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Typology or Argumentation
Typology or Argumentation
Typology or Argumentation
ANTOINE C. BRAET
Dutch and Speech Department
Universiteit Leiden
P.N. van Eyckhof 1
Leiden
The Netherlands
ABSTRACT: The Rhetoric to Alexander (about 340 B.C.) contains a list of proofs (pisteis)
and other types of argumentation which may be seen as the oldest surviving typology of
argumentation schemes (avant la lettre). In the present article this typology is derived and
compared with modern proposals. The conclusion is that the oldest typology is surprisingly
similar to the most recent classifications.
1. INTRODUCTION
(Of these five, the first four are – incorrectly – associated largely with
exhortation and dissuasion and the fifth with eulogy and vituperation. I will
return to this point later.)
Of the pisteis in Part 2, two groups can be distinguished: intrinsic and
extrinsic pisteis, i.e., those which are and those which are not derived from
the case itself (7.2 and 14.7).
Not only do I myself assert that this was the intention of the
lawgiver in enacting this law, but also on a former occasion,
134 ANTOINE C. BRAET
[7] (1) If one or more analogous actions have achieved their aim,
then the proposed action will also achieve its aim
(2) One or more analogous actions have achieved their aim
(3) Therefore the proposed action will achieve its aim
[8] (1) If one or more – typical – members of a particular class
have carried out certain – judicially relevant – actions,
then this holds true for all or most of the members of that
class
(2) One or more – typical – members of a particular class have
carried out this – judicially relevant – action
(3) Therefore this holds true for all or most of the members of
that class
Scheme [7] is a special variant of what is commonly known as analogy
argumentation:30 the effectiveness of a specific future action is demonstrated
on the basis of the analogy with the effectiveness of one or more actions
in the past and/or the present. See, for example, the more general scheme
[2] ek tôn homoiôn. Scheme [8] is a special variant of the inductive deriva-
tion of a topical principle: (3) formulates an eikos principle that is useful
in a judicial probability argumentation within the framework of a proof of
the facts.
Tekmêria, enthymêmata and gnômai (the first two terms both stand for
certain signs of contradiction,31 the third term for a maxim) (Chapter 9–11)
The scope of this article is insufficient to explain in detail why it is almost
impossible to link these principles with argumentation schemes. Thus, with
the exception of a brief clarification in the note,32 the matter will not be
discussed here.
Elenchos (refutation)
An elenchos is described as something that cannot be otherwise than we
say it is. This ‘impossibility’ is based on the necessity of nature, on our
own representation of things, on the impossibility of nature, or on the
representation of things by the opponent (13.1).37
Although the term elenchos need not have the specific meaning of ‘refu-
tation’,38 the examples do suggest a refutative function. 39 The refutative
function of this pistis is so powerful because of the ‘modality’ of the proof:
it is an absolute refutation because we are dealing here with a necessary
or impossible relationship. That relationship can be objective, i.e. rooted
in nature, or (inter)subjective, as when it is stated by the parties. The objec-
tive variant appears to overlap with the certain sêmeion, and the (inter)sub-
jective variant with the eikota in their most probable forms.
Apart from the latter forms of overlap, there do not appear to be any
normal argumentation schemes here. The accent is on the modality in the
conclusions. Therefore the following scheme, with two subvariants, will
not be numbered as an argumentation scheme:
THE OLDEST TYPOLOGY OF ARGUMENTATION SCHEMES 139
[2] If an (in some way) analogous action meets criterion x, then the
action under discussion meets criterion x
[3] If (a) an opposite action in an opposite case meets criterion x,
then the action under discussion meets criterion x; if (b) an
opposite action in a similar case meets the opposite of criterion
x, then the action under discussion meets criterion x
[4] If according to a recognized authority a previous comparable
action meets criterion x, then the action under discussion meets
criterion x
THE OLDEST TYPOLOGY OF ARGUMENTATION SCHEMES 141
Comparing this typology with the many modern typologies (see for a
critical overview Kienpointner, 1992 and Garssen, 1997), we see that they
bear a resemblance to most of them, but that the most striking similarity
is to be found in the classification proposed by Schellens (1985). This is
due primarily to the fact that Schellens combines elements from the clas-
sifications of Perelman and Olbrechts-Tyteca (1958) and Hastings (1962).
Because of the close similarity to Schellens, I will examine this resem-
blance first and in fairly great detail. Then I will point out the parallels
with more recent proposals.
Schellens (1985, pp. 68–70) makes use of the following main classifi-
cations (with in parentheses the parallels with the Rhetoric to Alexander,
which will be clarified later):
1 schemes bound to a certain type of standpoint ([1]–[10])
1.1 schemes based on regularity (bound to a descriptive standpoint
([6]–[10])
1.2 schemes based on rules (bound to an evaluative standpoint [1]–[5])
1.3 the pragmatic scheme (this is part of [5] and above [1])
2 schemes that are not bound to a certain type of standpoint ([10] is a
precursor of this type)
The most important similarity between Schellens (and also Hastings) and
the Rhetoric to Alexander is the fact that the classifications are based on
the type of standpoint which lends itself to the use of a scheme. There are
also striking parallels between, on the one hand, Schellens’ classification
(derived from Perelman), which is based on regularity and rules, and on
the other hand, the dichotomy existence-evaluation in the classical author.
There is also a resemblance – although less clear – between the pragmatic
scheme and the free schemes. This requires some explanation.
Schellens’ important pragmatic scheme is somewhat obscured in the
Rhetoric to Alexander, but if one looks carefully, it can be found in two
places. It appears not only as part of [5], subtype relative appreciation on
THE OLDEST TYPOLOGY OF ARGUMENTATION SCHEMES 143
fall into one of the three main pragma-dialectic classes: symptom – com-
parison – causality. This also holds true for the list in the Rhetoric to
Alexander: [1], [3], [4], [5], [8], [9] and [10] fall under symptom, [2] and
[7] under comparison, and [6] under causality. This also makes it clear that
the types in the Rhetoric to Alexander were already distributed over three
– in modern eyes – important main classes, with an overrepresentation of
the first pragma-dialectic main class, which does, however, include a great
many modern subtypes (see the overview in Garssen, 1997, p. 120).
If, in conclusion, I add to the above comparison with modern classifi-
cations and the types of schemes which they include, the observation that
the modern notion of linking critical questions to argumentation schemes
was dawning as far back as the Rhetoric to Alexander (Braet, 1996, p. 352),
then we may conclude that the oldest treatment of argumentation schemes
contains a remarkable number of insights later launched by modern argu-
mentation theorists. This is all the more remarkable because the function
is different: the author of the Rhetoric to Alexander was intent on the
productive use of the means of inventio, while the modern Dutch argu-
mentation theorists mentioned above are interested in the receptive use
of the means of evaluation,45 while Kienpointner focuses on a survey of
argumentation schemes in modern everyday argumentation. The even more
important difference in approach between the author of the Rhetoric to
Alexander, who was interested solely in effect, and normative modern
theorists like the Dutch and Walton is apparently less telling here – even
though, for example, the critical questions in the first approach are
presented as possibilities for refutation for the opponent (Braet, 1996,
p. 352).
An explanation for the similarities discovered here would appear to lie
in two directions. On the one hand, there is an unbroken chain of deriva-
tions from modern authors right back to the oldest topics. The key authors
seem to be Perelman (who refers to classical sources), Hastings (who goes
back to older sources on the basis of the debate literature at his disposal)
and, more recently, Kienpointner (who is the most systematic in his exam-
ination of the topical tradition). At the same time, in the study of topics,
as in other rhetorical subjects, old insights are occasionally rediscovered.
To take a minor example: independently46 of the Rhetoric ad Alexander,
Schellens came up with the idea that ‘permissible’ (cf. ‘just’ and ‘lawful’)
should be included in the pragmatic scheme as criterion.47
NOTES
1
The historical component is only a brief summary of Kienpointner’s unpublished
Habilitationsschrift dating from 1989.
2
The book was probably intended for two groups: ordinary citizens who were involved
in lawsuits or who intended to speak at political gatherings, and the upcoming class of
rhetorical professionals consisting of teachers of rhetoric, writers of commissioned pleas
THE OLDEST TYPOLOGY OF ARGUMENTATION SCHEMES 145
dent does not appear in the modern literature. The forms are distinguished separately, for
example, Schellens (1985, pp. 179–189) and Kienpointner (1992, pp. 393–402) on the
argumentation from authority in general and Walton (1996, pp. 94–95) on argument from
precedent.
16
In this connection, it may be useful to mention that amplification (and minimizing)
involve – or can involve – argumentation, since there are also non-argumentative forms. This
fact is somewhat obscured by the contrast customarily found in ancient rhetoric between
proving doubtful facts and amplifying established facts.
17
See Chiron (1998a, ed., n. 183) for the combined application of these methods in the
case of amplification.
18
With the exception of the fairly extensive treatment of loci in this connection in Perelman
and Olbrechts-Tyteca (1958, section 21 ff.), the scheme for qualifying argumentation in
Schellens (1985, pp. 139–140) is one of the few modern examples (cf. the significance criteria
in ‘academic debate’ handbooks – for example, Freeley, 1993 – for the issue of significance).
19
Cf. Goebel (1989, pp. 43–44).
20
Cf. Chiron (1998a, ed. n. 262 and 1998b, pp. 352–353).
21
In 7.7 no illustration of eikos is given for exhortation and dissuasion; in 32.1–2 mention
is made of argumentation on the basis of the normal course of events in order to defend
proposals – or the effectiveness of proposals (?) – but no further clarification of this method
of argumentation is given. In the judicial speeches argumentation on the basis of emotions
or custom is recommended outside the proof of the facts, to excuse or justify an admitted
crime (7.13–14).
22
We find no example of this subtype, which is quite conceivable, in the text.
23
Cf. Goebel (1989, pp. 44–45). Goebel incorrectly states that the defender does not make
use of the pathê for purposes of argumentation.
24
Cf. Schellens (1985, p. 93) on ‘quasi prediction’.
25
Cf. Price (1975, p. 17) and Chiron (1998a, ed. n. 288).
26
Aristotle’s Rhetoric 2.20 also contains fictitious examples; see Price (1985, pp. 27 ff.)
on the nature of the examples.
27
The discussion in 29b21 (exclusively examples from the past) differs slightly from that
in 30a7–8 (examples from the present as well) (cf. Price, 1975, p. 16 and Chiron, 1998a, ed.
n. 298).
28
See Kienpointner (1992, pp. 243–244) for the difference between indirect inductive
generalizing support for a missing if-then premise and case-by-case analogy directly before
a standpoint.
29
Cf. Price (1975, p. 28) on the varying degree of universality of the claim that is sup-
ported by the examples.
30
For example, Schellens (1985, pp. 197–205) and Walton (1996, pp. 77–80).
31
These descriptions are preferable to the customary misleading translations, which indicate
that these words have a different meaning here than in Aristotle.
32
In the tekmêria it is a question of contradictions between claims made in the speech and
outside facts, or contradictions between claims within the speech itself (9.1:3014–16).
Enthymêmata include the same types of contradictions, as well as various other types of
‘contradictions’ such as those between actions which have been carried out and the criteria
from Chapter 1 (10.1). The indication of the various types of contradictions in the argu-
ments of the opponent does not appear to be based on an argumentation scheme. It is simply
a question of establishing the existence of an inconsistency which undermines the powers
of conviction of the opponent’s argument; one does not put forward an argument oneself
(or only in the following implicit sense: ‘If someone now claims p, but elswhere
claims/claimed non-p, then it can be derived from this that his claim p is not tenable) (I
abandon the possibility of setting up one or several argumentation schemes dealing with
inconsistency.)
A gnômê is a personal judgment of facts (behaviour) in general, i.e., a general principle.
For example, ‘I do not think it possible for a man to become an able general if he is without
THE OLDEST TYPOLOGY OF ARGUMENTATION SCHEMES 147
experience of affairs’ (11.3:30b10–12). To the extent that the gnômê or principle does involve
argumentation, it would appear to be a form in which the gnômê forms an if-then principle,
and the rest of the argumentation and the standpoint remain implicit. Thus there is no clear
argumentation scheme to be found here.
33
This is suggested by Chiron (1998b, p. 370). Greg (1972, p. 51) interprets the sêmeion
as non-causal.
34
Cf. Chiron (1998a ed. nn. 320–322).
35
Cf. Schellens (1985, pp. 89–114) and Kienpointner (1992, pp. 328–364).
36
Cf. Kienpointner (1992, p. 338).
37
See, for text problems, the Chiron edition (1998a, ad loc.).
38
See Chiron (1998a, ed. n. 323, cf. 1998b, p. 374).
39
In the last example, an alibi refutation, this is unmistakable, while the other examples
can also be interpreted in this way. The example of the little boy is an adequate reaction to
the accusation that he stole the sum of money in question, and the torture example an adequate
reaction to a confession that does not suit us. (The judicial domain of this means and the
application within the framework of the proof of facts is clear not only from the nature of
these examples, but also from 14.6:31b4 and 37.17–18.)
40
Cf. Walton (1996, pp. 61–63).
41
See references to the modern literature in note 15.
42
We find no example of this subtype, which is quite conceivable, in the text.
43
For the schemes on the basis of regularity Schellens (1985, p. 68) uses as his main clas-
sification that in predictive and explanatory schemes. Traces of this can be found in the Ad
Alexandrum (see note 24), but there is a greater degree of similarity in the case of the division
which Schellens (1985, p. 89) makes subordinate to the distinction predictive-explanatory:
the well-known division into causal versus non-causal.
44
Walton (1996, p. 46) himself indicates that after Kienpointner he has no desire to draw
up a new classification. He derives his types mainly from Hastings, with a few new types
and subtypes which occasionally run remarkably parallel to those in the Ad Alexandrum
(see note 40).
45
In this connection, you could say that the classification of the schemes on the basis of
the types of standpoints defended is more appropriate to the inventio function in the Ad
Alexandrum than the critical perspective favoured by Schellens.
46
Personal communication (e-mail 2001).
47
My thanks go to Bart Garssen and Peter Jan Schellens for their comments on a previous
version of this article.
REFERENCES
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148 ANTOINE C. BRAET