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Interpretations - of - Statute (1) 2
Interpretations - of - Statute (1) 2
Law is a tool which keeps the society peaceful and prevents conflicts among
people by its rules and regulations. The law which is enacted and followed by
the land is drafted by legal experts and when time comes, it is also interpreted
for the benefit of the society. With changing time, the society changes and their
need, along with their thinking process, also changes. Hence, with time, law
also needs to be regulated with the changing society. With drafted laws, there
also comes out the ambiguities in it which many a times, leads to conflict.
Each statute is enacted with a purpose. But sometimes, two different statutes or
acts or provisions, come into conflict with each other and there comes the role
of judiciary as it is the one which has got the responsibility of interpreting the
laws.
The doctrine of Harmonious construction states that when two provisions of the
same law appears to be giving out contrary views, instead of overruling or
repealing any one of those provisions, the courts must bring together both the
provisions and interpret it in a way that defeats none, therefore the name
harmonious construction.
As per this very rule, the statute must be read as a whole. One provision of the
act should be interpreted by taking the other provision of that act in reference.
This procedure avoids the conflict between them.
The base of this rule is that every statute has a purpose of its own in this legal
system and hence, it should be read as a whole. The principle of harmonious
construction guides us to follow that very interpretation which is consistent with
all other provisions and makes the enactment consistent. This very principle
avoids those interpretations which cause injustice, inconvenience, anomaly or
hardship.
The Supreme Court of India upheld the regulatory authority of a state legislative
assembly to regulate the publication of its debates or proceedings over the right
to free speech. M. Sharma published an address to the Bihar Legislative
Assembly in its entirety, claiming that his right to free speech protected this
action, despite an order of the Speaker to expunge certain portions of the
address. The Court found that Sharma’s actions did not directly fall under the
free speech protections of Article 19 because it violated the authority reserved
to the Assembly in Article 194 over the publication of its proceedings.
It held that the fundamental right to freedom of speech and expression under
Article 19(1)(a)is to be read subject to the privileges of House of Legislature
guaranteed by Article 194(3)
The first case where traces of the origin of this doctrine can be found
is Keshava Madavan Menon v State of Bombay (1951). In this case, the
appellant had a case against himself under Indian Press (Emergency Powers)
Act, 1931 with regards to a pamphlet published in 1949. The appellant
contended that such a case could not be constituted against him because that
pamphlet aligned with the right to freedom of speech and expression are given
in Article 19(1)(a). The Court opined that because at the time when the
pamphlet was published, fundamental rights of the Indian Constitution did not
exist. Thus, the appellant could not claim to have them. This case thus
established that fundamental rights did not have retrospective but only
prospective application. In the case of Article 13(1), the Court held that it was
prospective and not retrospective, especially since any statute is prospective,
unless specifically stated otherwise. Because the language of this article does
not imply any kind of retrospective application, the same could not be assumed
Doctrine of Severability
The doctrine of severability states that when a certain section of a
statute's provision becomes unconstitutional, but that component can be
separated from the rest of the legislation, the court will declare just that
part illegal, not the entire statute.
The rest of the law will remain in effect.
The reason why the entire statute is not ruled unconstitutional is that the
court safeguards a statute as much as feasible so that Indian citizens can
benefit from the legislation that is not adverse to the basic rights
guaranteed by the Indian Constitution.
Article 13 of the Constitution establishes the Doctrine of Severability’s
legitimacy.
Article 13 of the Indian Constitution states the following circumstances
regarding the Doctrine of severability:
o A provision that violates basic rights should be included.
o The provision should be distinct from the remainder of the law.
o It should not affect the remainder of the legislation.
The Doctrine of Severability, which is an extension of Article 13,
asserts that where a certain section of legislation infringes or breaches
fundamental rights but is severable from the remainder of the act, the
courts will declare only that portion unconstitutional, not the entire
statute.
The concept basically states that if violative and non-violative provisions
are separated to the point that the non-violative provision may survive
without the violative provision, the non-violative provision will be
recognized as legitimate and enforceable.
The Supreme Court ruled that if the challenged Act violates the
Constitution, only the section that violates the Constitution would be
unconstitutional, not the entire act, and that every effort should be taken
to salvage as much of the act as possible.
It is severable if the invalid part's deletion does not affect the essence or
structure of the legislature's goal.
The Supreme Court of India struck down sections 4 and 55 of the 42nd
Amendment Act 1976 in the case of Minerva Mills versus Union of India, 1980.
The court stated that certain portions were beyond the jurisdiction of the
legislature to change. The other act remained in effect.
1.Tittle of the statute: -Every statute requires some little or name so that it can
be independent statute
5. local enactment: -It means statute enacted by state these are also lows enacted
by local authorities under delegated powers such or municipality university
railways at has to be examined to avoid conflict.
6. Container location with parent law: -When there is conflict parent legislation
and sub-ordinates legislation, then parent legislation shall prevail when there is
conflict central legislation and state legislation then central legislation prevail,
when there is conflict between statute enacted by state and statute enacted under
delegated power then state statute shall prevail.
9. exception or defence: -If there are any defences or exception them it should
be covered in the statutes
This are the provision relating to beneficial construction to avoid collusion with
statute.
Proviso
The normal function of a proviso is to except and deal with a case which would
otherwise fall within the general language of the main enactment, and its effect
is confined to that case. There may be cases in which the language of the statute
may be so clear that a proviso may be construed as a substantive clause. But
whether a proviso is construed as restricting the main provision or as a
substantive clause, it cannot be divorced from the provision to which it stands as
a proviso. It must be construed harmoniously with the main enactment.”
Dictionaries
Taxing statute
Taxation statute is a fiscal statute which is enacted on the basis of trial and error
method or on experimentation basis. It is not practicable for legislature to
anticipate all the possible situations or conditions which may arose after the law
is enacted. It is possible that the assessee might use some shortcomings in the
law as a loophole and take advantage of it. As tax results in pecuniary burden so
the benefit of doubt is given to assessee in case of any contradictions.
Strict rule is applicable to taxation statutes, so courts are bound to give clear and
plain meaning to the words without delving into the consequences it can result
in. There is no presumption of tax or intendment of the legislature to impose tax
unless clearly and specifically provided. Thus, it is the legislature or subordinate
authority to come forward and bring amendments and clarifications to rectify
the loopholes.
Thus, direct meaning is given to words used in the statute and in case of two
interpretations coming out than in that case that such interpretation is given,
which is in favour of the taxpayer. Until and unless, clear words are used in the
statute which imposes the liability on the taxpayer, there can be no burden to
pay tax.
The Constitution of India has divided the extent of legislative powers between
the Centre and states by way of the Seventh Schedule.
The Seventh Schedule specifies the subject matters and divides the power to
make laws between the Centre and the State.
List I or the Union List contains matters where the Centre has the power to
make laws, e.g. Defence, Foreign affairs and Currency.
List II or the State list contains the subjects where the State has the power to
make laws, e.g. public order, health and sanitation.
List III or the Concurrent List contains subjects where both the Centre and the
State have powers to legislate, e.g. Education, Forests and Administration of
Justice.
Although their spheres of influence are well established in the Seventh
Schedule, there often arise conflicts as to whether the Centre or the State, as the
case may be, is encroaching upon the sphere of the other. To deal with this
conflict, the courts in India have evolved a few doctrines and the age-old
doctrine of pith (essence of something) and substance (essential part of
something) is one among them.
The Doctrine is applied when the subject matter of List I of the Seventh
Schedule is in conflict with the subject matter of List II.
The reason behind adopting this doctrine is that otherwise every law will be
declared invalid on the ground that it encroaches upon the subject matter of
another sphere.
The doctrine examines the true nature and substance of the legislation in order
to determine which List it belongs to.
It takes into consideration whether the State has the power to make a law that
encroaches on a subject matter from another list.
The doctrine was first applied and upheld by the Supreme Court in the FN
Balsara case.
The Privy Council applied this doctrine in Profulla Kumar Mukherjee v Bank of
Khulna.
In this case, the Bengal Money Lenders Act of 1946 enacted by the State
Legislature was challenged with the contention that parts of the legislation dealt
with promissory notes; a central subject.
The Privy Council while upholding the validity of the impugned legislation
stated that the Bengal Money Lenders Act was in pith and substance a law
relating to money lenders and money lending – a state subject even though it
incidentally trenches upon Promissory note – a central subject.
The Doctrine of territorial nexus states that laws made by state legislature are
not applicable outside the state. It is only applicable when there is a sufficent
nexus between the state and the object.
If there is a territorial nexus between the subject- matter of the Act and the state
making the law.
The Doctrine of Territorial Nexus signifies that the object to which the law
applies need not be physically located within the territorial boundaries of the
state. Instead it should have a sufficient territorial connection with the state.
The state can levy a tax on person, object or any transaction not only when it is
situated within its territorial limits,but also when it has a sufficient and real
territorial connection with it.
‘Ejusdem Generis’ is a Latin term and the meaning of it is “of the same kind
and nature”.
The Doctrine of Ejusdem Generis provides that when a list of specific words
are being followed by the general words, the general words are interpreted in a
way so as to restrict them to include the items or things which will be of same
type as those of the specific words. In other words, “where a law lists specific
classes of persons or things and then refers to them in general, the general
statements only apply to the same kind of persons or things specifically listed.”
(See here) For example if a law makes reference to cars, trucks, tractors, bikes
and other motor-powered vehicles, then the general word which is ‘other motor
powered vehicles’ will not include any planes or ships because the specific
words preceding are of the kind of land transports and when doctrine of
ejusdem generis is applied then that general word will be restricted to includes
the things of same category as that of the specific words.
The need for interpretation of statute by the doctrine of Ejusdem Generis arises
when-
Ronald case
The accused pled guilty to impaired driving causing bodily harm after his
vehicle crossed the centre line and struck three vehicles traveling in the opposite
direction. Although one of the injured passengers was pregnant at the time and
required medical treatment, she ultimately delivered healthy children. The
accused's blood alcohol level was more than double the legal limit at the time of
the accident. Defendant sentenced to a six-month conditional sentence to be
served in the community to be followed by one year's probation, a two-year
driving prohibition, twenty-five hours of community service and restitution for
any uninsured expenses incurred by the pregnant victim and her family. The
court considered the lack of risk of the accused re-offending, the
uncharacteristic nature of the offence, the accused's background and family
support and the joint recommendation of counsel in imposing the sentence.
Internal Aid
The internal aids to interpretation are those which may be contained in the
statute itself forming a part of it or may not form the part of the statute. They are
generally taken as important aid to interpretation whenever there is ambiguity in
the language of the statute and meaning of the words are not clear. However
they have no role to play in case where meaning of the statute is clear. They are
much more valuable than external aid to interpretation.
Some important internal aid to interpretation are-
Title
The role of the title is to give some description of the act. It can further be
divided into two parts-
1. Short Title
It generally does have any role to play in the interpretation and noting can be
ascertained from it. It only gives us the name of the act and nothing else.
For eg. The Transfer of Property Act, 1882 ,Code of Criminal Procedure, 1973
etc.
Long Title
It can some use in case where there is the confusion in the meaning of the
statute. It tells us about the general object for which the act has been enacted
more like preamble only.
For eg. The Transfer of Property Act, 1882 has a long title saying that-“An Act
to amend the law relating the Transfer of Property by act of parties”.
ManoharLal v. State of Punjab[1]
It this case it was observed that the scope of the act can be decided with the help
of the long title and help can be taken from it for interpretation.
It this case court took the help of the long title while interpreting Section 4 of
West Bengal Criminal Law Amendment Act, 1949 and held that it is the
discretion of the State government to try any offence under special procedure in
special courts.
Preamble
The preamble is very useful aid to interpretation as it tells us about the true
intention of the legislature for which the act was enactment. It roles comes into
play in case where the meaning of the enactment is not clear and more than one
meaning is formed but not otherwise.
It doesn’t extend the scope of an enactment nor does it restrict it. Courts in the
past had taken help from the preamble for interpretation however its role has
decreased in the recent times.
For eg.- The Indian Evidence Act, 1872 has preamble saying that “Whereas it is
expedient to consolidate, define and amend the law of Evidence; it is hereby
enacted as follows”.
Brett v. Brett[3]
In this case it was observed that preamble can be used to find the intention of
the legislature. It forms the spirit of the act. It tells us about all the mischiefs
that the legislature wants to remove.
It was observed that preamble help can only be taken when a provision is
ambiguous. When a provision is clear then preamble help cannot be taken for
expanding or restricting the scope of a provision.
Marginal Notes
They are inserted generally at the side of the sections and have no useful role to
play interpretation. Most of the time it have been seen that they have not made
by the people who have enacted the provision and are added in the subsequent
stages by other people other than legislators. Courts have refrained from using
them for interpretation.
Provisos
It only excludes the things from the particular section or provision which would
otherwise would have been included in it. It has no other role to play neither it
extends the meaning or scope of the section. It is restricted only to the section to
which it is part and cannot have effect on other provisions.
For eg.- Section 55 of The Code of Civil procedure, 1908 tells about arrest and
detention but has some proviso to it such as no arrest can take place after sunset
or before sunrise, no out door of dwelling house should be broken etc.
CIT v. Ajax Products Ltd.[5]
It was observed that the proviso restricts the main provision, however it doesn’t
have its own independent existence and is dependent upon the provision to
which it is attached. It should not be read in conflict with the main provision.
In this it was observed that proviso exclude certain things from the main
provision. It is an integral part of the provision and can impose conditions on it.
Headings
Heading are put up at the start of the group of sections relating to a particular
offence or procedure. Each chapter in an act consists if its own heading
which act as a preamble to it.
For eg.- The Indian Evidence Act, 1872 Chapter VII has a Heading of “Burden
of Proof” which tells us the various aspects of burden of proof.
It is useful is cases where the meaning of the provision is not clear but where
there is no ambiguity then it has no role to play. It is as useful as preamble for
interpretation of provisions to which it is headed.
It was observed that headings cannot be used for interpretation when the
meaning of a provision is clear. However the still form an important part of the
act and are treated as the preambles to the provisions to which it is headed.
Explanations
Explanations are added to sections so that they can clarify the meaning of
certain words in which uncertainty may arise in future. They do not extend the
scope of the section to which it is attached and is restricted to that section only
to which it is part. They do not have much role in interpretation and only clarify
the provision.
Bengal Immunity Company v. State of Bihar[8]
It was observed that the exception should not extend the meaning of the main
provision. It should be read with the main provision. It forms the part of the
main provision so it can be used for ascertaining the intention of the legislature.
Saving clause on the other hand is generally appended where there is a case of
repeal and re-enactment.
Illustrations
Illustrations are generally given in the form of examples including situations
that occur in real life. They do not form the part of an enactment but still they
are very useful aid to interpretation. They can help us in understanding the real
meaning of an enactment in case where there is some uncertainty. They
illustrate the intention of the legislature in the form of facts and gives answer to
situations arising in those facts. It cannot extend the meaning of an enactment.
Dagdu v. State of Maharashtra[9]
There has always been a conflict between the illustration (b) of Section 114 and
Section 133 of the Evidence Act. Section 133 says that accomplice evidence
without corroboration is good enough for conviction whereas Section 114
Illustration (b) says that accomplice evidence without corroboration is not good
enough for conviction.
General rule on this formed by the court is that it is always better to have the
evidence of accomplice corroborated with other evidence for conviction.
Definitions
Generally we take the ordinary meaning of the words while determining the
meaning of the words given in the enactment. However in some cases where the
definition given by the legislatures forms different meaning of the words other
than the ordinary meaning. In such cases the definition given by the legislatures
has to be usedand it will override the ordinary meaning.
Mohan Singh v. International Airport Authority of India[10]
Schedules
It helps in the working of an enactment properly and it forms the part of the
enactment. When meaning of an enactment is not clear help can be taken from it
to ascertain the meaning.
Punctuations
It doesn’t have much of a role to play in the interpretation and is not taken as
useful tool to ascertain the meaning of an enactment. The role played by it is to
separate the sentences and nothing else.
The role of external aids to interpretation comes into play in case where internal
aid fails. Internal aid is considered more valuable in interpretation as compared
to the external aid. External aid are doesn’t form a part of the enactment itself
like some internal aid and neither they are connected to any specific provision.
However in some cases where internal aid fails, help can be taken from external
aids to ascertain the intention of the legislature as generally they talk about the
history of an enactment and reasons for its introduction.
In this case it was observed that external aid comes into play only when the
internal aid fails but not otherwise. It is for the purpose of the justice the
external aids should be used. Legislative history, committee reports, debates etc
may be considered for the same.
Dictionaries
Whenever the meaning of a particular word is not clear the help may be taken
from the dictionaries by the court to ascertain the meaning of the word. No strict
approach is used in ascertaining the meaning. The ordinary meaning of the word
can to be found with the use of dictionary.
Alamghir v. State of Bihar[12]
In this case the interpretation of Article 498 of Indian Penal Code was done.
The word “detain” was under consideration. It was accompanied by other words
such as takes or entices or conceals. Now in ordinary sense the word detain
would mean without consent of the person detained. But the court observed that
Section 498 protect the interests of husband. So, detain would include the case
of taking away the wife from her husband even with her consent.
Thus, if the meaning of a provision is clear then it has no role to play but if it a
case where the meaning is ambiguous then only some help can be taken from it
to ascertain the intention of the legislature.
In this it was observed that when the bill is brought in the Parliament it consist
of some statement of objects and reasons which can be used to understand the
background of the Act and can only be used in a limited sense. It cannot be
relied upon as an aid to interpretation and it doesn’t tell legislative intention.
In this case it was observed that the Parliament history may be considered for
the purpose of the interpretation in case where the meaning of a provision is not
clear.
Reports
They are generally not considered as useful tool to interpretation. Courts refrain
from using the reports for interpretation. However in some cases where
ambiguity arises in a provision then court can refer these reports which are
formed by committees which advices the legislature at the passing of an act.
They can help in determining the intention of the legislature.
G. Sekar v. Geetha[15]
In this case the court observed that the reports such as of Law Commission of
India can be considered for interpretation if a provision in ambiguous.
In this case the debates of the Constituent Assembly were taken into
consideration for the determination of provisions. It was stated that through it
the intention of the legislature can be ascertained.
Bills
This contains the stage of debate before passing of the act by the
minister. However this is not considered as reliable form of interpretation
because the bill goes through a lot of amendments once it goes through both the
houses in parliament and neither it shows the will of majority. So only some
help can be taken from it.
Textbooks
Sometimes courts while determining a law takes help from the textbooks. But
this view has been criticized because textbook contains the personal views of
the author and different textbooks have different opinions. Personal views of the
author cannot tell us about the intention of the legislature. Thus is not a reliable
source of interpretation.
Foreign Decisions
In case when there is uncertainty regarding a point on law then reference can be
taken from the foreign decisions, where there is same system of law is being
followed on that point of uncertainty as it is followed in India. They will have a
binding force upon the Indian courts.
Economic, Scientific, Political and Social Changes
Today’s environment is more dynamic than before due to which lot of
development and changes occur as time passes by. Many situations are not
anticipated by the legislature at the time of passing of the act which may arise in
future due to these changes. Thus, enough discretion and flexibility is given to
courts to interpret according to the needs of the present environment while
seeing these changes.
S.P. Gupta v. Union of India[17]
Conclusion
We can conclude that the need of interpretation arises only when then
ambiguity in a provision and not otherwise. While interpretation we determine
the intention of the legislature. After considering all the aids to interpretation we
can conclude that internal aid of interpretation is more reliable source of
interpretation than the external aid to interpretation. Internal aid forms the part
of the enactment whereas external aid is separate from the provision. Internal
aids are considered as first option for interpretation and when they fails only
then external aids come into play.
This is one of the most renowned cases, where the court has applied the
Doctrine of colourable legislation and declared a statute invalid by citing the
Canadian and Australian cases as precedent. The Act that was challenged by the
petitioner is ‘the Bihar Land Reforms Act, 1950’ on the grounds that it
contravened the Part III of the Indian constitution. In the first place, it was the
case where the zamindars challenged a statute that intends to abolish the
zamindari system. The Act purported to lays down the principles of
compensation to the landlords for the arrears of rent in due before the date of
the state’s acquisition, but, the Act was held void by the court as it observed that
its object is just pretentious and not the real. Likewise, it was alleged to deprive
the petitioner of any compensation.