Appendix 2 – Compliance Evaluation Record

Table 1: Legal and Regulatory Compliance

Compliance
compliance Applicable Responsible Status Date of Commen
Requirement Regulation Person (Yes/No) Assessment ts
Example
Requirement 1 Regulation XYZ John Doe Yes 2023-01-15
Example
Requirement 2 Environmental Jane Smith No 2023-02-20
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Table 2: Industry Standards and Best Practices

Relevant Responsible Compliance Status Date of Comment
Standard/Practice Industry Person (Yes/No) Assessment s
ISO 14001:2015 Environmental Mary Johnson Yes 2023-03-10
Sustainable
Packaging Packaging Robert Brown No 2023-04-05
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Table 3: Internal Policies and Procedures

Internal Responsible Responsible Compliance Date of Comment
Policy/Procedure Department Person Status (Yes/No) Assessment s
Environmental Policy Environmental Sarah Adams Yes 2023-03-15
Waste Management
Plan Facilities Michael Clark No 2023
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Table 4: Stakeholder Expectations

Stakeholder Expectations and Responsible Date of Comment
Group Concerns Person Actions Taken Assessment s

Sustainable
products and Review and update
Customers services Sales Team Sustainability Report 2023-03-20

Safe and eco- HR Employee surveys,

Employees friendly workplace Department Health & Safety audits 2023-04

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Table 5: Continuous Improvement Actions

Status
Compliance Responsible Corrective Date of (Resolved/On- Date of
Issue/Gap Person Actions Taken Implementation going) Closure

Non-com Legal Legal consultation, 2023-02-25 Resolved 2023-03-

 Status
Compliance Responsible Corrective Date of (Resolved/On- Date of
Issue/Gap Person Actions Taken Implementation going) Closure

Department Remediation plan 10

Process
Failure to meet Quality improvement,
Industry Standard Control Training 2023-04-10 On-going -

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