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Gerards 2014 AchabalandtheECtHRsreasoning
Gerards 2014 AchabalandtheECtHRsreasoning
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1. INTRODUCTION
In 2012, for the first time in many years, the case load of the European Court of
Human Rights (ECtHR or ‘the Court’) decreased.1 The single judge formation of
the Court managed to dispose of more than 81,000 applications at the admissibility
stage in one year, which helped to reduce the overall number of pending cases from
151,600 in the beginning of 2012 to 128,100 cases by the end of the year.2 The
Court’s judges and many others will have let out a collective sigh of relief for this, as
for a long time it was expected that the Court would (eventually) collapse under the
sheer weight of its case-load.3 It now seems as if the mechanisms introduced over
the past years to make the system more efficient, might prove to be effective.4
Nevertheless, there is still reason for concern. This is not only so because reduc-
ing the pressure of tens of thousands of manifestly inadmissible cases does not yet
1
2 Inadmissibility Decisions of the European Court of Human Rights
solve the structural causes of the case load problem of the Court.5 Just as important
is that the strong focus on speed and efficiency bears the risk of loss of quality and
transparency of judicial reasoning. Recently, this risk was very clearly pointed out by
the Human Rights Committee (HRC). In its views in the Achabal case, the HRC
found that a case that earlier had been declared inadmissible as manifestly ill-founded
by the ECtHR, on the basis that it did not find ‘any appearance of violation of the
rights and freedoms guaranteed by the Convention and its Protocols’, was actually
well-founded.6 In its findings regarding the admissibility of the communication, the
HRC expressed some serious criticism of the lack of reasoning of the Court’s decision.
The Achabal case deserves to be given attention because it raises some important
issues regarding the reasoning practice of the Court in inadmissibility decisions. This
2 . T H E H U M A N R I G H T S C O M M I T TE E ’ S V I E W I N A CH A B A L V S PA I N
A. Facts of the Case
Mrs Maria Cruz Achabal Puertas, the author of the communication to the HRC, was
arrested in 1996 by the Spanish police in her home in Bilbao on the suspicion of be-
longing to an armed group. She alleged that she was punched and subjected to
threats during her transport to the Civil Guard Headquarters in Madrid. At the Civil
Guard Headquarters, she was subjected to several sessions of interrogation, during
which she was allegedly insulted, threatened with sexual abuse and by various other
means put under psychological pressure. This treatment led her to make a statement,
which she endorsed before the National High Court. At the time she did not report
the torture, allegedly because of the shock she suffered as a result of it. Several med-
ical reports drawn up afterwards stated that Achabal suffered from panic attacks, anx-
iety, difficulty sleeping, nightmares and night terrors. In April 1997 she was
diagnosed with post-traumatic stress disorder and severe depression, which was con-
firmed by a further medical report of November 1997. The various medical reports
confirmed that the disorder might be caused by what happened to her during the in-
terrogations. In January 1998, Achabal was acquitted by the National High Court of
the crime of collaborating with an armed group. It held that the charges were not jus-
tified on the basis of the statement, taking into account the psychological state of
Achabal at the time of making the statement.
5 The Court has recognized this by stressing the need to reduce the number of repetitive cases and solve the
problem of the large numbers of cases pending before a Chamber: see Preliminary Opinion of the Court
in preparation for the Brighton Conference, adopted by the Plenary Court on 20 February 2012, Vol 2 No
3841140.
6 Marı́a Cruz Achabal Puertas v Spain (1945/2010), CCPR/C/107/D/1945/2010 (2013); 20 IHRR 1013
(2013).
Inadmissibility Decisions of the European Court of Human Rights 3
After the events, Achabal lodged a criminal complaint for torture and assault
against the Civil Guard officers who were allegedly responsible. Another forensic re-
port was commissioned by the public prosecutor, and this found that it was not clear
what event had triggered the post-traumatic stress disorder. In 2002, the investigating
judge closed the case because of a lack of objective information to support the claim
that Achabal suffered ill-treatment when she was detained at the Civil Guard head-
quarters. Her applications for reconsideration were rejected.
On 11 July 2005, Achabal lodged an application with the ECtHR, alleging a
breach of Article 3 of the European Convention on Human Rights (ECHR) for lack
of an effective investigation into her claim of torture. In 2008, a Committee of three
judges of the Court declared the application inadmissible, because they did not find
the limited reasoning contained in the succinct terms of the Court’s letter does
not allow the Committee to assume that the examination included sufficient
consideration of the merits in accordance with the information provided to the
Committee by both the author and the state party.10
3 . D I R E C T C O N S E Q U E N C E S O F T H E HU MA N R IG HT S C O MM I T T E E ’ S
V IE W IN A C H A B A L
It is readily apparent from the HRC’s views in Achabal that in cases where the
11 Cf. Tyagi, The UN Human Rights Committee. Practice and Procedure (Cambridge: Cambridge University
Press, 2011) 471; see also Phuong, ‘The Relationship Between the European Court of Human Rights and
the Human Rights Committee: Has the “Same Matter” Already Been “Examined”?’ (2007) 7 Human
Rights Law Review 385.
12 For an overview of reservations, see treaties.un.org/Pages/ViewDetails.aspx?src¼TREATY&mtdsg_no
¼IV-5&chapter¼4&lang¼en [last accessed 28 October 2013]. Of the forty-seven states parties to the
ECHR, three states have not ratified the OP-ICCPR (Monaco, Switzerland and the United Kingdom).
This means that nearly half the states party to the ECHR that have also ratified the OP-ICCPR have
made a reservation similar to the one made by Spain.
13 Nowak, U.N. Covenant on Civil and Political Rights. CCPR Commentary, 2nd rev edn (Kehl: N.P. Engel,
2005) 881; see also Tyagi, supra n 11 at 472.
14 For a detailed analysis, see Phuong, supra n 11 at 392.
Inadmissibility Decisions of the European Court of Human Rights 5
was clearly pointed out by the six dissenting members of the HRC, who stressed that
the Committee previously, in ‘long-standing’ case-law, recognised that ‘even limited
consideration of the merits’ of a case constituted an examination within the meaning
of the respective reservation and the matter therefore would need to be considered
‘the same’.15
The impact of the HRC’s new approach to the issue is reinforced by the fact that
there will be a great many cases where the new criterion of ‘lack of sufficient reason-
ing’ is met. To explain this, it must be noted first that Achabal was decided by a
Committee of three judges (‘Committee’) in 2008; that is before Protocol No 14 to
the ECHR had entered into force.16 At the time, a Committee was allowed to declare
cases inadmissible where such a decision could be taken ‘without further examin-
than a one-page letter stating the formal ground for rejection without further reason-
ing or argumentation.21 Although some letters may refer to purely procedural
grounds,22 in many of the about 80,000 cases disposed of by single judges each year,
the exact grounds for dismissal will remain obscure. In those cases the applicant may
be informed about the reasons for considering his application to be inadmissible in a
rather similar way as this was done in Achabal, which means the Court only provides
the main ground for its decision (for example, the case does not disclose any appear-
ance of a violation).23
Hence, the HRC’s views in Achabal are relevant for all those cases where inadmis-
sibility decisions have been taken by single judges and the complaint was brought
against a state that has made a reservation in respect of Article 5(2)(a) of the OP-
4 . I N D I R E C T C O N S E Q U E N C E S : I NV I T A T I O N TO RE C O N SI D E R T HE
P R A C T I C E O F R E A S O N IN G I N IN A D M IS S IB I L I T Y D E C I S IO NS
As mentioned, the most important direct consequence of the HRC’s view in Achabal
is that a possibility for re-examination is created for certain individuals who have
been unsuccessful in their applications to the Court.25 There is an even more import-
ant aspect to the views of the HRC, however, which is its barely hidden criticism of
the Court’s practice of providing limited and succinct reasoning in so many of its in-
admissibility decisions. This criticism is even more forceful given the circumstances
of this particular case, where the HRC found a relatively obvious violation of the in-
vestigation obligations related to the prohibition of torture and of cruel, inhuman
and degrading treatment. This means that the HRC not only criticized the Court for
its lack of reasoning, but also corrected its flawed assessment of the case at hand.
The HRC’s views are important for the Court, as they are related to two problematic
aspects of its reasoning in admissibility decisions. One aspect relates to the Court’s
judicial reasoning generally, the other to the specific application of the inadmissibility
criterion of ‘manifestly ill-founded’. Both aspects are briefly discussed below.
21 See Leach, Taking a Case to the European Court of Human Rights, 3rd edn (Oxford: Oxford University
Press, 2011) at 41 and 586.
22 Already before Achabal the HRC considered itself competent to examine cases which were declared inad-
missible by the ECtHR on purely formal or procedural grounds; see, for example, Pauger v Austria (716/
1996), CCPR/C/65/D/716/1996 (1999); 6 IHRR 993 (1999) at para 6.4.
23 For the general reasons for declaring an application ‘manifestly ill-founded’, see the Court’s Practical
Guide on Admissibility Criteria, www.echr.coe.int/Documents/Admissibility_guide_ENG.pdf [last ac-
cessed 28 October 2013] at paras 71–3.
24 Which is the criterion developed by the HRC: see Marı́a Cruz Achabal Puertas, supra n 6 at para 7.3.
25 Although it must be stressed, as explained in section 3, that the reasoning in Achabal is limited to those
states that have made the relevant reservation and cases in which it is unclear if they are found to be inad-
missible on purely formal grounds.
Inadmissibility Decisions of the European Court of Human Rights 7
A. Lack of Reasoning
Extremely terse reasoning of single judge decisions and the lack of publication of
these decisions is inherently problematic. Limited judicial reasoning is certainly
understandable from the perspective of efficiency and the need to deal with the im-
mense numbers of clearly inadmissible cases the Court is confronted with. Providing
hardly any reasons at all is hard to reconcile, however, with the requirements of the
right to a fair trial and openness. Indeed, there are many judgments in which the
Court has found violations because national judgments contained insufficient reasons
and argumentation.26 It is difficult to derive a ‘minimum level’ of required reasoning
from these judgments, as the Court’s standard is flexible and allows for differences
between cases and legal systems. Nonetheless, it seems fair to expect that sending a
26 For some examples, see Hiro Balani v Spain A 303-B (1994); 19 EHRR 566, at para 27; Helle v Finland
1997-VIII; 26 EHRR 159, at paras 55 and 60; Garcı́a Ruiz v Spain 1999-I; 31 EHRR 22, at para 26; Suo-
minen v Finland Application No 37801/97, Merits, 1 July 2003, at para 34; and Bugan v Romania Applica-
tion No 13824/06, Merits, 12 February 2013, at para 27.
27 See, for example, Gerards, Judicial Review in Equal Treatment Cases (Leiden/Boston: Martinus Nijhoff
Publishers, 2005) at 5–6; see also Llewellyn, The Common Law Tradition. On Deciding Appeals (Boston/
Toronto: Little, Brown and Company, 1960) at 26–7.
28 Cf., for example, Schauer, ‘Giving Reasons’ (1995) 47 Stanford Law Review 633 at 640 and 652.
29 Marı́a Cruz Achabal Puertas, supra n 6 at para 7.3.
30 See Brems and Lavrysen, ‘Procedural Justice in Human Rights Adjudication: The European Court of
Human Rights’ (2013) 35 Human Rights Quarterly 176.
31 For example, Fiss, ‘Objectivity and Interpretation’ (1982) 34 Stanford Law Review 739 at 756; Farber and
Sherry, ‘Building a Better Judiciary’, in Klein and Mitchell (eds), The Psychology of Judicial Decision Making
(Oxford: Oxford University Press, 2010) 285 at 292; and Cohen, ‘Reason Giving in Court Practice:
Decision-Makers at the Cross-Roads’ (2008) 14 Columbia Journal of European Law 257 at 259.
8 Inadmissibility Decisions of the European Court of Human Rights
fundamental rights cases.32 If only for those reasons, it would be desirable for the
Court to pay more attention to the reasoning of its decisions, even in clearly unmeri-
torious cases.33
32 See Brems and Lavrysen, supra n 30; cf. Dworkin, A Matter of Principle (Cambridge: Harvard University
Press, 1985) at 329.
33 See also Brems and Lavrysen, supra n 30 at 186.
34 For an overview, see the ECtHR’s Admissibility Guide, supra n 23.
35 Cf. Admissibility Guide, ibid. at 68ff.
36 For these uses, see Admissibility Guide, ibid.
37 Ibid. at para 370.
38 The Court itself classifies the importance level of its judgments and decisions: importance level 2 refers
to ‘judgments, decisions and advisory opinions which, whilst not making a significant contribution to the
the case-law, nevertheless go beyond merely applying existing case-law’. For more information see:
www.echr.coe.int/Pages/home.aspx?p¼caselaw/HUDOC/FAQ [last accessed 5 November 2013].
39 Application No 58369/10, Admissibility, 10 July 2012.
Inadmissibility Decisions of the European Court of Human Rights 9
disclosed a conflict of fundamental rights that had not yet been decided on by the
Court. It was therefore rather unexpected and surprising that the Court declared the
case manifestly ill-founded, instead of providing a full consideration of its merits.
Similar examples are the case of Neij and Kunde Kolmisoppi v Norway, concerning a
conflict between the right to receive and impart information and the right to intellec-
tual property in relation to the Pirate Bay,40 or the case of Peruzzo and Martens v
Germany,41 regarding taking DNA of convicted prisoners to store it in a DNA data-
base. These cases are clearly not straightforward and easy; they concern important
legal issues and issues of great general importance. Unfortunately, the Court has
never explained why it relies on the manifestly ill-founded criterion in such cases and
which standards help it decide when and why a case is manifestly ill-founded. The
non-existent in the case of admissibility decisions. This is true even if there are good
reasons to reconsider the case, for example, because the decision results in inconsist-
ent case law or raises important questions of interpretation. If only for that reason, it
would be important to know in what situations the Court decides to use the criterion
of Article 35(3)(b) and what standards it employs to arrive at the conclusion that a
case is manifestly ill-founded.
An even more important problem related to the manifestly ill-founded criterion is
apparent if one considers that not only the Chambers can rely on this criterion, but
also the Committees and single judges. Without providing substantive reasons, a sin-
gle judge can hold a case inadmissible because he finds that it has insufficient merit.
It is very likely that this is indeed the criterion that was applied by the Committee in
5. CONCLUSIONS
The view of the HRC in the case of Achabal pinpoints a problematic element in the
case-law of the ECtHR. The lack of clarity as to the precise standards to be applied
when deciding if a case is ‘manifestly ill-founded’, combined with the lack of reason-
ing in cases disposed of by single judges, make it very difficult to know and under-
stand why certain cases have been dismissed. This can be criticised from a
perspective of legitimacy, procedural fairness, internal and external control and pro-
tection of reasonable standards of a fair trial. Perhaps this would not be so bad if one
could be confident that the Court never makes mistakes and always takes the right
decisions. The Achabal case is worrying, however, for clearly showing that such confi-
dence would be misplaced: even the European Court of Human Rights may some-
times make a wrong assessment of the facts.
It would be wise for the ECtHR to take the message of the Achabal seriously. Effi-
ciently and quickly disposing of unmeritorious or manifestly inadmissible cases cer-
tainly is important. Providing for sound judicial reasoning to enable outsiders to
assess the quality and reasonableness of the Court’s judgments, however, should be
an equally important consideration. That is even more pertinent now that such deci-
sions are not only based on purely formal and procedural grounds, but may actually
be based on an assessment of the merits of the case.
An improvement could be made by clarifying the phrase ‘manifestly ill-founded’,
which presently is an enigma. If the Court was to state much more precisely in what
types of situations the criterion applies and ensure more consistent application of the
criterion, it would perhaps be easier to predict if and why the criterion would be
used, even without elaborate reasoning in that particular case. Even then, however, as
pointed out in the separate opinion of HRC members Flinterman and Salvioli,
the application of this requirement by a single judge needs to be more detailed
and understandable. As long as that is not the case, the safety net woven by the
HRC is essential. From a perspective of judicial protection of human rights, it is valu-
able that at least some kind of remedy is available to those whose cases have been
dismissed in Strasbourg, without their being able to find out and understand why.