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Energy Efficiency
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Energy Efficiency
Concepts and Calculations
Daniel M. Martı́nez
University of Southern Maine, Portland, ME, United States
Ben W. Ebenhack
Marietta College, Marietta, OH, United States
Travis P. Wagner
University of Southern Maine, Portland, ME, United States
Elsevier
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Notices
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Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
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material herein.
ISBN: 978-0-12-812111-5
v
vi Contents
Index ......................................................................................................................307
Preface
Energy Efficiency: Concepts and Calculations is meant to serve as a useful guide
to engineers, analysts, and policy-makers concerned with energy efficiency. The
book’s chapters are arranged such that the first four chapters introduce the con-
ceptual aspects of energy efficiency, synthesizing the work of several other
authors who have written about energy in more general terms as they relate to
physical and environmental aspects. The next four chapters provide a more practi-
cal and quantitative look at the energy consuming sectors: electric power genera-
tion, industry and manufacturing, residential and commercial end use, and
transportation. These latter chapters provide guided sample calculations specifi-
cally geared toward understanding step efficiency, relying heavily on reporting
and energy analyses performed by governmental agencies. The final chapter takes
up policy implications related to energy efficiency and efficiency standards.
This book was written under the premise that all world economies depend on
massive amounts of primary energy to function. For the majority of wealthy,
developed nations, that dependence comes in the form of fossil fuel energy con-
sumption, with a smaller portion from nuclear fuel, hydropower, and “new”
renewable energy. That mix of primary energy is processed into highly versatile
fuels that are then converted into heat or electricity to satisfy our varied and
growing consumption choices. Ultimately, we make these consumption choices to
achieve, or maintain, a high quality of life that necessitates continued demand for
more primary energy. However, this demand involves an immense waste of
energy and nonenergy resources, as well as generates pollution, for which we
must make every practical attempt to mitigate. But how do we reduce the waste
and pollution that result from our energy consumption needs?
One important way to reduce primary energy consumption and to mitigate
negative impact is to use technological improvements in heat and power systems
and in end use machines and devices to reduce energy demand, specifically to
maximize the efficiency of primary, secondary, and (sometimes) tertiary energy
conversions. That is, use technology to provide the same service or product with
less energy input, and therefore less pollution, from fuels and electricity. Even the
transition toward alternative energy sources will depend on efficiency improve-
ments, as the classic “renewables” are not readily dispatchable. Technologies
already exist to reduce energy demand by between 30% and 70%. Moreover, that
realized energy savings results in “found money” for efficiency adopters that
likely will generate new economic activity. For all of the abovementioned rea-
sons, we argue that a concerted global effort to focus on energy efficiency would
result in the quickest, most sustainable path to reduced pollution and energy waste
and improved economic competitiveness. It is under this assertion that we write
this book.
Chapter 1, Introductory concepts, presents descriptions of the common terms
used to understand energy efficiency, along with means to conceptualize primary
xi
xii Preface
energy and energy use. Chapter 2, Dealing with energy units, measures, and sta-
tistics, reviews basic energy terms, equivalencies, and statistics essential to under-
standing energy use and energy efficiency. Chapter 3, Primary energy trends,
discusses global distributions and trends in energy resources. Chapter 4, Energy-
flow analyses and efficiency indicators, examines the subject of energy-flow anal-
yses by visualizing and calculating energy efficiency within the context of
energy-conversion devices, processes, and macrolevel systems. Chapter 5,
Electric power sector concepts and calculations, provides a description of electric-
ity generation and delivery, including concepts and calculations related to cus-
tomer demand profiles, and efficiencies of conversion and electrical transmission.
Chapter 6, Industrial sector energy efficiency, reviews the major manufacturing
subsectors and describes the various types of industrial energy processes, intensi-
ties, and their efficiencies. Chapter 7, Transportation sector energy efficiency,
examines consumption in common transportation modes, and the energy pro-
cesses and efficiencies within the most utilized modes: passenger vehicles and
freight road transport. Chapter 8, Residential and commercial sector energy effi-
ciency, describes major residential and commercial services and functions, com-
mon devices, and the energy processes and efficiencies within the most utilized
component: buildings. Finally, Chapter 9, Policy instruments to foster energy effi-
ciency, places Chapters 58 in the context of policies and standards related to
energy efficiency.
The authors would like to note a stylistic change in references and citations
between the first four chapters and the last five. Chapters 14 are conceptual in
nature, using general information and knowledge common to energy practitioners.
An extensive use of inline references would disrupt the flow of the text in these
first chapters, so we have merely placed a summary of references at the end of
each chapter. In contrast, Chapters 58 rely on a great deal of explicit data and
analyses drawn from specific sources. Therefore citations are embedded in the
text to provide proper attribution. In addition, reference lists are provided at the
ends of all chapters, not only to cite sources used but also to provide ample
opportunities to pursue further inquiry into the topics.
Finally, the authors would also like to acknowledge our families for their tol-
erance in the lengthy process of producing this book. They additionally thank Dr.
Robert Sanford and Chris Jacobs for contributing time to reviewing chapters and
tracking down original data sources.
CHAPTER
Introductory concepts
CHAPTER OUTLINE
1
1.1 Defining Energy Efficiency .................................................................................... 2
1.1.1 Energy Efficiency Versus Conservation..................................................2
1.2 Impetus for Understanding and Employing Energy Efficiency................................... 4
1.2.1 Social Factors ....................................................................................4
1.2.2 Macroeconomic Factors ......................................................................6
1.2.3 Other Kinds of Efficiency ....................................................................8
1.3 Energy Sources and Energy Carriers...................................................................... 9
1.3.1 Primary Energy.................................................................................10
1.3.2 Secondary Energy .............................................................................12
1.4 The Energy Supply/Demand Chain ....................................................................... 12
1.4.1 Supply Acquisition ...........................................................................12
1.4.2 Energy Extraction .............................................................................14
1.4.3 Energy Conversion ............................................................................17
1.4.4 Energy Processing ............................................................................19
1.4.5 Energy Distribution/Transport.............................................................22
1.4.6 Energy End-Use and Utilization .........................................................23
1.5 Efficiency Calculation: Assessing Cumulative or Total System Efficiency ............... 25
1.5.1 System Efficiency of Illumination Via Incandescent Lighting
From Coal-Fired Electricity ................................................................26
1.5.2 System Efficiency of Illumination Via Light Emitting Diode
Lighting From Coal-Fired Electricity ...................................................27
1.5.3 System Efficiency of Illumination Via Light Emitting Diode
Lighting From Natural Gas-Fired Electricity ........................................28
1.5.4 System Efficiency of Illumination Via Light Emitting Diode
Lighting From Solar PV Technology ....................................................29
1.5.5 Final Thoughts on Cumulative Efficiencies..........................................31
1.6 Sources of Energy Efficiency Information............................................................. 32
References and Further Reading ................................................................................ 33
Efficiency Conservation
FIGURE 1.1
A Venn diagram of efficiency and conservation. The overlap represents the conservation
that is realized by efficiency improvements.
4 CHAPTER 1 Introductory concepts
Nations using very little external energy have invariably low economic and
social advantages, while the affluent nations, with high qualities of life, have rela-
tively high per capita energy consumption (PCEC). Studying the relationship
between energy use and quality of life, one finds an exceptionally strong relation-
ship, which in the past we dubbed the “Energy Advantage” and displayed in
Fig. 1.2.
That relationship has the characteristics of a saturation curve, meaning that at
low levels of energy use and affluence, a little more energy equates to much bet-
ter quality of life, with the effect diminishing at higher levels, until the saturation
level is reached, beyond which greater energy use does not obviously improve
quality of life. All affluent, industrial nations are into the flat saturation portion of
the Energy Advantage curve, while the United States and Canada are particularly
far beyond saturation.
The Energy Advantage is a different kind of efficiency—an efficiency of how
much benefit is gained from energy use, rather than of the specific work per-
formed. It suggests that additional energy in the economy has diminishing effi-
ciency, with some energy use in affluent, industrialized nations inefficient in
advancing human development.
1.0
0.9
0.8
0.7
0.6
HDI
0.5
0.4
0.3
Energy poor
0.2 Transition
Energy advantaged
0.1
OPEC/FSU/other
0.0
0 4000 8000 12000 16000 20000 24000 28000
PCEC (kgoe)
FIGURE 1.2
The Energy Advantage relationship showing PCEC versus the HDI for 120 nations.
HDI, Human development index; PCEC, per capita energy consumption.
Adapted from Martı´nez, D.M., & Ebenhack, B.W. (2008).
6 CHAPTER 1 Introductory concepts
This plot of more than 120 nations’ human development index (a quality of
life indicator deployed by the UN) versus their PCEC shows several important
pieces of information in the Energy Advantage. First, there are two distinct
trends. The lower trend, shown by the 1 symbol, represents nations whose econo-
mies are energy export dependent. They clearly have different energy consump-
tion dynamics than the rest of the world, but the trends are very similar. The next
important information to glean from Fig. 1.2 is the shape of the curve: rising
steeply at low energy consumption levels and then leveling off to a horizontal
asymptote. This shape is typical of a “saturation curve.”1 The character of this
shape illustrates three different regions:
• the energy poor, for whom a little more energy relates to large gains in quality
of life,
• the transition, where more energy still adds value, but at decreasing levels,
and
• the saturation level, where greater energy consumption does not correlate with
additional gains in quality of life.
Legitimate questions can be raised as to cause and effect. Does quality of life
depend on the amount of energy supply available or does a higher quality of life
cause increased energy consumption? It is important to not conflate correlation
with causation; nevertheless, we suggest that there is reason to believe that the
availability of energy is essential to support all development activities. Every
product and every service we consume is provided by energy. On the other hand,
affluence creates demand for all those goods and services that require more
energy. It is very likely that there is positive feedback between energy use and
quality of life.
1
There are many examples of saturation phenomena, in which a little more at low levels makes a
big difference, but reach levels at which more has no benefit are oxygen uptake by hemoglobin, or
food consumption (if you are starving, a little food makes a big difference, but many of us have
passed the saturation point, beyond which more food does not help at all).
1.2 Impetus for Understanding and Employing Energy Efficiency 7
the ratio of energy use (or energy supply) to gross domestic product (GDP), indi-
cating how well the economy converts energy into monetary output. Typical units
for energy intensity are joules (or Btu) per US dollar; however, there are other
equivalent metrics used. The smaller the energy intensity ratio is, the lower
the energy intensity of a particular nation. Obviously, low energy intensity is the
desired goal, especially within the context of the previous discussion on
the Energy Advantage, because it represents an efficient allocation of energy
resources to generate wealth and a high quality of life. You are deliberately trying
to decouple energy use and economic output to enhance that quality.
It is logical to expect energy intensity to increase, and for GDP and energy use
to be closely coupled, during the initial development stages of a nation, since the
early years of access to, and utilization of, more abundant modern energy (i.e., fuels
and electricity) includes many energy intensive activities. The developing econo-
mies will need to produce a tremendous amount of cement for roads and buildings,
as well as steel for automobiles, appliances, and telecommunication infrastructures,
to name a few. These will be new uses, some of which will naturally be energy
intensive. After development has taken hold and industries established, the energy
intensity historically falls as cost-cutting is employed to “squeeze” more value out
of now established markets and manufacturing subsectors.
Energy intensity can be lowered by several means such as (1) employing
advanced energy extraction and conversion techniques, (2) increasing the efficiency
of materials production, or (3) allowing other nations to produce the manufactured
products and purchase them. These allow for increased GDP via similar or greater
product output/usage with the same or lower energy usage, which will subsequently
decrease energy intensity. Indeed, there has been a trend of decreasing energy
intensities of economies in the latter half of the 20th century, which is expected to
continue, due to increased efficiency and to an increase in activities that produce
economic value for intrinsically less energy input. Fig. 1.3 shows how primary
energy use and GDP have changed globally over time relative to a normalized year
of 1971 (the beginnings of the so-called energy crisis era), representing this trend.
Despite the obvious decrease in global energy intensity, it is important also to
consider individual, national trends, because many affluent nations have reduced
their industrial activity, shifting toward activities which are, by their nature, less
energy intensive. This is tantamount to “exporting” the industrial activity to other
industrializing nations. Many nations with strong economic growth have also
shifted toward more manufacturing, which carries with it more energy consump-
tion, and tighter coupling. To some extent, the “export” of manufacturing to less
affluent nations is also a tendency toward less efficient operations that do not nec-
essarily show up in the global assessment.
Regardless, the global trend of diminishing energy intensity is well established
and will doubtless continue; however, it can be expected to level out substantially
for a couple of reasons. First, as with so many trends, there is a saturation point.
Energy conversions are limited and the transition to intrinsically less energy
intensive economic activities can only go so far. Economic growth (or even a
8 CHAPTER 1 Introductory concepts
3.5
3.0
2.0
1.5
1.0
Energy use
GDP
0.5
0.0
1960 1970 1980 1990 2000 2010 2020
Year
FIGURE 1.3
World energy use and GDP changes from 1971 to 2011, normalized to 1971 values.
Decoupling of energy use and GDP has steadily increased (and intensity decreased) with
time. GDP, Gross domestic product.
Figure created using data presented in US Energy Information Administration International Energy Statistics
and World Bank World Development Indicators (2014).
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