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Surgical Vs Nonsurgical Treatments in Patients With Anterior Open-Bite Have Similar Effects in Occlusal Function: A 2-Year Follow-Up Study
Surgical Vs Nonsurgical Treatments in Patients With Anterior Open-Bite Have Similar Effects in Occlusal Function: A 2-Year Follow-Up Study
Surgical Vs Nonsurgical Treatments in Patients With Anterior Open-Bite Have Similar Effects in Occlusal Function: A 2-Year Follow-Up Study
Introduction: This study aimed to investigate changes in bite force (BF) and occlusal contact area after anterior
open-bite (AOB) treatment and compare the changes in surgical vs nonsurgical treatment. Methods: This retro-
spective study included patients with AOB compared with normal occlusion. AOB was corrected by either intru-
sion of the maxillary molars (intrusion group, n 5 19) or orthognathic surgery (surgery group, n 5 37). The control
group (n 5 35) had a normal overbite relationship. Records of lateral cephalograms, BF, and occlusal contact
area taken before (T0), immediately after (T1), and 2 years after (T2) orthodontic treatment were compared
within and among the 3 groups. Results: The open-bite group, including intrusion and surgery groups, had a
lower BF and less occlusal contact area than the control group at T0 and T1 (P \0.001). However, there
were no significant differences among the 3 groups at T2 (P .0.05). The intrusion and surgery groups
showed no significant differences throughout the observation period extending from T0 to T2 (P .0.05).
Although BF and occlusal contact area decreased at T1 compared with T0, they increased during retention
and showed higher values at T2 than at T0. Conclusions: Treatment of AOB improved BF and occlusal contact
area 2 years posttreatment. Orthognathic surgery and molar intrusion using orthodontic miniscrews can improve
occlusal function similarly. Orthodontists can select either method depending on malocclusion severity and pa-
tient demand. (Am J Orthod Dentofacial Orthop 2024;165:38-45)
A
nterior open-bite (AOB) indicates a lack of incisal can be grouped into skeletal or dental open bite cate-
overlap or incisal contact, which can cause prob- gories depending on the etiology. Skeletal open bite re-
lems in mastication and pronunciation.1 AOB sults from genetically predetermined growth patterns
or condylar resorption because of osteoarthritis of the
a mandibular condyle and is characterized by backward
Department of Orthodontics, The Institute of Craniofacial Deformity, Yonsei
University College of Dentistry, Seoul, South Korea. rotation of the mandible,2 whereas dental open bite dis-
b
Postgraduate Orthodontic Program, Arizona School of Dentistry & Oral Health, plays a normal vertical skeletal pattern but lacks incisal
A.T. Still University, Mesa, Ariz.
c overlap because of labioversion of the anterior teeth or
Department of Orthodontics, Gangnam Severance Dental Hospital, The Institute
of Craniofacial Deformity, Yonsei University College of Dentistry, Seoul, South inadequate eruption of the anterior teeth associated
Korea. with a protrusive tongue thrust or thumb sucking habit.
Joongoo Lee and Yoon Jeong Choi are joint first authors and contributed equally
Treatment of AOB in adults can be performed by or-
to this work.
All authors have completed and submitted the ICMJE Form for Disclosure of thognathic surgery or orthodontic camouflage, depend-
Potential Conflicts of Interest, and none were reported. ing on etiology and severity.3 Orthognathic surgery is
Institutional Review Board (IRB) approval (IRB no. 3-2017-0306) was obtained
indicated to correct AOB if the vertical discrepancy is se-
from Gangnam Severance Hospital before data collection. The IRB waived
written informed consent because of the study’s retrospective nature. vere and is accompanied by a sagittal or transverse
This work was supported by the National Research Foundation of Korea (NRF) discrepancy, such as a Class III relationship and facial
grant funded by the South Korean government (MSIT) (no. NRF-
asymmetry. In contrast, if the degree of open bite is
2020R1F1A1069316).
Address correspondence to: Kyung-Ho Kim, Department of Orthodontics, Gang- mild to moderate, orthodontic tooth movement can
nam Severance Hospital, Yonsei University, 211 Eonju-ro, Gangnam-gu, Seoul resolve AOB by extrusion of the anterior teeth, intrusion
06229, South Korea; e-mail, khkim@yuhs.ac.
of the posterior teeth, or both. Historically, using con-
Submitted, December 2022; revised and accepted, June 2023.
0889-5406/$36.00 ventional orthodontic techniques, it has been difficult
Ó 2023 by the American Association of Orthodontists. All rights reserved. to intrude on both maxillary and mandibular buccal
https://doi.org/10.1016/j.ajodo.2023.06.024
38
Lee et al 39
segments. However, since the introduction of orthodon- before treatment (T0); (2) female to minimize the effects
tic miniscrews, it has been possible to correct AOB non- of sex difference; (3) hyperdivergent facial profile, which
invasively by molar intrusion using orthodontic was confirmed by Frankfort-mandibular plane angle
miniscrews to produce counterclockwise rotation of (FMA) of .28 ; (4) mild facial asymmetry (menton
the mandible when exposure of the maxillary incisors deviation \2 mm, which was confirmed from the initial
is appropriate.4,5 With orthognathic surgery, the masti- posteroanterior cephalogram); (5) full eruption of the
catory muscles are detached, and immediate skeletal maxillary and mandibular second molars at T0; and (6)
changes are manifested, whereas, with nonsurgical availability of lateral cephalograms and records of BF
correction, slow intrusion of the buccal teeth allows at T0, immediately after (T1), and 2 years posttreatment
the mandible to rotate counterclockwise without any (T2). The exclusion criteria were (1) any missing teeth
need for muscular reattachment gradually. Changes in except for the third molars; (2) orthodontic extraction;
skeletal pattern and dentition affect the masticatory (3) temporomandibular disorder; (4) history of previous
muscles and occlusal contact area (OCA), consequently orthodontic treatment; (5) systemic disease, cleft lip,
influencing the bite force (BF).6-8 Therefore, the cleft palate, or craniofacial disorder; and (6) use of a
functional changes may differ depending on the removable retainer to cover the occlusal surface. Of 97
modality after AOB treatment. patients who met the above criteria for the open bite
Regardless of its etiology, patients with AOB have low group, 41 patients were excluded because their maxillary
BF and less OCA.9 The low BF can decrease chewing ef- or mandibular anterior teeth showed extrusion during
ficiency, possibly attributing to AOB relapse.10,11 The BF treatment. Nineteen patients whose AOB had been
decreased immediately after orthodontic treatment, resolved by maxillary molar intrusion were assigned to
including in orthognathic surgery patients but increased the intrusion group, whereas 37 who had had orthog-
gradually.6,12 As AOB treatment would increase the OCA, nathic surgery were assigned to the surgery group. The
which highly correlates with BF,6,12-14 BF can be orthognathic surgery on those in the surgery group ad-
expected to increase after orthodontic treatment. dressed mandibular prognathism or long face. The 191
However, there has been little investigation of changes subjects in the control group were screened on the basis
in BF after orthodontic treatment in AOB patients. of the same inclusion/exclusion criteria. Then, 35 pa-
BF can be measured using a BF transducer such as a tients with Class I molar relationships (within a range
pressure-sensitive sheet6,12 or a digital occlusal analysis of 2 mm of the ideal Class I molar relationship) at T0
system (Supplementary Fig 1).15,16 The Dental Prescale were finally selected for the control group, whereas
System (Fuji Film Corp., Tokyo, Japan), which uses a 156 subjects were excluded because of Class II or III
thin pressure-sensitive sheet, has been widely used for molar relationships (Table I).
the measurements because it best reflects the natural Institutional Review Board (IRB) approval (IRB no. 3-
dentition with few errors simply and objectively.17-19 2017-0306) was obtained from Gangnam Severance
The purpose of this study was to investigate changes Hospital before data collection. The IRB waived written
in BF and OCA after AOB treatment using the Dental informed consent because of the study’s retrospective
Prescale System (Fuji Film Corp.) and to compare the nature.
changes according to treatment modality: In the intrusion group, 8 orthodontic miniscrews (Or-
orthognathic surgery vs nonsurgical correction by lus, Ortholution, Seoul, South Korea) had been im-
molar intrusion. The changes were also compared with planted into the buccal and palatal interradicular
those of the control group, which had a normal alveolar bone between the first and second premolars
occlusion but had been treated with minor tooth and between the first and second molars to intrude the
movement. maxillary molars. The posterior teeth from the first pre-
molar to the second molar were splinted with brackets
MATERIAL AND METHODS (0.018-in slot) and sectional stainless-steel wires
This retrospective study included intrusion (n 5 19), (0.017 3 0.025-in) on the buccal side, and metal but-
surgery (n 5 37), and control (n 5 35) groups. From tons were bonded on the lingual side of each tooth.
2,890 patients who had visited OOO Dental Hospital An elastic module, engaged between each tooth
for orthodontic treatment between 2008 and 2013, bracket/button and miniscrew on the buccal/palatal
overbite (OB) was used to select AOB (\0 mm; n 5 side, delivered 20-30 g of intrusion force per each pos-
376) and control groups, whose AOB ranged from 1 terior tooth. Until $1 mm of OB was obtained, the
mm to 4 mm (n 5 1002), initially. In addition, the maxillary molars were intruded by an average of 1.7
following inclusion and exclusion criteria were applied mm over 5.2 6 1.3 months, as retrospectively measured
(Fig 1). The inclusion criteria were (1) aged 18-40 years from lateral cephalograms. In the surgery group, all
American Journal of Orthodontics and Dentofacial Orthopedics January 2024 Vol 165 Issue 1
40 Lee et al
subjects underwent preoperative and postoperative or- maintained; after that, all patients were asked to
thodontic treatment and bimaxillary surgery by the perform active physical therapy until they could open
same surgeon, LeFort I osteotomy, and bilateral intraoral their mouths by at least 40 mm. Postoperative orthodon-
vertical ramus osteotomy. The amount of surgery was tic treatment was conducted for 6.2 6 1.9 months. In
precisely determined on the basis of surgical treatment the control group, crowding relief, space closure, or total
objectives for each patient. The average amount of pos- arch movement using interarch elastics or miniscrews
terior impaction was 3.2 mm, and the mandible was were performed to achieve ideal occlusion. After treat-
moved to fit the maxillary position. During the first 2 ment, fixed lingual retainers were bonded to the maxil-
weeks of postsurgery, maxillomandibular fixation was lary and mandibular anterior teeth with additional
January 2024 Vol 165 Issue 1 American Journal of Orthodontics and Dentofacial Orthopedics
Lee et al 41
removable circumferential retainers in all groups. In both The films were scanned and analyzed using an image
the intrusion and surgery groups, a hole was created scanner (Occluzer FPT 707), calculating BF and OCA
around the incisive papilla to train tongue positioning, (Supplementary Fig 1).
as a protrusive tongue position at rest can contribute One trained orthodontist (J.L.) scanned the pressure-
to relapse.20,21 The orthodontic treatment for all 3 sensitive films for BF and OCA, whereas 2 trained ortho-
groups was carried out by 3 orthodontic residents under dontists (J.L. and Y.J.C.) independently measured all
the supervision of one expert orthodontist. lateral cephalograms.
Lateral cephalograms and pressure-sensitive films
(Dental Prescale 50H, type R) taken at T0, T1, and T2
Statistical analysis
were used for measurements. A horizontal reference
plane (HRP) was registered on the lateral cephalograms Interexaminer reliability was tested using intraclass
as a straight line passing through the nasion and rotated correlation coefficients (ICC). The ICCs ranged from
7 clockwise to the SN plane (Fig 2). SNA, SNB, ANB, 0.877 to 0.965, indicating high reliability. In addition,
FMA, and gonial angle were measured for angular mea- 25 radiographs among lateral cephalograms taken at
surements, whereas anterior and posterior facial heights T1, T2, and T3 were randomly selected, and degree of
(AFH and PFH, respectively), perpendicular distance of agreement between 2 examiners was evaluated using
the maxillary first molar (U6) to the HRP (U6-HRP), Bland-Altman plot (Supplementary Fig 2). Because the
OB, and overjet were measured for linear measurements measurements are highly reproducible, the measure-
using V-ceph software (version 5.5; CyberMed, Osstem, ments by one orthodontist (J.L.) were used for the statis-
Seoul, South Korea). tical analysis. To test intraexaminer reliability, the
The Dental Prescale System (Fuji Film Corp), repre- cephalometric measurements on 20 randomly selected
senting the static occlusal function, was used to measure subjects were repeated at a 2-week interval by one
BF and OCA. The patients were asked to bite on a thin examiner (J.L.), and ICC were calculated. The ICCs
pressure-sensitive film in maximum intercuspation ranged from 0.906 to 0.999, indicating high reliability.
with maximum force for 5 seconds while seated upright. All the variables were tested for normality by Shapiro-
American Journal of Orthodontics and Dentofacial Orthopedics January 2024 Vol 165 Issue 1
42 Lee et al
Note. Values are presented mean 6 standard deviation. Repeated measures analysis of variance and Bonferroni method for post-hoc test were performed. Values with different superscript letters
FMA, Frankfort to mandibular plane angle; AFH, anterior facial height; PFH, posterior facial height; U6-HRP, the perpendicular distance of the maxillary first molar to the horizontal reference plane;
0.004**
analysis confirmed the sample size should be .17 per
0.993
1.000
0.981
0.854
0.982
0.829
0.964
0.370
0.061
group with 95% power at a significance level of 0.05.
For the cephalometric measurements, 1-way and
2.2 6 0.6b
80.4 6 3.0
77.5 6 3.4
2.9 6 1.7
36.4 6 3.1
127.1 6 4.9
130.8 6 6.2
78.7 6 4.6
75.9 6 3.0
2.6 6 0.5
repeated measures analysis of variance were used to
T2
2.3 6 0.4b
80.3 6 3.0
77.5 6 3.4
2.9 6 1.7
36.5 6 3.2
127.0 6 5.0
131.0 6 6.2
78.8 6 4.6
76.0 6 3.0
2.5 6 0.4
assess changes in the BF and OCA by testing the inter-
T1
130.2 6 6.2
78.5 6 4.6
75.0 6 3.0
2.9 6 0.9
Cary, NC).
T0
RESULTS
\0.001***
\0.001***
\0.001***
\0.001***
\0.001***
\0.001***
0.832
0.995
132.8 6 3.1b
72.8 6 5.1b
72.8 6 2.7b
1.4 6 1.0b
3.3 6 1.1b
81.6 6 3.9
79.0 6 3.8
39.1 6 5.3
128.2 6 6.1
131.8 6 3.3b
72.4 6 5.1b
72.1 6 2.8b
2.2 6 0.4b
3.0 6 0.6b
38.6 6 5.1
128.2 6 6.1
136.4 6 3.5a
78.2 6 5.6a
75.3 6 2.6a
2.3 6 1.8a
1.3 6 3.3a
81.0 6 3.4
79.8 6 4.4
38.2 6 5.3
128.1 6 6.1
0.582
0.966
0.322
130.4 6 6.3
76.8 6 6.8
73.6 6 3.9
129.9 6 6.3
76.7 6 6.8
73.3 6 4.0
(P .0.05).
T1
DISCUSSION
This study aimed to compare occlusal function in
1.9 6 1.3a
5.0 6 2.0a
80.1 6 3.6
74.3 6 3.7
5.8 6 1.5
39.1 6 4.9
129.2 6 5.1
132.0 6 6.1
77.3 6 6.8
75.0 6 3.9
OB (mm)
OJ (mm)
U6-HRP
FMA ( )
(mm)
ANB ( )
SNA ( )
SNB ( )
Gonial
January 2024 Vol 165 Issue 1 American Journal of Orthodontics and Dentofacial Orthopedics
Lee et al 43
Note. Values (unit, N) are presented estimated mean 6 standard error. A linear mixed model and Bonferroni corrected post-hoc test were performed.
I, Intrusion; S, Surgery; C, Control; NS, Not significant.
y
Significance among groups (ie, intrusion, surgery, and control) at the same time; zSignificance among times (ie, T0, T1, and T2) within the same
group; *P \0.05; **P \0.01; ***P \0.001.
Note. Values (unit, mm2) are presented as estimated mean 6 standard error. A linear mixed model and Bonferroni corrected post-hoc test were
performed.
I, Intrusion; S, Surgery; C, Control; NS, Not significant.
y
Significance among groups (ie, intrusion, surgery, and control) at the same time; zSignificance among times (ie, T0, T1, and T2) within the same
group; **P \0.01; ***P \0.001.
immediately after treatment but showed no significant postoperative observation period.12,22,23 Our study
differences between the groups 2 years posttreatment. showed the same tendency, but the changes were larger
Occlusal function decreased immediately after treatment than in the nonsurgical approach.
but had recovered 2 years after posttreatment. BF and OCA were lower/less in the AOB groups than
BF and OCA were not significantly different between in the control group at T0, indicating that occlusal func-
the intrusion and surgery groups, although the changes tion was weaker in AOB patients. Less contact area
both during treatment (T1 T0) and during retention because of the nonocclusion might have been the reason
(T2 T1) were smaller in the intrusion group than in for the differences between the AOB and control sub-
the surgery group. In the intrusion group, skeletal and jects.24 However, the occlusal function was not signifi-
dental changes occurred gradually as the maxillary mo- cantly different between the 3 groups 2 years after
lars were intruded, which might have allowed sufficient orthodontic treatment, which indicates that treatment
time for the masticatory muscles to adapt. However, of AOB regardless of the method can improve occlusal
rapid skeletal and dental changes occurred after orthog- function up to the same level as that of the control group
nathic surgery, which seems to have caused a decrease in by increasing OCA and achieving normal occlusion.
occlusal function more at T1 than the changes seen in BF and OCA decreased immediately after treatment in
the intrusion group. Moreover, damage to the mastica- all groups but increased 2-years posttreatment. Although
tory muscles during dissection from the bone or atrophy the occlusion was improved by orthodontic treatment,
of the muscles during maxillomandibular fixation might decreased muscular activities during the orthodontic
have influenced occlusal function. It is reported that BF treatment might have caused a decrease in occlusal func-
and electromyographic activity of the masticatory mus- tion immediately after treatment.25 However, settling of
cles decreased in the 6-8 months after mandibular the occlusion and adaptation of the muscles and sur-
setback surgery but increased gradually during the rounding soft tissues to the new environment could
American Journal of Orthodontics and Dentofacial Orthopedics January 2024 Vol 165 Issue 1
44 Lee et al
Fig 3. Time-dependent changes in BF and OCA in intrusion, surgery, and control groups. ***P\0.001.
CONCLUSIONS
have led to a gradual increase in occlusal function, which
Although the AOB groups showed lower BF and less
should continue beyond the 2-year period.6,12,13,26 The
OCA than the control group before and immediately after
increase of occlusal function in the AOB groups during
orthodontic treatment, they had similar BF and occlusal
the retention period despite a decrease in OB indicates
contact 2 years posttreatment regardless of treatment
the importance of the posterior occlusion, which
modality. For treatment of AOB, orthognathic surgery,
improved spontaneously after treatment. OB and U6 ver-
and molar intrusion using orthodontic miniscrews seem
tical position showed a 17%-23% relapse ratio in the AOB
to have a similar effect in terms of occlusal function.
groups during the retention period. Although AOB relapse
is reportedly to be more prominent in patients with a
AUTHOR CREDIT STATEMENT
weak BF because of extrusion of the posterior teeth,10,11
there was no significant correlation between U6-HRP and Joongoo Lee contributed to data collection, data anal-
BF in this study. Therefore, weak BF may not be the pri- ysis, and original draft preparation; Yoon Jeong Choi
mary reason for open bite relapse. contributed to conceptualization, data analysis, original
BF and OCA can be affected by sex, age, number of draft preparation, and manuscript review and editing;
teeth, and vertical skeletal pattern.6,8,14 To minimize Jae Hyun Park contributed to manuscript review and edit-
the effects of the confounding variables, we limited ing; Chooryung J. Chung contributed to data collection
January 2024 Vol 165 Issue 1 American Journal of Orthodontics and Dentofacial Orthopedics
Lee et al 45
and manuscript review and editing; Ji-Hyun Lee contrib- 13. Choi YJ, Chung CJ, Kim KH. Changes in occlusal force and occlusal
uted to manuscript review and editing; and Kyung-Ho contact area after orthodontic treatment. Korean J Orthod 2010;
40:176-83.
Kim contributed to conceptualization, data collection,
14. Yoon HR, Choi YJ, Kim KH, Chung C. Comparisons of occlusal force
data analysis, and manuscript review and editing. according to occlusal relationship, skeletal pattern, age and gender
in Koreans. Korean J Orthod 2010;40:304-13.
SUPPLEMENTARY DATA 15. Throckmorton GS, Rasmussen J, Caloss R. Calibration of T-Scan
sensors for recording bite forces in denture patients. J Oral Rehabil
Supplementary data associated with this article can 2009;36:636-43.
be found, in the online version, at https://dx.doi.org/ 16. Wang YL, Cheng J, Chen YM, Yip KH, Smales RJ, Yin XM. Patterns
10.1016/j.ajodo.2023.06.024. and forces of occlusal contacts during lateral excursions recorded
by the T-Scan II system in young Chinese adults with normal oc-
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American Journal of Orthodontics and Dentofacial Orthopedics January 2024 Vol 165 Issue 1