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Food Engineering Reviews (2021) 13:858–883

https://doi.org/10.1007/s12393-021-09282-z

Employing Nanoemulsions in Food Packaging: Shelf Life Enhancement


Hamed Ahari1 · Mohammad Naeimabadi1

Received: 14 September 2020 / Accepted: 11 February 2021 / Published online: 25 May 2021
© The Author(s), under exclusive licence to Springer Science+Business Media, LLC, part of Springer Nature 2021

Abstract
Recently, there has been a great deal of interest in implementing new nanotechnology-based approaches to improve the qual-
ity of food products. One of the relevant applications in this field is the use of nanoemulsions in the food packaging industry.
In this research, the role of nanoemulsions in the food packaging industry and also the recent developments were discussed.
Notably, numerous factors, including bacterial growth and oxidation reduce the quality and safety of foods, fruits, and veg-
etables. In this case, new food packaging systems need to be smart, programmable, and multifunctional. Nanoemulsion can
be prepared as a delivery system in the form of an oil-in-water or water-in-oil system under different methods of preparation
including low-energy and high-energy techniques. Nanoemulsion-based delivery systems may also contain dyes, flavorings,
preservatives, disinfectants, or nutrients, depending on the purpose. This technology can prevent microorganism’s growth,
changes in food color and appearance, loss of weight, moisture content reduction, undesirable flavor and taste, and also
decrease the rate of oxidation and browning compared to the samples with the common packaging. Despite the great potential
of nanoemulsions, some specific issues exist which need to be addressed. Using these promising nanotechnologies some
food properties such as taste, texture, flavor, color, spoilage, and stability can be controlled. To ensure the commercial use
of nanoemulsions, further studies are needed to discover the application of nanoemulsions, their suitable carriers, optimize
consumption, and remove obstacles in production and processing.

Keywords Nanoemulsion · Food packaging · Shelf life · Coating · Film

Introduction in efficient product transportation, storage, and distribution.


Besides, restraint allows the product to be divided into dif-
Food packaging is one of the important items in the mod- ferent volumes and facilitates the storage and sales process.
ern food industry. Packaging prevents wastes and confirms Convenience refers to the convenient transportation, storage,
retaining the quality of food at its high level throughout the and sale of the product. In other words, the type of pack-
considered shelf life. Packaging has undeniable importance aging should be such that it can be easily transported and
and plays an essential role in food health; this industry can stored. Communication refers to the information about the
be considered a waste generating resource and a threat to packaging cover, including text and graphics (product and
the environment. Furthermore, considering human health, if brand and product promotion), list of ingredients, nutritional
the world needs to barely feed nine billion people, the qual- data, production and expiration date, price, barcode, and
ity and quantity of food packaging should be significantly information. Protection is often considered the main func-
improved [1, 2]. tion of packaging due to protecting its contents from external
The four main functions of packaging are restraint, con- environmental influences, such as compressive forces, vibra-
venience, communication, and protection. Restraint, also tion, shock, dust, microorganisms, odors, gases, water vapor,
called containment, is one of the main goals of packaging, and water [3]. The method of packaging depends on the food
which means to contain the products. This is a crucial factor type including, liquid, solid, powder, etc.
Considering protection, various protective functions
for packages are of interest in the food packaging industry.
* Hamed Ahari Briefly, it has been shown that some packages have antibac-
dr.h.ahari@gmail.com
terial effects during shelf life [4, 5]. Given the environmental
1
Department of Food Science and Technology, Science threat, scientists were stimulated to focus on biodegradable
and Research Branch, Islamic Azad University, Tehran, Iran

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Food Engineering Reviews (2021) 13:858–883 859

packaging [6]. Biocompatibility (being compatible with [9, 10]. However, Eos’ volatility, susceptibility for oxida-
the environment) is another issue in packaging studies. It tion, and low solubility in water limit their usage. Encap-
is important to prevent chemical pollution after package sulation of EOs is one of the techniques to overcome these
degradation. Thereby, many studies covered the production effects and increase their biological activity [11].
of biocompatible packaging [7]. A comprehensive review Nanoemulsions are attractive systems for application
reported by Fuat Topuz et al. [8]. to the food industry, including food packaging [12]. They
Recently, essential oils (EOs) are tested for their antimi- possess unique characteristics, including small drop-
crobial activity due to their secondary antimicrobial prop- l-et size, transparent appearance, tunable rheology, and
erties for extending the shelf life of perishable horticul- exceptional stability [13]. They are also good alternatives
tural products (Table 1). EOs have approved their potential to entrap lipophilic factors and increase their functional
as natural antimicrobial agents in food packaging systems properties and stability [10].

Table 1  A brief explanation about different nanoemulsions and way of manufacturing for food packaging purposes
Type of Essential oil Method of Employed Methods of film Zeta Droplet size Polydisper- Ref
food pack- nanoemulsion polymer preparation potential (nm) sity index
aging preparation (mV) (PI)

Coating Oregano High-speed Pectin - - 48 0.24 [75]


homogenizer
Film Eugenol High-speed Polyvinylpyrro- Electrospinning 47.7 315 0.277 [189]
homogenizer lidone
Coating Curcumin Emulsion phase - - − 10 10 8.50 [190]
inversion
Coating Orange Ultrasonic pro- - - − 107 73 - [182]
cessor
Coating Olive oil Ultrasonic - - - 308 - [191]
homogenizator
Film Eugenol and High-speed Chitosan Electrospinning - 20–140 - [145]
argan oils homogenizer
Coating Tocopherol High shear mixer - - - 476 - [192]
Film Ginger High-speed Gelatin Spreading the − 29.4 150 0.16 [102]
homogenizer solution over
an acrylic plate
Film cinnamon High shear mixer Polyvinyl Electrospinning - 270–410 - [144]
alcohol
Film Copaiba Ultrasonic pro- Pectin Spreading the − 25 69 0.31 [30]
cessor solution over a
polyester sheet
conveyor
Film Α-tocopherol Spontaneous Whey protein Solvent casting - 865 - [61]
emulsification
followed by
microfluidiza-
tion
Film Cinnamaldehyde Magnetic stirrer Polyethylene Electrospinning - 58 - [137]
oxide
Coating Cinnamon Ultrasound treat- - - − 35.4 162 0.19 [193]
ment
Film Thymol High-speed Gelatin Solvent casting - 138 0.38 [95]
homogenizer
Film Cinnamon Ultrasonic pro- Pullulan Solvent casting − 28.9 60 0.26 [121]
cessor
Film Cinnamaldehyde Magnetic stirrer Polyvinyl Electrospinning - 56.7 - [136]
alcohol
Film Cinnamaldehyde Magnetic stirrer Gelatin Solvent casting − 8.61 72 0.11 [120]
Coating Citrus sinensis Ultrasound Sodium alginate - 16.32 43 0.38 [194]
probe sonicator

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860 Food Engineering Reviews (2021) 13:858–883

Food-grade nanoemulsions are increasingly used to improve packaging as nanoemulsion or encapsulated in a nano-
digestibility, targeted delivery, effective encapsulation, and carrier (nicely reviewed by Olga Martín-Belloso [10]).
bioavailability. Edible films/coatings, due to the antioxidant There are many studies on employing nanoemulsions in
and antimicrobial properties of the embedded nanoemulsion, food packaging. They were either employed directly in
are employed in food industries to extend the shelf life of fresh films and coatings or encapsulated in a polymeric car-
fruits, vegetables, meat, and food [14]. Due to the small drop- rier and then loaded in films and coatings [20]. One of
let size of nanoemulsions, they are transparent and kinetically the main methods for incorporating nanoemulsions in
dynamical systems (time-dependent in geometrical space). In polymeric films is to disperse the nanoemulsion within
particular, in the food industry, nanoemulsions are used in food a polymeric solution under high shear stress and casting
containment, food processing, preservation, storage, and as a the solution after degassing under vacuum [21]. Employ-
delivery system for active lipophilic components. Nanoemul- ing nanoemulsion showed potent performance in food
sions show increased activity compared to other conventional packaging [10].
emulsions (nicely discussed by Priyakshree Borthakur [15]). In the current review, it was tried to cover the role of
Nanoemulsions can be divided into two types of water-in-oil nanoemulsions in food packaging. Firstly, a brief description
(W/O) with the distribution of small water droplets in an oil of the methods of nanoemulsion preparation was presented,
medium and oil-in-water (O/W), the dispersion of small oil and then, the influence of nanoemulsions in food packaging,
droplets in an aqueous medium [16]. By a double-step proce- pros and cons, and obstacles to nanoemulsion-based packag-
dure, it is also possible to create two kinds of multiple nanoe- ing were discussed.
mulsions, namely W/O/W (water-in-oil-in-water) and O/W/O
(oil-in-water-in-oil) [17].
It is reported that nanoemulsions can be used in washing Nanoemulsion System
fruits and vegetables as a disinfectant or a protective factor
in food coatings. The choice of EO, based on compatibility Emulsions are classified into three categories: (1) macro-
with a specific food matrix, is one of the main concerns in emulsions, (2) microemulsions, and (3) nanoemulsions.
EO-based food packaging systems [18]. By comparison, microemulsions and nanoemulsions have
Regarding active packaging technology, there are two smaller droplets than macroemulsions. Besides, polydis-
models known as films and coatings (Fig. 1). Films are persity in macroemulsions is less than 40%, while it is less
thin sheets of considerable strength already formed and can than 10% in micro- and nanoemulsion. From the viewpoint
be used to cover the product (such as packaging) or being of energy, macroemulsion and nanoemulsion systems can
placed between product layers (hamburgers) to separate them be generated under low- and high-energy-based techniques,
[19]. Coatings, on the other hand, are films not made whereas microemulsions are produced under low-energy
beforehand (they are liquid) but formed after the product processes [22]. In the following, more details about nanoe-
is coated and then dried during a certain process, result- mulsions are provided.
ing in the formation of the coating. There are numer- Generally, O/W nanoemulsions are made of three main
ous reports regarding the utilization of EOs in food components for edible coatings: dispersion phase (oil),

Fig. 1  Employing nanoemul-


sion-based film/coating in food
packaging

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Food Engineering Reviews (2021) 13:858–883 861

continuous phase (water), and stabilizer/surfactant, such 20, Span 80, Tween 20, and Tween 80 are the most com-
as Tween 80 (Fig. 2) [23]. The dispersion phase is a monly used surfactants utilized (with different ratios as a
nonpolar phase in which various nonpolar active ingredi- mixture) for W/O system generation. The concentration of
ents can be loaded. The diameter of the droplets is one of water needs to be controlled; otherwise, the size of droplets
the vital characteristics of nanoemulsion production. The increases by water content enhancement. The W/O nanoe-
size of the generated nanodroplets is smaller than 100 nm, mulsions, as O/W systems, can show high kinetic stability
which results in significant properties, such as robust stabil- for weeks [26]. They also show good stability and no phase
ity, high surface area, tunable rheology, and optically trans- sedimentation and separation during storage [25].
parent appearance. The emulsifier is used to provide kinetic It is essential to choose the correct system. This choice
stability to the nanodrops and prevent them from joining may depend on the type of encapsulated factors (polar or
together. In stabilized nanoemulsions, the size of the drops nonpolar phase). However, the highest liquid volume used
does not change during storage. However, unlike microemul- in nanoemulsions preparation belongs to the dispersing
sions, nanoemulsions are not thermodynamically stable, and phase, which in the W/O and O/W systems are oil and
the droplet size increases over time before phase separation. water, respectively. Due to the cost reduction approach
However, the small size of the droplets makes them strong in industries, it is more economic to use water as the dis-
against deposition and cohesion for a long time, thus provid- persing phase. Therefore, the nanoemulsion system can be
ing more stability. cost-effective.
Possession of an insight into the physics of nanoemulsion
formation is crucial to control the droplet size of nanoe- Advantages
mulsions. The role of surfactants in the emulsion process
was recently reported by Robledo and his colleagues in Whether in food or other industries, such as medicine
2018 [24]. It is shown that droplet diameter reduction can and pharmacology [27], nanoemulsions revealed their
be related to a set of physicochemical reactions, such as potentials in ingredient delivery (e.g., drugs, proteins,
surfactant concentration, stabilizing the oil and water inter- vitamins, antibacterials). It provides a targeted and pro-
phase, increasing the adsorption of surfactant molecules at grammed delivery and decreases the dosage of the ingre-
interface, fining droplet formation, and reducing interfacial dients. Nanoemulsions improve the targeting, adsorption,
stress. encapsulation, solubility, bioaccessibility, permeability,
There are numerous studies on O/W nanoemulsions, and bioavailability of weakly soluble ingredients. It
while there are just few bibliographies on W/O systems. may be due to the nanosize and large surface area of the
Preparing W/O nanoemulsions is not as easy as preparing droplets.
O/W nanoemulsions. Regarding the W/O systems, water is The physical stability of bioactive and macromolecules
dispersed in a mixture of surfactants and EOs [25]. Span can be modified by encapsulation in nanodroplets. Nanoe-
mulsion can also protect the loaded bioactive and ingredients
against hydrolytic and enzymatic degradation [28]. Bioactive
bioavailability can be enhanced by excipient nanoemulsions.
There are many opportunities to manipulate the droplet size,
composition, and interfacial properties for various applica-
tions [29].
Nanoemulsions, due to the biocompatibility and bio-
degradability (being degraded in the environment) of
oils or lipids as the disperse phase, are safe for humans.
Reduction in expenses and costs is one of the main goals
in industries. The sources of disperse phase, including
EOs, are common, accessible, and cheap [30]. In terms
of the shelf life of foods, nanoemulsion can provide pro-
longed protection at the best level [31]. Also, the
mechanical properties of nanoemulsified coating were
more advantageous than those of the sample without
nanoemulsion loading.
The compatibility of the nanoemulsion delivery sys-
tem with food matrix is mandatory and has minimal
Fig. 2  Schematic of nanoemulsion systems: oil in water (O/W) and impact on the organoleptic properties of the food, such as
water in oil (W/O) taste, appearance, and texture. Encapsulation of bioactive

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862 Food Engineering Reviews (2021) 13:858–883

compounds can protect it from processing conditions and droplet behavior. This number also represents the balance
prevent its long-term degradation by temperature, light, between the inertial and surface forces [41].
pH, and oxidative conditions during storage. The use of √
a nanoemulsion-based delivery system for food requires We = applied stress∕interfacial stress =
𝜌c 𝜇c 𝜀d
(2)
its economic feasibility in industrial-scale production. 𝜎

𝜇
Oh = viscocapillary breakup time scale ∕ Rayleigh breakup time scale = √ d (3)
𝜌d 𝜎d

Nanoemulsion Preparation Techniques C is a constant assumed about 0.01–1. Oh is the Ohnesorge


number, defined as below:
Various techniques are introduced to prepare nanoemul-
sions; each of them has advantages and disadvantages, Equation 3 is a promising prediction when high-energy
which lead to the production of nanoemulsions with differ- techniques such as ultra-sonication and high-pressure
ent properties. Typically, the preparation of nanoemulsions homogenization are employed (σ: interfacial tension, µc:
is a two-step process in which a macroemulsion is prepared continuous phase viscosity, µd: dispersed phase viscosity,
and is converted to a nanoemulsion. In emulsion systems, ρc: continuous phase density, ρd: dispersed phase density,
properties such as stability, rheology, appearance, color, d: nanoemulsion droplet size). Equation 3 shows that the
and texture depend on the size and distribution of emulsion diameter of nanodroplets depends on the properties of the
droplets. Also, based on Table 1, the properties of nanoe- system, including the inlet power.
mulsions depend on the type of techniques used to prepare Another form of We number (Eq. 4) was reported by
them and the conditions (material and process parameters) Ankur Gupta [40]. This form of We number is useful to
of the emulsification process. mathematically define the breakup criteria of the nanodro-
Employing different kinds of energy, such as usual energy plet during homogenization and ultrasonication [42]. Equa-
from mechanical equipment or chemical energy from com- tion 4 includes explicitly the kinetic and interfacial forces
ponents and compounds, is required to form a nanoemul- that, depending on their relative magnitude, will control the
sion. Besides, the properties of nanoemulsions depend on phenomena of breaking-separation of liquid streams into (for
changes in the composition and the method of preparation. instance) air-born droplets (Fig. 3).
Therefore, the properties of nanoemulsions can be optimized
𝜌d u2d d
by optimizing the variables of the compounds, the method We = (4)
and conditions of preparation. The main and ultimate goals 𝜎
in optimizing the properties of nanoemulsions are often to According to Table 1, the type of packaging does not nec-
achieve minimum droplet size, minimum polydispersity, and essarily depend on the nanoemulsion preparation technique.
maximum stability. Smaller nanodroplets result in a more To prepare coatings and films, both low- and high-energy
homogeneous system, and systems with well-distributed and techniques can be employed; however, the final features of
very small particles give stability [32, 33]. nanodroplets, including surface charge, stability, and size,
There are two broad categories of techniques: low- and are of great importance.
high-energy methods [34]. Various equipment, such as sim- There are several review studies discussing nanoemulsion
ple mixers, high shear mixers, high-pressure homogenizers, preparation techniques [23]. The most commonly used low-
vortex homogenizers [35], microfluidizer [36], ultrasonic energy techniques are phase inversion temperature (PIT),
homogenizers [37], and colloidal mill homogenizers [38], solvent displacement, and emulsion inversion point (EIP)
is usually used for the first stage (Fig. 3). The input energy [43]. EIP is sometimes called PIC (phase inversion com-
density (ɛ) in high-energy methods, especially mechanical position). High-energy methods, including high-pressure
agitation, is on the order of ­108–1010 W ­kg−1 [39] while it is homogenizer, ultrasonicator, and microfluidizer, are used for
­103–105 W ­kg−1 for low-energy ones [23]. Gupta et al. [40] nanoemulsion preparation. The droplet size of the nanoemul-
recommended the following equation: sion is affected by the working and operating conditions of
the equipment. As the name implies, this method uses high
We = C.Oh0.4 (1)
kinetic energy through mechanical tools to produce nanoe-
We stands for the Weber number that is useful when there is mulsions. Based on Eqs. 1–3, the concentration of EO in the
an interface between two various fluids. In the case of nanoe- system affects the supplied energy needed to reduce the size
mulsions, We number elucidates the inertial stress effect on of microdroplets to nanoparticles in the formulation [44].

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Fig. 3  Two types of nanoe-


mulsion preparation methods.
Breaking macroemulsion into
nanoemulsion is possible via
both methods. High-energy
methods require special equip-
ment

Reduction in nanodroplet size results in more uniformity. In the microfluidizer, a well-defined axially varying micro-
Besides, a high percentage of the nanodroplets is generated channel geometry is engineered in which macroemulsions
in the same size. Unlike high-energy methods, low-energy are pumped. In the narrow throats located along the length
ones start with a W/O macroemulsion that turns into an O/W of the microchannel, the drops break to form smaller drop-
nanoemulsion after a change in composition or temperature. lets due to experiencing high shear rates. To attain a con-
One of the most important drawbacks of the low-energy stant final size for the drops, as in HPH, microfluidization
emulsion method is the large amount of surfactant required needs multiple passes for the droplet [48]. In his method, it
to form the nanoemulsion [45]. The addition of more sur- is hypothesized that much more uniform nanodroplets with
factants may negatively show adverse effects on synergistic the similar surface charge can be generated [49].
activity of film/coating; hence, its concentration should be As previously described, first, an O/W microemulsion is
optimized. prepared via a high-energy method. This is done by mixing
The W/O microemulsion is prepared at temperatures oil, water, and surfactant for a while; after that, the mac-
higher than that of the phase inversion (the hydrophilic–lipo- roemulsion, under a high-energy method, is turned into a
philic balance of temperature (THLB)) of the mixture. When nanoemulsion. For example, the prepared macroemulsion
the mixture of oil, water, and surfactant cools to room tem- can be subjected to a homogenizer. Through the homogeniz-
perature, it passes through an inversion temperature at which ers, large droplets break and are converted to the smaller
the mixture is converted from a W/O to an O/W emulsion. drops because of passing through a narrow gap. During this
Similar to EIP, the interface tension between the oil and gap, the droplets experience a shear stress [50]. It is recom-
water interface near the point of inversion is very low, and mended that the homogenization process be repeated several
small droplets with a specific surface area can be produced times to achieve a smaller and constant droplet size. The
with low-energy requirements [46]. In EIP, a W/O micro- macroemulsion can also be sonicated. During this technique,
emulsion is prepared at room temperature and then gently sound waves are employed to create turbulent conditions
diluted with water. During the dilution process, the system by agitation droplets in the solution. The electrical signal
passes an inversion point at which it changes from the W/O is converted into a physical vibration to break droplets into
to O/W emulsion, and the surface tension of the oil–water smaller droplets. In contrast with homogenization, sonica-
interface is very low; therefore, small droplets can be created tion revealed more convenient operation and cleaning [51].
without a significant energy penalty [47]. The parameters affecting the nanoemulsion were inves-
Microfluidization, regarding the preparation of nanoemul- tigated, which can be classified as composition or prepa-
sions, is similar to high-pressure homogenization (HPH). ration variables. For the low-energy emulsion method, the

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864 Food Engineering Reviews (2021) 13:858–883

composition variables showed a much higher effect than nanoemulsion can be determined using scanning electron
the preparation ones, but for the high-energy emulsion, the microscopy (SEM) and transmission of electron microscopy
effect of the preparation variables was also determined [52]. (TEM). Table 1 gives a brief description of the different
The variables selected for the low-energy method are the nanoemulsion characteristics regarding the above parameter.
ratio of oil to surfactant and the ratio between surfactants
(where a surfactant mixture is used). For high-energy meth- Morphology
ods, optimal pressure, a ratio of surfactants and several pro-
cess iterations were selected as process variables. One of the Morphological characteristics of nanoemulsions can be
main drawbacks of the low-energy emulsification method is observed by microscopic imaging. Results from SEM and
the high amount of surfactant required to form nanoemul- TEM images of nanoemulsion revealed that nanoemulsions
sions; however, these systems would be suitable for applica- contain globular shape droplets (Fig. 4a). In general, Cryo-
tions where the nanoemulsion is highly diluted in the final FESEM/SEM depicts a three-dimensional image of nanopar-
product [45]. ticles [55]. The samples at appropriate accelerating voltage
By keeping the above information in mind, in the food (mostly 20 kV) are reported at different magnifications. The
packaging industry, each technique can be special for a images obtained from SEM provide a good analysis of the
certain purpose. These techniques differ in aspects, such as spatial dispersion and morphology of the droplets’ surface
energy consumption, employed equipment, and efficiency. and qualitative variation in their size. By imaging analysis
Another difference between these techniques is the charac- software, it would be easy to analyze the shape and morphol-
teristics of the produced nanoemulsions, such as nanodro- ogy of the nanodroplets [56].
plets diameter, surface charge, and uniform distribution of To obtain images of the scattered phase with higher
nanodroplets. This difference can have a significant impact resolution and quality, the use of TEM is recommended
on the quality of the produced nanoemulsion-based film/ (Fig. 4b). TEM gives information on morphology, chem-
coating. Using a technique that results in smaller and more istry, structure, and even the nature of bonds [57]. Simi-
uniform nanodroplets can lead to a more uniform distribu- larly, useful information about particle size and distribution
tion in the film structure. This uniformity also prevents the can be obtained using imaging analysis software [58]. In
accumulation of nanoparticles and the effectiveness is bal- research done by Chuacharoen et al. [59], the TEM images
anced throughout the coating surface. of curcumin nanoemulsion droplets revealed spherical
shapes and smooth surfaces with a mean particle size of
Nanodroplet Analysis approximately 193.93 nm. TEM analysis of thymol nanoe-
mulsion revealed spherical droplets of 80–150 nm with
Nanoemulsion systems have many advantages over the con- bright and smooth surface after 50 min sonication [60]. It is
ventional emulsions due to the small size of the transparent necessary that this morphology stay unchanged whether in
droplets, and the high optical resolution, remarkable physi- coatings or films. It is also necessary to show good disparity
cal stability against gravitational separation, droplet aggre- within the film. In research done by Agudelo, whey protein-
gation, and increased biocompatibility in encapsulated mate- based films incorporated with natamycin and nanoemulsion
rials make them suitable for food applications. Depending of α-tocopherol were prepared. The SEM micrographs of
on the formulation, the preparation technique should be cho- the surface and cross-section of the films depicted with cir-
sen to optimize the droplet size distribution as this strongly cular structures of the droplets with heterogeneous surfaces
affects the stability behavior of the nanoemulsion. Systems in all films [61]. In another study by Niaz Ahmad et al.
with droplets smaller than 200 nm in diameter and uniform [62], thymoquinone-loaded mucoadhesive nanoemulsion
distribution usually have a homogeneous structure. A struc- showed a globular shape structure for the nanodrops. In
ture with such properties remains unchanged for a long time this research, TEM was employed to confirm the final glob-
due to the enhanced stability of the nanoemulsion compared ule size of the droplets while SEM was considered for the
to conventional emulsions with the same formulation. spherical globular surface. According to results, spherical
Droplet size, zeta potential, and polydispersity index (PI) shape nanodroplets with smooth surface were observed. In
can be measured by photon correlation spectroscopy, also research by Wu et al. [63], TEM was used during the study
called dynamic light scattering, using a particle size ana- (1 year) to evaluate the changes in size and dispersion of
lyzer, based on the Brownian motion [53]. PI gives informa- the nanodroplets.
tion about the heterogeneity of a sample based on size. Size More advanced techniques, such as atomic force micros-
distribution, agglomeration, and aggregation of the particles copy, X-ray or neutron scattering, or cryo-electron micros-
(here mean droplets) in the sample during isolation or analy- copy, are typically needed to detect the structure and behav-
sis can cause polydispersity [54]. The morphology of the ior of nanoemulsions [64].

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Fig. 4  a Surface morphology


of the prepared thymoquinone
mucoadhesive nanoemulsion
by SEM [62]. b TEM images
of nanoeugenol [195]. c Zeta
potential report of blend of olive
oil and sesame oil. Z.P. equals
−33.3 [72]. d DLS result of
ginger oil in water nanoemul-
sion [196]

Zeta Potential probability of coagulation of particles in the nanoemul-


sion increases, because in this case, attraction overcomes
Emulsions must be formulated to be stable for an optimal repulsion [68]. It has been well researched that emulsions
long period. Stabilizers and co-adjuvant molecules revealed with ZP values outside the 30-mV voltage range have sig-
a remarkable impact on the physical features and stability of nificant stability against correlation and flocculation [69].
nanoemulsions [65]. Molecular interactions cause a potent As it can be seen in Table 1, nanoemulsion can obtain ZP
effect on the structure and rheological behavior [66]. less or over ± 30 mV. It can also be adjusted that nanoe-
Zeta potential (ZP) is defined as the potential differ- mulsions are highly stable for months to years. Technique,
ence between the oil phase and the fixed layer of the par- temperature, and pH changes can affect this stability. It
ticle-bound water and depends on the physicochemical was reported that as the ultrasound time increases, the
property. High ZP is known as a critical indicator of the zeta potential of the nanoemulsion decreases [60], while a
stability of nanoemulsions and implies highly charged reverse effect was reported about the effect of temperature
particles, which prevents aggregation of the particles on zeta potential, which means by rising temperature the
due to electric repulsion [67]. If the ZP is reduced, the zeta potential increases.

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The electric charge can be created by using one or more In ultrasonication technique, increasing in sonication time
emulsifiers, as well as by absorbing charged materials on will result in constant droplet size [79]. A marked decrease
the droplet surfaces [70]. For instance, in a research, adding in droplet size was observed in most cases with increasing
alginate to the coating solution changed the zeta potential sonication duration despite higher energy and an increase
as if in the absence of alginate, the nanoemulsions showed in suspension temperature at higher amplitudes [80, 81]. It
a ZP of +27.47 mV while by adding alginate (as a biopoly- was also reported that the mean size of the droplets produced
mer emulsifier) to the system, the ZP started to shift from by high-speed shear was larger than the microfluidization
positive area to negative area and reached −30 mV [71]. It technique [49].
was also shown that droplets with ZP of less than −30 mV In one study, it was shown that ultrasonic time could
or more than +30 mV are normally considered as stable affect the rate of adsorption of surfactants to the droplet
and avoid aggregation. ZP of −33.3 mV was reported as surface, which is an important factor in distributing the
the stable nanoemulsion of olive oil in water, as shown in size of newly formed droplets [82]. In another study, it was
Fig. 4c [72]. reported that the amount of surfactant present in the systems
Improvement in zeta potential will help in the stability has a major effect on the size of the initial droplets produced,
of the nanoemulsion during long storage. It also helps to with smaller droplets forming at higher concentrations of
prevent phase separation and also coagulation. By the way, surfactant [45]. It was also reported that in the other experi-
when the nanoemulsion is stable, it can be hypothesized that mental design group, no obvious changes in droplet size
there is a likelihood of a few changes in droplet size during was observed with increasing or decreasing the ultrasonic
storage. power [82].
In research by Kenar [83], the minimum size of the nan-
Size Distribution odroplets that can be produced in the present of a surfactant
can be predicted by the following equation:
The mean droplet diameter and PI of nanoemulsion formu-
6.Γ.𝜙 6.Γ.𝜙
lations were established using DLS technique (Fig. 4d). To dmin = = � (6)
overcome the multiple dispersion effect, the sample needs Cs Cs (1 − 𝜙)
to be diluted (e.g., 100 times) with distilled water prior to
In which Γ is the emulsifier surface load in kg ­m−2, ϕ is
measurement [73]. Equation 5 has been employed to obtain
the volume fraction of the disperse phase, Cs is the emulsi-
the volume mean diameter (VMD) or De Brouckere mean
− fier concentration in the emulsion in kg ­m−3, and Cs’ is the
( D) as the average of a particle size distribution, which has
emulsifier concentration in the continuous phase in kg m ­ −3.
been weighted by the volume [74].
According to Eq. 6, it is inferred that the type and concentra-
∑ 4
ni d tion of the surfactant can affect the diameter of the droplets.
D = ∑ i3 (5) The addition of the surfactant will affect the viscosity of
ni di
the whole system which, based on Eqs. 2 and 3, affects the
where D is the the volume mean diameter, ni is the number final droplet size. In a similar study, the effect of emulsion
of particles, and di is the mean particle diameter. composition like surfactant concentration and the homogeni-
Control of the final droplet size is another important zation conditions on the size of the nanodroplets generated
feature of nanoemulsion preparation through the defined by a microfluidizer was examined [84]. Based on the results,
techniques because the droplet size affects the stability compared to the biopolymers like caseinate, surfactant with
and functionality of the coating. In general, the smaller the the smaller molecules like Tween 20 results in smaller nan-
particle size, the better the kinetic stability, solubility, and odroplets. The reason was attributed to the differences in
performance (as a carrier) of the nanoemulsion [75]. By con- interfacial properties and adsorption rates. Equation 5 gives
trolling the droplet size of nanoemulsions, the appearance a prediction of the nanodroplet diameter in nanoemulsions,
of nanoemulsions can be easily adjusted to vary from clear but comparing Eqs. 5 and 6 is based on more systematic
to milky white. The technique, residence time, surfactant information.
concentration, surfactant length, and relative viscosity are Besides, the results indicate that the average amount of
known as the main factors affecting the final size [76]. In the surfactant may be physically stable for the preparation of
case of nanoemulsions prepared by low-energy techniques antimicrobial nanoemulsions. In spite of the above state-
such as spontaneous emulsion methods or PIT, the droplet ments, there is a likelihood that the size of the nanodroplets
size depends on the nature of the employed oil, surfactant, gradually increases during the storage time. This increase
and water phases and also the preparation conditions such as is mainly attributed to the Ostwald ripening phenomenon
titration, stirring speed, and cooling rate [77, 78]. [85], in which small droplets of oil disperse through the

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continuous phase and form onto larger droplets of oil to coating which can keep foods in high quality and inhibit
form larger sizes [86]. As the molecule of the dispersed bacterial and fungal growth has been of interest to scientists.
phase diffuses into the continuous phase, the solubility of Nanoemulsions could provide numerous advantages such as
the dispersed phase in the continuous phase affects the Ost- environmental stress protection, release control, solubility
wald ripening rate critically. In this regard, Eq. 7 introduces improvement, and natural antimicrobial absorption in food
LSW theory, which was recommended

to measure the aver- packaging [90]. Keeping this information in mind, nanoe-
age radius of the particles ( R) [87, 88]. LSW stands for Lif- mulsions revealed their influence on the following items.
shitz, Slyozov, and Wagner as the name of the scientists.
Appearance
8𝛾C∞ 𝜐2 D
R3 = R30 + t (7)
9Rg T The appearance of food is the first item that customers
notice. Appearance includes freshness, transparency, color,
In which R0 is the initial average radius, C∞ is the dispersed and absence of defects [91]. It is important that the food
phase solubility in the continuous phase, γ is the particle looks fresh and without any signs of spoilage [92]. Products
surface tension or surface energy, υ is the dispersed phase are prone to several adverse effects such as oxidation and
molar volume, D is the dispersed phase diffusivity in the enzymatic browning reactions during their shelf life, which
continuous phase, Rg is the ideal gas constant, T is the tem- may prevent them from retaining their original appearance
perature of the system, and t is time of the process. and end up in undesired color changes. Microbial, mechani-
In this theory, five assumptions have been considered as cal damage and pests may leave undesired effects on food
follows [87]: surface (like the skin of fruits) and cause blemishes.
One of the most important appearance changes of EO
i. When the particles of the dispersed phase accumulate, and other bioactive components of nanosystems is the color
the final shape is spherical with radius R. change, and particularly browning development. Color
ii. Both the matrix and particles are fluids. changes of foods as browning index (BI), like fruits and
iii. The particles do not move and are fixed in space. vegetables, are studied using a spectrophotometer by defin-
iv. Compared to the particle radius, the distance between ing L*, a*, b* parameters. L* represents the lightness coef-
the particles is infinitely large, meaning that there is ficient. It ranges from 0 to 100 which indicates from black
no interaction between the particles, and the system is to white. Parameters of a* and b* are defined as the color
infinitely dilute, which means that the volume fraction ranges from green to red and blue to yellow, respectively,
(Q) of the scattered phase is infinitesimally small. which indicates from negative to positive on the vertical
v. Soluble atoms penetrate the spherical particles under and horizontal axes, respectively. Hence, the BI can be cal-
stable conditions. culated by Eq. 8 [93].

pH changes also affect the stability and size distribu- [100(x − 0.31)]
BI = (8)
tion of nanoemulsions which cause changes in the surface 0.17
potential of the droplets and stimulate them to coagulate
In which
[71]. To sum up, droplet size plays an important role in
nanoemulsions, which needs to be monitored during prepa- (a∗ + 1.75L∗ )
x=
ration. Considering the effect of time and temperature on (5.647L∗ + a∗ − 3.012b∗ )
ZP, as mentioned previously, Eq. 7 can predict the changes
of ZP by monitoring the diameter of the particles. The rea- Equation 8 gives an index of the browning phenomena. In
son is related to the surface area because the surface charge another study, color changes of samples (chicken breast fillet)
depends on the total surface area available (size dependent). were assessed by Hunter Lab colorimeter [94]. As well as the
Eq. 8, color values are put in the Eq. 9 to obtain ∆E which is
defined as “total color difference (TCD)”. Equation 9 gives
Influence of Nanoemulsion‑Based Film/ a qualitative and quantitative comparison of the appearance
Coating on Food Features of samples between time zero and during storage.
)2 0.5
(9)
)2 ( )2 (
ΔE = ( L∗ − Ls∗ + a∗ − a∗s + b∗ − b∗s )
(
Preparation nanoemulsion-based coatings/film has been
of interest to scientists in food packaging. Nanoemulsion
where Ls*, as*, and bs* are color values of the standard
showed excellent potential in incorporating bioactive com-
(fresh) samples.
pounds into foods [89]. Making a multifunctional film/

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It is discussable that when a nanoemulsion-based coat- results were reported by Ghadetaj et al. [96]. Generally, it
ing is applied to the samples, what changes will happen to was reported that addition of nanoemulsions increase ∆E,
∆E value right after the coating process. The milky color of but the effect of nanoemulsion-based coating on color prop-
the coatings may alter ∆E; therefore, it is recommended to erties (∆E) of foods depends on the EO concentration and
produce nanoemulsions with high transparency. As can be the type of nanoemulsion [94].
seen in Fig. 5a, ∆E is directly related to time passing. In a
research, it was reported that addition of thymol nanoemul- Moisture Loss and Water Adsorption
sions caused significant reduction in a* and L* values and
enhance b* values of the gelatin films but no color changes. Loss of moisture due to uncoordinated shrinkage may lead
The same behavior was also reported for lecithin, but in this to changes in food structure as well as reduced product trans-
case, the color changes of the film was observed which was parency. Fruits and vegetables lose weight and change in
attributed the original color of the lecithin [95]. In another appearance quality due to the migration of water from the
research, addition of nanoemulsion of α-tocopherol and fruit to the environment during storage. The lost weight is
natamycin led to an increase in a*, b*, L*, and opacity measurable according to the proposed equation by Navab
values of the prepared films. According to the ∆E, it was et al. [97]. In their research, the lost weight was indicated by
concluded that nanoemulsions had no significant impact on the term “physiological loss in weight (PLW)” and defined
the L*, a*, and b* values of the produced films [61]. Same as follows.

(Initial weight of food sample(g) − weight of food sample on nth day(g))


PLW% = (10)
Initial weight of food sample(g)

Fig. 5  a ∆E changes of chicken breasts coated with sodium casein- treatments as affected by coating type during storage at 4 °C. CCN
ate (SC)-based coatings containing ginger essential oil (GEO) (3 curcumin-cinnamon EO nanoemulsion, CGN curcumin-garlic EO
and 6%) emulsion (E) and nanoemulsion (NE) during a storage time nanoemulsion, CSN curcumin-sunflower oil nanoemulsion [122]. d
of 1, 4, 8, and 12 days at 4 °C [94]. b WVTR of cellulose acetate DPPH scavenging activities of pure menthone EO, starch nanoparti-
(CA) films with sweet fennel essential oil (FEO) films (CAFEO) and cles (SNPs), and menthone-loaded SNPs (SNP-M). SNP-M-2, SNP-
CAFEO films incorporating with 5, 10, 20, and 30% glycerol [105]. c M-4, SNP-M-6, SNP-M-8, SNP-M-10 (SNP-M-2 means the concen-
pH changes of the different chicken fillet under nanoemulsion-based tration of menthone equals 2 µl/ml) [130]

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Further studies reported the validity of this equation [98]. transmission rate” (WVTR, g m ­ −2 ­day−1) is another index
Thereby, it is important to make a coating/film to act as a that gives information about the controlled humidity, the
barrier to reduce water loss, respiration, ethylene, and conse- permeability of the films, and sample weight loss [104].
quently keep the integrity, texture, and firmness of food [98].
Rudra and his colleagues made a nanoemulsion-based coat-
WVTR = G∕t × A (12)
ing (basil oil) to increase okra shelf life [80]. It was reported In which WVTR is the water vapor transmission rate (g ­m−2
that coatings were able to slow down the process of moisture ­day−1), G/t is the angular coefficient of the line (g d­ ay−1),
loss, discoloration and reduced strength during storage. It and A is the permeation area of the sample ­(m2).
was also reported that samples with nanoemulsion-based Based on Eq. 12, it is necessary to lower the G/t term to
coating showed low PLW compared to uncoated samples. In obtain minimum WVTR. In this regard, it is vital to con-
a research, avocado fruits were coated with a nanoemulsion- trol the composition of the final film. Figure 5 b depicts
based coating. The use of this nanoemulsion as a coating the effect of glycerol addition to the cellulose acetate films
showed an effective alternative to increase the postharvest incorporated with sweet fennel essential oil (CAFEO) on
storage period of this fruit [99]. WVTR [105]. As can be seen, the addition of glycerol and
There is another parameter named moisture adsorption enhancing its content caused an increase in WVTR. This
(MA) which is an index to measure the adsorbed moisture means that a higher amount of water content of the samples
in films from foods. MA gives information about the evapo- is diffused into the layer and exits the texture of the sam-
rated water from the food texture which is diffused within ples. The authors reported that the concentration and type
the film structure. PLW and MA both provide a similar trend of plasticizer can alter the barrier properties of polymeric
in a weight loss of the sample. Higher MA shows water con- films. MA and WVTR show the same trend about the dif-
tent reduction in the packaged food and PLW enhancement. fused water into the film texture. The obtained results from
The nature of the film is a significant parameter because it the research done by Velickova showed that the addition of
might be hydrophobic or hydrophilic. For instance, gelatin or nanoemulsion in the composite of chitosan coating reduced
alginate-based films tend to adsorb water while PCL-based WVTR [106]. The authors of this study also reported that
films show hydrophobic behavior. The addition of nanoe- when the nanoemulsion-based chitosan film was cross-
mulsion showed shifting hydrophilic towards hydrophobic linked with tripolyphosphate, both the WVTR and the MA
behavior. For example, in a research, it was revealed that the decreased noticeably [107]. Keeping these results in mind,
film without nanoemulsion due to the hydrophilic nature of on the other hand, the concentration of the nanoemulsion
gelatin had the highest MA compared with nanoemulsion- plays a vital role in WVTR. In research by Chen et al. [108],
based films [100]. MA can be measured by the following it was depicted that the addition of nanoemulsion resulted in
equation: porosity in the chitosan film texture which at high cinnamal-
(dried weight of film(g) − weight of film on nth day (g)) dehyde EO levels, due to an increase in the number and size
MA% =
Initial weight of film(g) of the holes, WVTR experienced higher values. In another
(11) study, it was reported that incorporation of hydrophobic
components such as EO leads to the WVTR reduction which
Agudelo-Cuartas et al. [61] reported that the addi-
the reason is attributed to the increased hydrophobicity of
tion of nanoemulsion (natamycin and nanoemulsion of
biopolymeric films[109]. Nanoemulsions prevent the water
α-tocopherol) prevents MA enhancement in whey protein-
molecule transformation inside the film matrix, so a homo-
based films. These results were in agreement with the study
geneous distribution of nanoemulsion would give a lower
reported by Cordoba about gelatin-chitosan-based films
WVTR to the film.
loaded with thymol nanoemulsions [101]. In another study,
it was concluded that the addition of nanoemulsions prevent
enhancement in MA of the films [102]. It is vital that the
Oxygen Barrier
produced films have low MA because an increase in MA
Similar to WVTR, oxygen barrier (OB) is known as another
means affecting the barrier and mechanical properties of
factor that needs to be measured for films [110]. It is also
films negatively. Addition of nanoemulsions may block
called “oxygen permeability” in some literatures. The main
or decrease the ways that water molecules may penetrate
basis of OB is the oxygen movement through the film and
through them. Besides their hydrophobicity feature case a
reaches the food. Many products are negatively sensitive
more hydrophobic environment in the film compared with
to oxygen and that is why they are packaged via a vacuum
the controlled group (without nanoemulsion) [33].
packaging system. Oxygen revealed its impact on food
Nanoemulsion-based coating/film showed their poten-
colors as well as several flavor ingredients of food [111].
tial in fighting against bacteria and microorganisms [103].
Oils and fats are known as two of the most sensitive products
They are systems with high water content. “Water vapor

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to exposure to oxygen. Oxygen in contact with FFA causes the nanodroplets, and uniform dispersing within the matrix
chemical changes which result in flavor alterations [112]. may affect TS and EAB. For example, it was studied that
In this case, the thickness of the film prepares a significant the undesired results about the TS might be attributed to
role in the OB level. On the other hand, fresh fruits and veg- the inhomogeneous dispersion and coalescence of cinnamon
etables, due to their respiratory metabolism, need oxygen to essential oil droplets in the pullulan matrix which can be due
avoid rapid aging and senescence of the matrix. Hence, low to the larger oil droplet size [121]. It was also reported that
OB is not always suitable for food storage [113]. (cinnamon, or garlic, or sunflower oil)-loaded nanoemul-
As previously mentioned, the addition of nanoemulsion sion improved the texture, quality, and nutritional profile of
increases the film thickness. Hence, although it was reported chicken fillets [122]. Also, nanoemulsions made the films
that in cases that thickness changes were not significant, it is less resistant to break, much softer, and less stretchable com-
important to optimize nanoemulsion content within the film pared to the nanoemulsion-free films [117].
to optimize WVTR, OB, MA, etc. OB is measured using
a gas chromatographic system (GCS). OB is measured by pH
injecting samples with a syringe (suitable for gas sampling)
into a GCS equipped with two columns and a thermal con- pH changes have been another factor leaving an unfavorable
ductivity detector. This method is based on the measure- taste in foods by affecting pigments such as carotenoids,
ment of oxygen diffused into the film. There are other studies chlorophyll, anthocyanins, and also reduce the shelf life. pH
focusing on OB measurement [114]. It was reported that is an important quality indicator of fresh meat. pH changes
the addition of lemongrass oil nanoemulsion delayed grape also result in the color of fruits, vegetables, and meat [123].
aging and increased preservation. Based on the results, oxy- It is a must to control pH variation during storage. As can
gen, as one of the main reasons of aging, has been controlled be seen in Fig. 5c, the pH of foods (control group) tend to
by employing nanoemulsion to prevent oxidation of phenolic increase gradually which the reason might be attributed to
compounds [110]. It was reported that the addition of plasti- the water content loss, spoilage, and bacterial growth (alka-
cizer affects OB while the addition of nanoemulsion resulted line volatile bases (e.g., ammonia and trimethylamine) are
in lower OB [115]. In another research, carboxymethyl cel- produced by bacteria or endogenous enzymes). Nanoemul-
lulose-based films containing nanoemulsion depicted their sion-based coating approved its potential in pH regulation.
potential in OB improvement [116]. To sum up, embedding The curcumin-loaded nanoemulsion-based coating showed
nanoemulsions block the pathways within the film matrix by its potential in manipulating the pH in chicken fillets [122].
which oxygen can diffuse in to the film and react with the It was also reported that the addition of oregano oil nanoe-
food components [117]. mulsions to chicken pate did not adversely influence the
pH level or chemical composition [124] which shows the
Mechanical Properties neutral effect of EOs on pH. Based on changes in WVTR
(Eq. 12), pH changes can also be predictable. Thereby, pre-
Products may experience intense stress and pressure dur- paring a nanoemulsion with an appropriate pH is mandatory
ing the transfer process or storage. Hence, there is a likeli- in film preparation. The acidic or alkali condition alters the
hood of damaging the film/coating layer and consequently polymeric behavior including degradability and mechani-
influence the toughness, crispness, firmness, and juiciness cal properties. Nanoemulsions’ stability can be considered
as the product quality indicators. In general, poor mechani- as a sign of being a reliable nanoemulsion for integration
cal properties are caused by moisture loss, microbial dam- with polymers because pH changes depict the possibility of
age, and oxidation. Controlling the mentioned parameters chemical reactions that can damage the films [125].
above will improve and promote the mechanical properties.
The use of smart and multifunctional coatings can reduce Oxidation
the occurrence of these damages and thus preserve the tex-
ture of food [118]. There are many studies reporting the There are foods enriched with a high amount of polyunsatu-
same claim. Elongation at break (EAB) and tensile strength rated lipids like fish containing omega-3 fatty acids which
(TS) are two parameters that mainly describe the mechani- are capable of oxidation and ending up in undesired color
cal behavior of films [119]. For instance, the addition of and flavor and finally food spoilage, before consumption
cinnamaldehyde nanoemulsion (CMN) increased EAB and [126]. A standard and potent coating/film has the ability
reduces TS. In the gelatin-based film. The reason for EAB to prevent oxidation reaction until consumption. Due to
enhancement might be because of the incorporation of CMN the limited ability of the current packaging systems, sci-
that interacts with the gelatin polymer chain and create flex- entists tried to introduce more powerful packaging systems
ible regions within the matrix [120]. The quality of the used like nanoemulsion-based coatings to the food industry.
nanoemulsion including the surface charge, the diameter of Nanoemulsion showed strong potential in encapsulation

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and delivery of the antioxidant agents [127], although they natural methods and using herbal products that have antifun-
inherently own antioxidant properties [128, 129]. Qiu et al. gal properties is also very important. Therefore, covering
studied the 2,20-diphenyl-1-picryl hydrazyl (DPPH) radical fruits with antimicrobial compounds is an effective way to
scavenging activity (RSA) of EO (menthone)-loaded SNPs prevent the spoilage of fruits and increase their shelf life
as an antioxidant property validation [130]. According to [134]. It is hypothesized that the EOs first interact with the
Fig. 5d, RSA can be considered as a function of time. The cell wall and membrane. Thereby, it destroys membranes
DPPH RSA of pure menthone (without encapsulation and and cell walls and results in the removal of vital intracel-
in any tested concentrations) and SNP-M enhanced rapidly lular materials, which finally cause bacterial death [135]. It
during the first 2 h. The encapsulation of menthone caused was also proposed that the efficacy of the nanoemulsion in
an extension in the scavenging time of SNP-M. By the way, biofilm inhibition could be due to the prevention of initial
it was concluded that EO whether in the form of NPs, incor- surface attachment of bacteria [17].
porated with biomaterial or pure administration, lowers the
oxidation process. They can act as oxygen scavengers by Production of Nanoemulsion‑Based Films
consuming oxygen under the oxidation process. This type
of packaging is useful for the foods with high contents of Incorporation of nanoemulsions (liquid phase) with the
fat and oxidation-sensitive products because decreasing lipid polymeric films (solid phase) is an important step in nanoe-
oxidation increase the shelf life [131]. mulsion-based food packaging preparation. It is important
to fabricate a film with uniform scattering of nanoemulsions
within its matrix while the real characteristics of the nanoe-
Nanoemulsions in Food Packaging mulsions are kept. To the knowledge of the authors, based
Improvement on Table 1, solvent casting (SC), extrusion (EX) and electro-
spinning (ESP), film spreading (FS), and melt mixing (MM)
In recent years, numerous studies have been conducted are the most common techniques for manufacturing films.
on the use of edible or biodegradable coatings to increase Among these techniques, SC has been employed extensively
the shelf life of sensitive products with shorter shelf life. in the literature for the integration of nanoemulsions in poly-
Food-grade coatings are placed on the surface of fruits and meric films [95, 120, 121, 136], ESP and FS used fairly from
vegetables as a protective layer and act like modified atmos- 2016 [137], while EX and MM due to the high temperature
pheric packages [103]. Different usage of nanoemulsions of operation, lack of applicability to a some of the materials,
in food packaging was assessed too. These methods can be the difficulty of control have not been suitable because the
addressed as follows (nicely reviewed by Donsì and Ferrari heating process is not appropriate with the liquid phase and
[85]): (i) mixing EO nanoemulsions with liquid products, also high temperature causes evaporation and denaturation
(ii) washing the food surface with EO nanoemulsions, (iii) of the active ingredients.
infusion of EO nanoemulsions into porous food matrices, SC is mostly employed for the preparation of any kinds of
(iv) coating with of EO nanoemulsions onto food surfaces. films including for food packaging purposes, containing var-
In particular, both mixing and direct coating leads to a ious types of nanomaterials such as nanoparticles and nanoe-
long-lasting antimicrobial action of EO nanoemulsions by mulsions. This technique is extensively utilized because of
increasing the shelf life of the product. However, embed- shorter preparation time, low costs, and importantly easy to
ding the nanoemulsion in a coating biopolymer matrix, in carry out and alter conditions. In this technique, the polymer
comparison with the direct mixing, seems to be the most is first completely dissolved in a solvent and then the nanoe-
promising method, due to the immobility of the EOs at the mulsion solution is added under vigorous agitation to ensure
boundaries where microorganisms can start spoiling food. uniform distribution. The chosen solvent is a critical point as
Preharvest fruit spraying of pesticides is the most com- it can affect the polymer structure and also the barrier prop-
mon method of controlling postharvest diseases. The use of erties [138]. In research done by Valerio Bifani et al. [116]
these chemical toxins causes harm such as acute or chronic to prepare a carboxymethylcellulose-based film containing
poisoning to nontarget organisms, including humans, which murta extract, SC technique has been employed. To reach
are associated with the cumulative property of living organ- the film, the solution is left to dry at room temperature or
isms or carcinogenicity [132]. On the other hand, increasing higher temperature [115]. In another study, nanoemulsion
the resistance to fungicides and pesticides used in the popu- of α-tocopherol was embedded in whey protein-based film
lation of postharvest pathogens is also a serious problem via SC [61]. In another research, sweet fennel EO has been
[133]. incorporated with cellulose acetate film for antibacterial pur-
Today, due to the special attention to human health and poses in food packaging using SC technique [105].
the environment, the motivation to find alternative methods ESP and FS are two techniques that have been of inter-
of toxins has increased much more. Therefore, strengthening est to scientists, specifically ESP. FS is a simple method,

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which based on it, the films are produced by spreading the their application in food preservatives and also in the food
polymeric/nanoemulsion solution over an acrylic plate in packaging industry. Based on the chemical compositions
an optional size using an automatic film spreader [102]. In (such as thymol and carvacrol), EOs have antioxidant poten-
this technique, the spreading knife moves over a plate to tial [147], antibacterial and antifungal ability [148, 149].
spread the solution polymers uniformly. By adjusting the As well as EOs, oil sources such as olive oil and sesame oil
gap between the knife and the plate, the thickness of the showed their potential in different aspects of the medicine
film can be adjusted. The final prepared film is left at room and food industry [150].
temperature or higher to get dried. There are numerous sources which are used in nanoemul-
ESP is a technique to produce nanofibers by using electric sion preparation including monoacylglycerols, diacylglycer-
force to draw charged threads of polymer solutions. ESP is ols (DAG), triacylglycerols, free fatty acids (FFAs), flavor
a method that produces fibers with a diameter of less than oils, mineral oils, EOs, fat substitutes, oil-soluble vitamins
100 to 1000 nm [139]. This technique is known as a kind of like ­D3, waxes, and various lipophilic nutraceuticals like
encapsulation process [140]. The incorporation of EOs into curcumin, carotenoids, and phytosterols [151].
nanofiber via ESP has been revealed [137], but generally, Due to the unique properties of nanoemulsions, the
there are few reports about the integration of EOs in elec- structure of nanoemulsions is one of the most promising
trospun nanofibers for food packaging purposes. In research structures to improve the solubility and increase the bio-
done by Tatlisu et al. [141], ESP was employed for prepar- logical and functional value of hydrophobic compounds.
ing nanofiber-based films containing thymol nanoemulsion For this reason, food industry professionals in recent years
for coating cheese surface. In this study, a single solvent have sought to use these structures to integrate hydrophobic
system containing the polymer and the EOs was prepared. (lipophilic) beneficial compounds into food networks [152].
It is important that the prepared solution for ESP possess Many studies were published regarding the employment
a uniform and homogenized condition. In another study, of various food-grade oils in nanoemulsion production due
polylactide nanofibers incorporated with Allium ursinum L. to their potential benefits to human health including antimi-
EOs were synthesized as a new film for food packaging. In crobial and antioxidant properties and also their organoleptic
this technique, the type of polymer is so important because properties (Table 2) [154]. Most EOs showed antimicrobial
the appropriate surface tension of the polymers affects the activity against both gram-positive and gram-negative bac-
quality of the electrospun nanofibers [142]. Polyvinyl alco- teria which one reason is contributed to their phenolic com-
hol, polycarbonate, chitosan, and polyethylene oxide have pounds [153]. Anyway, phenolic compounds are not found
been widely employed for EO encapsulation through ESP in several EOs while depicted strong antimicrobial activ-
due to their supreme attributes in generating nanofibers and ity. For instance, Ozogul et al. [155] employed thyme EOs
membranes [143]. Low or high surface tension results in for nanoemulsion preparation. Thyme oil depicted strong
undesired nanofibers. In the mentioned reviews above, the antibacterial activity against bacteria of fish and food-borne
authors have employed EO nanoemulsion for antibacterial pathogens. In another research, nanoemulsion containing
purposes. thyme oil stabilized with Tween 80 depicted antimicro-
Comparing both techniques, it can be concluded that SC bial activity against strains of acid-resistant spoilage yeasts
process is much more easy and simple than ESP. It does not [156].
need any special equipment and sensitive operation tech- In another study, nanoemulsion of ginger essential oil
niques, whereas in case of ESP, the solution and operating (GEO) was produced by microfluidization and was employed
conditions including flow rate, distance, and voltage can in film production as a coating. It was shown that GEO
alter the quality of the final films. On the other hand, films strongly improved film microstructure, characteristics, and
prepared via ESP lead to incorporation of more amounts antioxidant activity [102].
EOs in the film than SC and noticeably enhances antimicro- Hydrogels, like chitosan, alginate, collagen, and gela-
bial action compared to SC [144]. Furthermore, ESP creates tin, are three-dimensional, hydrophilic polymer networks
films with higher surface area than SC techniques and this composed of polymer chains joined together (by physical
reason promotes the responsibility of the loaded EOs such or chemical bonding). In the food industry, hydrogels have
as antibacterial, scavenging, and barrier property improve- shown great potential in food packaging systems or as car-
ment [145]. riers of bioactive components. Hydrogels can provide a
structure that allows them to be used as part of a packaging
Disperse Phase Effect system. Incorporation of nanoparticles into hydrogels may
result in more programmable and controlled release of anti-
The presence of natural compounds in EOs produced by the microbial agents during storage (well-discussed in detail by
organs of plants is known as the main reason for preventing Batista et al. [157]).
the growth of a wide range of pathogens [146]. EOs revealed

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In a research, GEO combined with cinnamon essential oil linalool, beta-asarone, 1,8-cineol, E-citral, beta-caryophyl-
showed reinforced antimicrobial effects. Chitosan films con- lene, alpha-pinene, carvone, P-cymene, carvacrol, ocimene,
taining a blend of both EOs with a ratio of 1:1 were prepared and their combination like thymol + eugenol, thymol +
to keep pork from bacteria and oxidation during storage over menthol, eugenol + menthol, thymol + eugenol + menthol,
9 days (4 °C). It was reported that 1% of EO chitosan film menthol + geranyl acetate were assessed. Thymol, eugenol,
showed strong antimicrobial and antioxidant properties and menthol, and their combinations showed higher efficiency
also prevented pH enhancement [158]. In another study, a as their MIC for fungal growth inhibition was less than
blend of three different EOs (clove/ginger/turmeric) incorpo- 1.0 μl ­ml−1. Eugenol, thymol, and β-caryophyllene revealed
rated in chitosan film was employed in fruits and vegetable strong radical scavenging activity during antioxidant assess-
packaging to prevent spoilage and increase their shelf life. ment [163].
According to the analysis, the prepared film not only was EOs also showed their potential against aflatoxin con-
completely safe to be used as a food packaging material but tamination, fungal infestations, and mycotoxins in foods.
also prevented spoilage of food materials. Manso et al. [164] studied the effect of cinnamon EO (CiEO)
The chemical stability of sunflower seeds was improved in food packaging against aflatoxin B1 production. In this
by employing thyme and basil oil in the form of nanoemul- research, CiEO was evaluated in two cases: (i) cinnamon on
sion coating. It was reported that these oils could control a paper diffusion disc placed in vapor phase which resulted
lipid oxidation and rancidity flavors [159]. Also, copaiba oil in reduction on mycotoxin for 15 days, and (ii) incorporated
nanoemulsion revealed great potential for active food pack- with an active PP (polypropylene) film that highlighted the
aging [30]. Eugenol obtained from Artemisia dracunculus importance of CiEO concentration (optimum 2%) on the
could show inhibitory behavior against E. coli bacteria. It antimycotoxigenic activity. It was concluded that probably
also showed strong antioxidant activity [158]. Trans-sabi- volatile compounds from CiEO cause damages by affecting
nyl acetate obtained from Artemisia absinthium revealed the enzymatic mold activity by inhibition of the keratinase
antibacterial activity against human pathogens including and elastase activity in Trichophyton rubrum and Aspergil-
S. aureus, E. coli, and Staphylococcus epidermidis [158]. lus fumigatus, which are two extracellular enzymes associ-
Clove essential oil has a wide range of medicinal and bio- ated with their virulence factor [164, 165]. To sum up, oils/
logical properties. Jian-Guo Xu et al. [135] has studied the EOs approved their inhibitory potential against bacteria and
antibacterial properties of clove essential oil (CEO). Euge- oxidation processes and food deteriorating and they can be
nol was reported as the major component (76.23%) in CEO. successfully employed in the food packaging industry.
CEO with a MIC (minimum inhibitory concentration) of
0.625 mg/mL revealed potent antibacterial activity toward Nanoemulsions in Food Packaging
Staphylococcus aureus ATCC 25923. It was also reported
that action time and concentration of the EOs are the main Microbial contamination from packaging till consumption
factors that affected the antimicrobial efficiency. Lavender has been recognized as causing loss of food quality and
flower EOs (L. angustifolia) isolated by the ultrasonic- quantity, nutrients, and market value [166]. In the case of
microwave process revealed high biological effects. It was food packaging, various kinds of factors including anti-
recommended that this EO can be employed as an anti- bacterial agents can be encapsulated in oily nanodroplets.
microbial agent [160]. The sensitivity of essential oils to Examples of these substances are antimicrobials, antioxi-
environmental factors and the low solubility in water has dants, anti-browning agents, texture enhancers, flavoring
limited their applications in industry. Encapsulation of EO in agents, or nutraceuticals. These EOs can be added in the
polymeric nanoparticles such as chitosan (e.g., by emulsion- form of nanoemulsion directly to the food, contained in a
ionic gelation) could overcome this problem. In a research separate container, or incorporated into the packaging mate-
done by Esmaeili et al. [161], Carum copticum essential rial. In this regard, active packaging which directly interacts
oil (CCEO) encapsulated in chitosan nanoparticles to not with good food can maintain the quality of food and extend
only protect the EO from the environment but also provide a its shelf life. The action mechanism of active packaging
controlled release during the process. Obtained results from involves the absorption or release of compounds, including
disk diffusion tests depicted the higher biological feature of antimicrobials, responsible for inhibiting or reducing micro-
the chitosan-encapsulated CCEO than free CCEO. Chitosan- organisms in food [167].
based nanoemulsions revealed transparency, thermodynamic Along with the polymeric materials, EOs showed a potent
stability, permeability, good dispersion, and mechanical role in food packaging in combination with the polymeric
strength. More details on chitosan-based coatings were coatings. EOs, due to their unique properties, are able to be
reported in a well-written paper by Chaudhary et al. [162]. employed as ingredients of active food packaging for differ-
In a study, antifungal efficacy of fourteen EO compo- ent purposes [168, 169].
nents including thymol, eugenol, menthol, geranyl acetate,

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874 Food Engineering Reviews (2021) 13:858–883

In research done by Rehman et al. [20], much active food expanded the shelf life from 3 to 7 days. This coating treat-
packaging as coatings or films were made via incorpora- ment did not significantly change the organoleptic properties
tion of EO-encapsulated biopolymeric nanocarriers. For of the samples [172].
instance, it was shown that a prepared chitosan coating Oregano or clove essential oils (as nanoemulsion) along
containing Satureja Khuzestanica (SKEO)-loaded nanoli- with whey protein isolate employed for coating chicken
posomes revealed its antioxidant and antimicrobial influ- breast to extend the shelf life while maintaining the qual-
ences when applied on lamb meat. Releasing antimicrobial ity. Therefore, coatings with 20 g ­kg−1 oregano EO content
agents on the surface of samples could result in retention showed the most significant efficacy compared with other
of the high-quality characteristics, microbiological safety groups under assessment. It could increase the shelf life
improvement, and shelf life extension during a 20-day period from 6 to 13 days at 4 ℃ while keeping suitable appear-
of chilled storage [170] (Fig. 6a). In another research done ance quality (Fig. 6c) [173]. In another research, the effec-
by Noh and Mustafa [171], chitosan nanoparticles were tiveness of whey protein isolate coatings loaded with vari-
loaded with lemongrass oil and used for coating bell pep- ous antimicrobial agents was analyzed for fresh beef at 4
per. This system resulted in improved fruit quality improve- ℃ storage. Oregano EOs, sodium lactate, and ɛ-polylysine
ment, as determined by weight loss (no significant impact were employed as antimicrobial agents, and then the effi-
on water vapor permeability), firmness (highest firmness), cacy of the coatings against the total viable microorganism
color (slower changes in color), soluble solids concentration development, Pseudomonas spp., and lactic acid bacteria
(faster ripening), and titratable acidity (decline) (Fig. 6b). were assessed. Coatings with 1.5% of oregano EO or 0.75%
Similarly, it was approved that coating rucola leaves with of ɛ-polylysine revealed the most significant reduction in
nanoencapsulated lemon essential oil and modified chitosan

Fig. 6  a Microbial analysis of meat samples during 20-day storage the coated chicken with clove and whey protein nanoemulsion with
at 4 ℃ (d, control: uncoated; c, coated with solely chitosan solution; all the different formulations (C-Cl1, C-Cl2, C-O1, C-O2, and C-C)
b, coated with chitosan; a, coated with chitosan solution containing as compared to the uncoated ones [173]. d TG curve of nanoemul-
SKEO-loaded nanoliposomes) [170]. b The effects of new coating sion-based films containing 0% CEO (a), 5%CEO (b), 10%CEO (c),
made of chitosan and EO combinations on weight loss of bell peppers 15%CEO (d), 10%CLO (e), and 5%CEO + 5%CLO (f) [178]
after 21 days of storage at room temperature [171]. c Appearance of

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Food Engineering Reviews (2021) 13:858–883 875

Table 2  A short list of employed EO with their protective effect in food industry
EOs Effect Source Ref

Camphor Antibacterial Achillea clavennae [197]


Viridiflorol, terpinen-4-ol Antibacterial Achillea ligustica [198]
Oregano Antioxidant and Antibacterial Oregano [199]
Carvacrol Antibacterial - [200]
quercetin antioxidant and indicator for packaging materials Quercetin [201]
thyme oil antimicrobial - [156]
thyme oil antibacterial - [155]
sweet fennel antimicrobial - [105]
Gallic acid Antioxidant and antimicrobial Gallnuts [202]
Myrcia ovata essential oils Antimicrobial Myrcia ovata [203]
Lemongrass oil Antifungal Lemongrass (leaves, peel) [171]
Oregano essential oil Antimicrobial and antioxidant oregano [204]
Rose essential oil Antioxidant, antimicrobial, antidiabetic, anticancer Rose [205]
Black cumin essential oil Anti-inflammatory, antimicrobial, antiplatelet, antioxidant, Seeds [206]
Peppermint essential oil Antioxidant, anticancer Leaves [207]
Garlic essential oil Antioxidant, antibacterial Garlic bulbs [208]

microbial specific growth rate, and lactic acid bacteria devel- adsorption at the appropriate wavelength according to the
opment was completely prevented [174]. EO type and standard calibration curve.
EOs can show distinct performance as an additive in coat- Higher content of essential oil may result in changes in
ings due to their compounds. For example, EO (cinnamon, the taste and appearance of the food. The less EO content,
oregano, and winter savory)-loaded alginate films were stud- with higher efficiency, can be mentioned as the optimized
ied by Oussalah et al. [175] for coating ham. It was reported formulation. For instance, Ribeiro-Santos et al. [134] opti-
that cinnamon film showed strong potential as an antimicro- mized whey protein films with EOs blend (cinnamon (rose-
bial agent than oregano and winter savory. It also depicted mary (15%) and 51 and 34%)). They showed that the film
higher migration of active compounds. Similar work was with 5% of the EO blend showed the highest antimicrobial
carried out about beef muscle slices by Oussalah et al. [176]. capacity.
Alginate-based films with 1% (w/v) essential oils (Spanish Apart from antimicrobial and antioxidant properties, it
oregano, Chinese cinnamon, or savory) were made and used was revealed that EOs have the potential in the physical and
for coating the samples. Based on their results, similarly, the thermal improvement of films. Cinnamon (CEO) and clove
cinnamon oil-based film demonstrated higher release rates (CLO) EOs could significantly manipulate the antimicrobial,
of the and strong inhibitory against E. coli O157:H7 and thermal, and physical properties of chitosan film during the
Salmonella typhimurium than oregano and savory. time under EO release. It was revealed that all films loaded
It is necessary to optimize essential oils (nanoemulsion) with nanoemulsions showed less weight loss compared to
content in coatings/films to maximize antimicrobial and anti- the control film (Fig. 6d) [178]. EOs are able to modify
oxidant activities. This optimization is done by evaluation edible films from the viewpoint of the physical aspect. For
of the EO content and their final performance. Thereby, EO instance, edible coatings formed by incorporating carvacrol
content plays a vital role in this case. Based on the research nanoemulsions to modified chitosan solutions were able to
done by Pabast, the following equation is recommended to completely inhibit the inoculated E. coli growth on fresh
measure the encapsulation efficiency of EO when EOs are green beans over 11 days of cold storage [179]. Ayaseh and
encapsulated in a polymeric layer [170]. his colleagues could modify the Plantago major seed gum-
based biodegradable films by adding nanoemulsion of olive,
Cl
EE% = × 100 (13) maize, and canola oils. According to the results, nanoe-
Ct mulsion could increase the thickness of the prepared film,
In which Cl and Ct are encapsulated EO content and total which resulted in an increase in strain at break value. It also
content of EO, respectively. A similar equation was recom- decreased the level of water vapor permeability, moisture
mended by Chaudhari et al. [177]. In this regard, it is neces- absorption, moisture content, melting point, glass transition
sary to use UV–visible spectrophotometry to measure the point, and ultimate tensile strength [180].

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876 Food Engineering Reviews (2021) 13:858–883

Geraniol and linalool nanoemulsions revealed their poten- coating systems, drops join each other and result in larger
tial in Listeria innocua, E. coli, and Pseudomonas lundensis nanodrops. It is also necessary that no or just little changes
bacteria inhibitory about meat simulation medium [181]. happen to their particle size.
Noori et al. [94] employed nanoemulsion-based edible The oil phase composition can provide nanoemulsion
sodium caseinate coating loaded with ginger EO for coat- with various mean diameters (133 nm (10%), 107 nm (15%),
ing chicken breast fillets at 4 ℃. According to the results, no 75 nm (20%), 55 nm (25%), 60 nm (30%), and 99 nm (40%))
color difference and cooking loss and also better antibacte- for carvacrol in oil phase [45]). Thereby, the composition of
rial potential were observed after 12 days. Various formula- the components affects the droplet size. The reason might be
tion of orange essential oil (70%) and cactus acid fruit (10%) attributed to the concentration, the interaction between the
nanoemulsion decreased moisture loss but increased protein, droplets, and significantly zeta potential. On the other hand,
fat, and ash content of emulsified meat system refrigerated mean particle diameters and particle size distributions may
at 4 ℃. It was also reported that phenolic compounds, anti- affect the stability of the nanoemulsions. Multiple scattering
oxidant capacity, shelf life, and lipid oxidation improved enhances the risk of increasing the mean diameter. Hence, it
too [182]. Oregano EO and resveratrol nanoemulsion-loaded is necessary to create droplets in the low and same diameter
pectin edible coating was employed to coat fresh pork milk, [186]. The droplet size can become constant by optimiza-
and then, samples were stored in highly oxygenated atmos- tion of the condition (e.g., time, temperature, composition)
pheric packaging for 20 days at 4 °C. This coating could during nanoemulsion production. For instance, as the ultra-
expand the shelf life of the samples. It also minimized the sound time increases, the droplet size becomes almost con-
pH and color change and inhibited the lipid and protein oxi- stant [187]. It was also reported that the droplet size alters
dation [75]. by temperature enhancement.
It is necessary to consider the chemical incompatibility
which may occur between the EOs and the matrix of film,
Obstacles coating, or foods, which, in turn, negatively influenced the
antimicrobial efficiency for nanoemulsion-based coating/
In spite of the benefits of nanoemulsion, there are some film preparation [105]. Nanoemulsion formulations of EOs
restrictions on the use of this novel approach in food pack- should be developed in agreement with the properties of the
aging. Nanoemulsion formulation, especially in industry, is product, effectively contrasting with the endogenous flora,
an expensive process due to the reduction in droplet size but also minimize the impact on the organoleptic properties.
because it requires a special type of process tools and meth- It seems that there is less programmed delivery nanoe-
ods. Apart from expenses, there are more challenges about mulsion-based food packaging systems. The controlled or
nanoemulsions, which are discussed as follows. activated free properties of E.O.s from delivery systems are
For instance, the lack of reproducibility of EO activity also desirable for higher sensitivity, for example, when pH
is considered as one of the obstacles. Despite their great changes or a bacteria/microbe growth. As the last item, costs
diversity of compounds, EOs may have qualitative and quan- can be considered as one of the limiting factors. Costs must
titative changes in the content of the bioactive components be carefully assessed, as the use of EO is still expensive, as
resulting in various effects [183]. Moreover, EOs’ strong well as their encapsulation in nanoemulsions.
aroma may restrict their applications in food packaging. Apart from laboratory-scale studies, scaling up the pro-
It is necessary to employ EOs appropriate to the organo- cess and its difficulties and also commercial aspects of the
leptic level of the foods. Because foods are complex matri- novel food packaging techniques, are other hinders in the
ces, multicomponent systems comprising interconnected food packaging industry. For example, continuous film-
microenvironments, the EO level required in foods for ade- forming and also fast drying processes are essential for
quate efficacy may exceed the acceptable organoleptic level industrial scale-up because of saving time. Moreover, mar-
and affect the natural taste of food [184]. The nanoemulsion keting strategies must be studied. It is obvious that low-cost
systems used for agent encapsulation should also be devel- production enhances consumer acceptance [188].
oped in consideration of masking the EO compound taste
during antimicrobial preservation. However, by carefully
selecting EOs according to the type of food, the adverse Conclusion
effects of a strong aroma can be controlled.
It is possible that EOs become less effective when applied Consumer demand for safe natural products in recent years
in coatings compared with in vitro evaluation which can be has led to the search for gentle preservation techniques to
attributed to the complexity of the food [185]. On the other improve the quality and safety of microbes, without causing
hand, it is important that nanoemulsion keep their stability food and organoleptic damage. In this review, it was tried to
from employing till consumption. It is possible that in some provide a brief discussion about the role of nanoemulsions

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Food Engineering Reviews (2021) 13:858–883 877

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