace agreement between
equal powers, recognizing “Han and Xiongnu together as one
house.” Even though court histories handed down through the ages
assert that the treaty was devised by Han representatives, the
emissaries were clearly not in control of its particulars. Even more
telling than the terms of the treaty were the rites of the oath
ceremony. It was conducted not in Chinese fashion but in accord
with sacred spaces, accoutrements, and actions of steppe rituals
that imparted Xiongnu dominance over the agreement.
[The Han officials] Chang and Meng along with the Chanyu and [his] great
ministers all ascended the mountain east of [what would become known as
the] River of Xiongnu Assent. [There] a white horse was slaughtered, the
Chanyu used a jinglu knife [to carve off] gold and a liuli spoon to mix
together [with] alcohol, and then, using the drinking vessel which Old
Venerate Chanyu had made from the skull of the King of the defeated
Yuezhi, all [in attendance] drank to the blood covenant.1
Nomad Protagonists