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Kingdom of Saudi Arabia

King Saud University

Master of Environmental Sciences

Environmental Impact Assessments in Bangladesh and UK

Submitted by: Sayed Muhammad Sohail

Submitted to: Prof Usman Bin Saad AL Nashwan

Date:06/03/2024
Thanks, and Appreciation

In the name of Allah, the Most Gracious and the Most Merciful.

First, I was grateful to The Almighty God for establishing us to complete this assignment. In
performing our assignment, it is a successful one we had to take the help and guideline. I am
grateful to Allah who gives us sound mind and sound health to accomplish the assignment.

I would like to express our deepest appreciation to all those who provided us the
possibility to complete this assignment. A special gratitude we give to our Prof, Usman Bin
Saad Al Nashwan, whose contribution in stimulating suggestions and encouragement also
helped me to coordinate my assignment especially in writing this assignment.

Sincere thanks to my teacher for their kindness and moral support during my study. Thanks
for the friendship and memories.

Last but not least, my deepest gratitude goes to my beloved family for their endless love,
prayers and encouragement. To those who indirectly contributed in this research, your
kindness means a lot to us.

Thank you very much.

Environmental Impact Assessment


&
Social Impact Assessment

Environmental impact assessment

Environmental Impact Assessment (EIA) is the process by which the anticipated effects on the
environment of a proposed development or project are measured. If the likely effects are
unacceptable, design measures or other relevant mitigation measures can be taken to reduce or
avoid those effects.

Environmental Impact Assessment (EIA) is a process of evaluating the environmental impacts of


a proposed project or development, considering inter-related socio-economic, cultural, and
human-health impacts, both beneficial and adverse. The term 'environmental impact assessment'
(EIA) is usually used when applied to concrete projects and the term 'strategic environmental
assessment' applies to policies, plans, and programs. The purpose of the assessment is to ensure
that decision makers consider the environmental impacts when deciding whether to proceed with
a project. The International Association for Impact Assessment (IAIA) defines an environmental
impact assessment as "the process of identifying, predicting, evaluating and mitigating the
biophysical, social, and other relevant effects of development proposals prior to major decisions
being taken and commitments made. “Finally, Environmental Impact Assessment is a tool used
to identify the environmental, social, and economic impacts of a project prior to decision
making. Which aims to predict environmental impacts at an early stage in project planning and
design, find ways and means to reduce adverse impacts, shape projects to suit the local
environment, and present the predictions and options to decision makers.

History:

Environmental impact assessments commenced in the 1960s, as part of increasing environmental


awareness. EIAs involved a technical evaluation intended to contribute to more objective
decision making. In the United States, environmental impact assessments obtained formal status
in 1969, with enactment of the National Environmental Policy Act. EIAs have been used
increasingly around the world. The number of "Environmental Assessments" filed every year
"has vastly overtaken the number of more rigorous Environmental Impact Statements (EIS)." An
Environmental Assessment is a "mini-EIS designed to provide sufficient information to allow the
agency to decide whether the preparation of a full-blown Environmental Impact Statement (EIS)
is necessary." EIA is an activity that is done to find out the impact that would be done before
development will occur.

Project Cycle and Environmental Impact Assessment:


In planning and carrying out their disaster response activities, many humanitarian agencies
follow a standard project management cycle as depicted.
FIGURE 1: STANDARD PROJECT MANAGEMENT CYCLE

The EIA planning process should begin by gathering information on the environmental context
during the Initial Assessment and Problem/Stakeholder Analysis stages. For example, nearby
rivers are being used by communities for drinking water. In the Project Design stage, once
project objectives and activities have been determined, the impact assessment of the proposed
humanitarian project is performed and documented. Specific environmental impact mitigation
measures and action items are developed in this Project Design phase to take advantage of
environmental opportunities and minimize potential human and environmental impacts. The
Environmental Stewardship Review for Humanitarian Aid (ESR) described in this stage to
determine likely environmental impacts and identify appropriate actions to protect people and
communities. Action items are carried out by project teams and beneficiaries during the
implementation and Project Completion phases. During these phases, specific indicators tracking
environmental performance are monitored and opportunities for improvement are evaluated.

The Objectives of Environmental Impact Assessment


 The aim of Environmental Impact Assessment is to protect the environment by ensuring
that a local planning authority when deciding whether to grant planning permission for a
project, which is likely to have significant effects on the environment, does so in the full
knowledge of the likely significant effects, and takes this into account in the decision-
making process. The regulations set out a procedure for identifying those projects which
should be subject to an Environmental Impact Assessment, and for assessing, consulting,
and coming to a decision on those projects which are likely to have significant
environmental effects.
 The aim of Environmental Impact Assessment is also to ensure that the public are given
early and effective opportunities to participate in the decision-making procedures.

 Environmental Impact Assessment should not be a barrier to growth and will only apply
to a small proportion of projects considered within the town and country planning regime.
Local planning authorities have a well-established general responsibility to consider the
environmental implications of developments which are subject to planning control.

 EIA aims to predict environmental impacts at an early stage in project planning and
design, find ways to reduce adverse impacts, shape projects to suit the local environment,
and present the predictions and options to decision makers. With the use of an EIA, both
environmental and economic benefits can be achieved. For example, the EIA process can
help reduce the costs and duration of project implementation, avoid treatment/clean-up
costs, and comply with mandatory environmental laws and regulations.

The stages of Environmental Impact Assessment:

There are five broad stages to the process:

Screening: Determining whether a proposed project falls within the remit of the Regulations,
whether it is likely to have a significant effect on the environment and therefore requires an
assessment.

Scoping: Determining the extent of issues to be considered in the assessment and reported in the
Environmental Statement. The applicant can ask the local planning authority for their opinion on
what information needs to be included (which is called a ‘scoping opinion’).

Preparing an Environmental Statement: Where it is decided that an assessment is required,


the applicant must compile the information reasonably required to assess the likely significant
environmental effects of the development. To help the applicant, public authorities must make
available any relevant environmental information in their possession. The information finally
compiled by the applicant is known as an Environmental Statement.
Making a planning application and consultation:

The Environmental Statement (and the application for development to which it relates) must be
publicized. The statutory ‘Consultation Bodies’ and the public must be given an opportunity to
give their views about the proposed development and the Environmental Statement.

Decision making:

The Environmental Statement, together with any other information which is relevant to the
decision, comments and representations made on it, must be considered by the local planning
authority and the Secretary of State in deciding whether to give consent for the development. The
public must be informed of the decision and the main reasons for it.

Common Problems of Environmental Impact Assessment:


While the EIA process is essential in designing projects with minimal environmental effects,
some challenges to this process have been voiced an understanding of these challenges can help
the humanitarian community develop solutions.
Lack of awareness: Many humanitarian agencies are increasingly becoming aware of the need
to include environmental management in their operations. There is, however, an
acknowledgment that available tools are not well-promoted or understood. It is felt by some that
these tools are the domain of specialists and “too complicated” for a humanitarian relief setting.

Lack of evidence of success:


Another reason for the nonuse of these tools is the lack of evidence confirming the actual value
and success of environmental impact assessments. There is a need to link and integrate
procedures and results to ensure that assessments provide useful and effective input into crisis
management operations.
Integration: Another topic of debate is whether environmental assessment should be applied in
standalone assessments or integrated with the various other assessments undertaken during relief
and recovery operations. Most humanitarian agencies have response protocols that are tailored
for each disaster situation. Efforts to integrate environment impact into these protocols would
ensure that the critical linkages between the environment and disasters are recognized and acted
upon, thereby ensuring a more holistic assessment.

Tools of Environmental impact Assessment:

Environmental Stewardship Review for Humanitarian Aid


Environmental Stewardship Review for Humanitarian Aid (ESR) as a tool for evaluating the
environmental impacts of humanitarian aid projects with a focus on the recovery and
reconstruction phases after the disaster. The ESR can, however, be used during the early relief
phase as well as in longer-term development phases as the EIA elements are standardized. The
ESR is meant to be completed in about one to three hours and typically includes a field visit to
the proposed project site and consultation with project planners and other.
Rapid Environmental Assessment in Disasters:
Rapid Environmental Impact Assessment in Disasters (REA) for use in disasters and other crisis
situations. Supported by a one-day training in the use of the Guidelines, the REA is designed to
provide non specialists with the means to quickly identify salient environmental issues. It uses a
subjective process, incorporating the perspectives of organizations and communities on the most
important environmental issues related to the crisis. The REA process is designed for use in the
first 120 days after the crisis, after which routine EIA procedures should be possible.
The four main components of the REA are shown in below.

ORGANIZATION LEVEL ASSESSMENT: Identification of critical environmental issues


related to the disaster from the perspective of government, NGOs, and humanitarian agencies
providing relief and recovery assistance.

COMMUNITY LEVEL ASSESSMENT: Identification of critical environmental issues related


to the disaster from the perspective of communities and groups affected by a disaster.
CONSOLIDATION AND ANALYSIS: Intergradation of organizational and community
assessments for identification and prioritization of environmentally linked issues involving
significant immediate threat to lives, well-being, and the environment
GREEN REVIEW OF RELIEF PROCUREMENT:
A screening of the procurement activities for relief commodities and services to minimize
negative environmental impacts. It is important that users fully complete the assessment process
before taking any significant action to address environmental or disaster-related problems that
have been identified. The REA is an incremental process designed to draw together many diverse
aspects of disaster-environment linkages. The most significant issues requiring highest-priority
action will not be fully evident until all assessment results are consolidated and analyzed.

Flash Environmental Assessment Tool:


The Flash Environmental Assessment Tool (FEAT) was use for response to natural disasters.
The Tool’s primary aim is to facilitate identification of existing or potential acute environmental
impacts that pose risks for humans and nature, such as the release of chemical compounds.
FEAT prioritizes disaster-stricken facilities based on potential risk to prevent further impacts. It
is specifically designed to be used in the hours and days immediately following a disaster.
Post-Disaster Needs Assessment:
The UNEP Environmental Needs Assessment in Post-Disaster Situations guide was
commissioned to address the many environmental issues that should be considered during early
recovery and as part of the broader post-disaster needs assessment. It is intended to do the
following:
1. Identify environmental impacts and risks caused by the crisis and relief operations as well
as potential environmental pressures of recovery efforts.
2. Identify the negative response-related activities or coping mechanisms resulting from an
emergency that can impact the environment or create new environmental risks.
3. Assess institutional capacities at national and local levels to mitigate environmental risks
and manage environmental recovery.
4. Provide a plan that aims to “build back better” by integrating environmental needs within
early recovery programming and across the relevant relief and recovery clusters.
5. Provide a standard reference point for future environmental assessments in the post-crisis
setting.

6. Bangladesh is a major developing country that is particularly vulnerable to environmental


change. Since independence in 1971, Bangladesh has implemented several environmental
initiatives, and is prominent in the global push for sustainable development.
Environmental impact assessment (EIA) has a key role in achieving this goal. EIA has
recently been introduced through the Environment Conservation Act, 1995 and the
Environment Conservation Rules, 1997 but there are several inadequacies with the
current process. To implement the National Environment Policy and National
Conservation Strategy, an appropriate legal framework was felt necessary by the
Government, and ultimately, through the enactment of the Environment Conservation
Act, 1995 and the Environment Conservation Rules, 1997, EIA gained formal status in
Bangladesh. Before examining the EIA procedures and practice, it is important to discuss
the institutional infrastructure that provides the operational framework for EIA.

Ministry of Environment and Forest (MOEF):

The MOEF is the principal Government institution to deal with the environmental activities in
Bangladesh. It is the final body for all matters relating to National Environmental Policy and
regulatory issues. “It was created with the stated goal to play a key role in planning, reviewing,
monitoring and environmental initiatives and ensuring that environmental concerns are properly
integrated into the national development process.”

Department of Environment (DOE):

The DOE is the technical arm of the MOEF, and is the agency responsible for environmental
planning, management, and monitoring. Under the provision of the Environment Conservation
Act, 1995, DOE is authorized to issue environmental clearance for all types of industrial units
and projects and mandated to formulate environmental guidelines and advise the Government to
reject such manufacturing processes, materials, and substances as are likely to cause
environmental pollution.

Planning Commission: The Planning Commission of the Ministry of Planning oversees


preparation of the Five-Year Plans. The Ministry also controls the funding allocation of
individual ministries responsible for implementing specific projects under the Five-Year Plan.
The Planning Commission has the authority to supervise and coordinate cross-sectorial and
intermenstrual activities affecting the use of natural resources and the environment.

EIA procedures in Bangladesh

The main components of the Environment Conservation Act, 1995 are.

a. “Declaration of ecologically critical areas, and restriction on the operation and process, which
can be carried or cannot be initiated in the ecologically critical area.

b. Regulation in respect of vehicle emitting smoke harmful for the environment.

c. Environmental clearance for all industrial units and projects.

d. Regulation on the industries and other development activities — discharge permit.

e. Promulgation of standards for quality of air, water, noise, and soil for different purposes.

f. Promulgation of standard limit for discharging and emitting waste.

g. Formulation and declaration of environmental guidelines. h. Penal measures for non-


compliance.”

The major requirements of the Environment Conservation Rules are.

a. “National Environmental Quality Standards for ambient air, various types of water, industrial
effluent, emission, noise, vehicular exhaust etc.

b. Requirements and procedures to obtain environmental clearance.

c. Requirement for Initial Environmental Examination (IEE) and Environmental Impact


Assessment (EIA) according to categories of industrial and other development interventions.”

As indicated above, the Environment Conservation Act, 1995 makes mandatory provisions for
environmental clearance of all industrial units and projects from the Department of Environment
(GOB, 1995b); likewise, procedures for granting environmental clearance have been mentioned
in the Environment Conservation Rules, 1997 under Rule 7 (GOB, 1997). All industrial units and
projects are categorized into four groups (see Figure 1) based on their level of pollution: green;
amber-A; amber-B; and red (GOB, 1997, page 3105). The EIA process (see Figure 2) consists of
three stages: screening; IEE; and detailed EIA. Projects categorized as green and amber-A
require no IEE or EIA for environmental clearance. However, the proponent must apply in a
prescribed format along with specified documents. Projects categorized as amber-B require an
IEE to be submitted to the DOE along with an application in a prescribed format and other
specified documents. Red category projects require both IEE and EIA. An IEE is required for
location clearance and an EIA is required for environmental clearance. Environmental clearance
must be obtained in two steps: first location clearance (not required for green projects) and
thereafter environmental clearance. The Director General has discretionary power to exempt the
proponent from obtaining location clearance; this has a maximum time limit of 30 working days
for amber-A, and 60 working days for amber-B and red projects. The limits for environmental
clearance or rejection are 15 days for green and amber-A, 30 days for amber-B and 60 days for
red projects. Upon receiving location clearance, the proponent can undertake land development
and infrastructure development programs and can install machinery.

Social impact assessment:

Social impact assessment (SIA) is a methodology to review the social effects of infrastructure
projects and other development interventions. "SIA is typically applied to planned interventions,
the techniques of SIA can also be used to consider the social impacts that derive from other types
of events, such as disasters, demographic change and epidemics." According to the International
Association for Impact Assessment, "Social impact assessment includes the processes of
analyzing, monitoring and managing the intended and unintended social consequences, both
positive and negative, of planned interventions (policies, programs, plans, projects) and any
social change processes invoked by those interventions. Its primary purpose is to bring about a
more sustainable and equitable biophysical and human environment."

SIA overlaps with monitoring and evaluation (M&E). Evaluation is particularly important in the
areas of:

1. public policy,
2. health and education initiatives, and
3. international development projects more generally, whether conducted by governments,
international donors, or NGOs.

The goal of social impact assessment is to drive improvements that increase the value of
programs to the people they serve. Social impact assessment helps organizations to plan better,
implement more effectively, and successfully bring initiatives to scale. Assessment also
facilitates accountability, supports stakeholder communication, and helps guide the allocation of
scarce resources.

The social impact assessment identifies the social impacts directly related to the project and
proposes strategies to capitalize on social opportunities and to avoid, manage, mitigate, or offset
the predicted detrimental project impacts.

The social impact assessment covers:

 community and stakeholder engagement


 workforce management
 housing and accommodation
 local business and industry content
 health and community wellbeing.

Principles for Social Impact Assessment:

 Equity considerations should be a fundamental element of impact assessment and of


development planning.
 Many of the social impacts of planned interventions can be predicted.
 Planned interventions can be modified to reduce their negative social impacts and
enhance their positive impacts.
 SIA should be an integral part of the development process, involved in all stages from
inception to follow-up audit.
 In all planned interventions and their assessments, avenues should be developed to build
the social and human capital of local communities and to strengthen democratic
processes.
 In all planned interventions, but especially where there are unavoidable impacts, ways to
turn impacted peoples into beneficiaries should be investigated.
 The SIA must give due consideration to the alternatives of any planned intervention, but
especially in cases when there are likely to be unavoidable impacts.
 Local knowledge and experience and acknowledgment of different local cultural values
should be incorporated in any assessment.
 There should be no use of violence, harassment, intimidation, or undue force in
connection with the assessment or implementation of a planned intervention.
 Developmental processes that infringe the human rights of any section of society should
not be accepted.

Other guiding principles


There are many International Agreements and Declarations that contain notable statements.
Principle of the 1992 Rio Declaration on Environment and Development, for example, states that
“Human beings are at the center of concerns for sustainable development. They are entitled to a
healthy and productive life in harmony with nature.” Principle 17 calls for impact assessment to
be undertaken. Article 1 of the 1986 Declaration on the Right to Development states that “The
right to development is an inalienable human right by virtue of which every human person and
all peoples are entitled to participate in, contribute to, and enjoy economic,

Social Impact Assessment Variables:

Social impact assessment variables point to measurable change in human population,


communities, and social relationships resulting from a development project or policy change.
After research on local community change, rural industrialization, reservoir and highway
development, natural resource development, and social change in general, we suggest a list of
social variables under the general headings of:
1. Population Characteristics
2. Community and Institutional Structure
3. Political and Social Resource
4. Individual and Family Changes
5. Community Resources

1. Population Characteristics mean present population and expected change, ethnic and racial
diversity, and influxes and outflows of temporary residents as well as the arrival of seasonal or
leisure residents.
2. Community and Institutional Structures mean the size, structure, and level of organization of
local government including linkages to the larger political systems. They also include historical
and present patterns of employment and industrial diversification, the size and level of activity of
voluntary associations, religious organizations, and interests’ groups, and finally, how these
institutions relate to each other.
3. Political and Social Resources refer to the distribution of power authority, the interested and
affected publics, and the leadership capability and capacity within the community or region.
4. Individual and Family Changes refer to factors which influence the daily life of the individuals
and families, including attitudes, perceptions, family characteristics and friend-ship networks.
These changes range from attitudes toward the policy to an alteration in family and friendship
networks to perceptions of risk, health, and safety.
5. Community Resources: Resources include patterns of natural resource and land use; the
availability of housing and community services to include health, police and fire protection and
sanitation facilities. A key to the continuity and survival of human communities are their
historical and cultural resources. Under this collection of variables, we also consider possible
changes for indigenous people and religious sub-cultures.

Social Impact Assessment Process:


Social Assessment or Social Impact Assessment is process for ensuring that development
activities are (i) informed by and consider the key relevant social issues and formulate mitigative
measures, and (ii) incorporate a strategy for participation of wide range of stakeholders. Social
Assessment is an iterative process that must be organized in a phased manner in several stages.
The process of SIA (or SA) is like the EIA process. This are shown in following figure:

Figure 3: Social Assessment Process Cycle

The different stages of SIA are illustrated in the form of flow chart in figure 4. Although, the
major stages involved/steps followed in conducting SIA are logically sequential, they often
overlap in practice.

Stages in the Social Impact Assessment Process:

The social impact assessment itself should contain the ten steps outlined in following Figure.
These steps are logically sequential, but often overlap in practice. This sequence is patterned
after the environmental impact assessment steps as listed in the CEQ guidelines.
Figure2: stages of Social Impact Assessment

1. Public Involvement - Develop an effective public plan to involve all potentially affected
publics.
This requires identifying and working with all potentially affected groups starting at the very
beginning of planning for the proposed action. Groups affected by proposed actions include
those who live nearby; those who will hear, smell, or see a development; those who are forced to
relocate because of a project; and those who have interest in a new project or policy change but
may not live in proximity
2. Identification of Alternatives - Describe the proposed action or policy change and
reasonable alternatives.
In the next step, the proposed action is described in enough detail to begin to identify the data
requirements needed from the project proponent to frame the SIA. At a minimum, this includes:

 Locations
 Land requirements.
 Needs for ancillary facilities (roads, transmission lines, sewer, and water lines)
 Construction schedule
 Size of the work force (construction and operation, by year or month)
 Facility size and shape
 Need for a local work force.
 Institutional resources

3. Baseline Conditions - Describe the relevant human environment/area of influence and


baseline conditions.
The baseline conditions are the existing conditions and past trends associated with the human
environment in which the proposed activity is to take place. This is called the baseline study. For
construction projects, a geographical area is identified along with the distribution of special
populations at risk; but for programs, policies, or technology assessments, the relevant human
environment may be a more dispersed collection of interested and affected publics, interest
groups, organizations, and institutions
4. Scoping - After obtaining a technical under-standing of the proposal, identify the full
range of probable social impacts that will be addressed based on discussion or interviews
with numbers of all potentially affected.
After initial scoping, the social impact assessor selects the SIA variables for further assessment
situations. Consideration needs to be devoted both to the impacts perceived by the acting agency
and to those perceived by affected groups and communities. The principal methods to be used by
experts and interdisciplinary terms are reviews of the existing social science literature, public
scoping, public surveys, and public participation techniques. It is important for the views of
affected people to be taken into consideration. Ideally, all affected people or groups contribute to
the selection of the variables assessed through either a participatory process or by review and
comment on the decision made by responsible officials and the interdisciplinary team.

5. Projection of Estimated Effects - Investigate the probable impacts.


The probable social impacts will be formulated in terms of predicted conditions without the
actions (baseline projection); predicted conditions with the actions; and predicted impacts which
can be interpreted as the differences between the future with and without the proposed action.
6. Predicting Responses to Impacts - Determine the significance to the identified social
impacts.

This is a difficult assessment task often avoided, but the responses of affected parties frequently
will have significant subsequent impacts. After direct impacts have been estimated the assessor
must next estimate how the affected people will respond in terms of attitude and actions. This
step is also important because adaption and response of affected parties can have consequences
of their own-whether for the agency that proposes an action or for the affected communities,
whether in the short-term or in the long-term.

7. Indirect and Cumulative Impacts - Estimate subsequent impacts and cumulative


impacts.

Indirect impacts are those caused by the direct impacts; they often occur later than the direct
impact, or farther away. Cumulative impacts are those impacts which result from the incremental
impacts of an action added to other past, present, and reasonably foreseeable future actions
regard-less of which agency or person undertakes them.

8. Changes in Alternatives - Recommended new or changed alternatives and estimate or


project their consequences.
Each new alternative or recommended change should be assessed separately. More innovative
alternatives and changes probable should be presented in an experimental structure. Expert
judgment and scenarios are helpful in developing project and policy alternations. The number of
iterations here will depend upon time, funding, and the magnitude of the project or policy
changes.

9. Mitigation - Develop a mitigation plan.


A social impact assessment not only forecasts impact, but it should also identify means to
mitigate adverse impacts. Mitigation includes avoiding the impact by not taking or modifying an
action; minimizing, rectifying, or reducing the impacts through the design or operation of the
project or policy; or compensating for the impact by providing substitute facilities, resources, or
opportunities.

10. Monitoring – Develop a monitoring program.


Monitoring programs are particularly necessary for projects and programs that lack detailed
information or that have high variability or uncertainty. It is important to recognize, in advance,
the potential for "surprises" that may lie completely outside the range of options considered by
the SIA. If monitoring procedures cannot be adequately implemented, then mitigation
agreements should acknowledge the un-certainty faced in implementing the decision.
Regional Environmental Assessment of Marine Aggregate Dredging Effects:
The UK Approach:

Over the last 50 years marine aggregate dredging in the United Kingdom (UK) has been an
important contributor to the supply of essential minerals, with approxi- mately 20 million tonnes
of sand and gravel being mined by dredging each year from English and Welsh territorial waters.
These minerals are widely used in con- crete for construction and also “as dredged” for beach
replenishment and for the protection of coasts from erosion and flooding. UK Government policy
recognises the fact that marine dredging plays a key role in both servicing the needs of society
and in supplying materials for coastal maintenance and flood defence (HM Government 2011).
Maintaining continuity of marine mineral supply is, therefore, vital, especially given the stress
(in the UK) on constrained and declining land- based mineral resources.

In the UK, marine dredging is an activity which occurs within individually licensed areas,
contained within regional blocks, off the coastlines of the Humber Estuary, East Anglia, the
outer Thames Estuary, the east English Channel, the South Coast and in the Bristol Channel. For
uses in concrete products the ideal aggregate blend consists of approximately 55 % gravel and 45
% sand. Naturally occurring resources rarely occur in exactly this ratio; therefore blending of
cargoes from dif- ferent licence areas is usually required to provide the necessary aggregate
quality. Marine aggregates are usually delivered to wharves that are close to construction
markets and are commonly integrated with existing ready-mix concrete and con- crete block
plants.

Dredging in England and Wales requires a marine licence (environmental con- sent) to be issued
by Government regulators, and a commercial agreement with The Crown Estate before dredging
is allowed to begin. The Crown Estate (governed by a UK Act of Parliament) acts as the property
manager for Her Majesty the Queen and works supportively with Government and at a local
level regarding leasing the UK Continental Shelf (UKCS) to allow business development.

The statutory regulations responsible for the control of marine aggregate dredg- ing are
administered by the Marine Management Organisation (MMO) on behalf of the Secretary of
State in the English inshore region (within 12 nautical miles of the coast), and by Natural
Resources Wales/Cyfoeth Naturiol Cymru (NRW) in the Welsh inshore region (within 12
nautical miles). All English, Welsh and Northern Ireland offshore regions (greater than 12
nautical miles offshore) are administered by the MMO. The MMO is an executive non-
departmental public body responsible for most activities licensed within the English marine
environment while NRW is a Welsh Government sponsored body, charged with the management
of the natural resources of Wales, and has regulatory powers for licensing marine activities in
Welsh territorial waters.
A licence application (for permission to extract marine minerals) will trigger the requirements of
the European Council’s Environmental Impact Assessment (EIA) Directive (85/337/EEC as
codified 2011/92/EU). This is transposed into domestic legislation in England and Wales through
the Marine Works (Environmental Impact Assessment) Regulations (as amended 2011). Where
interaction with European marine sites (Marine Protected Areas (MPAs)) designated under the
EU Birds and Habitats Directives (2009/147/EC and 92/43/EEC) may occur, The Conservation
of Habitats and Species Regulations 2010 (or The Offshore Marine Conservation (Natural
Habitats, &c.) (Amendment) Regulations 2012 for waters >12 nm off- shore) may also be
considered applicable. Therefore, given the regulatory structure within the UK, the
environmental acceptability of all UK marine dredging operations is rigorously tested by means
of an EIA and also Appropriate Assessment where required. An Appropriate Assessment is a
recognised step‐by‐step process which helps determine the likely significant effects and assesses
potential adverse impacts on the integrity of a European marine site, including an examination of
alternative solutions.

Since the 1980s a good understanding has been developed of the local, site- specific, impacts of
marine aggregate dredging. It has also been recognised that where multiple activities occur
within a spatially limited block, there is the potential for effects to occur both cumulatively (i.e.
effects arising from multiple dredging activities within the block), and in-combination (effects
that occur as a result of all industrial sectors which operate within the block). Until recently,
awareness and consideration of these regional-scale effects has not been as robust as those
regarding site-specific considerations; and Regulators have increasingly required developers to
assess the significance of their activities on a regional scale.

In order to address this, and to assist in the licensing of new dredging areas, and the re-licensing
of areas due to expire, assessments of the regional cumulative and in-combination effects of
marine aggregate dredging have been carried out in a series of Marine Aggregate Regional
Environmental Assessments (MAREAs) for the Humber (ERM Ltd 2012); East Anglia (EMU
Ltd 2012b); the Thames Estuary (ERM Ltd 2010); and the South Coast (EMU Ltd 2012a) (Fig.
10.1). These built on a regionally-based assessment approach adopted during licensing of
dredging in the east English Channel (Posford Haskoning 2002). No MAREA has been
conducted for the Bristol Channel or the Irish Sea, as the licence areas are more dispersed than in
the other regional blocks.

There was no regulatory requirement to undertake the MAREAs, and the UK marine aggregate
dredging industry led the initiative as a voluntary commitment to better inform regulators and
stakeholders and to streamline the regulatory process.
The MAREA Process

Defining the MAREA Approach

Whilst the MAREAs were undertaken as a voluntary approach by the UK aggregate industry, the
assessment methodology was not developed by the industry in isolation, but was based on
collaborative process between the industry and a Regulatory Advisory Group (RAG). The RAG
was made up of representatives of statutory and technical advisory bodies to the MMO; English
Heritage, Natural England, the Joint Nature Conservation Committee and the Centre for
Environment, Fisheries and Aquaculture Science, and preliminary funding was provided by The
Crown Estate and the marine aggregate industry.

The challenge for Regulators is to ensure that marine activity at a regional scale does not
unacceptably affect the natural environment. The RAG, therefore, guided the development of the
MAREA rationale to focus on regional-scale issues relating to the marine historic environment,
nature conservation, fish and fisheries, ornithol- ogy, benthic ecology, and physical processes
and sediment transport (RAG 2008). The RAG guidance also formulated the fundamental
questions to be answered by the MAREAs – are current levels of marine dredging
environmentally acceptable; if so, could they be increased without causing significant impacts;
and should exist- ing marine dredging continue and new areas for dredging be licensed?

EMU Ltd (2012a) summarised the five broad aims of the MAREA process as:

 To provide objective, evidence-based assessments of the distribution and impor- tance of


regional resources (living and non-living) and the potential impacts from the proposed
activities on these resources at a regional level;
 To provide a context for site-specific EIAs within the relevant MAREA region and to
identify site-specific issues that individual EIAs may need to focus more specifically;
 To provide a robust assessment of cumulative and in-combination impacts at the regional
level using consistent definitions and interpretations of such impacts, and thus contribute
towards assessments of magnitude and scale of such impacts in individual EIAs;
 To provide an assessment of future development planned by the aggregate extrac- tion
industry, based on using projections, and taking account of other human activities and
natural variability; and
 To make recommendations for a regional monitoring programme to be addressed at the
MAREA level.

The objective of the process was, therefore, to develop a suite of data and assess- ments
that could be utilised to establish environmental baselines, and enable devel- opment and
licensing of future activities within a region. The MAREA approach can also, therefore,
be applied to any region where marine activities occur close to one another, resulting in
possible cumulative and in-combination impacts.

The MAREA Methodology :

The MAREA methodology was designed to identify and assess potential regional cumulative and
in-combination impacts of future marine dredging activities within four regions (see Fig. 10.1).
The MAREA definitions of cumulative and in- combination impacts are as follows:

 Cumulative: Impacts that arise from multiple marine aggregate dredging activi- ties
within a region and/or sub-region; and
 In-combination: The total impacts of all industrial sectors operating within the same
region in the context of natural variability or trends.

There are currently no recognised standards for conducting such assessments, despite the
legislative requirements to promote cumulative and in-combination assessments. A number of
studies were reviewed as part of the process (e.g. Lane and Wallace 1988; US Council on
Environmental Quality 1997; Hegmann et al. 1999; Hyder 1999; Cizek 2007). A key finding of
the review, and a potential weak- ness of many previous assessments, was their strong reliance
on professional judge- ment. The MAREAs, therefore, were designed to adopt a systemic and
auditable evidence-based approach as far as possible, although professional judgements are still
required where little quantitative data exist.

Scoping, Baseline Data Collection and Source-Effect-Receptor Conceptualisation :

Each MAREA began with a scoping process, which was designed to identify exist- ing regional
information. Where data gaps existed, additional baseline surveys and specialist desk-based
studies were defined and commissioned. Additional studies carried out included:

 Additional geophysical surveying across currently licensed and proposed future marine
dredging areas. These surveys included sub-bottom seismic, sidescan sonar and
multibeam bathymetry and were designed to assist in the characterisa- tion of shallow
geology, seabed sediments and palaeo-landscapes; and provided further information on
regional seabed sediment transport;
 A detailed coastal characterisation, including data on coastal defence, geology,
morphology and physical processes; nearshore bathymetry and sediment distri- bution;
present day hydrodynamics and sediment transport;
 A desk-based navigation study, assessing shipping densities and activity within the
region; and
 Archaeological studies, characterising the known and potential wreck resource within the
region, and assessing the palaeo-landscape and prehistoric archaeo- logical potential.

Following the additional data gathering, a suite of integrated data sets was there- fore
compiled for each MAREA region, with the included topic areas summarised in Table
10.1.

In order to understand the relationship (and pathways) between potentially sensi- tive
receptors and the effects generated by the marine dredging process, all relevant physical
effects, and the receptors considered at risk from predicted future extrac- tion activities
were identified. For the purposes of the MAREAs, the physical effects of dredging that
cause changes to the environment were identified as: seabed removal; vessel
displacement; noise and vibration; suspended sediments; fine sand dispersion;
bathymetry; waves; tides; and sediment flux (a proxy for sediment erosion and accretion).
The potentially sensitive receptor groups identified for assessment were the coastline and
inshore banks; benthic ecology; fish and shellfish ecology; marine mammals and turtles;
ornithology; nature conservation; commercial
Table 10.01 Data sets compiled for each MAREA region following scoping and baseline
data collection:

Physical environment Biological environment Human environment

Coastal characterization Benthic habitats Commercial fisheries


Coastal defenses Shallow Benthic communities Recreational fisheries Marine
geology Protected habitats Protected infrastructure Marine recreation
Bathymetry/topography species Commercial species Shipping
Seabed sediment Sediment Fish ecology Ornithology Navigation
transport Temperature/salinity Chelonia (turtles) Pinnipeds Archaeology
Water quality (seals) Cetaceans (porpoises, Cultural heritage Designated
Sediment contamination dolphins and whales) heritage sites
Underwater noise Designated sites

and recreational fisheries; navigation; infrastructure and other marine users (e.g. offshore
renewables; and oil and gas); and archaeology (ship and aircraft wrecks; and prehistoric
landscapes).

Modelling :

An important stage in each MAREA was the undertaking of a detailed numerical modelling
exercise for each MAREA region. The aim of the modelling was to cal- culate the scale of
cumulative effects of proposed future dredging activities; to dif- ferentiate these from naturally-
induced changes and to assess the significance of the effects over time.

Modelling for the South Coast, Thames Estuary and East Anglian regions was undertaken by HR
Wallingford (2010a, b, 2011a), while ABPmer (2012) carried out the modelling for the Humber
region. The tidal modelling for the South Coast, Thames and Anglian regions was carried out
using TELEMAC, with waves mod- elled using SWAN (HR Wallingford 2010a, b, 2011a).
MIKE21 was used to model tidal flows in the Humber region, with MIKE SW used for waves
(ABPmer 2012). Each model used a flexible mesh spacing, meaning that the model resolution
could be increased (smallest elements) over the existing and proposed marine dredging areas,
with lower resolution (largest elements) further offshore (Fig. 10.2). The flex- ible model mesh
allowed the seabed in and around the marine dredging licence areas to be well reproduced, while
reducing the amount of bathymetric detail required further offshore.
As the modelling studies were designed to investigate how past dredging, as well as proposed
future dredging, might alter the hydrodynamics and associated sedi- ment transport in a region,
representations of seabed levels in each region were produced which differed from each other
only in those areas where dredging had
Fig. 10.3 Depth differences between the present day seabed and post-dredging seabed, for the
maximum extraction scenario, west of the Isle of Wight, South Coast, UK (After HR
Wallingford 2010a)

occurred in the past, or was proposed to take place in the future. Three different bathymetries
were, therefore, produced in each modelling exercise:

 A baseline or ‘pre-dredged’ bathymetry, in which the seabed levels in each exist- ing or
relinquished dredging area were restored to the levels of the seabed sur- rounding each
area, in order to represent the situation before any dredging had occurred;
 A ‘present day’ bathymetry in which seabed levels in each existing or relin- quished
dredging area were established using the most recent survey data avail- able from those
areas. The differences in bed levels between this and the ‘pre-dredged’ bathymetry were
the result of past dredging in existing or relin- quished licence areas; and
 A ‘post-dredging’ bathymetry in which future seabed levels in each existing and
proposed new dredging area were defined by combining the present-day bed levels and
the present plans of dredging companies for extraction to the year 2030 (approximately).
The post-dredging bathymetries therefore represented the worst-case bathymetric change
predicted to occur over the lifetime of the pro- posed marine dredging activity.

Figure 10.3 shows an example of the depth changes between ‘present day’ and ‘post dredging’
for marine dredging licence areas west of the Isle of Wight, South Coast, UK. The models took a
precautionary approach to scales of effects, and hence dealt with regional maximum extraction
scenarios. This maximum extraction scenario assumed that all licence renewals, applications and
prospecting licences within each MAREA region would be permitted and dredged concurrently,
and therefore the modelled changes in hydrodynamics and sediment transport represented a
worst case situation. In reality, since extraction plans include an element of ‘double-counting’
arising from competition for market shares between dredging companies, to realise all the
bathymetric changes shown in Fig. 10.3 by 2030 would actually require a much greater intensity
of aggregate dredging than is expected to occur.

Any changes in hydrodynamics resulting from future dredging could potentially alter the local
and regional sediment transport rates and pathways. The outputs from the hydrodynamic models
described above were, therefore, coupled to sediment transport models in order to assess the
scale and intensity of potential sediment transport changes. Sediment transport in the Thames,
South Coast and East Anglian regions was simulated using the HR Wallingford SANDFLOW
model, which is a non-equilibrium finite element sediment transport model that simulates the
total load (suspended and bedload), with input flows from TELEMAC (HR Wallingford 2010a,
b, 2011a). A different approach was employed for the Humber, where a desk-based empirical
approach was used. This involved calculating the bed shear stress under currents and waves at
key locations within the study area and present- ing this alongside calculated theoretical
sediment mobility thresholds for the differ- ent size fractions within the grain size distribution at
each site. This enabled mobilisation events to be identified and demonstrated the extent to which
changes in waves or tidal currents could affect sediment mobility and hence the potential for
sediment transport. Both techniques provided spatial ‘envelopes’ of changes to sedi- ment flux
within the model boundaries.

The model outputs were validated and calibrated against tidal current and wave data collected
from within the modelled regions, and also (for the Thames, Anglian and Humber MAREAs)
data from the Southern North Sea Sediment Transport Study 2 (HR Wallingford et al. 2002). The
outputs of the modelling exercise pro- vided, therefore, a series of ‘envelopes’ of maximum
extraction dredging effects, which could be taken forward to the MAREA assessment process
(see Sect. 10.2.2.3).

The use of worst case scenarios extended throughout the MAREA reports, enabling the
Regulator and its advisors (the RAG) to use the results and determinations within an appropriate
precautionary envelope. This proved particularly useful where conclu- sions were considered in
the context of potential interactions with designated heritage or nature conservation features, or
other sensitive receptors such as coastlines.

MAREA Assessment Methodology:

Each MAREA assesses the cumulative and in-combination effects of dredging using a multi-
stage process that is common across all four regions:

1. Identification of potentially sensitive receptors – for each region, the outputs of the specialist
desk studies and the new baseline datasets are combined and anal- ysed in order to characterise
and identify the physical, human and biological

receptors potentially sensitive to the future effects of dredging (e.g. benthic and fish ecology,
birds, marine mammals, fisheries, archaeology etc.). This is done on an individual MAREA
basis, as potentially sensitive receptors are not neces- sarily common across all regions.

2.Conceptualisation of effects – often the terms ‘effect’ and ‘impact’ are used inter- changeably,
however for the MAREAs they are separately defined. An effect is defined as a physical change
in the environment that occurs as a consequence of the dredging process. The effects that have
the potential to impact the sensitive receptors present in a region are identified and include, but
are not limited to, alterations to the local hydrodynamics and the associated changes to sediment
transport, deposition and plume effects; underwater noise; vessel presence and loss of access to
areas; changes to benthic communities; changes to distribution of fish; changes to seabed
features. Impacts are defined as the possible changes in potentially sensitive receptors as a result
of an effect, and may be positive or negative (ERM Ltd 2010; EMU Ltd 2012a).

Prediction of effect magnitude – the magnitude of each predicted dredging effect is assessed
based upon three variables, namely the extent, duration, and fre- quency of the effect; and by
comparing the predicted changes with the baseline conditions. This is a critical step and allows
the extent of the effect to be quanti- fied according to the spatial area affected, and allows
inferences to be made on potential changes to receptors. Definitions for each of variables were
agreed by the Industry and the RAG, before the commencement of the MAREAs.

3. The extent describes the spatial scale of the effect, and is important in distin- guishing between
near-field and far-field effects. The extent can be defined as:

 Site-specific – this is an effect that occurs within the licence area where dredging is
occurring or predicted to occur in future. This classification includes effects associated
with the movement of the draghead across the seabed;
 Local – an effect that extends beyond the immediate footprint of dredging but does not
affect receptors at the regional scale. Examples of effects acting at the local scale
typically include alteration to tidal currents, noise propagation etc.; and
 Regional – an effect that covers much, or all, of a MAREA region, but does not extend
outside it. Examples may include changes to populations of mobile marine species, or to
regional sediment transport pathways.

The duration of an effect is a measure of its temporal persistence, and the levels defined
are:

 Temporary – an effect that only occurs during dredging, or for a few hours or days after
dredging stops;
 Short-term – an effect that is no longer visible after up to 1 year following cessa- tion of
dredging;
 Medium-term – an effect that lasts between 1 and 10 years following cessation of
dredging; and
 Long term – an effect that lasts for more than 10 years after dredging.

 Fig. 10.4 Mapping overlap between effect and receptor to determine likely extent of
potential impacts (After EMU Ltd 2012a)

The frequency of an effect is a measure of how often it occurs, and the agreed frequency
definitions are:

 Routine – occurs during all normal dredging activities (95–100 %);


 Intermittent – occurs often, but not during all dredging activity (25–95 %);
 Occasional – only occurs during a small proportion of operations (<25 %); and
 Rarely – effect only occurs as an unplanned event e.g. oil spills.

The elevation above baseline is an estimation of how far an effect changes from its pre-
existing condition, as a result of the dredging. The MAREA process recog- nises that
assigning categories to these variables can be subjective, however since magnitudes are
largely based on quantifiable data outputs from the modelling (described in Sect.
10.2.2.2) uncertainties can be reduced in this part of the method- ology (EMU Ltd
2012b).

4. Identifying the degree of interaction between effect and receptor – the purpose of this step is to
identify whether a potentially sensitive receptor occurs within the footprint of an effect, i.e. to
answer the question, ‘Is there an exposure pathway present?’ It is a GIS-based mapping
approach; using the outputs of the regional- scale numerical models (the maximum scenario
effect envelopes) overlaid with the locations of potentially sensitive receptor groups. An impact
is only predicted to occur where there is an Effect-Receptor overlap (pathway) (Fig. 10.4). If
there is no Effect-Receptor overlap then that receptor can be screened out of further impact
assessment.
ERM Ltd (2012) points out that a certain degree of expert judgement is also required when
evaluating effect receptor overlaps, since the magnitude of effects may vary within the effect
footprint, with higher intensities experienced towards the source of the effect (e.g. deposition and
plume effects). In addition, while some receptor footprints may represent fixed locations (e.g.
wreck sites, dredge disposal areas), others may represent mobile receptors (e.g. fishing activity,
foraging seals).

5. Determination of receptor value and sensitivity – following the prediction of effect magnitude,
an assessment of the value of the receptor is carried out. This considers whether a receptor is
rare, protected, threatened or (in the case of bio- logical receptors) whether it provides an
important ecosystem service (e.g. whether it is a keystone species, or a habitat architect species)
(ERM Ltd 2012). The sensitivity of a receptor is assessed based upon its tolerance, adaptability
and recoverability to a particular effect, with all definitions again being agreed in advance of the
MAREAs by the industry and the RAG. Assigning sensitivity categories is based on a
combination of quantifiable data and published indices (if available), stakeholder consultation,
and expert judgement.

The tolerance of a receptor is defined as the extent to which a receptor (at a regional scale) is
adversely affected by a particular dredging effect; i.e. the recep- tor’s ability to be either
unaffected or affected, temporarily and/or permanently. The agreed tolerance categories are:

 Low – the receptor is unable to tolerate the effect, leading to a permanent change in
abundance or quality;
 Medium – the receptor has some ability to tolerate the effect, but there will be a
detectable change at the regional scale e.g. a change in distribution; and
 High – the receptor is unaffected, or positively affected, by the effect.

The adaptability of a receptor is a measure of its ability to avoid or adapt to/


accommodate an effect. The adaptability definitions are:

 Low – the receptor is unable to avoid the effect;


 Medium – the receptor has some ability to tolerate the impacts, or can partially adapt; and
 High – the receptor can completely avoid or adapt, with no changes detectable at the
regional scale.

The recoverability of a receptor is a measure of its ability to return to a state simi-


lar its state before any changes occurred. The agreed recoverability categories are:

 Low – the receptor is unable to recover, resulting in permanent or long term


changes (>10 years);
 Medium – the receptor recovers to an acceptable status over the short to medium
term (1–10 years); and
 High – Receptor recovers fully within 1 year.

EMU Ltd (2012a, b) describes Sensitivity as the benchmark against which


changes and levels of exposure can be compared to evaluate significance.
Sensitivity can be expressed quantitatively where data are available. When
sensitivity is less well understood the assessment is based on scientific literature
and professional judgement (EMU Ltd 2012a, b).

Evaluating impact significance – the significance of an impact depends on there being an overlap
between an effect and a receptor, the magnitude of the effect, and the value and sensitivity of the
receptor (Fig. 10.4), however assigning cumulative impact significance is the stage of the process
that involves the great- est subjectivity. The assessment methodologies for all MAREAs
standardise the assessment of impact significance by using defined significance criteria, applied
across all effects and receptors in a systematic, consistent and auditable way, and these metrics
were agreed in advance between the RAG and industry. Figure 10.5 shows an example of the
relationship between the magnitude of effect and the sensitivity of the receptor used to assess
impact significance in the South Coast and East Anglian MAREAs (EMU Ltd 2012a, b).

The overall impact significance criteria for the MAREA process are defined as:

 Not significant – impacts that after assessment are not significant in the context of the
MAREA objectives;
 Minor significance – impacts that warrant the attention of particular stakeholders but no
action is required if impacts can be controlled by adopting normal good working
practices;
 Moderate significance – regional impacts that should be recognised and addressed in
consultation with particular stakeholders; and
 Major significance – regional impacts that are not environmentally sustainable and
compromise the continuation of extraction activity in the region.

7. Cumulative and in-combination assessment – the final stages of the MAREA process
determine the cumulative and in-combination impacts of the regional dredging where
cumulative impacts are impacts arising from multiple dredging
Fig.
10.5 Mapped impact significance of suspended sediment effects on sensitive benthic receptors in
the northern component of the East Anglian MAREA region, UK.

operations, and in-combination impacts are from all industrial sectors operating within the same
region. Figure 10.6 shows an example from the Anglian Offshore MAREA (EMU 2012b),
illustrating the assessed cumulative impact significance of suspended sediment on sensitive
benthic receptors off the East Anglian coast.

Multiple impact footprints of all potential impacts acting on a single receptor are also considered
within the MAREAs. ERM Ltd (2012) indicates that this is not simply a case of summing impact
layers, as some impacts may act together to increase the level of impact while others may act
antagonistically to reduce the overall level of impact. Therefore, while impact layers can be
collectively assessed by overlaying multiple effects in a GIS to produce a ‘heat map’ an inter-
pretation of what this means for the receptor must be descriptive rather than quantitative (ERM
Ltd 2012). An example heat map for the East Anglian region is shown in Fig. 10.7, and is a
graphical representation of data mapped as a colour gradient, where the greatest overlap of
variables is represented by a more intense colour.

The outputs from the cumulative assessments are taken forward to an in- combination
assessment where interaction tables summarise which dredging effects are also produced by
other industries and activities in the region. The in-combination assessment takes a spatial
approach and only considers activities that are currently
Fig. 10.7 Multiple effects of dredging in the northern component of the East Anglian MAREA
region, UK. Note: the majority of overlapping effects are concentrated within the aggregate areas
(EMU Ltd 2012b)

operating or which are reasonably foreseeable (i.e. projects in the planning process). Those
dredging areas where in-combination effects are most likely to occur are highlighted by the
MAREAs so that greater attention can be paid to these issues within the site-specific EIA.

Easing Consenting Using the MAREAs:

Identification of Strategic Issues Using the MAREAs :

Ahead of a large-scale marine aggregate licence renewal programme in English territorial waters,
the consistency of application advice provided to marine aggregate operators by the Regulator
and its advisors has been assessed by reviewing responses to the four recently conducted
MAREAs (Humber, Anglian, Outer Thames and South Coast) (MarineSpace Ltd 2013a, b, c, d).

The reviews, which were commissioned by the marine aggregates industry, have compared
statutory advice provided on licence applications already in the applica- tion process, validated
against the assessments of the relevant MAREA. The reviews demonstrate that the MAREAs can
be utilised as a quality control mechanism, bench-marking EIA scoping exercises and assisting
streamlined statutory advice in practice. Regional-scale cumulative and/or in-combination effects
are being refer- enced within individual EIAs and effort is being efficiently expended on
assessing the licence-specific issues within an EIA.

An additional benefit from the delivery of a UK national MAREA programme is the


identification of consistent regional-scale issues between MAREAs. These have been collated
and used to establish UK national-level strategic topics, and to deter- mine if opportunities exist
for collaborative, strategic solutions to address these at various scales within the regulatory
process. A programme of national strategic assessment protocols and methodologies to address
over-arching themes (beyond the remit of any single MAREA) has been implemented which
addresses themes such as consistent EIA and AA of disturbance on sensitive designated
populations of seabird species e.g. Red-throated Diver Gavia stellata (Reach et al. 2013); and the
mapping and assessment of Atlantic Herring Clupea harengus and sandeel potential spawning
habitat (MarineSpace Ltd et al. 2013a, b).

Alongside a characterisation of the regional-scale cumulative and in-combination impact issues,


the MAREAs also highlight, where possible, any licence-specific effects that are likely to require
specific attention within an individual EIA. These effects are local-scale in nature, and are
typically associated with discrete features that have a limited spatial or temporal distribution
within the wider region. It is therefore appropriate to address these at a licence-specific scale.

Additionally the MAREAs allow quality control at a licence-specific scale, facil- itating
consistency for any particular marine aggregate company’s portfolio of licence applications
within any one region. An Applicant can check that all of their applications are receiving
consistent statutory advice and consideration and flag any inconsistencies with the Regulator.

Reduction in Site-Specific EIA Burden:

To further illustrate how the MAREAs can reduce the burden of site-specific EIAs the example
of Coastal Impact Studies (CISs) in the UK can be examined. Under the current system it has
previously been a requirement for Applicants to conduct site-specific CISs to demonstrate that
dredging at the Application Area will not sig- nificantly impact coastal processes. CISs have
typically comprised a coastal characterisation; wave modelling evaluating how the proposed
lowering of the seabed will alter waves at the coastline; tidal flow modelling simulating and
identifying the effects of aggregate dredging on tidal currents; and a sediment transport
assessment evaluating the influence of dredging on local sediment transport, and the potential
consequences for sediment transport pathways in the region.

In regions containing multiple dredging areas, the result of this requirement has been repeated
site-specific modelling exercises, despite the dredging effects having a regional scale. In addition
site-specific modelling gives, arguably, incomplete results as it does not take into account the
effects on hydrodynamics (and hence sediment transport), of other dredging-related bathymetric
change in the region. The MAREAs have therefore undertaken, through a single regional study
process, all of the components previously assumed as part of a site-specific CIS. Each regional
coastline has been characterised to highlight local receptor sensitivities, and to understand the
processes occurring at each part of the coast. Furthermore, historical reviews incorporating data
from the ongoing regional coastal monitoring programmes have been undertaken for some
regions, to provide a context to the coastline changes that are currently observed.

A tiered approach has been accepted by the Regulators and the RAG for the use of the MAREA
outputs in lieu of a site-specific CIS. In the majority of cases, where future dredging will result in
seabed lowering that lies within the thresholds assessed through the MAREA maximum offtake
modelled bathymetry, then the MAREA findings may be used as the CIS and no further site-
specific CIS will be required for the individual licence application; removing the requirement to
produce such a study within the EIA.

In order to ensure that the dredging effects remain within the limits assessed by the MAREA,
data from each bathymetric monitoring survey will be compared with the modelled ‘post-
dredging bathymetry’ to show that the seabed remains within the modelled thresholds. There
may be instances where, because of newly acquired data or amended resource assessments,
dredging may be proposed beyond the thresholds assessed in the MAREA. In these cases further
hydrodynamic and sediment trans- port modelling may be required to assess the additional
impact of this seabed lowering.

Conclusions:

The MAREAs establish, for the first time, the context of each study region in terms of its
physical, biological, and human (heritage and socio-economic) value; and the interaction with
future aggregate extraction activities. They deliver a range of regional datasets, modelling
outputs and regional cumulative and in-combination assessments which will aid the progression
of site-specific licence renewals and applications, reduce the site-specific application costs and
Regulatory burden.

The MAREA methodology links the outputs of regional hydrodynamic and sedi- ment transport
models with the identification of potentially sensitive receptors from specialist desk-based
studies and baseline data collection and analysis. The model outputs and receptor locations are
compared through a GIS-based ‘effect-receptor overlap’ mapping approach. Where there is no
overlap of effect with receptor then the receptor can be scoped out of the impact assessment. The
impact assessment integrates a prediction of effect magnitude (based upon extent, duration,
frequency,

and elevation above baseline) with a determination of receptor value and sensitivity (based upon
its tolerance, adaptability and recoverability to a particular effect) to evaluate the impact
significance. While the MAREA methodology was developed for the UK offshore aggregate
dredging industry this Chapter shows that the ‘effect- receptor overlap’ methodology can be
successfully applied to datasets from world- wide regions where multiple dredging operations
occur and a similar approach could be adopted by other countries or developers where regional
cumulative and in-combination impacts of those developments may occur. As well as
streamlining the Environmental Impact Assessment process for dredg- ing applications, the
MAREAs also provide a range of integrated datasets which can assist wider coastal zone and
marine management, at a regional seas scale. The integrated datasets provide details on the
effects and impacts of multiple dredging operations in the regions; as well as their interaction
with other users of the marine environment.

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