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Le Roux & Van Marle - Law, Memory and The Legacy of Apartheid
Le Roux & Van Marle - Law, Memory and The Legacy of Apartheid
legacy of apartheid:
Ten years after
AZAPO v President of South Africa
2007
Law, memory and the legacy of apartheid: Ten years after AZAPO
v President of South Africa
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Cover illustration:
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Table of contents
Acknowledgments iv
by Wessel le Roux
Contributors 183
Bibliography 184
Index 200
iii
Acknowledgments
iv
The unmentioned names that remain
(an introduction)
1 History
1
Long title of the Act; see also sec 3.
2 Sec 1.
3 Sec 20.
4
Sec 20(7)(a).
5 AZAPO v TRC 1996 4 SA 562 (C).
v
vi Wessel le Roux & Karin van Marle
2 Structure(s)
10
See, for example, M Gabriel ‘Coming to terms with the East German border
guards cases’ (1999) 38 Columbia Journal of Transnational Law 375; M Osiel ‘Ever
again: legal remembrance of administrative massacre’ (1995) 144 University of
Pennsylvania Law Review 463; M Osiel Mass atrocity, collective memory and the
law (1997); L Douglas The memory of judgement: making law and history in the
trials of the Holocaust (2001); L Adler & P Zumbansen ‘The forgetfulness of
noblesse: A critique of the German foundation law compensating slave forced
laborers of the Third Reich’ (2002) 39 Harvard Journal on Legislation 1; E Stein
‘History against free speech: The new German law against the “Auschwitz” — and
other — “lies”’ (1986) 85 Michigan Law Review 277; L Mcnamara ‘History, memory
and judgement: Holocaust denial, the history wars and law’s problems with the
past’ (2004) 26 Sydney Law Review 353 391.
11 E Fagan ‘The constitutional entrenchment of memory’ in S Nuttall & C Coetzee
Negotiating the past: The making of memory in South Africa (1998) 249.
12
K Klare ‘Legal culture and transformative constitutionalism’ (1998) 14 South
African Journal of Human Rights 146.
viii Wessel le Roux & Karin van Marle
13 J Snyman ‘Interpretation and the politics of memory’ (1997) Acta Juridica 312.
14
K van Marle ‘Lives of action, thinking and revolt – a feminist call for politics and
becoming in post-apartheid South Africa’ (2004) 19 SA Publiekreg/Public law 605.
Introduction ix
Johan Snyman
1
T Adorno Negative dialektik (1966) 27 (author’s translation).
2 Adorno (n 1 above) 312 (author’s translation).
3
4 Johan Snyman
10
On truth commissions over the past three decades, see PB Hayner Unspeakable
truths. confronting state terror and atrocity (2001).
11 This is widely recognised and testified to as one of the, if not the most important,
results of truth commissions. See, for example, A Krog Country of my skull
(1998); A Boraine A country unmasked. Inside South Africa’s Truth and
Reconciliation Commission (2000) 98-144 & 340-378; Hayner (n 10 above) 24-29 &
133-140; V Sanford Buried secrets: Truth and human rights in Guatamala (2003)
207-212, 230-231 & 239-247.
12 A Boraine et al (eds) Dealing with the past. Truth and reconciliation in South
Africa (1994) 3.
13 Boraine (n 12 above) 67.
Chapter 1 7
14
Because the institution, work and results of the Truth and Reconciliation
Commission in South Africa are well documented, and have been discussed and
assessed, and I assume all this to be fairly well known, I revert to a not so well-
known attempt at gathering truth about social trauma with a view to making it
public and, by making it public, mobilising international concern to effect redress
for victims and censure for the perpetrating state. This attempt was finally
vindicated by the development of the concept of crimes against humanity and the
various legal institutions and legal practices to which it gave rise. See Hayner (n
10 above) 206-212 & Robertson (n 9 above) 260-392.
15
E Hobhouse War without glamour, or, women’s war experiences written by
themselves, 1899 - 1902 (1924) 5.
16 E Hobhouse Die Smarte van die Oorlog en Wie Dit Gely Het (1923) xxii.
17
Hobhouse (n 16 above) xxi.
18 Hobhouse (n 16 above) xxi.
8 Johan Snyman
They too have been torn from their homes, yea, even from their very
beds, with infants newly born, in sickness, infirmity and age. Their babes
have been brought to birth in crowded railway trucks, in open wagons,
amid ruins and in mountain fastnesses. They have seen their children
perish in the camps from starvation and disease, and have so died
themselves.
Our nation allowed these deeds to pass unnoticed or but glossed them
over as ‘military necessities’. To point out, object or denounce was to
have the unscrupulous and libellous parts of the Press turned upon you.
But facts remain and as a nation we then lost our right to criticise similar
deeds, whether committed by Turks or others ... Can public injustices
and crimes be glossed over and pardoned? Must they not rather be
remembered so as to be rectified and so as to ensure that they never
should happen again?
To you, here assembled, I say these things because you have so much to
forgive ... So far as I know our deeds against your kinsfolk have never
even been confessed to by us as a people. Rather, they have been
condoned under high-sounding words, while the national indignation is
reserved for the Turks.
...
In the presence of these representatives here gathered from the whole
Colony I now assure you that we — viz. large sections of the British
people — deplore the past and have worked our hardest to limit the evils
and to ameliorate them. In their name and my own I crave your
forgiveness. No adequate reparation can we make; only — we should be
humbly grateful if you could accept as token of our sorrow and our
shame such small sacrifices as we here and there made.
‘Forgive and forget’ is the constant refrain of thoughtless writers in the
Official Press.
Forget you never can. These things are laid by as sacred memories in
your hearts. But — I ask it of you here and now — Forgive19 us if you
can.20
Over the past century shared experience and wisdom have been
gathered about truth and reconciliation in the political realm.
Although one may sometimes admit to Hegel’s cynicism about history,
namely that the only lesson that one can learn from history is that
nobody learns a lesson, one has to bear in mind that his cynicism may
only be true because some people with power forget so easily,
conveniently and emphatically. The politics of forgetfulness is cheap.
But victims do get it right sometimes. They do succeed in keeping a
politics of memory alive. The aftermath of the Holocaust led to a
groundswell of more creative and healing powers than it gets credit
for from politicians from discredited and dismantled regimes.
The Chilean and the Argentinean experiences, among many others
in the last decades of the twentieth century, testify to this, and it has
also been the experience of the South African Truth and
Reconciliation Commission. The majority of survivors and victims have
Chapter 1 9
not spat hatred and revenge. They have wanted to know what exactly
happened to their loved ones; they have asked for a decent burial of
their loved ones, repair to a damaged house, or means to educate
their children. They have wanted, in the first place, to be enabled to
go on with what is left of their lives in the most meaningful fashion.
The search for the truth about the past of a radically unjust
society is not a search for the one and only set of so-called indubitable
and undisputed facts about events of yesteryear.21 It is much more a
search for the widest possible consensus about the minimum
legitimate norms for political behaviour. Whoever may be involved in
this kind of process is confronted by the following moral question:
How ought one to act politically responsibly? This question assumes
that there is no such thing as political innocence and political
immunity. This holds true for perpetrators of political torture, of
gross violations of human rights and of crimes against humanity. But
the progeny of violated people also has to face the legacy of radically
unjust pasts; immunity against the lure of political power is a
dangerous ruse. For that reason the atrocities of the past must be
remembered in all the vivid colours in which abuses of power are
cloaked. The dialogue about the clarity of past injustices and past
overcomings of these injustices is never closed because the norm for
political behaviour can never be stated clearly enough.
19
Acts of contrition, and how they ought to figure, if at all, are contested in recent
discussions on dealing with traumatic pasts, although the potency of their
symbolism, whenever they do occur, is well recognised. Of course, there are
people who resent such acts of contrition. They are, mostly, persons with a
vested interest in and connections to discredited regimes. One can single out the
impact of Willy Brandt’s kneeling before the Warsaw Ghetto Memorial (although
the Adenauer government had publicly accepted its inherited liabilities for the
actions of the Nazi regime and subsequently paid huge amounts of reparation to
Nazi victims and to the state of Israel), and Chilean President Aylwin’s public
apology to the families of desapparicidos after the publication of the report of
the Chilean truth commission, although it was not his government that had been
responsible for the gross violations of human rights. In South Africa, former state
president PW Botha vehemently declined to participate in any public act of
contrition, because, as he defiantly stated, ‘An Afrikaner doesn't go on his knees
before people, he does it before God.’ Krog (n 11 above) 266. Former state
president FW de Klerk apologised for the atrocities of apartheid on numerous
occasions, but in such heavily qualified terms, exonerating himself personally and
pleading ignorance of specific policies and commands, that his apology became
empty. That is why I invoke Emily Hobhouse’s example, especially in the South
African context — where, even today, white Afrikaners still ‘crave’ an act of
contrition by none other than the British monarch as the (symbolic) head of state.
See T Govier & W Verwoerd ‘The promise and pitfalls of apology’ in E Doxtader &
C Villa-Vicencio (eds) To repair the irreparable: Reparation and reconstruction in
South Africa (2004).
20 R van Reenen (ed) E Hobhouse Boer War letters (1984).
21 See the caveats Boraine analyses with regard to forensic and academic
rigorousness as far as the notion of truth is concerned in the workings of a truth
commission. Boraine (n 11 above) 11-75.
2 Law’s time, particularity and
slowness
Begin to see
The questioning body of the snail
Has left. The shell
Moves on, into infinity,
by very slow degree.
— Petra Muller (2005) as quoted by Andries Gouws
Preface
11
12 Karin van Marle
of dream’ and the ‘the appeal of thought’. For Kundera the spirit of
the novel is the spirit of complexity and the spirit of continuity. It is
the spirit of complexity because the novel tells us that ‘[t]hings are
not as simple as you think’. It is the spirit of continuity because each
work answers preceding ones, maintaining a relationship between
past, present and future. However, for Kundera the spirit of our time
is alien to both these images. It regards the difficulty of knowing and
the elusiveness of truth inherent in the novel’s spirit of complexity as
cumbersome and useless. It rejects the spirit of continuity, because
the spirit of our time is firmly focused on a present that is so expansive
and profuse that it shoves the past off our horizon and reduces time to
the present moment only.4
Kundera also responds to an alliance only to the future and says:
Once upon a time I too thought that the future was the only competent
judge of our works and actions. Later on I understood that chasing after
the future is the worse conformism of all, a craven flattery of the
mighty.5
Then, to the question, what he is attached to if not the present or the
future, he answers, ‘I am attached to nothing but the depreciated
legacy of Cervantes.’6
1 Introduction
4
Kundera (n 1 above) 18.
5 Kundera (n 1 above) 19-20.
6
Kundera (n 1 above) 20.
7
My gratitude to Bert van Roermund and Johan van der Walt for expressing their
views on the term ‘slowness’ as an accurate translation of Kundera and their
suggestions of ‘lingering’ or ‘dwelling’ as alternatives. The term ‘dwelling’ can of
course also refer to a place of dwelling, a domicile, but in this context it
indicates an attitude of lingering, of keeping one’s attention fixed upon a
subject. In a later research project I shall make the link between slowness and
the notion of attention or attentiveness as developed by Simone Weil explicit, but
I allude to the connection already in this article. An attitude of slowness or
lingering could enable law and legal procedure to be more attentive to particular
circumstances, less rule bound. This is elaborated on in IV below. See also n 12.
8 D Cornell The philosophy of the limit (1992) 116-154; ‘Autopoiesis, time,
indeterminacy. The relevance of time to the relationship between the philosophy
of the limit and systems theory’ (1992) 13 Cardoza Law Review 1579-1603. See
also C Larmore ‘Law, morality, and autopoiesis in Niklas Luhmann: Comment on
Drucilla Cornell's “Time, deconstruction, and the challenge to legal positivism:
The call for judicial responsibility”’ (1992) 13 Cardozo Law Review 1619-1624.
Chapter 2 13
9
D Cornell Transformations (1993) 23-44. See also Cornell (n 8 above).
10 Cornell (n 9 above) 23.
11
This article falls within a broader framework of the search for a postmodern ethic
and an investigation of the question posed by C Douzinas & R Warrington ‘A well-
founded fear of justice: Law and ethics in postmodernity’ in J Leonard (ed) Legal
studies as cultural studies (1995) 197-229: ‘Can there be a postmodern ethics
that while accepting the pragmatic, epistemological and ontological critiques of
modern moral philosophy, is not condemned to cynicism or passivity?’ See also E
Levinas Otherwise than being (1981); S Hand (ed) The Levinas reader (1981);
Ethics and infinity (1985);C Douzinas & R Warrington Postmodern jurisprudence:
The law of text in the texts of law (1991); C Douzinas & L Nead Law and the
image: The authority of art and the aesthetics of law (1999); P Fitzpatrick
Modernism and the grounds of law (2001).
14 Karin van Marle
12 Simone Weil argued for attention as a moral value. Ethics of care feminists, like
Joan Tronto, have followed Weil’s argument by developing the notion of
attentiveness further. See J Tronto Moral boundaries. A political argument for an
ethic of care (1993). My gratitude to Emilios Christodoulidis and Zenon Bankowski
for directing me to Weil’s work and for pointing out the link between my use of
slowness and the notion of attention. Weil’s work on attention has been
compared to Hannah Arendt, Martha Nussbaum and Iris Murdoch. In current
research I take the notion of attentiveness further and also compare it to the
work of poet and author Antjie Krog and artist William Kentridge.
13
Alan Hunt explained his favouring of the notion of an approach rather than a
method as follows: ‘It should be noted that I employ the idea of “approach”
rather than “method” because the latter carries with it the implication that it is
both possible and desirable to stipulate general procedural rules for the conduct
of inquiries. The search for an “approach” is intentionally agnostic concerning the
possibility and desirability of prescriptive methodologies.’ A Hunt ‘The critique of
law: What is “critical” about Critical Legal Theory?’ in P Fitzpatrick & A Hunt
(eds) Critical Legal Studies (1987) 13.
14 Tronto (n 12 above) 223. ‘But in immediately identifying justice with court
procedure, the Court, like Kafka’s doorkeeper, shuts the door.
Before the door stands a door-keeper. A man from the country comes up to this
door-keeper and begs for admission to the Law. But the door-keeper tells him that
he cannot grant him admission now. The man ponders this and then asks if he will
be allowed to enter later. “Possibly” the door-keeper says, “but not now.”
After waiting for many years, the man eventually asks the doorkeeper why no one
else has asked to enter. The doorkeeper answers that no one else could gain
admission through the door, because the door was intended only for him. He
continues to say: ‘I shall now go and close it’.
15
See EA Christodoulidis ‘Law's immemorial’ in EA Christodoulidis & S Veitch (eds)
Lethe's law (2001) 207-227. See also EA Christodoulidis ‘Truth and reconciliation
as risks’ (2000) 9 Social & Legal Studies 179-204 and ‘The irrationality of merciful
legal judgement: Exclusionary reasoning and the question of the particular’
(1999) 18 Law and philosophy 215-241.
Chapter 2 15
2 Law’s limits
In this section I briefly revisit the event of the South African Truth and
Reconciliation Commission to show the gap between law (and legal
institutions) and politics, reconciliation and ultimately justice as put
forward also by Antjie Krog and Emilios Christodoulidis. A paradox of
outside the scope of the time frame, there was no institutional path
to follow.23 This indicates the obsession with linear and chronological
time, and accordingly a rigid approach to the events and, more
importantly, to the various versions, particular experiences and
tellings of the events.
Even though the human rights violation hearings, one of the other
institutional legs of the TRC, can also be criticised on many levels, for
some individuals the simple process of telling their stories and finding
out what had happened to loved ones provided momentary relief after
years of suffering and not knowing, quite apart from any clear,
judicialised outcome. Commenting on the limits of the law,
Christodoulidis24 argues that the TRC failed in its attempt to
‘reconcile within itself its dual nature as legal tribunal and public
confessional’. He continues: ‘[L]aw in every dimension always-
already defines away the risk that is at the heart of reconciliation.’
Law and legal systems are too limited to realise the ideal of
reconciliation. In the South African context he argues the TRC put
reconciliation and restoration in a paradox, ‘at once “not-yet” and
yet “always-already”’.25 The legalised nature of the TRC had the
effect of reduction instead of reflexivity, of relying on a legal a priori
instead of taking a risk. He also notes that the TRC failed to ‘re-cast’
the past in view of a ‘re-orientation’ to a future community and to
establish a common ‘we’. It failed to ‘re-write collected memories as
collective memory’.26
This failure to my mind could also be read, quite paradoxically, as
a positive outcome of the TRC. In this failure the TRC succeeded in
exposing the plurality and multiplicity of stories, memories and
imaginations, of pasts and futures. Another successful outcome of the
TRC is its quite unintended re-exposure of the limits of the law, of
law's incapacity to contain politics, the ethical and justice. It’s very
failure to adequately take account of politics, the ethical and justice
effectively exposed the inability of law and any legal institution to do
so.
3 Art’s possibilities
23 Similarly the reconstruction that the Commission for the Restitution of Land
Rights aims to achieve is bound by a certain fixed time frame.
24 Christodoulidis (2000) (n 15 above) 183.
25 Christodoulidis (2000) (n 15 above) 200.
26
Christodoulidis (2000) (n 15 above) 201.See also ‘Law, love and the contestability
of European community’ in H Petersen (ed) Love and law in Europe (1998) 52-61.
18 Karin van Marle
27
J Snyman ‘Interpretation and the politics of memory’ (1998) Acta Juridica 312;
LM du Plessis ‘The South African Constitution as memory and promise’ (2000) 11
Stellenbosch Law Review 385; K van Marle ‘Lives of action, thinking and revolt —
A feminist call for politics and becoming in post-apartheid South Africa’ (2004) 19
SA Publiekreg/ Public Law 605 and ‘Constitution as archive’ in S Veitch (ed)
(2006) Law and the politics of reconciliation 215-228.
28
OW Holmes ‘The path of the law’ (1897) 10 Harvard Law Review (reprint) (1997)
110 991.
29 M Hall ‘Earth and stone: Archaeology as memory’ in S Nuttal & C Coetzee (eds)
Negotiating the past. The making of memory in South Africa (1998) 180-200.
30 Hall (n 29 above) 183.
Chapter 2 19
31
Hall (n 29 above) 189.
32 Hall (n 29 above) 193.
33 As above.
34
Hall (n 29 above) 195.
35 L Bender (ed) Landscape: Politics and perspectives (1993) 11; As above.
20 Karin van Marle
36
P Auster ‘Auggie Wren’s Christmas story’ in Smoke and blue in the face: Two films
(1995) 151-156. Auster comments as follows on a compilation of stories edited by
him that came about through the National Story Project. People were invited to
contribute stories about their lives and experiences: ‘People would be exploring
their lives and experiences, but at the same time they would be part of a
collective effort, something bigger than just themselves. With their help, I said, I
was hoping to put together an archive of facts, a museum of American reality.’ P
Auster (ed) True tales of America life (2001) xvi.
37 Auster (1995) (n 36 above) 152.
38
As above.
39 P Auster Leviathan (1992); S Calle Double game (2001).
Chapter 2 21
a contract, while Mrs Quickly would be sure to dwell upon it along with
the parcel gilt goblet and the sea-coal fire, is that he foresees that the
public force will act in the same way whatever his client had upon his
head.40
In Holmes’ vision, law, in contrast to the art discussed above,
consciously refrains from considering detail and particularity.
Another example of art in which a negotiation of time and memory
is to be found is the animated film by William Kentridge, History of
the main complaint, in which the body of the protagonist is the
vehicle of memory. Michael Godby41 notes how historians in recent
years have begun to use the literary form of multiple narratives to
present a narrative fragment instead of a single authoritative point of
view. The medium of film is a particularly good way to relativise past
experiences by, for example, flashbacks and cross-cutting and to
deconstruct notions of objectivity and truth. Godby notes that
‘history is committed to the past and all the new rhetorical devices
are focused on it’, but that in an artwork these strategies are turned
on the spectator, with the effect that history need not be understood
for its own sake — rather the relationship between the individual and
the past is what matters.42 According to him, in an artwork like a film
the spectator can become part of the text in a way that is not possible
with a historical text, and quite obviously with a legal text or with any
legalised form of inquiry. Where the idea of truth in history or law will
always remain attached to the object of study, in a film like the one
by Kentridge the film itself becomes the medium of memory that
connects the spectator to the past.
Godby highlights how the conception of time is problematised in
History of the main complaint. The fracturing of time in the film can
be seen as a representation of ‘subjective experience and the uneven
process of memory’ in contrast to a ‘shared sense of reality’ proposed
by the TRC, for example. The wide use of fantasy gives space to the
spectator's imagination and contributes to the notion of fluidity and
contingency. The film calls for memory in contrast to forgetting
because it is through memory that an individual can acknowledge her
part or involvement in the past. Memory in this instance is not a
forced, fixed and closed construction imposed by the ideal of creating
a new community.
At the end of the article the author comes to the conclusion that
Kentridge’s representation of memory ‘allows, or rather demands,
that each person acknowledge his or her involvement in the violence
of the past’ and that ‘the mundane image of the car journey
40 Holmes (n 28 above).
41 M Godby ‘Memory and history in William Kentridge's History of the main
complaint’ in S Nuttal & C Coetzee (n 29 above) 100-111.
42 As above.
22 Karin van Marle
43
Godby (n 41 above) 111.
44 D Cameron et al William Kentridge (1999) 93.
45
Cameron et al (n 44 above) 84.
46 Cameron et al (n 44 above) 93.
47 Cameron et al (n 44 above) 33.
48
W Kentridge Black Box/ Chambre Noir (2005) 43.
49 As above.
Chapter 2 23
50
Kentridge (n 48 above) 45.
51 Kentridge (n 48 above) 45-49.
52 As above.
53
Kentridge (n 48 above) 47.
54 Kentridge (n 48 above) 51.
24 Karin van Marle
55
‘Jacques Derrida: Een strategie van de vertraging’ in GAM Widdershoven & TH De
Boer (eds) Hermeneutiek in discussie (1990) 9-15. See also S Ijjseling ‘Derrida
over teksts en conteksts’ in PH Van Hauten & S Ijjseling (eds) Deconstructie en
ethiek (1992) 9-28.
56 See also M Minow & E Spellman ‘In context’ (1990) 63 Southern California Law
Review 1597.
57
Cornell (n 8 above) in general. See also Cornell (n 9 above), in general.
58 J Caputo Radical hermeneutics (1987) 1.
26 Karin van Marle
5 Two examples
61
Krog (n 17 above) 210-220.
62 Krog (n 17 above) 210-216.
28 Karin van Marle
so that Lax had to ask him to speak more softly. Then Lax asked the
date:
This throws the narrator off course again. Surely the precise date on
which your life was destroyed is irrelevant? It could have been any day,
the important thing is that it happened.63
Lekotse hesitated for a moment and said that being a shepherd he
could not write and could not remember dates:
But he is a hardened survivor, and he rightly gets firm with Lax: ‘Now
listen very carefully, because I’m telling you the story now.’ He starts
with a contradiction: ‘On that day, it was night.’ And this introduces the
ambiguity that is maintained throughout the story, not only in the facts
of the testimony but in the symbols used: day and night, white and
black, life and death, educated and illiterate.64
Lekotse gave attention to details in his story: The police broke the
door out of the door frame, stormed into the house with dogs, insulted
the occupants, opened the closets and threw the contents on the
floor. In the tradition of a shepherd he made the comment that not
even a jackal, when it gets in among the sheep, behaves like this:
They were worse than jackals, says Lekotse. And since the jackal is the
shepherd’s greatest enemy, a threat to the flock night and day, he means
that the security police exceeded his worst expectations of evil.65
This story illustrates something significant about the limits inherent
in any legal process. The TRC, as an institutionalised process and
space, aimed to take account of difference. Yet, it failed. It failed to
accept the diversity, the otherness of Lekotse’s life world. This failure
might not be because of a lack of good intention. The TRC could not
address the shepherd’s difference fully because it was hampered by
its own rational beliefs and rational life world and by following a
specific technique when leading a testimony. It was hampered by its
own institutionality and legality. This illustrates the inability of law to
have regard for difference without reducing it to something that we
know.
Douzinas and Warrington discuss the case of a number of Tamils
seeking asylum in Britain.66 The reason for the Tamils fleeing Sri
Lanka was because the majority Sinhalese government and the Indian
army had lodged an offensive against the guerilla Tamil forces in the
north of the islands. The applicants were refused asylum by the
immigration authorities and challenged the refusal by way of judicial
review. The sole point for consideration was the interpretation of the
phrase ‘well-grounded fear of persecution’ as found in the definition
of a refugee under section 1 of the United Nations (UN) Convention on
the Status of Refugees. The Court of Appeal held that the test for a
‘well-founded fear of persecution’ was qualifiedly subjective and that
it would be satisfied if a person showed actual fear and good reason
for this fear. The House of Lords, however, held that a genuine fear
of persecution was not enough. The fears should have an ‘objective
basis’ which could be ‘objectively determined’. The decision of the
immigration authorities was re-instated and the refugees sent back to
Sri Lanka. The authors note the injustice of this decision, how the fear
and the particularity of the refugees were made abstract and
generalised by the legal proceedings and by the ‘justice of a
straightforward rule-application’.67 ‘In the idiom of cognition, fear is
either reasonable and can be understood by the judge, or is
unreasonable and therefore non-existent.’68
Would it have been to the benefit of Lekotse if the TRC
interrogator had been more attentive, taken more time, shifted from
a strict technique aimed at getting chronological and objectively
determined facts, accepted a more fluid approach, or recognised the
open spaces in the text? Or would it have been to the benefit of the
Tamil asylum seekers if the immigration authorities and the Court had
been more attentive, more willing to accept a subjective ground for
fear than an objectively determined one? Would we move closer to
the ever-unreachable aim of justice if we were less rule bound, less
predictable, less caught up in the speed of technical administration?
Of course I am not arguing that it would have led to justice or would
have taken away the violence that Lekotse and the Tamil refugees had
suffered. However, by following an approach of slowness with greater
attentiveness to the plight of the victims rather than interrogating,
the stories told could have been heard in a more just, less rule-bound
manner.
As stated above, I am not suggesting that a new method of law and
legal interpretation be followed, but rather an approach, which, if
embraced by legal scholars, lawyers and judges, could have an effect
on how we understand and do law in the long run. If a court
procedure, for example, follows the suggested approach of slowness,
of accepting the possibility of multiple truths, the disruption of
chronological time and the idea of justice as the limit of the law and
institutionalised legal procedures, then the justification that is
provided, the reasons given for a decision might be richer, more
reflexive and more reflective of the open and democratic society that
we strive for. As Kentridge observes: ‘The more general it becomes,
the less it works.’69
6 End remarks
To end this piece we return to the beginning, but it could also be that
we begin by turning to the end. We recall Kundera's call for slowness,
joined explicitly by Auster's character, Auggie. But implicitly the
interpretation of art entails a certain slowness, to read and reread,
interpret and re-interpret without hastening to a final end. The time
that is followed by the law and legal institutions is a time that
generalises and universalises and fails to embrace particularity and
difference. Therefore, the law will always attempt to create false
new communities, urge us to forget, or at least construct memory in
a way which forces us to negate all risk. Such an institutional
approach, because of its limits, will strive for speed and closure. An
approach of slowness and delay reflects another relationship between
law and time and another approach to law and legal interpretation.
An attitude of slowness and attentiveness when approaching life
and when interpreting and negotiating the past, present and future is
open to the various traces that occur and re-occur. We become aware
of these traces when we listen to narratives, interpret art and the
law. For Kabbo, certain traces, material elements of his life that
cannot be reduced to language or static monuments, run right through
his experiences and memories. The recollection of materiality,
embodiedness and embeddedness assists in the struggle against the
violence and reduction inherent in universalisation, generalisation
and closure. Similarly, Auggie’s photographing of natural and human
time and Sophie Calle’s attention to seeming trivialities allow the
occurrence and re-occurrence of traces. An artist I have not referred
to in this contribution but whose work I am currently considering in
my continuing contemplations on slowness is Andries Gouws. His
latest exhibition, Hiding between simple things, draws the viewer’s
attention to the ‘everyday world and its objects’.70 Gouws relates
painting to meditation, which he regards, among other things, as ‘to
slow down’.71 In aiming to slow down the viewer’s ‘eye’ he strives to
share the ‘experience that everyday objects become transfigured
when looked at closely’.72 Gouws’s work, like the other examples
referred to here, suggests other possibilities with regard to reflecting
on, but ultimately for doing and living law.
An inherent part of Kentridge’s technique of charcoal drawings is
to allow for various traces to haunt the viewer. He comments as
follows:
I believe that in the indeterminacy of drawing, the contingent way that
images arrive in the work, lies some kind of model of how we live our
73
Cameron et al (n 44 above) 43.
74 Douzinas & Warrington (1995) (n 11 above) 201.
3 Transforming memory transforming
Michael Bishop
1 Introduction
1 AZAPO v President of the Republic of South Africa 1996 4 SA 671 (CC), 1996 8
BCLR 1015 (CC)(‘AZAPO’).
2
Doctors for Life International v Speaker of the National Assembly & Others 2006
6 SA 416 (CC).
33
34 Michael Bishop
AZAPO provides a candid and detailed look at the role of memory and
forgiveness in South Africa’s move to a constitutional democracy. It
recognises that both remembering and forgetting are essential to
reconciliation. The victims need to know what happened to their
loved ones in the past, but that knowledge will only become available
if they can also forget the illegality of the actions that caused their
loss. Without this simultaneous contradiction, Mahomed DP in AZAPO
warns us that we will
hobble more than walk to the future with heavy and dragged steps
delaying and impeding a rapid and enthusiastic transition to the new
society at the end of the bridge, which is the vision which informs the
epilogue.3
However, while AZAPO engages honestly and meaningfully with issues
of memory, it still portrays a very specific and limited vision of the
South African transition. It sees the transition as a linear movement
from an evil past across a ‘historic bridge’ to a better future. That
sentiment is probably best expressed in an earlier judgment of Deputy
President Mohamed. In Shabalala & Others v Attorney-General of the
Transvaal & Another he provided the following description of the
constitutional project:
What is perfectly clear from these provisions of the Constitution and the
tenor and spirit of the Constitution viewed historically and teleologically
is that the Constitution is not simply some kind of statutory codification
of an acceptable or legitimate past. It retains from the past only what is
defensible and represents a radical and decisive break from that part of
the past which is unacceptable. It constitutes a decisive break from a
culture of Apartheid and racism to a constitutionally protected culture
of openness and democracy and universal human rights for South
Africans of all ages, classes and colours. There is a stark and dramatic
contrast between the past in which South Africans were trapped and the
future on which the Constitution is premised. The past was pervaded by
inequality, authoritarianism and repression. The aspiration of the future
is based on what is ‘justifiable in an open and democratic society based
on freedom and equality’. It is premised on a legal culture of
accountability and transparency. The relevant provisions of the
Constitution must therefore be interpreted so as to give effect to the
purposes sought to be advanced by their enactment.4
On this construction of the constitutional bridge, memory’s role is to
guide us in an orderly line from one side to the other. A single memory
of the horrors of the past exists in order to constantly remind and
convince us that we must do everything in our power to avoid a return
5 See P de Vos ‘A bridge too far? History as context in the interpretation of the
South African Constitution’ (2000) 17 South African Journal on Human Rights 1
11.
6 See R Teitel Transitional Justice (2000) and R Teitel ‘Transitional jurisprudence:
The role of law in political transformation’ (1997) 106 Yale Law Journal 2009.
7 Teitel ‘Transitional jurisprudence’ (n 6 above) 2013.
36 Michael Bishop
8
A number of other writers, particularly Henk Botha, have engaged with
alternative notions of transformative constitutionalism which reflect or adopt
similar notions of the transformative bridge. See for example H Botha
‘Metaphoric reasoning and transformative constitutionalism (part 1)’ (2002)
Tydskrif vir die Suid-Afrikaanse Reg 612; H Botha ‘Metaphoric reasoning and
transformative constitutionalism (part 2)’ (2003) Tydskrif vir die Suid-Afrikaanse
Reg 20; A Boshoff ‘Law as dialogical politics’ in H Botha et al Rights and
democracy in a transformative constitution (2003) 1; H Botha ‘Freedom and
constraint in constitutional adjudication’ (2004) 20 South African Journal on
Human Rights 249; K van Marle ‘Lives of action, thinking and revolt — A feminist
call for politics and becoming in post-apartheid South Africa’ (2004) 19 SA
Publiekreg/ Public law 605.
9
A van der Walt ‘Dancing with codes: Protecting, developing and reconstructing
property rights in a constitutional state’ (2001) 118 South African Law Journal
256 296.
10
As above.
11 RM Cover ‘The Supreme Court, 1982 term — foreword: Nomos and narrative’
(1983) 97 Harvard Law Review 4 as quoted in van der Walt (n 9 above) 296.
12
W le Roux ‘Bridges, clearings and labyrinths: The architectural framing of post-
apartheid constitutionalism’ (2004) 19 SA Publiekreg/Public Law 629 634.
Chapter 3 37
13
Van der Walt explains this confrontational dynamic with reference to land law. He
argues that the current approaches to existing land inequality are a form of ‘toyi-
toyi jurisprudence’ which defines itself through its opposition to apartheid land
law. Its power comes from ‘confronting and facing the other, waiting for
something to be given or done by the other’. Van der Walt (n 9 above) 292. The
problem with this approach is that it is ‘locked into the mode of permanently
highlighting the failures and injustices of the past and demanding change and
reparation from the opponent, rather than making a positive move’. Van der Walt
(n 9 above) 292-293.
14 Le Roux (n 12 above) 634.
38 Michael Bishop
4 Memory in interpretation
The question that I want to ask, and hopefully answer, is how we can
re-imagine the role of memory in constitutional interpretation, as
outlined in AZAPO, so as to act as a catalyst for action in the space of
the transformational bridge, rather than a guide over the transitional
bridge. Instead of memory pointing out what our society should not
be, memory can be used to stimulate debate about where society
should go. No group or ideology can claim a monopoly on memory to
force a particular change. Rather memory is used to promote change
for its own good. The first part of my answer to this question involves
the ways in which memory influences interpretation, while the second
part concerns more basic questions about the nature of memory itself
in a community.
To turn to the first part — the role of memory in interpretation.
To recap: The traditional account of memory in AZAPO argues that the
memory of the evils of the past compels us to seek out a better future.
Firstly, we must recognise that memories are not always negative. We
will not always want to escape our past. Indeed, even today, while
most of our past is undoubtedly terrible, there are some aspects of
our past of which we can rightly be proud. At any stage in history
there are good memories and bad memories; memories we wish to
embrace and those we wish to destroy; stories we will tell our
children with pride and stories we will tell our children when they
refuse to go to sleep; memories for which we will build monuments
and memories for which we will build memorials.15 Secondly, the
effect of a particular memory on the interpretation of laws does not
depend on whether it is good or bad, celebratory or cautionary. Both
types of memories can inspire change and chain us to our past.
Let us begin with bad memories which, unfortunately, are much more
prevalent in our reality and in our courts’ jurisprudence. A bad
memory can serve as a memorial to remind us that we will ‘never
again’ return to that past. In that way it acts as a solvent for
transformation because it inspires us to rectify our past to alter our
future. But, memories of oppression and hate can also lock us in the
same circle of hate from which the memories themselves spring. If we
become so obsessed by the hatred of the past, we are unable to move
15 See L du Plessis ‘The South African Constitution as memory and promise’ (2000)
11 Stellenbosch Law Review 385. According to du Plessis, the Constitution can be
seen either as a ‘monument’ or a ‘memorial’. To paraphrase: A monument
celebrates the past while a memorial commemorates it.
Chapter 3 39
16
AZAPO (n 1 above) para 16.
17 AZAPO (n 1 above) para 2.
40 Michael Bishop
18 Afrox Healthcare Bpk v Strydom 2002 6 SA 21 (SCA). The case concerned the
validity of a contract signed by a patient (the respondent) when he was admitted
to hospital. The contract included a clause exempting the hospital (the appellant)
from liability for the negligence of any of its staff. The respondent argued that
the clause was against the public interest because of the necessity of providing
medical services and the unequal bargaining positions of the parties. He argued
that the common law should be developed in light of the Bill of Rights to
invalidate the clause. In dismissing all the respondent’s arguments, the Supreme
Court of Appeal relied on the idea that the sanctity of contract is always in the
public interest and so, therefore, was the specific clause at issue.
19
Brisley v Drotsky 2002 4 SA 1 (SCA). The parties had concluded a written lease
agreement in terms of which Brisley rented a townhouse from Drotsky for R 3 500
per month. The contract included a clause that stated that amendments would
only be binding if they were made in writing. Despite this, the parties orally
agreed that Brisley could pay her rent late for a few months. Despite this
agreement, after a few months Drotsky refused to accept late payment and
evicted Brisley. The Court upheld the common law rule that clauses requiring
amendments in a specific form were valid and therefore refused to recognise the
oral agreement and upheld the eviction. Despite the manifest injustice of the
result, the Supreme Court of Appeal found that the traditional reverence given to
the sanctity of contract outweighed the fairness and the housing interests on
which Brisley relied.
20
For criticism of both these judgments and the South African law of contract as a
whole see AJ Barnard A critical legal argument for contractual justice in the
South African law of contract (2005) unpublished LLD thesis at the University of
Pretoria; AJ Barnard ‘To wonderland through the looking-glass: Conceiving a
critical legal argument for contractual justice in the South African law of
contract’ (2006) 17 Law and Critique 153.
21 National Media v Bogoshi 1998 4 SA 1196 (SCA).
Chapter 3 41
26
Doctors for Life (n 2 above) para 294.
27 Doctors for Life (n 2 above) para 244(5).
44 Michael Bishop
28 B Havel ‘In search of a theory of public memory: The state, the individual, and
Marcel Proust’ (2005) 80 Indiana Law Journal 605.
29 Havel (n 28 above) 608.
Chapter 3 45
30
Rage against the machine ‘Testify’ from the album The Battle for Los Angeles
(2001).
31 Havel (n 28 above) 664.
32
Karin van Marle has argued that the paradoxical success of the TRC lies in this
very failure to be complete. It is only because it is incomplete that there is still a
possibility for alternative narratives to be heard. K van Marle ‘Lives of action
thinking and revolt — A feminist call for politics and becoming in post-apartheid
South Africa’ (n 8 above) This proves the point that a truth commission is
dangerous and the more complete it claims to be, the more dangerous it is. If the
commission represents the complete truth then there is no space for re-
interpretation or challenge. It is only to the extent that a report is accepted as
being incomplete that the possibility for change and renewal remains.
33
Havel (n 28 above) 614-615.
34 As above.
46 Michael Bishop
5.2 History
35
Havel (n 28 above) 617.
36
As above. ‘The work of historians is never a pure facsimile of the past but an
ideologically fraught conversation among the present, the past, and themselves
... In this sense, historians are no less immune than governments from the viral
effects of the interpretive fallacy — the idea that all attempts to configure the
past are threatened by the biases of relativism and presentism.’
37
De Vos (n 5 above) 17 (emphasis in original). This idea of ‘history’ is not the same
as ‘the archive’. The archive, as I understand it, would include history but also
the affective memory described below which does offer a real challenge to
official memory. For more on the archive in post-apartheid South Africa see van
Marle (n 8 above).
Chapter 3 47
historical fact can ever challenge that memory.38 Take, for example,
the case of Ernst Zundel who was criminally charged in Canada for
denying that the holocaust occurred. Part of Zundel’s defence
strategy was to expose the relativism of history. According to him, the
holocaust ‘was a theory, and entitled therefore to “the same
epistemological status” as the negationists’ theory’.39 While this was
a good strategy for Zundel, it shows that history can neither confirm
nor deny that the holocaust occurred. History effectively adds nothing
to the debate apart from saying that all interpretations are possible.
But that means that the official version will always remain the most
powerful. No matter what the historical facts are, the holocaust will
never be denied as long as it remains part of the official memory.
Is there any alternative site or form of memory that can challenge the
official public memory? Havel employs the thought of the French
social philosopher Maurice Halbwachs as an alternative. Halbwachs
argues that memories are also created by so-called affective
communities such as families, churches or other fellowships. Each
individual memory contributes to the ‘mediated memory’ of the
community to construct a bottom-up challenge to top-down official
memory based on real lived experiences.40 Unlike official public
memory, which applies to an entire state, is dictated and is designed
to be permanent and unchanging, mediated memory
is the fluid possession of specific groups, a shifting constellation of ideas
and events that are mutually reinforcing and that ebb and flow with the
shifting membership of the group ... The progression of memories is
irregular — eroding as members of the social group die or become
isolated — and so in a constant process of transformation along with the
group itself.’41
38
None of this should be taken as the author in any way denying that the Holocaust
occurred — he is convinced it did. It is just a useful example to investigate the
relationship between history and official memory.
39 Havel (n 28 above) 683.
40 See generally M Halbwachs On Collective Memory (1992); M Halbwachs The
Collective Memory (1980).
41 Havel (n 28 above) 690.
48 Michael Bishop
The final thesis of this paper is that the multiple roles of memory in
interpretation and the constant malleability of memory itself help to
make a transformative constitutionalism possible. I must make it clear
that I am not arguing that memory is the only factor or even
necessarily the main factor driving transformation. Much more is
required for a full, open dialogue than memory. What I am arguing is
that memory is an indispensable condition for transformation and that
the nature and role of memory determine the nature of
transformation. In analytical language, thick memory is a necessary
but insufficient condition to enable transformative constitutionalism.
In conclusion, transformation, even in the open sense described
earlier, makes sense only if there are transformations from one
position to another. That seems to me to be impossible without
memory. And the nature of memory also determines the nature of
those transformations. If memory is a clear cut and universal idea of
fact that has a predictable and incontrovertible effect on the
interpretation of a provision, then we should stay on AZAPO’s
transitional bridge and hope we reach the other side soon. If however,
memory is, as I have argued, a constant struggle between official,
historical, social and individual accounts of the past and if the effect
of memory, with transformation or not, is not only unpredictable but
unknowable, then we should get comfortable in the space of the
transformative bridge because we are going to be here for a while.
45
De Vos (n 5 above) 32-33.
46
Indeed this affective account of memory might be even more effective in meeting
the challenge of the grand narrative than the ‘history continuously produced
through a self-conscious and reflexive methodology — one that calls into question
the conditions that produce specific versions of South Africa’s past’ that de Vos
offers. De Vos (n 5 above) 32. The thick conception of memory proffered in this
paper would include this type of history but also go beyond that to include
additional forms of memory that bring even more reflexivity and fluidity.
4 AZAPO: Monument, memorial ... or
mistake?
Lourens du Plessis
1
AZAPO and Others v President of the Republic of South Africa 1996 8 BCLR 1015
(CC), 1996 4 SA 672 (CC) (AZAPO) para 43.
2 M Pieterse ‘What do we mean when we talk about transformative
constitutionalism?’ (2005) 20 SA Publiekreg/Public Law 155 157.
3 AZAPO (n 1 above) para 43.
51
52 Lourens du Plessis
8
Promotion of National Unity and Reconciliation Act 34 of 1995.
9
For a to-the-point description of the process and its course, see G Kemp ‘Moving
from conflict to reconciliation: A brief evaluation of certain aspects of the South
African Truth and Reconciliation Commission’ (2005) 6 Griffin’s View on
International and Comparative Law 5 and F Venter ‘Die verfassungsmäßige
Überprüfung der Rechtsgrundlagen von Südafrikas “Truth and Reconciliation
Commission”’ (1997) 57 Zeitschrift für ausländisches öffentliches Recht und
Völkerrecht 147. (The latter contribution is also an analysis of the AZAPO
judgment.)
10
See Promotion of National Unity and Reconciliation Act sec 3.
11 Presently sec 34 of the Constitution of the Republic of South Africa, 1996.
54 Lourens du Plessis
12
S v Makwanyane and Another 1995 6 BCLR 665 (CC); 1995 3 SA 391 (CC); 1995 2
SACR 1 (CC) (Makwanyane).
13 On 14 and 15 February 2005; see ‘Focus: Ten years after Makwanyane’ (2005) 20
SA Publiekreg/Public Law 242.
14 AZAPO (n 1 above) para 25.
Chapter 4 55
15
Makwanyane (n 12 above) para 35.
16
Makwanyane (n 12 above) para 304.
17 Sec 231 provided as follows:
(1) All rights and obligations under international agreements which immediately
before the commencement of this Constitution were vested in or binding on
the Republic within the meaning of the previous Constitution, shall be vested
in or binding on the Republic under this Constitution, unless provided
otherwise by an Act of Parliament.
(2) Parliament shall, subject to this Constitution, be competent to agree to the
ratification of or accession to an international agreement negotiated and
signed in terms of section 82(1)(i).
(3) Where Parliament agrees to the ratification of or accession to an international
agreement under subsection (2), such international agreement shall be binding
on the Republic and shall form part of the law of the Republic, provided
Parliament expressly so provides and such agreement is not inconsistent with
this Constitution.
(4) The rules of customary international law binding on the Republic, shall, unless
inconsistent with this Constitution or an Act of Parliament, form part of the
law of the Republic.
18 Makwanyane (n 12 above) para 35.
56 Lourens du Plessis
19 As above.
20
AZAPO (n 1 above) para 26.
21 As above.
22 AZAPO (n 1 above) para 27.
23
As above.
24 As above.
Chapter 4 57
25 As above. My emphasis.
26
AZAPO (n 1 above) para 29.
27
AZAPO (n 1 above) paras 30 - 31.
28 As to the monism-dualism distinction see J Dugard International law: A South
African perspective (2nd ed) (2000) 4 and A O’Shea International law and
organization — A practical analysis (1998) 124-127. The conventional distinction
is becoming increasingly contentious. See eg W Scholtz ‘A few thoughts on section
231 of the South African Constitution, Act 108 of 1996’ (2004) 29 South African
Yearbook of International Law 202 204-205.
58 Lourens du Plessis
29
Z Motala ‘The Constitutional Court’s approach to international law and its method
of interpretation in the “Amnesty decision”: Intellectual honesty or political
expediency?’ (1996) 21 South African Yearbook of International Law 29 31, 38-40,
48-52.
30
Motala (n 29 above) 31, 53-57.
31 By the way this is the only case in which the Constitutional Court considered the
(transitional) Constitution’s ‘black-letter law’ on the recognition, status and
force of international law embodied in sec 231 of that Constitution.
32 Makwanyane (n 12 above) paras 35 & 304 respectively.
33
Makwanyane (n 12 above) para 35.
34
Motala (n 29 above) 35, for instance, describes sec 231(1) of the transitional
Constitution as ‘a claw-back clause allowing parliament to change treaty
obligations and customary international law rules with respect to international
agreements’.
35 AZAPO (n 1 above) para 27.
36
Secs 231 - 233 & sec 39(1)(b) of the 1996 Constitution presently fulfil the same
two functions.
Chapter 4 59
was, and under the 1996 Constitution still is, an obligation to ‘have
regard to’ — the present version reads ‘to consider’ — international
law. The prescriptive authority of the Constitution was and is thus
invoked peremptorily, to direct attention to international law in its
broad signification, and then to consider its (possible) application.
The AZAPO findings required section 231 to be invoked in order to
determine to which international law a court was bound, and section
35(1) would then justify reliance on such binding international law to
construe provisions of the Bill of Rights. That is absurd. A court,
tribunal or forum or any other law-enforcing agency must at any rate
be alert to law that (possibly) binds it, and it must ‘obey’ such law if
it is found to be binding. There is no need for a special provision to
remind any such organ that it should have regard to, or should
consider, such binding law: It is its duty to do so. Section 35(1) of the
transitional Constitution could thus not have had — and section
39(1)(b) of the 1996 Constitution does not have — any function other
than to prompt regard for, or consideration of, international law not
binding in terms of section 231 of the transitional- or sections 231 -
233 of the 1996- Constitution.
In sum then, it will be hard to blame any international law
connoisseur for conceiving of AZAPO as, to put it mildly, a serious
drawback for reliance on international law especially in the
interpretation of the Bill of Rights in South Africa.
37
Makwanyane (n 12 above) para 349.
38 Makwanyane (n 12 above) para 88.
60 Lourens du Plessis
upon it in terms of the epilogue. We are not concerned with that debate
or the wisdom of its choice of mechanisms but only with its
constitutionality.’39
What makes this claim or contention in AZAPO all the more
extraordinary is that it concluded the Court’s, if not justificatory,
then at least distinctly understood account of why it would be sensible
for a legislature in a state-in-transition to exchange the stick of
punishment for the carrot of amnesty in an attempt to encourage
erstwhile perpetrators of ‘torture and abuse’ to make full disclosures
about their vile action so that light could be shed on the fate of
victims that had disappeared.40 This is justification of a political
course of action, no doubt, though the Court probably might have
thought that it was dealing (simply) with the (juridical) exculpation of
individuals in order to serve some ‘greater good’. However, when it
came to the question whether the impugned section 20(7) of the
Promotion of National Unity and Reconciliation Act rightly immunised
the state against vicarious liability occasioned by the misdeeds of
some whom it once employed, politics entered the picture more
boldly and unmistakably. At this point the Court felt itself constrained
to deal with the (policy) question of whether it will be better to spend
the scarce resources of the new state on paying delictual claims for
wrongdoings from a bygone era or rather to invest the said resources
in the socio-economic advancement of the masses in need, with a
better future in view for them.41 The Court unmistakeably placed its
stamp of approval on the latter alternative thereby — once again —
undeniably exercising a policy choice. In so doing it uttered — as (part
of the) justification for its preference — the dictum with which this
paper commenced.42
Karin van Marle’s work illustrates that it is very difficult, if not
impossible, to come up with a definition that captures politics — or
‘the political’ — in its distinctiveness and at the same time escape the
straightjacket of essentialism.43 For present purposes I regard
‘politics’ as strategising decisions and action calculated to muster and
wield power — any sort of ‘social’ power, but the focus here is on
state power. This depiction of politics is but a tentative working
definition sufficient, however, to make the points that need to be
made. The ‘technical’ definition of ‘organ of state’ in section 239 of
the Constitution explicitly excludes ‘a court or a judicial officer’, but
this does not mean that courts and judicial officers do not in fact
39
AZAPO (n 1 above) para 21.
40
As above.
41 AZAPO (n 1 above) para 42.
42
AZAPO (n 1 above) para 43.
43 K van Marle ‘Lives of action, thinking and revolt — A feminist call for politics and
becoming in post-apartheid South Africa’ (2004) 19 SA Publiekreg/Public Law 605
and Van Marle ‘Broken lives and deaths and the potential of politics after
Makwanyane’ (2004) 20 SA Publiekreg/Public Law 243 245-250.
Chapter 4 61
make political choices and wield state power with political effect
when they exercise their (constitutional) power of review vis-à-vis
legislative and executive organs of state. The Constitutional Court in
AZAPO — and in Makwanyane, for that matter — was no exception.
The political power of a court in human rights adjudication involving
constitutional review is of course subject to all sorts of restraints.
Heinz Klug, for instance, reminds us that
[p]articular histories and contexts — both international and local — play
a significant part in setting the stage upon which judicial review is
introduced. While its ability to build legitimacy through its formal
judicial role is a source of strength, the comparative institutional
weakness of the judicial branch ... requires the judiciary to be circum-
spect in its exercise of authority over the more resourced and powerful
arms of government. In asserting its constitutional powers the judiciary
constantly recognises its ultimate reliance on both the executive and
legislative branches to enforce its holdings on the one hand and to
protect its independence on the other.44
However, in AZAPO the restraints on the exercise of political power
by the Constitutional Court came under considerable strain because
there were potentially awesome eventualities attendant on a judicial
assertion of political power in the AZAPO case. This resulted in AZAPO
being a (constitutional) precedent of a certain kind, as will next be
shown with the help of an analytic metaphor and (still) in comparison
with Makwanyane.
44
H Klug ‘Introducing the devil: An institutional analysis of the power of
constitutional review’ (1997) 13 South African Journal on Human Rights 185 189.
45 The discussion in this section is based on L du Plessis ‘The South African
Constitution as memory and promise’ (2000) 11 Stellenbosch Law Review 385-394;
see also Van Marle ‘Lives of action, thinking and revolt’ (n 43 above) 607-612.
46 For an insightful discussion of the distinction between monuments and
memorials, see J Snyman ‘Interpretation and the politics of memory’ (1998) Acta
Juridica 312 317-321.
62 Lourens du Plessis
47
F Venter ‘The politics of constitutional adjudication’ (2005) 65 Zeitschrift für
ausländisches öffentliches Recht und Völkerrecht 129 143.
Chapter 4 63
48 This is the gist of an article by Motala (n 29 above) 29-59; see also N Botha & M
Olivier ‘Ten years of international law in the South African courts’ (2004) 29 South
African Yearbook of International Law 42 51.
49 Government of the RSA and Others v Grootboom and Others 2000 11 BCLR 1169
(CC), 2001 1SA 46 (CC).
50 See eg Kaunda & Others v President of the Republic of South Africa and Others
(2) 2004 10 BCLR 1009 (CC).
51
See eg President of the Republic of South Africa v SARFU 1999 2 BCLR 175 (CC),
1999 2 SA 14 (CC).
64 Lourens du Plessis
Wessel le Roux
1 Introduction
1 L Segal et al Number four: The making of Constitution Hill (2006) 1-46. See also B
Law-Viljoen (ed) Light on a hill: Building the Constitutional Court of South Africa
(2006) 32-45.
65
66 Wessel le Roux
2 Segal et al (n 1 above) i.
Chapter 5 67
How did it come about that the new Constitutional Court building
was built here? Is there any jurisprudential significance to the fact
that the new Court building is situated on a former prison site, or that
it was self-consciously designed as a memorial to the imprisoned
victims of apartheid? I believe that these questions must be answered
in the affirmative and try to explain why in the pages that follow. I
also indicate what the jurisprudential significance of the memorial
elements of the design might possibly be. The chapter begins with a
discussion of Johan Snyman’s influential attempt to unlock the
dynamics of post-apartheid constitutionalism through an analysis of
war memorials.3 Snyman focuses in particular on the self-refutation
of collective memory which occurs when monuments and memorials
become inscribed into a nationalistic meta-narrative, be it one of
oppression or liberation. The Women’s Memorial in Bloemfontein is a
case in point. To counter this tendency, Snyman calls for counter-
monumental strategies of memory. This call forms the backdrop
against which I proceed to discuss the Truth and Reconciliation
Commission (TRC) process, the architectural design of the
Constitutional Court building, and recent academic attempts to
conceptualise a ‘memorial constitutionalism’. I argue that these
elements combine to form an important supplement to the traditional
discourses of transitional and transformative constitutionalism.
During the middle of the 1990s, after the success of the first
democratic elections in South Africa, various writers looking back on
the history of apartheid began to ask how and why it all could have
happened. The question was posed with particular acuity by Johan
Snyman:4
Why does social evil recur? Why did the memory of the trauma of social
displacement during the Anglo-Boer war not prevent Afrikaners from
implementing a racist policy of displacement themselves?
Snyman believes that an important clue is provided by the inadequacy
or otherwise of our cultural strategies of memory. In the case of
Afrikaner nationalism, the fate of the Women's Memorial is
particularly instructive.
5
Snyman ‘Interpretation and the politics of memory’ (n 3 above) 317-318.
6 Snyman ‘Interpretation and the politics of memory’ (n 3 above) 321.
Chapter 5 69
7
Snyman ‘Suffering and the politics of memory’ (n 3 above) 120. The point is thus
not that one should regard the Women’s Memorial as ‘an unsuccessful attempt at
a memorial, unsuccessful in more than one sense of the word, namely executed
by an incompetent sculptor, and blurring the borders between a monument and a
memorial’.
8
Snyman ‘Interpretation and the politics of memory’ (n 3 above) 312-313.
9 Snyman ‘Interpretation and the politics of memory’ (n 3 above) 319.
10 Snyman ‘Interpretation and the politics of memory’ (n 3 above) 318. For a more
comprehensive discussion see J Young ‘The counter-monument: Memory against
itself in Germany today’ (1992) 18 Critical Inquiry 267 274-278.
70 Wessel le Roux
11
Snyman ‘Suffering and the politics of memory’ (n 3 above) 110-111. A bronze
statue of three servicemen by Frederik Hart was later added to the memorial, a
concession to a section of the public which demanded some kind of heroic realism
and national mythology as intrinsic to war memorials in general (108).
12 JF Lyotard The postmodern condition: A report on knowledge (1979) 81: ‘The
postmodern would be that which, in the modern [...] puts forward the
unpresentable in presentation itself; that which denies itself the solace of good
forms, the consensus of a taste which would make it possible to share collectively
in the nostalgia for the unattainable: that which searches for new presentations.
Not in order to enjoy them but in order to impart a stronger sense of the
unpresentable.’
13
Snyman ‘Suffering and the politics of memory’ (n 3 above) 111.
14 Snyman ‘Interpretation and the politics of memory’ (n 3 above) 337.
Chapter 5 71
15
JF Lyotard The differend: Phrases in dispute (1988) 97-100. The collective ‘we’ of
all nationalistic and republican discourses is threatened with being split by the
actuality of obligation. Obligation separates the ‘we’ of constitutional preambles
into the ‘you’ instance of the addressee and the ‘I’ instance of the addressor.
These pragmatic poles are completely heterogeneous and cannot be translated
into the other: ‘A single proper name, whether singular or collective, designates
an entity astride two heterogeneous situations’ (99).
72 Wessel le Roux
20
For other examples of Afrikaner monuments and memorials see MJ Swart et al
Afrikanerbakens (1989).
21
Aletta Norval ‘Memory, identity and the (im)possibility of reconciliation: The work
of the Truth and Reconciliation Commission in South Africa’ (1998) 5
Constellations 250 259.
22
Norval (n 21 above) 260.
23 Norval (n 21 above) 260-261.
74 Wessel le Roux
24 K van Marle ‘Law’s time, particularity and slowness’ (2003) 19 South African
Journal of Human Rights 239 243.
25 Van Marle (n 24 above) 245.
26 The background to the conference is explained in the ‘Introduction’ to the 1998
edition of Acta Juridica which was dedicated to the proceedings of the event (vii
to xiii).
Chapter 5 75
27
Snyman ‘Interpretation and the politics of memory’ (n 3 above) 314.
28
Snyman ‘Interpretation and the politics of memory’ (n 3 above) 312. Snyman
(315) was so convinced about the centrality of memory in constitutional
interpretation that he boldly stated: ‘It is not difficult to foresee that the findings
of the TRC will play a vital role in the interpretation of the constitution,
especially when the constitution is called upon to prevent the return of past
injustices.’ The TRC has now concluded its findings and its report. I am not aware
of any case in which any finding of the TRC has influenced, let alone had a vital
influence, on the interpretation of the Constitution. What has happened, instead,
is that the Constitutional Court itself began to write its own history of apartheid.
This historical meta-narrative has indeed played a vital role in the interpretation
of the Constitution.
29
K Klare ‘Legal culture and transformative constitutionalism’ (1998) 14 South
African Journal of Human Rights 146 155.
30 E Fagan ‘The constitutional entrenchment of memory’ in S Nuttall & C Coetzee
Negotiating the past: The making of memory in South Africa (1998) 249.
31 Fagan (n 30 above) 262.
76 Wessel le Roux
32 I take this concern to be the essence of Johan van der Walt’s theory of post-
apartheid constitutionalism. See his reflections on the enormous nature of our
constitutional duty to honour the inviolable dignity of other people in J van der
Walt Tangible mais intouchable, la loi du tact, la loi de la loi (2002) 101-133.
33
P de Vos ‘A bridge too far? History as context in the interpretation of the South
African Constitution’ (2001) 17 South African Journal of Human Rights 1; P de Vos
‘South Africa’s Constitutional Court: Starry-eyed in the face of history?’ (2002) 26
Vermont Law Review 837; see also P Lenta ‘Looking sideways: Constitutional
interpretation, ethics and theory’ (2002) 12 Stellenbosch Law Review 3.
34 GE Devenish The South African Constitution (2005) 201 lists ‘the history of human
rights violations’ as a ‘source’ that must be consulted in the process of
constitutional interpretation.
35 De Vos ‘A bridge too far?’ (n 33 above) 21-22; 24.
36
De Vos ‘A bridge too far?’ (n 33 above) 24 and 33 refer in this regard specifically
to minority religious communities and the gay community. H Botha in ‘Equality,
dignity and the politics of interpretation’ (2004) 19 SA Publiekreg/Public law 724
argues along similar lines that the dignity-based interpretation of equality — itself
a latent effect of the paradigm of transitional justice — has resulted in the
privileging of discrimination based on race and sexual orientation, and has left
the court unable or unwilling to respond to more structural forms of
discrimination, such as those based on gender and/or class.
Chapter 5 77
In the terms provided by Snyman’s analysis, one could say that the
memorial constitution, the constitution that recognises and
interpretively engages with past injustices, is itself in danger as a
politics of memory, precisely because it has come to embody a new
historico-ethnic imperative, at the expense of a universal categorical
imperative. De Vos himself remains positive that this reductive
engagement with history by the Constitutional Court can be resisted.
For a start, the important role of history in constitutional inter-
pretation must be recognised and embraced. However, the turn to
history must then not be undertaken on the basis of a ‘rigid, exclusive
and nationalistic version of history but the fragile, self-reflexive and
somewhat ironic history of the present’.37
De Vos launches his own plea for a post-structural historiography
and a post-national conception of memory, which nevertheless
resonates closely with Snyman’s understanding of counter-
monumental modes of remembrance. In the remainder of this essay I
wish to explore two further instances where Snyman's idea of a
counter-monumental constitutionalism has been taken up and
developed. The first is the architectural design of the new
Constitutional Court building; the second the recent work of a number
of constitutional writers on what has been called ‘memorial
constitutionalism’.
37 De Vos ‘A bridge too far?’ (n 33 above) 33. It is unclear whether de Vos suggests
this post-structural mode of historiography as a form of theoretical constitutional
analysis or as a distinctive interpretive methodology.
38 L Segal et al (n 1 above). See also B Law-Viljoen (n 1 above) 32-45.
78 Wessel le Roux
39
A Sachs ‘Judge and jury’ (1998) South African Architect 27 29.
40 Department of Public Works Brief and Conditions: Competition for the new
Constitutional Court building of South Africa (1997) 14-16.
41 Department of Public Works (n 40 above) 14.
42 As above.
43
Department of Public Works (n 40 above) 15.
44 As above.
Chapter 5 79
48
W le Roux ‘From acropolis to metropolis: The Constitutional Court building and
South African street democracy’ (2001) 16 SA Publiekreg/Public law 139.
Chapter 5 81
material association with the other buildings on the site, and those
who were detained there through various periods and political
systems’.49
The way in which the architects initially understood and
undertook the memorial integration of the building is highly
significant. The memorial integration is primarily achieved through
the positioning of the new building. The building is placed directly
next to the notorious ‘Number four’ block. The narrow space between
the two buildings creates a dramatic tension, which has been
exploited to create a central feature of the design, the Great African
Steps or the ‘seam between the native Gaol Museum, which
accommodates the memory of the past, and the Constitutional Court
exhibition space, which represents an evolving vision for the
future’.50 The Great African Steps translates the metaphoric language
in the postamble of the interim Constitution into built form. It fully
inscribes the Court as an apartheid memorial into the new meta-
narrative of transformation, which de Vos identifies, and criticises, as
the defining interpretive strategy in the jurisprudence of the
Constitutional Court.51
The memorialisation process once again succumbs to the allure of
a historico-ethnic imperative — to establish the unquestionable
legitimacy of the present Constitution and its human rights norms.
These norms promised redemption to those who were unjustly but
legally incarcerated here by providing their suffering with a national
history and a public cause. Necessary as this process might be, it is
also, as Snyman points out, a limited strategy of memory. The
memorialisation process becomes caught up in and reduced to a
struggle between different histories and different nations. The Old
Fort and its ramparts had been declared national monuments during
apartheid. This selective memorialisation of the complex rested on
the fact that the Old Fort was constructed as part of the fortification
of the Zuid-Afrikaansche Republic (ZAR) against the threat of British
invasion. The ideologues of the apartheid state claimed the Old Fort
as an exclusive symbol of their struggle for political freedom — and
used it as a powerful instrument of oppression. The inadequacy of our
cultural practices of memory, as analysed by Snyman, is powerfully
illustrated by the fate of the building as a national monument.
The development of Constitution Hill drew attention to the
unacknowledged historical significance of the rest of the complex.
The official response was as predictable as it was disappointing. The
rest of the prison complex was also declared a national monument.
49 OMM Design Workshop & Urban Solutions The Constitutional Court: A new symbol
for a new democracy (1997) 2.
50
OMM Design Workshop & Urban Solutions (n 47 above) 16.
51 See the discussion of his critique above.
82 Wessel le Roux
normative discourses. For the moment The Blue Dress hangs limp in
the motionless air above a celebratory picture installation of
landmark constitutional cases and human rights victories. The
juxtaposition of the two installations might be completely coin-
cidental. The result, however, is a powerful aesthetic expression of
the tensions between the monumental and memorial or counter-
monumental constitution, which is latent in the whole design of the
Constitutional Court building.
4 Memorial constitutionalism
58
Botha (n 55 above) 346; AZAPO v President of the Republic of South Africa 1996 8
BCLR 1015 (CC).
59
For a related understanding of the constitution as archive see K van Marle
‘Constitution as archive’ in S Veitch (ed) Law and the politics of reconciliation
(2006) 215.
60
L du Plessis ‘The South African Constitution as memory and promise’ (2000) 11
Stellenbosch Law Review 385.
61 Du Plessis (n 60 above) 386.
62
Du Plessis (n 60 above) 393.
63 Du Plessis (n 60 above) 388. Emphasis in the original.
Chapter 5 87
64
Du Plessis (n 60 above) 388-389.
65 W le Roux ‘Undoing the past through statutory interpretation: The Constitutional
Court and the marriage laws of apartheid’ (2005) 26 OBITER 526.
66 Soobramony v Minister of Health Kwa-Zulu Natal 1998 1 SA 765 (CC); 1997 12
BCLR 1696 (CC).
67
Government of the RSA v Grootboom 2001 1 SA 46 (CC).
68 Du Plessis (n 60 above) 391-392.
88 Wessel le Roux
69
The contrast between social and political justice is central to Mahmood
Mamdani’s critique of post-apartheid constitutional law and plays a key role in
Karin van Marle’s understanding of memorial constitutionalism (see further
below).
70 K van Marle ‘Lives of action, thinking and revolt — A feminist call for politics and
becoming in post-apartheid South Africa (2004) 19 SA Publiekreg/Public law 605.
71
Van Marle (n 70 above) 610-612.
72 Van Marle (n 70 above) 612-618.
73
At this point reference must also be made to the work of Anel Boshoff who
explicitly relies on du Plessis’s understanding of the tension between the
constitution as monument and memorial in order to criticise attempts in
constitutional discourse to essentialise and close both the past and the present
onto themselves. Boshoff argues, by contrast, that the past and the future are
not simply related in a temporal or linear sense, but rather in an ethical or
constitutive sense. See A Boshoff ‘Constitutional interpretation: Between past
and future’ (2001) 12 Stellenbosch Law Review 357 368.
Chapter 5 89
5 Conclusion
74
See, for example, R Teitel ‘Transitional justice genealogy’ (2003) 16 Harvard
Human Rights Journal 69.
75
See, for example, K Klare (n 29 above) 146; M Pieterse ‘What do we mean when
we talk about transformative constitutionalism’ (2005) 20 SA Publiekreg/Public
Law 155.
76
I do not wish to imply that these three paradigms can be easily distinguished or
even partially separated from each other. There are many examples where the
various paradigms overlap and interact. See R Gordon ‘Undoing historical
injustice’ in A Sarat & T Kearns (eds) Justice and injustice in law and legal theory
(1996) 35.
90 Wessel le Roux
Jaco Barnard
‘The Horror of that moment,’ the King went on, ‘I shall never, never
forget!’
‘You will, though,’ the Queen said, ‘if you don’t make a memorandum of
it.’
... the King took an enormous memorandum book out of his pocket, and
began writing ... [Alice] took hold of the end of the pencil, ... and began
writing for him.
The poor King ... panted out ‘My dear! I really must get a thinner pencil.
I can’t manage this one a bit: it writes all manner of things that I don’t
intend — ’
[S]aid the Queen, looking over the book, ‘That’s not a memorandum of
your feelings!’1
1 Excursion
93
94 Jaco Barnard
4 See C Clarkson ‘Who are “we”? Don’t make me laugh’ (2007) 18 Law and Critique
361-373. Clarkson raises the problematic question of the ‘we’ as a linguistic
shifter in the context of disembodied communities and the desire to ‘belong’ in
post-apartheid South Africa: ‘“We” simultaneously announces the presence of a
speaking position, and the absence of those co-opted into it’ 370. She also raises
van Roermund’s argument that the ‘we’ rests on political presuppositions
‘involved in doing something together’ 371. Clarkson concludes that ‘the
extraordinary potential of literature ... [is that] the text retraces the limits of
“we”, and in the process it challenges our assumptions about the location and the
limit of the self’ 373.
5
Derrida (n 3 above) 69.
6 Derrida (n 3 above).
7 Truth and Reconciliation Commission Report vol 4 (1998) ch 2 (TRC Report 1998);
Truth and Reconciliation Commission Report vol 6 (2001) sec 2 ch 5 (TRC Report
2001).
Chapter 6 95
2 Outside happening(s)
8
TRC Report 2001 (n 7 above) 152. The report describes how ‘the blueprint for
“grand apartheid”’ was provided by the private activity of the mines — how
apartheid ‘was not an Afrikaner state innovation’.
9
Derrida (n 3 above) 69.
10 See J Derrida ‘Force of law: “The mystical foundation of authority”’ (1990) 11
Cardozo Law Review 921 1007.
11
M Naas ‘History’s remains: of memory, mourning and the event’ (2003) 33
Research in Phenomonology 75.
96 Jaco Barnard
12
J Derrida Of Grammatology (1967) 158.
13
J Caputo Deconstruction in a nutshell: A conversation with Jacques Derrida
(1997) 78.
14
P Baker Deconstruction and the ethical turn (1995) 16.
15
As above.
16 Derrida (n 12 above) 70.
17
V Harris ‘A shaft of darkness: Derrida in the archive’ in C Hamilton et al
Refiguring the archive (2002) 61 75.
18 See generally J Derrida ‘Racism’s last word’ (1985) 12 Critical Inquiry 290 on
apartheid’s resistance to translation.
19 V Harris ‘Contesting remembering and forgetting: The archive of South Africa’s
Truth and Reconciliation Commission’ (2002) Innovation 1 7.
20
Postamble of the Constitution of the Republic of South Africa Act 200 of 1993; D
Omar The Truth and Reconciliation Commission: Justice in transition (1996) 2.
Chapter 6 97
21
J Derrida ‘Archive fever in South Africa’ in Hamilton et al (n 17 above) 38 54.
22 As above.
23
Harris (n 17 above) 61 75.
24 Derrida (n 21 above) 38 78.
25 See K van Marle ‘Law’s time, particularity and slowness’ (2003) 19 South African
Journal on Human Rights 239.
26 Van Marle (n 25 above) 244-245.
98 Jaco Barnard
history of the new South Africa’27 it was writing. It is in this way and
to this extent that the TRC had to ensure that the ‘we’ will have said
everything it meant to say. One must remember that the TRC did not
only record the past, but, more importantly, it constituted the past
‘in view of a future which retrospectively, or retroactively, gives [the
past] its so-called final truth.’28
Below we will aim to expose this aspect by pursuing the practice
of slowness developed by Karin van Marle and others.29 Van Marle
describes the ethical aim of this strategy of delay as the endeavour
‘to expose the violence inherent in institutional and legalistic
approaches’.30 Allow me to be clear that I consider it as given that the
TRC was exactly such an institutionalised and legalised process
capable of producing the same violence that is brought into any
institution or legal process, simply because the TRC was an
institution, a legalisation, a creature of statute.
We must pick our way among the remains, wrestle with and conjure the
ghosts of the past, ply them with patient importunity in order to
construct the best story we can.31
Van Marle links her exposition of a ‘strategy of delay’ to Ijselling’s
assertion that ‘deconstruction draws our attention to the “unsaid”, to
the open spaces in a text’.32 With these tools let us turn now to the
consideration of all that the ‘we’ meant to say. This consideration can
proceed only through a ‘reading’ of both the text and its silences
represented in open spaces. These silences are ‘walled up and walled
in’33 the archive — in the archive, for they are neither exterior to the
archive nor exterior to the language of the archive. The way we ‘read’
the silences, however, can proceed only through an affirmation of
Derrida’s assertion that everything indeed does not happen in ‘the
book’. To read the silences would entail that we also take
responsibility for them — we therefore have to venture outside the
book or, in this context, the Report, but that can happen only where
we ‘take writing first’.34
Consider the following passage from Volume 4 of the TRC’s
Report:
27 V Harris ‘The archive, public history and the essential truth’ in Hamilton et al (n
17 above) 177.
28
Derrida (n 21 above) 38 42.
29 Van Marle (n 25 above).
30
Van Marle (n 25 above) 250.
31 JD Caputo The prayers and tears of Jacques Derrida (1997) 247.
32 Van Marle (n 25 above) 250.
33
Derrida (n 10 above) 943.
34 Derrida (n 3 above) xi.
Chapter 6 99
The life assurer Sanlam accepted that its Afrikaans origins ‘could have
contributed to and facilitated cordial business relationships with
government, especially after the NP came to power in 1948 ...’ saying
that, ‘successful marketing implies sound relationships with decision-
makers.’ However, apart from having easier access to government,
SANLAM said, ‘it did not enjoy preferred status with the NP.’ Sanlam
claimed that it became the first large company to redress economic
imbalances when it sold the life assurer Metropolitan Life to black
investors in 1993. Sanlam also created a development fund to contribute
to empowerment ... The ANC submission identified the ‘spectacular
economic growth’ of Afrikaner controlled companies like Sanlam, which
were ‘especially favoured by the apartheid regime’. Sanlam’s assets
rose from R30 million in 1948 to R3.1 billion in 1981, while companies
over which it exercised effective control had assets worth R19.3
billion.35
The above passages contain all of the Commission’s writing on
Sanlam. Let us turn now to the silences in this engagement.
An apparent instance of silence as absence is the absence of the
Commission’s own judgment on the contradictions that are apparent
from the extracts of the submissions it cites. The above contradiction
regarding Sanlam’s involvement in apartheid begs answers to
questions such as: ‘So who got it wrong? Sanlam, the ANC or both?’ Or
better still, ‘Who was untruthful in relating these events, who
distorted the past — Sanlam, the ANC or both?’ The Commission made
no specific finding in this regard.
Another instance of silence exists in that which the above passage
fails to mention, that which is more or less, while having been
recorded, ‘off the record’ for purposes of the Report. For instance,
the TRC fails to mention that Sanlam did not just have Afrikaans
origins, but was itself founded in 1918 by National Party founder, WA
Hofmeyer.36 It had the specific aim of furthering Afrikaner nationalist
interests. The Report is silent about the records that conclude that
Sanlam directly benefited from the Sharpeville Massacre when, in the
exodus of foreign capital which followed Sharpeville, Sanlam bought
— at bargain basement prices — large quantities of shares in
companies across the board.37
The Report does not mention that in the early 1970s, Wim de
Villiers, Sanlam’s vice-chair and a key member of the Cape NP
establishment and PW Botha’s mentor, championed ‘cooperation
between the public and private sector in an overarching strategy to
ward off Marxism’.38 It was thus more than symbolic that in 1977
Steve Biko met his death at the hands of police torturers in room 619
on the sixth floor of the Sanlam Building in Port Elizabeth39 — a fact
the Report also does not mention. The Report does not engage the
horrid irony in Sanlam’s first point in its TRC submission, namely that
it did not actively participate in the struggle against apartheid
because of the violent nature of the struggle.40
Other instances of silence exist in the many absences of sectors
and industries that failed to respond to the TRC’s call for submissions.
Among the most important count multinational oil companies BP and
Shell as well as the South African Agricultural Union.41 In both
instances, when these entities failed to respond to the invitation for
submissions, the Commission, instead of calling them to account,
simply confirmed that they would not be called to attend the special
hearings on business.42 It did not subpoena these businesses and as a
result the official ‘archive’ on the role of business does not contain a
single word of the complicity of these companies with the apartheid
government through the notorious Equalisation Fund, established by
Chris Heunis.43
The way in which the Commission dealt with Armscor is exemplary
of the occlusion represented by the silences of the archive. Despite
written and unwilling oral submissions,44 as well as a lengthy and
potentially damning submission by the Centre for Conflict Resolution
(CCR), the activities of Armscor are dealt with in a brief section in
Volume 4 of the Final Report. In the codicil, it is absent.
In what was written down about Armscor the Commission
addressed the question whether it was credible to argue that Armscor
innocently thought its products were going to be used to fight a
foreign aggressor.45 The Report states that the scales should have
fallen from the eyes of all perceptive South Africans when the army
rolled into the townships. In this regard the Commission simply noted
that ‘[u]nfortunately no evidence was presented ... about the
mindset of arms manufacturers’.46 Were the mindsets really not
38
N Dixon ‘South Africa: Billiton: A corporation founded on apartheid plunder’
Greenleft Weekly available at http://www.greenleft.org.au/back/2001/445/
445p23.htm (accessed 1 December 2005).
39
As above.
40 Sanlam rejected violence of anti-apartheid struggle, TRC told SAPA 13 November
1997.
41
Some glaring absences in business submissions to TRC: Tutu SAPA 11 November
1997.
42
ANC Newsbrief 8 November 1997.
43
R Hengeveld & J Rodenburg (eds) Embargo apartheid’s oil secrets revealed (1995)
21.
44
It was reported in the press at the time that the TRC had to threaten Armscor
with subpoenas before it finally decided to testify in the hearings. See http://
www.dispatch.co.za/1997/11/12/page%204tr.htm.
45
TRC Report 1998 (n 7 above) 37.
46 As above.
Chapter 6 101
evident in light of the fact that Armscor did not cease its arms
production once the army rolled into the townships?
The vast activities of the business that armed apartheid are
treated in seven paragraphs — again, mostly quotes from the
submissions.47 From the point of view that Armscor was ‘the pivot’ on
which the collaboration between business and PW Botha’s
securocratic government hinged, this must be unacceptable.48 Given
the many defenceless, innocent lives Armscor’s products brought to
an end, it is reprehensible. One cannot but guess the extent to which
this occlusion of Armscor’s role in apartheid was part and parcel of an
attempt not to draw too much attention to Armscor at a time it was
negotiating what later became its notorious arms deal.
The CCR submissions further provided staggering evidence in
support of its central argument that the ‘business community,
through their extensive involvement in local arms production ...
provided ... material means for the preservation and defence of
apartheid’.49 These submissions pointed out, inter alia, that Armscor
never undertook the development and production of arms in its own
name.50 Instead, it relied on private sector facilities for its arms
production. The CCR submission claimed that, by 1982, between 2 000
and 2 500 companies (ultimately controlled by only Old Mutual, Anglo
American and Anglo Vaal) acted as suppliers, contractors and
subcontractors of Armscor.51 However, Armscor executive chairman,
Ron Hayward, claimed in the oral submissions to the TRC that a ‘fairly
limited’ group of private companies was involved in the arms industry
during the apartheid years. Asked about profit taking by Armscor and
private companies, Hayward said: ‘I honestly doubt there was
excessive profit taking ... because we had to remain internationally
competitive ... I can't say whether some businesses made more money
out of it. To my knowledge they did not.52
Perhaps the silence that speaks loudest is to be found in the fact
that the 1998 Report of 3 500 pages devoted a mere 40 pages in the
fourth volume53 to the role of business — business which according to
the TRC provided the blue-print for grand apartheid.54 In the 2003
codicil (volume 6), consisting of 823 pages, the chapter entitled
55
TRC Report 2001 (n 7 above) 140.
56 TRC Report 1998 (n 7 above) 35-36.
57
http://www.cosatu.org.za/shop/ss0406-20.html.
58 As above.
59 As above.
60
‘Kinross Day: How 177 workers perished in mine accident’ NUM Newsletter
September 1992.
Chapter 6 103
starting the fire.61 The going rate for the life of a black mine worker
at Gencor was less than one rand.62
Finally, the silence that remains, unthinkably so, is the silence of
the names of the human beings who died at Kinross on that
unspeakable day.
4 Reading / writing
61 As above.
62
As above.
63 Derrida (n 3 above) xi.
64 M Blanchot The writing of the disaster (1995) trans A Smock 120.
65
Derrida (n 3 above) 69.
66 Blanchot (n 64 above) 120.
104 Jaco Barnard
67
AZAPO & others v President of the Republic of South Africa & others 1996 4 SA
671 (CC), 1996 8 BCLR 1015 (CC) para 17.
68
See H Richards ‘Power and principle in South Africa’ in Dilemmas of social
democracies available at http://www.howardri.org/ dilemmas10.htm (accessed
23 September 2006).
69
AZAPO (n 67 above) para 2.
70 Derrida (n 12 above) 158.
71 Derrida (n 3 above) 70.
72
See J Derrida The gift of death (1995) trans D Wills 96 where Derrida explains
that the logic of the gift (of death) requires that there be no communication.
Chapter 6 105
Harris re-orientates the archive towards these ideas in his plea for
an ethical understanding of the archive as a process: ‘[A] process of
remembering, forgetting and imagining, a process without beginning
and without ending.’73 He continues that this space should embrace
contestation and that we should all guard against impulses in and
around it to entice ‘amnesia, erasure, secreting and control’.74
Derrida describes the archival practice that finds itself in opposition
to closure politics as follows: ‘[P]erhaps ... the question of the
archive is not a question of the past ... It is a question of the future,
the question of the future itself, the question of a response, of a
promise and of a responsibility for tomorrow.’75
There is an ethical and political responsibility on all South Africans
‘to continue giving life to the TRC process, to be always finding the
TRC archive, safeguarding, using, promoting and taking it outside the
domains of elites’.76 This archive will and wants to remember in order
to address the atrocities of the past. It is also this archive/these
archives that hold/s and can command the possibility of a new law
which will address the big business of apartheid. Every victim of
apartheid has her own memories of the violence suffered at the hands
of the disaster. In understanding archiving as a process, all the victims
of apartheid will have to operationalise their memories and deny the
power behind the ‘official’ archive — that is to say deny the power
that is usurped in writing the official archive. The is that couples
reading and writing rips apart when those who remain concerned with
reconciliation read the archive and the silences of the archive,
acknowledge the openness of the archive and then proceed to write
the archive anew.
Harris believes that an understanding of archive as process,
‘inspires a radically activist practice’.77 He describes this archive as
‘a crucible of human experience’, ‘a space and place of ever-shifting
power plays’, it listens ‘intently for the voices of those who are
marginalised or excluded by prevailing relations of power’.78 I agree
with Jonker that what is needed is a creative politics which can draw
on the resources of activism:
A creative legal activism ... invests itself in the potential not to find but
to found responsibility. This potential exists in the role of memory and
73
Harris (n 19 above) 7.
74
As above.
75 Derrida (n 21 above) 36.
76
Harris (n 19 above) 7.
77 V Harris ‘Seeing (in) blindness: South Africa, archives and passion for justice’
available at http://www.caldeson.com/RIMOS/harris01.html (accessed 21
December 2005).
78 As above.
106 Jaco Barnard
the presence of the past in the very constitution of the law, at the time
of the law’s constitutional mo(nu)ment.79
5 (Dis)illusion?
79 J Jonker ‘The silence of the dead: Ethical and juridical significances of the
exhumations at Prestwich Place, Cape Town, 2003 - 2005’ unpublished LLM thesis,
University of Cape Town 2005 35.
80 AZAPO (n 67 above) par 57.
81
Derrida (n 18 above).
82 Blanchot (n 64 above).
7 Good victim, bad victim:
Apartheid’s beneficiaries, victims,
and the struggle for social justice*
Tshepo Madlingozi
1 Background
* This title is borrowed from Mahmood Mamdani’s book Good Muslim, bad Muslim:
America, the Cold War,and the roots of terror (2004).
1
M Ramphele ‘Reconciliation is not enough’ Mail & Guardian 1 – 7 December 2006
4.
2 Z Mda We shall Sing for the Fatherland (1993) 22.
3
T Savage et al ‘Truth commissions and transitional justice: A select biography of
the South African Truth and Reconciliation Commission debate’ (2001) 16 Journal
of Law and Religion 69 as cited by D Foster et al The Theatre of violence:
Narratives of protagonists in the South African conflict (2005) 2.
4 See R Wilson The politics of truth and reconciliation in South Africa (2001) 1-27.
107
108 Tshepo Madlingozi
5
F Wilson & M Ramphele Uprooting poverty: The South African challenge (1989) 4.
6 P Cox South Africa: Country assistance strategy: Building a knowledge
partnership (1999) 1.
7
S Terreblanche A history of inequality in South Africa 1652 - 2002 (2002) 27.
8 D Goldberg The death of race (2004) 9, cited in A Desai & R Pithouse ‘“But we
were thousands”: Dispossession, resistance, repossession and repression in
Mandela Park’ (2004) 39 Journal of Asian and African Studies 239 239-269, 246.
9 A Desai Uprooting or re-rooting poverty in post-apartheid South Africa? A
literature review (2005) 10 available at http://www.sarpn.org.za/documents/
d000123/P1365-Ashwin_Desai_May2005.pdf (accessed 20 November 2006).
Chapter 7 109
and cannot find it, but also unsustainable for any society in the long
term. Moreover, breaking down the average figure, using the 1993 data
for example, the rate of unemployment varies from 2 per cent for the
older whites to 65 per cent for black women and men under the age of
25. People in the same country are living in different universes as far as
economic security is concerned ... At least 50 per cent of the population
has a monthly income whose level is too low to sustain a decent life.
The question of transitional justice is often posed as a set of binary
oppositions: Justice or reconciliation or rather reconciliation versus
justice. In this paper, I argue that in transitional societies, where
conflict was also characterised by violent dispossession and socio-
economic deprivation, the issue of social justice and thus
redistribution should be central to the discussion. Readers looking for
concrete proposals on how exactly this should be done in each case
will be disappointed. My purpose here is not to provide operational
answers, but to formulate an agenda for debate. And the central point
on the agenda is, in a phrase: Keep social justice central! This is the
central question that will animate my discussion. In order to do this,
I will first look at how the taxonomy of victimhood has been
interpreted within the human rights discourse to include notions such
as passiveness, being content with moral victory and putting the past
behind. Related to this, I discuss the tendency, also a result of
adopting the dominant conception of human rights discourse, of
drawing a sharp distinction between perpetrators and beneficiaries.
Lastly, to bring these two points together and to demonstrate how the
metaphor of bad victim has been manifested in South Africa, I discuss
the case of the Khulumani Support Group, a survivors’ organisation
that has, over the past 11 years, struggled for social justice for victims
and, as a consequence, has been to a large extent maligned and
marginalised by the government and others stakeholders.
10
T Borer ‘A taxonomy of victims and perpetrators: Human rights and reconciliation
in South Africa’ (2005) 25 Human Rights Quarterly 1088 1113.
11 As above.
12
M Smyth ‘Remembering in Northern Ireland: Victims, perpetrators and hierarchies
of pain and responsibility’ in B Hamber (ed) Past imperfect: Dealing with the past
in Northern Ireland and societies in transition (1998) 31 as cited by Borer (n 10
above) 1110.
13 Borer (n 10 above) 1111.
Chapter 7 111
order to reserve attention and resources for those who have suffered the
most. ‘Claiming victimhood’ Smyth says, ‘should not be institutionalised
as a way of escaping feelings of guilt, shame or responsibility.’ Finally, in
a post-conflict society, the distribution of resources requires targeting
those in greatest need. Universal definitions or claims of victimhood do
not facilitate this task, as they imply universal needs.
The above analysis is very important in the context of social justice
for a post-apartheid society. Indeed, while it is true that young
Afrikaner men who were raised in
an authoritarian masculinised militarised society in which they were
forced to go through a cadet system at school, were conscripted into the
army, were subjected daily to state propaganda about facing a total
onslaught from communist enemies14
and forced to commit atrocities in the name of apartheid and now
suffer from post-traumatic stress are also victims, for purposes of
achieving social justice it will be necessary to limit the category to
those who ‘suffered the most’.
To a large extent the TRC relied on people identifying themselves
as victims in order to make a determination. Potential victims refused
to come forward to testify before the Commission as they felt that
they were heroes who had fought for a just liberation and thus did not
associate themselves with the notion of victimhood. This refusal to
testify is significant because it meant that these people lost out on
reparations. However, before these groups of people are used as an
example of how all victims should view themselves; it is important to
point out that most of these individuals, who were members of
political organisations, expected — and most had this expectation met
— that they would be compensated in other ways, including by being
incorporated into the South African National Defence Force; assuming
positions of influence in either government, business or civil society;
or through the Special Pension Fund which compensates those people
who, ‘in the establishment of a democratic constitutional order,
made sacrifices or served the public interest; and the dependants of
those persons’. In contrast, those who came to the TRC, as Fullard and
Rousseau point out, ‘were not organised political activists in the
main, but were mostly ordinary and often very poor township
residents swept up in the conflicts of the mid-1980s and 1990s’.15
It is here where we see the split being made between victims who
continue to claim and struggle for reparations and social justice and
those who argue that the past must be put behind and that the
struggle was not about money. For an example of this position
16
Joint sitting of the National Assembly and the National Council of Provinces
(NCOP), 1999: columns 64-65 as cited by Fullard & Rousseau (n 15 above) 87.
17 M Jobson ‘The TRC ten years on’ paper presented at a conference organised by
the Institute for Justice and Reconciliation entitled TRC: Ten years on 20 - 21
April 2006, Cape Town 2.
18 Consider the following statement by the spokesperson for the ANC, Smuts
Ngonyama, who, after being linked to a multimillion rand deal involving the
parastatal Telkom, was reported to have proclaimed that ‘I did not struggle to be
poor.’ See J Qwelane ‘Wot a lotto they’ve got’ 18 September 2006 News24.com
available at http://www.news24.com/News24/Columnists/Jon_Qwelane/0,,2-
1630-1633_2000272,00.html (accessed 01 November 2006).
Chapter 7 113
must simply accept that moral victory was enough and should not push
for any distributive justice. Meister puts this in unsurpassable fashion,
arguing that this is precisely what happens when dominant models of
transitional justice work, based as they are on the human rights
discourse, where the public is taught that
[t]he past suffering of victims could be honoured as a claim to moral
victory precisely insofar as they were willing to accept moral victory as
victory enough and to forgo the demands of revolutionary justice ...19
This view is powerfully presented in the following grand statement by
the then Deputy-President, Thabo Mbeki:20
Surely all of us must agree that reparations will be offered to those who
fought for freedom by ensuring that monuments are built to pay tribute
to these to whom we owe our liberty ... We must however also make the
point that no genuine fighter for the liberation of our people ever
engaged in struggle for personal gain ... We must not insult them and
demean the heroic contribution they made to our emancipation by
turning them into mercenaries whose sacrifices we can compensate with
money.
Again we see a disdain being shown to those who struggle for the right
of victims to be compensated. They are said to be insulting and
demeaning liberation fighters by turning them into mercenaries.
Implicit in this acerbic lecture is the view that says that those who do
not demand reparations and social justice are ‘good victims’ and
those who do are ‘bad victims’. Good victims are the quintessential
victims in the eyes of the dominant discourse of human rights. ‘The
metaphor of the victim’, argues Mutua, ‘is the giant engine that drives
the human rights movement.’21 With even more insight Mutua argues:
[T]he victim must also be constructed as sympathetic and innocent
[otherwise] it is virtually impossible to evoke sympathy for a victim who
appears villainous, roguish, or unreceptive to a liberal reconstructionist
project.22
In the context of South Africa, Meister concludes as follows:
Distributive justice is, thus, largely off the agenda of societies with new
human rights cultures, except to the extent that redistribution can be
divorced from retribution and recast as ‘reparation’ — which in South
Africa, for example, consisted less in remedies for past suffering than in
symbolic acknowledgment.23
19
R Meister ‘Human rights and the politics of victimhood’ (2002) 16 Ethics and
International Affairs 91 95
20
Statement on the Report of the TRC Joint sitting of the Houses of Parliament
(1999) 4 cited by Borer (n 10 above) 1094.
21 M Mutua Human rights: A political and cultural critique (2002) 27.
22
Mutua (n 21 above) 29.
23 Meister (n 19 above) 95.
114 Tshepo Madlingozi
Given the limited mandate that the TRC was given, perpetrators were
found to be those individuals who committed an act, omission or
offence, which amounted to a gross violation of human rights, that is
killing, abduction, torture or severe ill-treatment. In the end, only
around 10 000 people were found to be perpetrators. The quasi-
judicial process of amnesty decisions left a number of grey areas as
Foster et al point out in their very valuable study. Just to mention a
few of these grey areas: One of the first grey areas ‘pertains to those
cogs in the wider machine who may not have committed atrocities,
but nevertheless supplied information or greased the administrative
wheels which permitted violence’.24 These would include members of
the National Intelligence Services (NIS) who committed no direct
violations of human rights, but nevertheless supplied information that
led to arrests, detentions and torture. A second grey area refers to
the so-called ‘horizontal’ or ‘lateral’ violence which occurred among
oppressed people; who, due to multiple ‘social causes’, are engulfed
in patterns of violence. In the South African context this refers to
violations that happened in the context of ‘black-on-black violence’
such as in acts of ‘necklacing’, ‘taxi violence’ and so forth. Here, as
Foster et al point out, ‘perpetrators are simultaneously victims’.25
Because of the quasi-judicial nature of the amnesty decisions, the
TRC did not adequately address the situation of these ‘perpetrators’.
Another important grey area that Foster et al allude to ‘is the
vexed question of collective or individual accountability and
explanation’.26 Foster et al expose the confusing positions that the
TRC adopted on this matter:27
On the one hand, it only recognised perpetrator applicants if there was a
declared political motive ... [i]n other words, there was a vested
interest for perpetrators to declare affiliation to, or belief in, a
collective, a political organisation. Clive Derby-Lewis and Januz Walus,
the already-convicted killers of ANC stalwart Chris Hani, were refused
amnesty on the grounds that they were not acting within the authority
of the Conservative Party (CP). Furthermore, political motive was
interpreted quite narrowly to refer to major political parties so that
other forms of collective violations, such as crowd murders or murder
due to witchcraft beliefs, remained strictly outside of political party. On
the other hand, collective amnesty applications, such as that submitted
by senior leadership of the ANC, were not considered. Only individuals —
albeit acting in the ‘execution of an order of, or on behalf of, or with
24 Foster et al (n 3 above) 4.
25 As above.
26
Foster et al (n 3 above) 5.
27 As above.
Chapter 7 115
28 T Govier & W Verwoerd ‘How not to polarize “victims” and “perpetrators”’ (2004)
16 Peace Review 371 372.
29
Govier & Verwoerd (n 28 above) 373.
30 As above.
116 Tshepo Madlingozi
31
As above.
32 As above.
33
Former President FW de Klerk, with a straight face, blamed atrocities committed
during apartheid on a few rotten apples, claiming that those were ‘the criminal
actions of a handful of operatives of the security forces of which the
(government) was not aware and which it never would have condoned’. Cited in C
Villa-Vicencio ‘Don’t blame me, I just live here. Political accountability and
reconciliation’ (1997) paper presented at the Scandinavian Reconciliation
Symposium, Copenhagen, Denmark, 2 as cited by Foster (n 3 above) 43.
34 Meister (n 19 above) 94.
Chapter 7 117
35
M Mamdani ‘When does reconciliation turn into a denial of justice?’ (1998) Sam
Nolutshungu Memorial Lectures Series 14.
36 There is a standing joke in South Africa that it is now impossible to find a white
person who supported apartheid.
37 See Foster et al (n 3 above) 27-54.
38 D Hook ‘Reading Geldenhuys. Constructing and deconstructing the Norwood killer’
(2003) 33 South African Journal of Psychology 1.
39 Hook (n 38 above) 6 as cited by Foster et al (n 3 above) 52.
118 Tshepo Madlingozi
readers and the perpetrator so that the readers do not see themselves
represented in the perpetrator and thus do not accept any moral
responsibility.40 The TRC must also take some of the blame here, for
as Mamdani asks:
Isn’t one objective of the TRC’s televised hearings in fact to invite
beneficiaries to be so outraged at the evil that was perpetuated in their
name as to denounce perpetrators, and thereby isolate them?’41
Simultaneous to these processes that seek to isolate perpetrators,
beneficiaries are able to assert that, because they now know the
truth, they are able to identify themselves with victims or their pain.
At the same time victims are expected to accept the innocence of
passive beneficiaries who are not like those ‘mad, cruel and blood-
thirst[y]’ perpetrators. In the midst of this coming together and
marching towards the horizon, the issue of benefits and advantages is
not raised. The victim must be happy that she has scored a moral
victory as bestowed upon her by beneficiaries. It is worth quoting
Meister here:42
The objective of Human Rights Discourse will be achieved when those
who happened to come out ahead in the old order acknowledge as evil
the practices that produced their continuing advantage. This acknow-
ledgment, however, leaves much of that advantage in place in so far as
the accepted absence of redistributive politics demonstrates, both
morally and psychologically, the capacity of former victims to regard the
evil as past and to get on with their lives.
When victims do, however, raise the issue of redistribution of
resources, some beneficiaries may respond by minimising the extent
to which apartheid really benefited them, if not completely to deny
this. The following response by an interviewee in a study that
investigated white perceptions of urban change is commonplace:43
[It was] not just whites that benefited ... there’ve been a lot of Indians
that have benefited as well, I mean there’ve been a lot of black people
who have benefited ... all around I think there were a lot of people who
benefited and not just the whites. I think the average middle-class
person on the street has worked pretty hard for what they’ve got ... yes
maybe because they were the only ones who were getting the jobs,
maybe in that way it basically helped them, but I don’t think, I mean, I
think the average middle-class person ... has worked hard for his money;
he’s the one who pays the taxes ... and keeps paying the tax, and the
middle man is always the man who feels it most.
Ballard shows how this position seeks to de-link black poverty and
white privilege by denying that there is a structural consequence to
40
Foster (n 3 above) 52.
41 Mamdani (n 35 above) 16.
42 Meister (n 19 above) 98.
43
R Ballard ‘The ant and the grasshopper. Rationalising exclusion and inequality in
the post-apartheid city’ (2004) 51 Theoria 64 78.
Chapter 7 119
apartheid. Thus in this position ‘the poverty of the poor and the
privilege of the rich are not connected to apartheid but are attributed
to endogenous factors in each group.’44 In this regard, Mamdani
argues that,
[t]o lay the groundwork for social justice, [the TRC] would have to
impart a different kind of education to beneficiaries. It would have had
to educate them of the link between wealth and power, by painting
apartheid as a regime of violence that dispossessed the majority of
means of livelihood, just as surely as it laid the basis for enriching a
privileged minority.45
From his study Ballard concludes that unfortunately ‘the first decade
of democracy has evidently not resulted in this kind of reconstruction
of understandings of inequality, or even a commitment to reconstruct
understandings of inequality’.46 This lack of reconstructed under-
standing or a desire to undertake such a reconstructed understanding
can be blamed on the TRC, which did not find that apartheid was a
crime in itself but only concentrated on the actions of a few
individuals.
To summarise, the TRC, influenced as it was by the dominant
discourse of human rights, drew a sharp distinction between direct
perpetrators and beneficiaries. This distinction served to reduce the
problem of apartheid to a case of a few overzealous and trigger-happy
state security officials. More significantly, an implicit objective of this
distinction was to jettison issues of benefits and advantages from the
table and to de-link the connection between black poverty and white
privilege. In order for us to return to the politics of redistribution that
was in vogue in the 1980s, we need to reject the dominant human
rights discourse and also challenge the government’s embrace of neo-
liberalism. Post-apartheid social movements present an ideal vehicle
for this endeavour.
44
As above.
45 M Mamdani ‘The truth according to the TRC’ in I Amadume & A An-na’im (eds)
The politics of memory: Truth, healing and social justice (2000) 176 183 as cited
by Ballard (n 43 above) 85.
46 Ballard (n 43 above) 85.
120 Tshepo Madlingozi
47
Visit Khulumani’s website at www.khulumani.net.
48 Jobson (n 17 above) 1.
49 Khulumani Support Group ‘Membership profile of Khulumani Support Group’
Information Pack (2006) (Khulumani membership profile).
50 As above.
Chapter 7 121
51
B Hamber et al ‘Speaking out: The role of Khulumani Victim Support Group in
dealing with the past in South Africa’ available at http://
www.brandonhamber.com/publications/pap_khulumani.doc (accessed 13 Novem-
ber 2006).
52 Jobson (n 17 above) 2.
53 Khulumani membership profile (n 49 above).
54
Khulumani Support Group ‘Understanding “Redress”’ Press Release 2005 1.
55 Cited by Jobson (n 17 above) 2-3.
122 Tshepo Madlingozi
56
Khulumani Support Group Reparation Policy Proposals (2003) available at http://
www.khulumani.net/component/option,com_docman/task,cat_view/gid,97/
Itemid,137/ (accessed 20 November 2006).
57
As above.
58 See the affidavit submitted on behalf of Khulumani Support Group, Western Cape
Region, on this matter at http://www.khulumani.net/documents/Khulumani_
WCape_HighCourt.doc (accessed 24 November 2006).
59 Fullard & Rousseau (n 15 above) 88.
60
See the full complaint at http://www.cmht.com/pdfs/apartheid-cmpl.PDF
(accessed 18 January 2007).
Chapter 7 123
61
Khulumani Support Group ‘Press Release on the International Lawsuit’ 12
November 2002 as cited by J Sarkin ‘The coming of age of claims for reparations
for human rights abuses committed in the South’ (2004) 1 SUR - International
Journal of Human Rights 66 99.
62 Sarkin (note 61 above) 100. This is in contrast to former President de Klerk who
quickly stated that he would advise the companies to fight the lawsuit. See Sarkin
100.
63 Sarkin (n 61 above) 101.
64
R Nagy ‘Postapartheid justice: Can cosmopolitanism and national-building be
reconciled?’ (2006) 40 Law & Society Review 623 638.
124 Tshepo Madlingozi
5 Conclusion
In order for the story of the TRC and the transitional process in South
Africa to be told fully; and in order for this story to have some
relevance beyond the passing curiosity of international observers and
analysts, it needs to be situated within the political economy that
underlined South Africa’s transition from a racist repressive regime to
a liberal democratic regime and the concessions that were made
during that period.
65 For comprehensive analyses of the effects of GEAR, see P Bond Elite transition:
From apartheid to neoliberalism in South Africa (2000); Terreblanche (n 7 above)
and H Marais South Africa limits to change: The political economy of transition
(2001).
66
Compare this with the 1955 Freedom Charter which committed the ANC to some
sort of socialist policies.
67 M Mutua ‘Hope and despair for a new South Africa: The limits of rights discourse’
(1997) 10 Harvard Human Rights Journal 63 112.
68 Nagy (n 64 above) 639.
Chapter 7 125
Khulumani has described its story as one which ‘over the past
eleven years ... has been the story of the building of a social
movement for justice and human rights with a sharply defined agenda
of seeking to secure social justice for victims and survivors of the
struggle.’69
In asserting this. Khulumani is declaring its membership to a
community of social movements in South Africa that is striving for
social justice and genuine participatory democracy. These post-
apartheid social movements have been born out of the need to
confront the state on its neo-liberal policies, which have not only led
to social depredations in poor communities, thus exacerbating the
legacy of apartheid, but also to marginalisation from the structures of
government.70 As McKinley and Veriava have argued, the ANC's turn
towards neo-liberalism, represented officially by the adoption of
GEAR, has ’only served to reinforce the class inequalities and social
unevenness that were a natural inheritance of South Africa’s
apartheid socio-economic relations. GEAR’s practical results have had
devastating effects on the lives of those South Africans most in need
of socio-economic redress.’71
There cannot be any talk of social justice without shining the
spotlight on beneficiaries. To do so would not be to engage in a witch-
hunt, but to move towards sustainable reconciliation. As Mamdani has
made clear, the distinction between perpetrator and beneficiary, and
between victims as the minority and victims as the majority permits
the distinction between political reconciliation, which is narrow and
limited to political elites, and social reconciliation, which has a wider
embrace as it reaches out to those who benefited or were victimised
as part of the logic of the system of apartheid. He thus argues that
shifting focus away from perpetrators and victims, who were activists,
is key to making social reconciliation durable. He submits thus:72
As a form of power, apartheid undergirded a particular system of
privilege. A focus on power that obscures the relationship to privilege
leads to accenting the relationship between perpetrator and victim as
the minority. But a focus that links power to privilege links perpetrator
73
For purposes of this paper, the following comments by W Gumede are thus apt:
‘Sadly, in country where the majority of blacks live their entire lives in abject
poverty and drudgery, many of the nouveau noir riche shamelessly flaunt their
wealth ... Having stepped across the threshold into newfound wealth and social
cachet, many former black politicians seem to forget the struggling masses with
ease. When the TRC demanded white business contribute towards reparations,
their black counterparts were equally opposed to the idea’ in W Gumede Thabo
Mbeki: The battle for the soul of the ANC (2004) 225, as cited by Desai (n 9
above) 56-57.
74 Khulumani Support Group Khulumani! Speak Out! December 2006.
8 Ten years of democracy in South
Africa: Revisiting the AZAPO
decision
Ntabiseng Mogale
1 Introduction
1
1996 4 SA 671 (CC), 1996 8 BCLR 1015 (CC) (AZAPO).
2 Act 34 of 1995 (TRC Act).
127
128 Nthabiseng Mogale
suffering and losses. I will argue that the decision taken by the
Constitutional Court was not in line with the spirit of the Constitution
and thus compromised the rights and dignity of those that the
Constitution meant to protect.
I will argue that the right to seek redress is a constitutional right
that cannot be taken away arbitrarily, nor traded for a lesser more
uncertain benefit such as the promise of future reparation. In fact, it
cannot be traded by anyone for anything at all, as it is both a national
and an international right bestowed on all South Africans as members
of the international community. I will show that, based on the
language used by the drafters of the TRC Act, the government
manipulated the legal rights of victims of apartheid to settle political
issues and thus promised reparations in bad faith. A direct personal
human right was taken away in return for an indirect and broader
political benefit that to date has not been realised. The chapter will
further show that emphasis was put on amnesty as the route to
reconciliation and that the equally important issue of reparation was
downplayed, thus skewing the entire Act in favour of the
perpetrators. This raises the question of the morality and legality of
the Promotion of National Unity and Reconciliation Act and the
decision in AZAPO.
The preamble of the 1993 Constitution says the people of South
Africa have adopted the Constitution as the supreme law of the
Republic so as to heal the divisions of the past and establish a society
based on democratic values, social justice and fundamental human
rights.3 The 1993 Constitution further states that everyone has
inherent dignity and the right to have his or her dignity respected and
protected.4 The above extracts demonstrate that the cornerstone and
fundamental values of the Constitution were to protect all citizens
equally and restore and respect their human dignity. This intention is
clearly spelt out as one of the functions of the Truth and
Reconciliation Commission (TRC) to ‘make recommendations to the
President with regard to: the policy which should be followed or
measures which should be taken with regards to the granting of
reparation to victims or the taking of other measures aimed at
rehabilitating and restoring the human and civil dignity of victims;
and make recommendations to the President with regard to the
creation of institutions conducive to a stable and fair society and the
institutional, administrative and legislative measures which should be
taken or introduced in order to prevent the commission of violations
of human rights.’5
6 The Constitution of the Republic of South Africa 1996 (Act 108 of 1996).
7 TRC Act (n 2 above).
8
1993 Constitution (n 3 above) preamble.
9 As above.
130 Nthabiseng Mogale
Although the AZAPO case was brought to the courts during the early
stages of our constitutional democracy, precedents had already been
set. In fact, we were so new into the democratic dispensation that we
were still using the interim Constitution. However, the progressive
decisions that the Constitutional Court had already taken with regard
to more complex matters such as the death penalty had created a
level of trust and confidence in the judiciary under the new
dispensation, particularly the Constitutional Court. Over and above
that and with the strong and uncompromising respect for human rights
and the values of the Constitution, the Court seemed to understand
its role as a separate pillar of government.
AZAPO will go down in history as one of the few instances where
the Constitutional Court went against key principles and precedents
it had set, thus undermining the very constitutional culture it was
meant to develop. According to Mohammed DP, the Court was not
concerned with the debate or the wisdom of its choice of mechanism,
but only with its constitutionality.10 The above statement is
unfortunate because constitutionality has wisdom as its basis, the
mechanism that a court of this stature chooses also has to be thought
through carefully, and wisdom applied. Disregard for wisdom may
result in a disregard for people’s rights, especially since human rights
are intangible, not packages that one can touch and feel. It requires
wisdom to understand the abstract notion of human rights and how
these rights are meaningful to their owners. One can safely argue that
the human rights discourse is based on sensitivities that require
wisdom.
Reparation is a form of justice. The delay in finalising reparation
and providing it adequately is in itself a denial of justice. The
Constitutional Court glaringly ignored the implication of the non-
committal attitude of parliament in relation to reparations. Although
the Court has no power to tell parliament how to provide services
and the type of services to provide,11 it can pronounce on the rate of
In all legal cases, especially the critical ones such as AZAPO, courts
develop new principles as well as highlight existing ones. The
following are the principles that came out of AZAPO:
• Section 20(7) of the TRC Act was authorised by the interim
Constitution and the attack upon its constitutional validity must
therefore fail.
• The issue of the role of international disputes of this nature is
irrelevant and secondary to the issue that the victims had brought to
court, namely that section 20(7) was inconsistent with the
Constitution.
• International law may be used only to interpret our law rather than as
a basis of law in itself. International law, especially international
human rights law, has always been applied as a stand-alone in specific
situations and has always been used in South Africa as a norm and
standard. In fact, our Bill of Rights is based not only on the
interpretative values, but also on the norms and standards of
international law.
• International law has to be formally incorporated into South African
law before it can become part of the law. This is despite Dugard’s
assertion that South Africa’s process to incorporate international law
is cumbersome and has the potential for unnecessary delays.13
• International law distinguishes the position of perpetrators of acts of
violence in the course of war. In the case of internal conflict of groups
inside a sovereign state, there is no obligation on the part of a
contacting state to ensure the prosecution of those who might have
performed acts of violence or other acts which would ordinarily be
characterised as serious invasions of human rights.14
• Amnesty has to be granted to persons who make full disclosure
despite the weak checks and balances put in place to verify the facts.
12
Government of the Republic of South Africa and Others v Grootboom & Others
2001 1 SA 46 (CC), 2000 11 BCLR 1169 (CC) (Grootboom).
13
J Dugard International law — a South African perspective (2nd ed) (2000) 55.
Dugard points out that government departments often insist on scrutinising
treaties and completely satisfying themselves that there is no conflict between
provisions of the treaty and domestic law.
14 AZAPO (n 1 above) 674.
132 Nthabiseng Mogale
3.3 Analysis of the TRC Act and its impact on justice for victims
of human rights violations
22 1997 4 SA 441 (C), 1997 6 BCLR 789 (C) para 49. In this case the Court said the
government had to provide HIV treatment for HIV-positive prisoners, but needed
to consider the availability of resources.
136 Nthabiseng Mogale
According to the TRC Act, it was important that the Commission have
regard for the perspectives of the victims and the motives and
perspectives of the alleged perpetrators.23 However, it seems that
the Commission gave greater consideration to the perspectives of the
perpetrators than of the victims. The victims were made to feel guilty
for asking for reparations. The debate about whether the money
would heal their deep wounds was always raised as a justification for
victims to accept truth as their only entitlement in the process.
Feelings of anger were tacitly discouraged. Although the latter
statement has grave implications, I make it with confidence. The fact
that the Archbishop wore his cassock to the hearings was in itself
added pressure for the mood to be sombre and reverent, despite what
the victims may have felt at that time. Africans are generally a God-
fearing people. A priest, especially one in formal regalia, is seen as a
servant of God on duty, doing God’s work. Should this have been
allowed? The anger of the victims was muzzled rather than allowed to
be manifested and dealt with. This one-sided approach was
particularly visible during President Mandela’s tenure, when he
always acknowledged ‘white fears’ and asked black South Africans to
be understanding and sensitive to this. No system has been set up for
victims to deal with their anger in a constructive and restorative way.
The failure of the government to provide adequate reparations is
itself an added source of anger. This has never been acknowledged.
Furthermore, this disregard and indifference happens against the
backdrop of the complete restoration of the lives of the perpetrators
who went to the TRC.
Africa is one of the countries that played a critical role not only in
signing and ratifying some of the treaties, but also in participating in
drawing them up.26 Following Roman-Dutch writers, earlier South
African judges did not distinguish between international and
municipal law. Rather, they applied rules from both these bodies of
law with equal facility in domestic disputes with an international
dimension.27 However, the apartheid government later changed its
commitment and applied international law in domestic disputes very
selectively and with no clear justifiable pattern. This inconsistency
extended even to the manner in which international law was taken
into account. The executive structure of the old apartheid
government signed and ratified many instruments which were never
incorporated into domestic law because of the lack of endorsement
by the legislature. The confusion and double standards further
translated into complex decisions by the courts, especially after it
became clear that the government of the day was rejecting
international law within the South African legal order, especially in
relation to cases of a political nature. Where the issue demanded that
the courts consider international law, attempts were made to come
up with new goalposts for its incorporation.28
Before this defensive attitude and confusion set in, South Africa
was one of the countries that, over a long period of time, consistently
applied a monist approach in all its decisions. International law as
part of municipal law was a principle that the South African courts
respected without compromise. John Dugard has used the comments
of Kotze CJ and Jorissen J in CC Maynard et al v The Field Cornet of
Pretoria to illustrate the extent to which this principle was applied by
the courts.29 Kotze CJ cited a passage from Wharton’s Digest that the
‘the Law of Nations makes an integral part of the laws of the land’30
and added by quoting Sir Henry Maine that ‘the state which disclaims
the authority of International Law places herself outside the circle of
civilised nations’.31 Dugard also cites Jorissen J who declared that
there is no doubt that the law of this Republic must be viewed and
interpreted, in case of ambiguity, with due regard to the higher law,
which is accepted in all civilised countries as ideal without further
proof.32
26
J Dugard ‘SA judiciary and international law in the apartheid era’ (1998) 12 South
African Journal on Human Rights 110 112.
27 Dugard (n 26 above) 111.
28
Dugard (n 13 above) 53. Rumpff J in Nduli v Minister of Justice 1978 1 SA 893 (A)
(Nduli) added to the confusion by stating that only rules regarded as universally
recognised could be incorporated into our law.
29
CC Maynard et al v The Field Cornet of Pretoria (1894) 1 SAR 214 as discussed in
Dugard (n 13 above) 45.
30 CC Maynard (n 29 above) 223 as quoted in Dugard (n 13 above) 45.
31
As above.
32 CC Maynard (n 29 above) 232 as quoted in Dugard (n 13 above) 45.
138 Nthabiseng Mogale
Since 1994, the situation has changed drastically. Both the interim
and final Constitutions give clear direction that remedy the problems
of the past.33 The interim Constitution included a stance on
international law, and the final Constitution carries this through with
very few changes. In fact, both documents are similar in most
respects in their treatment of international law.34 According to the
Constitution ‘customary international law is law in the Republic unless
it is inconsistent with the Constitution or Act of Parliament’.35 There
can be no doubt that the ‘constitutionalisation’ of this rule gives
international law additional weight. It means it cannot be overridden
by national legislation, unless that provision is clearly inconsistent
with international customary law.36 Section 233 further states that
when interpreting any legislation, every court must prefer any
reasonable interpretation of the legislation that is consistent with
international law.37
This provision ensures that courts will be guided by international
norms and the interpretation given these norms by international
courts and other such institutions. Although the Court in AZAPO
deliberately narrowed its application of international law, it had
decided differently in S v Makwanyane38 when it declared that in the
context of section 35(1) of the interim Constitution, now section 39 in
the final Constitution, public international law would include binding
and non-binding law. It added that international agreements and
customary international law should be the framework within which
rights in the Constitution, especially those in the Bill of Rights, should
be evaluated and understood. The Court added that the guidance was
mainly with respect to the interpretation of those rights.
It is thus surprising that the Court’s interpretation of international
law in AZAPO was so restrictive. In fact, its responses were so similar
to those of the apartheid era judiciary that parallels could be drawn.
There seemed to be a deliberate downplaying of the role of
international law, whereas the Constitution had elevated
international law to new heights. The shift of the Constitutional Court
away from its established use and integration of international law in
its judgments and from an international law-friendly environment is
similar to the period after 1948 when apartheid was formalised and
the then government of South Africa treated the United Nations (UN)
as an enemy.39 At that stage the judiciary returned to pure Roman-
Dutch law, but excluded the Roman-Dutch jurists’ respect for
international law. Although the shift in AZAPO was not that drastic,
the aim of achieving political objectives is similar.
Secondly, again in State v Makwanyane,40 the Court found that in
deciding whether something constitutes international law, sources of
international law must be considered.41 However, in the Azapo case,
it failed to consider the sources of international law on the right of a
victim both to have the perpetrators of a war crime or crimes against
humanity punished by a competent tribunal and to seek civil redress
from the perpetrator.42 This shift, like the previous one, is similar to
the introduction of a new restrictive measure by Rumpff CJ in Nduli
when he stated:
It was conceded by counsel for the appellants that according to our law
only such rules of customary international law are to be regarded as
parts of our law as are either universally recognised or have received the
assent of this country ...43
At face value this sounds reasonable, yet it is restrictive and difficult
to apply effectively without limiting rights. Once one applies a
restrictive and narrow interpretation to the role of international law,
the rights of victims are limited and compromised.
The Court likewise failed to follow its earlier approach of
requiring a balancing test where there is a limitation of fundamental
rights. For example, in S v Mhlungu44 the Court typified the
protection of fundamental rights in chapter 3 of the Constitution as
a deeply entrenched feature of the whole constitutional scheme. In
AZAPO, it equates the postamble with the fundamental rights in
chapter 3. This decision suggests that the protection of fundamental
rights is subjective and depends on how vigorously the judges choose
to enforce it.45 This is similar to the subjective attitude adopted by
Curlewis J in the case of S v Mncube & Nondula, when he said the
Palestinian Liberation Organisation (PLO) was a bunch of thugs who
kill Jews.46 The personal feelings of the judge are clearly reflected
and were allowed to affect the outcome. The judge’s approach
39
As discussed in Dugard (n 26 above) 113.
40 Makwanyane (n 16 above) para 309.
41
Z Motala ‘The Constitutional Court’s approach to international law and its method
of interpretation in the Amnesty decision’: Intellectual honesty or political
expediency?’ (1996) 21 South African Yearbook of International Law 29 30.
42
As above.
43 Nduli (n 28 above) as referred to in Dugard (n 13 above) 53.
44 1995 3 SA 867 (CC).
45
Dugard (n 13 above) 30.
46 S v Mncube & Nondula 1991 3 SA 132 (A) as discussed in Dugard (n 26 above) 123.
140 Nthabiseng Mogale
South Africa of the apartheid era was not a party to any human rights
conventions. It was bound by articles 55 and 56 of the United Nations
Charter, which required it to respect and promote human rights, but
the Charter was not incorporated into South African law. After 1994
several UN instruments were ratified, bringing the total number to
32.49 A significant number of UN instruments articulate the need for
the punishment of those who commit human rights abuses. If one
looks at individual UN instruments, one still finds consensus that there
is a need for respect for international law. For example, the Universal
Declaration of Human Rights has no legal enforceability, but is viewed
as an instrument with legal value, especially in relation to
interpreting the human rights and fundamental freedoms which can,
in turn, be enforced against member states. According to the
Universal Declaration, everyone has the right to an effective remedy
by the competent national tribunals for acts violating the
fundamental rights granted him or her by the Constitution or by law.50
Literature includes reparations, compensation or a legal judgment as
some of the common judicial remedies available to victims of human
rights abuses. According to the Convention of the Non-Applicability of
47
Dugard (n 13 above) 61.
48 As above, referring to S v Petane 1988 3 SA 51 (C).
49 According to the records of the Office of the Chief State Law Adviser
(International Law) Department of Foreign Affairs, Hatfield, Pretoria.
50 Art 8.
Chapter 8 141
51
Adopted and opened for signature, ratification and accession by General
Assembly Resolution 2391 (XXIII) of 26 November 1968.
52 Art 1.
53
Protocol Additional to the Geneva Conventions of 12 August 1949 and Relating to
the Protection of Victims of Non-International Armed Conflict (adopted on 8 June
1977).
54
Protocol (n 53 above) art 1.
55
Principles of International Co-operation in the Detection, Arrest, Extradition and
Punishment of Persons Guilty of War Crimes and Crimes against Humanity
(adopted by General Assembly Resolution 3074 (XXVIII) of 3 December 1973)
principle 1.
56 As above.
57
T Meron ‘Is international law moving towards criminalisation?’ (1998) 9 European
Journal of International Law 18 22.
142 Nthabiseng Mogale
58
N Roht-Arriaza ‘Truth commissions and amnesties in Latin America: The second
generation’ ASIL Proceedings of 92nd Annual Meeting (1998) 313 314.
59 Nduli (n 28 above).
60
Dugard (n 13 above) 52.
61 1988 3 SA 51 (C).
62 S v Petane (n 61 above) 56-57 as quoted in Dugard (n 13 above) 53.
63
R Keightley ‘Public international law and the Final Constitution’ (1996) 12 South
African Journal on Human Rights 405 412 cited in Dugard (n 13 above) 56.
Chapter 8 143
Over and above what international legal instruments say, scholars all
over the world have supported the need to prosecute human rights
abuses after a dictatorship regime is ousted. Some countries have
responded by granting de facto impunity; in others, the military has
insisted upon amnesties which are designed to encourage amnesia.65
The fulcrum of the case for criminal punishment is that it is the most
effective insurance against future repression.66 By laying bare the
truth about violations of the past and condemning them, prosecutions
can deter potential lawbreakers and discourage the public from
becoming complicit in state-sponsored violence in the future.67
In traditional international law, the individual played an
inconspicuous part because the international interests of the
individual and his or her contacts across the frontier were
rudimentary. This is no longer the case. While statements such as that
individuals are only objects and not subjects of international law have
been shown to be devoid of substance, they reveal clearly the
intimate connection between the question of the subjects of
international law and the notion of human rights and fundamental
freedoms. The claim of the state to unqualified exclusiveness in the
field of international relations was tolerable at a time when the
actuality and the interdependence of the interests of the individual
cutting across national frontiers were less obvious than they are
today.
According to the 1984 United Nations Convention, every state
shall provide for universal jurisdiction over gross violations of human
rights and humanitarian law, which constitute crimes under
international law. Universal jurisdiction has thus been recognised
with regard to such crimes as attacks on the safety of civil aviation
64
Dugard (n 13 above) 61-62.
65 DF Orentlicher ‘Settling accounts. The duty to prosecute human rights violations
of a prior regime’ (1991) 100 Yale Law Journal 2525 2539.
66
Orentlicher (n 65 above) 2542.
67 As above.
144 Nthabiseng Mogale
68
Meron (n 57 above) 22.
69 Orentlicher (n 65 above) 2546.
70
N Roht-Arraiza ‘Punishment, redress, and pardon: Theoretical and psychological
approaches’ in N Roht-Arraiza (ed) Impunity and human rights in international
law and practice (1995) 13 16.
71
As above.
72 As above.
Chapter 8 145
4.5 Was the conflict in South Africa only internal and thus non-
international?
73
Roht-Arriaza (n 58 above) 319.
74 AZAPO (n 1 above) para 1.
146 Nthabiseng Mogale
strife affects the population in particular ways that have been defined
internationally as unacceptable, the international community rarely
responds. In fact, the international community has often failed to
respond even where the conflict is clearly of an international nature,
as in the case of Rwanda and recently Darfur, Sudan. The conflict in
South Africa was so international that even the international
sympathisers formed the Anti-Apartheid Movement and operated in
very formalised ways, recognised and sometimes supported by their
governments. This resulted in the establishment of ANC missions in
several countries of the world. The formal treatment of ANC members
as refugees with specific benefits for refugees attests to this. The
leadership of the ANC was able to travel the world mobilising people
against apartheid as a result of the protection they received as
freedom fighters on the run from a repressive regime.
As early as the 1960s the ANC addressed the UN on apartheid and
its atrocities. This was despite resistance from some of the member
states and South Africa itself. Countless individuals were also afforded
this rare opportunity, as a courtesy of the UN, to become informed
about the conflict and take appropriate steps. This culminated in the
Apartheid Convention of 1966. Referring to this conflict as an ‘armed
conflict’ is a further indication of its international nature. Small
resistance groups inside the country would not have been able to
mobilise arms and other resources from sympathisers all over the
world unless there was international awareness and interest to
change the status quo in South Africa. Armed conflict also indicates
the magnitude of the conflict. Our conflict had reached proportions
of an international nature with trained armies, artilleries and similar
weaponry.
The process adopted to prepare and conduct the multiparty
negotiations in Kempton Park in the early 1990s is yet another
indication of the international nature of the resistance against the
apartheid regime. All the protection and assurances given to all
parties involved were based on international norms and standards, as
indicated by the active participation of the international community
including the UN. The fact that it was South Africans who talked
directly to one another and amicably came up with a negotiated
settlement that was heralded a miracle does not minimise this
conflict or make it an internal one. All the principles and lessons
applied were of an international nature, in some instances led by
international partners. The good offices principle provided by the
Zambian government is one such example. There is therefore no
doubt that the conflict in South Africa was never seen as a small
internal one. It was only an excuse for the Court to avoid applying the
required international norms. This in itself was disregard for
international customary law, rather than just overlooking an
irrelevant issue, as the Court claimed.
Chapter 8 147
5 Conclusion
75
Roht-Arriaza (n 68 above) 313.
76 As above.
77 As above.
78
As above.
79 As above.
148 Nthabiseng Mogale
80 A former policeman, mass murderer and human rights violator who co-operated
with the TRC to provide information on other abuses. Very little truth was
unearthed beyond his personal confessions.
81 Orentlicher (n 65 above) 2543.
9 In defence of AZAPO and
restorative justice
Patrick Lenta
1 Introduction
1
1996 4 SA 671 (CC), (AZAPO).
2
J Dugard ‘Is the truth and reconciliation process compatible with international
law? An unanswered question’ (1997) 13 South African Journal on Human Rights
258 268.
3 S v Makwanyane 1995 3 SA 867 (CC).
4 H Corder ‘Judicial authority in a changing South Africa’ (2004) 24 Legal Studies
253 265-269, 270.
5 J Elster Closing the books: Transitional justice in historical perspective (2004).
149
150 Patrick Lenta
2 Transitional justice
6
See NJ Kritz Transitional justice: How emerging democracies reckon with former
regimes 3 vols (1995); AJ McAdams (ed) Transitional justice and the rule of law in
new democracies (1997); M Minow Between vengeance and forgiveness: Facing
history after genocide and mass violence (1998); R Teitel Transitional justice
(2000); RI Rotberg & D Thompson Truth v justice: The morality of truth
commissions (2000); PB Hayner Unspeakable truths (2001); J Elster (n 5 above);
EA Posner & A Vermeule ‘Transitional justice as ordinary justice’ (2004) 117
Harvard Law Review 761.
7
Elster (n 5 above) 188-215.
8 PB Hayner ‘Fifteen truth commissions — 1974 to 1994: A comparative study’
(1994) 16 Human Rights Quarterly 597.
9
MJ Osiel ‘Why prosecute? Critics of punishment for mass atrocity’ (2000) 22
Human Rights Quarterly 118 136.
Chapter 9 151
10
C Jenkins ‘After the dry white season: The dilemmas of reparation and
reconciliation in South Africa’ (2000) 16 South African Journal on Human Rights
415 481. Jenkins (480) elaborates: ‘The TRC process does not re-establish
equality between victim and perpetrator. It denies victims the satisfaction of a
judgement on the merits … ; it removes the victim’s right to claim damages in a
civil action; it provides victims with a very limited right to participate in the
decision as to how to deal with the offender; it requires offenders neither to
express remorse nor to apologise, nor to make amends.’
11 R Wilson ‘The myth of restorative justice: Truth, reconciliation and the ethics of
amnesty’ (2001) 17 South African Journal on Human Rights 531 535, 556, 560,
562.
12 E Kiss ‘Moral ambition within and beyond political constraints: Reflections on
restorative justice’ in Rotberg & Thompson (n 6 above) 68; D Dyzenhaus
‘Justifying the truth and reconciliation commission’ (2000) 8 The Journal of
Political Philosophy 470.
13
D Moellendorf ‘Amnesty, truth and justice: AZAPO’ (1997) 13 South African
Journal on Human Rights 283; R Wilson The politics of truth and reconciliation in
South Africa: Legitimising the post-apartheid state (2001).
14
D Moellendorf (n 13 above); K Greenawalt ‘Amnesty’s justice’ in Rotberg &
Thompson (n 6 above) 189.
15 J Dugard ‘Retrospective justice: International law and the South African model’ in
McAdams (n 6 above) 269; N Roht-Arriaza & L Gibson ‘The developing
jurisprudence on amnesty’ (1998) 20 Human Rights Quarterly 843.
152 Patrick Lenta
16
Moellendorf (n 13 above); Wilson (n 13 above).
17 L Berat ‘South Africa: Negotiating change?’ in N Roht-Arriaza (ed) Impunity and
human rights in international law and practice (1995) 267; J Dugard
‘Reconciliation and justice: The South African experience’ (1998) 8 Transnational
Law and Contemporary Problems 277 291-292; P van Zyl ‘Dilemmas of transitional
justice: The case of South Africa’s Truth and Reconciliation Commission’ (1999) 52
Journal of International Affairs 647 648-650; Wilson (n 13 above) 7-8.
18 We might ask whether the ANC would have agreed to offer conditional amnesty
had its options not been constrained by the outgoing regime. J Elster (n 5 above)
196-197 provides reasons to think that the ANC would have chosen moderation
even if it had not been imposed on it. First, ‘they might have pulled their punches
for the sake of reconciliation’. Second, they may have decided to forego large-
scale prosecutions because of the practical problems associated with this option.
Third, and most important, the economic power of the white elite might have
caused the ANC to be wary of alienating the international capital market, which
is notoriously sensitive to social and political instability.
Chapter 9 153
19
Wilson (n 13 above) 8.
20
Act 34 of 1995.
21 The Act specified that any person who acted for personal gain would not qualify
for amnesty, except if that person received money or anything of value for being
an informer. A person who had committed a crime motivated by malice, ill-will or
spite could not be granted amnesty. However, as Elster (n 5 above) 119-120
observes, the TRC’s interpretation of the requirement that crimes must be
‘politically motivated’ was inconsistent.
154 Patrick Lenta
32
AZAPO (n 1 above) para 24.
33 AZAPO (n 1 above) para 26.
34 AZAPO (n 1 above) paras 27& 28.
35
AZAPO (n 1 above) para 31.
36 AZAPO (n 1 above) para 36.
Chapter 9 157
damages against the state would have the effect of preferring one
class of apartheid victim over other victims who had suffered
different, but no less grave, kinds of abuse during apartheid, but who
did not have a legally enforceable claim against the state because, for
example, their claims had prescribed.37 According to Mahomed DP:
The resources of the state have to be deployed in ... a manner which best
brings relief and hope to the widest sections of the community,
developing for the benefit of the entire nation the latent human
potential and resources of every person who has directly or indirectly
been burdened with the heritage of the shame and the pain of our racist
past.38
Allowing delictual claims against the state, the Court argued, would
divert funds desperately required in the areas of education, housing
and primary health care, constituting an ‘irrational differentiation’
between classes of legitimate claimants against the state’s resources.
According to the Court, parliament’s decision to invest the TRC with
the authority to make recommendations concerning reparations,
envisaged by the postamble’s reference to ‘a need for reparation’,
conceives of compensation as a complex calculation based on the
particular needs of individual claimants in the light of their current
circumstances, an assessment of which falls more properly within the
purview of government, as arbiters of policy, than that of the courts.
In his judgment, Didcott J, despite concurring with Mahomed DP’s
reasoning on the issue of criminal and civil amnesty for perpetrators,
provided an alternative justification for the constitutionality of the
Act’s foreclosing on the possibility of civil claims against the state.
Against Mahomed DP’s justification, he held that ‘the lack of a right
by the many can scarcely provide a sound excuse for its denial to
others, be they relatively few, whose title to it is clear’.39 In addition,
Didcott J argued that amnesty for the state could not be justified by
referring to the compromise agreement between the ANC and the NP
since it is unlikely that the compromise contemplated amnesty for the
state.40 He nevertheless agreed that indemnifying the state against
civil claims was constitutional on the basis that the goals of national
unity, reconciliation and societal reconstruction proclaimed by the
postamble require closure on the injustices of the past.41 In Didcott
J’s reckoning, such closure would not be achieved if protracted
litigation was permitted. Besides, he reasoned, the Act contemplates
37
According to Van Zyl (n 17 above) 660, ‘since civil claims in South Africa are
subject to a two-year statute of limitations, the vast majority of victims are
presently unable to pursue such claims. In addition, most victims who furnished
the TRC with information are poor, and could not have afforded the services of an
attorney or advocate. In summary, civil trials offer only a small percentage of
victims of human rights abuse a reasonable prospect of obtaining redress.’
38 AZAPO (n 1 above) para 43.
39 AZAPO (n 1 above) para 55.
40
AZAPO (n 1 above) para 58.
41 AZAPO (n 1 above) para 59.
158 Patrick Lenta
42
AZAPO (n 1 above) para 65.
43 M Walzer ‘Philosophy and democracy’ (1981) 9 Political Theory 379 381.
44 AZAPO (n 1 above) para 19.
45
Moellendorf (n 13 above) 288.
46 AZAPO (n 1 above) para 49.
Chapter 9 159
with the likely result that the violent struggle would have continued,
and more lives would have been lost. According to Paul van Zyl, the
former government and its security forces ‘never would have allowed
the transition to a democratic order’ without having secured
amnesty. Van Zyl records in support of this claim that a few months
prior to the elections officers in the security forces threatened to
withdraw their support for the process unless amnesty was secured.47
Dugard similarly suggests that ‘political factors made such a choice
impossible’.48 For Lodge, agreement on amnesty was an ‘indis-
pensable condition’ for peaceful transition.49
Moellendorf quotes a commentator on the Latin American
transitional experience to the effect that the judicial treatment of
human rights violations does not endanger democratic transitions. On
the strength of this assessment, he suggests that if judicial treatment
of human rights violations was prejudicial in the South African
context, Mahomed DP needs to explain why this should be so. Again,
Mahomed DP provides the explanation that Moellendorf calls for:
Continued insistence on prosecution of perpetrators by the ANC would
in all likelihood have derailed or at least delayed, in perpetuation of
the injustices of apartheid and with the likely consequence of
increased bloodshed and further human rights violations, the
transition to democracy.50 In certain countries in Latin America, such
as those to which Moellendorf refers, the balance of power made
prosecution a feasible alternative, but this was not the case in South
Africa.
If amnesty was necessary to end the injustice of apartheid, then
the amnesty compromise has a moral value independent of the
benefits or disadvantages of granting amnesty as a form of dispute
resolution, because the moral advantage that accrues in ending
apartheid sooner rather than later outweighs or at least rivals the
moral disadvantage of violating the right to have disputes settled by
adjudication. Moellendorf downplays the significance of the forces
that impelled the political decision to include amnesty in order to
47 Van Zyl (n 17 above); A Boraine ‘Truth and reconciliation in South Africa: The
third way’ in Rotberg &Thompson (n 6 above) 141 143.
48
Dugard (n 15 above) 276. Richard Goldstone, a judge on the South African
Constitutional Court though not presiding in AZAPO, declared: ‘The decision to
opt for a Truth and Reconciliation Commission was an important compromise. If
the ANC had insisted on Nuremberg style trials for the leaders of the former
apartheid government, there would have been no peaceful transition to
democracy, and if the former government had insisted on a blanket amnesty then,
similarly, the negotiations would have broken down. A bloody revolution sooner
rather than later would have been inevitable. The Truth and Reconciliation
Commission is therefore a bridge from the old to the new’ (R Goldstone ‘Justice
as a tool for peace-making: Truth Commissions and the International Criminal
Tribunal’, unpublished Hauser Lecture, New York University, 22 January 1997).
49
T Lodge Politics in South Africa: From Mandela to Mbeki (2002) 176.
50 AZAPO (n 1 above) paras 17-19.
160 Patrick Lenta
54
Moellendorf (n 13 above) 297.
55 Lodge (n 49 above) 154.
Chapter 9 163
in order to prevent some very large evil. If it is true that some degree
of reconciliation is necessary for democracy, then the right to have
justiciable disputes settled in a legal forum may be violated, because
the consequence of enforcing the right, the failure of democratic
consolidation, has met the relevant threshold of badness.
Even if Moellendorf is right that the justification for amnesty must
be consequentialist, his insistence that rights can never be overridden
by reference to consequences does not square with the practice of
rights adjudication in South Africa. Two examples will suffice. In the
death penalty — Makwanyane — decision, the Court considered the
argument for deterrence and rejected it on the grounds that there
was insufficient evidence to conclude that the death penalty acted as
a deterrent to crime. It did not reject the deterrence argument
because it is a consequentialist justification for the death penalty.
Secondly, section 37 of the final Constitution provides for the
derogation from rights in times of emergency — war, riots and
insurrection. These seem to be cases in which social utility is thought
to outweigh legal rights.56 The absolutism of Moellendorf’s claim for
the enforcement of the section 22 right is well met by Jonathan
Allen’s claim that ‘so strong an anti-consequentialism is bound to
wreak havoc in politics’.57
Moellendorf’s argument presupposes more than his claim about
the inviolability of rights. It assumes — or is at least consistent with
the argument — that justice requires retribution for the guilty, come
what may. It implicitly sides with Kant, whose deontology seems to
ground Moellendorf’s position throughout:
The principle of punishment is a categorical imperative, and woe to him
who crawls through the windings of eudaemonism in order to discover
something that releases the criminal from punishment or even reduces
its amount by the advantage it promises ... Even if a civil society were to
be dissolved itself by the consent of all its members ... the last murderer
remaining in prison would first have to be executed, so that each has
done to him what his deeds deserve and blood guilt does not cling to the
people for not having insisted upon this punishment; for otherwise the
people can be regarded as collaborators in this public violation of
justice.58
For Kant, punishment is justified by backward-looking considerations.
The criminal, having engaged in wrongful conduct in the past,
deserves his punishment and it would be unjust for him not to receive
it.
56
R Geuss History and illusion in politics (2001) 148.
57 J Allen ‘Balancing justice and social unity: Political theory and the idea of a truth
and reconciliation commission’ (1999) 49 University of Toronto Law Journal 315
316.
58 I Kant The metaphysics of morals trans MJ Gregor (1996 [1797]) 141-142.
164 Patrick Lenta
59
JG Murphy Retribution, justice and therapy (1979) 87.
60 Wilson (n 13 above) 230.
61 Wilson (n 13 above) 12.
62
Wilson (n 13 above) 17.
63 Wilson (n 13 above) 23.
Chapter 9 165
64
Wilson (n 13 above) 25.
65 Wilson (n 13 above) 27.
66 Minow (n 6 above); Allen (n 57 above); Kiss (n 12 above); Dyzenhaus (n 12 above);
D Dyzenhaus ‘Transitional justice’ (2003) 1 International Journal of
Constitutional Law 163.
166 Patrick Lenta
the Court’s justification of it. The TRC’s final report argues that it
promoted restorative justice which, it explains, is concerned not so
much with punishment as with correcting imbalances and restoring
broken relationships — with engendering healing, harmony and
reconciliation.70
For Llewellyn and Howse, these features render the TRC not a
sacrifice of justice, but a model of justice. However, this more
ambitious version of restorative justice has a serious weakness. It
requires victims to forego as illegitimate their claims to retribution,
even though retribution and punishment are in other circumstances
features of existing criminal law. It also requires that victims be
reconciled with the perpetrators even though the wrongdoers may
have refused to apologise, so that an apparent injustice may result in
so far as reconciliation may be forced and punishment absent, a
complaint which victims voiced against the TRC.
A second, weaker, version of restorative justice, which Dyzenhaus
terms ‘transformative justice’71 so as to distinguish it from the
version of restorative justice favoured by Llewellyn and Howse,
acknowledges that ‘victims ... make elemental claims for retributive
justice’72 and that such claims are legitimate and on a sound moral
footing.73 Dyzenhaus follows Allen in arguing that the abrogation of
retribution in favour of amnesty and the TRC should reflect a
‘principled compromise’ between justice and social unity, such that
‘elements of both values that can be reconciled or that need not be
in conflict are given emphasis’.74
Allen’s insight is that a cost is paid when retribution is rejected
and such a sacrifice can only be justified if the goods it secures accord
with another concept of justice, a possibility that strict accounts of
retribution do not envisage. Allen, Kiss and Dyzenhaus’s brand of
restorative justice agrees with Llewellyn and Howse’s version that
part of justifying amnesty and the TRC involves illustrating the
benefits of the TRC over criminal trials, but also seeks to show that
the TRC facilitates some of the goals traditionally associated with
retribution.
Kiss, a proponent of this more modest version of restorative
justice, identifies three commitments shared by restorative and
retributive justice:
70
Truth and Reconciliation Commission of South Africa Report (1998) vol 1 ch 5
para 70. But compare Jenkins (n 10 above) 478-479, who argues that this idea of
restorative justice does not describe the amnesty process of the TRC. Jenkins
objects that the consent of the victim is not required for the perpetrator to be
offered amnesty — the decision to apply for amnesty is wholly at the discretion of
the perpetrator.
71 Dyzenhaus (n 12 above); Dyzenhaus (n 66 above).
72 M Walzer ‘Judgement days’ New Republic 15 December 1997 13.
73
Kiss (n 12 above) 71.
74 Allen (n 57 above) 338.
168 Patrick Lenta
(1)to affirm and restore the dignity of those whose human rights have
been violated;
(2) to hold perpetrators accountable, emphasising the harm that they
have done to individual human beings; and
(3) to create social conditions in which human rights will be respected.75
The TRC, like criminal trials, attempted to provide accountability
since, in contrast to the processes of other truth commissions,
amnesty was granted on an individual rather than collective basis and
perpetrators were required to disclose publicly accounts of the abuses
in which they had participated. Moreover, rather than facilitating
impunity for wrongdoers, the amnesty process forced applicants to
admit responsibility for their acts and, as a result, experience public
shaming and opprobrium before the entire community. Shaming
represents the expressive function of punishment and so constitutes a
weak form of retribution.76 Those who failed to apply for amnesty, or
to whom amnesty was refused, could still face prosecution. When
those lower down the apartheid chain of command confessed, they
sought to explain their actions in part by naming those who had given
them the orders, including those who may have failed to apply for
amnesty.
The TRC achieved goals not traditionally thought achievable
within the context of a trial. It provided a platform from which victims
could speak in their own terms and have their suffering respectfully
acknowledged, their agency restored and their dignity affirmed.
Trials generally lack the narrative scope of truth commissions, since
in trials truth is instrumental to facilitating convictions, and is
restricted to this purpose, whereas the TRC had the ability to provide
a more complete picture of human rights violations and their
causes.77 Also, trials are prosecutor centred rather than victim
centred. In trials, prosecution witnesses undergo constant
interruption and aggressive cross-examination that is intended to
discredit their version of events. In the TRC victim hearings, victims
were listened to respectfully, without aggressive interruption.
Allen usefully distinguishes between two forms of justice
propelled by the TRC: justice as recognition and justice as ethos.
Justice as recognition relates to a shift in perception that the TRC
catalyses. The TRC advances two basic forms of recognition. The first
is a democratic form, directed towards others in regard to their
sameness with oneself as equal citizens of a shared polity. Equal
75
Kiss (n 12 above) 79.
76 Kiss (n 12 above) 77; Allen (n 57 above).
77
The TRC conducted institutional hearings into, among other things, the legal
profession and its complicity with apartheid (D Dyzenhaus Truth, reconciliation
and the apartheid legal order (1998)). Although these hearings are not generally
regarded as a great success, they did enable the TRC to investigate some of the
systemic causes of apartheid.
Chapter 9 169
78
F Fanon The wretched of the earth trans C Farrington (1965).
79
S Plaatje, in his novel Mhudi, published in 1930 but probably written about 1917,
was the first black writer to consider in fiction the evolution of a modern South
African black identity. The first in a line of black autobiographies was E
Mphahlele’s Down second avenue (1959). Black female autobiographers have
included N Jabavu, whose The ochre people (1963) commemorates not only her
own life but the destruction of the Xhosa intellectual group of which her family
had been distinguished members. Among other ‘writers-back’ to the white
tradition have been E Kuzwayo (Call me woman (1985)) and E Mashinini (Strikes
have followed me all my life (1989)).
80 Minow (n 6 above) 71.
170 Patrick Lenta
dignity can be restored and justice effected through means other than
punishment.81
A second form of justice embodied in the TRC, according to Allen,
is ‘justice as ethos’. The TRC has the capacity to disseminate
information about the moral evils of apartheid and the injustice of its
legal system and other institutions and as such to promote moral
deliberation and civic education. The TRC has provided a form of
justice by educating the South African political culture and helping to
restore sensitivity to injustice. Moreover, by drawing attention to the
distortions of the apartheid legal order and to officially sanctioned
transgressions of the law, the TRC has promoted the idea of justice
contained in the rule of law. Proponents of retribution charge that the
TRC constituted a departure from the rule of law and thus undermined
the rule of law in the new nation, whereas in fact the shocking
narratives told in the hearings of the TRC underscore the need for a
public commitment to the rule of law.
It is useful to draw a distinction between knowledge and
acknowledgment, first drawn by Thomas Nagel.82 That is, although
the public may have a considerable amount of knowledge about the
abuses that took place during apartheid, such knowledge is not the
same as an official public acknowledgment of what happened to
victims and their relatives. Such an acknowledgment, provided by the
TRC, loosens the grip of perpetrators on their victims, and facilitates
the restoration of the dignity of victims as well as providing the
foundations for a new moral order.
Healing may not be required by the concept of justice, but one
may nevertheless assign it a role in restorative justice.83 By allowing
victims to tell their stories in public, the TRC provided for the
possibility of healing for the victim, as well as the restoration of his
equality, dignity and agency. Commenting on healing after violence
and the need to reconstruct the self that has been damaged or defiled
by the violator, Roberta Culbertson argues:
To return fully to the self as socially defined, to establish again a
relationship with the world, the survivor must tell what happened. This
is the function of narrative ... In doing so it becomes possible to return
the self to its legitimate social status as something separate, something
that tells, that recounts its own biography, undoing the grasp of the
81
As novelist A Krog Country of my skull (1998) 16 writes in her account of the TRC
hearings: ‘If [the TRC] sees truth as the widest possible compilation of people’s
perceptions, stories, myths and experiences, it will have chosen to restore
memory and foster a new humanity and perhaps that is justice in its deepest
sense.’
82 T Nagel The justice and society program of the Aspen Institute, state crimes:
Punishment or pardon (1988) 93, cited in Osiel (n 9 above) 134.
83 J Baker ‘Truth commissions’ (2001) 51 University of Toronto Law Journal 315 316.
Chapter 9 171
84
R Culbertson ‘Embodied memory, transcendence, and telling: Recounting trauma,
re-establishing the self’ (1995) 26 New Literary History 169 179.
85
Gutmann & Thompson (n 67) 30. One victim who gave oral testimony denied that
testifying had been therapeutically beneficial for him. See Y Henry ‘Where
healing begins’ in C Villa-Vicencio & W Verwoerd (eds) Looking back, reaching
forward: Reflections on the Truth and Reconciliation Commission of South Africa
(2000) 166. In his view, the TRC ‘trivialised the lived experience of oppression and
exploitation’ and ‘too often played down the full extent of human suffering’.
Dugard (n 15 above) 287 denies the healing potential of the TRC altogether: ‘The
exposure of the sufferings of bygone years in public hearings before a
sympathetic commission … will not heal the mental wounds of the millions whose
dignity was denied for over forty years.’ Dugard is simply too absolutist about
this; the TRC did have the potential to heal and did in fact have a healing effect
for some, though, of course, by no means all of the victims.
86
T Rosenberg ‘A reporter at large: Recovering from apartheid’ New Yorker 18
November 1996 92, quoted in Minow (n 6 above) 243.
87 A Sachs The free diary of Albie Sachs (2004) 28.
88
Gutmann & Thompson (n 67 above) 32.
89 Minow (n 6 above) 20.
172 Patrick Lenta
97
Minow (n 6 above) 26, 63.
98 n 17above, 651.
99 Van Zyl (n 17 above) 652-653.
100
Moellendorf (n 13 above) 290.
101 AZAPO (n 1 above) para 50.
Chapter 9 175
102
N Walzer ‘Political action: The problem of dirty hands’ (1973) 2 Philosophy and
Public Affairs 160.
103
As B Williams Moral luck: Philosophical papers 1973 — 1980 (1981) 74 puts it:
‘[T]hough it can actually emerge from deliberation that one of the courses of
action is the one that, all things considered, one had better take, it is, and it
remains, true that each of the courses of action is morally required, and at a level
which means that, whatever he does, the agent will have reason to feel regret at
the deepest level.’
104
Walzer (n 102 above) 171.
105 Dyzenhaus (n 66 above).
106 D Dyzenhaus ‘Judicial independence, transitional justice and the rule of law’
(2003) 10 Otago Law Review 345 369.
107 Roht-Arriaza & Gibson (n 15 above); Wilson (n 13 above) 170-172.
176 Patrick Lenta
108 DF Orentlicher ‘Settling accounts: The duty to prosecute human rights violations
of a prior regime’ (1991) 100 Yale Law Journal 2539.
109 AZAPO (n 1 above) para 26.
110 AZAPO (n 1 above) paras 27& 28.
111
Roht-Arriaza & Gibson (n 15 above) 874.
112 Jenkins (n 10 above) 475.
Chapter 9 177
113 MP Scharf ‘The letter of the law: The scope of the international legal obligation
to prosecute human rights crimes’ (1996) 59 Law and Contemporary Problems 41
56.
114 Dugard (n 15 above) 279.
115
Dugard (n 17 above) 306-307.
116
RC Slye ‘The legitimacy of amnesties under international law and general
principles of Anglo-American law: Is a legitimate amnesty possible?’ (2002) 43
Virginia Journal of International Law 173 246.
117 C Nino ‘Response: The duty to punish past abuses of human rights put into
context: The case of Argentina’ in Kritz (n 6 above) 417 436.
118
Nino (n 117 above) 428.
119 Nino (n 117 above) 436.
178 Patrick Lenta
7 Civil liability
Assuming then that the Court was justified in its decision to refuse to
invalidate the amnesty-for-truth arrangement in respect of criminal
liability, does it follow that the Court was right to uphold civil
indemnities for perpetrators and the state? Moellendorf makes the
point that the amnesty provisions set out in the Act are not required
by the postamble of the interim Constitution which is, he says,
‘deliberately vague about the mechanisms, criteria, and procedures
of amnesty’.120 He argues that indemnity for civil liability was not an
essential term of the compromise reached between the negotiating
parties, since if it had been an essential term it would have been
specifically provided for in the postamble. In fact, the decision to
permit amnesty against civil liability was the result of parliamentary
discussions and debates, and as such, though it bears the seal of
democratic legitimacy, is not directly mandated, that is, required, by
the Constitution. Accordingly, amnesty in respect of civil liability
needs to be justified.
Wilson objects to civil amnesty for perpetrators, while
Moellendorf objects to civil amnesty for the state. Wilson concedes,
somewhat incongruously with his sustained position that retribution is
a crucial aspect of human rights, that amnesty may indeed have been
a politically indispensable feature of the compromise, provided that
other alternatives may have been explored, such as a mechanism where
the state could grant amnesty from criminal prosecutions but not from
civil prosecutions [sic], which could have been brought by families of
victims such as the Ribeiros, the Mxenges and the Bikos.121
The issue is whether allowing civil claims against perpetrators would
deter them from telling the truth or whether criminal amnesty would
be sufficient by itself to encourage truth telling. The Court argued
that without both criminal and civil amnesty wrongdoers would lack
incentive to tell the truth.
The appearance of injustice is more pronounced if amnesty is
extended to civil claims against perpetrators, since victims may be
deprived of their final avenue of redress in the absence of the
possibility of claims against the state. To avoid this impression, Kent
Greenawalt suggests:
Why not say that those whose confessed identity as offenders earns
amnesty from criminal prosecution will be vulnerable to civil liability up
to a percentage of their assets or income? The prospect of moderate
civil liability would hold open some opportunity for redress of victims. It
would probably not discourage offenders from admitting their guilt,
120
Moellendorf (n 13 above) 290.
121 Wilson (n 13 above) 27.
Chapter 9 179
since they would earn immunity from criminal prosecution and a partial
civil immunity that would prevent them from being impoverished by
having to pay damages.122
The modality of ‘would probably not discourage offenders’ is
unavoidably vague. We cannot know whether and in what numbers
perpetrators would refuse to testify by reason of their continued
exposure to civil claims. For Greenawalt, the exclusion of civil
indemnity is worth the risk in view of the compensation it could
provide for victims. By contrast, the Court thought that, provided the
language permitted civil amnesty and provided that parliament had a
good reason for providing for civil amnesty, deference should be
displayed towards the decision of the democratically elected
parliament:
Parliament was therefore entitled to enact the Act in the terms which it
did ... They could have chosen to insist that ... the terms of amnesty
should leave intact the claims which some of these victims might have
been able to pursue ... They were entitled to choose the second course ...
The choice of alternatives legitimately fell within the judgement of the
lawmakers.123
These explanations evidence the Court’s reluctance to intrude into
the realm of policy.124 In my view, the Court is justified in its stance
given the uncertainty about whether the prospect of civil claims
would deter perpetrators from testifying.
Moellendorf objects to the Court’s justification of amnesty for the
state for two reasons. First, he says,
Mahomed DP writes as if the indemnity from civil liability enjoyed by the
State as a result of the Act is somehow required by the interim
Constitution. It is bizarre to assert that the interim Constitution required
this.125
In fact, just the opposite is true: Mahomed DP emphasises that the
Constitution merely permits parliament to make the election that it
made.126 He states that the postamble ‘left it to parliament to decide
upon the ambit of the amnesty, the permissible form and extent of
such reparations and the procedures to be followed’.127 This is very
different from saying that the postamble ‘required’ amnesty for the
state.
It is nevertheless the case that the rhetoric of entailment that
Moellendorf identifies is present at certain points in the judgment.
122
Greenawalt (n 14 above) 202.
123
AZAPO (n 1 above) para 50.
124 On the subject of judicial restraint, for a discussion and qualified defence of
judicial deference, see P Lenta ‘Judicial deference and rights’ (2006) Tydskrif vir
die Suid-Afrikaanse reg 456.
125 Moellendorf (n 13 above) 291.
126
AZAPO (n 1 above) para 45.
127 AZAPO (n 1 above) para 47.
180 Patrick Lenta
of the state were sufficiently great, victims with delictual claims may
think — quite correctly — that the amount awarded, subject to a cap
on the maximum amount awardable under each claim, would provide
them with a degree of compensation, yet represent an almost
invisible diminution of the common stock. However, in South Africa
the financial resources of the state, relative to claims for a minimal
level of health care, food and education, are small and subtractions
of delictual claims from available funds would detrimentally affect
the amount that can be invested to ensure an absolute social
minimum of welfare in cases of need.
Of course, as Moellendorf notes, the Court’s argument is
compelling only if the hardships of the worst off are indeed
alleviated. As it transpires, the government has largely reneged on its
promise to provide reparations as directed by the TRC R/report on
reparations. By the same token, the disparity in wealth between the
historically privileged (whites) and the historically oppressed (blacks)
remains largely undisturbed either by the workings of the TRC or by
government policy, though it is true that a substantial black middle
class has emerged. Mahmood Mamdani has criticised the TRC as an
institution that is focused on too narrow a concept of injustice —
‘abuses within the legal framework of apartheid: detention, torture,
murder’ — instead of the systemic injustices of apartheid that include
‘forced removals, pass laws, broken families’. This deflects attention
away from the need for reparations not just for victims of human
rights violations, but also ‘for those who suffered only forced labour
and broken homes’.133 Mamdani argues that unless justice includes
the redistribution of wealth from the economic beneficiaries of
apartheid to those who were its economic victims — unless it includes
the kind of systemic reform that only the government can provide —
it will be justice in name only.
8 Conclusion
135 As above.
List of contributors
183
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Legislation
The Constitution of the Republic of South Africa, Act 200 of 1993 (interim
Constitution)
International documents
Convention on the Non-Applicability of Statutory Limitations to War Crimes
and Crimes Against Humanity Adopted and opened for signature, ratification
and accession by General Assembly resolution 2391 (XXIII) of 26 November
1968
Cases
Doctors for Life International v Speaker of the National Assembly & Others
2006 6 SA 416 (CC)
Kaunda and Others v President of the Republic of South Africa and Others (2)
2004 10 BCLR 1009 (CC)
President of the Republic of South Africa v SARFU 1999 2 BCLR 175 (CC), 1999
2 SA 14 (CC)
Reports
Truth and Reconciliation Commission Report Vol 1 (1998); Vol 4 (1998); Vol 6
(2001)
A
Adorno, T ix; 3-5
Allen, J 163; 165; 167; 168; 170
ANC xii; 99; 100; 108; 112; 114; 115; 122-124;
126; 145; 146; 152; 153; 157; 159; 165
apartheid v-vii; ix-xiii; 5; 9; 18; 22; 34; 35; 37; 39; 42;
43; 48; 51; 65-68; 73-78; 81-83; 85-87; 94-
97; 99-112; 116-125; 127-129; 131; 132;
137-141; 143; 145-147; 153; 155; 157-159;
162; 165; 166; 168-171; 173; 180; 181
architecture 65; 80; 89
archive
archive writing 96
Arendt, H 14; 85
Argentina 147; 156; 177
Armscor 100; 101
art ix; 11; 13-15; 17; 21; 22; 24; 25; 30; 37; 69
Auster, P 20
attentiveness ix; 12; 14; 15; 24; 29; 30; 104
B
bad victim 107; 109
Bender, B 19
beneficiaries xi; 107; 109; 110; 114; 116-119; 125; 181
big business xi; 24; 93; 99; 104; 105; 123
Black Economic Empowerment 112; 126
(BEE) Program
Blanchot, M 103; 106
bridge
transformative bridge 36; 37; 49
transitional bridge 34-38; 49
C
Chile 5; 6; 147; 156
civil liability v; 53; 151; 152; 178-180
CODESA 152
compensation 4; 53; 112; 121; 134; 140; 147; 157; 179-181
constitutionalism
constitutional duty to remember 76; 89; 90
memorial constitutionalism 8; 18; 67; 77; 85; 87-90
transformative constitutionalism vii; x; 23; 24; 36; 37; 49; 51; 52; 67; 75; 89
counter-monumental 65; 70; 76; 77; 82; 83; 85-87
constitutionalism
post-apartheid constitutionalism 67; 75; 85; 88
Cornell, D 12; 13; 25; 26
criminal justice 66; 117; 166; 174; 175
D
democracy 34; 36; 42; 43; 63; 78; 80; 81; 119; 125;
127; 130; 150; 152; 158-160; 162-166; 172;
173; 175; 177; 180
Derrida, J 25; 26; 93-98; 103-106
Dugard, J 57; 131; 136; 137-140; 142; 143; 149; 151;
152; 159; 171; 177
Dworkin, R 160
Dyzenhaus, D 151; 165; 167; 168; 172; 175
200
Index 201
E
El Salvador 156
Equalisation Fund 100
F
Fagan, E vii; 75
Fanon, F 169
G
Geneva Convention 141; 142; 156
good victim 107
gross human rights violation 17
H
Hobhouse, E 7; 9; 72
Holmes, OW 18; 20; 21
Howse, J 166; 167
Human Rights Violations Committee 109
I
international law x; xii; xiii; 5; 45; 53-59; 62; 63; 86; 127;
131; 136-144; 149; 151; 152; 154-156; 175-
177
J
justice
justice as ethos 168; 170
justice as recognition 168
restorative justice xii; 16; 89; 149; 151; 165-167; 170; 172;
173; 175
retributive justice xii; 167; 173; 174
social justice 75; 87-89; 107-109; 111-113; 116; 117; 119;
125; 126; 128
criminal justice 66; 117; 166; 174; 175
transitional justice 11; 12; 35; 52-54; 76; 89; 107; 109; 113;
149-152; 165; 175
K
Kant, I 5; 37; 163; 164
Kentridge, W 14; 21-24; 29; 54
Khulumani Support Group xi; 109; 119-123; 125; 126
Kiss, E 151; 165; 167; 168; 173
Klare, K vii; 52; 75; 89
Krog, A 6; 9; 14-16; 26-28; 170
Kundera, M 11; 12
L
legal interpretation xiii-x; 12-15; 24; 25; 29-31; 33; 46; 74; 85;
86
legitimacy xii; 61; 81; 147; 177; 178
limits of law ix
Llewellyn, R 166; 167
M
Mahnmal x; 62; 64; 88
202 Index
N
Nagel, T 170; 181; 182
Nietzsche, F 3
Nino, C 177
O
Orentlicher, DF 143; 144; 148; 175; 176
Orwell, G 44
P
particularity ix; 11; 13; 15; 18; 21; 24-26; 29; 30; 74; 97;
104
perpetrators v; xi; xii; 3; 6; 9; 52-54; 57; 60; 106; 109;
110; 114-119; 122; 125; 127; 128; 131-136;
139; 141; 143; 147; 150-153; 155-157; 159-
161; 164; 166-171; 173; 174; 176; 178-180
politics
political reconciliation xi; 88; 108; 125; 172
politics of memory viii; x; xi; 4; 8; 18; 61; 67-70; 72; 75-77; 85;
86; 89; 90; 119
politics of redistribution xi; 119
politics of reparation xi
political, the 8; 35; 54; 60; 61; 63; 115; 124; 155; 159;
165
R
redistribution xi; 109; 113; 118; 119; 123; 124; 126; 181
reparations v; vi; xii; 4; 53; 93; 102; 111-113; 120-123;
126; 128; 130-136; 140; 148; 152; 157; 158;
179; 181
republicanism 85
S
Scharf, M 177
slowness ix; 11-15; 18; 20; 24-26; 29-31; 74; 97; 98
social reconciliation xi; 88; 120; 125
strategy of delay 15; 25; 26; 98
struggle theory 88
V
victims
bad victim 107; 109; 112; 113; 119
Index 203
W
Walzer, M 158; 167; 175