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Nuclear Cardiology and Multimodal Cardiovascular Imaging A Companion To Braunwalds Heart Disease 1St Edition Marcelo Fernando Di Carli Full Chapter
Nuclear Cardiology and Multimodal Cardiovascular Imaging A Companion To Braunwalds Heart Disease 1St Edition Marcelo Fernando Di Carli Full Chapter
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contained in the material herein.
Mouaz H. Al-Mallah, MD, MSc, FACC, FAHA, FESC Jamieson M. Bourque, MD, MHS
Beverly B. and Daniel C. Arnold Distinguished Chair in Director of Nuclear Cardiology
Cardiology Associate Professor of Medicine and Radiology
Director of Cardiovascular PET Associate Director University of Virginia
of Nuclear Cardiology Charlottesville, Virginia
Houston Methodist DeBakey Heart and Vascular Center
Houston, Texas Paco E. Bravo, MD
Director of Nuclear Cardiology
Navkaranbir S. Bajaj, MD, MPH Assistant Professor of Radiology and Medicine
Assistant Professor in Medicine and Radiology University of Pennsylvania
Internal Medicine Philadelphia, Pennsylvania
University of Alabama at Birmingham
Birmingham, Alabama Juliana Brenande, MD
Clinical and Research Fellow
Timothy M. Bateman, MD, MASNC, FACC Cardiac Imaging
Co-Director University of Ottawa Heart Institute
Cardiovascular Radiologic Imaging Ottawa, Ontario, Canada
Saint Luke’s Health System;
Professor of Medicine James A. Case, PhD, MASNC
University of Missouri-Kansas City Technical Director
Kansas City, Missouri Cardiovascular Imaging Technologies
Kansas City, Missouri
Rob S. Beanlands, MD
Head, Division of Cardiology Panithaya Chareonthaitawee, MD
University of Ottawa Heart Institute Director of Nuclear Cardiology
Ottawa, Ontario, Canada Associate Professor
Cardiovascular Diseases
Frank M. Bengel, MD Mayo Clinic
Director of Nuclear Medicine Rochester, Minnesota
Hannover Medical School
Hannover, Germany Sarah G. Cuddy-Walsh, BSc, MSc, PhD
Post-Doctoral Fellow
Ron Blankstein, MD, FACC, FASNC, MSCCT, FASPC Nuclear Cardiology
Associate Director, Cardiovascular Imaging University of Ottawa Heart Institute
Director, Cardiac Computed Tomography Ottawa, Ontario, Canada
Departments of Medicine and Radiology
Brigham and Women’s Hospital
Professor of Medicine and Radiology
Harvard Medical School
Boston, Massachusetts
vi
vii
Yazan Daaboul, MD Marat Fudim, MD
Tufts University Medical Center Duke University
Boston, Massachusetts Durham, North Carolina
Contributors
Frederik Dalgaard, MD Alessia Gimelli, MD
Cardiology Head of Nuclear Cardiology Lab
Copenhagen University Hospital Gentofte Imaging Department
Copenhagen, Denmark Fondazione Toscana Gabriele Monasterio
Pisa, Italy
Robert A. deKemp, PhD, PEng, PPhys
Head Imaging Physicist John D. Groarke, MD
Cardiac Imaging Associate Physician
University of Ottawa Heart Institute; Cardiovascular Medicine
Associate Professor Brigham and Women’s Hospital
Department of Medicine (Cardiology) Boston, Massachusetts
University of Ottawa
Ottawa, Ontario, Canada Robert J. Gropler, MD
Chief of the Division of Radiological Sciences
Marcelo Fernando Di Carli, MD Professor of Radiology
Executive Director, Cardiovascular Imaging Washington University School of Medicine
Departments of Medicine and Radiology Department of Radiology
Chief, Division of Nuclear Medicine and Molecular Imaging St. Louis, Missouri
Department of Radiology
Brigham and Women’s Hospital Rory Hachamovitch, MD, MSc
Seltzer Family Professor of Radiology and Medicine Staff Cardiologist
Harvard Medical School Cardiovascular Medicine
Boston, Massachusetts Cleveland Clinic
Cleveland, Ohio
Johanna Diekmann, MD
Medical Resident Robert Hendel, MD, FACC, FSCCT, MASNC
Nuclear Medicine Professor of Medicine and Radiology
Hannover Medical School Medicine/Cardiology
Hannover, Germany Tulane University School of Medicine
New Orleans, Louisiana
Sanjay Divakaran, MD
Associate Physician Marie Foley Kijewski, ScD
Cardiovascular Medicine Associate Physicist
Brigham and Women’s Hospital Department of Radiology
Instructor in Medicine Brigham and Women’s Hospital;
Harvard Medical School Associate Professor of Radiology
Boston, Massachusetts Harvard Medical School
Boston, Massachusetts
Sharmila Dorbala, MD, MPH
Director, Nuclear Cardiology Mariana Lamacie, MD, MSc
Brigham and Women’s Hospital Assistant Professor
Professor of Radiology Department of Medicine (Cardiology)
Harvard Medical School University of Ottawa Heart Institute
Boston, Massachusetts Ottawa, Ontario, Canada
Contributors
University of Rochester Medical Center University of Cambridge
Rochester, New York Cambridge, United Kingdom;
Clinical Lecturer
Leslee J. Shaw, PhD Cardiovascular Medicine
Professor of Medicine National Heart & Lung Institute, Imperial College London
Weill Cornell, NYC London, United Kingdom
New York, New York
Ahmed Tawakol, MD
Albert J. Sinusas, MD Director of Nuclear Cardiology
Professor of Medicine and Radiology; Massachusetts General Hospital
Yale University School of Medicine Associate Professor of Medicine
New Haven, Connecticut Harvard Medical School
Boston, Massachusetts
Hicham Skali, MD, MSc
Associate Physician James T. Thackeray, PhD
Cardiovascular Medicine Research Group Leader
Brigham and Women’s Hospital Nuclear Medicine
Assistant Professor of Medicine Hannover Medical School
Harvard Medical School Hannover, Germany
Boston, Massachusetts
Mark I. Travin, MD
Piotr J. Slomka, PhD Director of Cardiovascular Nuclear Medicine
Director of Innovation in Imaging Montefiore Medical Center
Cedars-Sinai Medical Center Professor of Radiology and Medicine
Professor of Medicine Albert Einstein College of Medicine
UCLA School of Medicine Bronx, New York
Los Angeles, California
James E. Udelson, MD
Gary R. Small, BSc, PhD, MB ChB, MRCP Chief, Division of Cardiology
Staff Cardiologist Professor of Medicine
Associate Professor of Medicine (Cardiology) Tufts University Medical Center
University of Ottawa Heart Institute Boston, Massachusetts
Ottawa, Ontario, Canada
R. Glenn Wells, PhD, FCCPM
Prem Soman, MD, PhD Medical Physicist, Nuclear Cardiology
Director of Nuclear Cardiology Associate Professor of Medicine (Cardiology)
Associate Professor of Medicine University of Ottawa Heart Institute
University of Pittsburgh Ottawa, Ontario, Canada
Pittsburgh, Pennsylvania
Rudolf A. Werner, MD
Michael Steigner, MD Nuclear Medicine Physician
Cardiovascular Radiologist Medical School Hannover
Brigham and Women’s Hospital Hannover, Germany
Associate Professor of Radiology
Harvard Medicical School Michael Wilber, MD
Boston, Massachusetts Cardiology Fellow
University of Rochester Medical Center
Viviany R. Taqueti, MD, MPH Rochester, New York
Director of the Cardiac Stress Laboratory
Brigham and Women’s Hospital Riccardo Liga, MD
Assistant Professor of Radiology Imaging Department
Harvard Medical School Fondazione Toscana Gabriele Monasterio
Boston, Massachusetts Pisa, Italy
x
Thomas H. Schindler, MD Robert H. Miller, MD
Associate Professor of Radiology Assistant Professor of Medicine
Washington University School of Medicine University of Calgary
Contributors
The field of nuclear cardiology has witnessed significant to provide a systematic, practical, and in-depth approach
advancements over the past decade, enhanced by the to patient-centered imaging applications in several impor-
emergence of new technologies, an expanded role for PET/ tant areas of cardiovascular disease.
CT imaging, and novel radiopharmaceuticals. Recent new To improve clinical relevance and acceptance, the
technologies (e.g., digital SPECT and PET) have enabled chapters are designed with a few unique features to facili-
high-quality quantitative imaging of myocardial physiol- tate learning:
ogy and pathophysiology and dramatic reductions in pa- • The chapters on clinical applications of nuclear cardiol-
tient radiation exposure. In addition, the emergence of ogy follow a hybrid format that uses case-vignette
multidetector CT and high-field MRI have expanded the presentations (like in an atlas) to organize the discus-
noninvasive imaging armamentarium by providing high- sion of content that is enriched by the addition of tables
quality imaging of coronary and cardiac anatomy and and illustrations (like a traditional textbook).
myocardial physiology. This is the good news. The bad • Key summary points are included at the beginning of
news is that there is now an enormous gap between the each topic to highlight the most important teaching
rapid growth in the complexity of nuclear cardiology and points.
multimodality imaging options for diagnosis and manage- • The chapters on clinical applications include a discus-
ment of patients with heart disease and the unmet knowl- sion of the guidelines and appropriate use documents
edge base obtained by practicing cardiologists and to provide appropriate context and balance to each topic.
imaging experts about when and how to use these tech- • The discussion of each topic includes a balanced
nologies and procedures in patient care. The handful of perspective on the relative role of nuclear imaging in
books on nuclear cardiology are almost exclusively dedi- the context of alternative imaging technologies.
cated to advances in technology with limited discussion of • Multiple-choice questions are included at the end of
where these tests might fit in a patient-centered, multimo- each chapter to round up the learning experience.
dality testing strategy. Those books were designed to With such a novel conception behind the design of this
illustrate the possible applications of these technologies textbook, together with over 250 high-quality images, tables,
in cardiology and not to provide the trainee or imaging and illustrations, it is my hope that its content will enhance
specialist with a systematic approach to the complexities the reader’s learning experience and remain current in an
of cardiac imaging and how to incorporate the quantitative era of rapid technical and scientific evolution.
imaging information into patient management. I am grateful for the expert editorial assistance of our
Nuclear Cardiology and Multimodality Cardiovascular managing and development editors, Robin Carter and
Imaging is intended to narrow the aforementioned gap Meredith Madeira, who have tolerated my frequent re-
between technology and clinical knowledge base. The ob- quests for changes to improve the readers’ experience.
jective is to provide imaging trainees and imaging and I am also grateful for the candid input from many train-
medical specialists with the most current and evidence- ees and colleagues at Brigham and Women’s Hospital,
based information regarding the changing and expanded which helped inform the format of the book’s content.
role of nuclear cardiology and multimodality imaging in Finally, I would like to acknowledge the relentless sup-
the evaluation of patients with known or suspected cardio- port, encouragement, and vast editorial experience of
vascular disease. To this end, I have assembled a multidis- Dr. Eugene Braunwald, whose input and unique insights
ciplinary and authoritative group of clinical and imaging dramatically enhanced the organization and value of
experts from cardiology, nuclear medicine, and radiology this book.
xi
Contents
SECTION III Applications of Nuclear Cardiology 19 Metabolic Remodeling in Heart Failure 258
in Coronary Artery Disease 79 Linda R. Peterson, Thomas Schindler and
Robert J. Gropler
7 Patients With New-Onset Stable Chest Pain
Syndromes 79 20 Patient With Ischemic Heart Failure: Ischemia and
Mouaz Al-Mallah and John J. Mahmarian Viability Assessment and Management 273
Mariana M. Lamacie, Gary R. Small, Rob S. Beanlands,
8 Applications of Nuclear Cardiology in Known Stable
and Lisa M. Mielniczuk
Coronary Artery Disease 90
Krishna K. Patel and Timothy M. Bateman 21 Novel Approaches for the Evaluation
of Arrhythmic Risk 291
9 Patient With Prior Revascularization 110
Saurabh Malhotra and Mark I. Travin
Gary R. Small, Michael Wilber, Juliana Brenande, Ronald G.
Schwartz and Terrence D. Ruddy 22 Screening for Transplant Vasculopathy 307
Paco E. Bravo and Marcelo F. Di Carli
10 Preoperative Risk Evaluation: When and How? 125
Carola Maraboto Gonzalez, Muhammad Panhwar and 23 Patient With Known or Suspected Cardiac
Robert C. Hendel Sarcoidosis 318
Ron Blankstein and Panithaya Chareonthaitawee
11 Imaging in Patients with Acute Chest Pain in the
Emergency Department 142 24 Patients With Known or Suspected Amyloidosis 334
Yazan Daaboul and James E. Udelson Sharmila Dorbala and Sabahat Bokhari
12 Assessing the Biology of High-Risk Plaque Features With 25 Patients Undergoing Cancer Treatment 348
Molecular Imaging 157 Sanjay Divakaran, John D. Groarke, Anju Nohria and
Jason M. Tarkin, James H. F. Rudd, Ahmed Tawakol Marcelo F. Di Carli
and Zahi A. Fayad
xiii
xiv
26 Molecular Imaging of Myocardial Infarction and 30 Large-Vessel Vasculitis 414
Remodeling 361 Ayaz Aghayev, Michael Steigner and Marcelo F. Di Carli
Rudolf A. Werner, Johanna Diekmann, James T. Thackeray
31 Peripheral Arterial Disease 435
Contents
5 Recognizing and Preventing Artifacts With SPECT and 18-4B 4- and 2-chamber cine cardiac magnetic
PET Imaging 51 resonance (CMR) demonstrating regional
dyssynergy involving the inferior and infero-
5-1 Example of left arm down artifact 55
septal LV walls with moderately reduced LV
5-2 Example of ECG gating error 58 global systolic function (LVEF 35%) 251
18 The Patient with New-Onset Heart Failure 245 18-5A 4-chamber and short axis cine CMR images
demonstrating akinesia of the true apex and
18-1A Vasodilator stress and rest first pass
the apical segments of the lateral, inferior and
myocardial perfusion imaging using gadolinium
septal walls with hypokinesia of the remaining
enhanced CMR 246
segments 253
18-1B Four-chamber view on two-dimensional
18-5B 4-chamber and short axis cine CMR images
echocardiography showing normal LV systolic
demonstrating akinesia of the true apex and
function 246
the apical segments of the lateral, inferior and
18-2 Transaxial cine view of the coronary CT septal walls with hypokinesia of the remaining
angiographic images 246 segments 253
18-4A 4- and 2-chamber cine cardiac magnetic 18-5C T2-STIR CMR image documents myocardial
resonance (CMR) demonstrating regional hyperintensive areas indicating myocardial
dyssynergy involving the inferior and infero- edema 253
septal LV walls with moderately reduced LV
global systolic function (LVEF 35%) 251
xv
Braunwald’s Heart Disease
Family of Books
xvii
Braunwald’s Heart Disease Family of Books xviii
MANNING AND PENNELL SOLOMON, WU, AND GILLAM DE LEMOS AND OMLAND
Cardiovascular Magnetic Resonance Essential Echocardiography Chronic Coronary Artery Disease
1
2
for interacting with gamma rays, a high light yield (number the material to which the electric field provides enough
I of information carriers), good transparency to those energy to produce an additional electron-hole pair. Sub-
photons to ensure a high energy resolution, and a fast sequent electrons are also accelerated to create more
INSTRUMENTATION AND PRINCIPLES OF IMAGING
response to process each event quickly to be ready for electron-hole pairs. This signal amplification is known as
the next interaction (low dead time). Most SPECT scintil- the avalanche effect. Increasing the electric field in-
lation detector–based systems use sodium iodide (NaI) creases the amount of amplification. The electronic sig-
inorganic ionic crystals or, less commonly, cesium iodide nal obtained from an APD, whose electric field is set to
(CsI) crystals. NaI crystals yield 41,000 photons per generate an avalanche, is proportional to the number of
gamma ray MeV, whereas CsI crystals yield 64,000 pho- scintillation light photons detected. APDs are typically
tons per MeV.4 High numbers (N) of scintillation photons around 2 mm thick and have an area up to 30 mm 3 30 mm.
are desirable because the gamma ray measurement un- Higher electric fields lead to an uncontrolled avalanche,
certainty s is governed by Poisson counting statistics for allowing APDs to be used like a Geiger-counter such that
which s2 is proportional to N. the signal is independent of the number of photons that
interact within the time it takes the detector to reset.
Light Sensors Silicon photomultipliers (SiPMs) use arrays of a lot of
Scintillation detectors produce an electronic signal pro- very small area APDs (side length of 20 to 100 mm) in
portional to the energy of each gamma ray by coupling a Geiger-mode to count the number of interacting light
light sensor to the scintillation crystal. A photomulti- photons. The electron signal obtained from a SiPM is
plier tube (PMT) is a light sensor that contains a photo- proportional to the number of APD cells activated, which
cathode and series of dynodes (see Fig. 1.1). The photo- is proportional to the number of scintillation light pho-
cathode absorbs scintillation photons and relays their tons, which is, in turn, proportional to the energy of the
energy to ionized electrons. These primary electrons are detected gamma ray. The detectors must be calibrated
focused onto the first dynode in the PMT where their to the specific expected gamma ray energy. This is im-
kinetic energy ionizes secondary electrons. Electric portant because, for higher gamma energies, there is an
fields within the PMT accelerate the resulting electrons increased potential for event pile-up, which is when
through a series of dynodes under a vacuum. The num- more than one scintillation photon interacts with an APD
ber of electrons is increased approximately five-fold af- cell that can only count one photon at a time. Event pile-
ter each interaction with a dynode. With 8 to 12 dynodes ups produce less APD cell activations than there are
in a typical PMT, the total signal amplification is ap- scintillation photons which can lead to the underestima-
proximately 106 or 107. The electrical signal read from tion of gamma ray energy.
the back of the PMT is proportional to the amount of in- Most clinical SPECT systems use PMTs; however,
cident scintillation light, which is, in turn, proportional some small animal systems or evolving research cam-
to the energy of the detected gamma ray. The PMT signal eras may employ APDs or SiPMs. Solid-state light sen-
is, therefore, calibrated to provide a measurement of the sors are much smaller than PMTs, allowing for compact
gamma ray energy. camera designs. When used with appropriate electron-
For some applications, solid-state light sensors are de- ics, they can also be used in magnetic fields to enable the
sired. Avalanche photodiodes (APDs) are silicon-based development of hybrid SPECT–magnetic resonance imag-
semiconductors across which a high electric field (.107 ing (MRI) cameras, which is something that is not pos-
V/m) is used. Inbound photons liberate an electron in sible with PMTs.
Photocathode
Parallel-hole collimator
Focusing electrode
Scintillation crystal
Primary electrons
Dynode
Vacuum
Readout electronics
and signal processing Anode
FIG. 1.1 A standard scintillation detector. A gamma ray passes through the collimator and interacts with the scintillation crystal to produce scintillation
light. The light photons spread within the crystal before being detected by an array of photomultiplier tubes (PMTs), which convert the light into an elec-
trical signal at their photocathodes. The electrical signal is amplified through a series of dynodes. The signals from the array of PMTs are processed to
determine the location and energy of the incident gamma ray.
3
A scintillator paired with a PMT produces around 10 collimator has a densely packed array of parallel holes in
information carriers per keV of gamma ray energy. With a a high-density material. The diameter of the holes, spacing 1
scintillator and solid state light sensor, around 29 carri- between holes, and collimator thickness (or hole depth)
Source object
Cadmium Zinc Telluride Detectors
Parallel-hole
Cadmium-zinc-telluride (CdZnTe or CZT) semiconductor collimator
detectors directly convert gamma rays into electronic sig-
nals. CZT material is sandwiched between a front cathode Detector
and an array of pixelated anodes at the back surface. Image brightness
A Image orientation
Incoming gamma rays ionize the CZT material to create
e-h pairs within the detector. A high voltage is applied
across the detector to collect electrons at the anodes. The
voltage is set high enough to minimize recombination of o
electrons with holes, which could result in lost signal and Pinhole collimator
a perceived reduction in the energy of the detected gamma
ray. Nevertheless, it is not chosen to be high enough to
induce Geiger breakdown like SiPM light sensors do. Thus,
ƒ
the charge collected at an anode is assumed to be propor-
tional to the energy of the detected gamma ray. The single
step conversion of gamma ray energy produces around B
333 information carriers per keV. Even with some lost sig-
nal from charge recombination or lateral drift of charges to
spread the signal between anodes, the energy resolution of
CZT detectors (6% at 140 keV) is much better than that of
scintillation detectors (10% at 140 keV for NaI-PMT).6,7
COLLIMATORS
Gamma rays from radiotracers in the patient spread out in
all directions such that a 2D image formed on a bare detec-
Converging collimator
tor would be irrevocably blurred. To provide a clear 2D
view, we need information about the trajectory of the de- Diverging collimator
C
tected gamma rays. Collimators provide this context by
FIG. 1.2 Collimator response: brightness and orientation of a de-
restricting the angle of the gamma rays that are allowed tected image. (A) With a parallel-hole collimator, the image is more
through to the detector. With a collimator mounted to the blurred for an object farther from the collimator. For a fixed object posi-
surface of a detector, the gamma rays that are detected tion, image blurring is lessened (better resolution) by increasing the colli-
are known to have traveled a path within a narrow range mator thickness but brightness (sensitivity) decreases. (B) With a pinhole
collimator, the image is inverted relative to the object and magnified with
of angles. a factor of m 5 f/o, where f is the pinhole-to-detector distance and o is
the object-to-pinhole distance. Image brightness (sensitivity) decreases
with increasing distance of the object from the pinhole. (C) With a multifo-
Parallel Hole Collimaters cal collimator, the orientation of the image relative to the object is the
same but the magnification, spatial resolution, and gamma ray sensitivity
Parallel-hole collimators allow for the detection of gamma vary greatly with object position. The image of an object in the divergent
rays traveling perpendicular to the detector surface. The region is minified, but one in the convergent region is magnified.
4
common collimator for cardiac imaging is the low-energy
I high-resolution (LEHR) collimator.
The sensitivity for detecting gamma rays is approxi-
INSTRUMENTATION AND PRINCIPLES OF IMAGING
tion artifacts. Matching reduction in uptake at both rest means that an incident gamma ray with a true energy of
and stress could be either attenuation or infarct. If an 126 keV can still have a 50% chance of being detected in
infarct, there is a high probability that the motion of the the photopeak window. In clinical imaging, the number of
wall in that region would be affected. Thus evaluation of scattered gamma rays accepted in the photopeak window
wall motion using ECG-gated images can help differenti- is between 30% and 40%.20 Once accepted within the pho-
ate attenuation from disease.15–17 Another approach is to topeak window, there is no distinction made between
acquire a second set of images with the patient in a dif- gamma rays with 140 keV and those with 126 keV.
ferent position (e.g., both supine and prone images).15,18,19 Standard reconstruction algorithms assume that the
Moving the patient will change the configuration of source of any detected gamma ray lies along the line it was
patient tissues between the heart and the detector and traveling on when it was detected. This is not the case for
alter the attenuation pattern. A reduction in uptake that scattered gamma rays that changed direction before being
is present in both positions is more likely to be a real detected. A Compton-scattered gamma ray with an energy
defect because of disease, whereas a reduction that nor- of 126 keV (instead of the expected 140 keV) will have scat-
malizes in images from a different position is more likely tered by 53 degrees. Scattered gamma rays, therefore, are
to be the result of attenuation. mispositioned by the reconstruction algorithms, leading
to an apparent spreading of the activity distribution. In
cardiac imaging of hypoperfused areas surrounded by nor-
Scatter mal myocardium, scattered radiation fills in the low count
When gamma rays Compton scatter as they pass through region and decreases contrast, leading to a reduction in
the patient tissues, they lose some of their energy and the perceived severity of a defect. In addition, scatter from
change their direction of travel. The energy loss is larger extracardiac sources can cause apparent increases in up-
for larger scattering angles. Although the SPECT camera take of adjacent myocardial walls. This becomes more visi-
measures the energy of the incident gamma ray, the energy ble when the overall effects of attenuation are removed.21
Patient
motion
no AC
Motion
corrected
no AC
Motion
corrected
with AC
Sinogram Sinogram
with patient with motion
motion correction
FIG. 1.4 Patient motion and attenuation can degrade images. In this example, transverse patient motion introduces a discontinuity into the sinogram
(white arrow) that causes reduced apparent uptake in the lateral wall and distortion near the apex as seen in the short-axis and horizontal long-axis (HLA)
views. Diaphragmatic attenuation leads to a decrease in apparent uptake in the inferior wall, seen in the vertical long-axis (VLA) views, which is corrected
with computed tomography-based attenuation correction (AC).
7
Patient Motion however, is limited by patient radiation exposure, and
Patient movement, both voluntary and involuntary, can the acquisition duration is limited by the time available 1
blur the image of the heart, decreasing spatial resolution to image each patient each day and by patient comfort
D
B
A E
F
FIG. 1.5 Filtered backprojection. An activity distribution (A) has measured projections (B). The projections are convolved with the ramp filter (C) to
produce filtered projections (D), which are then backprojected to create the image (E). With 30 to 60 projections, a reasonable image of the activity can
be reconstructed (F).
8
cause inconsistencies in the projection data, which can estimate at that point. The process is repeated at every
I lead to artifacts in the FBP images. Compensation of these image point to update the entire image. The algorithm is
effects within an FBP framework is very difficult and so derived based on an assumption of Poisson noise statis-
INSTRUMENTATION AND PRINCIPLES OF IMAGING
there has been a shift toward the use of iterative algo- tics, so the nature of the noise in the data is inherently in-
rithms instead for image reconstruction. corporated. An important feature of the MLEM algorithm
is that it maintains positivity. Because the image values are
Iterative Reconstruction multiplicatively scaled and because the scaling factor is a
With an iterative approach (Fig. 1.6), the basic idea is to ratio of two positive numbers, by initializing the image
make a guess about what the activity distribution might with a set of positive numbers, all points in the image will
be. The projection data that would be produced by such always remain positive. This avoids the presence of nega-
an activity distribution are calculated and compared tive activity concentration in parts of the image, which can
with the data actually acquired. If the two data sets dif- occur with FBP.
fer, then the guess is adjusted based on those differences The forward projection can be as simple as a sum of the
and the whole process is repeated. The process is re- activity concentrations in all of those image points along a
peated again and again until the data sets match, at line perpendicular to the face of the detector. This ignores
which point the final guess is a reasonable representa- the effects of attenuation, scatter, and distance-dependent
tion of the activity measured by the camera. The key ele- collimator resolution, and the resulting inconsistencies in
ments of iterative reconstruction are the method by the projection data could lead to artifacts very similar to
which the differences in the data sets are used to update those created with FBP. Nevertheless, it is also possible to
the estimated activity distribution and the calculation of include these effects in the calculation of the projections.
the projection data from the estimated activity distribu- If this is done, the camera acquisition process is more ac-
tion (forward projection). curately represented in the data set and, consequently, the
The approach most commonly used in the clinic for up- fidelity of the image improves.21
dating the activity-distribution estimate is the maximum- One difficulty with iterative reconstruction is that it
likelihood expectation maximization (MLEM) algorithm.23,25,26 requires many (50 to 100) iterations to generate a clini-
With MLEM, the measured projections are divided pixel by cally reasonable image. It is computationally demanding
pixel by the corresponding estimated projections. The ratios to do the forward (and backward) projection of the data,
from all of the projection elements that a given point in and making the projection more realistic improves image
the image contribute to are averaged. That image point is fidelity but at the cost of further increasing calculation
then multiplied by the average ratio to update the image time. If a single forward and backprojection of the com-
plete data set takes only 30 seconds, then it still requires
25 to 50 minutes to create a single image. What first made
iterative reconstruction clinically feasible, however, was
a modification to the MLEM algorithm called ordered sub-
set expectation maximization (OSEM).27 The key idea with
Measured
OSEM is that the full data set is not needed to provide a
projections good idea of how to update the image estimate. Instead,
Compare one can use just a few projections and perform updates
measured
and calculated more rapidly (the computation time is roughly propor-
projections tional to the number of projections involved in the calcu-
lation). With a typical SPECT cardiac study containing 60
Calculated projections, the projections might be divided into 15 sub-
projections sets of 4 projections each. The ordering of the projec-
Backproject
comparison tions into subsets is carefully balanced to provide the
(attenuation, scatter,
collimator) most new information possible between successive sub-
sets. Processing the full data set (15 subsets) once takes
the same time as a single MLEM iteration but provides 15
updates and creates an image very similar to 15 itera-
tions of MLEM. Thus the OSEM acceleration factor is
roughly equal to the number of subsets used. The exam-
ple reconstruction time drops from 50 minutes to just
over 3 minutes.
Estimated Update Another difficulty with iterative reconstruction is that
image image the projection data are noisy. The algorithm strives to
match the calculated projections to the acquired projec-
FIG. 1.6 Iterative reconstruction. The computer calculates what projec-
tions would have been obtained given an estimated activity distribution. tions. Because there is noise in the acquired data, it cre-
The calculated projections can include the effects of attenuation, scatter, ates noisy calculated data by adding noise to the esti-
and collimator geometry. The calculated projections are compared with the mated image. The more iterations performed, the closer
measured projections. The ratio of the measured and calculated projections
is backprojected to create a correction image. The correction image is used
the two projection data sets match and the noisier the
to update the activity estimate. The process is repeated (iterated) until the image becomes. To control the image noise, like with
calculated projections match the measured projections. FBP reconstruction, a low-pass filter can be applied. An
9
alternative is to use a Bayesian (e.g., maximum a posteri- is minimized by choosing a transmission isotope that emits
ori) approach to noise regularization. at an energy separate from the emission tracer used, such 1
as with 153Gd (100-keV emission) for 99mTc-based tracers
Registration
A critical component of attenuation correction is the regis-
tration between the emission and transmission data sets.38
For SPECT/CT systems, there is often a bed support to pre-
vent the table from sagging when it is moved from SPECT
to CT positions. If not supported, however, the amount that
the table deflects will vary with different patient weights,
which can, in turn, lead to misregistration.38 With both CT
and radioisotope sources, the transmission and emission
scans are often obtained sequentially, which increases the
possibility of patient movement between scans. Thus, even
with mechanically registered systems, the image registra-
tion must be checked for each patient and adjusted as
needed. The image registration is evaluated visually by the
technologist and adjusted via rigid-body translations and
rotations.38 Nonrigid registration is not typically available
and so it is also important that the same patient position is
maintained for both transmission and emission imaging.
Scatter Correction
As radiation is emitted from the tracer, it can scatter in
the patient tissues and still have sufficient energy to be
detected within the photopeak window. Scatter can fill in
small areas of locally reduced tracer concentration and
lead to a reduction in image contrast. Scatter, originating
from extracardiac structures with high tracer concentra-
tion that are near or below the diaphragm, can pass
through the lungs and preferentially scatter off of the infe-
rior wall, which can cause an apparent increase in infe-
rior-wall activity. Scatter artifacts are generally lower in
magnitude than attenuation effects but can become much
more apparent after attenuation correction. Therefore, if
attenuation correction is applied to the images, then
some form of scatter correction should also be applied.
There are a large number of different approaches to scat-
ter correction available,20 which can be divided into three
different categories.
Energy-Based Methods
One of the simplest and quickest forms of scatter correc-
tion is to make use of the energy discrimination of
the SPECT camera. When gamma rays scatter, they lose
energy. The energy resolution of the camera is not suffi-
cient to completely exclude scattered gamma rays from
10
the photopeak energy window, but energy information can estimate.49 Finally, the scatter distribution could be di-
I be used to compensate for scatter. The most common rectly calculated based on the known physics that de-
method is the dual-energy-window (DEW) method.39 In this scribe scatter probability and accelerated using look-up
INSTRUMENTATION AND PRINCIPLES OF IMAGING
approach, projection data are acquired in an energy win- tables and symmetries in the camera system.50,51 All of
dow (e.g., 120 keV 1/2 5%) below the photopeak (140 keV these approaches tend to be more accurate than the sim-
6 10%), which contains almost entirely scatter. Knowing pler energy-based or convolution-based methods but also
the ratio of the scatter measured in the scatter window to require much longer computation times.
that present in the photopeak window, the scatter data are
scaled and subtracted from the photopeak data. This ap-
proach has also been applied, in a slightly modified form, Resolution Recovery/Collimator Modeling
to cameras based on the solid-state CZT detectors.40 Dis- A final degrading factor that can be included into the re-
advantages of the DEW method are that the spatial distri- construction algorithm is the effect of the collimator. With
bution of scatter in the scatter window is different from a parallel-hole collimator, full-width at half-maximum of a
that in the photopeak window because the mean energy is point-source image increases linearly with distance from
lower (and thus the mean scatter angle is higher) and that the detector face. As the camera rotates around the pa-
it does not compensate for downscatter contamination tient’s chest, sources are seen at different distances in
from higher-energy emissions. The latter concern is ad- projections at different angles, which can lead to distor-
dressed by the triple-energy-window method41 which uses tions in the shape. Loss in resolution can also lead to in-
two small (typically 3 to 5 keV wide) energy windows on creased partial volume effects, which may dilute the con-
either side of the photopeak and interpolates between centration of the activity in the image and increase the
them to estimate the magnitude of scatter. relative noise. With pinhole collimation, collimator model-
ing is essential to obtaining an accurate image because, in
Convolution-Based Methods addition to spatial resolution, the sensitivity of the camera
Another approach to scatter compensation assumes that and magnification of the image are also dependent on the
the scatter distribution is a blurred version of the unscat- source-to-collimator distance. Accurately including the ef-
tered data. If the convolution kernel relating the unscat- fects of the collimator on the projection data inside the
tered to the scattered data is known, then the scatter reconstruction algorithm can improve the resolution of
component can be estimated directly from the photopeak the image, reduce image distortions, and reduce partial
window data.42 The simplest form of this assumes a single volume effects. Advanced iterative algorithms that include
static convolution kernel, which is inaccurate because the collimator modeling, with and without noise-suppressing
amount of scatter depends on the depth of source within MAP priors, are available from many vendors.52 These ad-
the patient and the distribution of the patient’s tissues. vanced reconstruction algorithms have been shown to
The transmission-dependent convolution subtraction ap- provide similar image quality for projection data with half
proach addresses this concern by modifying the magni- or fewer counts compared with full-count data sets recon-
tude of scatter at each point in the projection data based structed with iterative reconstruction but no resolution
on the total attenuation through the patient at that point, recovery.53–55 These new algorithms thus facilitate reduc-
as measured by a transmission scan.43 This method is tion in either acquisition times or administered tracer ac-
not restricted to compensation of scatter within the pho- tivity (and thus patient radiation exposure).
topeak window. Scatter into other energy windows can
also be estimated by changing the kernel appropriately.
This has successfully been applied to correction of scatter
in dual-isotope imaging with new CZT-based cardiac
systems.44,45
FUTURE DEVELOPMENTS
CARDIAC GATING Myocardial Blood Flow
Cardiac gating refers to the division of the acquired data Because of the need to rotate the camera around the pa-
based on the signal from an ECG that is fed into the camera tient to obtain enough information to reconstruct 3D im-
during image acquisition.58 A timer is triggered by the R- ages, the temporal resolution of conventional SPECT imag-
wave from the ECG and the R-R interval is divided equally ing is poor and dynamic studies with gamma cameras have
into typically 8 or 16 bins for SPECT imaging and up to 32 been restricted to planar acquisitions. The dedicated car-
bins for planar acquisitions. The counts recorded by the diac SPECT systems now available are stationary (or qua-
detectors are assigned to different bins based on the time sistationary) and are able to acquire the data needed for
since the last R-wave, and separate projection data are 3D image reconstruction in 3 seconds or less. In addition,
built up for each bin over multiple successive cardiac cy- these systems have greatly increased sensitivity, which
cles. At the end of the acquisition, images for each bin are provides the necessary count density to support dividing
reconstructed and can be viewed repeatedly in a loop to the data sets into short time frames without having to
provide a movie of the contraction and relaxation of the greatly increase the tracer dose and associated patient
myocardium. From these data, it is possible to calculate radiation exposure. Finally, these hardware advances are
the ejection fraction,59 detect regional wall-motion abnor- combined with advanced reconstruction software that in-
malities, determine myocardial volumes,22 and perform cludes collimator modeling and noise suppression to give
phase analysis.60 Cardiac gating can also be used to aid in higher-quality images from lower count acquisitions. This
the identification of attenuation artifacts.15–17 set of innovations has opened the door to providing clini-
Because the heart rate, even of healthy individuals, is cally practical protocols for performing dynamic cardiac
not perfectly constant, mechanisms are available to allow SPECT.
for some variability in R-R interval length. The first is a One of the first applications of dynamic SPECT imaging
timing acceptance window. This specifies the range about is to measure myocardial blood flow (MBF; in mL/min/g).61–63
the mean heart rate for which detected gamma ray events The tracer available for uptake into the myocardium, the
will be recorded. The mean heart rate may be fixed based arterial input function, can be estimated using image-
on the average heart rate at the start of the scan, may vary based methods by placing a volume of interest in the left
based on a sliding average of the previous several heart ventricle and/or atrium of the heart. The time-activity
beats, or may be fixed at a specified value by the technolo- curve measured using this volume is compared to time-
gist. Data from beats falling outside of this range are re- activity curves sampled from the myocardium and kinetic
jected (bad-beat rejection) and, optionally, data from the analysis is applied to extract the MBF. One of the chal-
following beat may also be excluded. The data from each lenges for SPECT MBF imaging is that the tracers used
beat may be temporarily stored in a buffer to facilitate most commonly in the clinic, tetrofosmin and sestamibi,
bad-beat rejection. Some systems may record data in list- have very poor first-pass extraction fractions at increased
mode to allow retrospective resorting into time bins and flow rates. Because of this, the difference measured be-
bad-beat rejection. Some systems may also allow a sepa- tween a normal and an abnormal flow response to stress is
rate projection data set to be created that contains all of reduced and thus harder to detect reliably. Nevertheless,
the detected counts (i.e., no rejected events) and thus si- single-center studies have shown good correlations with
multaneously produce both gated and ungated images. independent microsphere measurements,64 coronary angi-
Gating improves the spatial resolution by reducing the ography,65–67 and the clinical standard of positron emission
amount of cardiac motion within each image. Gated im- tomography (PET) MBF measurement.61–63 Although not
ages, however, are also much noisier than ungated images. yet ready for widespread clinical use, this is an exciting
The number of counts available to create the image is re- area of development in SPECT, and research in this area is
duced by a factor equal to the number of gates. For ex- ongoing.
ample, if there are eight gates, then the images each have
one-eighth of the total counts. This number is further re-
duced depending on the amount of bad-beat rejection, Motion Compensation
which can be substantial in the case of significant arrhyth- Cardiac gating of perfusion studies and blood-pool imag-
mia. The last few frames will tend to have fewer counts ing has been a mainstay of nuclear cardiology for many
than the earlier frames. R-R intervals that are shorter than years. It provides valuable functional information and
average but still within the accepted timing window will has been shown to improve the diagnostic accuracy of
lead to fewer counts being recorded in the last frame com- myocardial perfusion imaging.16,17,68 In addition to provid-
pared with the others. Some processing software will res- ing functional information, gating also improves spatial
cale the last frame to normalize the total counts recorded resolution by minimizing the motion-blurring caused by
12
SA-apical SA-base VLA Polar map
I 100%
INSTRUMENTATION AND PRINCIPLES OF IMAGING
Stress
Rest
(no MC)
Rest
(MC)
0%
FIG. 1.7 Respiratory motion. Sample short-axis (SA) and vertical long-axis (VLA) slices are shown for stress and rest images of an example case with
respiratory motion, along with corresponding polar maps. Motion compensation (MC) with respiratory gating reduces motion blurring and resulting in-
terference from extracardiac structures, leading to an increase in the apparent uptake in the anterior and inferior walls (white arrows).
cardiac contraction. One a downside is that gating in- detected signal to drive the respiratory gating, such as
creases the noise of the images by subdividing the counts the total number of detected counts or the center-of-mass
into different gates. The increase in noise, however, can position of the heart.
be offset by using image registration to reintegrate the The challenge with respiratory gating, similar to ECG gat-
gates into a single image either during69,70 or after recon- ing, is that it subdivides the data and leads to increased
struction.71,72 One example of this approach is motion- image noise, particularly if it is done in addition to ECG gat-
frozen reconstruction.71 In this approach, individual gates ing (dual-gating).80 One solution to this problem is to extend
are reconstructed independently, but then the images are the techniques being used for ECG gating to dual-gating and
aligned using nonrigid registration, which warps the image integrate both cardiac and respiratory motion vectors into
from each time frame into the diastolic frame. The regis- a five-dimensional reconstruction algorithm.81,82 Although
tered individual frames are then summed together to re- promising in research studies, none of these advanced mul-
duce the image noise, creating an image with the spatial tidimensional reconstruction approaches are available for
resolution of a gated study but the noise levels of an un- clinical implementation.
gated study. This has shown benefit, including in disease
detection with obese patients.73 A more complex approach
is to use data-driven optical flow methods to estimate the QUESTIONS
motion vectors between the gated images.72 The motion 1. Resolution recovery with iterative reconstruction increases
vectors are then incorporated into an integrated four-di- the effective sensitivity of the camera because it:
mensional reconstruction algorithm that creates a single
a. Increases the effective hole-diameter of the collimator.
3D motion-compensated image based on all of the counts. b. Increases the effective detector area.
Respiratory motion can produce movement in the c. Increases the image count density.
heart of 2 cm or more and lead to substantial changes in d. Increases the temporal resolution, which reduces motion-
the apparent myocardial tracer uptake.74 The motion is blurring.
predominantly in the superior-inferior direction and can 2. The primary advantage of cadmium-zinc-telluride (CZT) over
produce artifacts, such as areas of apparent count reduc- sodium iodide (NaI) gamma-camera detectors for cardiac im-
tion on opposing sides of the myocardium, and can re- aging is its:
duce the spatial resolution of the images (Fig. 1.7). As with a. Increased stopping power.
cardiac motion, gating can mitigate the effects of respira- b. Lower cost.
tory motion. Nevertheless, generating a respiratory trig- c. Increased detector area.
ger is less straightforward. One approach is to use exter- d. Smaller size.
nal monitors, such as a respiratory belt75 or an array of 3. In cardiac single photon emission computed tomography
optical cameras that track markers placed on the pa- (SPECT) imaging with conventional cameras, using body-
tient’s chest and/or stomach.76 Like an ECG for cardiac contouring orbits can improve image quality because:
gating, the external monitor generates a period signal that a. It improves spatial resolution.
is used to gate the data acquisition for respiration. An- b. Automatic contouring equipment reduces patient set-up time.
other approach is to use data-driven motion detection.77–79 c. It increases system sensitivity.
These approaches search for periodic changes in the d. It reduces patient motion during image acquisition.
13
4. Compared with radioisotope transmission (RIT) systems, the 30. Garcia EV. SPECT attenuation correction: an essential tool to realize nuclear
cardiology’s manifest destiny. J Nucl Cardiol. 2007;14:16-24.
advantage of a computed tomography (CT) scan for attenua-
31. Thompson RC, Heller GV, Johnson LL, et al. Value of attenuation correction 1
tion correction is that it involves: on ECG-gated SPECT myocardial perfusion imaging related to body mass
62. Agostini D, Roule V, Nganoa C, et al. First validation of myocardial flow re- 73. Suzuki Y, Slomka PJ, Wolak A, et al. Motion-frozen myocardial perfusion
serve assessed by dynamic 99m Tc-sestamibi CZT-SPECT camera: head to SPECT improves detection of coronary artery disease in obese patients.
head comparison with 15 O-water PET and fractional flow reserve in pa- J Nucl Med. 2008;49:1075-1079.
tients with suspected coronary artery disease. The WATERDAY study. Eur J 74. Pretorius PH, Johnson KL, Dahlberg ST, King MA. Investigation of the physi-
Nucl Med Mol Imaging. 2018;45:1079-1090. cal effects of respiratory motion compensation in a large population of pa-
63. Nkoulou R, Fuchs TA, Pazhenkottil AP, et al. Absolute myocardial blood flow tients undergoing Tc-99m cardiac perfusion SPECT/CT stress imaging. J Nucl
and flow reserve assessed by gated SPECT with cadmium-zinc-telluride Cardiol. 2020;27(1):80-95.
detectors using 99mTc-Tetrofosmin: head-to-head comparison with 13N- 75. Kovalski G, Israel O, Keidar Z, Frenkel A, Sachs J, Azhari H. Correction of
ammonia PET. J Nucl Med. 2016;57(12):1887-1892. heart motion due to respiration in clinical myocardial perfusion SPECT
64. Wells RG, Timmins R, Klein R, et al. Dynamic SPECT measurement of absolute scans using respiratory gating. J Nucl Med. 2007;48:630-636.
myocardial blood flow in a porcine model. J Nucl Med. 2014;55:1685-1691. 76. McNamara JE, Pretorius PH, Johnson K, et al. A flexible multicamera visual-
65. Ben-Haim S, Murthy VL, Breault C, et al. Quantification of myocardial perfu- tracking system for detecting and correcting motion-induced artifacts in
sion reserve using dynamic SPECT imaging in humans: a feasibility study. cardiac SPECT slices. Med Phys. 2009;36:1913-1923.
J Nucl Med. 2013;54:873-879. 77. Feng B, Bruyant PP, Pretorius PH, et al. Estimation of the rigid-body motion
66. Ben Bouallègue F, Roubille F, Lattuca B, et al. SPECT myocardial perfusion from three-dimensional images using a generalized center-of-mass points
reserve in patients with multivessel coronary disease: correlation with an- approach. IEEE Trans Nucl Sci. 2006;53:2712-2718.
giographic findings and invasive fractional flow reserve measurements. 78. Ko CL, Wu YW, Cheng MF, Yen RF, Wu WC, Tzen KY. Data-driven respiratory
J Nucl Med. 2015;56:1712-1717. motion tracking and compensation in CZT cameras: A comprehensive
67. Shiraishi S, Sakamoto F, Tsuda N, et al. Prediction of left main or 3-vessel analysis of phantom and human images. J Nucl Cardiol. 2015;22:308-318.
disease using myocardial perfusion reserve on dynamic thallium-201 single- 79. Daou D, Sabbah R, Coaguila C, Boulahdour H. Impact of data-driven cardiac
photon emission computed tomography with a semiconductor gamma respiratory motion correction on the extent and severity of myocardial
camera. Circ J. 2015;79:623-631. perfusion defects with free-breathing CZT SPECT. J Nucl Cardiol. 2018;
68. Lima RSL, Watson DD, Goode AR, et al. Incremental value of combined per- 25(4):1299-1309.
fusion and function over perfusion alone by gated SPECT myocardial perfu- 80. Kortelainen MJ, Koivumäki TM, Vauhkonen MJ, et al. Respiratory motion
sion imaging for detection of severe three-vessel coronary artery disease. reduction with a dual gating approach in myocardial perfusion SPECT:
J Am Coll Cardiol. 2003;42:64-70. Effect on left ventricular functional parameters. J Nucl Cardiol. 2018;25:
69. Frey EC, Gilland KL, Tsui BM. Application of task-based measures of image 1633-1641.
quality to optimization and evaluation of three-dimensional reconstruction- 81. Feng T, Wang J, Fung G, Tsui B. Non-rigid dual respiratory and cardiac mo-
based compensation methods in myocardial perfusion SPECT. IEEE Trans tion correction methods after, during, and before image reconstruction for
Med Imaging. 2002;21:1040-1050. 4D cardiac PET. Phys Med Biol. 2015;61:151-168.
70. Gravier E, Yang Y, King MA, Jin M. Fully 4D motion-compensated reconstruc- 82. Shrestha UM, Seo Y, Botvinick EH, Gullberg GT. Image reconstruction in
tion of cardiac SPECT images. Phys Med Biol. 2006;51:4603-4619. higher dimensions: myocardial perfusion imaging of tracer dynamics with
71. Slomka PJ, Nishina H, Berman DS, et al. “Motion-frozen” display and quanti- cardiac motion due to deformation and respiration. Phys Med Biol.
fication of myocardial perfusion. J Nucl Med. 2004;45:1128-1134. 2015;60:8275-8301.
2 Positron Emission Tomography
Mi-Ae PARK AND MARIE FOLEY KIJEWSKI
15
16
I
Detector
INSTRUMENTATION AND PRINCIPLES OF IMAGING
511-keV
Positronium photon
Neutrino
Positron loses
energy over a
short distance 511-keV
photon
Proton
Neutron
Detector
Positron
Electron
FIG. 2.1 A radioactive nucleus emits a positron with kinetic energy. The positron loses energy as it travels through tissue through interactions with
bound electrons. The electron and positron briefly form an unstable atom called a positronium, which exists only for a short time before annihilating,
emitting two 511-keV photons at approximately 180-degrees. These are detected in coincidence by a pair of detectors.
The probability of photoelectric absorption is lower decay times; (4) transparency to emitted light; and (5) an
than that of Compton scattering for 511-keV photons in emission spectrum that is well-matched to the sensitivity
tissue. of the PMT or photodiode. Because of the higher photon
The formula for transmission of radiation through energy, a high atomic number and physical density are
matter is given in Chapter 1. For 511-keV photons, the even more important for PET than for SPECT. Furthermore,
linear attenuation coefficient is 0.096 cm21 for soft tissue fast timing is more important in PET for reasons that will
and 0.172 cm21 for bone (compared with 0.154 cm21 and be discussed. Therefore, different scintillators are used
0.25 cm21 for 140-keV gamma rays). About 50% of photons in PET (Table 2.1). Commonly used PET detector materi-
are absorbed by an approximately 7.2 cm thickness of soft als include bismuth germinate (BGO) and lutetium or-
tissue. Therefore the half-value thickness of soft tissue is thosilicate (LSO or LYSO). The advantages of BGO in-
7.2 cm for 511 keV; for bone, it is approximately 4.0 cm. clude its high density and atomic number; disadvantages
The interaction of 511-keV photons with high-density are poor light output, poor energy resolution, and slow
material, such as scintillation crystals, will be discussed decay. High-performance PET systems, such as those
below. with time-of-flight (TOF) capability, use LSO or LYSO.
These scintillators have a physical density similar to
that of BGO but a somewhat lower atomic number. Im-
PET IMAGING TECHNOLOGY portantly, they have high light output, good energy reso-
lution, and fast decay.
PET Detectors Early PET detectors used individual detector crystals,
PET detection is based on the interaction of the annihila- each coupled to a PMT. Spatial resolution was limited
tion photons with the detector material. Commercial by the size of these units, and the need for a PMT for
PET instruments are based on scintillation detectors, each detector crystal made decreasing the size of the units
described in Chapter 1, in which energy is deposited by
excitation; this is followed by emission of visible or ultra-
TABLE 2.1 Scintillators Used in Nuclear Medicine
violet light. The light is converted to electrical signals
by photomultiplier tubes (PMTs) or photodiodes (see Scintillator NaI BGO LSO LYSO
Chapter 1). Density (g/cc) 3.7 7.1 7.4 7.1
Desirable properties of scintillation crystals include: (1) Effective atomic 51 74 66 60
high detection efficiency (attained by using materials with number
a high atomic number and high physical density); (2) high Scintillation time (ns) 230 300 40 41
conversion efficiency, which is the fraction of deposited BGO, Bismuth germinate; LSO, lutetium oxyorthosilicate; LYSO, lutetium yttrium
energy converted into visible or ultraviolet light; (3) short oxyorthosilicate; NaI, sodium iodide.
17
TABLE 2.2 Comparison of Photodetectors
PMT APD SiPM
2
Segmented detector
A B C
FIG. 2.4 (A) True coincidence: Both photons originated from the same event at the location shown in red. (B) Scattered coincidence: Both photons from
a single annihilation event (red circle) are detected in coincidence; however, one photon underwent a Compton event within the patient, giving rise to a
scattered photon (with energy within the acceptance window) that was detected. This led to a spurious line of response (LOR; in green) rather than the
true LOR. (C) Random coincidence: One photon from each of the events shown by the red and orange circles escaped without being detected. The two
unrelated photons were detected in coincidence, resulting in the spurious LOR shown in red.
19
600 favored for cardiac imaging, especially for short-lived ra-
diotracers, such as 82Rb, that require a high-dose bolus 2
injection. Nevertheless, some new PET/CT scanners are
2D mode 3D mode
Detector Detector
Septa
A Detector B Detector
FIG. 2.6 Two-dimensional (2D) and three-dimensional (3D) acquisition modes. (A) Septa restrict detection to lines of response (LOR) arriving close
to the transaxial normal. (B) The septa-less system allows for the detection of LOR arriving at a large range of angles.
20
I
INSTRUMENTATION AND PRINCIPLES OF IMAGING
A B C D
FIG. 2.7 Cardiac positron emission tomography images reconstructed using the ordered subset expectation maximization algorithm, as described in
Chapter 1. (A) 16 subsets, 2 iterations. (B) 16 subsets, 6 iterations. (C) 16 subsets, 10 iterations. (D) 16 subsets, 10 iterations, 5-mm Gaussian smoothing
filter. Note that increasing the number of iterations increases accuracy but also increases noise. Noise can be reduced by postreconstruction smoothing
(compare C and D).
In x-ray transmission CT, the unknown distribution is the general, a higher number of iterations yields more accu-
x-ray attenuation coefficient, which is closely related to rate but less precise image estimates (Fig. 2.7).
the physical density (structural information). The external
measurements represent the transmission of x-rays through
the patient. In emission CT, the internal distribution is Attenuation Correction
radioactivity concentration (functional information); the Annihilation photons emitted from within the patient must
external measurements are of photons originating inside traverse some thickness of tissue to escape and have a
the patient. As previously noted, in PET the physics of chance of being detected; furthermore, both photons from
back-to-back annihilation photons and coincidence elec- an annihilation event must be detected for a T coincidence,
tronics are exploited to limit the possible points of origin and both photons have the possibility of being attenuated.
to (in theory) a line through the patient; in SPECT, physical Attenuation is the physical basis for an x-ray CT; however,
collimation is used to provide this information. Further- for PET (and SPECT), it is an undesirable process because
more, PET systems use small detectors arranged in rings it alters the relationship between the patient activity distri-
around the patient; therefore, there is no rotation, as is bution and the external measurements. Attenuation can
necessary for SPECT. Data for all LORs are acquired simul- lead to two degrading effects: inaccurate images (in some
taneously (see Fig. 2.3). cases, artifacts, as discussed in Chapter 5) and increased
noise because of the reduction in the number of detected
photons. It is possible to mitigate the inaccuracies and ar-
Analytic and Iterative Reconstruction tifacts through attenuation correction. Nevertheless, the
As in SPECT, there are two approaches to PET image recon- correction of biases stemming from attenuation does not
struction: analytic (most commonly filtered back projec- restore the lost counts or improve the image noise proper-
tions) (see Chapter 1) and iterative (see Chapter 1). In the ties. The effects of attenuation are greater, and the ap-
early days of PET, analytical approaches were used almost proaches to correction are different, for PET than for
exclusively because of the prohibitive time required for SPECT because of the need for detection of both annihila-
iterative algorithms. Currently, because of massive ad- tion photons. Consider an annihilation event along an LOR
vances in computing power and the development of more in a uniform attenuator of thickness D (Fig. 2.8). If the event
efficient implementations of iterative algorithms, these is located at depth x from the surface nearest detector 1,
techniques are widely available and analytic methods are then the probability of arriving at detector 1 is exp (2m x),
no longer used. where m is the linear attenuation coefficient characteristic
The advantage of iterative reconstruction over ana- of the material and the 511-keV photon energy. The proba-
lytic approaches is that the physics of the data acquisi- bility of the other photon arriving at detector 2 is exp (2m
tion process, including dead time, attenuation, scatter, (D2x)). The probability of both photons arriving at the re-
randoms, and limited spatial resolution, as well as the spective detectors is
noise properties of the acquired data, are incorporated P (1,2) P (1) P (2) e (D x) e x e D . Eq. 2
into the model. The general approach to iterative recon-
struction is discussed in Chapter 1. There are many vari- Note that the probability of a T coincidence being re-
ants of this general approach, distinguished by differ- corded depends only on the total thickness (D) and not on
ences in the data acquisition model, methods of the location along the LOR. Therefore, to correct the pro-
comparing estimated to actual projection data and gener- jection data for attenuation, the integral of the attenuation
ating projection space and image space error functions, distribution along each LOR must be measured. In older
criteria for convergence or specified number of itera- scanners without CT capability, external transmission
tions, and implementation details designed to improve sources were used to measure these quantities. Note that
computing efficiency. Frequently, deliberate blurring these measured data are analogous to the external mea-
(“smoothing”) is incorporated into the algorithm or ap- surements of a CT scanner and could be used to recon-
plied after reconstruction and/or between iterations. In struct a map of the attenuation coefficient distribution.
21
D 2
D–x x Δx
Detector 2 Detector 1
Δx = cΔt ⁄ 2
FIG. 2.8 The probability of escaping the absorber of uniform thick-
ness depends on total thickness and not on the depth of the source
in the absorber. FIG. 2.9 Time-of-flight information makes it possible to localize an
event to a segment of the line of response (LOR). The probability
of event location is normally distributed, with the full-width-at-half-
maximum Dx 5 c Dt/2, where c is the speed of light and Dt is the timing
resolution. The distance between the center of the LOR and most probable
Modern PET/CT scanners use a CT image to generate the location is determined by the time difference between the two photon
attenuation map. Transmission sources yield maps of at- detections.
tenuation at 511 keV; CT-derived attenuation maps reflect
attenuation at the lower energies used in CT and must be
converted to the correct energy.10 The CT images have smoothing the coincidence data using empirically deter-
much better spatial resolution than the attenuation maps mined blurring functions11 or incorporating the CT-based
obtained using transmission sources, and they are ob- attenuation map and the physics of Compton scatter into
tained much faster. Attenuation correction factors for each an iterative reconstruction algorithm.12,13 The former
LOR can be used to correct the projection data; alterna- method can be used in 2D PET but does not work well in 3D
tively, attenuation can be incorporated into the model of PET. There is an additional complication for 82Rb cardiac 3D
an iterative algorithm. imaging: in 13% of events, a 776-keV gamma ray is emitted
with the positron. These photons can scatter in the patient,
and the lower-energy scattered photons can be detected in
Randoms Correction coincidence with one of the annihilation photons. Methods
Accurate PET images require correction for R coincidences. to correct for this phenomenon, which has been shown to
There are two approaches to randoms correction, and both affect measurements of myocardial blood flow,14 have been
are currently in use in commercial PET/CT systems. One implemented by some manufacturers.
method uses a delayed coincidence window well outside
the P coincidence window; the so-called “events” detected
in both the prompt and delayed windows are known to be Time of Flight
spurious. This approach allows for the estimation of the For scanners with TOF capability, additional information
rate of R coincidences along each LOR. The alternative on the location of a detected event is available. Rather
method involves the estimation of the randoms rate from than assuming uniform probability at every point along
the singles count rates for each detector pair, defining an the LOR, the location can be narrowed down to a segment
LOR by 2*t*S1*S2, where t is the width of the coincidence along the LOR whose length depends on the timing resolu-
timing window and S1 and S2 are the singles rates for detec- tion (Fig. 2.9). For currently available commercial systems,
tor 1 and 2, respectively. In the estimation of NECR, k in Eq. the timing resolution of around 400 ps implies localization
(1) equals 1 for the singles-based method and 2 for the de- accuracy within 6 cm. Although one group has reported
layed coincidence window method. that TOF information leads to improved image quality and
reproducibility of myocardial perfusion studies,15 the
effect of TOF information on cardiac PET has not yet been
Scatter Correction fully assessed.16
Correction for scatter is essential for quantitative PET. The
amount of scatter included in the coincidence data de-
pends on the acquisition mode (scatter fractions are much PET IMAGE QUALITY
higher with 3D than with 2D acquisition), the volume of
activity-containing tissue, and the energy acceptance Spatial Resolution
window. Scatter correction can be accomplished by two The spatial resolution of an imaging system refers to its
general approaches: estimating the scatter contribution by ability to image small objects or to resolve two objects
22
in close proximity. The most commonly used measure of TABLE 2.3 Positron Kinetic Energy and Range for
I spatial resolution is the full-width-at-half-maximum Radioisotopes Commonly Used in Nuclear Cardiology
(FWHM) of the point-spread function (PSF). The PSF is the Isotope Maximum Kinetic Energy (MeV) FWHM (mm)
INSTRUMENTATION AND PRINCIPLES OF IMAGING
Sensitivity
d
A major advantage of PET over SPECT is increased sensi-
tivity, which is the detected count rate relative to source
activity. This sensitivity advantage results from the lack of
physical collimation, which substantially reduces photon
detection in SPECT, and greater solid angle coverage.
d′ The primary determinants of sensitivity in PET are
detector efficiency and geometric efficiency. Detector ef-
ficiency is maximized by using detector materials of high
atomic number and high density and by increasing thick-
ness of detector crystals. Geometric efficiency is in-
creased by surrounding the patient with rings of detec-
tors and by increasing the number of detector rings to
increase axial coverage. This will increase the number of
photons detected; to fully exploit the detector material, it
FIG. 2.11 Depth-of-interaction component of resolution. For a non-
centered source, the effective width of the line of response is increased is necessary to maximize the number of transaxial detec-
from d, the detector width, to d’. tor elements in coincidence and to use 3D geometry.
23
Geometric efficiency is reduced by gaps between detec- QUESTIONS
tor blocks and by spacing and shielding between detec- 2
tor elements. For multiring systems in 3D mode, sensitiv- 2.1. Which advantage does positron emission tomography (PET)
The first total-body PET system was manufactured in a. The atomic number is higher, increasing the probability of
photon detection for a given crystal thickness.
2019 after more than 10 years of development by a
b. The density is much higher, increasing the probability of
group at the University of California.17 This instrument photon detection for a given crystal thickness.
uses over 500,000 LYSO crystals viewed by over 50,000 c. The scintillation decay time is much shorter, making time-
SiPMs; the bore diameter is over 70 cm and the axial of-flight imaging possible.
length is 195 cm, making it possible to complete the si- d. The crystals can be segmented into smaller elements by
multaneous imaging of an entire human body. Sensitiv- partial cuts.
ity is increased over conventional whole-body PET, 2.3. Which statement is true about coincidence events?
which is achieved by moving the patient through the
a. All coincidence events detected within the scanner’s en-
PET detector assembly, by a factor of about 40. This ergy and timing windows are called true (T) coincidences.
implies substantially improved image quality or, alterna- b. If a scattered photon from one annihilation event is de-
tively, reduced scanning time or dose. The first human tected within the scanner’s energy window and in coinci-
images were reported in 2019.18 Notably, total-body dy- dence with an unscattered photon from a different event,
namic imaging was accomplished with 1-second tempo- it is called a scattered (S) coincidence.
ral sampling; movement of the injected activity bolus c. S and random (R) coincidences lead to spurious location
information; therefore, correction for both effects is cru-
through the cardiovascular system can be visualized in cial for positron emission tomography (PET) imaging.
high-quality images. d. All coincidence events come from positron decay within
the detector field of view.
PET/MRI 2.4. All of the following factors affecting positron emission tomog-
raphy (PET) spatial resolution can be influenced by scanner
PET and MRI provide valuable, complementary informa- design, except:
tion on cardiac function and physiology. PET imaging
a. Positron range
provides quantification of myocardial perfusion and myo- b. Noncolinearity
cardial flow reserve and imaging of various processes c. Detector size
such as energy metabolism, whereas MRI is used for mul- d. Depth of interaction
tiple applications, including quantification of cardiac
function and characterization of myocardial tissue. Be-
cause of the high radiation dose, CT is usually acquired REFERENCES
ungated, whereas PET is gated, leading to the inaccurate 1. Cherry SR, Sorenson J, Phelps ME. Physics in Nuclear Medicine. 4th ed.
estimation of cardiac uptake in gated PET images. This Saunders Medical; 2012.
2. Wernick MN, Aarsvold JN, eds. Emission Tomography: The Fundamentals of
mismatching error can be avoided by using gated MRI PET and SPECT. Elsevier Academic Press; 2004.
images. Furthermore, simultaneous MRI information can 3. Bushberg JT, Siebert JA, Leidholdt EM, Boone JM. The Essential Physics of
Medical Imaging. 4th ed. Lippincott, Williams and Wilkins; 2020.
be used to correct PET scans for respiratory and cardiac 4. Casey M, Nutt R. A multicrystal two-dimensional BGO detector system for
motion.19 For the past decade, there has been substantial positron emission tomography. IEEE Trans Nucl Sci. 1986;33:460-463.
progress in the development of instruments providing 5. Anger HO. Radioisotope Cameras. Univ Calif Lawrence Radiat Lab; 1965;485-
552. Available at: https://escholarship.org/content/qt4k362467/qt4k362467.
simultaneous, or near-simultaneous, PET and MRI imag- pdf.
ing. The more straightforward approach is a tandem de- 6. Roncali E, Cherry SR. Application of silicon photomultipliers to positron
emission tomography. Ann Biomed Eng. 2011;39(4):1358-1377.
sign, similar to PET/CT scanners; PET and MRI imaging 7. Strother SC, Casey ME, Hoffman EJ. Measuring PET scanner sensitivity: re-
are performed sequentially. Full integration of PET and lating count rates to image signal-to-noise ratios using noise equivalent
counts. IEEE Trans Nucl Sci. 1990;37:783-788.
MRI components for simultaneous imaging is extremely 8. National Electrical Manufacturers Association (NEMA). Performance Mea-
difficult; major challenges include the incompatibility of surements of Positron Emission Tomographs. NEMA; 2012.
9. Dilsizian V, Bacharach SL, Beanlands RS, et al. ASNC imaging guidelines/
conventional PET instrumentation with magnetic fields SNMMI procedure standard for positron emission tomography (PET) nu-
and the small space available within MRI magnets.20 Sev- clear cardiology procedures. J Nucl Cardiol. 2016;23(5):1187-1226.
eral commercial instruments are available; however, the 10. Kinahan PE, Townsend DW, Beyer T, Sashin D. Attenuation correction for a
combined 3D PET/CT scanner. Med Phys. 1998;25:2046-2053.
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ling cardiac applications of simultaneous PET/MRI are ter radiation in a ring detector positron camera by integral transformation
of the projections. J Comput Assist Tomogr. 1983;10:845-850.
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13. Watson CC, Newport D, Casey ME. A single-scatter simulation technique for Nuclear Medicine (EANM). Eur J Nucl Med Mol Imaging. 2016;43:
scatter correction in 3D PET. In: Grangeat P, Amans JL, eds. Three-Dimensional 1530-1545.
I Image Reconstruction in Radiology and Nuclear Medicine. Springer; 1996. 17. Cherry SR, Jones T, Karp JS, Qi JY, Moses WW, Badawi RD. Total-body PET:
14. Armstrong IS, Memmott MJ, Tonge CM, Arumugam P. The impact of prompt maximizing sensitivity to create new opportunities for clinical research and
INSTRUMENTATION AND PRINCIPLES OF IMAGING
gamma compensation on myocardial blood flow measurements with ru- patient care. J Nucl Med. 2018;59:3-12.
bidium-82 dynamic PET. J Nucl Cardiol. 2018;25:596-605. 18. Badawi RD, Shi HC, Hu PC, et al. First human imaging studies with the EX-
15. Tomiyama T, Ishihara K, Suda M, et al. Impact of time-of-flight on qualitative PLORER total-body PET scanner. J Nucl Med. 2019;60:299-303.
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3 Principles of Myocardial Blood Flow
Quantification With SPECT and PET
Imaging
JAMES A. CASE AND ROBERT A. DEKEMP
KEY POINTS the tracer into the myocytes. Because of the rapidly
changing tracer concentration during the initial infusion,
• Accurate quantitative MBF quantification requires an under-
standing of the technical capabilities of the instrumentation these dynamic tomographic images must be acquired in
and quantitative software used to make the measurements. short intervals. In addition, these dynamic images must be
• Quality control of MBF studies includes careful assessments quantitatively accurate. This can be challenging owing to
of the timing and quality of the injected radiotracer bolus, differences in scanner sensitivity and the wide range of
proper placement of the myocardial blood pool ROI, correc- count rates that may be present at the beginning, middle,
tion of patient motion during the dynamic scan, and inspec- and end of the acquisition. For many PET blood flow pro-
tion of the overall count density and detector saturation tocols, the count rate can be 10 times higher during the
during the dynamic image data set. initial bolus of activity than the count rate during the per-
• The administered dose must be adjusted to match the speci- fusion scan. Also, in the case of 82Rubidium (82Rb), the ac-
fications of the PET and SPECT camera to obtain quality im- tivity will decay to near background levels during the
ages and avoid detector saturation during the blood pool
course of the study. This complex, kinematically dynamic
phase.
and quantitative study must be accomplished without
• Multiple kinetic models are available and each have their own
adding to the radiation dose or compromising the quality
strengths and weaknesses. Selection of the most appropriate
model also depends on the instrumentation and software of the clinical myocardial perfusion study.19,20
available to make the blood flow measurements. The choice of the radiotracer used to measure blood
• The use of conventional SPECT instrumentation for blood flow, in principle, should not have an impact on coronary
flow measurements is challenged by the need to obtain rapid blood flow; thus, blood flow measurements should be in-
tomographic images, especially at the beginning of the dy- dependent of the radiotracer used. In practice, the radio-
namic acquisition, and maintain linearity throughout a wide tracer’s first-pass extraction fraction plays a vital role in
range of count rates. In addition, the limited extraction of determining the accuracy and precision of blood flow mea-
currently available SPECT tracers also contributes to the surements. Therefore, protocols and models for measur-
limitations of SPECT.
ing MBF are specific to the radiotracer used. Radiotracers
with higher first-pass extraction fractions tend to create a
greater contrast between normal and abnormal regions.
INTRODUCTION Quality control and data processing steps depend heavily
on the choice of radiotracer.
Absolute myocardial blood flow (MBF) assessments for MBF assessment with SPECT is even more challenging
nuclear cardiology add unique information that is difficult, than with PET. Conventional Anger SPECT systems cannot
if not impossible, to acquire using other modalities. Spe- acquire the rapid dynamic studies necessary for quantitation
cifically, the assessment of absolute MBF with cardiac of the arterial input function. There have been some studies
positron emission tomography (PET) improves the deter- that have attempted to use a fast rotation scanning protocol
mination of normalcy,1,2 detection of multivessel disease,3–5 to acquire the dynamic data sets21,22; however, most conven-
and assessment of patient prognosis.6–9 An absolute MBF tional SPECT camera gantries are unable to scan at the neces-
assessment has recently been demonstrated in a large sary rotation rates. An alternate approach is to use either a
study of 12,594 patients to be effective in assessing which set of small cadmium-zinc-telluride (CZT) scanners capable
patients may benefit from revascularization.10 An MBF as- of a fast sweeping acquisition13,23 or a multipinhole dynamic
sessment using single photon emission computed tomog- acquisition that does not require rotation.14
raphy (SPECT) has also demonstrated potential for abso- Ultimately, the assessment of MBF greatly increases the
lute MBF assessment.11–14 Nevertheless, these benefits can diagnostic information available to the cardiologist. As
only be obtained if the quantitative values are accurate.15 discussed throughout this textbook in patient-centered
The assessment of MBF uses measurements of the con- applications of radionuclide imaging, this new information
centration of radiotracer in the blood as a function of time complements the visual assessment of the study; however,
and the uptake of that tracer and also uses a model that the utility of an absolute blood flow assessment requires
describes the kinetics of the tracer.16–18 This measurement an understanding of the entire acquisition, processing, and
uses a set of dynamic tomographic images beginning at quality control procedures to ensure that the measure-
the time of tracer infusion and following the transport of ments are accurate and reliable.
25
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interesting instances, and we shall deal with them presently. But
before we proceed to discuss them let us turn back for a moment to
Robert Fulton. After he had at length established the steamboat as a
thoroughly sound concern in America we find him not unnaturally
sighing for other countries to conquer. Accordingly he set his mind
on introducing the steamboat not merely on the chief rivers of North
America, but even on the Ganges and the Neva. The year in which
Bell’s Comet had come into service Fulton had actually entered into
a contract with one Thomas Lane to introduce steamboats into India,
and on April 12th of that year he wrote to a Russian gentleman, who
was then staying in London, with reference to obtaining an exclusive
contract for twenty years, for establishing a steamboat service
between St. Petersburg and Cronstadt within three years after
obtaining the grant. It is evident from Fulton’s correspondence that
Imperial permission for this was obtained. Fulton, however, died in
the year 1815, and at the time of his death the steamboat The
Emperor of Russia was in course of construction previous to being
transferred to Russian waters. This enterprise was postponed and
subsequently taken up by other contractors. But the same year
(1815) we find Charles Baird engaged in doing what Fulton would
have carried out had he lived. The upper illustration, then, which
faces page 84 represents a drawing of the steamboat Elizabeth.
Originally a barge, she was rebuilt and engined by Baird in 1815 at
St. Petersburg for service on the Neva. The steering arrangement is
not dissimilar to that of some of the Thames sailing barges of to-day,
with the use of the tackle leading from the rudder through the ship’s
quarter to the helm. The reader will doubtless be not a little amused
to notice the brick chimney which stands up in the boat as if rising
from a factory. The engine is hidden away underneath the deck, but
it was of the side-lever type, of which we have already spoken, with
a single cylinder and air-pump. The boiler will be seen placed aft.
The weight of the paddle-wheels was partly supported by the
rectangular frame-work which will be seen stretched across the hull.
The paddle-wheels had each four floats, which were kept level by
means of bevel gear. The other illustration facing page 84 shows
another steamer, which Baird built two years later for passenger
traffic between St. Petersburg and Cronstadt. It will be noticed that,
as in all these early steamboats, the paddle-wheels were placed far
forward towards the bows. In this ship both paddle-wheels were
fitted with six floats, which were driven at fifty revolutions per minute
by means of a side-lever engine that had a large fly-wheel. The
arrangement of this ship’s engines was similar rather to those of the
Comet than of the Clermont. Looking at the lower drawing in this
illustration we can easily see how she was propelled. Amidships is
the boiler, from which steam is conveyed to the cylinder, through
which appears the piston-rod, which in turn connects with the side-
lever, that is placed as low as it can be in the boat. The connecting
rod comes up from the forward end of the side-lever to the crank,
which is attached to the shaft, and the latter, revolving, of course
turns the paddle-wheels.
And here it may not be out of place to say something concerning
the survival of the beam engine. I have already referred on an earlier
page to its introduction and traced its development from
Newcomen’s atmospheric engine. When, in the early days of the
steam engine, its use had been limited to pumping out water from
mines, one connecting rod was employed in pumping and the other
was driven up by the steam in the cylinder. Then, when the engine
was made, not for pumping, but for giving rotatory motion, the
connecting rod which had been in use for pumping was used to give
a rotatory motion, by means of either the sun-and-planet movement
(as in Watt’s patent) or by means of a crank (as in the patent which
his workman stole from him). In America Watt’s beam engines were
imitated very closely, and to-day, as every visitor to New York is
aware, the curious sight is seen of enormous ferry-boats, towering
high above the water, with the beam and connecting rods showing
up through the top of the ship. Now this idea is all very well where
the steamer is concerned only with navigation on rivers and peaceful
waters, but for ocean steaming, where the deck needs to be covered
in from the attacks of the mighty seas, it is out of the question.
Therefore, since it was advisable to retain the beam in some form,
and it could not be allowed to protrude through the deck, the obvious
expedient was adopted of placing it below, but as far down in the
ship as possible. As a general statement we shall not get far wrong if
we state that thus placed, at the bottom, with the rods working
upwards instead of downwards, it was really a case of turning the
engine upside down. Thus arranged it became known as the side-
lever engine, and now, if the reader will look again at the bottom
illustration facing page 84, he will see our meaning. By turning the
illustration round, so that the beam or side-lever is at the top, this
resemblance to the old-fashioned beam engine becomes still more
apparent. Later on we shall be able to show a more complicated
form of the side-lever engine, but for the present this may suffice for
the interest of the non-technical reader. For many years the side-
lever was the recognised form of marine engine, and its advantages
included that of being remarkably steady in its working because its
parts were so nicely balanced. Moreover, it was easy to drive from
the beam the various auxiliary parts, such as the air-pump. It was
also very strong, though both heavy and costly, as it became in the
course of time more complicated.
Although it is true that in Fulton’s Clermont the beam was placed
below the piston-rod, yet that was entirely owing to English influence,
as represented in Boulton and Watt, who had manufactured this
engine, or at any rate a good many of its parts. It is now that the
dividing line comes between the two types, English and American.
“From this primitive form,” says Admiral Preble, in his volume already
quoted, “the two nations diverged in opposite directions—the
Americans navigating rivers, with speed the principal object, kept the
cylinder upon deck and lengthened the stroke of the piston: the
English, on the other hand, having the deep navigation of stormy
seas as their more important object, shortened the cylinder in order
that the piston-rod might work entirely under deck, while Fulton’s
working (walking) beam was retained.” From the engine, in fact,
which Boulton and Watt had constructed at Soho for Fulton, by far
the majority of the engines for the earliest steamboats took their
pattern. And if to the Americans belongs the credit of having so
thoroughly and so quickly developed the steamboat navigation of
large rivers, it is the British, as we shall see shortly, who have been
the pioneers of ocean navigation in steamships.
The upper illustration facing page 90, which has been taken from
a contemporary engraving, is worthy of notice as being the first
steamer actually built in Germany. She represents rather a
retrogression than an advance in the story of the steamship, for she
was following still on those lines which had been in mind when
Miller’s double-hulled ship and the Charlotte Dundas were launched.
This vessel, the Prinzessin Charlotte, was built by John Rubie at
Pichelsdorf in 1816, for service on the Elbe, Havel and Spree. As will
be seen from the illustration, her paddle-wheel was placed
amidships and covered in. She was driven by an engine possessing
14 horse-power and made by J. B. Humphreys. Her long, lanky
smoke-stack is supported by numerous stays, while her double-
rudders, though still preserving the helms as used in contemporary
sailing ships, are moved by means of a steering wheel. Clumsy and
beamy, she is inferior in design to the Comet, and would no doubt
have needed all the help of her twin-rudders to get her round some
of the narrow reaches of the river. In the adoption and employment
of the steering wheel neither the Prinzessin Charlotte nor the
Clermont was the pioneer of this more modern method, its evolution
having come about on this wise: as the tillers became heavier when
the size of ships increased and the pull on them became greater,
some sort of lanyard was first attached to them so as to get a
purchase and divide the strain; otherwise the steersman would not
have been able to control the ship. We see this as far back as the
times of the Egyptian sailing ships. In medieval times and even in the
seventeenth century the big, full-rigged ships were still steered by a
helm in the stern, the pilot shouting down his orders to the
steersmen placed under the poop. Then, in order to counteract the
wild capers which some of these vessels had a tendency to perform
in a breeze, it was an obvious expedient to fit up an arrangement of
blocks and tackles to the tiller. From this came the transition to the
employment of these in connection with a winch, such as had been
used for hoisting up the anchor. This winch was driven by means of
“hand-spikes,” a method that was not conducive to rapid alteration of
the ship’s course. But in the eighteenth century, when ships were
better designed, and many improvements were being introduced, the
handspikes were discarded and the spoked wheel was connected
with the barrel of the winch, placed not ’thwart-ship, but fore-and-aft,
so that not merely could the direction of the ship’s head be altered
more quickly, but a steadier helm could be kept, because it was less
difficult to meet the swervings of the vessel from her proper course.
As everyone knows, this steering-wheel has been improved by many
minor alterations, and ropes have given way to chains and steel
wire: but though steam-steering gear is now so prominent a feature
of the modern steamship, the wheel itself is not yet superseded.
Like her contemporaries, the Great Western was fitted with side-
lever engines, built by Maudslay. Steam was generated from four
boilers, and conducted into two cylinders, her daily consumption of
coal being about 33 tons. A model of one of her paddle-wheels,
which were 28 feet 9 inches in diameter, is here illustrated. This type
is known as the “cycloidal” wheel, in which each float, instead of
being made of one solid piece of material, is composed of several
horizontal widths arranged after the manner of steps in a cycloidal
curve, as will be seen by looking at the right-hand of the wheel. It will
be noticed that through the space left between each “step” the water
could penetrate when the wheel was in the sea, but when revolving
out of it, the resistance to the air was diminished because the latter
was allowed to get through. As the paddle came in contact with the
sea, the concussion was lessened, and thus there was not so much
strain on the engines. The Great Western employed the type
introduced by Joshua Field in 1833, but this form was brought in
again by Elijah Galloway two years later.
So far we have seen steamers running from London and from
Bristol to New York. Now we shall see the first steam-vessel crossing
from Liverpool to New York. Facing page 96 is the other Royal
William, which was built in 1838 for the Irish passenger trade
between Liverpool and Kingstown, and owned by the City of Dublin
Steam Packet Company, by whose courtesy this picture is now
reproduced. The Royal William was 3 feet shorter than the Sirius, but
2 feet wider, and with a hold just 6 inches shallower. In July of that
same memorable year, the Royal William made her maiden trip from
Liverpool to New York, having been built and engined at the former
port. In was no doubt a great temptation to emulate what the Sirius
had been the first to perform, especially as the two ships were so
similar in many respects. Outward bound, the Royal William did the
trip in about the same time as the Sirius, though her return journey
occupied about a day and a half less than that of the other vessel.
But these vessels were not big enough, nor seaworthy enough, for
the toil of the Atlantic, and both were soon taken off from this route.
The illustration reproduced is from an engraving after a sketch made
of the Royal William, as seen in the Atlantic on July 14th, 1838, when
in latitude 47.30 N., longitude 30.0 W., on her first voyage to New
York, and the landsman in looking at the waves which the artist has
depicted may find some assistance in reading our previous remarks
on “hogging” and “sagging” in this connection.
THE “BRITISH QUEEN” (1839).
By permission of James Napier, Esq.