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NATO FFT Arch Concept and Roadmap (NU)
NATO FFT Arch Concept and Roadmap (NU)
R. Porta
February 2009
The Hague
CONDITIONS OF RELEASE
R. Porta
Communications and Information Systems
Abstract
This Note describes a proposed technically-focused Roadmap for Friendly Force Tracking (FFT) in
NATO. It deals with FFT intended as federation of NATO and National capabilities (NATO FFT) and
has the main focus on the interoperability aspects.
The aim is to define a Roadmap for the evolution of NATO FFT that is agreed by NATO and the
Nations and is used for capability planning and implementation.
The scope of this version deals with the technology and does not include the other DOTMPLF aspects.
The two objectives of the analysis reported here are:
• To analyze the various perspectives (operational, technical, programmatic) of the NATO FFT
into the Architecture Concept, described according to the NATO Architecture Framework.
• To formulate a vision and Long Term Roadmap for a ten-years (2009-2018) evolution of the
NATO FFT, based on the Architecture Concept.
Not a complete Reference Architecture, the NATO FFT Architecture Concept is the basis for the
Roadmap described here and expected to be used as baseline for a the development of the NATO
Roadmap by the NATO C3 Board FFT Ad-Hoc Working Group.
Additionally, future work addressing the specification of a detailed Mid-Term Roadmap and
Implementation Strategy could be based on what described in this document.
The work described in this report was carried out under Project NCB001572 of the NC3A Programme
of Work for 2007 and under Project NCB002080 of the NC3A Programme of Work for 2008 and was
concluded in February 2009.
This document is a working paper that may not be cited as representing formally approved NC3A
opinions, conclusions or recommendations.
Approved:
0. EXECUTIVE SUMMARY
0.1 INTRODUCTION
This document deals with a ground Friendly Force Tracking capability in NATO as a
federation of NATO and National capabilities (NATO FFT, NFFT), primarily with a technical focus.
The aim of the analysis reported here is to define an Architecture Concept and Roadmap
for the NATO FFT that is agreed by NATO and the Nations and is used for capability planning and
implementation.
• The first objective is to analyze, organize and structure the various perspectives
(operational, technical, programmatic) of the NATO FFT (the Architecture Concept),
describing them according to the NATO Architecture Framework (NAF) views.
• The second objective is to formulate and describe a vision and long-term Roadmap
for a ten-year (2009-2018) evolution of the NATO FFT, described using the
Architecture Concept.
The scope of the analysis reported here is focused on the technology. The other aspects
related the Doctrine, Organization, Training, Material, Leadership and Education, Personnel and
Facilities (so-called DOTMLPF) are not yet taken into account.
Not a complete Reference Architecture, the NATO FFT Architecture Concept is the basis
for the Roadmap described here and expected to be used as baseline for a the development of the
NATO Roadmap by the NATO C3 Board FFT Ad-Hoc Working Group.
Additionally, future work addressing the specification of a detailed Mid-Term Roadmap
and Implementation Strategy could be based on what described in this document.
NOTES (1) Not yet planned; (2) MIP (3) Not formally established
The high level Operational Requirement for NATO FFT is summarized in the following
view (NOV-1C), derived from [BiSC FFT-CONC, 2008].
NOV-1C REQUIREMENTS
Ref.num Category / Name
Operational Requirements
OPR 1 Operate in near-real time
OPR 2 Identify friendly forces
OPR 3 Monitor the precise location and operational status of friendly forces
OPR 4 Seamlessly provide this information vertically and horizontally throughout the Joint and Combined
battlespace
OPR 5 Operate in conjunction with other sensors to create an accurate, timely Recognized Ground Picture
(RGP)
OPR 6 Enable a sufficient degree of interoperability between NATO and Nationally provided FFT
capabilities
LIM 2 Reporting Latency. Delays in the reporting latency (reporting frequency and communication delays)
produces inconsistencies in the FFT-derived RGB that limis its use for fratricide prevention.
LIM 3 Coverage. FFT will not ikely ever cover the totality of vehicles and dismounted soldiers in the
battlefield. As a consequence "shoot/no-shoot" decisions cannot be solely based on FFT-deriived
information.
LIM 4 Degraded electronic environment. The communication channels used for FFT dissemination could
be negatively impacted by unforeseen physical and electronic environment conditions. As a
consequence, back-up C2 reporting methods and procedures need also be avaiable.
The operational requirements for NATO FFT can be analyzed and detailed through a
scenario represented through the following vignettes:
1) Potential hostile force interference
2) Crowd control
FFT provides the Friendly Forces Situation (FF-SIT), which is a component of the
Recognized Ground Picture (RGP). The RGB is a contributor to the Land Situation Awareness (LSA)
which is a component of the Joint Situation Awareness (JSA). These relationships are described in the
Capability Taxonomy sub-view (NCV-2B).
The NFFT Capability consists of sub-capabilities and is related to other capabilities such
Joint Situation Awarenes (JSA), Joint Common Operational Picture (JCOP), Combat Identification
(CID) and Intelligence, Reconnaissance and Surveillance Tracking (ISRT). The composition of NFFT
and the relationships with JSA, JCOP, CID and ISRT is described in the view NCV-4 (Capabilities
Dependencies sub-view) and depicted below.
1
In this version we don’t use a standard service taxonomy which is not yet available at the time of writing.
The following sub-views describe the System Interfaces: the first with an
operational/physical oriented representation (NSV-1A); the second with a more technical/logical
oriented description.
C2IS
Air C2IS
ABCC
LA-
DDS
LTIS LTIS
LA- TACP LS-
DDS DDS
BMS FTS FTS BMS
L-Nat HQ (OCC) Nat HQ (OCC)
BMS
LTIS FTS FTS FTS FTS
TI TI
FTS
TCP TT TT
TT TT
NSV-1B
The main elements shown in the previous diagram are the following:
FTS TI FTS Terminal Interoperability Service represents the interoperability service
at the Friendly Force Tracking Terminal (TT) level. It provides in a standard
format the shared data originated from that terminal.
FTS SI Force Tracking System (FTS) System Interoperability Service represents the
interoperability service at the Friendly Force Tracking System (FTS) level. It
provides in a standard format the shared data originated from the terminals
of that FTS.
LTIS Land Track/Tactical Interoperability Service is the service supporting the
provision of FFT data for a whole theatre/mission. It provides in a standard
format the shared data originated from all the FFT terminals of all the FTS
involved in a mission/theatre as well as theatre-level data management,
control and mediation services (to be eventually subsumed by Core
Enterprise Services)
LS-DDS Land Tactical Structure Data (LTSD) - Data Dissemination Service is a
generic service supporting the near-real time sharing and dissemination of
tactical structured data similar to FFT (LTSD). This Service, initially
complementary to LTIS, in the longer-term would support also of FFT data,
generalizing and replacing part of the LTIS functionality.
LA-DDS Land-Air Data Dissemination Service, is the service supporting the
dissemination of FFT (and eventually LTSD in general) to air platforms.
1 FTS-DT FFT Data Transport Svc 1 Data Transport - reliable two-way 1-A NFFI - IP1 (IETF TCP/IP) NFFI v1 (subset) Ratified (interim)
2 Data Transport - unreliable, one-way 1-B NFFI - IP2 (IETF UDP) NFFI v1 (subset) Ratified (interim)
3 Data Exchange Format (DEF) 1-C NFFI - DEF NFFI v1 (subset) Ratified (interim)
2 FTS-DL FFT Data Labelling Svc 4 2-A (RTO XML Labelling draft) Under R&D
5 XML security labels - output format 2-B (RTO XML Labelling draft) Under R&D
6 XML security labels - input format 1-C NFFI DEF NFFI v1 (labels) Ratified (interim)
3 FTS-SI FFT System Interoperability Svc 7 Web-service sharing and dissem. 3 XML service for smart pull (NFFI v2) Under R&D
8 FFT data 1-C NFFI DEF NFFI v1 (subset) Ratified (interim)
4 FTS-TI FFT Terminal Interoperability Svc 9 FFT Tactical Level dissemination 4 NFFI - Tac-Level svc I/F (NFFI v3 svc + data) Not yet addressed
5 LTIS Land Tactical Interoperability Svc 10 Sharing and dissemination FFT data 5 LTIS svc I/F (initial) (LTIS v1 svc + data.) Under R&D
11 Sharing and dissemination FFT data 6 LTIS svc I/F (distributed) (LTIS v2 svc + data.) Not yet addressed
12 Sharing and dissemination FFT data 7 LTIS svc I/F (NNEC) (LTIS v3 svc + data.) Not yet addressed
6 LS-DDS Land Tactical Structured Data 13 Sharing and dissemination (Land Stuct. Data) 8 LS-DDS svc I/F (initial) (LS-DDS v1 svc+data.) Not yet addressed
Dissem.Svc
14 Sharing and dissemination (Land Stuct. Data) 9 LS-DDS svc I/F (NNECl) (LS-DDS v2 svc+data.) Not yet addressed
7 LA-DDS Land-Air Data Dissemination Svc 15 Dissemination / forwarding to Air platforms 10 LA-DDS svc I/F (initial) (LA-DDS v1 svc+data.) Under R&D
16 Dissemination / forwarding to Air platforms 11 LA-DDS svc I/F (NNECl) (LA-DDS v2 svc+data.) Not yet addressed
8 C2-DDS C2IS Dissemination Svc 17 FFT to C2IS Disseminiation Service 12 C2-DDS svc I/F (initial) (C2-DDS v1 svc+data.) Under R&D
18 FFT to C2IS Disseminiation Service 13 C2-DDS svc I/F (NNEC) (C2-DDS v2 svc+data.) Not yet addressed
Highlighted are the new required SIP’s. The specific names given to them (e.g. NFFI v1,
LTIS v1) are purely indicative. The rationale for different versions of the interfaces can be best
understood after looking and the Roadmap section.
Each of these stages implements one Capability Level (CL) of the NFFT Functionality, as
depicted in the following figure (NCV-3).
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
NFFT CAPABILITY ID 2
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
Implementation 4
Implementation 10
Implementation 16
3) The Tactical level communication is not standardized and FTS are therefore not
directly interoperable at that level.
4) Access to FFT mission data by other consumers (mainly C2 applications) is
significantly improved through a standard FFT XML-Service functionally (initial
fixed FFT-SOA). Vertical interoperability is therefore enhanced.
5) Re-deployability of a solution similar to the ISAF FFT NNI to other possible
Theatre of Operations and with other Force Structures is made easier through the
LTIS (v 1) functionality.
The following figure (RM-NT) provides a representation of the architecture (system
view).
The new Service Interoperability Profiles (SIP) needed for this capability level are:
• NFFI v2 (XML smart pull services)
• LTIS v1 (initial functionality with limited functionality)
The main Assumptions are described and the major Activities and Milestones are
identified and outlined.
0.4.2 Mid-Term (2014)
The objectives are:
2
i.e. based on a fixed or deployable communication infrastructure
3
assuming that parallel and harmonized have similarly progressed for other land sensor data
The new SIP’s and interfaces needed for this capability level are:
• LTIS v2 (distributed and enhanced functionality)
• FFT-MD (FFT Metadata for service discovery)
• LS-DDS v1 (initial functionality)
• C2-DDS v1
• LA-DDS v1
4
i.e. with services that are connected through the fixed/deployable communication infrastructure.
The main Assumptions are described and the major Activities and Milestones are
identified and outlined.
0.4.3 Long-Term (2018)
The objectives are:
i. To achieve FFT/LTI interoperability also directly at the tactical level
implementing a mobile5 LTI SOA capability, based on (and constrained by)
available interoperable tactical communications.
ii. To achieve land-oriented6 cross-COI interoperability from the tactical to the
strategic level, i.e. the full implementation of the Shared Tactical Ground Picture
concept in a NATO Network Enabled Capability (NNEC) context.
iii. To improve interoperability also with high-value tactical platforms through
enhanced quality of service for FFT/LTI and improved TDL-edge services.
The operational benefits are the following:
a) Enhanced real-time situation awareness in the battlefield comprising the whole
(friendly, enemy or neutral) land situation as well as joint and strategic
information.
b) Improved Land Situation Awareness of the Commander (and of C2 Services)
with tailored and real-time access of all shared land tactical data (if required).
c) Enhanced and real-time Situation Awareness in all weapon-delivery platforms,
significantly reducing the risk of fratricides and collateral damages.
The NFFT Capability Level 3 (CL-3) can be called Land-oriented NNEC (fixed and
mobile LTI-SOA) and be characterized as follows:
1) Achievement of mature, comprehensive and high quality (e.g. real-time) land
situation awareness, integrated with C2 services to enable self-synchronization.
Operational and technical requirements from NOV-1C are supported also for
LTI.
2) Full network-enabled and distributed implementation of the extended-NFFT
capability covering also all aspects of LTI (LTI fixed/mobile SOA).
3) Direct tactical level interoperability - regarding FFT/LTI - as a tactical COI’s,
interoperable with the other mobile/fixed COI’s and infrastructure services. In
particular, efficient and harmonized use of both FFT and CID.
4) The implementation of full NNEC capabilities is limited by:
• residual limitations in tactical communication interoperability
• non-converged and distinct TDL domain
• domain-based security (with small and flexible domains) but not yet object-
level (e.g. individual) security protection
5
i.e. based on a tactical mobile communications. Fixed LTI SOA assumed to have been already implemented at
that time
6
Beyond the Land domain is outside the scope of this document
LTIS C2-DDS
NGCS NGCS LS-DSS BTN-3 CP
(NN federation) (NN federation) TCP
FACP
LA-DDS
NGCS NGCS
(NN federation) (NN federation)
C2IS FTS-TI
LTIS
OPC HQ FTS-TI
FTS-TI
LS-DSS
MCN
C2-DDS
COY CP
FTS-TI TCP
COY CP
. LTIS
TCP FTS-TI
LTIS
.
LTIS FTS-TI COY CP
. FTS-TI LTIS
TCP
LTIS
FTS-TI
FTS-TI
FTS-TI FTS-TI FTS-TI
FTS-TI
FTS-TI FTS-TI
FTS-TI
RM-LT
• The A&R analysis is a good basis to specify, harmonize standards and plan the
implementation of capabilities that need to interoperate regarding FFT (Near Term) and
Land Tactical Services (Mid to Long Term).
• Available work on NATO FFT specification and on e.g. applicable architectures, related
NATO/National capabilities and roadmaps has been considered to the max extent
possible. But important sources or new document versions might have been overlooked
and might need to be considered.
• The chosen COI-driven approach allows continuing the ISAF FFT NNI focus towards
NNEC, integrating with other (Core or COI) capabilities as are being specified, planned
and implemented.
• The limitations and constraints of this version of the A&R need to be recognized. It is to
be maintained as a living document.
The main recommendations are the following:
1. Review of this document within the NC3B SC5/SC7 FFT AHWG
2. Revision by NC3A according to this review
3. Approval by the FFT AHWG and submission to the NC3B for endorsement
4. Consideration of specific issues (e.g. experimentation for risk reduction, initiation
of harmonization and standardization) within the NC3A (and National) Programs
Of Work for R&D and Experimentation.
5. Definition by the FFT AHWG of the scope of a detailed NFFT Mid-Term
Roadmap, to be drafted by the NC3A as baseline for further staffing.
TABLE OF CONTENTS
Page
0. EXECUTIVE SUMMARY I
0.1 INTRODUCTION I
0.2 RELEVANT STANDARDS AND TECHNOLOGY I
0.3 ARCHITECTURE CONCEPT II
0.4 VISION (LONG-TERM ROADMAP) IX
0.5 MID-TERM ROADMAP XV
0.6 CONCLUSIONS AND RECOMMENDATIONS XV
1. INTRODUCTION 1
1.1 STATUS 1
1.2 BACKGROUND 1
1.3 SCOPE, AIM AND OBJECTIVES 2
1.4 APPROACH 3
1.5 RELATED WORK 4
1.6 DOCUMENT OVERVIEW 5
2. RELEVANT STANDARDS AND TECHNOLOGY 7
2.1 TARGET CAPABILITY 8
2.2 RELEVANT ARCHITECTURES AND STANDARDS 8
2.3 NATIONAL ROADMAPS 18
2.4 EXTERNAL ROADMAP 19
3. ARCHITECTURE CONCEPT 22
3.1 OPERATIONAL VIEW 23
3.2 CAPABILITY VIEW 34
3.3 SERVICE-ORIENTED VIEW 41
3.4 SYSTEM VIEW 47
3.5 TECHNICAL VIEW 61
3.6 QUALITY FACTORS 63
4. VISION (LONG-TERM ROADMAP) 65
4.1 SCOPE 65
4.2 LIMITATIONS, RISKS AND ASSUMPTIONS 66
4.3 CURRENT SITUATION 66
4.4 FINAL SITUATION 71
4.5 LONG-TERM ROADMAP 73
4.6 SYNTHESIS 93
5. MID-TERM ROADMAP 97
5.1 GENERAL CONSIDERATIONS 97
5.2 MID-TERM ROADMAP 98
6. CONCLUSIONS AND RECOMMENDATIONS 99
6.1 CONCLUSION 99
6.2 RECOMMENDATIONS 100
REFERENCES 103
ABBREVIATIONS 105
LIST OF FIGURES
Page
Figure 1 NATO Architecture Coherence Roadmap (NAC-RM) 13
Figure 2 High level force structure (NOV-1A) 24
Figure 3 Scenario - Vignettes (NOV-1B) 25
Figure 4 Air-Land Operational Information Exchange Requirements (NOV-1D) 27
Figure 5 Operational Security Requirement (NOV-1E) 28
Figure 6 Operational Information Requirements (NOV-2A) 29
Figure 7 Information Model (NOV-7) 32
Figure 8 Capability and C3 Interoperability Requirements (NCV-2A) 36
Figure 9 Capability Taxonomy (NCV-2B) 37
Figure 10 Capability Dependencies (NCV-4) 38
Figure 11 Service Taxonomy (NSOV-1) 43
Figure 12 System Interface Description – Operational (NSV-1A) 48
Figure 13 System Interface Description - Technical (NSV-1B) 49
Figure 14 Systems Communication Description (NSV-2) 55
Figure 15 Systems Functionality Description (NSV-4) 58
Figure 16 Current Situation (RM-NOW) 68
Figure 17 Final Capability (RM-END) 72
Figure 18 Roadmap – Near-Term Architecture (RM-NT) 76
Figure 19 Roadmap –Mid-Term Architecture (RM-MT) 83
Figure 20 Roadmap –Long-Term Architecture (RM-LT) 89
Figure 21 Roadmap – Capability Phasing (NCV-3) 94
LIST OF TABLES
Page
Table 1 List of Referenced Documents (DOCS) 8
Table 2 NATO Systems Maturity Levels (NSML) 10
Table 3 External Roadmap (EXT-RM1) 20
Table 4 - External Roadmap (EXT-RM2) 21
Table 5 High Level Operational Requirements (NOV-1C) 26
Table 6 OIR - Information Description (NOV-3A) 31
Table 7 NFFT Vision (NCV-1) 35
Table 8 Service Definition (NSOV-2A) 45
Table 9 Service Interoperability Points (NSOV-2B) 46
Table 10 Technical Standards Profile (NTV-1) 62
Table 11 Roadmap - Capabilities (RM-CAP) 95
Table 12 Roadmap - Standards (RM-STD) 96
1. INTRODUCTION
This document deals with a ground Friendly Force Tracking capability in NATO as a
federation of NATO and National capabilities (NATO FFT, NFFT), primarily with a technical focus.
The aim of the analysis reported here is to define an Architecture Concept and Roadmap
for the NATO FFT that is agreed by NATO and the Nations and is used for capability planning and
implementation.
This aim is achieved through two main objectives:
• The first objective is to analyze, organize and structure the various perspectives
(operational, technical, programmatic) of the NATO FFT (the Architecture
Concept), describing them according to the NATO Architecture Framework
(NAF) views.
• The second objective is to formulate and describe a vision and long-term
Roadmap for a ten-year (2009-2018) evolution of the NATO FFT, described
using the Architecture Concept.
Not a complete Reference Architecture, the NATO FFT Architecture Concept is the basis
for the Roadmap described here and expected to be used as baseline for a the development of the
NATO Roadmap by the NATO C3 Board FFT Ad-Hoc Working Group (NC3B FFT-AHWG).
Additionally, future work addressing the specification of a detailed Mid-Term Roadmap
and Implementation Strategy could be based on what described in this document.
1.1 STATUS
An extensive review and revision has been done at the NC3A. Among all the
contributions, I would like to thank the following colleagues for their essential contribution:
Frits Broekema, Rob van Engelshoven, Geir Hallingstad, Oyvind Hvinden and Michael
Street
The Near to Mid-Term Implementation (Chapter 5) is presented only as outline and has
not been analyzed in detail. This is the anticipated scope of additional work planed for 2009.
External review, revision, approval and endorsement of this document are being sought.
1.2 BACKGROUND
Friendly Force Tracking (FFT) – despite the several synonyms used7 in different Nations
or Services - is a rather well-defined capability both from an operational and a system perspective. It
can be defined as:
The capability to monitor the precise location of friendly forces in near-real time and to
exercise8 Command and Control on those forces, as necessary [BiSC FFT-CONC, 2008]
7
In particular, Blue Force Tracking (BFT) is commonly used synonym.
8
author would replace “and to exercise” with “in order to enable
and the End Users (warfighters and command staff) can have a clear visibility of its effects or have a
better Situation Awareness (SA), that can be detailed for FFT as
Seeing accurate and timely information on relevant friendly units that take part in an
operation
Situation Awareness (SA) also support reducing the risk of fratricides, for which a key
enabler is the capability of identifying targets (Target Identification, TI) and identifying friendly units
(which should therefore not be considered as targets). TI and SA are the scope of Combat
Identification (CID). FFT and CID are therefore closely related from an operational perspective but
are quite different from a system and technical perspective.
In its widest definition, FFT encompasses tracks of Air, Ground or Maritime Friendly
Forces. However, in the analysis done and throughout this document we refer only to Ground Forces
and Land Tracks.
FFT capabilities (systems, subsystems or services) are not usually NATO-funded (i.e.
funded though NATO common funds, e.g. the NATO Strategic Investment Program - NSIP). They are
normally capabilities which are procured and provided by the Nations, and are therefore part of the
National Forces. Two significant exceptions of NATO procured Force Tracking System (FTS) are the
FTS for Kosovo (KFTS) and the one for the Afghanistan ISAF Mission (IFTS).
The main responsibility for the technically oriented NATO-wide standardization of FFT
capabilities is the NATO C3 Board (NC3B) and in particular in the Information Services and
Identification Sub-Committee (SC5 and SC7). The first standardization achievement has been NATO
Friendly Force Information (NFFI) interim NATO Standard [NC3B NFFI D-DOC, 2006].
The recently established FFT Ad-Hoc Working Group (FFT AHWG) - jointly managed
and supported by SC5 and SC7 - is the main body responsible for the advice in the technically-
oriented standardization and planning regarding FFT.
The Architecture and Roadmap for FFT is one of the main products that the AHWG is
expected to deliver. Hence the relevance and value of the analysis reported in this document that
NC3A has performed in support of the FFT AHWG.
9
Possibly including also non-NATO countries and other organizations (e.g. UN) involved in a NATO-led
operation.
2. The definition of a Vision and Strategic Roadmap (NFFT-RM) for the realization
of such capability in the next 10 years, distinguished in target capabilities for
Near (2010), Mid (2014) and Long Term (2018).
The scope of the analysis reported here is focused on the technology. The other aspects
related the Doctrine, Organization, Training, Material, Leadership and Education, Personnel and
Facilities (so-called DOTMLPF) are not yet taken into account.
Future work should address the specification of a detailed Mid-Term Roadmap and
Implementation Strategy should be based on the final Architecture Concept and Vision.
NATO can play a very important role in promoting, enabling and validating
interoperability among the nationally and NATO owned FFT systems, to achieve the agreed
operational goal. A NATO-Nation agreed NFFT Architecture and Roadmap is an essential tool to
facilitate the planning and coordination of the NATO and National programs to eventually implement
interoperable NATO Network Enabled Capabilities.
1.4 APPROACH
The overall analysis approach consists of two phases:
1. Phase-1. Definition of the FFT Architecture Concept and of the NFFT-RM (Chapters
3 and 4), addressing Objectives 1 and 2.
2. Phase-2. Definition of the Near to Mid-Term Roadmap approach (Chapter 5),
addressing Objectives 3.
The following clarifies the approach applied:
• An Architecture is developed to serve an intent and purpose. It needs to include -
at the appropriate level of detail - all and only the aspects (or the Views from the
NAF) that are relevant to achieve the intent. We therefore only used the subset of
the NAF believed necessary for our purpose.
• The analysis was mainly based on source available documentation, e.g.
architectural documents and roadmaps defined in context different but related to
FFT. Some gaps and inconsistencies in the Architecture concept are derived from
the sources used.
• The approach followed is driven by a specific COI (FFT) perspective and then
generalized and integrated with other capabilities (COI, common or core). The
advantage of this approach is a better defined scope, more focus and better
identification of the stakeholders.
Phase-1 consists of the following activities:
a) Collection and analysis of available and documented requirements, analytical and
design concepts and architectures that most are relevant for NFFT (source
documents). This set includes e.g.: NATO and National Roadmap / Master Plans;
(NATO, non-NATO), roadmaps and vision for the evolution of commercial
technologies and standard. Note that there are significant gaps and inconsistencies in
the scope and level of details of the source material used.
b) This material was then analyzed and used for the definition of the Architecture
Concept. This activity has been performed with a “breadth-first” approach, i.e.
addressing all perspectives (operational, system, technical etc, according to the NAF)
although the analysis of each of them might not be considered as complete yet.
c) The Architecture Concept is then used to formulate a recommended way ahead (the
Vision and Long-Term Roadmap, NFFT-RM), distinguished into three major
milestones: Near. Mid and Long Term.
This document describes the Phase-1 work done by NC3A. A finalization (e.g.
completion, review, revision, agreement) of the Phase-1 deliverables has not been done yet.
Phase-2 comprises the definition of the Mid-Term Roadmap, including an analysis of
some of the implementation concepts and a refinement of a 5-years Roadmap, more detailed that what
done in Phase-1. This Phase has not been performed yet.
The main stakeholders for the FFT Architecture and Roadmap are staff officers, engineers
and managers from NATO and Nations in the following areas:
• The operational end users community
• The requirements and operational concept definition
• The capability planning and management
• The standardization and compliance verification.
• The acquisition and implementation
• The fielding, testing and support
The main forum where the FFT stakeholders – or their representatives - would review,
revise and eventually finalize the NFFT Architecture and Roadmap is the NATO C3 Board FFT Ad-
Hoc Working Group. This document is therefore primarily addressed to that Group.
1.5.5 NC3B – Joint SC/5 and SC/7 FFT Ad-Hoc Working Group
The recently established Friendly Force Tracking Ad-Hoc Working Group (FFT AHWG)
has a unique advisory role in the definition of FFT policy, planning, guidance and standardization
within the NC3B structure.
The definition of a Vision, Architecture and Roadmap for FFT is one of the main
deliverables of the AHWG. The analysis described in this document is primarily intended as baseline
for this work by the FFT AHWG.
10
Four at the time of writing: DEU, FRA, NOR, USA,
• Chapter 1 — Introduction.
• Chapter 2 — Relevant Standards and Technology — identifies the main artefacts
(e.g. standards, technology roadmap, national roadmaps) that are relevant for NFFT
and summarizes their availability over time in the External Roadmap.
• Chapter 3 — Architecture Concept — presents the architectural concepts of the
NFFT. Not a complete Reference Architecture, it includes the essential operational,
functional and system reference needed for the Roadmap definition.
• Chapter 4 —Long-Term Vision — describes the Vision and outlines the Roadmap
for the Near, Mid and Long Term target objectives. This is the core chapter of this
document.
• Chapter 5 — Mid-Term Roadmap — introduces the Mid-term Roadmap and some of
the aspects that need to be addressed. This chapter is a placeholder for future work.
• Chapter 6 – Conclusions and Recommendations.
This Chapter identifies the main standards, technologies and capabilities that are required
to specify and implement NFFT. This sets the context for the NFFT Architecture and Roadmap that is
defined in the subsequent chapters.
One major component of this is the assumption of the availability of these standards and
technology, which is called here the External Roadmap. This roadmap is presented in the last section.
Many artefacts (e.g. architecture and planning documents, standards) in NATO and the
Nations need to be taken into account to define and implement NFFT. Coming from different Nations
and NATO Agencies, it is likely that there is not much consistency among them.
In order to limit this analysis to a manageable set and not to loose the focus on the
objectives, the following has been applied in the analysis done:
• Taking into account all the artefacts defining capability requirements, standard and
planning constraints that are directly applicable to NFFT
• Consider the most relevant11 available sources specifying the availability of standards
and capabilities that are enabler for NFFT, i.e. that are to be used by, or are
constraints for NFFT.
• Generally disregarding (at least initially) the capabilities and standards that are
enabled by NFFT. This is the case, for instance, of most C2 Services. According to a
Service Oriented Architecture (SOA), this approach corresponds to consider the
service producers for the NFFT Services but not its consumers. In subsequent versions
of the NFFT Architecture and Roadmap, it is likely that the analysis of dependencies
is refined and completed in both directions (i.e. dependency for and from NFFT).
Most planning or forecasting information included below is a quite low level of
granularity. Therefore a significant level of uncertainty - especially in the time dimension - is
unavoidable. A couple of years uncertainty for the Mid and Long term assumed dates should be
considered.
The list of the sources analyzed for the NFFT-RM are listed in Table 1 and described in
the following sections.
11
This is of course a subjective assessment
Table 1
List of Referenced Documents (DOCS)
DOCS APPLICABLE DOCUMENTS
Abbreviation Official Ref Issuer Vers. Issue Date Title
BiSC FFT-CONC AC/322(SC/7)N(2008)0011 ACO, ACT Draft October 2008 Bi-SC Concept for NATO friendly Force Tracking of Ground Forces
ACT NTDES-RM ACT Vers. 0.2 June 2007 NATO Tactical Data Enterprise Services Roadmap
ACT NNEC-DS AC/322(SC/1)N(2008)0053 (INV) ACT Vers. 1.0 Feb 2009 NNEC Data Strategy
MIP Web-Site MIP March 2007 Multilateral Interoperatbility Program - Web Site - http://www.mip-site.org
NC3A AEM NC3A August 2007 Architecture Enginering Methodolgy (NC3A/AEM) (Annex B, para B.6 of
[NAF]
NC3A IFTSCO NC3A September 2006 Interoperability of Friendly Force Tracking Systems in Coalition
Operations", Technical Note 1182
NC3A NML-CS NC3A December 2006 NII-Maturity Levels for Communication Services", Technical Note 1205
12
With the documentation that was available at the time of writing.
The NATO Systems Maturity Levels extracted from [NC3A NNEC ML v1, 2007] are the
13
following
Table 2
NATO Systems Maturity Levels (NSML)
NS M L
N ATO SYST EM MATU RY L EVELS
N um Nam e D escr ip tion
1 Isolated C harac terized by standalone applic ations, databases and multiple ty pes of c ommuni cati on networks.
2 Func tional Stovepi pes C harac terized by dedic ated applic ations built to support different func ti ons . These applic ations are often
developed as separ ate sy stems , utili zing their databas es and many cas es thei r own network s. Multi ple
types of c ommunic ation networks ar e involved.
3 Communic ate and Inform C harac terized by improvements i n basic communic ations and information sharing capabilities.
Improvements in c ommunic ations will involve migration towards a single type of network for voic e, data and
video traffi c and will inc lude improved interoper ability between static , deploy able and mobile network s
uti liz ing data link tec hnology. Improvements in information sharing i nvolve the ability of independent
applic ations to exc hange and use i ndependent data components.
4 Collaborate and Plan This phase exploits improvements in shared s ituational awar enes s to improve deci sion mak ing proc es ses.
This phase is c har ac ter ized by the i ntroduc tion of advanc ed c ollaboration and planning capabilities.
5 Sense and Res pond This phase involves the seamless and tr ans par ent c ollaboration of all parties as needed, ac ros s all ec helons
of c ommand. This phase is c harac teriz ed by the a prolifer ation of sensor c apabilities and information
s har ing c apabilities at all levels, and by continued improvements in func tional c apabiliti es to enable
extremely r apid and agile res ponses to c hanging c irc umstanc es and fleeting opportunities .
Although the initial set of NML models is limited in scope it can already be of potential
use for NATO and national planners.
FFT is only one of the NATO and National Capabilities, contributing to the overall
capability. The FFT Capability Levels and Roadmap has to be therefore related to the NML and more
general NML Roadmap.
Work in the definition and agreement on the NML is still on-going. For this version of
the document, no agreed general NML roadmap has been used.
13
The description primarily refers to Information and Integration Services
According to the NATO Interoperability Directive (NID), the OA shall be used as the
basis for providing recommendations for the development of future C3 policies and strategic plans. In
order to keep the required C3 systems in line with the C3 policies and strategic plans the Overarching
Architecture is also the foundation for Reference Architectures. Reference Architectures act as the
basis for the development of Target ("transitional") architectures. The Overarching Architecture is
therefore to be used as guidance also for the FFT Architecture and Roadmap.
However, one of the most important aspects of the OA for the NFFT RM (i.e. the NATO
Services Framework – NSF) is not included in version 2.5 and will be addressed in the next version of
the OA (version 3), which is still under development. So, assumptions regarding standard NATO
services done in this version of the NFFT RM could not be based on the OA.
2.2.4 NATO Friendly Force Information (NFFI) standard and STANAG 5527
NFFI is the current interim standard for FFT Interoperability [NC3B NFFI-DDOC,
2006]). The focus of this specification to is the standardization of the data and higher (application)
level data communication profiles among FTS. Work is on-going at the NC3B to develop and ratify a
corresponding standard for FFT (STANAG 5527)
A preliminary roadmap for FFT interoperability has been defined by NC3A in [NC3A
TN-1182, 2006], based only on an analysis by NC3A and without any NATO or National
endorsement. It has been considered here as a preliminary study.
On going activities have been done and documented in the Research, Development and
Experimentation (RD&E) work done by NC3A (mainly under ACT sponsorship) and the Nations
aiming at an extension and enhancement of current standard for FFT interoperability. This RD&E
work has also been one of the main sources for the definition of the technical oriented vision for
NFFT.
The scope of the WCOA is both wider and more restricted than the one for NFFT. It is
wider in terms of data and service types: not only FFT but also voice, video etc.. But it is more
restricted since it focuses only on data transmission services of one type (wireless non SATCOM),
while FFT includes end services available with any Beyond Line of Sight (BLOS) communication.
At the time of writing, only the Operational Architecture has been developed. The System
Architecture is being defined and no services roadmap is available.
NNEC Convergence
Service Management
Community of
Information Security
Interest
Control
Information
Integration
Communications
System of Federation of
Services Systems
2010
Information Integration RA
CP149 CP150 ACCS
2008
t
n CP150
L
AIS
NM
Communications RA
CP101 CP130
Wireless SATCOM
CP104 CP150 + Other
Static AIS 2006
CPs
OA Development RA Development
Service Centric System Centric
This roadmap sets a temporal outlook of the evolution of Capability Packages (CP) and
Services towards NNEC and provides a very general but not detailed or precise idea of availability of
Services that could/should be used for the FFT capability.
No NATO planning document providing a more detailed plan regarding availability of
IIS in NATO was available at the time of writing.
14
Most of this section has been contributed by G. Hallingstad and O. Hvinden (NC3A).
15
Terms still used here with a generic meaning. The NFFT Roadmap (Chapter 4) will be more specific on this.
16
The NFFI definition [NC3B NFFI-DOC, 2006] already includes a labelling scheme along these lines. This is
however not yet used in implementations due to the lack of adequate technical and procedural (or better
DOTMLPF) standards and capabilities.
timeframe of the FFT Roadmap. Labelling and handling of objects, like object level, in system high
networks is expected to be available earlier.
A FFT-MIP integration analysis and validation has been started in 2008 between the
current FFT standard and MIP-B3. FFT is considered as the contributor to MIP of land tracks part.
The following is expected outcome for the Near-Term.
• No change is required neither for MIP-B3 nor for the current NFFI standard (or
STANAG 5527).
• Mapping agents are developed to associate the appropriate MIP (C2) object to FFT-
derived positional data
For the Mid-to-Long Term perspective the FFT-MIP integration might proceed with
changes in either the C2IS or FFT Service/s or both and with the likely definition of specific mediation
services. The plans for MIP-B4 and B5 should take into account the availability of NATO and
National FFT (and more generally Land Tactical Interoperability Services) provided according to the
agreed version of the NFFT Roadmap.
2.3.1 USA
Specific activities relevant to FFT interoperability and its evolution are on going in the
USA (e.g. related to the activities by Blue Force Tracking Community Of Interest) as well as - more
generally – for the implementation and evolution of the Global Information Grid (GIG).
The information that - at the time of writing - has been received by the USA (Defense
Information Systems Agency, DISA) is the Global Information Grid Convergence Master Plan
(GCMP). Its scope is wider than NFFT but it is definitely a relevant input for the NFFT Roadmap.
17
Through a Request for Information submitted to NC3A National Experts in June 2007
the reasonable assumption that a NATO-wide roadmap would be delayed respect to the USA, the
stages described in the GCMP version analyzed correspond adequately to those of the NFFT
Roadmap.
Technologies and capabilities are distinguished in the GCMP according four areas: (with
the corresponding NNEC Service Areas specified between brackets):
• Application and Services - A&S (NNEC COI and Information Integration Services)
• Network and Transport - N&T (NNEC Communication Services)
• Information Assurance - IA (NNEC Information Assurance Services)
• NetOps and Assured Service - NO (NNEC System Management Services)
In addition a User-Oriented (UO) service definition is provided.
The GCMP includes broad and comprehensive overview (both descriptive and
prescriptive) of the evolution of (US) technology and capabilities for the next 10 years, distinguished
in these areas. See [US DISA GCMP, 2006] for a detailed description.
The main milestones of the GCMP that are considered relevant for the NFFT Roadmap
are taken into account in the definition of the External Roadmap for NFFT.
Table 3
External Roadmap (EXT-RM1)
NATO UNCLASSIFIED
Domain-based Initial: Mid-Term (2014)
Object-based after Long-Term (2018+) (1)
20
Final: Mid-Term (2014)
3.3 Core Enterprise Services (messaging, mediation, directory ...) Initial: Near-Term (2010)
NOTES (1) Not yet planned; (2) MIP (3) Not formally established
Table 4 - External Roadmap (EXT-RM2)
EXT-RM2 EXTERNAL ROADMAP
NATO UNCLASSIFIED
4 some NCES pilots completed (IM, WebCollab) 3 widespread NCES operations (some Nations) 4 Non Real-Time and Real-Time integrated services
NATO UNCLASSIFIED
21
12 TACOM 11 TACOM 11 TACOM : integrated with Core Network (IPv6)
13 WCOM 12 WCOM 12 WCOM : integrated with Core Network (IPv6)
14 TDL : no major evolution 13 TDL : enhancement (reduced restrictions) 13 TDL: improvements and increased interoperability
with Core network
14 dedicated data-link connections 14 Increased connectivity of platforms, gateway and
other ad-hoc solutions
15 limited connectivity, limited access to data, 15 increased support of interoperability connections
static infrastructure between TDL and IP-networks
16 complex manual configuration
IA Information Assurance ---------------------- in progress ---------------------- ----- implementation (some Nations, restrictions ) -------- --- wide and mature implementation (most Nations) ----
16 Protected Core: initial security services 17 Protected core: maturing security services
basic traffic flow confidentiality protection full traffic flow confidentiality
dynamic risk assessment and security accreditation
15 initial NINE Ispec 17 Initial NINE devices (some Nations) 18 implementation of NINE (most Nations)
16 initial labelling specificaiton 18 cross domain solution (HIGH to LOW track forwarding) 19 cross domain solutions (HIGH to Public forwarding)
services-based cross domain solutions
SM System/Service Management -------------------------- in progress -------------------------- ----- implementation (some Nations, restrictions ) -------- --- wide and mature implementation (most Nations) ----
17 improving performance at the tactical.edge 19 Solid behaviour at the tactical edge (some Nations) 20 Solid behaviour at the tactical edge (some Nations)
21 Integration of SMS with COP (most Nations)
ID Identification ----------------------- std in progress ---------------------- --- initial imp;lementation (some Nations, restrictions ) --- ----- additional technologies (most Nations) ---------
20 Initial G-to-G: BTID 22 G-to-G (BTID+, NSID, NCTI) and A-to-S (RBCI, NCTI)
Abbreviations Used
TN-1322
CES Core Enterprise Service NCES Network CES TACOM Tactical Communication
COP Common Operational Picture NL-TDL Non-Land TDL TDL Tactical Data Link
HAIPE High Assurance Internet Protocol Encryptor PKI Public Key Infrastructure WCOM Wireless Communcation (non SATCOM)
IP Internet Protocol SATCOM Satellite Communication
NATO UNCLASSIFIED
22
3. ARCHITECTURE CONCEPT
This section describes the Architecture Concept for NFFT, providing a high level, time
independent, description of the main components of the NATO FFT and their relationship. It differs
from a Reference Architecture in the fact it that does not include all the views and details required for
the latter.
The objective is to provide the essential architecture elements that are required to place
into context define and make understandable the Roadmap, which is described in Chapter 4.
The views presented in this chapter are based on the NATO Architectural Framework
(NAF), Version 3 [NC3B NAF v3, 2007]. The purpose of the NAF Views is to describe a perspective
in the most appropriate language for the relevant stakeholders.
The NAF has been used to the extent that is relevant and feasible for the purpose and
scope of the analysis. Not all the NAF views and sub-views are therefore included. E.g.:
• the function of the NATO All View (NAV) is covered by the Executive
Summary
• the NATO Program View (NPV) is not included.
Other major differences or omission respect to the NAF are indicated.
The architecture concepts refer to the final architecture for the NFFT subject area. It does
not include any time-dependent aspects with regard to the implementation. Scheduling, architectural
restrictions and constraints in the realization of the architecture are described in the Roadmap
Chapter 4.
3.1.2 Sub-Views
The sub-views are defined using the scenario and vignettes developed for the Wireless
Communication Operational Architecture (WCOA) [NC3A TN-1246], that, as mentioned above, are
considered to large extent applicable to the NFFT Operational View.
No NFFT specific analysis has been done yet. It might the objective of a future revision of the NOV.
NOV-1 High Level Operational Concept Description
NOV-1A High level force structure
18
i.e. with one FFT System
This 3-dimensional view represents (as example) the operational units and commands
involved in a typical NRF deployment.19 The “logical operational information flows are
also represented: they do not represent (although might be related to) direct physical
communication channels.
All land units depicted are supposed to be equipped with (National NATO) Force
Tracking Systems. The non-Land units are a representation of the requirement for
dissemination of FFT data to other services/platforms.
NOV-1B Scenario – Vignettes
Vignettes are used to describe specific and applicable operationally meaningful cases that
can be used to elicit operational requirements or assess system or technical solutions.
19
Indeed it refers to the scenario developed in [NC3A TN-1246]
This 2-dimensional view shows the relationships between the different mission areas
(vignettes), defined for the WCOA. The scenario includes the following operational
vignettes:
1) Potential hostile force interference
2) Crowd control
3) Maritime force protection
4) Base protection
5) Neutralization of a strategic target
6) Preventing the hi-jack of and aid for a convoy
7) Preventing a bomb attack on NATO Forces
8) Neutralization of a gang leader stronghold
9) Close urban warfare
The main difference between this and NFFT perspective is that the focus of the WCOA is
the wireless non-SATCOM communications which includes more than just FFT data but
only for what regards the data transport through wireless communication.
For the complete description of the WCOA scenario and vignettes please refer to [NC3A
TN-1246] (Chapters 3 and 4).
Table 5
High Level Operational Requirements (NOV-1C)
NOV-1C REQUIREMENTS
Ref.num Category / Name
Operational Requirements
OPR 1 Operate in near-real time
OPR 2 Identify friendly forces
OPR 3 Monitor the precise location and operational status of friendly forces
OPR 4 Seamlessly provide this information vertically and horizontally throughout the Joint and Combined
battlespace
OPR 5 Operate in conjunction with other sensors to create an accurate, timely Recognized Ground Picture
(RGP)
OPR 6 Enable a sufficient degree of interoperability between NATO and Nationally provided FFT
capabilities
LIM 2 Reporting Latency. Delays in the reporting latency (reporting frequency and communication delays)
produces inconsistencies in the FFT-derived RGB that limis its use for fratricide prevention.
LIM 3 Coverage. FFT will not ikely ever cover the totality of vehicles and dismounted soldiers in the
battlefield. As a consequence "shoot/no-shoot" decisions cannot be solely based on FFT-deriived
information.
LIM 4 Degraded electronic environment. The communication channels used for FFT dissemination could
be negatively impacted by unforeseen physical and electronic environment conditions. As a
consequence, back-up C2 reporting methods and procedures need also be avaiable.
This view summarizes the main operational requirements (OPR) and the limitations and
constraints (LIM) for NFFT, as directly derived from the Bi-SC Concept for NATO
Friendly Force Tracking [BiSC FFT-CONC, 2008]. It is neither assumed to be complete
nor totally consistent with other requirement definitions, yet it the most specific and
authoritative available expression of requirements for NATO FFT.
A more detailed definition of the operational requirements can be achieved through
additional analysis with the NFFT stakeholders, e.g. using the scenario represented in
NOV-1B.
This view represents the main relevant Operational Information Requirements (OIR) of
FFT data with Air platforms and systems. Two main classes of OIR regarding own land
forces are distinguished into20:
• Situation Awareness, representing positional/status information with quality
characteristics (accuracy, timeliness …) sufficient for general awareness and non-
combat use of it
• Combat Identification, representing information about own forces but with a high
degree of accuracy, timeliness and assurance to be used for engagement purposes.
The figure distinguishes two main classes that are quite different in terms of capability
definitions:
1. Transfer of FFT data from fixed site (OPC HQ) to
- NATO fixed sites (ACC, CAOC, (D)ARS), which are equipped
with components of an Air Command and Control System (ACCS)
- NATO air platforms with wide communication capabilities
(ABCC).
2. Transfer of FFT data from mobile/deployed posts (TACP, TCP) to air
platforms (aircraft, ABCC) which are in their TDL communication
range.
20
These concepts and definitions are further addressed in the NATO Capability View (para 3.3).
The figure shows a variation of NOV-1A with a security domain overlay used as an
example to show how an FFT capability must be able to cross security domains, both
between domains of different ownership, domains with different security classification,
or both. Corresponding security policies and procedures need to be in place, allowing
this type of information exchange.
NOV-2 Operational Node Connectivity Description
This view illustrates the operational domain’s needs for information exchange in support
of operational activities. NOV-2 depicts operational nodes with need lines between those
nodes that indicate a need to exchange information.
NOV-2A Operational Information Requirements
This view identifies – on the basis of NOV-1A – the main logical information exchanges
among the operational nodes.
Different colour lines denote different information types associated to a track. See also
NOV- 3A and NOV-7 for a description of these information types.
• Black need-lines represent positional information (POS)
• Yellow need-lines represent identification information (IDE)
• Red need-lines represent operation status information (OPS)
(POS, IDE and OPS are further explained in the context of NOV-7.)
The legend in the figure also shows a possible graphical correspondence on a situation
display of a track with one information type.
Please note the following:
• All shown need-lines refer to “logical” land FFT information exchanges, i.e. to
mobile land forces (vehicles, dismounted soldiers)
• Physical channels can be different than those depicted. For example: there can be
Beyond Line Of Sights (BLOS) communication channels allowing lower level units
to exchange voice or data with their national Operation Control Centres or other
National Commands
• The direction of information is not shown explicitly as it should clear from the
context.
• Data-store symbols denote semi-static information that is persistent in nodal
information systems.
• The absence of some need-lines in the unit’s subordinates to one of the battalions
exemplifies that in some circumstances such information cannot be exchanged.
• The absence of IDE need-lines from some dis-mounted soldiers shows that they are
not distinctively identifiable, but only through their position
Table 6
OIR - Information Description (NOV-3A)
NOV-3A OPERATIONAL INFORMATION REQUIREMENT
Ref Class Attributes
Name Description (cases) Volatility Sensitivity
POS 1 Positional information basic positional and tracker identification with "random" tracker ID 4-5 1-2
information. It contains a set of elements that
together constitute the minimal portion of
positional information that characterizes one
track.
with fixed tracker ID 4-5 2
IDE 2 Identification information identification of the operational unit (and/or platform info 2 3
platform) that is associated with the provided
positional information It is usually required for
standard situation display
unit info 1-2 4
OPS 3 Operational Status characterization of the operational status and semi-current (manually reported) 4-5 4
information intent (mission) of the tracked object
current (automatically reported) 3-4 4
with intent 2 5
ATTRIBUTES
VOLATILITY
Value Name Description Example
0 none Static information. Update rate: e.g. > 3 months OPPLAN information
1 extremely low Fixed per operation / NRF Rotation. Update rate: Op. deployment dat (position of
e.g.1 week - 3 months fixed sites, tracker allocation)
2 very low Fixed per (land) mission. Update rate: e.g.1-7 land mission: planning information
days
3 low Fixed per (land) mission. Update rate: e.g.1-24 land mission: status information
hrs
4 medium Current position. Update rate: e.g.1-60 min land position : normal tracking
mode
5 high Current position. Update rate: e.g.1-60 sec land position : close tracking mode
6 very high Current position. Update rate: e.g. < 1 sec Not applicable
SENSITIVITY
Value Name Description Example
0 none publicly available information fixed site locations published on
INTERNET
1 very low Ex. classificaton: NU, FOUO short-lived information, positions of
fixed sites
2 low Ex. classification: NR, FOUO positional information of vehicles
3 medium Ex. classification: NR, NC position,identification and
characterization of a unit
4 high Ex. classification: NC, NS position and status of a unit
5 very high Ex. classification: NS full information about unit
disposition, status and intent
6 extremely high Ex. classification: CTS Not Applicable
This view describes and characterizes the three classes of information flows identified in
NOV-2A. The description of these classes is based on the main categories of information
as included in the NFFI definition [NC3B NFFI-DDOC, 2006]. Each of these classes is
then characterized with two attributes:
• Volatility (dynamic properties)
• Sensitivity (security)
This definition of the metrics - in particular for volatility - is only indicative and refers to
current technology advancements. A refined and more comprehensive metrics (including
other variables) is necessary for the definition of the quality factors of the capability.
cooperatively reported by the same agents, e.g.: incidents, enemy contact reports, Combat
Identification (CID). This type of data has similar characteristics as FFT-data and is
called in the following Land Tactical Structured21 Data (LTSD)
The FFT-part of this model is derived from the data model of the NATO Friendly
Information (NFFI) Data Exchange Format (DEF) [NC3B NFFI-DDOC, 2006]22.
The operational information flows POS, IDE and OPS identified and described in NOV-
2A and NOV-3A correspond to the NOV-7 information model as follows:
• POS: “Position and dynamics” entity
• IDE: “Identification” entity
• OPS: “Operational Status” entity
Relationship with the MIP Data Model(s) (JC3IEDM) and Data Exchange Mechanism.
Some of the relationship between the two information models can be summarized as
follows:
1. An FFT track (covered by the NFFT Information Model) represents the (current or
past) position of one land unit or individual soldier. FFT tracks are uniquely
identified in NFFI and non-duplication can be guaranteed by FFT services.
2. A “MIP data exchange” occurs between two or more MIP-enabled C2IS or LCCIS
application/service and can include C2-relevant information about a Land Unit
(including its current or past position). It is based on JC3IEDM
3. If a MIP-enabled (L)CCIS application uses NFFT as automated source for FFT data
about a specific land unit. One or more FFT tracks can correspond to the same MIP
Unit position.
4. The MIP Data Exchange Mechanism (DEM) is used to synchronize C2-relevant
information among C2IS typically at a lower level of granularity (e.g. from an
organizational and time perspective) than a typical FFT data dissemination in the
NATO FFT. This means that some level of aggregation and filtering is likely needed
to map the corresponding data (e.g. Unit Position) from one mechanism to the other.
For more information on the relationships between NFFT and MIP see also the System
View (para. 3.4)
The following standard NAF sub-views are not included in this version:
• NOV-4 (Organizational Relationship Chart)
• NOV-5 (Operational Activity Model)
• NOV-6 (Operational Sequence and Timing Description)
21
Structured is intended here primarily to distinguish it from multimedia data and free text messages
22
Note that the NFFI Data Model includes also the security-metadata and a placeholder (detailedData section)
that could be used for a possible future extension to LTSD
3.2.2 Sub-Views
The intent of the capability sub-views shown in the following is to show the relationship
between high-level NFFT capability requirements, capability goals and capability definitions in
connection with FFT.
NCV-1 provides a high level definition of the “WHAT”, “WHY” and “HOW” of NFFT
from a capability definition perspective. It implicitly includes the vision statement for NFFT, as
mainly defined in the BiSC Concept [BiSC FFT-CONC, 2008].
Table 7
NFFT Vision (NCV-1)
NC V-1 CAPABILIT Y VISIO N
Ref.num Facet
Operational G oals
OPG 1 To seamlessly provide near-r eal time Friendly For ce Information throughout the NATO Forc e
and Command Structur e
OPG 2 To inc rease situational awar eness of the land battlespac e
- Inc rease the oper ational effec tiveness of the force
- Minimize the risk of fratricide
Approach
APP 1 To c apitalize on existing or emerging national FFT capabilities
APP 2 NATO provides the interoper ability standards and deployable infrastructure to support FFT data
exc hange between deployed FFT Systems and C2IS
- "hor izontal" (among tactical for ces)
- "vertical" (to higher Commands)
NCV-2A – mainly derived from [NC3B C3IRO, 2007] - shows the main relevant
Capability Requirements (CR, drawn with continuous contour), their relationship with Command,
Communication and Consultation (C3) Interoperability Requirements (C3IR, dashed contours) and
NC3O Interoperability Goals (NIG, dotted contours) The specific scope of this document is in the
shaded box.
This view should also be revised according to the definition of the Force Goals for the
National involvement in NATO-led operations. << TO BE COMPLETED>>
The next sub-view (NCV-2B) clarifies the scope of NFFT in relation to other relevant
capabilities.
The NCV-4 (presented in the previous figure) describes the dependencies between NFFT
and related capabilities, details NCV-2B and expands NCV-2A in order to:
• specify the focus and scope for NATO Friendly Force Tracking (NFFT), relating it
to other relevant and distinct capabilities.
• describe a first level capability taxonomy
This view – very important for the NFFT Architecture - is not meant to be complete: it
focuses only on those aspects considered more important at this level of definition of the NFFT.
The other main network-enabled capabilities shown in the diagram are:
• Joint Common Operational Picture (JCOP) (with the C2IS Services required to
achieve it)
• Ground Common Operational Picture GCOP (with the LCCIS Services required to
achieve it)
• Tactical Communication capability (TACOM)
23
Which is - more precisely - a “data model”
24
In other words: DOTMLPF
25
Only the “Material” components of DOTMLPF
26
The REQUIRES relationship is less specific than COMPRISES, meaning that the required capability may or
may not be comprised in the subject capability
27
Not included in this version of the document.
3.3.2 Sub-Views
NSOV-1 Service Taxonomy, which identifies the main services and their relationships. This
diagram is indeed more than a taxonomy28 (as specified from the NAF), but enhances
classification relationships with several other types of relationships.
28
In the “knowledge representation” domain, taxonomies are more or less equivalent to classifications of
concepts. More complex conceptual representations are normally described as “ontology’s”.
NSOV-1 is used also to expand and detail the services described in NSV-4 and also to
show a “build” relationship among them29. In this version we don’t use a standard NNEC
service taxonomy or framework that is not yet available at the time of writing.
Out of NSV-4, only the services that are required for interoperability purposes (i.e. those
provided or required by the FFT Interoperability Capability - FFT-INT) are included
here.
29
Which should indeed – e.g. according to AEM – be represented in the Component views.
The description of the services is provided in NSOV-2A. The meaning of the different
relationships can be guessed from the names used. To be more precise, the following
naming conventions have been used for the relationships:
• Generalization (specific to generic), named “IS-A” (dashed line)
• Service provision (consumer to producer), named “USES”
• Service composition (super-service to sub-service), named “COMPRISES”
“Generalization” is used to identify a possible “service re-use” relationship:
• The generic service can be a “core” service implementing the whole specific
functionality (as a subset)
• The generic service implements a significant portion of the specific functionality
Besides the FFT Services, NSOV-1 also includes other related services:
• the main consuming services (C2IS and BMS) and
• the main supporting services (e.g.: “Tactical Communication”, “Enterprise Service
Management”).
Each service is described in NSOV- 2.
Services are grouped according to the five standard NNEC Capability Areas defined in
the Overarching Architecture [NC3A OA v2.5, 2005]. (The last four areas are also
collectively named as NII – Network and Information Infrastructure).
• Community Of Interest (COI)
• Information Integration
• Service Management and Control
• Communications and Networks
• Information Assurance
In addition to these five Capability Areas, COI Services that are common to multiple
COI’s are also introduced (“Common COI Services”).
Whenever appropriate, services are associated to the Service Categories of the emerging
NNEC Services Framework (NSF) (ref. [NC3A-NNEC-NML, 2007]).
The figure shows also the relationships between FFT-specific Services, COI Common
Services and Infrastructure Services.
The FFT-specific Services are represented with blue-filled boxes in Error! Reference
source not found.. Those for which the Service Interface is particular relevant for NFFT
are depicted with heavy contours.
Table 8
Service Definition (NSOV-2A)
NSOV-2A SERVICE DEFINITION
RN Abbrev. Service Name I/F Service Description
26 ==OPS Object Protection Service Infrastructure service supporting the information assurance on the (1)
exchange of data objects among different battlespace objects
with different security
COMMUNICATIONS & NETWORK SERVICES
27 FTS-DT FTS Data Transport Service Service providing the transport of FFT data
28 ==TCS Tactical Comm. Services Tactical communication services, Line Of Sight (LOS) or Beyond
(BLOS) supporting the Land Battlefield
NSOV-2A identifies, describes (in general terms) and classifies the services depicted in
NSOV-1. Highlighted are those FFT services considered as most relevant for this
document.
Several of these services have already been outlined in some of the other views. A
detailed definition and specification of the services listed in NSOV-2A is outside the
scope of this document.
Table 9
Service Interoperability Points (NSOV-2B)
NSOV-2B SERVICE INTEROPERABILITY POINTS (SIOP)
Abbrev. Name Description Applicable
Services
SIOP-TT Force Tracking Terminal SIOP at one single FFT Terminal in the battlefield (vehicle or dismounted FTS-TI
soldier).
SIOP-SCN Force Tracking Service/System SIOP corresponding to a whole (homogeneous) Force Tracking System FTS-SI
Control Node or Service (FTS). Normally located at (one of) the Operational Control
Center than manages the FTS in the Theater (or a Region of it). Fixed,
deployed or mobile Command Post. It is likely co-located with the
Operation Center of the FTS Network
SIOP-MCN Force Tracking Service Mission SIOP corresponding to the whole (federated) Force Tracking (for one LTIS
Control Node single Theatre or for multiple Theatres). It is usually co-located with
Mission Operational Control Centers than monitors and manages all
NATO/coalition FFT in the Theater. It is likely co-located with the
Operation Center of the Mission Network
SIOP-TCP Tactical Command Post SIOP corresponding to a Tactical Command Post LTIS
SIOP-G2A Tactical Ground-to-Air SIOP corresponding to Command HQ or Post that has the capability of LA-DDS
communicating with Air Platforms. E.g. a Tactical Air Control Post
(TACP)
SIOP-XSD Security Cross-domain Boundary SIOP corresponding to the boundary between two Security Domains FTS-SS
(normally a pair, on each side of the boundary)
SIOP-F2C FTS to C2IS SIOP corresponding to the interface between an FTS (or Lant Tactical C2-DDS
C2IS) and C2IS application or services.
Strat/Opew NW
ABCC Airborne CCIS
(NATO NW) ABMC Airborne Mission Control System
C2IS C2 Information System
DJTF Deployed Joint task Force
ABMC FTS Force Tracking Service
TDL
JFC Joint Forces Command
Nat-L Lead NRF Nation
Nat Non-Lead NRF Nation
X NFT NATO Force Tracking
NGCS NATO Gen.purp.Comm.System
MCC Mission Control Center
OCC Operational Control Center
TCP Tactical Command Post
CAOC / ARS TDL TACP TACP Tactical Air Control Post
DJTF (MCC) TDL Tactical Data Link
TT Force Tracking Terminal
InterFTS
Mission
ABCC
II Tac NW II
Nat Nat.
Tac NW Tac NW
TT TCP TCP TT
TT TT TT TT
TT TT
NSV-1A
NSV-1A This sub-view depicts the main system interfaces with operational/physical
oriented representation. A more precise technical description is in NSV-1B and NSV-2.
This view is largely time-independent but is more evocative of a mid-term architecture.
49
TN-1322
NSV-1B This subview shows the main information services and interfaces with a
more formal technical notation than in NSV-1A30. Not all services and relationships from
NSOV-1 have been included for readability.
The specific meaning and use of the graphical symbols is as follows:
• HQ, command posts or platforms (vehicles) are depicted with continuous-contour
rectangles
• Systems, Subsystems, Components are depicted with dashed-contour rectangles or
triangles.
• Information (interoperability) services are depicted with circles: With fill if they are
FFT-specific services; without fill otherwise. (These services are a subset of those in
NSOV-2A)
• Interfaces are depicted with lines connecting services, systems or subsystems
(depending on the chosen level of granularity). Squared end-point denotes the
service provider end of the interface.
• Time applicability is represented by the color
- Black, if always applicable (i.e. starting from near term)
- Blue, if applicable from the medium term
- Red, if applicable only for the long-term.
To have a more comprehensive of the system interoperability, NSV-1B should be
considered in conjunction with NSV-2, which focuses on the communication aspects. In
order to obtain the service of any of the information services (NSV-1B), a suitable
Communication Service is to be available (as depicted in NSV-2) to support the
connectivity and data exchange between client and server of the IS. The word suitable
implies that the service level and the security requirements are to be met as well.
The function provided by the all services is described in NSOV-2A. In the context of
NSV-1B, the function of the main interoperability services can further described as
follows.
FTS TI FTS Terminal Interoperability Service represents the interoperability
service at the Friendly Force Tracking Terminal (TT) level. It provides in a
standard format the data originated from that terminal. Data can be all or
subsets of the tracks and whole tracks or subsets of them, i.e. different
filters can be applied. The service specifies how this data is provided and
the associated quality factors (e.g. regarding accuracy, currency and non
redundancy).
As shown in the diagram this Service is functionality applicable to the long-
term31.
FTS SI FTS System Interoperability Service represents the interoperability service
at the Friendly Force Tracking System (FTS) level. It provides in a standard
format the data originated from the terminals of that FTS. Filtering and
service provision properties similar to those for FTS-TI apply.
30
The notation used is largely based on the AEM methodology [NC3A AEM, 2007]
31
Such a service exist also in the short and medium term but - from an NFFT perspective - is not considered as
“standard” until the long-term
32
E.g. relevant Message Text Formats (MTF)
- The first could be used to manage “local” interoperability within the TCP Area
of Responsibility (AOR) even if not connected to the Wide Area Network
(WAN) and system or theatre-level services.
- The second could be used to support a “reach-back” or back-up mission
management capability.
Analysis of specific issues
NFFT and Air C2IS / Air Mission Control (platforms)
This interface deals with the feed of FFT/LTDS from ground to air. Two types of
interfaces are shown as examples in NSV-1B.
• the Air Mission Planning interface between LTIS (service provider) and Air
C2IS at the CAOC and/or ABCC (service consumer). Its purpose is to provide
FFT data to the Air C2IS for planning purposes and/or for further dissemination
• TACP, ABCC and/or CAOC provide FFT data and services to Air Platforms
(Airborne Mission Control) through the LA-DDS service, converting, filtering
and providing the available FFT data (obtained though the LTIS interface). LA-
DDS is represented as a non-FFT specific service (non-filled circle), therefore -
likely - in the ACCS domain.
As for the time phasing, the view presents
• the interoperability between the MMC and the ACC/CAOC/ARS or ABCC
(mainly for mission planning and general situation awareness of the ground
situation) as applicable from the near term
• the interoperability with air platforms (ABMC) (mainly for combat or support
missions) as primarily applicable for the medium term
• the full interoperability with mobile ground-based tactical Command Posts
(TACP) as applicable to the mid-to-long term
NFFT and Message Handling and Processing Services (MHPS)
MHPS are Core Services supporting the delivery of structured text messages (MTF)
normally through a non-real time, store and forward mechanism.
FFT data can – with some limitations – also be converted into suitable MTF and
delivered through MHPS. This functionality is part of NFFT and in particular of the LS-
DDS service and – if the recipient is a C2IS – the C2-DDS service.
NFFT and CID
From an Operational view CID and FFT are closely related and the logical core data set
definition is basically the same. From an Information modelling perspective, CID data is
indeed a subset of the FFT data (as from NOV-7), including only the Identification and
possibly also the positional data.
However, the data/service quality characteristics (e.g. confidence of the identification and
data timeliness) and implementation are significantly different.
The two services need to be closely interoperable to complement each other and better
support a wider range of mission types and e.g. to achieve a significant reduction in the
risk of fratricides.
From a System view:
• the CID SIOP’s are typically at the terminal level, while the NFFT SIOP’s are at
the System, Mission and eventually also at the Terminal (SCN, MCN and TT –
as from NSOV-2B).
• CID data can be disseminated Beyond Line Of Sight (BLOS) e.g. to through
Tactical Data Links or be overlaid on NFFT. This latter can be considered as
part of the NFFT LTIS and/or LS-DDS functionality.
• Common FFT-CID SIOPs are at the Tactical Command Post (TCP) (and
Tactical Air Command Post – TACP) and – eventually – at the TT.
• Possible theatre-wide CID Services33 are likely required to interoperate with
NFFT LTIS.
NFFT and C2IS/MIP
One interface is shown as example in NSV-1B between NFFT and the C2IS’s in the
DJTF HQ. In reality, more interfaces of this type could be present also in other NATO
and the National HQ’s. The main functionally for which interoperability between NFFT
and C2IS is required regards:
• the consumption of FFT data by any C2IS service/ application. The accessed
service is typically the LTIS.
• the dissemination and possible mediation of FFT/LTDS data for other C2IS
application or services. This function is typically done by the C2-DDS service.
One special case of NFFT-C2IS interoperability is the one with MIP34. The C2-DDS
Service can support – among others - also the MIP interface
The applicable data models for the C2-DDS are:
• The Joint Command, Control and Consultation Information Exchange Data
Model (JC3IEDM) on the MIP side and
• The NATO Standardization Agreement STANAG 5527 on the FFT side
Some functionality that the C2-DDS needs to support is the following:
• An association of one or more tracks to the appropriate Land Unit need to be
performed. This can be done within NFFT or possibly also in the C2IS. If done in
both it needs to be consistent.
• Tracks need to be filtered (by time or by subordination structure) to match the
sharing level/granularity supported by FFT (normally higher) with that
appropriate for the C2IS / MIP (normally lower).
• One ore more tracks need to be aggregated (or selected) into one Land Unit
position.
• Within the two domains (FTS and C2IS) the same objects need to be identified
uniquely (when required, e.g. the Land Units) and the information need to be
mapped consistently. The most normal flow of information is from FFT to MIP.
33
Such as the proposed CID Database Service
34
This paragraph is based on the preliminary status of the FFT-MIP harmonization work done in 2008
55
TN-1322
The notation used is similar to that used in NSV-1B and is largely based on the AEM
methodology [NC3A-AEM, 2007] and is described below
• HQ, command posts or platforms (vehicles) are depicted with continuous-contour
rectangles
• Networks are depicted with star shaped polygons. They are connected to HQ,
Commands, systems or subsystems (depending from the granularity) or to other
networks
• Communication Services are depicted with circles. (Only the most relevant are
shown)
• Interfaces are depicted with lines connecting networks to other networks, services
etc … Squared end-point denotes the service provider end of the interface.
• Lines connecting two networks represent network bridges/routes or gateways.
• Only the most relevant or complex network interfaces are considered as
Communication Services (CS) and depicted with circles. Simpler network interfaces
are represented as lines connecting systems/subsystems to Networks.
• An interface to a network is represented with dashed lines if it (may) need to provide
a mobile access point.
• Time applicability is represented by the color
- Black, if always applicable (i.e. starting from near term)
- Blue, if applicable from the medium term
- Red, if applicable only for the long-term.
Note that:
• Not all possible interfaces are shown in the diagrams for readability reasons. Only
the most relevant are shown.
• Communication Services (CS) are assumed to be based on underlying network and
transport services (not shown).
• All depicted networks are not necessarily physically distinct. Some of them (e.g. the
Tactical Mission Network and a Tactical Network) may be virtual private network
on the same physical communication infrastructure.
The main references for NSV-2 are the architecture and roadmap reference documents
for the communication services identified in Chapter 2.
The main new system aspects for the long term (depicted in red) are the following
• one virtual network, built on the principles of PCN, to ensure high availability and
sufficient communications and security services.
- It interconnects all the networks within the mission (federated mission network,
FMN) and is potentially extensible beyond the mission (shown as curved
dotted lines connecting networks)
- It bridges LOS (radio) networks with BLOS, WAN communications.
- This is not a simple bridge in communications terminology but has to have
intelligence to dynamically optimize the use of the available wireless LOS
connectivity (maximum use within the available capacity) and relay the
required data BLOS.
• “Communication islands” (i.e. temporary or permanent stand-alone tactical and/or
TDL networks) can still be present35
35
Shown in the diagram as isolated TDL or TacNW networks.
COMPRISES
PROVIDES
NATO UNCLASSIFIED
PROVIDES
NATO UNCLASSIFIED
FFT Terminal FFT System FFT Sharing &
FFT Security ACHIEVED THRU
Interoperability Interoperability Managemnt
58
Communication Interoperability Svc Comm. Service
Service (FTS-SS) Svc (FTS-TI) Svc (FTS-SI)
(LTIS) (COM-EX)
NII
COMPRISES
ACHIEVED
THRU
REQUIRES
Core Security Boundary FFT (G2G) FFT FFT
SUPPORTS
Service (==SS) Protection Data Dissemination Data Augmentation Data Cleansing
Land/Air Data
Ground-to-Air
Dissemination Svc. SUPPORTS
Interoperability
(LA-DDS)
NSV-4
The distinction between capabilities, services and functionality is often not obvious. In
this document - and in this view in particular - we consider
• Functionality as a specification of functional requirements that is more abstract (or
at least not required to be further detailed) than functional aspects of capabilities
• Services as a further level of specification of capabilities
The purpose of this view is to show main functionalities of the NATO FFT and associate
them to the services required to implement them.
The use and meaning of the graphical symbols and terminology used is the same as for
NCV-4. In addition to this, services are depicted with oval shapes.
The FFT Interoperability capability (FFT-INT) need to provide four main functionalities:
1. The FFT Security, providing information and communication assurance among the
inter-operating participants (FFT capabilities).
2. The FFT Terminal Interoperability, enabling the standard FFT exchange between
different FFT Terminals, directly from terminal to terminal.
3. The FFT System Interoperability, enabling interoperability with each
NATO/National FTS as a whole.
4. The FFT Sharing and Management, supporting the sharing of FFT data and its
management within a specific domain. Initially this dominates the Mission-level.
Note that
• The capabilities are derived from NCV-4 and are depicted in the pop part of the
diagram.
• The services are the main (first level) services from NSOV-1.
The following standard NAF sub-views are not included in this version:
• NSV-3 (Systems to Systems Matrix)
• NSV-5 (Systems Function to Operational Activity Traceability Matrix)
• NSV-6 (Systems Data Exchange Matrix)
• NSV-7 (System Quality Requirements Description)
• NSV-8 (System Evolution Description
• NSV-9 (Technology Forecast)
• NSV-10 (System Rules, Sequence and Timing Description)
• NSV-11 (System Data Model)
• NSV-12 (Service Provision)
• Second, the sharing of information means trusting other entities to protect your
information according to agreed procedures. In order to do this, agreed procedures
must be in place to ensure that proper mechanisms are applied.
These factors need to be addressed by policy and procedures (or more generally
DOTMLPF) and by the implementation of security services or security-related functionalities, which
is outside the current scope of this document.
Table 10
Technical Standards Profile (NTV-1)
1 FTS-DT FFT Data Transport Svc 1 SCN Comm.Prot. Data Transport - reliable two-way 1-A NFFI - IP1 (IETF TCP/IP) NFFI v1 (subset) (A) Ratified (interim) (1)
2 SCN Comm.Prot. Data Transport - unreliable, one-way 1-B NFFI - IP2 (IETF UDP) NFFI v1 (subset) (A) Ratified (interim) (1)
3 ANY Data Format Data Exchange Format (DEF) 1-C NFFI - DEF NFFI v1 (subset) (A) Ratified (interim) (1)
2 FTS-DL FFT Data Labelling Svc 4 XSD Serv.I/F 2-A (RTO XML Labelling draft) (B) Under R&D
NATO UNCLASSIFIED
NATO UNCLASSIFIED
5 XSD Data Format XML security labels - output format 2-B (RTO XML Labelling draft) (B) Under R&D
6 XSD Data Format XML security labels - input format 1-C NFFI DEF NFFI v1 (labels) (A) (C) Ratified (interim)
(D)
3 FTS-SI FFT System Interoperability Svc 7 SCN Serv.I/F Web-service sharing and dissem. 3 XML service for smart pull (NFFI v2) (E) Under R&D
8 SCN Data Format FFT data 1-C NFFI DEF NFFI v1 (subset) (A) Ratified (interim) (1)
4 FTS-TI FFT Terminal Interoperability Svc 9 TT Serv.+ Data FFT Tactical Level dissemination 4 NFFI - Tac-Level svc I/F (NFFI v3 svc + data) Not yet addressed
5 LTIS Land Tactical Interoperability Svc 10 MCN Serv.+ Data Sharing and dissemination FFT data 5 LTIS svc I/F (initial) (LTIS v1 svc + data.) (F) Under R&D (2)
11 MCN Serv.+ Data Sharing and dissemination FFT data 6 LTIS svc I/F (distributed) (LTIS v2 svc + data.) Not yet addressed
62
12 MCN, Serv.+ Data Sharing and dissemination FFT data 7 LTIS svc I/F (NNEC) (LTIS v3 svc + data.) Not yet addressed
TCP
6 LS-DDS Land Tactical Structured Data 13 MCN, Serv.+ Data Sharing and dissemination (Land Stuct. Data) 8 LS-DDS svc I/F (initial) (LS-DDS v1 svc+data.) Not yet addressed
Dissem.Svc TCP
14 MCN, Serv.+ Data Sharing and dissemination (Land Stuct. Data) 9 LS-DDS svc I/F (NNECl) (LS-DDS v2 svc+data.) Not yet addressed
TCP
7 LA-DDS Land-Air Data Dissemination Svc 15 G2A Serv.+ Data Dissemination / forwarding to Air platforms 10 LA-DDS svc I/F (initial) (LA-DDS v1 svc+data.) Under R&D
16 G2A Serv.+ Data Dissemination / forwarding to Air platforms 11 LA-DDS svc I/F (NNECl) (LA-DDS v2 svc+data.) Not yet addressed
8 C2-DDS C2IS Dissemination Svc 17 F2C Serv.+ Data FFT to C2IS Disseminiation Service 12 C2-DDS svc I/F (initial) (C2-DDS v1 svc+data.) Under R&D
18 F2C Serv.+ Data FFT to C2IS Disseminiation Service 13 C2-DDS svc I/F (NNEC) (C2-DDS v2 svc+data.) Not yet addressed
References Notes
(A) AC/322(SC/5)N(2006)0025 (D) Intel.Community (IC) Labelling (TBD) (1) approved as D-Doc. In review as STANAG 5527 prop.
(B) RTO INFOSEC labelling WG (E) E.g. SIP3 v1. from CWID08- NBFSA Trial (2) LTIS - Land tactical Interoperability Service
(C) AC/322SC/5)N(2006)008
NATO UNCLASSIFIED
63
The view lists the main service interfaces derived from NSOV-136. If required, different
interfaces are distinguished for different interoperability points (SIOP). NII services are
not included.
For each of these interfaces a possibly applicable profile or standard is identified, or its
absence is outlined. The “status” column presents the assessed status of definition and
implementation for the profile or standard.
Highlighted are the new required SIP’s. The specific names given to them (e.g. NFFI v1,
LTIS v1) are purely indicative. The different versions of the interfaces can be best
understood after looking and the Roadmap sections.
The following standard NAF sub-views are not included in this version:
• NTV-2 (Technical Standards Forecast)
• NTV-3 (Standards Configurations)
A revision of the NTV considering the latest version of the NATO Standard Interface
Profile (NSIP) needs to be done.
3.6 QUALITY FACTORS
Quality Factors (QF) are non-functional requirements that measure whether the extent of
a function or capability has been fulfilled. QF can be defined and measured at different levels
depending on the requirement level. QF’s are an essential part of the specification of the Service
Interoperability Profiles (SIP).
QF can in general be distinguished into the following classes (from [NC3A AEM, 2007]
• Quality of Operations (QoO)
• Quality of Information (QoI)
• Quality of Service (QoS)
Some of Technical Requirements defined in NOV-1C (e.g. availability, upgradeability).
are indeed Quality Factors. Other examples of QF for FFT are: timeliness, latency, accuracy,
precision. QF for FFT should be applicable, specific and measurable37
The specification of QF for FFT should first of all identify what is being measured. This
could be (from NCV-4)
1. the basic FFT Capability (FFT-BAS), i.e. the baseline (national) tracking system /
service
2. the FFT-INT Capability only, i.e. the (likely) degradation of performance due to the
interoperability capability
3. the overall (federated) NATO FFT capability (NFFT).
In general, the objective for NFFT should be the specification, implementation and
enforcement of QF at the overall (federated) level (3). But levels 1) and 2) should be addressed first in
order to achieve 3).
Significant differences in the QF of the components systems (FFT-BAS) could have a
relevant negative impact on the overall capability. For example: having some component systems
36
Depicted with thicker shape contours in NSOV-1
37
i.e. an operational measuring method and a testing environment can be defined
reporting every 10 minutes with a 2 minutes latency while other report every 30 seconds with 3 sec
latency can degrade significantly the overall Situation Awareness and level trust in the capability.
Further analysis for this section is out of the scope of this document.
The Architecture Concept described in Chapter 3, describes the essential aspects of the
Friendly Force Tracking capability in NATO (NFFT).
This section presents a long term vision for the target 10-years period, represented as a
broad long-term roadmap (NFFT-RM). This is the core chapter of this document.
The vision described here is based on earlier work done by NC3A [NC3A TN-1182,
2006] (now extensively revised and extended) and on the architecture concept that has been described
in the previous chapter.
NFFT-RM consists of the following:
(a) The initial situation
(b) The desired final situation
(c) The roadmap itself, split into three major stages: Near, Mid and Long term
Each of these is represented through and End-of-Stage (EoS) architecture, reflecting the
only the Initial Operation of a corresponding Capability (IOC), i.e. when that capability is
implemented operationally by an initial significant subset of Nations and/or NATO Systems. Final
Operating Capabilities (FOC) – i.e. the extension of the implementation to all NATO Nations – are
difficult to estimate and are not included.
Following an approach similar to the one adopted in Chapter 3, “views” are used here to
represent the envisaged target architecture at the end of each stage. While in the Architecture Concept
the views are (to a large extent) time-independent, the End-of-Stage architectures correspond here to
the capability objective at a particular time.
4.1 SCOPE
The temporal scope of the NFFT-RM is a ten-year period (2009-2018), split into three
stages
• Near Term (2009-2010)
• Mid Term (2011-2014)
• Long Term (2015-2018)
The focus of this version of the roadmap is on the implementation of a “federated” FFT
capability in NATO. Therefore the following subject areas are considered out of scope:
(a) Implementation planning of “external” (i.e. non FFT) services, e.g. in the NNEC
Information and Communication Service areas. The assumption is that they are
available according to the External Roadmap ( para. Error! Reference source not
found.).
(b) Implementation of required COI / application or capabilities other than those
identified
(c) Implementation of NATO and National basic FFT Capability itself (FFT-BAS
capability in NCV-4).
Regarding the last point, it is important to notice that the main focus for this version of
the Architecture and Roadmap is the FFT Interoperability Capability (FFT-INT), considered as
distinct from and complementary to FFT-BAS (see NCV-4). This document is mainly descriptive
regarding FFT-BAS, which are assumed to be provided autonomously by NATO and the Nations.
Future work for the planning of the NFFT implementation38 will need to be more
prescriptive regarding such capabilities, e.g. respect the Quality of Service.
38
E.g. for the detailed NFFT Mid-Term Roadmap
Operational View
The operational capability (i.e. the overall capability NFFT from NCV-4) supports all the
Main Operational Requirements (OPR-1 to OPR-6) described in NOV-1C with some restrictions
regarding the security classification, the extent/functionality and quality factors of the capability.
1. The classification level of participating FTS is NATO / Mission Restricted or
equivalent National classification. This limits the FFT data that can be exchanged :
with respect to NOV-2A only POS information can be exchanged among FTS
2. A FFT information augmentation process - where POS information is enhanced with
more sensitive and more static IDE and/or OPS information that is exchanged off-
band39 - is implemented in the HIGH domain. This process is not fully automated.
3. Near-real time FFT data is available for C2 Situation Awareness applications. Some
restrictions apply on the implementation of the standard NFFI format for this flow.
4. Near-real time FFT data is also for Air Mission Planning, / Air Situation Awareness
applications. This flow has not been fully implemented yet.
Capability View
This current capability (denoted also as Capability Level 0 or CL-0) - as depicted in RM-
NOW - realizes many of the aspects of NFFT.
• FFT is shared among national and NATO FTS (horizontal interoperability)
• FFT is transferred from FTS to C2 Situation Awareness Applications and is
included in the theatre Common Operational Picture (COP) (vertical
interoperability)
• FFT is/will be transferred to Air C2 Centres for planning purposes (limited Air-Land
interoperability).
System, Service and Technical Views
The main architectural elements are summarized below:
1. System Architecture
i. The main topology is a Hub-and-Spoke, where the hub implementation is not (yet)
standardized and is implemented within the NATO FTS-hub40. The NATO FTS
System Control Node acts also as the Mission Control Node.
ii. Ad-hoc non standard hierarchical-hub solutions41 might be implemented e.g. for
optimization in co-located SCN.
iii. The IFTS also supports the sharing and dissemination function (subset of the FFT-
SM capability) as part of its functionality
iv. No other common services (apart from transport services) are shared across NATO
and national systems and domains
2. Service Interoperability Points (SIOP) and Profiles (SIP)
39
Meaning not on the same communication service used for near-real time FFT exchange
40
i.e. the IFTS for Afghanistan / ISAF
41
E.g. two-levels hub corresponding to multi-national / multi-FTS Regional Commands
i. The SIOP’s (between national FTS and IFTS) are at the FFT System Control Node
level (SIOP-SCN), which normally corresponds to the highest deployed
national commands.
ii. The SIP’s are based on the [NC3B NFFI-DDOC, 2006] ) standard (NFFI v1 in
NTV-1 and consist of Data Exchange Format (DEF) and data push between the
nodes and the hub.
iii. Quality Factors (e.g. timeliness, accuracy) are not yet addressed and included in the
SIP.
iv. The exchange of information required for data augmentation is performed via a
partly manual process and is not yet standardized. Augmentation data is not
passed through the same channels as the live tracking data.
3. Information Assurance
i. Multiple security levels exist, with two domains per Nation/NATO. FTS
interoperability (FTS-SI and COM-EX) are at the NATO Restricted / National
Restricted / National FOUO level. Horizontal (battlefield) FFT sharing is
therefore at this level only.
ii. Boundary protection devices with proper assurance to allow transfer of information
from restricted to mission secret (one way only) exist.
iii. Information sharing of FFT data from the restricted domain to the Mission Secret /
National Secret domain is enabled.
iv. A data augmentation process is authorized and performed in the Mission (ISAF)
Secret domain using semi-static augmentation data. Such data is received
periodically, according to the appropriate Standard Operating Procedures (SOP)
with a partly-automated, “off band” process.
v. All additional specific Mission (ISAF) security requirements and constraints are
supported.
4. Standards
i. NFFI v1 is standardized as [NC3B NFFI-DDOC, 2006]. It is in the process of
becoming a STANAG (STANAG 5527)
As already mentioned in the introduction of this chapter, at the time of writing the IOC is
implemented and the extension to all Nations is still in progress.
42
This configuration has not yet bee implemented operationally at the time of writing this document.
2. As a consequence of the above, the security classification of FFT data that can be
exchanged among all FTS (horizontal interoperability) is not higher than
NATO/National restricted.
3. With reference to NOV-2A, the previous point implies (under the current
NATO/ISAF Security Policies) that only POS data (blue dots) can be exchanged
among FTS.
4. The data augmentation process (see previous paragraph) is not fully automated and
standardized so it is not easily replicable to a different context.
5. The system architecture has been realized with a “hub” system supported by a
specific system (ISAF FTS, IFTS). It is therefore a non-standard, system-specific
implementation of this topology.
6. As a consequence of the above, this capability is not easily re-deployable to an
operational area different from the original Theatre of Operations (Afghanistan)
without additional development.
7. From a technical/service perspective the standardized solution which uses the
Extensible Mark-up Language – XML – for the format of the exchange FFT data, is
not service oriented (as demanded by NNEC) and is not based on web-services.
8. Quality Factors (e.g. timeliness) are not addressed in the standard interface, which
might cause limitation in Situation Awareness.
JFC HQ
LTIS
Nat HQ
FTS-SS
NCES Nat HQ
Z NCES
Z Z
LTIS
NATO UNCLASSIFIED
Z FTS-SS
NATO UNCLASSIFIED
Z
NCES
NCES
FTS-TI
Z FTS-SS
FTS-TI
72
FTS-SS Z
FTS-TI
LTIS
Z
FTS-TI FTS-SS
Z Z FTS-SS
FTS-TI
FTS-SS
FTS Force Tracking Service
FTS-SS FTS Security Service
FTS-TI FTS Terminal Interop. Service
JFC Joint Forces Command
LTIS Land Tactical Interop. Service
NCES NNEC Core Enterprise Service
NNEC NATO Network Enables Capability
Z Encryption Service/Device
RM-END
The NNEC FFT capability depicted in the RM-END represents the full implementation
of the highest (“Sense and Respond”) NATO Maturity Level. It is included here as an indication of
what is the current NNEC goal for FFT.
The big cloud shows the envisaged homogeneous shared information space. In reality at
any point of time disconnection and dis-homogeneity will be likely present.
The next paragraph expands on some of the issues related to the achievement of a shared
information space from the IA point of view.
4.4.1 IA Considerations
In the vision, the protected core extends to every desktop and gives global connectivity,
providing all the desired needs for all traffic. In the time frame of the roadmap, it is reasonable to
believe that the protected core will extend to tracking terminals where necessary, but that this will
have to be planned. In the vision, the global reach is higher, and the time required to ensure the extent
of the connectivity will be very small.
With the core extending to the terminal and/or the terminal being able to establish
communications laterally, each terminal will also have to be able to establish secure communications
and decide on releasability of information. The establishment of secure communications is expected
to be possible in the long term by the introduction of new IP encryption equipment, and one can
expect that release capability is present in at least a certain number of terminals, enabling ad-hoc
cross-domain information sharing. This sharing capability is dependent on being able to provide the
proper assurance of release at the terminal itself. In the vision, all terminals would have the capability
to share information with any other terminal according to the security policy in effect.
Finally, the long term still expects IP encryption to be the primary measure for data
confidentiality protection. In the vision, IP encryption is abandoned for true object level protection
where each information object is protected according to its current security requirements at all time,
regardless of whether it’s being transported or stored. This would further ease sharing between
security domains and lighten the necessary equipment required.
necessarily best approach but it is believe a good basis for strategic planning
purposes.
Each TA is graphically represented with only one view that summarizes and highlights
the main aspects of the capability. It is primarily an operationally oriented System View, mainly
derived from the High Level Force Structure (NOV-1A) and the System Interface Description (NSV-
1A). Simplifications with respect to these views are introduced in order to focus on the architectural
aspects that are most relevant.
The main simplifications with respect to the NATO Views presented in the Architecture
Concept are the following:
1. Only one Operational Command HQ is identified. In an NRF Scenario it can
correspond to a Brigade HQ, to the Land Component Command (LCC) HQ or to the
DJTF HQ.
2. Below this level different Battalion Command Posts/HQ’s are represented. Each of
these is assumed in the Near and Medium Term to be provided with its own organic
and homogeneous FFT capability. This HQ/Command Post is co-located with the
FTS Operational Control Centre (System Control Node).
3. When required, multi-national (and therefore multi-systems) HQ/Commands (or co-
located Commands) are represented as two or more connected43 Command Post/HQ
4. The ACC and the CAOC are graphically combined in the same HQ (although this
would not be the case in reality).
The capabilities are identified and named according to the Capability Hierarchy presented
in NCV-4 and in the Service Taxonomy (NSOV-1). The System/Service Interoperability Points
(SIOP) are also included using the terminology of NSOV-2B.
Please note also the following for the graphical and textual notations used:
1. The national flags are used only as examples to show heterogeneity of systems and
security
2. Regarding the identification of standards, the terminology used in the NTV is used.
See the assumptions described there (para. 3.6.1).
3. The wording “Quality Factors (QF) are standardized means that some key quality
factors (such as: timeliness, latency, accuracy etc …) are included in the SIP and are
therefore to be supported to achieve interoperability. The phrase ”Quality Factors
are implemented” then means that this SIP is supported including the QF.
43
Graphically, through thick lines
BDE Brigade
BPS Boundary Protection Service
BTN Battalion
COM-IN Intra-FTS Communication
COP JFC HQ NATO Secret COM-EX Inter-FTS Communication
COP Common Operational Picture
DJTF Deployed Joint Task Force
FTS Force Tracking System
HQ Headquarters
LA-DDS NGCS IEG
LCC
Information Exchange Gateway
Land Component Command
(NS WAN) LTIS Land Tactical Interoperability Svc
ACC/CAOC NATO Secret MCN Mission Control Node
NGCS NGCS NATO Gen.purp.Comm.System
COM-EX (Mission NW – HIGH) NW Communication Network
OPC Operational Command
RGP Recognize Ground Picture
SCN System Control Node
SI System Interoperability (Service)
NATO UNCLASSIFIED
NATO UNCLASSIFIED
LTIS
BTN-4 HQ FTS-SI COP BTN-3 CP
FTS-SI
SCN (LTIS) Mission HIGH SCN
OPC HQ
BPS/ IEG (DJTF/LCC/BDE)
COM-IN
MCN COM-IN
LTIS OPC HQ
Mission LOW
76
Nat-E LOW
Nat-D HIGH
NGCS
COM-EX
TT TT TCP (Mission NW – LOW)
TT TT TCP
FTS-SI BTN-2 HQ
BTN-5 HQ FTS-SI BTN-1 HQ FTS-SI
SCN
SCN
SCN
UNCLASS
RM-NT
Operational View
The overall NFFT capability supports all the Main Operational Requirements (OPR-1 to
OPR-6) described in NOV-1C. The following are some characteristics of this stage:
1. FTS interoperability can be achieved in different Theatres of Operations, possibly at
the same time (multi-mission capability requirements from NOV-1C)
2. While both HIGH and LOW FTS (as well as the BMS and C2IS) are present,
significant limitations and restrictions exist in the interoperability and sharing
between these security levels.
3. The different security levels do not share the same view: HIGH systems can see
everything, while LOW systems (typically in the battlefield) can only see part of the
picture (the LOW classified). This reduced horizontal interoperability has some
impact on Situation Awareness in the battlefield.
4. (Filtered) FFT data is distributed in near real time to Air Platform and Maritime
through fixed/deployed sites (ACC, CAOC, ARS …) for situation awareness only.
This has still limited implementation at this stage primarily due to quality factors of
the data flows.
5. Non Military forces, units and/or vehicles also contribute (feed) to the NFFT
6. Limitations in Situation Awareness due to non-homogeneous or not-harmonized
Quality Factors (e.g. timeliness) among the various FTS are still present.
Capability View
This level of NFFT Capability (CL-1) provides a more standard and enhanced
implementation NATO FFT compared to the current situation, with the following main
characteristics:
1) Enhancement of the interoperability solution in ISAF
2) Horizontal interoperability involves most FTS in the LOW domain. FTS in the
HIGH domain can be also present and federated with some restrictions. Track
information of white/grey assets (e.g. by NGO) operating at the
UNCLASSIFIED (or equivalent level) can be injected in the NFFT federation.
3) The Tactical level communication is not standardized and FTS are therefore not
directly interoperable at that level.
4) Access to FFT mission data by other consumers (mainly C2 applications) is
significantly improved through a standard FFT XML-Service functionally (initial
fixed FFT-SOA). Vertical interoperability is therefore enhanced.
5) Re-deployability of the ISAF NNI solution in other possible Theatre of
Operations and with other Force Structures is made easier through an initial LTIS
functionality.
System, Service and Technical Views
The main architectural elements are summarized below:
System Architecture
i. The configuration is still a Hub-and-Spoke topology as per in the current
situation. The hub is at the OPC HQ (DJTF, LCC or BDE HQ), corresponding
to the Mission Control Node for the overall FFT capability (NFFT Control
Node).
ii. An initial limited distributed configuration might be implemented to achieve
some optimization in the communication requirements involving multi-FTS
HQ/Commands. E.g.: a “two-level hub configuration hierarchy” (theatre and
regional) allows reducing the communication load when more SCN are co-
located in the same region.
iii. The Service Interoperability Points (SIOP) and Profiles (SIP) are the same as in
the Current Situation, i.e. in fixed /deployable sites: SIOP-FCN, SIOP-MCN,
SIOP-G2A and SIOP-XSD (see NSOB-2B).
iv. In general (like for the current situation), Beyond Line Of Site (BLOS)
communication is required;
• for individual tracking terminals TT to communicate with a “fixed”
operational control (SCN)
• for the SCN to communicate with the fixed Mission Control (MCN)
v. The MCN provides the sharing and dissemination capability within the whole
mission area.
It can be dynamically adapted to different FTS and different areas of
deployment. If required, it could also be connected to a Reach-Back facility
(COM-EX., in the figure)
vi. The following additional system aspects are not explicitly identified in the
figure.
• The OPC HQ will include – besides the MCN - also other C2IS
Application Services.
• An Interface is present between C2IS applications enabling the
dissemination of received FFT data (raw or processed) to other C2IS
application or services, likely using the MIP Interface. Possible
processing involves data filtering and aggregation.
Services
i. A new SIP element (complementing NFFI v1) is implemented in some/all the
SIOPs supporting a Web Service Interface (called conventionally NFFI v2 as
from NTV-1). NFFI v2 is standardized as appropriate.
ii. An FTS-SI can support one (NFFI v1) or more (NFFI v1 and v2) SIP’s. If more
are available, the most appropriate one is used depending upon the requirement.
iii. A new standard capability is specified and implemented: the Land Track
Interoperability Service (LTIS) v1 which supports the sharing and
dissemination of FFT data (received through FTS-SI) using all FFT SIP’s.
iv. LTIS v1 is supported (at least) by NATO and (possibly) by some nations. A
reduced LTIS capability is implemented to support the “hierarchical-hub”
topology (co-located SCN).
44
Services such email or directory could be present but are not considered relevant for the purpose of FFT
45
Included in LTIS or in other COI services as most appropriate
46
i.e. based on a fixed or deployable communication infrastructure
47
Like in the Near-Term
• Available NCES are accessible from fixed or deployed locations (i.e. not yet
through mobile communications).
• Among the standard NCES assumed to be available are: messaging, some
mediation (or Model Translation, NSF-MT) services and Service Discovery
(NSF-SD) services.
9. C2 Services (supporting MIP Block-3) are interoperable with FFT (and possibly
other land tactical) Services through specific mediation agents and information
management procedures.
10. Initial deployment of standard Combat Identification (CID) terminal devices (e.g.
Battlefield Identification Technology, BTID).
11. Specific Edge Proxies are implemented and deployed, supporting the forwarding of
FFT (and possibly other land tactical) to air and maritime platforms through Tactical
Data Link (TDL) networks.
EOS-TA
The End-of-Stage Architecture (EOS-TA) reflecting the Mid Term is depicted in the
following view. It corresponds to a Capability Level 2 (CL-2) of the NFFT.
83
TN-1322
Operational View
The operational NFFT capability (as from NCV-4) supports all the Main Operational
Requirements (OPR-1 to OPR-6) described in NOV-1C making a significant progress towards the
implementation of a Shared Tactical Ground Picture. The main diffrences with the Near Term are the
following:
1. Enhanced Land Tactical Interoperability is achieved including not only FFT
information but also other location-based sensor derived or human-provided
structured data such as: specific sensors, enemy contacts, incidents, warnings (called
here LTSD - Land Tactical Structured Data). Such data is disseminated in near-real
time in a way similarly to FFT for Tactical Users and Command Staff.
2. Situation Awareness in the Battlefield is improved through better Quality of Service
(e.g. availability, latency and reliability)
3. Situation Awareness in the Battlefield is improved because Land/Joint Tactical
NATO and National systems are fully interoperable regarding LTSD both at the
HIGH and the LOW security level. Each system can see all the available and
released/sanitized information from the other systems.
4. Situation Awareness at the Command Post / HQ is enhanced e.g. through increased
visibility and accessability from C2 applications of NATO/National LTSD
5. C2 Services dealing with the Land Situation are better integrated: they can access
and consume LTSD and provide added value services to any other C2 Service.
6. LTSD (including FFT) can be distributed in near real time to all Air and Maritime
Platform and to TDL enabled Tactical Posts for situation awareness.
7. The most appropriate FFT services and data can be retrieved through discovery
service.
8. Initial deployment of standard BTID devices and dissemination through the LTSD
infrastructure improves Combat Identification and reduces the risk of fratricide.
Capability View
The new capability corresponds to the NFFT Capability Level 2 (CL-2) and can be
characterized as follows:
1) Horizontal interoperability is extended beyond FFT to include also other LTI
data. The sharing architecture is an enhancement of the one for FFT48. A good
part of the Shared Tactical Ground Picture is achieved.
2) Horizontal interoperability is enhanced to involve FTS and Tracking systems in
the HIGH, LOW and UNCLASSIFIED domain. New BDS technology (IEG
Case C) and augmentation/sanitization services allow the bi-directional
information sharing among these domains (limited only by Security Policies)
3) FTS can be discovered though discovery services and published metadata is
used to enhance the value for consuming application/services.
4) The Tactical level communication is still largely not standardized and FTS are
therefore not directly interoperable at that level.
48
assuming that parallel and harmonized have similarly progressed for other land sensor data
49
i.e. with services that are connected through the fixed/deployable communication infrastructure
iv. A Land Tactical Structured Data (LTDS) – Data Dissemination Service (LS-
DSS) Specification is standardized and implemented at least by NATO. LS-
DSS is a Common COI Service supporting the sharing and dissemination not
only of FFT data but also other land sensor data with similar characteristics. It
generalizes to LTDS the function done in LTIS v2 for FFT.
v. Land-to-Air Dissemination Services (LA-DDS) are mature and widely
available, not only in fixed Air Commands, but also in Tactical Command Posts
/ Forward Air Controllers. It uses core services (Edge Proxy Services, EPS)
vi. Local integration of FFT and CID and possible dissemination through the FFT -
or more generally land tactical - interoperability infrastructure (LTIS, LS-DDS
services).
vii. FTS-SI, LTIS and LS-DSS are enhanced and re-implemented using available
and accessible core services: NSF-SY (Data Synchronization), NSF-MT
(Model Translation). NSF-MT can for example be used to implement the FFT-
MIP interface.
viii. Core or Common COI Services are accessed from “fixed/deployed” points
(SIOP-FCN, SIOP-MCN) and not from mobile posts.
Information Assurance
i. Similar to the near term situation, multiple security levels are implemented.
However, information sharing is improved, both horizontally and vertically due
to improvement in information sharing technology and boundary protection
services.
ii. High assurance boundary protection services protect interconnected networks
against unauthorized access. Certain flows can be allowed both from LOW to
HIGH and from HIGH to LOW.
iii. Labels are attached to information objects at the HIGH level, including tracks.
Labels are bound to the information object in a way that guarantees proper
assurance.
iv. Information sanitization services with proper assurance exist in order to
downgrade information objects from HIGH to LOW, allowing forwarding of
these sanitized information objects to LOW.
v. Information management functions such as data labelling, data augmentation,
and sanitization are largely automated.
Standards
i. The LTIS specification is extended to Version 2, supporting more distributed
configurations.
ii. A Land Structured Data - Data Dissemination Service (LS-DSS) is specified (at
least as an interim standard). LS-DDS used for required CID dissemination.
iii. Quality Factors included in the SIP definitions of LTIS and LD-DDS. Initial
support.
iv. FFT-specific metadata extension is specified and published (through standard
service) and is used for service discovery and/or for enhanced service
consumption.
v. Implementation of existing interface standards (NFFI v1. and NFFI v.2) are
validated against new service infrastructure. Revision as required.
Milestones
The main milestones which have been identified to achieve the implementation of the
EOS-TA are the following:
M 6. LTIS v2 is specified and proposed as standard
M 7. FTS Metadata is specified
M 8. LS-DDS v1 is specified and proposed as standard
M 9. C2-DDS v1 is specified and proposed as standard
M 10. LA-DDS v1 is specified and proposed as standard
M 11. Initial support for LTIS v2, LS-DDS v1, C2-DDS v1, LA-DDS v1 and FFT-
MD is implemented, using available Core Enterprise Services50
50
For simplicity, all the implementation milestones have been combined in one
51
i.e. based on a tactical mobile communications. Fixed LTI SOA assumed to have been already implemented at
that time
52
Beyond the Land domain is outside the scope of this document
89
.
.
TN-1322
Operational View
The main aspects of RM-LT from an operational perspectives are the following:
1. Increased availability, performance and reliability of the interoperability solution
also for disadvantaged users53.
2. Interoperability is achieved also among user terminals (dismounted soldiers, vehicle)
only connected through LOS
3. The sharing of tactical and operational situation assessment (or Shared Tactical
Ground Picture) is fully implemented.
4. Each NATO/National FTS component at any echelon level is interoperable
(regarding at least land tactical data) with all other components of different
NATO/National FTS in near real-time through widespread deployment of common
waveforms (narrowband and wideband) and common IA mechanisms for both
NATO and coalition.
5. Each FTS-equipped unit can provide its information to any user/service in the
network and can consume any available service in near real-time (according to
sharing policies). Some restrictions apply.
6. Each tactical unit has near real time land tactical information (including but not
limited to FFT) of its own and relevant units.
7. This sharing is achieved largely independently from the available connectivity54.
Local standard wireless connectivity with neighbouring units is assumed to be
always available. If BLOS connectivity to the OPC HQ and/or Higher Commands is
available, these commands can have a near-real-time FFT picture.
8. Information aggregation and filtering is performed by the COI services / wireless
communication nodes of unit commanders in order to optimize the use of available
scarce communication capabilities (e.g. of the radio spectrum).
9. Most Quality Factors issues related to the (Land) Situation Awareness are solved:
the NATO FFT situation awareness is not degraded respect the single FFT system
awareness.
10. For the land, air or maritime tactical user FFT data is real-time and is enhanced with
trusted identification information (Combat ID). When integrated, this information is
therefore usable directly for targeting purposes.
Capability View
The NFFT Capability Level 3 (CL-3) can be characterized as follows:
1. Achievement of mature, comprehensive and high quality (e.g. real-time) land
situation awareness, integrated with C2 services to enable self-synchronization.
Operational and technical requirements from NOV-1C are supported also for LTI.
2. Full network-enabled and distributed implementation of the extended-NFFT
capability covering also all aspects of LTI (LTI fixed/mobile SOA).
53
Indicating in particular the soldiers in the battlefield
54
In the near and medium term configuration, to achieve this there was a requirement to have – typically BLOS
- connectivity to fixed Control Nodes
55
E.g. Platoon, Company, Battalion – depending upon specific requirements.
4.6 SYNTHESIS
The planned availability of the capabilities in the different roadmap phases and their
description is provided in the next two views.
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
NFFT CAPABILITY ID 2
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
Implementation 4
NATO UNCLASSIFIED
NATO UNCLASSIFIED
Capability Level 2 (CL-2) 6
94
Implementation 10
Implementation 16
N e a r -T e r m C L -1 A d v a n c e d F F T I n t e r o p e r a b i li t y ( f ix e d F F T - S O A )
1 E n h a n c e m e n t o f th e i n t e r o p e r a b i l i t y s o l u t i o n i n I S A F ( s y s te m - l e v e l g a t e w a y s ) A S IO P : a t e a c h S C N a n d a t th e M C N
B S I P : N F F I v 1 ( D E a n d d a t a p u s h p r o to c o l s I P 1 / I P 2 )
2 H o r i z o n t a l i n t e r o p e r a b i l i t y i n v o l v e s m o s t F T S i n t h e L O W d o m a i n . F T S i n t h e H IG H
d o m a i n c a n b e a l s o p r e s e n t a n d f e d e r a t e d w i th s o m e r e s t r i c ti o n s .
3 T r a c k i n fo r m a t i o n o f w h i t e / g r e y a s s e t s ( e . g . b y N G O ) o p e r a t i n g a t t h e U N C L A S S I F I E D
( o r e q u i v a l e n t l e v e l ) c a n b e i n j e c t e d i n th e N F F T f e d e r a t i o n .
NATO UNCLASSIFIED
4 A c c e s s to F F T m i s s i o n d a t a b y o t h e r c o n s u m e r s ( m a i n l y C 2 a p p l i c a t i o n s ) i s s i g n i f i c a n t l y C S I P : N F F I v 1 ; N F F I v 2 ( i n t e r i m ) , L T IS v 1 ( i n te r i m )
NATO UNCLASSIFIED
im p r o v e d t h r o u g h a s t a n d a r d F F T X M L - S e r v i c e f u n c t io n a l ly
5 R e - d e p l o y a b i li t y o f t h e I S A F N N I s o l u ti o n i n o t h e r p o s s i b l e T h e a t r e o f O p e r a t i o n s a n d D H u b - b a s e d ( s t a n d a r d , d e p l o y a b l e ) - M C N . N A T O / N a t io n L T IS
w i t h o t h e r F o r c e S tr u c t u r e s i s m a d e e a s i e r t h r o u g h a n in i ti a l L T I S f u n c ti o n a li t y .
6 In f o r m a t i o n A s s u r a n c e : M u l t i p l e s e c u r i t y l e v e l s
L O W ( M i s s io n , N a ti o n s ) : F T S , B M S E IA : O n e - w a y B S D t h r o u g h d io d e s a n d I E G ( c a s e A 1 , B 1 )
H I G H (M is s io n , N a t io n s , N A T O ) : F T S , C 2 I S F F u l l y s ta n d a r d i z e d a n d a u t o m a t e d d a t a a u g m e n ta ti o n ( N A T O , N a t i o n s )
7 H o r i z o n t a l i n t e r o p e r a b i l i t y : W i th i n L O W a n d H I G H r e s p e c t iv e l y . L O W - to - H I G H o n l y G Q u a l i ty F a c to r s ( Q F ) n o t a d d r e s s e d /s t a n d a r d i z e d
8 V e r t i c a l i n t e r o p e r a b i l i ty : F F T to C 2 I S ; b a s i c M I P in t e r o p e r a b i l i ty H P e r f o r m a n c e /C o v e r a g e e x a m p l e s :
9 C r o s s - s e r v i c e i n t e r o p . : l i m i t e d F F T to A i r /M a r M a r i t i m e P l a t f o r m s ( S A o n l y ) N e a r - r e a l - t im e : 1 - 1 0 m in ; C o v e r a g e : 1 :1 0 0 t o 1 :1 0 v e h i c l e
M i d -T e r m C L -2 L a n d T a c t ic a l In t e r o p e r a b i l it y ( f i x e d L T I- S O A ) (1)
95
1 H o riz o n t a l in t e r o p e r a b ilit y is e x t e n d e d b e y o n d F F T t o in c lu d e a ls o o t h e r L T I a n d L T D S A S IO P : a t e a c h S C N a n d a t th e M C N (2)
d a t a . T h e s h a r in g a rc h it e c t u r e is a n e n h a n c e m e n t o f t h e o n e f o r F F T .
B S IP : D E F : N F F I v 1 ; N F F I v 2 , L T IS v 2 , L S -D D S
2 H o riz o n t a l in t e r o p e r a b ilit y is e n h a n c e d t o in v o lv e F T S a n d T r a c k in g s y s t e m s in t h e C IA : H i g h a s s u r a n c e B D S I E G C a s e C ) a l l o w l i m it e d H I G H to L O W f lo w
H I G H , L O W a n d U N C L A S S I F I E D d o m a in .
3 N e w B D S t e c h n o l o g y ( I E G C a s e C ) a n d a u g m e n t a t i o n / s a n it i z a t io n s e r v i c e s a l l o w t h e b i - D IA : F u l l c r o s s - d o m a i n s a n i t i z a t io n / a u g m e n t a t i o n
d i r e c ti o n a l i n f o r m a ti o n s h a r i n g a m o n g t h e s e d o m a i n s ( l i m i t e d o n l y b y S e c u r i t y P o l i c i e s )
4 A n in i ti a l f i x e d L T I- S O A ( i n c l u d i n g F F T ) i s i m p l e m e n t e d , i n t e g r a ti n g L T I s e r v i c e s w i t h E M u lt i-h u b ( s t a n d a rd , d e p lo y a b le ) - M C N
a v a i l a b le c o r e i n fr a s t r u c t u r e s e r v i c e s . M o s t o f t h e C 2 s e r v i c e s a r e t h e r e f o r e a b l e t o
c o n s u m e a n d to p r o v i d e a d d e d v a l u e t o L T I s e r v i c e s .
5 M IP - e n a b l e d C 2 S e r v i c e s c a n a l s o s u p p o r t L T I a n d c a n s h a r e a p p r o p r i a te L T I – d e r i v e d F Q u a l i ty F a c to r s ( Q F ) : s ta n d a r d i z e d . I n i t i a l i m p le m e n t a t o n
d a t a i n a M I P F e d e r a t io n .
6 In i ti a l d e p l o y m e n t o f C I D - s ta n d a r d d e v i c e s ( B T I D ) a n d C I D d i s s e m i n a ti o n m a k in g u s e
o f a v a i l a b le L T I . /F F T i n f r a s tr u c t u r e a n d s e r v i c e s
7 C r o s s - s e r v i c e i n t e r o p . : L T I t o A i r / M a r M a r it i m e P l a tf o r m s ( S A o n l y ) G P e r f o r m a n c e /C o v e r a g e e x a m p l e s :
N e a r - r e a l - t im e : 0 . 5 - 5 m i n ; C o v e r a g e : 1 : 5 0 to 1 : 5 v e h i c l e
L o n g - T e rm C L -3 L a n d -o r i e n te d N N E C ( fi x e d a n d m o b i l e L T I -S O A )
1 A c h ie v e m e n t o f m a t u r e , c o m p r e h e n s i v e a n d h i g h q u a l i ty ( e . g . r e a l - t i m e ) l a n d s i tu a t i o n A S I O P : a t e a c h t e r m in a l (T T ), a t T C P / T A C P , a t t h e M C N
a w a r e n e s s , i n te g r a t e d w i th C 2 s e r v ic e s t o e n a b l e s e lf - s y n c h r o n i z a t i o n
2 F u l l n e t w o r k - e n a b le d a n d d i s t r i b u te d i m p l e m e n t a t i o n o f t h e e x te n d e d - N F F T c a p a b i l i t y B S I P : D E F : N F F I v 2 (T C P / T A C P , M C N ) , N F F I v 3 ( T T ) , L T I S v 3 , L S - D S S
c o v e r i n g a l s o a l l a s p e c t s o f L T I ( L T I f i x e d /m o b il e S O A ) .
3 D i r e c t t a c t i c a l l e v e l F F T / L T I i n t e r o p e r a b i l i t y , a l s o w i t h th e o t h e r m o b i l e / f i x e d C O I ’ s a n d C H u b o r p e e r - to - p e e r to p o l o g y ( M C N , S C N , T T )
w i t h i n f r a s tr u c t u r e s e r v i c e s .
D S e c u r it y : m u l ti p le , d y n a m i c d o m a i n s
4 S e c u rit y : E F l e x i b l e B o u n d a r y P r o t e c t i o n S e r v ic e s
M S L , d y n a m ic d o m a in b o u n d a r ie s F F u ll s t a n d a rd iz e d . I n it ia l im p le m e n t a t o n o f Q u a lit y F a c t o r s ( a t le a s t L a n d )
5 F u l l F F T - C ID In te r o p e r a v b i l i t y a t th e te r m i n a l l e v e l G P e r f o r m a n c e /C o v e r a g e e x a m p l e s :
6 R e a l ti m e L T S D i n th e c o c k - p it R e a l - ti m e : 1 - 6 0 s e c ;C o v e r a g e : 1 : 1 v e h i c l e 1 : 1 - 5 d i s m o u n te d s o l d i e r
TN-1322
N o tes
( 1 ) L T I - L a n d T a c ti c a l I n t e r o p e r a b i l i t y
( 2 ) L T S D - L a n d T a c ti c a l S tr u c t u r e d D a t a
NATO UNCLASSIFIED
96
The scope of the envisaged required standards for the roadmap is synthesized in the following table.
Table 12
Roadmap - Standards (Specifications)
RM-STD FFT STANDARD OUTLINE
Stage Reference Description Relationship with other standards
Current NFFI v1 DEF; TCP/IP & UDP push profiles NFFI D-Doc, current operational baseline
Near-Term STANAG 5527 ed1 DEF; TCP/IP & UDP push profiles ratified version - equivalent to NFFI v1
NFFI v2 (interim) Web-service NFFI interface. Request Response, Limited Extension of NFFI v.1 to include (o.a.) a (web) service
Publish and Subscribe interface. Interim version
LTIS v1 LTIS specification : hub configuartion Initial specificaton of LTIS
Long-Term NFFI v3 Optimized service interface and DEF revision of NFFI for the battle-field level interoperability
LTIS v3 LTIS specification - terminal-level distribution extension to LTIS v2
5. MID-TERM ROADMAP
This section describes and details the implementation approach that is recommended to
achieve the Mid-Term objective as summarized in paragraphs 4.5.1 and 4.5.2 .
In order to provide some specific indication for the evolution of current systems and
standards and to facilitate the planning for compliance testing and verification, Service Interfaces (or
Service Interoperability Profiles - SIP) are outlined and associated to Capability Levels.
This chapter contains for the time being only some considerations that should be
addressed for the Mid-Term roadmap definition. Most of the work has still to be done.
This document outlines an Architecture and Roadmap of the NATO Friendly Force
Tracking capability towards NNEC which can be used as baseline for an agreed NATO-National
Roadmap.
Stemming from the specific FFT perspective, this evolution would lead to the full
integration of the NFFT capability with the NNEC infrastructure and COI capabilities as they become
available.
The specific objective of this work was to define:
• An Architecture Concept for FFT in NATO, addressing all the main perspectives
with a sufficient level of detail.
• A Vision for the evolution of the NATO FFT Capability (as defined in the
architecture) in the Long-Term (to 2018), split into three phases: Near (2010), Mid
(2014) and Long term (2018).
• The basis for the definition of a Mid-Term Implementation Roadmap.
6.1 CONCLUSION
This document describes an Architecture Concept and Roadmap of the NATO Friendly
Force Tracking capability.
• The A&R analysis is a good basis to specify, harmonize standards and plan the
implementation of capabilities that need to interoperate regarding FFT (Near Term) and
Land Tactical Services (Mid to Long Term).
• Available work on NATO FFT specification and on e.g. applicable architectures, related
NATO/National capabilities and roadmaps has been considered to the max extent
possible. The NFFT Architecture Concept and Roadmap is consistent with these other
documents as far as they have been identified and obtained. But important sources or new
document versions might have been overlooked and might need to be considered.
• The chosen COI-capability driven approach allows continuing the ISAF FFT NNI focus
towards NNEC, integrating with other (Core or COI) capabilities as are being specified,
planned and implemented. The advantage of such approach is its focus and limited scope,
making it easy to relate the capability levels to operational benefits.
• The limitations and constraints of this version of the A&R need to be recognized. It is to
be maintained as a living document.
Some specific limitations in this version are the following:
• Most aspects in the Architecture Concept are based on what has already been defined
and documented and are not therefore necessarily consistent, complete or equally
balanced. Constraints and assumptions on the evolution of related capabilities (and
other relevant external factors) have been considered as an External Roadmap and
taken into account for the NFFT roadmap. (Chapter 2)
• The available source documents have been used to the extent possible and some
assumptions are made and described for what was not included and required. The
time and resources available for this activity was the key limiting factor for the
extent of the breadth and depth of the analysis. Some parts are likely less refined
than others.
• The Architecture Concept definition has been analyzed from different perspectives
and represented following the NATO Architecture Framework (NAF) as guideline
(Chapter 3). It is not meant to be a complete Reference Architecture for FFT in
NATO. This is why it has been named “Architecture Concept”.
• The Planning aspects for the Mid-Term implementation of the Roadmap (Chapter 5)
have not yet been analyzed and specified yet. This could address, among others :
- A detailed Mid-Term Roadmap
- A refined definition of compliance levels, taking into account the Quality
Factors (on one end of the detail and granularity spectrum) and the NATO
Maturity Levels (on the other).
- Compliance Testing Plan templates and guidelines and requirements on Testing
processes and facilities
- Relationship among FFT Compliance Testing and different NATO National
Validation, Testing and Certification activities.
6.2 RECOMMENDATIONS
With the mentioned limitations and constraints, this document is believed a good baseline
to eventually achieve a version that is agreed by NATO and the Nations.
More work, involving all NATO and National stakeholders and subject matter experts is
required, e.g.
• To extensively review and revise and eventually agree this baseline. All the NATO
views of the architecture concept can be involved.
• To consider further inputs (if available) from NATO and Nations, e.g.:
o NATO Force Goals
o NISP vers.2
o NATO Roadmaps on other related capabilities
o National Roadmaps.
• To extend and/or detail other aspects as required
• To decide and specify the Mid Term Roadmap (outside the scope of this version).
In addition, some R&D, experimentation and standardization activities could already be
started, e.g.
• To refine the definition of interfaces and standards that have been outlined as
required
• To further analyze some technical aspects in order to reduce the implementation’
risks
This could lead to the revision of the Program of Work for NATO common funded (e.g.
NC3A) or Nation R&D and experimentation activities.
Summing up, the main recommendations for NATO and the Nations are the following:
1. Review of this document within the NC3B SC5/SC7 FFT AHWG
1. Revision by NC3A according to this review
2. Approval by the FFT AHWG and submission to the NC3B for endorsement
3. Consideration of specific issues (e.g. experimentation for risk reduction, initiation of
harmonization and standardization) within the NC3A (and National) Programs Of
Work for R&D and Experimentation.
4. Definition by the FFT AHWG of the scope of a detailed NFFT Mid-Term Roadmap,
to be drafted by the NC3A as baseline for further staffing.
REFERENCES
REFERENCES (continued)
ABBREVIATIONS
BDE Brigade
BFSA Blue Force Tracking Situation Awareness
BFT Blue Force Tracking (synonymous to FFT)
BG Battle Group
Bi-SC Bi-Strategic Command (ACO and ACT)
BiSC-AIS Bi-Strategic Alliance Information System
BLOS Beyond Line Of Sight
BMS Battle Management System Service
BPS Boundary Protection Service
BTN Battalion
ABBREVIATIONS (continued)
HF High Frequency
HQ Headquarters
HQ SACT HQ=headquarters
IA Information Assurance
IED Improvised Explosive Device
IEG Information Exchange Gateway
IES Information Exchange Standard
IFTS ISAF Force Tracking System
IIS Integration Information Services (s)
IOC Initial Operational Capability
IP Internet Protocol
ISAF International Security Assistance Force
ISSC Information Services Sub-Committee
JC3IEDM Joint Command, Control and Consultation Information Exchange Data Model
JFC Joint Force Command
LC2IS Land C2 Information System (specific program)
LCC Land Component Commander
LCCIS Land C2 Information System (generic term)
LOS Line of Sight
LTIS Land Track/Tactical Interoperability Service
LTSD Land Tactical Structured Data
ABBREVIATIONS (continued)
OA Operational Architecture
OCC Operational Control Center
OIR Operational Information Requirement
RM Road Map
RM-LT Long Term RM
RM-MT Mid Term RM
RM-NT Near Term RM
SA Situation Awareness
SACT Supreme Allied Command Transformation
SATCOM Satellite Communication
SCIP Secure Communications Interoperability Protocol
SCN System Control Node
SEI Software Engineering Institute
SIOP Service Interoperability Point
SIP Service Interoperability Profile
ABBREVIATIONS (continued)