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OUP CORRECTED PROOF – FINAL, 27/10/2021, SPi

Self and Identity


OUP CORRECTED PROOF – FINAL, 27/10/2021, SPi
OUP CORRECTED PROOF – FINAL, 27/10/2021, SPi

Self and Identity

TRENTON MERRICKS

CLARENDON PRESS • OX FO RD
OUP CORRECTED PROOF – FINAL, 27/10/2021, SPi

3
Great Clarendon Street, Oxford, OX2 6DP,
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© Trenton Merricks 2022
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DOI: 10.1093/oso/9780192843432.001.0001
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For Laura
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Contents

Introduction 1
1. What Matters in Survival 7
I. Appropriate First-Personal Anticipation and Appropriate
Future-Directed Self-Interested Concern 7
II. My Answer to the What Question 14
III. Consciousness and Survival 20
IV. What Matters to You with Regard to the Future 23
V. Conclusion 28
2. On the Sufficiency of Personal Identity 29
I. My Answer to the Why Question 31
II. More on the Metaphysics of Persistence 35
III. Not the Criterion of Personal Identity over Time 46
IV. An Unanswered Question 54
V. Conclusion 55
3. On the Necessity of Personal Identity 57
I. An Argument for the Necessity of Personal Identity 57
II. Parfit’s Argument against the Necessity of Personal Identity 65
III. Parfit’s Argument, Stage Theory, and Perdurance 71
IV. Parfit’s Argument and Endurance 75
V. Psychological Connectedness and Psychological Continuity 83
VI. Conclusion 85
4. The Same Self 87
I. Three Selfers 87
II. First-Personal Access to a Point of View 94
III. The Same Self and Numerical Identity 101
IV. Growing Up 103
V. Other Transformations 107
VI. Conclusion 111
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viii Contents
5. The Same Self-Narrative 113
I. The Self-Narrative Account 113
II. The Same Self-Narrative and the Same Self 118
III. The Same Self-Narrative and Numerical Identity 120
IV. Growing Up Redux 121
V. Other Changes in Self-Narrative 126
VI. Other Work for Self-Narrative and the Same Self 128
VII. Conclusion 131
6. Agential Continuity and Narrative Continuity 133
I. The Agential Continuity Account 133
II. The Narrative Continuity Account 139
III. Agential Continuity, Narrative Continuity, and Numerical
Identity 142
IV. Some Significant Transformations 145
V. Other Work for Agential Continuity and Narrative
Continuity 150
VI. More on Psychological Connectedness and Psychological
Continuity 151
VII. Conclusion 155
7. The Hope of Glory 157
I. The Hope of Survival 157
II. The Hope of Transformation 160
III. The Hope and Psychological Continuity 163
IV. Survival Does Not Come in Degrees 164
V. The Tedium Objection 167
VI. The Irrationality Objection 171
VII. Conclusion 174

References 177
Index 183
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Acknowledgments

I presented parts of this book as talks at the APA Pacific Pre-Conference


on Themes in Transformative Experience, the Ranch Metaphysics
Workshop, the University of Virginia, Virginia Commonwealth
University, the New England Workshop in Metaphysics, Simon
Fraser University, Wake Forest University, and Syracuse University.
Thanks to all who attended those talks, and in particular to those who
pointed out problems or made helpful suggestions, especially Shamik
Dasgupta, Naomi Dershowitz, Katie Elliot, Mark Heller, Dave Ingram,
Gene Mills, Connie Rosati, Erica Shumener, Donald Smith, and
Jennifer Wang.
Several groups read a draft of the book and then helped me to
improve it, including a seminar taught by Mike Rea at Notre Dame; a
seminar taught by Dan Korman at UC Santa Barbara; the Paul Lab at
Yale, run by Laurie Paul; and Yale’s ELLMM City Reading Group.
A reading group here at the University of Virginia discussed each
chapter with me in detail, over the course of a semester; I am partic-
ularly indebted to the members of this group, especially Kirra Hyde
and Bill Vincent.
Tal Brewer, Jim Cargile, Rebecca Chan, Matt Duncan, Harold
Langsam, Laurie Paul, Jack Spencer, and Eleonore Stump helped
me with portions of this book. Elizabeth Barnes, Mike Bergmann,
Ross Cameron, Jim Darcy, Zac Irving, Dan Korman, Mark Murphy,
Eric Olson, Mike Rea, Bradley Rettler, Rebecca Stangl, and two
readers for Oxford University Press gave me insightful feedback on
the entire manuscript. I thank them all for being so generous with their
time and for making this book much better than it would otherwise
have been. Thanks also to Greg Breeding for designing the cover and
doing the artwork.
T. M.
Charlottesville, VA
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Introduction

This book revolves around the following two questions:


The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
The What Question is distinct from the Why Question. But it would
be understandable if someone conflated them. After all, the answers to
both can start with: ‘a person at a future time will have (at that time)
what matters in survival for you because . . . ’.
Again, the What Question is distinct from the Why Question. One
reason that I say this begins with my answer to the What Question,
which is defended in Chapter 1: its being appropriate for you to first-
personally anticipate the experiences that that person will have at that
future time; and if that person will have good (or bad) experiences at
that future time, its being appropriate for you to have future-directed
self-interested concern with regard to those experiences.
Now ask:
The Wordier Why Question: What way of being related to a (con-
scious) person at a future time explains why it is appropriate for you
to both (i) first-personally anticipate the experiences that that per-
son will have at that time and also (ii) have future-directed self-
interested concern with regard to the good (or bad) experiences that
that person will have at that time?
The answer to the Wordier Why Question is surely not (anything like)
my answer to the What Question.
Perhaps you need convincing. Then assume for reductio that the
answer to the Wordier Why Question is my answer to the What

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0001
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2 Introduction

Question. So its being appropriate for you to first-personally anticipate,


and have future-directed self-interested concern with regard to, the
experiences a person will have at a future time (is a way of your being
related to that person that) explains why it is appropriate for you to
first-personally anticipate, and have future-directed self-interested
concern with regard to, those experiences. In other words, the relevant
anticipation and concern being appropriate explains why that antici-
pation and concern are appropriate. But that cannot be right.
Suppose that my answer to the What Question is correct. Then
the Wordier Why Question ‘unpacks’ the Why Question. More to the
point, then the Wordier Why Question and the Why Question have
the same answer. We have already seen that—given my answer to
the What Question—the What Question and the Wordier Why
Question do not have the same answer. So—given my answer to the
What Question—we should conclude that the What Question and
the Why Question do not have the same answer. So my answer to the
What Question leads me to conclude that the What Question and
the Why Question are distinct questions.
My answer to the What Question is not too controversial. As we
shall see in Chapter 1, my answer coheres with what a lot of philoso-
phers already say. That is, a lot of philosophers answer the What
Question at least in part in terms of appropriate first-personal antic-
ipation or appropriate future-directed self-interested concern. But this
is not how those philosophers answer the Why Question. Instead,
most of those philosophers answer the Why Question in terms of
some sort of psychological connectedness or psychological continuity.
So I am not alone in taking the What Question and the Why
Question to have distinct answers. So I am not alone in taking them
to be distinct questions.
My answer to the What Question is in terms of appropriate first-
personal anticipation and appropriate future-directed self-interested
concern. So I deny that the answer to the What Question is in terms of
identity. Again, I deny that your being identical with a person at a
future time is what it is for that person, at that time, to have what
matters in survival for you. So I shall say that identity is not what
matters in survival. But this does not imply that identity is irrelevant to
what matters in survival. In particular, this does not imply that identity
is irrelevant to the answer to the Why Question. For the answer to the
Why Question is distinct from the answer to the What Question.
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Introduction 3

Identity is not what matters in survival. But identity delivers what


matters in survival. This is because—so I say—the answer to the Why
Question is numerical identity. That is, I say that your being numer-
ically identical with a (conscious) person at a future time explains why
that person will have (at that time) what matters in survival for you.
My answer to Why Question might seem obvious. For it might
seem obvious that it is appropriate for you to first-personally antici-
pate, and have future-directed self-interested concern with regard to, a
future experience because you yourself will have that experience. But it
turns out that, unlike my answer to the What Question, my answer to
the Why Question is quite controversial.
As we shall see in Chapter 2, the claim that numerical identity is a
good answer to the Why Question is widely denied in the personal
identity literature that is concerned primarily with what matters in
survival. In that literature—and as noted above—the Why Question is
typically answered in terms of some sort of psychological connected-
ness or psychological continuity.
Moreover, the claim that numerical identity is a good answer to the
Why Question is not really defended in the personal identity literature
that is primarily concerned with the metaphysics of persistence. This is
unsurprising. For the Why Question is not a question about the
metaphysics of persistence, not even as it applies to persons in partic-
ular. Rather, the Why Question is a question about what matters in
survival.
The defense of my answer to the Why Question presented in
Chapter 2 relies on a particular metaphysics of persistence, namely,
that persons persist by ‘enduring’. Those who reject this metaphysics
of persistence can resist my defense of my answer to the Why
Question. Chapters 2 and 3 will consider some options for non-
endurantists with regard to answering the Why Question. But I do
think that persons endure. So I do think that numerical identity is a
good answer to the Why Question.
Chapter 2 defends the conclusion that numerical identity is a good
answer to the Why Question. So if a (conscious) person at a future
time is numerically identical with you, then that person will have, at
that time, what matters in survival for you. So—at least if persons
endure—personal identity over time is sufficient for what matters in
survival. Chapter 3 defends the further conclusion that personal iden-
tity over time is necessary for what matters in survival. Chapter 3 also
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4 Introduction

shows that Derek Parfit’s argument against the necessity of personal


identity for what matters in survival fails.
Again, Chapter 3 defends the conclusion that a person at a future
time will have (at that time) what matters in survival for you only if you
will be the same person as that person. I think that you endure. So
I conclude that a person at a future time will have (at that time) what
matters in survival for you only if you will be numerically identical with
that person. So I conclude that not only is numerical identity a good
answer to the Why Question, but also that every good answer implies
numerical identity.
Chapter 4 considers the view that every good answer to the Why
Question implies having the ‘same self ’, where this is understood as
being alike with regard to the values, desires, and projects that ‘make
you the person you are’. Chapter 5 focuses on an answer to the Why
Question in terms of being alike with regard to having the same ‘self-
narrative’, that is, the same story of a life.
Some will take the answers to the Why Question considered in
Chapters 4 and 5 to be, at bottom, the same answer. For they will say
that the values, desires, and projects that ‘make you the person you are’
just are the values, desires, and projects that are included in your self-
narrative. But others will deny this. These others will take answers to
the Why Question that imply having the ‘same self ’ to be independent
of any claim about self-narrative.
But all can agree that the answers to the Why Question considered
in Chapters 4 and 5 are alike in a crucial way: each of those answers
implies being psychologically connected, and, in particular, being
psychologically alike. That is, each of those answers implies that a
person at a future time will have (at that time) what matters in survival
for you only if the way you are now is psychologically like the way that
person will be at that time in some substantive way, such as having the
same values, desires, and projects, or having the same self-narrative.
Consider those transformations that involve a change in self-
narrative and that involve a change in self, that is, a change in the
relevant values, desires, and projects. I defend the claim that such a
transformation would be good for you only if the resulting transformed
person would have what matters in survival for you. I also motivate the
claim that some such transformations would be good for you, or at
least good for someone who is currently quite bad, or currently quite
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Introduction 5

young. All this gives us one reason (among others) to reject the
answers to the Why Question considered in Chapters 4 and 5.
Chapter 6 considers an answer to the Why Question that—like the
answer considered in Chapter 5—is in terms of narrative. But unlike
the answer considered in Chapter 5, the answer considered in
Chapter 6 is in terms of narrative continuity, as opposed to narrative
connectedness. In particular, this answer is in terms of overlapping
local narratives, where a ‘local narrative’ is a narrative that characterizes
a single action. Another answer to the Why Question considered in
Chapter 6 is in terms of agential continuity. Agential continuity is
constituted by overlapping instances of ‘agential connectedness’, that
is, overlapping instances of a person’s choosing to act that results in
that person’s having various psychological states.
The answers to the Why Question considered in Chapter 6 have an
advantage over the answers to the Why Question considered in
Chapters 4 and 5. The answers to the Why Question considered in
Chapter 6 are consistent with a person at a future time having (at that
time) what matters in survival for you even if the way you are now is
not at all psychologically like the way that person will be at that time.
So these answers can accommodate transformations being good for
you, at least if those transformations are gradual enough to preserve
agential and narrative continuity.
But we should still reject the answers to the Why Question con-
sidered in Chapter 6. One reason (among others) for rejecting those
answers begins by supposing that you will become an evil person, but
not as a result of your own actions. That is, you will be turned into an
evil person. This would be bad for you. And I argue that this would be
bad for you in a way other than the way that ceasing to exist would
be bad for you. But we shall see that the answers considered in
Chapter 6 imply that this would be bad for you only in the way that
ceasing to exist would be bad for you.
Chapter 6 concludes by showing how the problems with the specific
answers to the Why Question considered in Chapters 4, 5, and 6
should lead us to deny that every good answer to the Why Question
must be in terms of psychological connectedness or psychological
continuity. So the point of Chapters 4–6 is not merely to oppose a
handful of answers to the Why Question that are not consistent with
my answer, which is in terms of numerical identity. Rather, the point
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6 Introduction

of those chapters is to block a likely objection to my answer, an objection


that is independent of the specific answers opposed in Chapters 4–6.
That objection is that my answer must be wrong—and so my defense of
my answer must somehow fail—because the answer to the Why
Question must be in terms of some sort of psychological connectedness
or psychological continuity.
Chapter 7 is the last chapter and turns to Last Things. I say that the
idea of personal immortality is the idea that there will always be
someone who will have what matters in survival for you. So—given
how I answer the What Question—the idea of personal immortality is
not the idea that there will always be someone (conscious) who is
identical with you. Nevertheless—given what I say about the Why
Question—you will enjoy personal immortality if and only if there will
always be someone (conscious) who is identical with you. This chapter
then goes on to show how the views defended in the preceding
chapters allow us to respond to familiar objections to immortality’s
possibility and desirability.
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1
What Matters in Survival

Consider:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
I begin this chapter by clarifying the ideas that are invoked in my
answer to the What Question. Then I motivate my answer, which is:
its being appropriate for you to first-personally anticipate the experi-
ences that that person will have at that future time; and if that person
will have good (or bad) experiences at that future time, its being
appropriate for you to have future-directed self-interested concern
with regard to those experiences. This chapter also distinguishes the
What Question from other questions with which it might be
conflated.

I. Appropriate First-Personal Anticipation and Appropriate


Future-Directed Self-Interested Concern
G. W. Leibniz greatly admired Chinese culture and philosophy (see,
e.g. Perkins, 2004). He surely would have thought that there are
reasons to desire becoming the ruler of China—but only under certain
conditions. Leibniz says:
Suppose that some person all of a sudden becomes the king of China, but only
on the condition that he forgets what he has been, as if he were born anew;
practically . . . wouldn’t that be the same as if he were annihilated and a king

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0002
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8 What Matters in Survival


of China created at the same instant in his place? That is something this
individual would have no reason to desire.
(‘Discourse on Metaphysics’, §34 [1989, 66];
see also Leibniz, ‘Letter to Molanus’ [1989, 243])
Suppose that you will forget all that you have been and then become
the king of China (or the queen of North America, or something else
really impressive). Then Leibniz would say that this is the practical
equivalent of your being annihilated and replaced by a king (or a queen
or . . . ). And so Leibniz would insist that your first-personally antici-
pating, or having self-interested concern with regard to, the king’s
post-amnesia experiences would be mistaken, or confused, or wrong,
or—as I shall put it—not appropriate.
Of course, Leibniz thinks that sometimes your first-personally
anticipating, and having self-interested concern with regard to, future
experiences is appropriate. This is appropriate, according to Leibniz,
just in case you will remember, when having those future experiences,
what you have been. The passage from Leibniz quoted above is meant
to illustrate this very point. For that passage is immediately preceded by:
Thus the immortality required in morality and religion does not consist merely
in this perpetual subsistence common to all substances, for without the
memory of what one has been, there would be nothing desirable about it.
(‘Discourse on Metaphysics’, §34 [1989, 66])
Remembering an experience involves looking back at that experience.
Remembering an experience is not the same thing as believing that
you had that experience. For it is possible for you to believe that you
had a past experience, but not to remember that experience. For
example, you might not remember your first birthday party at all, but
still believe that you ate cake at it, and believe this because you have
seen a video of that party.
Remembering an experience involves looking back at a past experience.
You can also look ahead to a future experience. This is first-personally
anticipating an experience. First-personally anticipating an experience is
not the same thing as believing that you will have that experience. For
I think that it is possible for you to believe that you will have a future
experience but not first-personally anticipate that experience.
Leibniz should agree that this is possible. For suppose that Leibniz
believes that he will lose all his memories, and then become the king of
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Appropriate First-Personal Anticipation 9

China and have various positive experiences. Then Leibniz believes


that he will have those experiences. But Leibniz thinks that it is not
appropriate for him to first-personally anticipate those experiences.
Suppose that Leibniz stays true to his convictions. Then he will not
first-personally anticipate those experiences. But, again, Leibniz
believes that he will have those experiences.1
Let future-directed self-interested concern be self-interested concern
with regard to what will occur at a future time. I think that first-
personally anticipating an experience is more like having future-
directed self-interested concern with regard to that experience than
it is like believing that you will have that experience. But first-
personally anticipating an experience is not exactly the same as having
future-directed self-interested concern with regard to that experience.
To see why I say that they are not exactly the same, suppose that you
are about to have the experience of entering an even-numbered class-
room (e.g. room 120). Add that having this particular experience will
be neither good for you nor bad for you. Future-directed self-
interested concern involves experiences that will be good or bad for
you. So you lack future-directed self-interested concern with regard to
entering an even-numbered classroom. But add that you first-
personally anticipate entering an even-numbered classroom. So first-
personally anticipating an experience is not exactly the same as having
future-directed self-interested concern with regard to that experience.
I said that future-directed self-interested concern involves experi-
ences that will be good or bad for you. A better account of future-
directed self-interested concern would consider not only a future

1
The way that Leibniz presents the king of China thought experiment makes it
clear that he rejects a memory criterion of personal identity over time. Moreover,
Leibniz says: ‘So it is not memory that makes the same man’ and ‘ . . . there is a
perfect bond between the future and the past, which is what creates the identity of
the individual. Memory is not necessary for this, however . . . ’ (New Essays on
Human Understanding, Bk II, 115 [1996]).
Here is one argument that Leibniz gives against the memory criterion. There is a
possible situation in which you have a psychological duplicate on another planet.
The memory criterion implies that, in this situation, that extraterrestrial duplicate
is identical with your earlier self. You are identical with your earlier self. So—given
the memory criterion—you are now thereby identical with your extraterrestrial
duplicate. But Leibniz says: ‘that would be a manifest absurdity’ (New Essays on
Human Understanding, Bk II, 245 [1996]).
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10 What Matters in Survival

experience’s being good (or bad) for you, but also your believing that
that experience will be good (or bad) for you; its being the case that, for
all you know, that experience might (or might not) be good (or bad)
for you; its being the case that you prefer to have (or prefer not to have)
that experience, regardless of whether it will be good (or bad) for you;
and so on. This better account would still imply the above point that
first-personal anticipation is not exactly the same as future-directed
self-interested concern. And that is the main point here. That point is
consistent with my keeping things simple by oversimplifying. So
I shall keep saying that future-directed self-interested concern involves
experiences that will be good (or bad) for you.
First-personal anticipation is not exactly the same as future-directed
self-interested concern. But they are closely related. Having future-
directed self-interested concern with regard to an experience implies
first-personally anticipating that experience. And first personally
anticipating a good (or bad) experience implies having future-directed
self-interested concern with regard to that experience. (Perhaps first-
personal anticipation is a component of future-directed self-interested
concern.)
Many contemporary philosophers are interested in appropriate first-
personal anticipation or in appropriate future-directed self-interested
concern. For example:
David Velleman: ‘What we most want to know about our survival, I believe, is
how much of the future we are in a position to anticipate experiencing.’
(1996, 67)
Marya Schechtman: ‘survival, moral responsibility, self-interested concern,
and compensation . . . are indeed linked to facts about personal identity, but
identity in the sense of the characterization question, not the reidentification
question.’ (1996, 2)
Eric Olson: ‘Ultimately it is for ethicists to tell us when prudential concern is
rational, when someone can be held accountable for which past actions, and
who deserves to be treated as whom.’ (1997, 70)
Jennifer Whiting: ‘My general view is that the numerical identity of our
present and future selves . . . is irrelevant to the justification of concern for
our future selves.’ (1986, 548)
Whiting elsewhere talks about ‘the rationality of concern for oneself ’
(1991, 3) and ‘the rationality of prudence’ (1991, 3). And Jeff
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Appropriate First-Personal Anticipation 11

McMahan (2002, 77–82) asks when ‘egoistic concern’ with regard to a


future experience is ‘rational’.
These philosophers also have views about what would render first-
personal anticipation or future-directed self-interested concern
‘rational’ or ‘justified’ and views about when you are ‘in a position’ to
first-personally anticipate, or have self-interested concern with regard
to, a future experience. So they have views about the answer to this
question:
The Wordier Why Question: What way of being related to a (con-
scious) person at a future time explains why it is appropriate for you
to both (i) first-personally anticipate the experiences that that per-
son will have at that time and also (ii) have future-directed self-
interested concern with regard to the good (or bad) experiences that
that person will have at that time?
As we have seen, Leibniz’s answer is that that person must not only be
you, but must also, at that future time, have memories of your current
life. I myself answer in terms of numerical identity (see Ch. 2, §I).
McMahan (2002, 73 and 321) answers in terms of a combination of
physical and functional continuity and psychological continuity.
Velleman, Schechtman, and Whiting answer in terms of some sort
of psychological connectedness or other (see Chs 4 and 5).2 But none
of us answers this question in terms of evidence. And while Olson
(1997, 70) does not answer this question at all, he does say that the
answer should come from ethicists, not epistemologists.
So let us assume that the Wordier Why Question should not be
answered in terms of evidence. Then we should conclude that the
relevant sort of appropriateness—the sort of appropriateness asked
about in the Wordier Why Question—is not evidential.
We can reinforce the point that the relevant sort of appropriateness
is not evidential by considering a case of first-personal anticipation and
future-directed self-interested concern in which an evidential norm is
violated. That case starts with Jones, who has won the fabled Nobel

2
Psychological connectedness is constituted by, among other things, remem-
bering an experience or being psychologically alike in some way. Psychological
continuity is constituted by a chain of overlapping instances of psychological
connectedness.
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12 What Matters in Survival

Prize in Philosophy. She knows that she has won, and she knows that
she is slated to receive the Prize next week at a ceremony in Sweden.
Jones is right now first-personally anticipating—and extending future-
directed self-interested concern to—receiving the Prize next week.
Brown has not won, and is not slated to receive, the Nobel Prize
in philosophy. Nor has Brown encountered (misleading) evidence that
he has won the Prize. Brown has no reason at all to believe that he
will receive the Prize. Brown is not even a philosopher! But Brown, no
less than Jones, is right now first-personally anticipating—and extend-
ing future-directed self-interested concern to—receiving the Prize
next week.3
Let us agree that it is not ‘evidentially appropriate’ for the non-
philosopher Brown to first-personally anticipate, or have future-
directed self-interested concern with regard to, receiving the Nobel
Prize in Philosophy next week. For this to become evidentially appro-
priate, Brown would need some evidence. But evidence of what?
I think that Brown needs evidence that (someone identical with)
Brown will receive the Prize. But Leibniz would disagree with me.
Leibniz might say, instead, that Brown needs evidence that Brown will
have memories of his current life when he receives the Prize.
Velleman, Schechtman, and Whiting would also disagree with
me. They might say, instead, that Brown needs evidence that he will
be relevantly psychologically connected to the Prize recipient.
But there is something we can all agree on. We can all agree that
Brown needs evidence that he will be related to the Prize recipient in
whatever way makes it appropriate—in the non-evidential way at issue
in this section—for him to first-personally anticipate, and have future-
directed self-interested concern with regard to, receiving the Prize.
So the evidential sort of appropriateness pertaining to first-personal
anticipation and future-directed self-interested concern must be

3
Brown can first-personally anticipate receiving the Prize even though he will
not receive the Prize. For it is not a conceptual truth that one first-personally
anticipates experience E only if one will have experience E. To see this, consider
that Jones’s thus anticipating does not guarantee that she will not die tomorrow in a
tragic accident, and so fail to receive the Prize next week. A parallel point holds for
having future-directed self-interested concern.
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Appropriate First-Personal Anticipation 13

understood (in part) in terms of the sort of appropriateness on which


this section has focused.
The same goes for the moral sort of appropriateness. Pretend that
the Moral Oracle tells you that only concern for others is morally
permitted, never concern for yourself. Suppose this implies that it is
immoral to have self-interested concern with regard to your future
experiences. (Or suppose that this implies that it is immoral to have
self-interested concern with regard to the experiences that will be had
by someone with whom you will be relevantly psychologically con-
nected.) Then the following is true, and so not contradictory: it is not
morally appropriate for you to have self-interested concern with regard
to those future experiences with regard to which it is appropriate (in
the way at issue in this section) for you to have self-interested concern.
Conversely, suppose that it is morally appropriate to have self-
interested concern with regard to your future experiences. (Or suppose
that it is morally appropriate to have self-interested concern with
regard to the experiences that will be had by someone with whom
you will be relevantly psychologically connected.) Then the following
is not only true, but also non-trivial: it is morally appropriate for you to
have self-interested concern with regard to those future experiences
with regard to which it is appropriate (in the way at issue in this
section) for you to have self-interested concern. So the moral sort of
appropriateness pertaining to future-directed self-interested concern
must be understood (in part) in terms of the sort of appropriateness on
which this section has focused. And, for the rest of the book, I shall use
the word ‘appropriate’ to mean appropriate in just this way.
Again, I shall use the word ‘appropriate’ for this non-evidential, non-
moral norm. As we saw above—and shall see throughout this book—
others often use the words ‘justified’ and ‘rational’ for this norm. But
I myself think that ‘justified’ can misleadingly suggest an evidential
norm, or at least an epistemic norm. I also think that ‘rational’ can be
misleading. To see why, suppose that Brown knows that the Death Star
will destroy the earth (and so kill us all, Brown included) unless Brown
first-personally anticipates receiving the Nobel Prize in philosophy.
Then it is rational—in some sense of ‘rational’—for Brown to first-
personally anticipate receiving the Prize. This is rational even though
Brown is not himself a philosopher, will not receive the Prize, will not
be psychologically connected with the person who will receive the Prize,
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14 What Matters in Survival

and so on. That is, Brown’s first-personally anticipating receiving the


Prize is rational even though it is not appropriate for Brown to first-
personally anticipate receiving the Prize.
I have emphasized that the relevant sort of appropriateness is not an
evidential (or other epistemic) norm or a moral norm or a matter of the
sort of rationality just considered. Focusing on the fact that the
relevant sort of appropriateness is not this or that familiar norm
might make you suspect that it is no norm at all. So let me close this
section by reminding you what role this norm plays, and so why there
must be a norm that plays this role.
Leibniz would say that if you will lose all memories of your previous
life and then have some regal experiences, it is not appropriate for you
now to first-personally anticipate, or have future-directed self-
interested concern with regard to, those experiences. Imagine someone
opposing Leibniz by saying that if you will have regal experiences, then
it is appropriate for you now to first-personally anticipate, and have
future-directed self-interested concern with regard to, those experi-
ences; Leibniz’s opponent here adds explicitly that this is appropriate
regardless of what you will remember when having those experiences.
(I myself oppose Leibniz in just this way (see Ch. 2, §I).)
This disagreement between Leibniz and his opponent is intelligible.
And to recognize that this disagreement is intelligible is to locate the
relevant norm. For Leibniz and his opponent are not disagreeing
about whether it is psychologically possible to first-personally antici-
pate, or have future-directed self-interested concern with regard to, an
experience you will have after forgetting all that you have been. They
are instead disagreeing about whether this is what you should do. But
not morally. Or epistemically. Or Death-Star-rationally. Instead, they
are disagreeing about whether your first-personally anticipating, and
having future-directed self-interested concern with regard to, your
post-amnesia regal experiences satisfies the norm that throughout
this book will be indicated with the word ‘appropriate’.

II. My Answer to the What Question


Let us ask:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
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My Answer to the What Question 15

My answer: first, its being appropriate for you to first-personally


anticipate the experiences that that person will have at that future
time; and, second, if that person will have good (or bad) experiences at
that time, its being appropriate for you to have future-directed self-
interested concern with regard to that person’s good (or bad) experi-
ences at that time.
As we shall see below, my answer to the What Question is not
particularly controversial. And I think we can already see that my
answer is quite natural. For suppose that you will forget all that you
have been and then become the king of China. Leibniz would say that
it is not appropriate for you to first-personally anticipate, or have
future-directed self-interested concern with regard to, the experiences
that that king will have. It would be quite natural to describe Leibniz’s
diagnosis thus: even though that king will be you, that king will not
have what matters in survival for you.
It makes sense to say that your giving money to charity is the right
thing to do. And this still makes sense even if you do not give money
to charity. Similarly, it makes sense to say that your first-personally
anticipating an experience is appropriate, and this still makes sense
even if you do not first-personally anticipate that experience. The same
goes for having future-directed self-interested concern. So my answer
to the What Question is consistent with a person’s having, at a future
time, what now matters in survival for you even if you do not now first-
personally anticipate, or have future-directed self-interested concern
with regard to, the experiences that that person will have at that time.
Let me illustrate this with a modified version of the story of
Jones and the Prize. Jones has won the Prize. And Jones will receive
the Prize in a few weeks. And she will suffer no metaphysical misad-
venture (no amnesia, no fission . . . ) between now and receiving
the Prize. But Jones does not yet know that she has won. (The
phone is about to ring.) So Jones does not yet have future-directed
self-interested concern with regard to receiving the Prize.
Nevertheless, it is now appropriate for Jones to have future-directed
self-interested concern with regard to receiving the Prize.4 After all,

4
Of course, it is not now evidentially or otherwise epistemically appropriate for
Jones to have future-directed self-interested concern with regard to receiving the
Prize. (The phone has not yet rung.) But the sense of ‘appropriate’ relevant to
answering the What Question is not epistemic. See §I.
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16 What Matters in Survival

receiving the Prize next week will be a good thing for Jones, that is, for
the Jones of right now.
Again, receiving the Prize next week will be a good thing for
Jones, that is, for the Jones of right now. This suggests an alternative
answer to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
The alternative answer: that person’s experiences at that future time
will be good (or bad) for you, that is, for the you of right now.
The alternative answer to the What Question is closely related to
my answer. For suppose that a person’s future experiences will be good
(or bad) for the you of right now. Then it is now appropriate for you to
have future-directed self-interested concern with regard to those
experiences. So it is now appropriate for you to first-personally antic-
ipate those experiences. All this brings us back to my answer to the
What Question.
Conversely, my answer to the What Question can lead us right to
the alternative answer, at least when good (or bad) experiences are
involved. For suppose that it is now appropriate for you to first-
personally anticipate the experiences that a person will have at a future
time. Add that those experiences will be good (or bad). Then it is now
appropriate for you to have future-directed self-interested concern
with regard to those experiences. So it must be that those experiences
will be good (or bad) for you, that is, for the you of right now. This is
the alternative answer to the What Question.
We have just seen that my answer to the What Question is closely
related to the alternative answer. As a result of how they are related,
you can agree with the most important arguments and conclusions in
this book even if you accept the alternative answer to the What
Question in place of my answer. This should be clear in what follows,
especially because I shall often return to the point that a future
(conscious) person’s good (or bad) experiences will be good (or bad)
for you just in case that person will have what matters in survival for
you. Nevertheless, there are three reasons that I prefer my answer to
the alternative answer.
The first reason is that I think that my answer is more standard
than the alternative answer. For many philosophers take appropriate
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My Answer to the What Question 17

first-personal anticipation or appropriate future-directed self-interested


concern to be constitutive of what matters in survival. For example,
McMahan (2002, 43) describes Derek Parfit’s (1984) treatment of what
matters in survival as a treatment of ‘rational egoistic concern’. Similarly,
Sydney Shoemaker (1985, 444) takes Parfit’s views about what matters
in survival to be views about ‘what makes it rational (to the extent that it
is) for me to have a special concern for my well-being’.
The second reason begins by recalling that Leibniz, Whiting,
Schechtman, Olson, Velleman, and McMahan focus on appropriate
first-personal anticipation or appropriate future-directed self-interested
concern (§I). So do other philosophers, as we shall see in later chapters.
I want it to be easy to see how what I say about what matters in survival
interacts with what these philosophers say about appropriate first-
personal anticipation and about appropriate future-directed self-
interested concern. My answer to the What Question makes this easier
to see than does the alternative answer to the What Question.
There is a third reason. Suppose nothing good or bad happens to a
person at a future time. (Perhaps that person is simply entering an
even-numbered room at that time.) Then that person’s experiences at
that time will not be good (or bad) for anyone. So they will not be good
(or bad) for you, not even for the you of right now. But we ought to be
able to accommodate the possibility that a person will have what
matters in survival for you at a future time even if that person will
not be having a good (or bad) experience at that time. My answer to
the What Question accommodates this possibility, since it can be
appropriate for you to first-personally anticipate a person’s experiences
at a future time even if those experiences are not good (or bad). The
alternative answer to the What Question cannot accommodate this
possibility, since that answer takes what matters in survival to be
constituted by a person’s experiences at a future time being good (or
bad) for you, that is, for the you of right now.
So I have three reasons for preferring my answer to the What
Question to the alternative answer. My third reason turns on the possi-
bility of surviving as a person at a future time even if nothing good (or
bad) will happen to that person at that time. This possibility shows not
only that we should reject the above alternative answer to the What
Question, but also that we should not answer that question exclusively in
terms of appropriate future-directed self-interested concern.
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18 What Matters in Survival

We should not answer the What Question in terms of appropriate


future-directed self-interested concern alone. But you might answer
the What Question in terms of appropriate first-personal anticipation
alone. Then your answer is in some sense equivalent to my answer.
This is because its being appropriate to first-personally anticipate a
good (or bad) experience implies its being appropriate to have future-
directed self-interested concern with regard to that experience, and
vice versa. Moreover, your answer has the advantage of comparative
concision over my answer.
Nevertheless, I prefer my answer. Recall that I want it to be easy to
see how what I say about what matters in survival interacts with what
others say about appropriate future-directed self-interested concern.
Explicitly including such concern in my answer to the What Question
makes this easy to see. And making this easy to see is more important
to me than answering the What Question as concisely as possible.
In remarks quoted in Section I, Olson (1997, 70) mentions being
‘accountable for . . . past actions’ and Schechtman (1996, 2) mentions
‘moral responsibility’ and ‘compensation’. Let me explain why my
answer to the What Question does not include moral responsibility
or just compensation or accountability for past actions.
Suppose that moral responsibility (and so on) can pull apart from
appropriate first-personal anticipation and appropriate future-directed
self-interested concern (cf. Olson, 1997, 68; Shoemaker, 2016). Then
I would say that appropriate first-personal anticipation and appropri-
ate future-directed self-interested concern constitute what matters in
survival even in the absence of future moral responsibility (and so on)
for present acts.
Alternatively, suppose that moral responsibility (and so on) cannot
pull apart from appropriate first-personal anticipation and appropriate
future-directed self-interested concern. Then I would say that what
explains moral responsibility (and so on) is the having of what matters
in survival. For example, I would say that there is a reason that you are
morally responsible for a past action, and that reason is that the person
who thus acted has survived as you; that is, that you now have what
mattered in survival for that person at the time that that person acted.
I have been motivating my answer to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
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My Answer to the What Question 19

But when it comes to the main conclusions of this book, my answer to


the What Question is less important than my answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
Indeed, when it comes to the main conclusions of this book, I could
have skipped both the What Question and also the Why Question,
and instead asked and answered:
The Wordier Why Question: What way of being related to a (con-
scious) person at a future time explains why it is appropriate for you
to both (i) first-personally anticipate the experiences that that per-
son will have at that time and also (ii) have future-directed self-
interested concern with regard to the good (or bad) experiences that
that person will have at that time?
But suppose that I had skipped both the What Question and the Why
Question and instead asked only the Wordier Why Question. Then
I would not have motivated my answer to the What Question. Then it
might not be clear that an answer to the Wordier Why Question is
relevant to the value of personal identity, or to what matters in survival.
For my motivation of my answer to the What Question was meant, in
part, to convince you that an answer to the Why Question—and so to
the Wordier Why Question—is relevant to the value of personal
identity and to what matters in survival. And the philosophers dis-
cussed above should definitely be convinced. For my answer to the
What Question is inspired by their own views about the value of
personal identity and what matters in survival.
Moreover, I could not have explicitly distinguished the What
Question from the Why Question if I had skipped those two questions
and instead asked only the Wordier Why Question. But I think it is
important to explicitly distinguish the What Question from the Why
Question. To begin to see why I think this is important, recall a point
made in the Introduction: someone might conflate the What Question
and the Why Question.
Let me now add that those questions seem to have actually been
conflated. For those questions sometimes seem to be given the same
answer. Giving the same answer to both of those questions is
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20 What Matters in Survival

tantamount to saying that a future person’s having what matters in


survival for you is explained by that person’s having what matters in
survival for you. But I doubt that anyone really wants to say that. So
I suspect that anyone who gives the same answer to both the What
Question and the Why Question has conflated those questions.5
The What Question and the Why Question might be—and I think
sometimes are—conflated. And this conflation is not harmless.
For this conflation can easily lead to bad reasoning about what matters
in survival. The following is an example of such bad reasoning,
an example that is of particular importance in light of Chapter 2:
numerical identity is not what matters in survival; therefore, it is
false that your being numerically identical with a person at a future
time explains why that person will have, at that time, what matters in
survival for you.

III. Consciousness and Survival


Thomas Nagel (1970, 74) says: ‘almost everyone would be indifferent
(other things equal) between immediate death and immediate coma
followed by death twenty years later without reawakening’. But no one
would be indifferent between death and permanent coma if the com-
atose were known to be conscious. So at least one reason for the
indifference Nagel points to must be the belief that the comatose are
not conscious.6 I take this indifference to go along with the idea that
no permanently comatose person will have what matters in survival for
you. So I conclude that at least one reason that no permanently
comatose person will have what matters in survival for you is that the
comatose are not conscious.

5
For instance, Derek Parfit (1971, 20; 1984, 262) sometimes seems to answer
both (what I call) the What Question and (what I call) the Why Question in terms
of psychological connectedness and/or continuity. This is discussed in Ch. 3 (§II).
As we shall see below (§IV), Parfit sometimes seems to answer the What Question
in a couple of other ways as well.
6
I share this belief. But there is evidence that those in a persistent vegetative
state have conscious experiences (see Cryanoski (2012)).
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Consciousness and Survival 21

Consider two controversial, but defensible, theses: you are identical


with a human organism; and after that human organism dies, it will
continue to exist awhile as a corpse.7 These theses jointly imply that
you will one day be a corpse. But I say that no corpse will have what
matters in survival for you, or for anyone. On the other hand, if corpses
were conscious, then I think that a future corpse could have what
matters in survival for you. So I conclude that at least one reason that
no corpse will have what matters in survival for you is that corpses are
not conscious.
No permanently comatose person will have what matters in survival
for you because the comatose are not conscious. No corpse will have
what matters in survival for you because corpses are not conscious. So
I conclude that an entity will have, at a future time, what matters in
survival for you only if that entity will be conscious at that future time.
This conclusion seems right to me. And it will seem right to others
as well. For example, consider this passage from Velleman, part of
which was quoted above (§I):
What we most want to know about our survival, I believe, is how much of the
future we are in a position to anticipate experiencing. We peer up the stream of
consciousness, so to speak, and wonder how far up there is still a stream to see.
(1996, 67–8)
Suppose that a person who is in dreamless sleep at a future time is not
conscious at that time.8 Then I say that no person in dreamless sleep at
a future time has, at that time, what matters in survival for you, or for
anyone else. This is less striking than it might seem. This is because
usually a person in dreamless sleep will eventually wake up (or dream)
and so will eventually have what matters in survival for someone. On
the other hand, if such a person will never wake up (or dream), it seems
right that that person will never have what matters in survival for
anyone. For when it comes to what matters in survival, entering
permanent and unconscious sleep seems to be on a par with entering
permanent and unconscious coma.

7
I reject the second thesis, denying that there are any corpses (as opposed to xs
arranged corpsewise; see Merricks, 2001a, 53).
8
This supposition is controversial. See Windt, Nielsen, and Thompson (2016).
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22 What Matters in Survival

Return to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
And recall my answer: its being appropriate for you to first-personally
anticipate the experiences that that person will have at that future time;
and if that person will have good (or bad) experiences at that future
time, its being appropriate for you to have future-directed self-
interested concern with regard to those experiences.
I intend the experiences invoked in my answer to the What
Question to be conscious experiences. So take those experiences to
be conscious experiences. Then my answer has the result that a person
at a future time will have, at that time, what matters in survival for you
only if that person will be conscious at that time. As I have argued in
this section, I think that this is the right result.
Recall:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
I shall argue in Chapter 2 that being numerically identical with is a
good answer to the Why Question. And I shall sometimes summarize
the view that numerical identity is a good answer to the Why Question
with the following slogan: identity delivers survival. A less pithy but
more accurate slogan would be: identity with a conscious person
delivers survival.
Pretend that something bad will happen to you while you are
permanently unconscious and comatose. Then I think that it is appro-
priate for you to have self-interested concern with regard to that bad
happening. I say that what makes this appropriate is your being
numerically identical with that comatose person. So I am not claiming
that a future person’s being conscious is necessary for it to be appro-
priate for you to have self-interested concern with regard to what that
person will go through. Instead, I am claiming that a future person’s
being conscious is necessary for that person’s having what matters in
survival for you.
If something bad will happen to you while you are permanently
unconscious and comatose, this will be bad for you, that is, for the you
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What Matters to You with Regard to the Future 23

of right now. This will be bad for you even though—because you will
not then be conscious—no one will have what matters in survival for
you when this happens. So it is false that something that involves a
person at a future time will be bad (or good) for you only if that person
will have, at that time, what matters in survival for you. But this is false
only because that person might, at that time, fail to be conscious.
Suppose that something good (or bad) will happen to a conscious
person. Then that something will be good (or bad) for you—that is,
for the you of right now—only if that person will have what matters in
survival for you. In what follows, I shall often say of an example
involving a person at a future time that what happens in this example
will be good (or bad) for you only if that person will have, at that time,
what matters in survival for you (see, esp., Ch. 4, §§IV–V; Ch. 5,
§§IV–V). That is fine. For all these examples involve a person who
is conscious at that time.
You might deny that a person at a future time will have, at that time,
what matters in survival for you only if that person will be conscious at
that time. I disagree. But our disagreement on this single point really is
just disagreement on this single point. For even given this disagree-
ment, you can still endorse my answers to the What Question and the
Why Question, as well as my arguments for those answers. But you
should take the experiences invoked in my answer to the What
Question to be all that one goes through, which includes more than
having conscious experiences. And you may drop the parenthetical
‘conscious’ from the Why Question. So you can take the slogan
‘identity delivers survival’ to be as accurate as it is pithy.

IV. What Matters to You with Regard to the Future


As we saw above (§§I–II), Leibniz thinks that a future person will
have what matters in survival for you just in case that person will not
only be you but will also remember ‘what you have been’. Leibniz adds:
For it is memory or the knowledge of this self that renders it capable of
punishment or reward. (‘Discourse on Metaphysics’, §34 [1989, 66])

So Leibniz would say that a person who will have, at a future time,
what matters in survival for you can be punished at that time. But let us
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24 What Matters in Survival

add that avoiding punishment at a future time is one of the things that
matters to you with regard to that time.
Suppose that it is appropriate for you both to first-personally antic-
ipate suffering at a future time, and also to have self-interested concern
with regard to that suffering at that time. Then a suffering person will
have, at that time, what matters in survival for you (§II). But let us add
that avoiding suffering at a future time is another thing that matters to
you with regard to that time.
These remarks about future punishment and future suffering illus-
trate the following point: a person at a future time’s having, at that
time, what matters in survival for you is not the same thing as
that person’s having, at that time, all that matters to you with regard
to that future time. This point should be obvious. That is, it should be
obvious that surviving is not the same thing as getting all that you want.
Surviving is not even the same thing as getting part of what you
want. That is, a person at a future time having what matters in survival
for you is not even the same thing as that person’s having, at that time,
part of what matters to you with regard to that time. For suppose that
you have grown tired of life and you want it all to end. That is, suppose
that you do not want there to be, at any future time, a person who will
have, at that time, what now matters in survival for you. This is
depressing. But it is not contradictory.
You probably do want to survive. That is, part of what probably
matters to you with regard to a future time is that there will be
someone who will have, at that time, what matters in survival for
you. But this is a substantive fact about you. This is not a trivial result
of the nature of what matters in survival. For, again, there is nothing
contradictory about your not wanting anyone to have what matters in
survival for you at a future time.
Suppose that it matters to you that the person who will have what
matters in survival for you at a future time will have friends at that
time. Or suppose that it matters to you that the person who will have
what matters in survival for you at a future time will not be in grinding
poverty at that time. These are claims about what matters to you with
regard to that future time. But these claims are not equivalent to the
claim that a person will have what matters in survival for you at that
future time. Rather, these claims are understood partly in terms of a
person’s having what matters in survival for you at that time. Again, a
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What Matters to You with Regard to the Future 25

person at a future time having, at that time, what matters in survival for
you is not the same thing as that person’s having, at that future time,
what matters to you with regard to that future time.
Derek Parfit makes many claims that he says are about what matters
in survival. And at least some of those claims really are about (what
I am calling) what matters in survival. For example:
An emotion or attitude can be criticized for resting on a false belief or for being
inconsistent. A man who regards [double brain hemisphere transplant] as
death must, I suggest, be open to one of these criticisms. (Parfit, 1971, 9)
I think that Parfit is here claiming that if a man is going to undergo
double brain hemisphere transplant, both of the resulting persons will
have what matters in survival for that man (see Ch. 3, §II).
Moreover, Parfit (1984, 263) claims that if a person at a future time
is the same person as you, then that person will have, at that future
time, what matters in survival for you (see Ch. 3, §II). That is, Parfit
claims that personal identity is sufficient (but not necessary) for what
matters in survival. This too seems to be a claim about what matters in
survival for you, as opposed to a claim about what matters to you with
regard to a future time. For I do not think that Parfit is claiming that
your being the same person as a person at a future time is sufficient for
what matters to you with regard to that time. For example, it would be
silly to say that being the same person as a person at a future time is
sufficient for your having friends at that time.
But some of Parfit’s claims that he says are about ‘what matters in
survival’ are, instead, claims about what matters with regard to a future
time. For example, Parfit claims that not having a doppelgänger
compete for the affection of one’s beloved at a future time ‘matters
in survival’ (Parfit, 1984, 264). But this is surely a claim about what
matters to one with regard to that future time.
And consider the following passage from Parfit, which conflates
what matters in survival for him and what matters to him with regard
to a future time:
Just as division shows that what matters in survival need not take a one-one
form, fusion shows that it can have degrees . . . The value to me of my relation
to a resulting person depends both (1) on my degree of [psychological]
connectedness to this person, and (2) on the value, in my view, of this person’s
physical and psychological features. Suppose that hypnosis causes me to lose
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26 What Matters in Survival


five unwanted features: my untidiness, laziness, fear of flying, nicotine addic-
tion, and all my memories of my wretched life. There is here much less than
full psychological connectedness, but this is more than outweighed by the
removal of bad features. (1984, 298–9)9
A person at a future time’s having, at that time, what matters in
survival for you has been conflated with a person at a future time’s
having, at that time, what matters to you with regard to that time. This
conflation is not harmless. For this conflation can lead to bad reason-
ing about how to answer:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
To begin to see why I say this, consider the following remarks from
David DeGrazia:
So far, our answer to the question of what . . . matters in survival has con-
sidered only experience. But to stress experience is to stress only a relatively
passive side of human persons: what we take in through the senses and process
with our minds. Of course, we humans are also agents—beings who act,
sometimes spontaneously, sometimes after deliberation and planning.
Agency seems no less central to what we are . . . , and what we care about,
than experience is. (2005, 79)
Pretend that you have conflated what matters in survival and what
matters with regard to the future. Then you might take DeGrazia’s
remarks to constitute an objection to my answer to the What
Question, which is in terms of experiences (that are appropriately
first-personally anticipated, etc.). But taking DeGrazia’s remarks in
this way would be a mistake. For it is a mistake to conflate what
matters in survival and what matters with regard to the future.
Look at it this way. An exhaustive list of what matters to you with
regard to a future time would include more than your having

9
One result of this conflation’s occurring in Parfit’s work is that some objec-
tions to what Parfit says about ‘what matters in survival’ have nothing to do with
what matters in survival. They are instead objections to Parfit’s claims about what
does (or should) matter to one with regard to the future (see, e.g. Wolf, 1986,
714–15).
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What Matters to You with Regard to the Future 27

experiences at that time, and even more than your having experiences
that you can now appropriately first-personally anticipate (etc.). It
would include your exercising agency. But it would also include your
having friends, not being in grinding poverty, doing meaningful work,
and much more. None of this suggests that an answer to the What
Question should mention friends or money or work. So none of this
suggests that an answer to the What Question should mention
agency.10
I have used ‘survive’ above as shorthand for there being a person at a
future time who will have, at that time, what matters in survival. I shall
continue to do this—but with more frequency—for the rest of the
book.
One reason for using ‘survive’ in this way is that it should help us to
avoid the conflation identified in this section. For example, this false
and conflating sentence might appear, at first glance, to be true: ‘a
person’s having what matters in survival for you at a future time just is
that person’s having what matters to you with regard to that future
time’. On the other hand, I do not think that this false and conflating
sentence will appear, even at first glance, to be true: ‘your surviving as a
person at a future time just is that person’s having at that time what
matters to you with regard to that future time’.
Another reason for using ‘survive’ in this way is concision. For
example, this allows us to replace ‘there will be a person who will
have what matters in survival for you’ with ‘you will survive’. And ‘you
will survive a change’ can replace ‘you will undergo a change and, after
that change, there will be a person who will have what matters in
survival for you’.
But I admit that there is a downside to using ‘survive’ as shorthand
for there being a person at a future time who will have, at that time,
what matters in survival. This downside is the danger of a new
conflation, conflating what matters in survival and persistence. This

10
The What Question should not be answered in terms of agency. But this is
consistent with agency’s having a special role to play in what matters in survival, a
role that is not played by, for example, having friends. For this is consistent with
answering the Why Question in terms of agency. Chapter 6 considers an answer to
the Why Question in terms of agency.
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28 What Matters in Survival

is a danger because some philosophers use ‘survive’ to mean persist


(see, e.g. DeGrazia, 2005, 79; Kagan, 2012, 2). So beware!

V. Conclusion
This chapter defended my answer to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
My answer: its being appropriate for you to first-personally anticipate
the experiences that that person will have at that future time; and if
that person will have good (or bad) experiences at that future time, its
being appropriate for you to have future-directed self-interested con-
cern with regard to those experiences.
Obviously, my answer to the What Question is not that you are
numerically identical with that person at that future time. Moreover,
I never defended my answer to the What Question with any claims
about the metaphysics of persistence. This is because the metaphysics
of persistence is irrelevant to answering the What Question.
The next chapter will defend my answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
If I had conflated the What Question and the Why Question, I might
have taken my answer to the What Question to be the answer to the
Why Question. I would have then concluded that the answer to the
Why Question is not that you are numerically identical with that
person at that future time. And I would also have concluded that the
metaphysics of persistence is irrelevant to answering the Why
Question. But those conclusions would have been based on a mistaken
conflation (§II).
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2
On the Sufficiency of
Personal Identity

Let us ask:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
My answer is numerical identity. That is, I say that your being
numerically identical with a (conscious) person at a future time
explains why that person will have (at that time) what matters in
survival for you.
This answer is controversial. For this answer implies the claim that
your being numerically identical with a person at a future time explains
why it is appropriate for you to first-personally anticipate, and have
future-directed self-interested concern with regard to, the experiences
that that person will have at that time. And many philosophers deny
this claim. For example:
G. W. Leibniz: ‘Thus the immortality required in morality and religion does
not consist merely in this perpetual subsistence common to all substances, for
without the memory of what one has been, there would be nothing desirable
about it.’ (‘Discourse on Metaphysics’, §34 [1989, 66])
Jennifer Whiting: ‘My general view is that the numerical identity of our
present and future selves . . . is irrelevant to the justification of concern for
our future selves.’ (1986, 548)
Marya Schechtman: ‘Most modern personal identity theorists, I charge, con-
flate two significantly different questions, which I call the reidentification

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0003
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30 On the Sufficiency of Personal Identity


question and the characterization question. The former is the question of what
makes a person at time t2 the same person as a person at time t1; the latter the
question of which beliefs, values, desires, and other psychological features
make someone the person she is . . . . There is a strong pre-philosophical
sense that facts about personal identity underlie facts about four basic features
of personal existence: survival, moral responsibility, self-interested concern,
and compensation . . . I contend that the four features are indeed linked to
facts about personal identity, but identity in the sense of the characterization
question, not the reidentification question.’ (1996, 1–2)
David Velleman: ‘What we most want to know about our survival, I believe, is
how much of the future we are in a position to anticipate experiencing . . .
what I want to know is a matter of perspective rather than metaphysics. My
question is not how long there will be an individual identical with [David
Velleman].’ (1996, 67–8)
My answer to the Why Question is controversial. So is my way of
defending that answer. For my defense of that answer turns on the
metaphysics of persons. But many philosophers deny that the meta-
physics of persons is relevant to what matters in survival, and so should
deny that it is relevant to answering the Why Question.
Here is Velleman again:
The appeal of [the topic of personal identity] depends largely on its promise to
address our concern about what we can look forward to, or what we can
anticipate first-personally. If the mode of anticipation that arouses our concern
is first-personal in the sense of being framed from the perspective of a future
person, rather than in representing the future existence of the anticipator, then
that concern should move us to study the psychology of perspectives rather
than the metaphysics of persons. (1996, 41)
In a paper in which he motivates ‘Minimalism’, Mark Johnston says:
In the particular case of personal identity, Minimalism will imply that any
metaphysical view of persons that we might have is not indispensable to the
justification of our practice of making judgments about personal identity and
organizing our practical concerns around these judgments. (1992, 590)

And Christine Korsgaard seems to be skeptical about the relevance of


the metaphysics of persons to what matters in survival. Korsgaard says:
. . . the metaphysical facts do not obviously settle the question: I must still
decide whether the consideration that some future person is ‘me’ has some
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My Answer to the Why Question 31


special normative force for me. It is practical reason that requires me to
construct an identity for myself; whether metaphysics is to guide me in this
or not is an open question. (1989, 112)
In this chapter, I defend the claim that numerical identity is a good
answer to the Why Question. (But I never insist that numerical
identity is the only good answer to the Why Question.) My defense
of this claim relies on a view about the metaphysics of persons; in
particular, it relies on the view that persons ‘endure’. So this chapter
defends a controversial claim in a controversial way.

I. My Answer to the Why Question


Suppose you are now experiencing pain. Then it is appropriate for you
now to have self-interested concern with regard to that experience of pain.
Moreover, your now experiencing pain explains why it is appropriate for
you now to have self-interested concern with regard to that experience of
pain. There might be other good explanations as well. But the point here
is that your now experiencing pain is one good explanation.
Your now experiencing pain implies that, and explains why, it is
now appropriate for you to have self-interested concern with regard to
that experience of pain. Moreover, your now having any good or bad
experience implies that, and explains why, it is now appropriate for you
to have self-interested concern with regard to that experience. And it is
not just you. So:
(0) For all persons x, x’s now having good (or bad) experience
E both implies that it is appropriate for x now to have self-interested
concern with regard to E and also explains why this is appropriate.
And (0) remains true even when put in other words:
(1) For all persons x and all persons y, x’s being numerically identical
with y and y’s now having good (or bad) experience E both implies
that it is appropriate for x now to have self-interested concern with
regard to E and also explains why this is appropriate.
So (1) is true. And I think that if (1) is true, then so are parallel claims
about what was and what will be. That is, if (1) is true, then so is the
more general thesis that—whether this occurs in the past, present, or
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32 On the Sufficiency of Personal Identity

future—a person’s having experience E implies that, and explains why,


it is appropriate for that person to have self-interested concern with
regard to that experience. In other words—and whenever this
occurs—a person’s being numerically identical with the entity that
has experience E implies that, and explains why, it is appropriate for
that person to have self-interested concern with regard to that expe-
rience. So, for example:
(2) For all persons x and all persons y, x’s being numerically identical
with y and the fact that y will have good (or bad) experience E at a
future time both implies that it will be appropriate at that future
time for x to have self-interested concern with regard to E and also
explains why this will be appropriate at that future time.
(2) is a claim about self-interested concern at a future time. But it is
not a claim about future-directed self-interested concern. Do (1) and
(2) (and the more general thesis) motivate any claim about future-
directed self-interested concern? It depends.
That is, it depends on whether a single entity both has future-
directed self-interested concern with regard to an experience E and
also will have experience E. In other words, it depends on whether the
entity that has future-directed self-interested concern with regard to
E is numerically identical with the entity that will have experience
E. With this in mind, I take (1) and (2) (and the more general thesis)
to motivate:
(3) For all persons x and all persons y, x’s being numerically identical
with y and the fact that y will have good (or bad) experience E both
implies that it is appropriate for x now to have future-directed self-
interested concern with regard to E and also explains why this is
appropriate.
I find this motivation for (3) compelling. So I endorse (3).1

1
Because our topic is survival, I am focusing on future-directed self-interested
concern. But let ‘past-directed self-interested concern’ be self-interested concern
with regard to what has already happened. Obviously, past-directed self-interested
concern does not involve first-personal anticipation. For first-personal anticipation
is a matter of looking ahead to future experiences. Past-directed self-interested
concern involves, instead, looking back at past experiences. Past-directed
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My Answer to the Why Question 33

But (1) and (2) (and the more general thesis) do not motivate just
any claim to the effect that personal identity explains the appropriate-
ness of future-directed self-interested concern. To see why I say this,
consider, for example:
(4) For all x and all y, x’s being a temporal part of the same person as
is y (but being numerically distinct from y), y’s being located at a
later time than is x, and y’s having good (or bad) experience E both
implies that it is appropriate for x now to have future-directed self-
interested concern with regard to E and also explains why this is
appropriate.
Unlike (3), (4) does not make a claim about an entity that has future-
directed self-interested concern with regard to E and is numerically
identical with the entity that will have experience E. So I deny that (1)
and (2) (and the more general thesis) motivate (4). But (4) is a claim to
the effect that personal identity explains the appropriateness of future-
directed self-interested concern. According to (4), the appropriateness
of future-directed self-interested concern is explained by the relevant
temporal parts being parts of one and the same person. (More about
temporal parts in §II.)
If persons endure, then the following are true. First, the relation of
‘identity over time’ is numerical identity. Second, persons are the relata
of identity over time in cases of personal identity over time. Third,
persons have ‘temporary’ properties, that is, properties with regard to
which persons change; in particular, persons have future-directed self-
interested concern with regard to experiences, and also have
experiences.
Suppose that you will endure until a future time (and remain a
person). This implies that you are numerically identical with a person
who will exist at that future time. Add that that person will have a
good (or bad) experience at that future time. Invoke:

self-interested concern might even just be (something like) remembering having


good (or bad) experiences, or remembering having experiences that you prefer that
you had (or had not had), and so on (cf. Ch. 1, §I). And I do endorse: for all
persons x and all persons y, x’s being numerically identical with y and the fact that y
had experience E both implies that it is appropriate for x now to remember having
E and also explains why this is appropriate.
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34 On the Sufficiency of Personal Identity

(3) For all persons x and all persons y, x’s being numerically identical
with y and the fact that y will have good (or bad) experience E both
implies that it is appropriate for x now to have future-directed self-
interested concern with regard to E and also explains why this is
appropriate.
Then conclude that it is now appropriate for you to have self-
interested concern with regard to that experience at that future time.
Suppose that you learn that tomorrow you will suffer through a
painful dental procedure. One natural way for you to react to this news
is by extending your self-interested concern to that suffering tomor-
row. In light of (3)—and if you endure—I conclude that your natural
reaction is appropriate, and that its appropriateness is explained by
your being (numerically identical with) the person who will suffer.
Or suppose that you will become a king, but only after you lose all
memories of your current life.2 I think that you endure. So I conclude
that it is appropriate for you to have future-directed self-interested
concern with regard to that king’s experiences. So it is appropriate for
you to first-personally anticipate that king’s experiences (Ch. 1, §II).
This is all explained—in light of (3)—by your being numerically
identical with that future king.
More generally, I conclude that being numerically identical with is a
good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
This more general conclusion presupposes my answer to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?

2
Those who endorse a criterion of personal identity over time in terms of
memory connectedness would deny that you could persist as someone who will
have lost all memories of your current life. But endurantists in particular have a
compelling reason to reject that criterion: numerical identity is transitive but being
connected by memory is not.
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More on the Metaphysics of Persistence 35

That answer, recall, is in terms of appropriate first-personal anticipation


and appropriate future-directed self-interested concern (Ch. 1, §II).
The main point I have just defended could be defended without
presupposing my answer to the What Question, and even without
mentioning the Why Question. That main point is that being numer-
ically identical with is a good answer to:
The Wordier Why Question: What way of being related to a (con-
scious) person at a future time explains why it is appropriate for you
to both (i) first-personally anticipate the experiences that that per-
son will have at that time and also (ii) have future-directed self-
interested concern with regard to the good (or bad) experiences that
that person will have at that time?
But for the reasons given in Chapter 1 (§II), I shall continue to focus
on both the What Question and the Why Question, as opposed to
only on the Wordier Why Question.3
I think that a natural answer to the Wordier Why Question is in
terms of numerical identity. That is, it is natural—and initially
plausible—to say that it is appropriate for you to first-personally
anticipate, and have future-directed self-interested concern with
regard to, certain future experiences because it is you yourself who
will have those experiences. By the same token, my answer to the Why
Question is natural and initially plausible. But, as we saw at the start of
this chapter, my answer to the Why Question is also very controversial.
So I have defended it.

II. More on the Metaphysics of Persistence


In Section I, I argued that being numerically identical with is a good
answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?

3
Others who would take being numerically identical with to be a good answer
to the Wordier Why Question include Roderick Chisholm (1969, 138; 1976, 113)
and Harold Langsam (2001).
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36 On the Sufficiency of Personal Identity

The argument in Section I requires the following three claims to be


true. First, the relation of ‘identity over time’ is numerical identity.
Second, persons are the relata of identity over time in cases of personal
identity over time. Third, persons have temporary properties (i.e.
properties with regard to which persons change); in particular, persons
have future-directed self-interested concern with regard to experi-
ences, and also have experiences.
Endurantists accept all three claims. But—as I shall argue in this
section—only endurantists should accept all three claims. So—as
I shall argue in this section—only endurantists should endorse
Section I’s argument for numerical identity’s being a good answer to
the Why Question. Suppose this section’s arguments fail. Suppose
that not only should endurantists endorse Section I’s argument, but
others should endorse that argument as well. Then others should join
endurantists in concluding that numerical identity is a good answer to
the Why Question. That would be great! So I hope that this section’s
arguments fail. But, sadly, I think they succeed.
If persons perdure, then the following are true. First, persons are
four-dimensional and have temporal parts. Second, the temporal parts
of a person have that person’s temporary properties (i.e. the properties
with regard to which that person changes); in particular, a person’s
temporal parts have future-directed self-interested concern with
regard to experiences, and also have experiences.4
Recall:
(3) For all persons x and all persons y, x’s being numerically identical
with y and the fact that y will have good (or bad) experience E both
implies that it is appropriate for x now to have future-directed self-
interested concern with regard to E and also explains why this is
appropriate.
Perdurantists say that a person’s temporal parts have future-directed
self-interested concern. So I think that perdurantists should deny
that persons themselves have future-directed self-interested concern.
(3) tells us what explains the appropriateness of a person’s having

4
Almost all self-described perdurantists would agree with what I have just said
about perduring persons. But not Josh Parsons (2000).
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More on the Metaphysics of Persistence 37

future-directed self-interested concern. So I think that perdurantists


should deny that (3) tells us what explains the appropriateness of any
actual instances of future-directed self-interested concern. The argu-
ment in Section I relies on (3). So I think that perdurantists should
deny that Section I shows that numerical identity is a good answer to
the Why Question that applies to actual cases of survival.
Some perdurantists will object. These perdurantists claim that per-
sons do have future-directed self-interested concern. In particular,
these perdurantists claim that a perduring person has future-directed
self-interested concern with regard to an experience in virtue of having
a temporal part that has future-directed self-interested concern with
regard to that experience. And these perdurantists will add that the
numerically same person can have that experience in virtue of having
another temporal part that has that experience.
Suppose these perdurantists endorse the following:
(4D3) For all persons x and all persons y, x’s being numerically
identical with y and the fact that y has good (or bad) experience
E (in virtue of having a later temporal part that has experience E)
both implies that it is appropriate for x to have future-directed self-
interested concern with regard to E (in virtue of having an earlier
temporal part that has future-directed self-interested concern with
regard to E) and also explains why this is appropriate.
These perdurantists might take (4D3) to imply:
(3) For all persons x and all persons y, x’s being numerically identical
with y and the fact that y will have good (or bad) experience E both
implies that it is appropriate for x now to have future-directed self-
interested concern with regard to E and also explains why this is
appropriate.
So these perdurantists might take (3) to tell us what explains the
appropriateness of actual cases of future-directed self-interested con-
cern. So these perdurantists might conclude, in light of Section I, that
numerical identity is a good answer to the Why Question that applies
to actual cases of survival.
Perdurantists can take (3) to be true—and to tell us what explains
the appropriateness of actual cases of future-directed self-interested
concern—only if they endorse (4D3). And they can endorse (4D3)
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38 On the Sufficiency of Personal Identity

only if they claim that a person has future-directed self-interested


concern in virtue of having a temporal part that has such concern,
and a person has an experience in virtue of having a temporal part that
has that experience. But no perdurantist should claim this. So no
perdurantist should endorse (4D3). I say this for two reasons.
The first reason starts with this schema: for every person P and every
property F, if P has a temporal part that is F, then P is F (in virtue of
having a temporal part that is F). This schema is false. To see this, let
F be being instantaneous (or being a proper part of P or not being a person
or . . . ). A false schema can have true instances. But I do not see a
principled way to motivate the truth of the instances of this false
schema that let F be has future-directed self-interested concern with
regard to experience E or that let F be has experience E. So I do not
think there is a principled way to motivate (4D3).
This first reason considered a particular false schema. That schema
was not the following schema: for every person P and every property F,
if P has a temporal part at t that is F, then P is F-at-t (in virtue of
having a temporal part at t that is F). Suppose that a perduring person
has both a temporal part at t that has future-directed self-interested
concern with regard to an experience E and also a later temporal part at
t* that has experience E. Then this latter schema implies that that
perduring person has future-directed-self-interested-concern-with-
regard-to-E-at-t and has E-at-t*. But this latter schema does not
imply that that perduring person has future-directed self-interested
concern with regard to E, or that that person has experience E. Indeed,
this latter schema is perfectly consistent with the view that only
temporal parts—but never persons—have experiences and have
future-directed self-interested concern with regard to experiences. So
this latter schema does not lead to (4D3).
There is a second reason that perdurantists should not claim that a
person has future-directed self-interested concern in virtue of having a
temporal part that has such concern, or that a person has an experience
in virtue of having a temporal part that has that experience. So there is
a second reason that perdurantists should not endorse (4D3). This
reason begins by observing that perdurantists typically take ‘P does not
have experience E at time t and P does have experience E at time t*’ to
amount to the claim that P has a temporal part located at time t that
does not have E and P has a numerically distinct temporal part located
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More on the Metaphysics of Persistence 39

at time t* that does have E. This claim is manifestly non-contradictory.


And it illustrates the way in which perdurance is widely taken to
render change non-contradictory (see Haslanger, 2003, 331–4).5
But suppose that ‘P does not have experience E at t and P has
experience E at t*’ amounts to the claim that P does not have experi-
ence E (in virtue of having a temporal part located at t that does not
have E) and P does have experience E (in virtue of having a numer-
ically distinct temporal part located at t* that does have E). This claim
implies that P does not have E and that P does have E. This impli-
cation is not manifestly non-contradictory.
(4D3) makes a claim about having an experience. But (4D3) does
not explicitly mention not having an experience. So some perduran-
tists might think that they can endorse (4D3) but deny that P’s having
a temporal part at t that does not have E implies that P does not have
E. A quick—and decisive—reply to these perdurantists is to exchange
the above example for one in which P’s temporal part at t has experi-
ence F, the having of which is not consistent with having E. For
instance, let E be having a pain-free experience, and F be being in
excruciating pain. (A less quick reply would start with my above worry
about a principled way to motivate (4D3).) But in what follows, I shall
stick with the above example.
Perdurantists who endorse (4D3) cannot take ‘P does not have
experience E at time t and P does have experience E at time t*’ to
amount to the claim that P has a temporal part located at time t that
does not have E and P has a numerically distinct temporal part
located at time t* that does have E. More generally, perdurantists
who endorse (4D3) must discard their signature way of rendering
change non-contradictory. But I think that perdurantists should not
discard their signature way of rendering change non-contradictory.
After all, this way of rendering change non-contradictory is the most

5
Endurantists deny that persisting objects have temporal parts. So endurantists
cannot avail themselves of the perdurantists’ way of rendering change non-
contradictory. So endurantists need another way. My way is presentism (see
Merricks, 1994; 1995; and 2007, 119–25). So I deny that there are any objects
that exist only at future times. But then how do I make sense of the claim that a
presently existing person x is numerically identical with a person y who exists at a
future time? I say this claim is true just in case person x exists and x = y and y will
exist at a future time (for details, see Merricks, 1994).
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40 On the Sufficiency of Personal Identity

familiar motivation for perdurance (cf. Rea, 1998, 240). Moreover,


perdurantists cannot replace this way with just any other way of making
change non-contradictory.
For example, presentism is one way of making change non-
contradictory (see, e.g. Merricks, 2007, 119–25). But perdurance is
not consistent with presentism. This is because perdurance implies
that a persisting entity has temporal parts located at multiple times.
You can have something as a part only if that something exists. So
perdurance requires that your temporal parts located at multiple times
all exist. This includes your temporal parts located only at past times
and only at future times. But presentism denies that any entities exist
that exist only at past times or only at future times, that is, that merely
did exist or merely will exist. So perdurance is not consistent with
presentism. (See Merricks (1995) for a more detailed version of this
argument.)
Another way of making change non-contradictory takes all (alleg-
edly) temporary properties of persisting objects to be time-indexed (or
relations to times). Let F be an (alleged) temporary property. Then,
according to this attempt, it is not the case that person P is
F simpliciter and later that person P will not be F simpliciter.
Rather, according to this attempt, it is always the case that P is F-at-
t and not-F-at-t*, where t* is later than t. And P can have both of these
time-indexed properties without threat of contradiction.
Recall that perdurance implies that the temporal parts of a person
have that person’s temporary properties (i.e. properties with regard to
which that person changes). Let F be such a property. I do not think
that anyone would want to say that your instantaneous temporal part at
time t is only F-at-t, but not F simpliciter. So I suppose that perdur-
antists who attempt to make change non-contradictory by time-
indexing the properties of persisting objects should say that while a
person’s temporal part at time t can be F simpliciter, that perduring
person is not F simpliciter, but only F-at-t.
Presumably, the perduring person is F-at-t just in case their tem-
poral part at time t is F. But now we are back to a schema considered
above: for every person P and every property F, if P has a temporal part
at t that is F, then P is F-at-t (in virtue of having a temporal part at t
that is F). As already noted, this schema is consistent with the view
that only temporal parts have experiences and only temporal parts have
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More on the Metaphysics of Persistence 41

future-directed self-interested concern with regard to experiences.


So—as already noted—this schema does not lead to (4D3).
More importantly, (4D3) is not consistent with the view that no
person has future-directed self-interested concern or has an experi-
ence, but instead has only time-indexed properties that amount to
having a temporal part that has future-directed self-interested concern,
or a temporal part that has an experience. So time-indexing all of a
perduring person’s temporary properties rules out (4D3). So the perdur-
antists we are here considering should deny that time-indexing all
temporary properties of a persisting object is an acceptable way to render
change non-contradictory. For these perdurantists endorse (4D3).
There is one other problem for perdurantists who attempt to make
change non-contradictory by taking all temporary properties of per-
sisting objects to be time-indexed (or relations to times). This problem
begins by noting that change with regard to parts is as familiar as is
change with regard to properties. So those who seek to avoid change-
induced contradiction by taking all temporary properties to be time-
indexed should say the same about having parts. That is, they should
deny that a perduring object ever has a part simpliciter, but instead
only has a part-at-a-time.
The view that parthood is always indexed to a time robs us of the
resources to state perdurance itself, and in particular to differentiate it
from endurance. Elsewhere (Merricks, 1999b), I defend this claim in
detail. Here let me just present the basic idea. That basic idea is that
the difference between perdurance and endurance comes down to
whether an object’s ‘parts at some past (or future) time’ are thereby
that object’s parts simpliciter: perdurantists say ‘yes’, endurantists say
‘no’. Perdurantists should want to be able to state perdurance, and in
particular to differentiate it from endurance. So perdurantists should
not attempt to make change non-contradictory by taking all temporary
properties to be time-indexed (or to be relations to times).
Maybe there is some acceptable way for perdurantists to avoid
contradiction in the face of change while also endorsing (4D3). If so,
then perdurantists might be able to take (3) to be true and to apply to
actual cases of future-directed self-interested concern. Then perdur-
antists might be able to endorse Section I’s argument for numerical
identity’s being a good answer to the Why Question and also take that
answer to apply to actual cases of survival. That would be great!
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42 On the Sufficiency of Personal Identity

But I do not think that perdurantists should endorse Section I’s


argument for numerical identity’s being a good answer to the Why
Question that applies to actual cases of survival. For I have no idea how
perdurantists can avoid contradiction in the face of change while also
endorsing (4D3). So I conclude that if persons perdure, then what
we normally think of as the temporary properties of a person are not
really had by that person at all, but are had, instead, only by that person’s
temporal parts. This conclusion reinstates—and is required to
reinstate—the standard perdurantist way of rendering change non-
contradictory. So I think this conclusion reinstates standard perdurance.
If persons perdure, then persons do not have temporary properties.
So no person has future-directed self-interested concern with regard to
an experience. Nor does a person first-personally anticipate an expe-
rience. If persons never have future-directed self-interested concern,
then you might conclude that it is never appropriate for a person to
have such concern. And if persons never first-personally anticipate any
experience, then you might conclude it is never appropriate for persons
to do so. And so you might conclude that, if persons perdure, then no
one will ever have what matters in survival for anyone. That is, you
might conclude that perdurance precludes survival.
Perdurantists will want to avoid this conclusion. They can do so by
endorsing a perdurantist-friendly adaptation of my answer to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
The perdurantist-friendly adaptation: its being appropriate for your
temporal part that is located at the present time to first-personally
anticipate the experiences that that person’s temporal part that is
located at that future time will have; and, if that person’s temporal
part that is located at that future time will have good (or bad) experi-
ences, its being appropriate for your temporal part that is located at the
present time to have future-directed self-interested concern with
regard to those experiences. Henceforth, let us take perdurantists to
answer the What Question in this perdurance-friendly way.
Again, if persons perdure, then persons do not have temporary
properties. In other words, if persons perdure, then the only properties
that a person has are the properties that that person always has. So if
persons perdure, then the only properties that you have are the
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More on the Metaphysics of Persistence 43

properties that you always have. You may always have the determina-
ble property having some shape or other. But there is no determinate
shape that you always have. More generally, there are no (or hardly
any) determinate physical properties that you always have. Nor are
there any determinate mental properties that you always have. So if
persons perdure, you do not have any (or almost any) determinate
physical properties or any determinate mental properties. So if persons
perdure, then you are unrecognizable, both to yourself and to others.
I myself think this is an absolutely compelling reason to reject
perdurance.
This reason might lead someone who starts out as a perdurantist not
only to reject perdurance, but also to endorse a third and final view
about the metaphysics of the persistence of persons. To see why I say
this, suppose you start out believing that you perdure. But then you
recognize that, given perdurance, the (determinate) physical and men-
tal properties you take yourself to have are had not by you, but instead
are had by your current temporal part. You might then conclude that
you are what you originally thought was merely your current temporal
part. That is, you might conclude that you are an instantaneous stage.
Now you are a stage theorist.6
Stage theory says that each of us is an instantaneous stage. This
implies that each person is instantaneous. Nevertheless, stage theorists
also maintain that persons persist.7 In particular, stage theorists say
that a person (who is a stage) who is located at time t persists until a
later time t* just in case that person (stage) stands in the ‘I-relation’ to a
numerically distinct person (stage) who is located at time t*. Because a
stage can be I-related to a numerically distinct stage, the I-relation is

6
Again, you might go from being a perdurantist to being a stage theorist
because you recognize that if you perdure, then you do not have the determinate
physical properties or the determinate mental properties that you think you have;
whereas you do have those properties if stage theory is true. So I conclude that
perdurance and stage theory differ with regard to what properties you have. This
conclusion is just one reason that I object when the stage theorists Katherine
Hawley (2001, 202 and 208) and Theodore Sider (2001, 191–2) claim that stage
theory and perdurance agree on the metaphysics and differ only semantically (for
other reasons, see Merricks, 2003).
7
But I object that if each of us is instantaneous, then we do not persist (see
Merricks, 2003).
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44 On the Sufficiency of Personal Identity

obviously not numerical identity. As we shall see in Chapter 3 (§III),


stage theorists typically take the I-relation to be a psychological relation.8
Stage theorists analyze the property will have experience E as: stands
in the I-relation to a numerically distinct person (stage), located at a
later time, who has experience E at that time (cf. Sider, 1996, 437). So
the person (stage) who has the property will have experience E is not
numerically identical with the person (stage) who is located at, and has
E at, a later time. So stage theory implies that the expression ‘will have
experience E’ is ambiguous. That expression could mean: has the
property will have experience E. Or it could mean: is located at, and
has experience E at, a later time.
Stage theory implies that ‘will have experience E’ is ambiguous. So
stage theorists will take the following to be ambiguous:
(3) For all persons x and all persons y, x’s being numerically identical
with y and the fact that y will have good (or bad) experience E both
implies that it is appropriate for x now to have future-directed self-
interested concern with regard to E and also explains why this is
appropriate.
Stage theorists will disambiguate (3) by disambiguating the expression
‘will have good (or bad) experience E’ as it occurs in (3).
So stage theorists will take one disambiguation of (3) to be:
(ST3a) For all persons x and all persons y, x’s being numerically
identical with y and the fact that y is located at, and has good (or
bad) experience E at, a later time both implies that it is appropriate
for x now to have future-directed self-interested concern with
regard to E and also explains why this is appropriate.
Let x be an instantaneous stage that now has future-directed self-
interested concern; then x is located at, and only at, the present time;
then x is not located at a later time. Let y be a stage that is located at,
and has E at, a later time. Then it is false that x is identical with y. This

8
The expression ‘I-relation’ is from Sider (1996). Stage theorists take persist-
ence to be sortal-relative (see Sider, 1996; Hawley, 2001, 156–8). I shall say more
about this sortal-relativity in Ch. 3 (§IV). But for now, just note that the stage
theorists’ account of the persistence of a person described here is their account of
the persistence of a person qua person.
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More on the Metaphysics of Persistence 45

illustrates that stage theorists should conclude that (ST3a) does not
tell us what explains the appropriateness of actual cases of future-
directed self-interested concern.
Here is the other stage-theoretic disambiguation of (3):
(ST3b) For all persons x and all persons y, x’s being numerically
identical with y and the fact that y has the property will have good (or
bad) experience E both implies that it is appropriate for x now to have
future-directed self-interested concern with regard to E and also
explains why this is appropriate.
Stage theorists can say that a person (stage) who has future-
directed self-interested concern with regard to a future experience
E is numerically identical with a person (stage) who has the property
will have experience E. For this is just to say that the stage that has
future-directed self-interested concern with regard to E is (numerically
identical with a stage that is) I-related to a stage located at a future time
that has E at that future time. So stage theorists who take (3) to amount
to (ST3b) can take (3) to tell us what explains the appropriateness of
actual cases of future-directed self-interested concern.
As we saw in Section I, endurantists should take (3) to lead to the
conclusion that being numerically identical with is a good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
But stage theorists who endorse (3) (understood as (ST3b)) should
instead take (3) to lead to the conclusion that your being I-related to a
person at a future time is a good answer to the Why Question. This is
because stage theorists say that a person (stage) has the property will
have E just in case that person (stage) is I-related to a person (stage)
located at a future time who has E at that future time.
Consider the following three claims: the relation of ‘identity over
time’ is numerical identity; persons are the relata of identity over time
in cases of personal identity over time; and persons have future-
directed self-interested concern with regard to experiences, and have
experiences. The argument in Section I for my answer to the Why
Question both succeeds and also applies to actual cases of survival only
if all three of these claims are true.
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46 On the Sufficiency of Personal Identity

Endurantists accept all three claims. But stage theorists reject the
first claim. And perdurantists should reject the third claim, as I have
argued above. So I think that endurantists—and only endurantists—
should both endorse my argument for numerical identity’s being a
good answer to the Why Question, and also take that answer to apply
to actual cases of survival. So, for the rest of this book, I shall assume
that my argument for my answer to the Why Question, along with
that answer’s applying to actual cases of survival, requires endurance.
Perhaps you endorse some fourth metaphysics of persistence, not
here (or anywhere) examined, that does not imply endurance but does
imply the above three claims. Or perhaps you endorse some non-
standard version of perdurance that implies the above three claims
without leading to contradiction in the face of change. Then, unlike
me, you should conclude that Section I’s argument for answering the
Why Question in terms of numerical identity does not require endur-
ance. So that argument should be endorsed by more than just endur-
antists. That would be great!

III. Not the Criterion of Personal Identity over Time


A criterion of personal identity over time is supposed to be necessary and
sufficient for personal identity over time, but not presuppose personal
identity over time. According to John Locke, having ‘the same con-
sciousness’ is the criterion of personal identity over time. And Locke
seems to think that its being appropriate for you to have future-
directed self-interested concern for a person’s experiences at a future
time is explained by your having the ‘same consciousness’ as that
person at that time. (See Locke, An Essay Concerning Human
Understanding, II, xxvii, §§15–19 [1975, 340–2].)
So Locke’s view seems to be that your surviving as a person at a
future time is explained by your having ‘the same consciousness’ as that
person at that time. That is, Locke’s view seems to be that your being
related to a person at a future time by (what Locke takes to be) the
criterion of personal identity over time explains why you will survive as
that person at that time. Thus Locke seems to accept:
The Criterion Explains Survival: If your being the same person as a
person who will exist (and be conscious) at a future time is sufficient
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Not the Criterion of Personal Identity over Time 47

for that person to have, at that time, what matters in survival for
you, then your being related to that (conscious) person by the
criterion of personal identity over time explains why that person
will have, at that time, what matters in survival for you.
The Criterion Explains Survival is widely accepted nowadays. In
particular, the Criterion Explains Survival seems to be accepted by
almost every philosopher who takes personal identity over time to be
sufficient for survival. And almost all these philosophers endorse a
more or less Lockean criterion of personal identity over time, that is, a
psychological criterion of personal identity over time.
For example, Derek Parfit (1984) endorses the following three
claims: personal identity over time is sufficient for survival; unbranch-
ing psychological connectedness and/or continuity is the criterion of
personal identity over time; and psychological connectedness and/or
continuity—including unbranching psychological connectedness and/
or continuity—explains survival (see Ch. 3, §II).
Moreover, the Criterion Explains Survival has played a key role in
motivating a psychological criterion of personal identity over time. For
example, David Shoemaker (2016) and also Jens Johansson (2016)
independently argue as follows. Being identical with a person who
exists at a future time is sufficient for that person’s having, at that time,
what matters in survival for you. This implies that your being related to
that person by the criterion of personal identity over time explains why
that person will have what matters in survival for you. (To endorse this
implication is to endorse the Criterion Explains Survival.) Your being
biologically continuous with a person at a future time would not
explain why that person will have what matters in survival for you.
So biological continuity is not the criterion of personal identity over
time. Rather, the correct criterion of personal identity over time is
psychological continuity.
Bernard Williams’s ‘The Self and The Future’ (1970) takes personal
identity to be sufficient for what matters in survival. And Williams
(1970) favors the view that your being ‘bodily continuous’ with a
person at a future time explains why that person will have what matters
in survival for you. And he takes this view to imply that you enjoy
personal identity with a person at a future time just in case that person
is bodily continuous with you. So Williams (1970) might be the
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48 On the Sufficiency of Personal Identity

extremely rare example of someone taking the Criterion Explains


Survival to motivate a criterion of personal identity over time that is
not psychological.9
The Criterion Explains Survival has also been presupposed in an
argument for the conclusion that personal identity over time is not
sufficient for survival. For Eric Olson (1997, 52–72) argues as follows.
Biological continuity is the criterion of personal identity over time.
Biological continuity does not explain survival. This implies that it is
false that your being identical with a future person is sufficient for your
surviving as that person. (To endorse this implication is to endorse the
Criterion Explains Survival.)
I have argued that numerical identity is a good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
The Criterion Explains Survival is widely assumed. Those who assume
the Criterion Explains Survival might misinterpret my answer to the
Why Question. That is, they might think that I am really answering
the Why Question in terms of the criterion of personal identity over
time, as opposed to in terms of numerical identity itself.
So let me be clear. I answer the Why Question in terms of numer-
ical identity itself. Moreover, the argument in Section I is an argument
for the conclusion that being numerically identical with is a good
answer to Why Question. The argument in Section I is not an
argument for the conclusion that being related by the criterion of
personal identity over time is a good answer to the Why Question.
I have not endorsed—and have given no argument for—the claim that

9
Or perhaps not. For Williams (1970) seems to understand ‘bodily continuity’
as having the numerically same body. And this might not count as a genuine
criterion of personal identity over time. For suppose that having numerically the
same body is necessary and sufficient for personal identity over time only if a person
is a body. Then a future person’s having the numerically same body as you just is
that future person’s being the numerically same body as you. This presupposes that
that person is (a body and is) numerically identical with you. But a genuine
criterion of personal identity over time would not presuppose that that person is
numerically identical with you.
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Not the Criterion of Personal Identity over Time 49

there is a good answer to the Why Question in terms of the criterion of


personal identity over time.
Numerical identity’s being a good answer to the Why Question is
consistent with there being other good answers, including an answer
in terms of the criterion of personal identity over time. But since we
already have a good answer in terms of numerical identity, I myself see
no reason to add that there is another good answer to the Why
Question in terms of the criterion of personal identity over time. So
I do not endorse the Criterion Explains Survival.10 So I am not
persuaded by the above arguments against the biological criterion of
personal identity from Shoemaker and from Johansson, or by Olson’s
argument above against the sufficiency of personal identity over time
for what matters in survival.
I answer the Why Question in terms of numerical identity. Again,
I see no reason to add that there is another good answer to the Why
Question in terms of the criterion of personal identity over time. So
I see no reason to endorse the Criterion Explains Survival. But you
might object that there is a reason for me in particular to endorse the
Criterion Explains Survival. For you might object that numerical
identity’s being a good answer to the Why Question leads to the
conclusion that another good answer to the Why Question is in
terms of the criterion of personal identity over time. If you think
this, it is probably because you endorse one of two arguments.
Here is the first argument. Numerical identity is a good answer to
the Why Question. You persist by enduring. So your surviving as a
future (conscious) person is explained by your being the same person as
that (conscious) person. Being the same person as a person at another
time is ‘reduced to’ being related to that person at another time by the
criterion of personal identity over time. So personal identity over time
is ‘reduced to’ being related to a person at another time by the criterion

10
I think that the Criterion Explains Survival is false. I think that it is false
because I endorse its antecedent and reject its consequent. For I take identity (with
a conscious person) to be sufficient for survival; but I deny that there are any criteria
of identity over time at all; a fortiori, I deny that the criterion of personal identity
explains survival. I shall not rely on this denial in the text. But for my reasons for
denying that there are any criteria of identity over time, see Merricks, 1998 and
2001b, 191–5.
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50 On the Sufficiency of Personal Identity

of personal identity over time. Whatever personal identity over time


explains is thereby explained by what personal identity over time is
reduced to.11 Therefore, your being related by the criterion of personal
identity over time to a (conscious) person at a future time explains why
you will survive as that person at that time.
I object to this argument because I think that it is false that personal
identity over time is reduced to being related to a person at another
time by the criterion of personal identity over time. One reason that
I object in this way begins with the observation that a person can never
differ from herself. So a person has exactly the same psychological
states as that person has. Psychological continuity is not supposed to
be the same thing as having exactly the same psychological states. So
I conclude that the relata of psychological continuity are not persons
themselves, but are instead the way a person is psychologically at one
time and the way a person is at another time. For a person can be
psychologically one way at one time, and psychologically a different
way at a different time.
I do sometimes say things like: ‘You are psychologically continuous
with a person at a future time.’ But I take this to be shorthand for the
claim that the way you are now is psychologically continuous with the
way a person will be at a future time. Other endurantists should join
me. Perdurantists should also take ‘you are psychologically continuous
with a person at a future time’ to be shorthand. But, unlike endur-
antists, perdurantists should take this to be shorthand for the claim
that your current temporal part is psychologically continuous with a
future temporal part of a person (see, e.g. Lewis, 1976). Only stage
theorists can take you (they think you are a stage) to be quite literally
psychologically continuous with a person (a stage) at a future time.
I say that persons endure. So I say that the relata of psychological
continuity are the ways a person is at a time. The same goes for the
relata of psychological connectedness. And the same goes for the relata
of other sorts of continuity and connectedness. Assume that a criterion
of personal identity over time is some sort of continuity or connect-
edness. Then the relata of the criterion of personal identity over time
are the way a person is at one time and the way a person is at another

11
This premise is controversial. At least, Mark Johnston (1997) controverts it.
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Not the Criterion of Personal Identity over Time 51

time. But the relata of personal identity over time are persons.
A person is not the same thing as (and cannot be reduced to) the
way a person is at a time. So the relata of the criterion of personal
identity over time are not (and cannot be reduced to) the relata of
personal identity over time. So I conclude that it is false that personal
identity over time is reduced to being related to a person at another
time by the criterion of personal identity over time.
Here is another reason to draw the same conclusion, but a reason
that has to do with the relation, as opposed to the relata. I think that
you persist by enduring. So your now being the same person as
someone existing at a future time just is your being a person who is
now wholly present and who stands in the relation being numerically
identical with to a person who will be wholly present at that future
time. The relation being numerically identical with is not reduced to
being psychologically continuous with.12 So it is false that your being
the same person as a person existing at a future time is reduced to your
being a person who is now wholly present and who is psychologically
continuous with a person who will be wholly present at that future
time. So if psychological continuity is the criterion of personal identity
over time, it is false that personal identity over time is reduced to being
related to a person at another time by the criterion of personal identity
over time.13
The argument just given focused on psychological continuity. But it
should be clear that—if persons endure—a parallel argument can be
run for the conclusion that personal identity over time is not reduced
to being related to a person at another time by psychological connect-
edness, or by biological continuity, or by any of the other contenders
for being the criterion of personal identity over time. Thus we have my
second reason for concluding that personal identity over time cannot
be reduced to being related to a person at another time by the criterion
of personal identity over time.

12
Everything is numerically identical with itself. But not everything is psycholog-
ically continuous with itself. This is just one reason to conclude that the relation being
numerically identical with is not reduced to being psychologically continuous with.
13
For discussion of what it is to be ‘wholly present’, see Merricks (1994; 1999a;
1999b). For a more detailed version of the argument just given, including replies to
some objections, see Merricks (1999a).
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52 On the Sufficiency of Personal Identity

For the above two reasons, I conclude that if persons endure, it is


false that personal identity over time is reduced to—or just is—being
related to a person at another time by the criterion of personal identity
over time. In other words, if persons endure, then personal identity
over time involves a ‘further fact’ distinct from being related to a
person at another time by the criterion of personal identity over
time. In particular, personal identity over time involves the ‘further
fact’ of being related by numerical identity.
Parfit (1984) seems to think that our being ‘Cartesian egos’ is the
only way to avoid the result that personal identity over time just is
being related by unbranching psychological connectedness and/or
continuity. But we have just seen that our persisting by enduring is
another way to avoid this result. We shall return to this point in
Chapter 3 (§IV). For this point plays a role in Chapter 3’s critique of
Parfit’s argument for the conclusion that personal identity over time is
not necessary for survival.
We have just considered one argument for the claim that numerical
identity’s explaining survival leads to the conclusion that the criterion of
personal identity also explains survival. That argument turned on the
thesis that being the same person as a person at a future time is reduced
to being related to that person by the criterion of personal identity over
time. But we have seen that if persons endure, then that thesis is false.
I think that persons endure. So I think we should reject the above
argument for the claim that numerical identity’s explaining survival
leads to the conclusion that the criterion of personal identity also explains
survival. Let us now turn to another argument for this same claim.
Recall that the criterion of personal identity over time is supposed to
be (necessary and) sufficient for personal identity over time without
presupposing personal identity over time. This suggests that the cri-
terion of personal identity over time explains personal identity over
time. So—if persons endure—this suggests that the way a person is at
an earlier time being related by the criterion of personal identity to the
way a person is at a later time explains why the person at the earlier
time is numerically identical with the person at the later time. Using
the sort of shorthand noted above, we can put this suggestion as:
(I) Your being related by the criterion of personal identity over time
to a (conscious) person at a future time explains why you are
numerically identical with that (conscious) person at that time.
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Not the Criterion of Personal Identity over Time 53

Add:
(II) Your being numerically identical with a (conscious) person at a
future time explains why you will survive as that person at that time.
Then conclude:
(III) Your being related by the criterion of personal identity over
time to a (conscious) person at a future time explains why you will
survive as that person at that time.
I do not think this argument is sound.14 But suppose that it is sound.
Then premise (II) is true. And if premise (II) is true, then numerical
identity is a good answer to the Why Question. Moreover, if persons
endure, then your being related to a person at a future time by the
criterion of personal identity over time implies that you are numerically
identical with that person. So this argument’s conclusion is consistent
with my claim—defended in Chapter 3 (§I)—that every good answer to
the Why Question implies numerical identity. So even though I do not
think the above argument is sound, I do not need to oppose it. For the
above argument is no threat to anything I say about the Why Question.
Suppose that you take the above argument to be sound. Then you will
conclude that the Criterion Explains Survival is true. Then you cannot
fault the reasoning at the start of this section from Shoemaker,
Johansson, and Olson for presupposing the Criterion Explains
Survival. But you should nevertheless think that their reasoning is faulty.
For if you take the above argument to be sound, then you should
conclude that the criterion of personal identity over time explains
survival no matter what that criterion turns out to be. That criterion
explains survival—according to the above argument—by explaining
personal identity over time, which in turn explains survival. So you
should deny Olson’s (1997) claim that biological continuity is the
criterion of personal identity but does not explain survival.
Moreover, you should conclude that Shoemaker’s (2016) and
Johansson’s (2016) claim that biological continuity does not explain

14
I think this argument’s first premise—(I)—is false; this is because I deny that
there is a criterion of personal identity over time. Some might say that this
argument is not valid, perhaps because they deny that explanation is transitive.
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54 On the Sufficiency of Personal Identity

survival presupposes (and so cannot be used to argue for) the claim that
biological continuity is not the criterion of personal identity over time.
Again, suppose that you endorse the Criterion Explains Survival
because of the above argument. Then you should not only object to
Olson (1997), Shoemaker (2016), and Johansson (2016). You should
also object to the idea that an answer to Why Question in terms of the
criterion of personal identity over time would be ‘deeper’ than such an
answer in terms of numerical identity. You should conclude, instead,
that the ‘deeper’ answer is in terms of numerical identity itself. For—
according to the above argument—being related by the criterion of
personal identity does not explain survival directly, but instead explains
survival only by way of explaining the holding of numerical identity. It
is the holding of numerical identity itself that directly explains survival.

IV. An Unanswered Question


Recall:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
To answer this question is to explain why it is appropriate for you to
first-personally anticipate, and have future-directed self-interested con-
cern with regard to, the experiences that a person will have at a future
time. So any answer to this question presupposes that there will be a
person who will have the experiences in question. So any answer to this
question presupposes that those experiences will be had by someone.
Let me illustrate this with Jones and the Nobel Prize in philosophy.
Leibniz would claim that Jones’s first-personally anticipating, and
having future-directed self-interested concern with regard to, receiv-
ing the Prize is appropriate if the person who will receive the Prize
next week is not only Jones, but also will then have memories of Jones’s
life today (Ch. 1, §I). Whiting would claim that this is appropriate if
the person who will receive the Prize next week will then have the
values, desires, and projects that Jones now has (see Ch. 4, §I).
Velleman would claim that this is appropriate if Jones has ‘first-
personal access’ to the point of view that a person will have when
receiving the Prize next week (see Ch. 4, §II). I claim that this is
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Conclusion 55

appropriate if Jones is numerically identical with the person who will


receive the Prize next week. And so on. All of these claims presuppose
that a person will receive the Prize next week.
Here is a new version of the story of Jones and the Prize. Jones has
won the Prize. And Jones is slated to receive the Prize at a ceremony
next week. Jones knows all this. And she is right now first-personally
anticipating receiving the Prize. But she will die in a tragic accident
tomorrow. So she will not receive the Prize next week. Indeed, no one
will receive the Prize next week. Is it now appropriate for Jones to first-
personally anticipate receiving the Prize next week? No answer to the
Why Question answers this question. For this is a question about an
experience that no one will have. Moreover, nothing defended in this
book answers this question. For this book is concerned with what
matters in survival. And if no one will receive the Prize next week, then
it is false that the person who will receive the Prize next week will then
have what matters in survival for Jones. Whether or not it is now
appropriate for doomed Jones to first-personally anticipate receiving
the Prize is neither here nor there.
I suppose that an answer to the Why Question might inspire an
answer to: is it now appropriate for doomed Jones to first-personally
anticipate receiving the Prize next week? For example, some who
endorse my answer to the Why Question might claim that Jones’s
first-personally anticipating receiving the Prize next week is appropri-
ate because, had Jones not died, someone numerically identical with
Jones would have received the Prize next week. And some who
endorse Leibniz’s answer to the Why Question might claim that this
is appropriate because, had Jones not died, Jones would have received
the Prize next week while enjoying memories of her earlier life. And so
on. But this is all just speculation and has no bearing on what follows.

V. Conclusion
I have argued in this chapter that being numerically identical with is a
good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
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56 On the Sufficiency of Personal Identity

My argument for that answer turned on a particular metaphysics of


persistence, namely, endurance (§I). Suppose that persons endure.
Do all good answers to the Why Question imply being numerically
identical with? Or suppose that persons do not endure. Do all good
answers to the Why Question imply personal identity over time,
that is, being the same person as, or persisting as, that person at that
future time? These are questions about the necessity of personal
identity for what matters in survival. These questions take center
stage in Chapter 3.
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3
On the Necessity of Personal
Identity

Joseph Butler (1736 [1975]) claims that Locke’s views on personal


identity imply that your self-interested concern with regard to a
person’s experiences at a future time can be appropriate even if you
will not be identical with that person. Butler then objects to Locke’s
views on account of this implication. Henry Sidgwick (1907, 419)
raises a similar objection to Hume’s views on personal identity. These
objections reveal that Butler and Sidgwick take personal identity over
time to be necessary for what matters in survival. So too do some of the
philosophers discussed in the preceding chapters.1 And so do I. In this
chapter, I shall say why I take personal identity to be necessary for
what matters in survival (§I). I shall also show how Derek Parfit’s
famous argument to the contrary fails (§§II–IV).

I. An Argument for the Necessity of Personal Identity


Chapter 2 began by observing that it is appropriate for you now to have
self-interested concern with regard to pain that you are now experien-
cing. This chapter begins by observing that it is not appropriate for you

1
I read Leibniz as taking personal identity to be necessary (but not sufficient)
for what matters in survival (see Ch. 1, §§I–II). McMahan (2002, 79) also takes
personal identity to be thus necessary. And consider that Schechtman says:
‘reidentifying persons . . . constrains (but does not determine) the kind of psycho-
logical configurations that can constitute a single psychological subject’ (1996, 69)
and ‘For a person to have self-interested concern for the fulfillment of a desire, that
desire must, to be sure, at least be part of his history’ (1996, 85).

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0004
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58 On the Necessity of Personal Identity

now to have self-interested concern with regard to pain that some


other person (but not you) is now experiencing. More generally:
(1*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) has experience E at the present time, then it
is not appropriate for x now to have self-interested concern with
regard to E.
I think that (1*) is true. Moreover, I think parallel claims are true about
what was and what will be. For example:
(2*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) will have experience E at a future time, then
it will not be appropriate at that future time for x to have self-
interested concern with regard to E.
I think that (1*) and (2*) illustrate that a person x’s being numerically
distinct from a person y is sufficient for it not to be appropriate for x to
have self-interested concern with regard to y’s present or future experi-
ences. So I further conclude:
(3*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) will have experience E, then it is not
appropriate for x now to have future-directed self-interested con-
cern with regard to E.
A person existing at a future time will have, at that time, what matters
in survival for you only if it is now appropriate for you to have future-
directed self-interested concern with regard to that person’s good (or
bad) experiences at that time (Ch. 1, §II). So it should be obvious that
(3*) is somehow relevant to who will (and who will not) have what
matters in survival for you. But the precise way in which (3*) is thus
relevant is less obvious. For the precise way depends on the metaphys-
ics of persistence.
For starters, suppose that you persist by enduring. Then you are
numerically identical with a person who will have experience E just in
case, first, it will be the case that a person has E and, second, you are
numerically identical with that person. So (3*) implies that if a person
at a future time is numerically distinct from you, then it is not
appropriate for you to have future-directed self-interested concern
with regard to that person’s good (or bad) experiences at that time.
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An Argument for the Necessity of Personal Identity 59

So if a person at a future time is numerically distinct from you, then


that person will not have what matters in survival for you.
In other words, a person at a future time will have what matters in
survival for you only if you are numerically identical with that person.
So every good answer to the following implies being numerically
identical with:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
So numerical identity is necessary for survival. So—given how endur-
antists understand personal identity—personal identity is necessary for
survival. That is, a person at a future time will have what matters in
survival for you only if you are the same person as that person. None of
this seems to be contingent. So—being an endurantist—I further
conclude that, necessarily, a person at a future time will have what
matters in survival for you only if you are the same person as that
person.2
Now turn to stage theory. Recall from Chapter 2 (§II) that the
expression ‘will have experience E’ is ambiguous, given stage theory.

2
I deny that two persons can have the numerically same token conscious
experience E. So I take ‘(but not x)’ in (1*) through (3*)—which I include for
emphasis—to be strictly speaking redundant. But suppose that the following case is
possible: a person at a future time is numerically identical with you, and that
person’s (that is, your) conscious experiences at that time are numerically identical
with a numerically distinct person’s conscious experiences at that time. Then the
‘(but not x)’ in (3*) is not redundant. And then the combination of (3*) and
endurance is consistent with (but does not imply) the claim that—in the case just
considered—it is appropriate for you to have future-directed self-interested con-
cern with regard to the experiences that are had by each of those persons at that
future time. This claim implies that someone who is not numerically identical with
you will have what matters in survival for you. But even given this claim, there is
still a way in which numerical identity is necessary for survival. For even given this
claim, you will survive at a future time as a person who is not numerically identical
with you only if—and only because—you also survive at that time as a person who
is numerically identical with you (and both persons have, at that time, the numer-
ically same conscious experiences). This is definitely not the sort of survival without
identity that Parfit defends. That is one reason that I shall ignore the above case in
what follows. But the main reason is that I think this case is not possible; for, again,
I deny that two persons can have the numerically same token conscious experience E.
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60 On the Necessity of Personal Identity

That expression could mean: is located at, and has experience E at, a
later time. Or it could mean: has the property will have experience E.
As a result, (3*) itself is ambiguous, given stage theory. So stage
theorists should not ask what (3*) implies with regard to who will
have what matters in survival for you. Rather, stage theorists should
disambiguate (3*), and then ask what each disambiguation implies
with regard to who will have what matters in survival for you.
Suppose that stage theorists take ‘will have experience E’ in (3*) to
mean: is located at, and has experience E at, a later time. Then they
should take (3*) to amount to:
(ST3*a) For all persons x and all persons y, if x is numerically
distinct from y and y (but not x) is located at, and has experience
E at, a later time, then it is not appropriate for x now to have future-
directed self-interested concern with regard to E.
Let x be an instantaneous stage (person) that now has future-directed
self-interested concern with regard to E; then x is located at, and only
at, the present time. Add that y is located at, and has experience E at, a
later time; then y is located at a later time. So it is false that x is
identical with y. This illustrates that if (ST3*a) is true, it is never
appropriate for a person (stage) to have future-directed self-interested
concern with regard to a future experience. So if (ST3*a) is true, stage
theory precludes survival. I assume that stage theorists will reject
(ST3*a).
Suppose that stage theorists take ‘will have experience E’ in (3*) to
mean: has the property will have experience E. Then they should take
(3*) to amount to:
(ST3*b) For all persons x and all persons y, if x is numerically
distinct from y and y (but not x) has the property will have experience
E, then it is not appropriate for x now to have future-directed self-
interested concern with regard to E.
Let x be a person (stage) who now has future-directed self-interested
concern with regard to E; then x is located at the present time. Let z be
a person (stage) who is located at a later time and has E. Stage theory
allows for x to be I-related to z. To have the property will have
experience E just is to be I-related to a stage that is located at, and
has experience E at, a later time (Ch. 2, §II). So stage theory allows for
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An Argument for the Necessity of Personal Identity 61

x to have the property will have experience E. So stage theory allows


for x to be numerically identical with the person (stage) who has the
property will have experience E. This illustrates that (ST3*b) does not
imply that stage theory precludes survival.
Above, I motivated (3*). I think that that motivation is compelling.
And I think it should be compelling to stage theorists. For example,
stage theorists should accept that motivation’s starting point:
(1*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) has experience E at the present time, then it
is not appropriate for x now to have self-interested concern with
regard to E.
So I think that stage theorists should accept (3*). More carefully,
I think stage theorists should accept at least one of (what they take
to be) the disambiguations of (3*). They will reject (ST3*a). So I think
they should accept (ST3*b). So let us assume that stage theorists
accept (3*), understood as (ST3*b). Then stage theorists should con-
clude that it is appropriate for you (a stage) to have future-directed
self-interested concern with regard to the experiences of a person
(stage) who is located at a later time only if you are I-related to that
person (stage).
So stage theorists should conclude that you survive as a person
(stage) located at a future time only if you are I-related to that person
(stage). This conclusion does not have the result that every good
answer to the Why Question implies being numerically identical
with. Rather, it has the result that every good answer to the Why
Question implies being I-related to. So—given how stage theorists
will understand personal identity—stage theorists should conclude
that personal identity is necessary for survival. That is, they should
conclude that, necessarily, a person at a future time has what matters in
survival for you only if you are the same person as that person.
Now turn to perdurance. Suppose that perduring persons have
‘temporary’ properties, including having future-directed self-interested
concern with regard to an experience, and having that experience.
Then perdurantists who endorse (3*) should claim that it is appropri-
ate for a perduring person to have future-directed self-interested
concern with regard to an experience E only if that numerically same
perduring person has experience E. This claim implies that perduring
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62 On the Necessity of Personal Identity

is necessary for survival. So perdurantists who endorse this claim


should conclude that persisting is necessary for survival. So—given
how perdurantists understand personal identity—they should con-
clude that personal identity is necessary for survival.
But I think that perdurantists should deny that persons have ‘tem-
porary’ properties. I think that perdurantists should say that those
properties are had instead only by temporal parts (Ch. 2, §II).
Suppose I am right. Then perdurantists should deny that persons
have future-directed self-interested concern with regard to an experi-
ence, or have that experience. So perdurantists should conclude that
any claim about ‘all persons’ who have future-directed self-interested
concern, or who have an experience, is a claim that has no instances. So
perdurantists should say that the following is a claim that has no
instances:
(3*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) will have experience E, then it is not
appropriate for x now to have future-directed self-interested con-
cern with regard to E.
So perdurantists should say that even if (3*) is true, (3*) is irrelevant to
actual cases of survival. So perdurantists can ignore (3*).
But (3*) might suggest the following:
(3**) For all x and all y, if x is numerically distinct from y and y (but
not x) will have experience E, then it is not appropriate for x now to
have future-directed self-interested concern with regard to E.
Unlike (3*), (3**) quantifies over everything, not just over persons. So if
there are temporal parts, (3**) quantifies over temporal parts, among
other things. If persons perdure, then future-directed self-interested
concern with regard to an experience E is had by temporal parts alone,
all of which are numerically distinct from any later temporal part that
has experience E. So the conjunction of (3**) and perdurance implies
that it is never appropriate for any temporal part to have future-
directed self-interested concern with regard to an experience. So if
(3**) is true, then perdurance has the result that no future person has
what matters in survival for anyone.
That perdurance has this result is reinforced by the perdurantist-
friendly adaptation (Ch. 2, §II) of my answer to:
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An Argument for the Necessity of Personal Identity 63

The What Question: What is it for a person at a future time to have


(at that time) what matters in survival for you?
That adaptation: its being appropriate for your temporal part that is
located at the present time to first-personally anticipate the experiences
that that person’s temporal part that is located at that future time will
have; and if that person’s temporal part that is located at that future time
will have good (or bad) experiences, its being appropriate for your
temporal part that is located at the present time to have future-directed
self-interested concern with regard to those experiences.3
Perdurantists will want to deny that perdurance precludes survival.
So they will want to deny (3**). We got to (3**) by way of:
(3*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) will have experience E, then it is not
appropriate for x now to have future-directed self-interested con-
cern with regard to E.
That is, I said that (3*) might suggest (3**). But perdurantists could
reply that (3*) does not suggest (3**). They could say instead that (3*)
suggests that in cases of appropriate future-directed self-interested
concern with regard to a later experience, only one person should be
‘involved’ with both the concern and also the experience. One way for
one person to be ‘involved’ with both is for that one person to have
both. But a second way—perdurantists might add—is for one person
to have as parts both the earlier temporal part that has the future-
directed self-interested concern and also the later temporal part that
has the relevant experience.

3
Perdurantists should not respond to (3**) by analyzing will have experience E
as: is a temporal part of a person who has a later temporal part that has experience
E. This is because an entity that exists right now will have an experience only if that
entity persists into the future. In particular, a temporal part of a person will have an
experience that each later temporal part of that person has only if that temporal part
persists for as long as that person persists. But perdurantists should deny that each
temporal part of a person persists for as long as that person persists. The parallel to
stage theory—which inspires the analysis of will have experience E just suggested
and discarded—is instructive. Stage theorists think that a person (stage) can have
the property will have experience E (analyzed in terms of the I-relation) precisely
because that stage is a persisting person (and persistence is analyzed in terms of the
I-relation).
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64 On the Necessity of Personal Identity

So perdurantists might take (3*) to lead to:


(3+*) For all x and all y, if x and y are not parts of the same person and
y (but not x) has experience E, then it is not appropriate for x now to
have future-directed self-interested concern with regard to E.
Perdurantists who endorse (3+*) should conclude that it is appropriate
for a temporal part to have future-directed self-interested concern with
regard to an experience E only if that temporal part and the later
temporal part that has E are parts of the same person. So these
perdurantists should conclude that you survive as a person at a future
time only if you are the same perduring person as that person. So these
perdurantists should take personal identity to be necessary for survival.
That is, necessarily, a person at a future time will have what matters in
survival for you only if you are the same person as that person.
This section started by defending:
(3*) For all persons x and all persons y, if x is numerically distinct
from y and y (but not x) will have experience E, then it is not
appropriate for x now to have future-directed self-interested con-
cern with regard to E.
We have seen that (3*) cannot be directly applied to actual cases of
future-directed self-interested concern if persons persist stage theo-
retically, or if persons persist by perduring. Nevertheless, stage theor-
ists should endorse (what they take to be) a disambiguation of (3*);
that disambiguation implies that being the same person as a person at a
later time as understood by stage theorists is necessary for survival.
Similarly, (3*) might motivate perdurantists to endorse a thesis that
implies that, necessarily, you survive as a person at a future time only if
you are the same perduring person as that person.
If persons persist by enduring, (3*) can be directly applied to actual
cases of future-directed self-interested concern. And if persons
endure, (3*) implies that you will survive as a person who will exist at
a future time only if you are numerically identical with that person.
I endorse (3*) and I think that persons endure. So I conclude that
being the same person as a person at a later time—that is, personal
identity—as understood by endurantists is necessary for what matters
in survival.
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Parfit’s Argument against the Necessity of Personal Identity 65

II. Parfit’s Argument against the Necessity of Personal Identity


As we saw in Chapter 1 (§IV), Derek Parfit says:
An emotion or attitude can be criticized for resting on a false belief or for being
inconsistent. A man who regards [double brain hemisphere transplant] as
death must, I suggest, be open to one of these criticisms. (1971, 9)

Parfit also says:


Some people would regard division as being as bad, or nearly as bad, as
ordinary death. This reaction is irrational. We ought to regard division as
being about as good as ordinary survival. (1984, 261)

These remarks—and the contexts in which they occur—suggest that


Parfit takes what matters in survival to be opposed to the practical
equivalent of death. The practical equivalent of death—like the prac-
tical equivalent of annihilation (Ch. 1, §I)—precludes appropriate
future-directed self-interested concern. So we might read Parfit as
taking what matters in survival to involve appropriate future-directed
self-interested concern. In particular, we might read Parfit as answer-
ing the following question in terms of appropriate future-directed self-
interested concern:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
This section focuses on Parfit’s influential argument for personal
identity’s not being necessary for what matters in survival. At least
for our purposes, Parfit’s argument is most interesting if it is an
argument against the conclusion of Section I, namely, that personal
identity is necessary for (what I call) what matters in survival. Parfit’s
argument is an argument against that conclusion if we take him to
answer the What Question in terms of appropriate future-directed
self-interested concern. And as we saw in Chapter 1 (§II), this is just
how Jeff McMahan and Sydney Shoemaker—and, of course, many
others—do take Parfit.
But Parfit’s argument might not be an argument against that con-
clusion if we take him to answer the What Question in a different way.
And Parfit does sometimes seem to answer the What Question in a
different way. Recall from Chapter 1 (§IV) that Parfit makes some
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66 On the Necessity of Personal Identity

claims using the expression ‘what matters in survival’ that are claims
about what matters to you with regard to the future, such as (his
example) being freed of your nicotine addiction at some future time
(Parfit, 1984, 299). Suppose we took Parfit to answer the What
Question in terms of what matters to you with regard to the future.
Then Parfit’s conclusion that personal identity is not necessary for
(what he calls) what matters in survival might not imply that personal
identity is not necessary for (what I call) what matters in survival. This
is because personal identity’s not being necessary for what matters to
you with regard to the future might not imply that personal identity is
not necessary for appropriate future-directed self-interested concern or
appropriate first-personal anticipation.
Parfit can also seem to answer the What Question in terms of
psychological connectedness and/or continuity. Parfit says:
I said earlier that what matters in survival could be provisionally referred
to as ‘psychological continuity’. I must now distinguish this relation from
another, which I shall call ‘psychological connectedness’ . . . ‘Psychological
connectedness’ . . . requires the holding of these direct psychological
relations . . . ‘Psychological continuity’ . . . only requires overlapping chains
of direct psychological relations . . . Now that we have distinguished the
general relations of psychological continuity and psychological connectedness,
I suggest that connectedness is a more important element in survival.
(1971, 20–1; see also Parfit, 1984, 262)
Suppose Parfit answers the What Question in terms of psychological
connectedness and/or continuity. Then it is trivial that psychological
connectedness and/or continuity is sufficient for (what Parfit takes to
be) what matters in survival. This triviality is not relevant to whether
personal identity is necessary for appropriate future-directed self-
interested concern or appropriate first-personal anticipation. So this
triviality is not relevant to the conclusion—as defended and under-
stood in Section I—that personal identity is necessary for what matters
in survival.
I do not claim that Parfit unequivocally answers the What Question
in terms of appropriate future-directed self-interested concern. But
I shall assume for the rest of this section that the most common
reading of Parfit is correct, and that he does answer the What
Question in only this way. This is because, again, this section focuses
on Parfit’s argument for the claim that personal identity is not
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Parfit’s Argument against the Necessity of Personal Identity 67

necessary for what matters in survival. That argument is most inter-


esting for our purposes if it clearly opposes the conclusion of Section I,
namely, that personal identity is necessary for what matters in survival.
Parfit’s argument clearly opposes that conclusion if Parfit answers the
What Question in terms of future-directed self-interested concern.
But Parfit’s argument does not clearly oppose that conclusion if Parfit
answers the What Question in either of the other two ways just
considered.
Let us consider how Parfit answers:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
McMahan says:
Let us call the relations that ground rational egoistic concern about the future
the prudential unity relations. According to the traditional view, there is only
one such relation: identity. According to Parfit, the prudential unity relations
are psychological connectedness and psychological continuity. (2002, 42)
And here is how Shoemaker’s critical notice of Reasons and Persons
describes Parfit’s views:
What makes it rational (to the extent that it is) for me to have a special concern
for my well-being at a future time is the fact that my present states stand to my
future states in the relations of psychological C&C [connectedness and
continuity] . . . the holding of these relations justifies future concern . . . .
(1985, 444)

So McMahan and Shoemaker take Parfit to answer the Why Question


in terms of psychological connectedness and/or continuity. So do
many others. And I agree that Parfit sometimes answers the Why
Question in just this way. But some of what Parfit says undermines
this answer to the Why Question.
Parfit takes himself to be a ‘Reductionist’ and says:
I do not anticipate the pain that will be felt by someone I love. It might be
claimed that only on the Non-Reductionist View can we justifiably anticipate
future pains. Anticipation might be justified only by the non-existent deep
further fact. Perhaps if we are Reductionists, we should cease to anticipate our
own future pains. (1984, 312)
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68 On the Necessity of Personal Identity

So Parfit is open to the idea that first-personal anticipation is


never appropriate.4
If first-personally anticipating an experience is not appropriate, then
it is not appropriate to have future-directed self-interested concern
with regard to that experience (Ch. 1, §II). And Parfit (1984, 307–10)
is also open to the idea that future-directed self-interested concern is
never appropriate. This is a familiar point about Parfit. Hence
Shoemaker’s parenthetical ‘to the extent that it is’.
Parfit is open to the idea that neither first-personal anticipation
nor future-directed self-interested concern is ever appropriate. This
idea implies that there is no good answer to the Why Question. And if
there is no good answer to the Why Question, then psychological
connectedness and/or continuity is not a good answer to the Why
Question. This is why I said above that some of what Parfit says
undermines this answer to the Why Question. And to the extent
that Parfit undermines this answer to the Why Question, he under-
mines his argument for the conclusion that personal identity is not
necessary for what matters in survival. For, as we shall see, that
argument has this premise:
(III) If you are psychologically connected to and/or continuous with
a person at a future time, then that person has, at that time, what
matters in survival for you.
There is another way in which the idea that neither first-personal
anticipation nor future-directed self-interested concern is ever appro-
priate undermines Parfit’s argument. This idea implies that no one
existing at a future time can have what matters in survival for anyone
who exists now. So it is false that there can be cases of survival. So it is
false that there can be cases of survival without personal identity. So
any argument is unsound that concludes that there can be cases of

4
What is Parfit’s Reductionism, and how does it undermine appropriate first-
personal anticipation? It is hard to say. Elsewhere (Merricks, 1999c), I look at how
a variety of philosophers understand both Parfit’s Reductionism and also how
Parfit takes Reductionism to bear on what matters in survival. Those philosophers
disagree about what Reductionism is, and also about how Parfit takes
Reductionism to bear on what matters in survival.
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Parfit’s Argument against the Necessity of Personal Identity 69

survival without personal identity. So Parfit’s argument for that con-


clusion is unsound.
I do not claim that Parfit unequivocally answers the Why Question
in terms of psychological connectedness and/or continuity. Instead,
I shall just assume for the rest of this section that he does answer the
Why Question in this way. This is a concession to Parfit’s argument
for the conclusion that there can be cases of survival without personal
identity. For Parfit’s argument is sound only if there is a good answer
to the Why Question and that answer is in terms of psychological
connectedness and/or continuity.
Parfit’s (1984, 263) argument starts with the claim that personal
identity is sufficient for survival. That is, his argument starts with the
claim that if a person at a future time is the same person as you, then
that person will have, at that future time, what matters in survival for
you. Parfit (1984, 262–3) also claims that ‘unbranching’ psychological
connectedness and/or continuity is the criterion of personal identity
over time. These two claims imply:
(I) If you are psychologically connected to and/or continuous with a
person—but only that person—at a future time, then that person
has, at that time, what matters in survival for you.
Parfit thinks that if unbranching psychological connectedness and/or
continuity delivers what matters in survival, then psychological con-
nectedness and/or continuity delivers what matters in survival, regard-
less of whether that connectedness and/or continuity branches. So
Parfit endorses:
(II) If premise (I) is true, then: if you are psychologically connected
to and/or continuous with a person at a future time, then that
person has, at that time, what matters in survival for you.
And (I) and (II) imply:
(III) If you are psychologically connected to and/or continuous with
a person at a future time, then that person has, at that time, what
matters in survival for you.
Parfit should not say that (III) has the result that you survive as a
person at a future time if you are psychologically connected to that
person solely in virtue of each of you having the desire to be happy.
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70 On the Necessity of Personal Identity

So let us take the sort of psychological connectedness and/or continuity


invoked in his criterion of personal identity over time—and in premise
(II)—to be substantive. So in what follows, let us take claims about
psychological connectedness and/or continuity to be claims about
substantive psychological connectedness and/or continuity.
Suppose that you will undergo psychological fission. That is, sup-
pose that you will be (substantively) psychologically connected to and/
or continuous with two future persons. Then you are not related to
either of those two future persons by unbranching psychological con-
nectedness and/or continuity. So you are not related to either of those
two future persons by what Parfit takes to be the criterion of personal
identity over time. So Parfit would say that you are not the same
person as either of those two future persons. Thus Parfit (1971;
1984, 253–66) takes the possibility of psychological fission to show:
(IV) It is possible for you to be psychologically connected to and/or
continuous with a person at a future time even if that person is not
the same person as you.
Premises (III) and (IV) imply:
(V) It is possible for a person at a future time to have, at that time,
what matters in survival for you even if that person is not the same
person as you.
This is Parfit’s argument for the claim that personal identity is not
necessary for what matters in survival.
In Section I, I argued that personal identity is necessary for what
matters in survival. So Section I’s argument is a reason to conclude that
Parfit’s argument to the contrary must go wrong somewhere or other.
But if I relied on this reason for concluding that Parfit’s argument goes
wrong, you might tollens where I ponens. That is, you might take
Parfit’s argument to be a reason to deny that personal identity is
necessary for what matters in survival, and so a reason to conclude
that Section’s I’s argument must go wrong somewhere or other. I do
not want to leave us at this impasse. So Sections III and IV will show
right where Parfit’s argument goes wrong. That is, they will show right
where Parfit’s argument goes wrong, given this or that metaphysics of
persistence, and given this or that view about the criterion of personal
identity over time.
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Parfit’s Argument, Stage Theory, and Perdurance 71

III. Parfit’s Argument, Stage Theory, and Perdurance


Suppose that stage theory is true. Then to enjoy personal identity with
a person at a future time is to be I-related to that person at that time.
That is, to be the same person as a future person is to be I-related to
that person. As emphasized in Chapter 2 (§II), the I-relation is not
numerical identity. Suppose that the I-relation is instead psychological
connectedness and/or continuity. Then stage theorists will say that to
be the same person as a future person is to be psychologically con-
nected to and/or continuous with that person. So they will deny the
following premise of Parfit’s argument:
(IV) It is possible for you to be psychologically connected to and/or
continuous with a person at a future time even if that person is not
the same person as you.
Again, suppose the I-relation is psychological connectedness and/or
continuity. Then stage theorists should take the criterion of personal
identity over time to be psychological connectedness and/or continu-
ity. As we saw above (§II), Parfit endorses a different criterion of
personal identity over time. Parfit’s criterion is unbranching psycho-
logical connectedness and/or continuity. Parfit motivates his criterion
with:
In the imagined case where I divide, [psychological connectedness and/or
continuity] takes a branching form. But personal identity cannot take a
branching form. I and the two resulting people cannot be one and the same
person. (1984, 262)
Stage theorists can resist Parfit’s motivation for his criterion. This is
because stage theorists can say that when psychological connectedness
and/or continuity branches, so does personal identity.
Suppose that you will undergo psychological fission. And suppose
that the I-relation is psychological connectedness and/or continuity.
Then—according to stage theory—you will be the same person as each
of the two stages, located at some future time, to which you are I-
related. So you are the same person as Stage 1 and you are the same
person as Stage 2. Stage 1 is not numerically identical with Stage 2.
But since the I-relation is not numerical identity, but is instead
psychological connectedness and/or continuity, none of this implies
a contradiction.
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72 On the Necessity of Personal Identity

Not only can stage theorists say that you will be same person as each
person who results from psychological fission, this is just what the
leading stage theorists—Theodore Sider (1996; 2001, 201) and
Katherine Hawley—actually do say. For example, Hawley says:
. . . there are puzzle cases which encourage us to think that people could
divide . . . this is most easily accepted by those who believe that personal
persistence is a matter of psychological continuity . . . stage theorists have a
relatively simple strategy: there is but a single person present before fission,
although it may be that she is the same person as two distinct but simultaneous
person-stages at some post-fission moment. (2001, 174–5)
Let me illustrate the stage theorist’s view here with one of Parfit’s
(1971) most important thought experiments (which he borrows from
Wiggins (1967)). Suppose that each hemisphere of your brain is
transplanted into a different body. Parfit insists that you would survive
as each of the hemisphere recipients. Stage theorists can agree. Parfit
thinks this implies that personal identity is not necessary for survival.
Hawley and Sider disagree. They say that you survive as—and are the
same person as—each recipient of each hemisphere. For you are
I-related to each of those recipients.
The leading stage theorists claim that personal identity takes a
branching form in cases of psychological fission. This claim under-
mines Parfit’s reason for taking the criterion of personal identity over
time to include an ‘unbranching’ condition. More to the point, this
claim allows stage theorists to deny premise (IV) of Parfit’s argument.
So this claim allows stage theorists to block Parfit’s argument.
Stage theorists say that your being the same person as a future
person just is your being I-related to that person. Suppose the I-
relation is a psychological relation. Then stage theorists say that your
being the same person as a future person just is your being related to
that person by way of the relevant psychological relation. So stage
theory fits perfectly with Parfit’s (e.g. 1984, 262–3) view that a future
person’s being the same person as you ‘just is’ your being related to
that person by way of the relevant psychological relation. Moreover,
stage theory is the only metaphysics of persistence that fits perfectly
with that view. (Chapter 2 (§III) showed that endurance implies that
that view is false; for perdurance and that view, see below.) So if we
take Parfit completely literally when he says that a future person’s
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Parfit’s Argument, Stage Theory, and Perdurance 73

being the same person as you ‘just is’ your being related to that person
by way of the relevant psychological relation, we should interpret Parfit
as a (proto-) stage theorist. So Parfit should find the ease with which
stage theorists can block his argument to be particularly troubling.
Suppose that persons perdure. And suppose that perduring persons
enjoy a criterion of personal identity over time in terms of psycholog-
ical connectedness and/or continuity. Then psychological connected-
ness and/or continuity is the ‘glue’ that holds temporal parts together
so that those parts compose a single perduring person. Thus—as noted
in Chapter 2 (§III)—perdurantists such as Lewis (1976) say that the
relata of psychological connectedness and/or continuity are the tem-
poral parts of persons, as opposed to perduring persons themselves.
And this is what all perdurantists should say. For I have argued that
perdurantists should say that only the temporal parts of persons (and not
perduring persons themselves) have (determinate) mental properties
(Ch. 2, §II). Because temporal parts alone have (determinate) mental
properties, temporal parts alone can be psychologically connected to
and/or continuous with each other. So if persons perdure, the relata of
psychological connectedness and/or continuity are the temporal parts of
persons, as opposed to perduring persons themselves.
Perdurantists should take psychological connectedness and/or
continuity—unbranching or otherwise—to hold not between persons,
but instead between the temporal parts of persons. So perdurantists
should deny that you—a person—can be psychologically connected to
and/or continuous with a person at a future time. This is why
perdurance—unlike stage theory—does not fit perfectly with Parfit’s
view that your being the same person as a person at a future time ‘just
is’ your being related to that person by way of the relevant psycholog-
ical relation.
Again, perdurantists should deny that you can be psychologically
connected to and/or continuous with a person at a future time. So
perdurance alone seems to rule out the claim that it is possible for you
to be psychologically connected to and/or continuous with a person at
a future time. A fortiori perdurance alone seems to rule out:
(IV) It is possible for you to be psychologically connected to and/or
continuous with a person at a future time even if that person is not
the same person as you.
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74 On the Necessity of Personal Identity

But consider the following:


(4D-IV): It is possible for your current temporal part to be psycho-
logically connected to and/or continuous with a temporal part at a
future time, but for it to be false that those two temporal parts are
parts of the same person.
Perdurance alone does not rule out (4D-IV). Moreover, perdurantists
might take (IV) to be shorthand for (4D-IV) (cf. Ch. 2, §III). Then
perdurance alone does not rule out (IV) after all, at least not if (IV) is
understood as (4D-IV).
Suppose that (IV) is understood as (4D-IV). And suppose that
psychological fission is possible. Perdurantists can still deny (IV).
One way they can deny (IV) is by claiming that psychological fission
involves two distinct perduring persons who overlap before fission
(see, e.g. Lewis, 1976). That is, those two persons share all their
pre-fission temporal parts. This renders cases of psychological fission
consistent with the claim that, necessarily, if any temporal part is
psychologically connected to and/or continuous with another temporal
part, then there is a person who has those two temporal parts as
parts. So this renders cases of fission consistent with the denial of
(4D-IV). So this renders cases of fission consistent with the denial
of (IV) as understood by perdurantists.5
Let me illustrate this with Parfit’s double brain hemisphere trans-
plant case. Perdurantists can claim that your current temporal part is a
part of the perduring person who is the recipient of your left hemi-
sphere. They can also consistently add that your current temporal part
is a part of the distinct perduring person who is the recipient of your
right hemisphere. Your current temporal is, therefore, a temporal part
of two distinct perduring persons. There is a sense, then, in which
personal identity—at least from the perspective of your current tem-
poral part—can take a branching form.

5
Here is another option: there is a single perduring person in a case of
psychological fission, who has a branching structure. This option also renders
cases of fission consistent with the claim that, necessarily, if any temporal part is
psychologically connected to and/or continuous with another temporal part, then
there is a person who has those two temporal parts as parts.
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Parfit’s Argument and Endurance 75

Perdurantists can deny (IV). That is, perdurantists can deny (IV)
even given the possibility of psychological fission. And they can deny
(IV) even if they interpret (IV) as the perdurantist-friendly (4D-IV).
So perdurantists can join stage theorists in concluding that Parfit’s
argument goes wrong by having a false premise, namely, (IV).

IV. Parfit’s Argument and Endurance


Parfit’s argument needs this premise:
(IV) It is possible for you to be psychologically connected to and/or
continuous with a person at a future time even if that person is not
the same person as you.
Parfit’s (1984, 262) support for premise (IV) assumes that ‘personal
identity cannot take a branching form’. And if persons persist by
enduring, then personal identity cannot take a branching form.
To see why I say this, suppose—for reductio—that personal identity
branches. In particular, suppose that you persist as Person 1 and also
persist as the numerically distinct Person 2. Add that you persist by
enduring. Then you are numerically identical with Person 1. And you
are numerically identical with Person 2. So, by the transitivity of
identity, Person 1 is numerically identical with Person 2. But Person
1 is not numerically identical with Person 2. Contradiction.
Endurantists cannot block Parfit’s argument by claiming that per-
sonal identity branches in cases of psychological fission. But they can
still block that argument. I block that argument by denying its first
premise. That is, I deny:
(I) If you are psychologically connected to and/or continuous with a
person—but only that person—at a future time, then that person
has, at that time, what matters in survival for you.
My reason for denying (I) starts with the claim that you have physical
properties. In particular, I think that you have exactly the physical
properties that are had by the human organism ‘associated’ with you.
So you and that human organism have exactly the same physical parts.
So you and that organism are in the same place at the same time. Add
that an entity’s mental properties are correlated with that entity’s
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76 On the Necessity of Personal Identity

physical properties and physical parts. Then you and that organism
have the same mental properties.
You have the same physical parts and the same physical properties
as the organism associated with you. So I conclude that you are not
only a person, but are also an organism. The organism associated with
you has the same mental properties as do you. So I conclude that that
organism is not only an organism, but is also a person. I do not think
that you and the organism associated with you are an instance of two
organisms and two persons being in the same place at the same time.
So I conclude that you are numerically identical with the human
organism associated with you. (For more, see Merricks, 2001a,
47–53 and 85–7; Olson, 1997, 97–102; Olson, 2003).
Each of us is a human organism. Human organisms can enjoy
identity over time in the absence of psychological connectedness and
continuity. For example, a human organism can persist through the
sort of brain damage that would keep the way it is now from being
psychologically connected to, or continuous with, the way it will be
after that damage. So it is false that unbranching psychological con-
nectedness and/or continuity is necessary and sufficient for the identity
over time of us human organisms. So it is false that unbranching
psychological connectedness and/or continuity is the criterion of per-
sonal identity over time. Parfit’s motivation for premise (I) relies on
this false claim (see §II). So I conclude that Parfit does not successfully
motivate premise (I). This alone is enough to block’s Parfit’s
argument.6
Moreover, I think that premise (I) is false. For I deny that you could
move a cat from Scotland to my pocket by annihilating that cat’s body
and then ‘downloading’ its psychological features onto my phone. So
I deny that unbranching psychological connectedness and/or continu-
ity is sufficient for the persistence of an organism, even an organism

6
The argument in the text relies on the claim that you have the same physical
properties as are had by the human organism associated with you. But suppose you
think, instead, that you have the same physical properties as are had by some other
physical object associated with you (e.g. your brain). Then conclude that you are
numerically identical with that other physical object (e.g. that brain). I deny that
that physical object (e.g. that brain) enjoys a psychological criterion of identity over
time.
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Parfit’s Argument and Endurance 77

that has mental properties. Again, each of us is an organism. So


I conclude that unbranching psychological connectedness and/or con-
tinuity is not sufficient for personal identity over time. So it is not
sufficient for what—as I argued in Section I—is necessary for what
matters in survival. So it is not sufficient for what matters in survival.
So I deny:
(I) If you are psychologically connected to and/or continuous with a
person—but only that person—at a future time, then that person
has, at that time, what matters in survival for you.7
In Section III, I discussed how stage theorists and perdurantists would
block Parfit’s argument. I did not suggest that stage theorists and
perdurantists might deny premise (I). This is because I think that
stage theorists and perdurantists are unlikely to deny premise (I). They
are unlikely to deny (I) because perdurance undermines my argument
for our being organisms. And stage theory provides a way to render our
being organisms consistent with a psychological criterion of personal
identity over time.

7
You might think that if you are a human organism, then the criterion of
personal identity over time is in terms of biological continuity. You might add that
biological continuity can ‘branch’. So you might think that if you are an organism,
then the criterion of personal identity over time is unbranching biological conti-
nuity. You might then conclude that Parfit-style reasoning delivers the conclusion
that biological continuity is sufficient for what matters in survival, and so personal
identity is not necessary for what matters in survival.
As we shall see below, endurantists can block Parfit’s argument even if they
accept Parfit’s criterion of personal identity over time in terms of unbranching
psychological connectedness and/or continuity. This will show how endurantists
can block Parfit-style reasoning against the necessity of personal identity for
survival even if they accept that the criterion of personal identity over time is
unbranching biological continuity. That is the main point.
But other points are also relevant. I myself deny that there is any criterion of
personal identity over time at all (Merricks, 1998 and 2001b, 191–5); so I deny that
the criterion of personal identity over time is in terms of biological continuity,
unbranching or otherwise. Moreover, it is not at all clear that biological continuity
of the sort that is even prima facie sufficient for the persistence of an organism can
branch. (A dividing cell does not persist.) In particular, biological continuity does
not branch in Parfit’s double brain hemisphere transplant case, since the brain stem
and the original human organism get left behind.
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78 On the Necessity of Personal Identity

Suppose that objects persist by perduring. And suppose that the


perduring human organism that is associated with you has a proper
part that itself perdures, and all of whose temporal parts are related by
psychological continuity. Perdurantists can claim that you are (identi-
cal with) this proper part of the organism associated with you. So you
do not have all the same physical properties and parts as that organism.
(For example, that organism, but not you, has early fetal temporal
parts.) So perdurantists can deny that you are an organism. More
generally, they can deny that human persons are organisms (for
more, see Merricks, 2000; Olson, 1997, 162–8).
Suppose that stage theory is true. Let the I-relation be psychological
connectedness and/or continuity. Let the O-relation be biological
continuity. Stage theorists say that your being the same person as a
future stage just is your being I-related to that future stage. They can
add that your being the same organism as a future stage just is your
being O-related to that stage. The O-relation is not the same relation
as the I-relation. So stage theorists can say that you are I-related to one
stage that is located at a later time, but O-related to a numerically
distinct stage located at that same time. So stage theorists can say that
you persist qua person as one stage, but persist qua organism as
another. So stage theorists can—and do—take persistence to be
sortal-relative (see Sider, 1996; Hawley, 2001, 156–8).
So stage theorists can consistently endorse the following four
claims. Each of us is the same organism as some future stage; so
each of us is an organism. The criterion for being the same organism
as some future organism is not psychological. Each of us is the same
person as some future stage; so each of us is a person. And the criterion
for being the same person as some future person is psychological.
Because stage theorists can consistently endorse these four claims,
they can deny that each of us being an organism implies that the
criterion of personal identity over time is not psychological.
Suppose that persons endure. Then I think that my above argument
for the claim that each of us is a human organism succeeds. This is
partly because if persons endure, it is false that each person is a
perduring proper part of a perduring human organism. Again, suppose
that persons endure. Then I think that our being organisms implies
that it is false that the criterion of our identity over time—and so the
criterion of personal identity over time—is psychological. This is
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Parfit’s Argument and Endurance 79

partly because if persons endure, then it is false that persistence is


sortal-relative. This is false because numerical identity is not sortal-
relative.8
At any rate, I think that endurantists in particular should deny that
the criterion of personal identity is psychological. But maybe you
disagree. So let us assume, just for the sake of argument, that persons
endure but the criterion of personal identity over time is psychological.
Indeed, let us even concede to Parfit that the criterion of personal
identity over time is the very criterion that his argument requires:
unbranching psychological connectedness and/or continuity.
Recall from Section II that Parfit’s motivation for (I) turns on two
claims. The first is that the criterion of personal identity over time is
unbranching psychological connectedness and/or continuity. The sec-
ond is that personal identity over time is sufficient for what matters in
survival. As we saw in Chapter 2 (§I), endurantists in particular should
endorse this second claim. So—assuming Parfit’s criterion of personal
identity over time for the sake of argument—endurantists should
endorse:
(I) If you are psychologically connected to and/or continuous with a
person—but only that person—at a future time, then that person
has, at that time, what matters in survival for you.9
But endurantists who accept (I) should deny:
(II) If premise (I) is true, then: if you are psychologically connected
to and/or continuous with a person at a future time, then that
person has, at that time, what matters in survival for you.

8
Geach’s (1980, 216) ‘relative identity’ might seem to be a view according to
which numerical identity is sortal-relative. But Geach’s view is really the view that
there is no such thing as numerical identity, but instead a variety of sortal-relative
identity-like relations. For critical discussion of ‘relative identity’, see Hawthorne
(2003).
9
Endurantists who accept (I) should take (I) to be shorthand for something
like: if the way you are now is psychologically connected to and/or continuous with
the way a (conscious) person is at a future time—and only with the way that that
person is at that time—then that person has, at that time, what matters in survival
for you. Something similar goes for premises (II), (III), and (IV). (See Ch. 1, §III
and Ch. 2, §III.)
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80 On the Necessity of Personal Identity

To begin to see why I say that endurantists who accept (I) should deny
(II), consider how Parfit motivates (II):
If I will be [psychologically connected to and/or continuous with] some future
person, [whether that continuity and/or connectedness] branches makes no
difference to the intrinsic nature of my relation to this person. And what
matters most must be the intrinsic nature of this relation. (1984, 263)
In one scenario, you are related to a person at a future time by way of
unbranching psychological connectedness and/or continuity. In a sec-
ond scenario, you are related to that person at that time by way of one
branch of branching psychological connectedness and/or continuity.
Parfit assumes that these scenarios differ in how you are related to that
person at that future time only with regard to whether branching
occurs, and so only ‘extrinsically’. And Parfit’s assumption would be
right if stage theory were true.
But if persons endure, Parfit’s assumption is wrong, at least assum-
ing that Parfit’s criterion of personal identity over time is right. For
assuming his criterion, in the first scenario you are related to that
person at that future time by way of being numerically identical with,
and in the second you are not. And this is a crucial difference. For, as
we saw in Chapter 2 (§I), endurantists should say that your being
numerically identical with a person at a future time explains why that
person will have, at that future time, what matters in survival for you.
Again, endurantists say that your being numerically identical with a
person at a future time explains why that person will have, at that
future time, what matters in survival for you. They do not thereby say
that this is explained by your being related to that person by the
criterion of personal identity over time. So even those endurantists
who accept Parfit’s criterion are not thereby saying that survival is
explained by being related by unbranching psychological connected-
ness and/or continuity. Perhaps being related by Parfit’s criterion
might also explain survival. But being related by that criterion would
explain survival—if at all—only by explaining being related by the
‘further fact’ of numerical identity, which is what directly explains
survival (see Ch. 2, §III).
So endurantists who accept Parfit’s criterion of personal identity
over time have no reason to accept:
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Parfit’s Argument and Endurance 81

(II) If premise (I) is true, then: if you are psychologically connected


to and/or continuous with a person at a future time, then that
person has, at that time, what matters in survival for you.
So endurantists who accept Parfit’s criterion of personal identity over
time can deny (II) at no cost. So there is nothing preventing them
from denying (II) if they are motivated to do so. And endurantists who
believe—perhaps because of the argument of Section I—that numer-
ical identity is necessary for survival are motivated to deny (II). For
given Parfit’s criterion of personal identity over time, it is false that
being psychologically connected to and/or continuous with a person is
sufficient for personal identity over time. So it is false that it is
sufficient for numerical identity, which is necessary for survival. So it
is false that it is sufficient for survival.
You might object that endurantists do have a reason to accept both
(I) and also (II). For you might object that endurantists should take
the criterion of personal identity over time to be psychological con-
nectedness and/or continuity, leaving behind Parfit’s unbranching
clause. And you might even think that Parfit should leave that clause
behind, since you might think that Parfit should say that what explains
the holding of personal identity over time ought to be ‘intrinsic’. But
endurantists cannot take the criterion of personal identity over time to
be psychological connectedness and/or continuity. For we are
assuming—as Parfit must—that psychological connectedness and/or
continuity can branch. So the claim that the criterion of personal
identity over time is psychological connectedness and/or continuity
implies—given endurance—that numerical identity can branch. But
numerical identity cannot branch, on pain of contradiction.
Let us apply all this to Parfit’s double brain hemisphere transplant
case. You will undergo double brain hemisphere transplant. So psy-
chological connectedness and/or continuity will branch. So it is false
that either hemisphere will be related to you by way of unbranching
psychological connectedness and/or continuity. Will you survive this
procedure?
It is not yet clear. For—given endurance—the case has not been
fully described. We have not yet said to which, if either, of the
resulting persons you will be related by the ‘further fact’ of numerical
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82 On the Necessity of Personal Identity

identity. Nevertheless, we do know that you cannot be related by


numerical identity to both (numerically distinct) hemisphere recipi-
ents. So endurantists convinced by Section I’s argument for the neces-
sity of identity for survival should deny that you survive as both
hemisphere recipients.
Suppose we add—just for the sake of argument—that unbranching
psychological connectedness and/or continuity is the criterion of per-
sonal identity over time. Then unbranching psychological connected-
ness and/or continuity is necessary for numerical identity. Then we
should conclude that you are related to neither hemisphere recipient by
the ‘further fact’ of numerical identity. Then endurantists convinced by
Section I’s argument for the necessity of identity for survival should
deny that you survive as either hemisphere recipient.
Or suppose we add—again, for the sake of argument—that you are
a human organism. Suppose that each recipient of one of your brain
hemispheres will also be a human organism. But neither recipient will
be the same human organism as you. For removing your brain hemi-
spheres still leaves behind the brainstem, and so seems to leave behind
the original human organism. So we should conclude that you are
related to neither hemisphere recipient by the ‘further fact’ of numer-
ical identity. Again, endurantists convinced by Section I’s argument
for the necessity of identity for survival should deny that you survive as
either hemisphere recipient.
Parfit’s argument starts with these two premises:
(I) If you are psychologically connected to and/or continuous with a
person—but only that person—at a future time, then that person
has, at that time, what matters in survival for you.
(II) If premise (I) is true, then: if you are psychologically connected
to and/or continuous with a person at a future time, then that
person has, at that time, what matters in survival for you.

Endurantists can join me in denying (I). And those who do not join
me—but who instead endorse (I)—have no reason at all to endorse (II),
and so can deny (II). So all endurantists can block Parfit’s argument for
the conclusion that personal identity is not necessary for survival.
This section and Section III have shown that everyone—regardless
of one’s metaphysics of persistence—can block Parfit’s argument.
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Psychological Connectedness and Psychological Continuity 83

These sections have also shown that the particular way in which one
will block that argument depends on one’s metaphysics of persistence,
as well as one’s view on the criterion of personal identity over time. But
the main point is that everyone can block that argument. So that
argument fails to establish its conclusion. So that argument fails.
Of course, sometimes even a failed argument happens to have a true
conclusion. So neither this section nor Section III shows that the
conclusion of Parfit’s argument is false. Relatedly, neither this section
nor Section III shows that it is false that psychological connectedness
and/or continuity is sufficient for survival, regardless of whether per-
sonal identity holds. But do not forget Section I. In Section I, I argued
for the claim that personal identity is necessary for what matters in
survival. This claim implies that Parfit’s conclusion that personal
identity is not necessary for survival is false. And this claim implies
that it is false that psychological connectedness and/or continuity is
sufficient for survival, regardless of whether personal identity holds.

V. Psychological Connectedness and Psychological Continuity


I do not have more to say in defense of the claim that personal identity
is necessary for what matters in survival. So I do not have more to say
in defense of the claim that if persons endure, then every good answer
to the following implies being numerically identical with:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
So Chapters 4–6 will not further defend the claim that every good
answer to the Why Question implies numerical identity. Rather, those
chapters will further defend the claim that being numerically identical
with is a good answer to the Why Question.
As Chapter 2 (§III) pointed out, many assume that an answer to the
Why Question should be in terms of the criterion of personal identity
over time, and that that criterion should therefore be in terms of
psychological connectedness or psychological continuity. This implies
that many assume that an answer to the Why Question should be in
terms of psychological connectedness or psychological continuity.
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84 On the Necessity of Personal Identity

Let us say that an answer to the Why Question ‘competes’ with my


answer just in case if that competing answer were a good answer, then
it would be false that numerical identity is a good answer to the Why
Question. I take the most serious competing answers to be in terms
of—or at least imply—psychological connectedness or psychological
continuity. This is because I think that almost all philosophers who do
not endorse my answer to the Why Question will instead answer the
Why Question in terms of—or at least in a way that implies—some
sort of psychological connectedness or psychological continuity.
My goal in Chapters 4–6 is to defend my answer to the Why
Question from the threat of competing answers to that question.
Because this is my goal in those chapters, those chapters will not
focus on what is most important about this or that philosopher’s
overall view, much less on how a philosopher’s view has evolved over
time and publication. Rather, those chapters will instead focus only on
that aspect of this or that philosopher’s work that delivers a competing
answer to the Why Question, and in particular that delivers a compet-
ing answer in terms of—or that at least implies—psychological con-
nectedness or psychological continuity.
One example of psychological connectedness is memory: the way
you are now is psychologically connected to the way a person was at a
past time if you now remember the experiences that that person had at
that past time. Another example involves intentions to act: the way
you are now is psychologically connected to the way a person will be at
a future time if that person will, at that time, act on your current
intention. Yet another example of psychological connectedness is
being psychologically alike in some way, such as having the same
values and desires. And psychological continuity is defined in terms
of psychological connectedness. The way a person is at an earlier time
being psychologically continuous with the way a person is at a later
time just is the way a person is at an earlier time being related by a
chain of overlapping instances of psychological connectedness to the
way a person is at a later time.
Again, Chapters 4–6 focus on competing answers to the Why
Question that are all in terms of—or imply—psychological connect-
edness or psychological continuity. But unlike Parfit’s answer in terms
of generic psychological connectedness and/or continuity, the answers
considered in the following chapters are in terms of—or imply—this
or that specific sort of psychological connectedness or psychological
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Conclusion 85

continuity. These ‘specific sorts’ include having the ‘same self ’ (Chs 4
and 5); having the ‘same self-narrative’ (Ch. 5); being continuous with
regard to overlapping ‘local narratives’ (Ch. 6); and being continuous
with regard to overlapping ‘agential connectedness’ (Ch. 6).
I shall show that each of these answers to the Why Question really
does compete with my answer. So my answer competes with each of
these answers. So I conclude that the argument in Chapter 2 (§I) for
my answer to the Why Question is thereby an argument for the falsity
of each of these competing answers. So I conclude that each of these
competing answers is false.
Of course, you might tollens where I ponens. That is, you might
endorse one or another of the answers to the Why Question consid-
ered in Chapters 4–6. Then you might take your answer’s competing
with my answer to be a reason to reject my answer, and so a reason to
conclude that my argument for that answer must somehow go wrong.
I do not want to leave us at this impasse. So Chapters 4–6 will not
only object to competing answers by way of my argument for my
answer to the Why Question. Chapters 4–6 will also object to com-
peting answers in ways that do not presuppose my answer to the Why
Question, or my argument for that answer. Those objections cannot be
blocked simply by rejecting what I say about the Why Question.
Chapters 4–6 are intended to rule out a number of competing
answers to the Why Question that are in terms of—or that imply—
specific sorts of psychological connectedness or psychological conti-
nuity. And I think that the problems with those competing answers
will motivate a general moral. This is the moral that we should reject
any answer to the Why Question that both competes with my answer
and also is in terms of—or implies—psychological connectedness or
psychological continuity, generic or otherwise. I defend this moral at
the end of Chapter 6 (§VI).

VI. Conclusion
Suppose that persons endure. Then—as I have argued (§I)—being
numerically identical with is implied by all good answers to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
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86 On the Necessity of Personal Identity

And so, if persons endure, personal identity is necessary for survival.


Suppose that persons do not endure. Then there are still reasons for
taking personal identity—that is, being the same person as—to be
necessary for survival (§I). At any rate, I conclude that personal
identity is necessary for survival. And we have seen that Parfit’s
argument to the contrary can be blocked by anyone who wants to
block it (§§II–IV).
I answer the Why Question in terms of numerical identity. My
defense of my answer is twofold. The first aspect of that defense is my
positive argument for my answer, already given in Chapter 2 (§I). The
second aspect of that defense is spread across the next three chapters.
That second aspect is an extended argument for the conclusion that we
should reject the most attractive alternatives to my answer to the Why
Question, and reject them for reasons that have nothing to do with my
answer.
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4
The Same Self

Some philosophers say that a person will have, at a future time, what
matters in survival for you only if the way you are now is relevantly
psychologically connected to the way that person will be at that time.
For example, Leibniz says this, taking the relevant sort of psycholog-
ical connectedness to be memory (Ch. 1, §§I–II). This chapter focuses
on others who say this but who, unlike Leibniz, take the relevant sort
of psychological connectedness to be being substantively alike with
regard to values, desires, and projects.

I. Three Selfers
John Perry says:
Most of us have a special and intense interest in what will happen to us. You
learn that someone will be run over by a truck tomorrow; you are saddened,
feel pity, and think reflectively about the frailty of life; one bit of information is
added, that the someone is you, and a whole new set of emotions rise in your
breast. (1976, 67)
‘Special and intense interest in what will happen to us’ is Perry’s way of
describing future-directed self-interested concern.
Perry adds:
I expect to have tomorrow much the same desires, goals, loves, hates—in a
word, projects—as I have today. There is, in the normal case, no one as likely
to work on my article, love my children, vote for my candidates, pay my bills,
and honor my promises, as me. (1976, 75)

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0005
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88 The Same Self

‘In the normal case’, you and only you will be likely to work on your
current projects. And Perry thinks this is what justifies your having
future-directed self-interested concern with regard to your own future
experiences.
Consider what Perry takes to be an abnormal case. You will con-
tinue to exist but will change in ways that will make you no longer
likely to work on your current projects. Then Perry (1976, 78–80)
denies that there is a ‘justification’ for your having future-directed self-
interested concern with regard to your own future experiences.
Suppose that you will cease to exist and be replaced by—in Perry’s
(1976, 79–80) words—a ‘benign imposter’. That is, you will be
replaced by someone who is not you but who will work on your current
projects. Then Perry thinks that your having future-directed self-
interested concern with regard to this imposter would be justified.
Perry (1976, 80) even adds that your withholding such concern would
be ‘irrational’.
So Perry (1976) would say that it is appropriate for you now to have
future-directed self-interested concern with regard to a person’s
experiences at a future time if and only if that person will be likely,
at that time, to work on your current projects. Perry thinks that a
person will be likely to work on your current projects at a future time if
and only if that person will then have the ‘same desires, goals, loves,
hates’ as you now have. So Perry would say that it is appropriate for you
now to have future-directed self-interested concern with regard to a
person’s experiences at a future time if and only if that person will then
have the ‘same desires, goals, loves, hates’ as you now have.
Marya Schechtman (1996, 2) takes your future-directed self-
interested concern to be appropriate if and only if it is directed at a
person at a future time who will have, at that time, the ‘beliefs, values,
desires and other psychological features [that] make [you] the person
[you are]’. As we shall see in Chapter 5 (§I), Schechtman thinks that
the beliefs, values, desires, and other psychological features that ‘make
you the person you are’ are those that are included in your self-
narrative. So Schechtman would say that it is appropriate for you
now to have self-interested concern with regard to a person’s experi-
ences at a future time just in case that person will have, at that time, the
beliefs, values, desires, and so on that are now included in your self-
narrative.
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Three Selfers 89

In ‘Friends and Future Selves’, Jennifer Whiting says:


I have special reasons to care about my future self if her experiences are
connected in certain important ways to my present ones—if, for example,
she will recall and carry out some of my present but future-directed intentions.
(1986, 547)
Thus Whiting takes certain sorts of psychological connectedness to be
sufficient for the appropriateness of future-directed self-interested
concern. Whiting’s example is acting on remembered intentions.
Acting on remembered intentions is correlated with—or might
even just be—working on the same projects. For, at least typically,
someone will continue to work on your article just in case that person
will act on a remembered intention to work on that article; and
someone will honor your current promises just in case that person
will act on a remembered intention to keep the promises you are now
making; and so on. Thus Whiting, like Perry, seems to take working
on your current projects to be sufficient for the appropriateness of
future-directed self-interested concern.
Moreover, Whiting seems to take having (enough of ) the same
values and desires to be necessary for the appropriateness of future-
directed self-interested concern. For she says:
The difficult cases are those where our . . . future selves have desires or
interests which express values that conflict with those we now believe to be
justified—for example, their desires to join the Ku Klux Klan . . . at some
point we may simply say that their desires are so morally outrageous that our
concern for [those future selves] is no longer justified. (1986, 559)
There are differences between Perry, Whiting, and Schechtman. For
example, Perry focuses on the psychological features that are bound up
with being likely to work on your projects, while Schechtman focuses
on those that are included in your self-narrative. But do not let such
differences obscure the significant way in which Perry, Whiting, and
Schechtman are alike. Perry, Whiting, and Schechtman are each
committed to the claim that your future-directed self-interested con-
cern with regard to a person’s experiences at a future time is appropri-
ate if and only if the way you are now is psychologically connected to
the way that that person will be at that time. And each of them takes
the relevant psychological connectedness to be a matter of being
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90 The Same Self

psychologically alike. In particular, each of them takes this to be a


matter of being alike with regard to some combination or other of
values, desires, and those psychological features that make one likely to
work on—or constitute one’s having—particular projects. So let us say
that each of them takes the relevant psychological connectedness to be
a matter of being alike with regard to ‘values, desires, and projects’.
Perry, Whiting, and Schechtman say that your future-directed self-
interested concern with regard to a person’s experiences at a future
time is appropriate if and only if that person will have, at that time,
enough of your current values, desires, and projects. It is appropriate
for you to have future-directed self-interested concern with regard to a
good (or bad) experience if and only if it is appropriate for you to first-
personally anticipate that experience (Ch. 1, §II). So Perry, Whiting,
and Schechtman should all agree that a person at a future time will
have, at that time, what matters in survival for you if and only if that
person will have, at that time, enough of your current values, desires,
and projects. They should all agree to this because of the answer to:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
The answer: its being appropriate for you to first-personally anticipate
the experiences that that person will have at that future time; and if
that person will have good (or bad) experiences at that time, its being
appropriate for you to have future-directed self-interested concern
with regard to those experiences (see Ch. 1, §II).
Perry does not say how likely a future person must be to work on
your projects in order to constitute the relevant psychological connect-
edness. Nor does Perry say how many of your projects a future person
must be likely to work on. And neither Schechtman nor Whiting tells
us how many values and desires and projects are required to secure the
relevant psychological connectedness. So none of Perry, Schechtman,
or Whiting specifies the degree of psychological connectedness that
they take to be necessary and sufficient for survival. But I think all of
them would agree that the relevant psychological connectedness must
be quite substantive.
To see why I say this, suppose that every person always has the
desire to be happy. Then each person who exists at the present time
has a desire that will also be had by each person who will exist at every
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Three Selfers 91

future time. Then each person at the present time is to some degree
psychologically connected to each person at every future time. But
surely Perry, Whiting, and Schechtman deny that each person at every
future time will have, at that time, what matters in survival for you, and
for me, and for every other person who now exists. So the psycholog-
ical connectedness they have in mind must be more substantive than
being alike with regard to a single desire.
I assume that Perry, Whiting, and Schechtman take the psycholog-
ical connectedness that is necessary and sufficient for what matters in
survival to be so substantive that—normally—each person will be thus
psychologically connected to at most one person at a future time. For
I assume that Perry, Whiting, and Schechtman would say that—
normally—at most one person at a future time will have what matters
in survival for you.
One or another of them might think that after each hemisphere of
your brain is transplanted into a new body, then two persons will have
what matters in survival for you; but this surgical procedure is abnor-
mal. Perry might think that if you will continue to exist and pursue
your current projects alongside a benign imposter, then two persons
will have what matters in survival for you; but benign imposters are
abnormal.
Let us stipulate that a person will have, at a future time, the same self
as you now have just in case the way you are now is—with regard to
values, desires, and projects—substantively psychologically connected
to the way that person will be at that future time. How substantive? So
substantive that—abnormal cases aside—at most one person at a
future time will have the same self as you now have. Note that having
the same self—given the above stipulation—does not imply that there
is any such entity as a ‘self ’. Rather, to have the same self just is to be
substantively alike with regard to values, desires, and projects.
Let us also stipulate that you will undergo a change in self if you
persist until a future time but will not have, at that time, the same self
as you have now. In other words, you will undergo a change in self if
the way you are now is not—with regard to values, desires, and
projects—substantively like the way you will be at a future time.
Finally, let us stipulate that to be a Selfer is to be committed to the
view that a person at a future time will have, at that time, what matters
in survival for you only if that person will be substantively like you with
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92 The Same Self

regard to values, desires, and projects. That is, to be a Selfer is to be


committed to the view that a person at a future time will have, at that
time, what matters in survival for you only if that person will have, at
that time, the same self as you now have. So Selfers are committed to
the view that a person cannot survive a change in self.
This chapter focuses on the Selfer view. That is, this chapter focuses
on the view that having the same self is necessary for survival. This is
because I think that the Selfer view is even more widely endorsed than
is the stronger claim that having the same self is both necessary and
sufficient for survival. But we have seen that Perry, Whiting, and
Schechtman are committed to the claim that having the same self is
both necessary and sufficient for survival. So Perry, Whiting, and
Schechtman are Selfers, and then some.
Let us apply the Selfer view to an example from L. A. Paul’s
Transformative Experience:
Imagine you have the chance to become a vampire. With one swift, painless
bite, you’ll be permanently transformed into an elegant and fabulous creature
of the night. As a member of the undead, your life will be completely different.
You’ll experience a range of intense, revelatory new sense experiences, you’ll
gain immortal strength, speed, and power, and you’ll look fantastic in every-
thing you wear. You’ll also need to drink blood and avoid sunlight.
Suppose that all of your friends, people whose interests, views, and lives were
similar to yours, have already decided to become vampires. And all of them tell
you that they love it. They describe their new lives with unbridled enthusiasm,
and encourage you to become a vampire too. They assuage your fears and
explain that modern vampires don’t kill humans; they drink the blood of cows
and chickens. They say things like: ‘I’d never go back, even if I could. Life has
meaning and a sense of purpose now that it never had when I was human.
I understand Reality in a way I just couldn’t before.’ (Paul, 2014, 1)
If you were to become a vampire of the sort just described, your life
would acquire a new meaning and a new sense of purpose. I think that
this implies that if you were to become this sort of vampire, you would
not be likely to work on your current projects, or at least not enough of
them to make the way you are now substantively psychologically
connected to the way you will be as a vampire. Maybe you disagree.
Then add to the above description that if you were to become a
vampire you would not be likely to work on (enough of ) your current
projects. Perry (1976) thinks that a person will have, at a future time,
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Three Selfers 93

what matters in survival for you just in case that person will be likely, at
that time, to work on (enough of ) your projects. So Perry must say that
you would not survive becoming a vampire.
I think that becoming a vampire is a paradigm case of changing with
regard to what Schechtman (1996, 2) calls the ‘beliefs, values, desires
and other psychological features [that] make someone the person she is’.
Maybe you disagree. Then add whatever it takes to the above descrip-
tion to make becoming a vampire a paradigm case of such a change.
Schechtman (1996) thinks a future person will have what matters in
survival for you just in case that person will have those features that,
according to Schechtman, ‘make you the person you are’. So
Schechtman must say that you would not survive becoming a vampire.
Whiting thinks that a person will have, at a future time, what
matters in survival for you just in case the way you are now is relevantly
psychologically connected to the way that person will be at that future
time. Whiting’s (1986) examples of such connectedness are your
having the same values and desires as that future person, and that
future person’s acting on your current intentions. Becoming the above
sort of vampire is a paradigm case of changing in values and desires.
And becoming this sort of vampire implies that you would not work
on (enough of ) your current projects, and so you would not act on
(enough of ) your pre-vampire intentions. So Whiting must say that
you would not survive becoming a vampire.
The above Selfers must say that you would not survive becoming the
sort of vampire described above. That is, these Selfers must say that no
such vampire at a future time would have, at that time, what matters in
survival for you. And I think that all Selfers must say this. For
becoming the sort of vampire described above would result in your
no longer being substantively like the way you are now with regard to
values, desires, and projects. That is, to become this sort of vampire is
to undergo a change in self.
The Selfer view implies that you would not survive becoming a
vampire. I think that Selfers will be pleased with this implication.
Again, the Selfer view has the result that even if you will be ‘meta-
physically’ identical with a future vampire, that vampire will not really
‘be you’ in the way that matters. That is, that vampire will not have
what matters in survival for you. I think that Selfers will take this result
to be a benefit of their view.
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94 The Same Self

At least typically, it is rational to choose to survive rather than to


choose not to survive. (Paul (2014, 54) seems to agree.) Let us suppose
that your current life is thus typical. That is, let us suppose that it is
rational for you to choose to survive rather than to choose not to
survive. The Selfer view implies that you would not survive becoming
a vampire. So if you are given the option to become a vampire, the
rational choice—by the Selfer’s lights—is to decline.
The Selfer view is the view that you cannot survive a change in self.
Add that it is rational for you to choose to survive rather than to choose
not to survive. Then the Selfer view implies that whenever you are given
the option to undergo a change in self, the rational choice is always to
decline. So the Selfer view implies that whenever you are given the
option to radically transform, the rational choice is always to decline.
Edna Ullmann-Margalit (2006) and L. A. Paul (2014, 2–3) have
argued that there is no rational way to decide whether or not to
undergo a radical transformation. Indeed, Paul’s main reason for
asking you to ‘imagine that you have the chance to become a vampire’
is to present you with a choice that—so Paul claims—cannot be made
rationally. But we have just seen that the Selfer view implies otherwise.
This shows that the Selfer view is substantive and controversial.

II. First-Personal Access to a Point of View


David Velleman (1996, 43) says: ‘Our desire for a future to anticipate,
I shall argue, is a desire for first-personal access to a future point of
view.’ I assume that if you will have what Velleman calls ‘a future to
anticipate’, then it is appropriate for you to first-personally anticipate
some future experiences. So I take Velleman to claim that it is appro-
priate for you to first-personally anticipate some future experiences just
in case you have first-personal access to a future point of view. So
I conclude that Velleman would claim that first-personally anticipat-
ing the experiences that a person will have at a future time is appro-
priate just in case you have first-personal access to that person’s point
of view at that time.
Appropriate first-personal anticipation goes hand in hand with
appropriate future-directed self-interested concern (Ch. 1, §II). That
is, it goes hand in hand with what Velleman (1996, 42) calls appro-
priate ‘self-regarding concern about the future’. So Velleman should say
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First-Personal Access to a Point of View 95

that ‘self-regarding concern’ about a person’s experiences at a future time


is appropriate just in case you have first-personal access to that person’s
point of view at that time. And he does seem to say this:
My aim is to argue for this reinterpretation of our self-regarding concern about
the future. What matters most, I shall suggest, is . . . whether there will be a
future person whom I can now regard as self. And whether I can regard a
future person as self, I shall argue, doesn’t necessarily depend on whether he
will be the same person as me; it depends instead on my access to his point of
view. (1996, 42)
Velleman takes it to be appropriate for you to first-personally antici-
pate, and have future-directed self-interested concern with regard to,
the experiences a person will have at a future time just in case you have
first-personal access to that person’s point of view at that time. So
Velleman is committed to the claim that a person who will exist at a
future time will have, at that time, what matters in survival for you just
in case you now have first-personal access to that person’s point of view
at that future time. So it is no surprise that Velleman says:
The future ‘me’ whose existence matters here is picked out precisely by his
owning a point of view into which I am attempting to project my representations
of the future, just as a past ‘me’ can be picked out by his having owned the point
of view from which I have recovered representations of the past. (1996, 68)
Velleman thinks that you will survive as a person at a future time just in
case you now have first-personal access to that person’s point of view at
that time. Velleman (1996) does not think that you have access to a
person’s point of view at a future time because you will be (identical with)
the person who will have that point of view. Instead, Velleman thinks
that you have first-personal access to a person’s point of view in virtue of
‘those psychological connections that function like memory in giving us
first-personal access to other points of view’ (1996, 42n5). So Velleman
thinks that you now have first-personal access to a person’s point of view
at a future time just in case the way you are now is relevantly psycho-
logically connected to the way that person will be at that future time.1

1
Velleman (1996, 69–70) also claims that you have first-personal access to a
point of view just in case you can ‘unselfconsciously project’ yourself into that point
of view. I think that Velleman (1996) would say that you can unselfconsciously
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96 The Same Self

Again, Velleman thinks that you will survive as a person at a future


time just in case you now have first-personal access to that person’s
point of view at that time. We have just seen that Velleman thinks that
you have first-personal access to a person’s point of view at a future
time just in case the way you are now is relevantly psychologically
connected to the way that person will be at that future time. So
Velleman must say that you will survive as a person at a future time
only if you are psychologically connected to that person at that time.
Selfers say this. Indeed, Velleman himself is (nearly) a Selfer. Or so
I shall now argue.
Velleman says that memory gives you first-personal access to a past
point of view. Velleman’s main example of psychological connected-
ness that gives you first-personal access to a future point of view is
framing an intention to act. Here is how Velleman characterizes
framing an intention to act:
Framing an intention entails projecting myself into a future perspective
because it entails representing the intended action from the point of view of
the agent who is to perform it. (1996, 70)
And:
I attempt to frame the intention, if you will, from the intention’s own future
perspective, the perspective in which the intention itself will turn up to be
executed. (1996, 71)
I cannot know what it is like to be a bat. So I cannot represent an
intended action from the point of view of a bat. Nor can I frame an
intention from ‘the perspective in which it will turn up to be executed’
by a future bat. So Velleman must say that I cannot frame an intention
to act as a future bat. This illustrates a more general point. That point
is that—given how Velleman characterizes framing an intention to
act—if you cannot know what it would be like to be an entity at a
future time, then you cannot frame an intention to act as that entity at
that future time. This is true even if that entity is not a bat, but is
instead a person.

project yourself into a person’s point of view at a future time in virtue of the way you
are now being relevantly psychologically connected to the way that person will be at
that future time.
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First-Personal Access to a Point of View 97

I do not know whether Velleman thinks that your having first-


personal access to a future point of view implies that you actually frame
intentions to act from that point of view. But he does seem to think
that if you cannot frame an intention to act from a future point of view,
then you do not have first-personal access to that point of view. So—
given how he characterizes framing an intention to act—Velleman
should say that if you cannot know what it would be like to be a person
at a future time, then you do not have first-personal access to that
person’s point of view at that time.
Velleman’s main example of psychological connectedness that gives
you first-personal access to a future point of view is framing an
intention to act. But Velleman (1996) discusses one other example:
first-personally anticipating future experiences. So suppose that first-
personally anticipating future experiences delivers first-personal access
to the point of view that includes those experiences. Then—according
to Velleman—it would deliver survival. Then first-personally antici-
pating an experience would make it appropriate to first-personally
anticipate that experience. And this seems to be what Velleman says:
And to imagine a pain as experienced by a mind hereby so prepared for it is
already to brace for the pain, to shrink from it, or to be otherwise caught up in
it in some way. Anticipation that’s cognizant of its effect on the prefigured
experiences is thus a form of mental engagement with them that, to some
degree, already constitutes their mattering. (1996, 73)
Velleman seems to say that first-personally anticipating an experience
makes it appropriate to first-personally anticipate that experience. This
implies that first-personally anticipating an experience is always appro-
priate. One might object to Velleman here by claiming that first-
personally anticipating an experience can fail to be appropriate.
(Recall deluded Brown (Ch. 1, §I).) But I shall not pursue this objec-
tion. I shall instead continue to develop my argument for Velleman’s
being (nearly) a Selfer.
I cannot know what it is like to be a bat. So I cannot imagine a pain
‘as experienced by’ a bat’s mind. That is, I cannot be ‘cognizant’ of a
pain’s ‘effect on the prefigured experiences’ of a bat. So I take
Velleman’s characterization of first-personal anticipation to imply
that I cannot first-personally anticipate a bat’s future pain. More
importantly, Velleman’s characterization implies that if you cannot
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98 The Same Self

know what it would be like to be a person who is having an experience


at a future time, then you cannot first-personally anticipate that
person’s experience at that time.
This reinforces the conclusion that Velleman must say that if you
cannot know what it would be like to be a person at a future time, then
you do not have first-personal access to that person’s point of view at
that time. I have belabored this conclusion because it is important. But
it probably did not need belaboring. After all, anything that would
plausibly count as ‘having first-personal access to a point of view’ seems
to include being able to know what it would be like to have that point
of view. I doubt that anyone would say: ‘I cannot know what it is like to
be a bat, but I do enjoy first-personal access to a bat’s point of view.’
At any rate, Velleman must say that if you cannot know what it
would be like to be a person at a future time, then you do not have
first-personal access to that person’s point of view at that future time.
And we have seen that Velleman insists that if you do not have first-
personal access to a person’s point of view at a future time, then that
person will not have, at that time, what matters in survival for you. So
Velleman is committed to the claim that if you cannot know what it
would be like to be a person at a future time, then that person will not
have, at that time, what matters in survival for you. In other words, you
will survive as a person at a future time only if you can know what it
would be like to be that person at that time.
With all this in mind, let us return to Paul’s vampires:
[The vampires] say things like: ‘I’d never go back, even if I could. Life has
meaning and a sense of purpose now that it never had when I was human.
I understand Reality in a way I just couldn’t before. It’s amazing. But I can’t
really explain it to you, a mere human—you have to be a vampire to know what
it’s like.’ (Paul, 2014, 1)

You are not a vampire. So you cannot know what it would be like to be
a vampire. So Velleman must deny that you would survive becoming a
vampire.
Here is one reason that I think you cannot know what it would be
like to be a vampire. You cannot know what it would be like to have
values, desires, and projects that differ significantly from your values,
desires, and projects. So you cannot know what it would be like to have
the values, desires, and projects of a vampire. That is, you cannot know
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First-Personal Access to a Point of View 99

what it would be like to be a vampire because you cannot know what it


would be like to have a different self, or at least not a significantly
different self. (Paul (2014; 2015a) goes so far as to claim that an adult
woman who is not yet a mother cannot know what it would be like for
her to have the values, desires, and projects she will have as a mother.)
Suppose that you are now a vampire. Back when you were a normal
human, you could not know what it would be like to have your current
vampiric values, desires, and projects. But you—a vampire—
remember what it was like to have the values, desires, and projects of
a normal human. So you know what it would be like to have those
values, desires, and projects. So I need to qualify my remark that you
cannot know what it would be like to have a different self. Let me say
instead that you cannot know what it would be like to have a different
self unless you had that self in the past and remember what it was like.2
You have first-personal access to a person’s point of view at a future
time only if you can know what it would be like to be that person at
that future time. You cannot know what it would be like to have a
different self (unless you had that self in the past). So if a person at a
future time will have a different self than you have now (or have ever
had), then you do not have first-personal access to that person’s point
of view at that future time. So—according to Velleman—that person
will not have, at that future time, what matters in survival for you.
Thus Velleman’s views imply that you cannot survive a change in self
(unless that change results in your reacquiring values, desires, and
projects that you once had). So Velleman is (nearly) a Selfer.
I shall take my objections to the Selfer view to be objections to what
Velleman (1996) says. So it is important that my objections to the
Selfer view are not just objections to the view that you cannot survive
any change in self, but are also objections to the thesis that you cannot
survive those changes in self that involve your acquiring values, desires,

2
Velleman thinks that memory gives first-personal access to a past point of
view. But Velleman (1996, 74–6) denies that a person at a future time’s remember-
ing your current experiences implies that you now have first-personal access to that
person’s point of view at that future time. His explanation of this asymmetry
involves double brain hemisphere transplant. And we have just seen another way
to explain this asymmetry: you can remember what it was like to have very different
values, desires, and projects at a past time, even if you were, at that past time, unable
to know what it would be like to have your current values, desires, and projects.
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100 The Same Self

and projects that you have never had before. And all the objections to
the Selfer view to follow will be objections to that thesis.
Velleman says the following in a later work:
. . . the word ‘self ’ does not denote any one entity but rather expresses a
reflexive guise under which parts or aspects of a person are presented to his
own mind. This view stands in opposition to the view currently prevailing
among philosophers—that the self is a proper part of a person’s psychology,
comprising those characteristics and attitudes without which the person would
no longer be himself. I do not believe in the existence of the self so conceived.
(2006, 1)

To have the ‘same self ’ just is to be substantively alike with regard to


values, desires, and projects (§I). So Velleman’s being (nearly) a Selfer
is consistent with his denying that the word ‘self ’ denotes an entity.
Nevertheless, the passage just quoted makes me think that Velleman
would not be pleased with my conclusion that he is (nearly) a Selfer.
For the passage just quoted makes me think that Velleman would not
be pleased with my concluding that he is committed to the claim that
there are some characteristics and attitudes—or at least some values,
desires, and projects—that a person could not survive losing, at least
not when they are replaced with values, desires, and projects that the
person has never before had.
I admit that in this section I have not focused on the passage just
quoted. And I have not even mentioned other aspects of Velleman’s
work that are relevant to these topics. Instead, I have focused on
particular assertions and particular strands of argument in Velleman
(1996) that—so I have argued—make him (nearly) a Selfer. So
Velleman could rightly claim that in defending the conclusion that
he is (nearly) a Selfer, I have not presented his overall views on
personal identity. And Perry, Schechtman, and Whiting might each
make a parallel claim about how I have defended the conclusion that
each of them is a Selfer.
But no such claim is an objection to this chapter. For the goal of this
chapter is not to explore in detail the overall views on personal identity
offered by Velleman, Perry, Schechtman, or Whiting. As Chapter 3
(§V) emphasized, the goal is instead to consider answers to the Why
Question that both compete with my answer and also are in terms of—
or imply—psychological connectedness or psychological continuity.
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The Same Self and Numerical Identity 101

And if the Selfer view is true, then every good answer to the Why
Question both competes with my answer and also implies a sort of
psychological connectedness (see §III). So the Selfer view is a threat to
my answer.
Moreover, the Selfer view is not a merely hypothetical threat to my
answer to the Why Question, present in logical space but not in the
literature. We have seen that Velleman, Perry, Schechtman, and
Whiting all endorse claims and defend strands of argument that
imply the Selfer view. And Velleman says that the ‘view currently
prevailing among philosophers’ is that there are certain ‘characteristics
and attitudes without which the person would no longer be himself ’. If
Velleman is right, then it seems that the Selfer view is not only present
in the literature, but is prevalent.

III. The Same Self and Numerical Identity


Recall:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
The Selfer view has the result that every good answer to the Why
Question implies having the same self. But the Selfer view is not itself
an answer to the Why Question. So Selfers can and do answer the
Why Question in a variety of ways. Perry answers in terms of a
person’s being likely to work on your projects at a future time (§I).
Velleman answers in terms of having first-personal access to a person’s
point of view at a future time (§II). Schechtman answers in terms of
having the same self-narrative (see Ch. 5, §I). And some Selfers will
surely answer in terms of having the same self. But I do not think that
any Selfer would answer in terms of numerical identity. Indeed, I think
that every Selfer would deny that your being numerically identical with
a person at a future time explains why you survive as that person. This
is the first reason that the Selfer view competes with my answer to the
Why Question, which answer is being numerically identical with.
I think that you could be numerically identical with a person who
will exist at a future time even if the way you are now is not
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102 The Same Self

psychologically connected to the way that person will be at that time.


So you could be numerically identical with a person who will exist at a
future time even if the way you are now is not substantively like the
way that person will be at that time with regard to values, desires, and
projects. So you could be numerically identical with a person at a
future time even if that person will not have, at that time, the same
self as you have.
Some Selfers agree. For example, Schechtman (1996, 26–50) defends
the following argument. Numerical identity is transitive. Psychological
connectedness is not transitive, not even the sort of psychological con-
nectedness that is constituted by having the same self. So a person at the
present time could—via the transitivity of identity—be numerically
identical with a person at a future time even if that person will undergo
a change in self between now and that future time.3
Whiting is not as explicit as Schechtman with regard to whether
numerical identity could hold between a person at one time and a person
at another time in the absence of the sort of psychological connectedness
that is constituted by having the same self. But she does say:
I doubt that I have any more reason to care about [Whiting existing at a future
time] than about anyone else, if her experiences are related to mine only in the
sense that they belong to the same immaterial soul . . . My general view is that
the numerical identity of our present and future selves, for which sameness of
soul has often been thought necessary, is irrelevant to justification of concern
for our future selves. (1986, 547–8)

And Perry (1976) seems to think that you can persist as someone who
will not have the same self as you now have. For he takes the following
supposition quite seriously:
Suppose I believe that tomorrow I will be struck by amnesia incurable in fact,
though not in principle; that my character and personality will suddenly
change. So I will hate what I now love, and work against what I now hope for.
(1976, 84)

3
Exact psychological connectedness is transitive. But no Selfer should take
having the same self to be a matter of having exactly the same values, desires, and
projects. For then the Selfer view would imply that no one can survive even a single
small change with regard to values, desires, or projects. That would be a reductio of
the Selfer view.
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Growing Up 103

At any rate, I claim that it is possible for you to be numerically


identical with a person at a future time even if that person will not
have, at that time, the same self as you now have. My answer to the
Why Question is being numerically identical with. So my answer
implies that you can survive as a person at a future time even if that
person will not have, at that time, the same self as you now have. That
is, my answer to the Why Question implies that you can survive a
change in self. The Selfer view just is the view that you cannot survive a
change in self. This is the second reason that the Selfer view competes
with my answer to the Why Question.
The Selfer view competes with my answer to the Why Question.
That is, if the Selfer view is true, then my answer to the Why Question
is not a good answer. Selfers might take this competition to be a reason
to reject my answer, and so a reason to conclude that my argument for
my answer in Chapter 2 (§I) must somehow go wrong. I myself take
this competition to be a reason to deny the Selfer view. And I take my
argument for my answer to the Why Question to be an argument for
the falsity of the Selfer view.
I do not want to leave us at this impasse. So the rest of this chapter
will argue that we should reject the Selfer view for reasons that do not
depend on my answer to the Why Question, or on my defense of that
answer. So no one should be a Selfer. So it would be a mistake to take
the Selfer view’s competing with my answer to be a reason to reject my
answer or to be a reason to be suspicious of my defense of that answer.

IV. Growing Up
Astronauts and professional athletes aside, adults are not likely to work
on the projects they started in kindergarten. Most adults do not act on
the intentions they formed as first-graders. No preschooler’s sense of
self is built around being a philosopher, not even a preschooler who
grows up to be an academic whose sense of self is built around being a
philosopher. Prepubescents cannot know what it will be like to be
postpubescent and, shall we say, restless along a particular dimension.
These few examples illustrate the obvious: the way that someone is
as a child is not—with regard to values, desires, and projects—
substantively psychologically connected to the way that that person
will be as an adult. Indeed, a child’s becoming an adult is as extreme a
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104 The Same Self

change in values, desires, and projects as would be your becoming the


sort of vampire discussed above. Selfers must deny that you would
survive becoming a vampire. So Selfers must deny that a child will survive
becoming an adult.
The change from child to adult is gradual. But Selfers must still
deny that a child will survive becoming an adult. To see this, consider
that even if you will change gradually into a vampire, Selfers must still
deny that you will survive becoming a vampire. They must deny this
for all the reasons presented in Sections I and II. Those reasons never
turned on the claim that the change into a vampire—and the correl-
ative change in self—was abrupt, as opposed to gradual.
I argued that Velleman is (nearly) a Selfer. That argument turned on
the claim that one cannot know what it would be like to have a new
and different self (§II). If that claim were false, then my argument for
Velleman’s being (nearly) a Selfer would fail. But even if that claim
were false, Velleman’s views would still imply that no child can survive
becoming an adult. For Velleman’s views would still imply that a child
survives becoming an adult only if that child now has first-personal
access to an adult’s point of view at a future time. But no child now has
first-personal access to an adult’s point of view at a future time. This is
because no child can now know what it would be like to be an adult.
No child can know this even if an adult like you could, in at least some
cases, know what it would be like to have a new and different self.
Selfers must deny that a child will survive becoming an adult. That
is, Selfers must say that, for each child, there will never be an adult at
some future time who will have, at that time, what matters in survival
for that child. But Peter Pan is tragically stunted, as opposed to a
tenacious survivor. Or so I say. For I claim that a child can survive
becoming an adult, that is, an adult with the values, desires, and
projects that are characteristic of an adult but not of a child. So
I conclude that the Selfer view is false.
I do not think I need to defend the claim that a child can survive
becoming an adult. For this claim should not be controversial. But I
can defend it. Here is one defense. Persons can endure from childhood
to adulthood; being numerically identical with is a good answer to the
Why Question; therefore, a child can survive becoming an adult. But
I shall set this defense aside. For I do not want this section’s objection
to the Selfer view to rely on my answer to the Why Question
(see §III).
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Growing Up 105

Here is another defense of the claim that a child can survive


becoming an adult. If a person’s experiences at a future time will be
good (or bad) for the you of right now, then that person will have, at
that time, what matters in survival for you (Ch. 1, §§II–III). Premise:
it will be good for some toddler to enjoy a full life as the happy adult
she will become. So that toddler will survive as that adult. So a toddler
can survive becoming an adult. So a child can survive becoming
an adult.4
The premise that it will be good for some toddler to enjoy a full life
as the happy adult she will become should not be controversial. But
here is a defense of that premise. Virtually everyone who is or has been
the parent of a toddler has hoped, for that toddler’s own sake, that that
toddler will enjoy a full life as a happy adult. I deny that every time a
parent has hoped for this, that parent has hoped for the impossible. So
it will be good for some toddler to enjoy a full life as the happy adult
she will become. So a toddler can survive becoming an adult.5
The Selfer view implies that no child can survive growing up. And
that is not the only false implication that the Selfer view has with
regard to normal human lives. Teenagers differ significantly in values,
desires, and projects from the forty-year-olds that most of them will
become. And many old women and old men have undergone at least
one change in self since their thirtieth birthday. And so on. I say that

4
Jeff McMahan agrees that a future experience will be good for you just in case
whoever will have that future experience will then have what matters in survival for
you. But we draw different conclusions from this. For McMahan (2002, 78) says
that since no adult will have what matters in survival for a late-term fetus, the death
of a fetus (and so the loss of potential goods that would be enjoyed in a long life) is
‘not a terrible tragedy, at least not for the fetus itself ’. McMahan is explicit that the
same goes for infants. I suppose he must say the same about small children, since
his reason for saying what he does about fetuses and infants is that ‘psychological
unity is among the prudential unity relations’ (McMahan, 2002, 78).
5
As Chapter 1 (§II) emphasized, its being appropriate for you to first-
personally anticipate a future experience does not imply that you do in fact first-
personally anticipate that experience. The same goes for its being appropriate for
you to have future-directed self-interested concern with regard to an experience.
And, of course, children do not first-personally anticipate, or have future-directed
self-interested concern with regard to, many of the experiences that each will have
as an adult. But the experiences that a child will have as an adult will be good (or
bad) for that child. So it is appropriate for that child to have future-directed self-
interested concern with regard to, and so first-personally anticipate, those
experiences.
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106 The Same Self

we often survive evolving over the decades in these ways. The Selfer
view implies that no one ever survives any of this. So I conclude that
the Selfer view is false.
This chapter is focused on Selfers. So it is focused on those who take
survival to require the sort of substantive psychological connectedness
that is constituted by having (enough of ) the same values, desires, and
projects. But anyone who takes survival to require substantive psycho-
logical connectedness of any sort is subject to the worries raised in this
section.
For example, recall Leibniz’s view that a future person will have
what matters in survival for you only if that person will have memories
of your current life (Ch. 1, §§I–II). Adults do not remember being
toddlers, at least not typically. So Leibniz’s view implies that, at least
typically, toddlers will not survive becoming adults.
Here is another example, from David Lewis:
Consider Methuselah. At the age of 100 he still remembers his childhood. But
new memories crowd out the old. At the age of 150 he has hardly any
memories that go back before his twentieth year . . . As he grows older he
grows wiser; his callow opinions and character at 90 have vanished almost
without a trace by age 220, but his opinions and character at age 220 also have
vanished almost without a trace by age 350. He soon learns that it is futile to
set goals for himself too far ahead. At age 120 he is still somewhat interested in
fulfilling the ambitions he held at age 40; but at age 170 he cares nothing for
those ambitions, and it is beginning to take an effort of will to summon up an
interest in fulfilling his aspirations at age 80. And so it goes. (1976, 30)
Lewis says that ‘what matters in survival is literally identity’ (1976, 20).6
Lewis (1976) takes substantive psychological connectedness to be nec-
essary for identity. So he takes it to be necessary for survival. So he
concludes that Methuselah at age 80 does not survive as, for example,
Methuselah at age 350.
Lewis wants to draw a distinction here between ‘us short-lived’
creatures and Methuselah. Lewis says:

6
Lewis (1976, 17) also says: ‘what matters in survival is mental continuity and
connectedness’. One of the main points of Lewis (1976) is to argue that these two
claims about what matters in survival are consistent. That argument explicitly
trades on the claim that persons perdure, and so do not endure.
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Other Transformations 107


We sometimes say: in later life I will be a different person. For us short-lived
creatures, such remarks are an extravagance . . . For Methuselah, however, the
fading-out of personal identity looms large as a fact of life. It is incumbent on
us to make it literally true that he will be a different person after one and one-
half centuries or so. (1976, 30)

But I deny that this distinction can be drawn. The reasons Lewis gives
for concluding that Methuselah will not survive for more than one-
and-a-half centuries are equally good—that is, equally bad—reasons
for concluding that no child will survive becoming an adult.

V. Other Transformations
Case One: You learn that someone who is not a Nazi will, over the
next twenty years, gradually become a Nazi. You are disturbed and
saddened. You learn next that that someone is you. Then, as Perry (§I)
would put it, a whole new set of emotions rises within your breast: you
dread becoming a Nazi; you are horrified not just by Nazi values,
desires, and projects, but also by your coming to have those values,
desires, and projects; and so on. You thereby first-personally antici-
pate, and have future-directed self-interested concern with regard to,
experiences that you will have as a Nazi.
I do not think that you can now know what it would be like to be a
Nazi (cf. §II). But in Case One you do first-personally anticipate the
experiences you will have as a Nazi. So I reject Velleman’s character-
ization of first-personal anticipation. For, as we saw in Section II,
Velleman’s characterization implies that you can first-personally antic-
ipate an experience a person will have at a future time only if you can
know what it would be like to be that person, having that experience,
at that time.
Or consider Mary, who has been in a black-and-white room her
whole life (cf. Jackson, 1982). She knows that she will soon leave this
room and have the experience of seeing red for the first time. She is
now looking forward to seeing red, is now feeling excitement about
seeing red, is now wondering what it will be like for her to see red, and
so on. So Mary is now both first-personally anticipating, and also
having future-directed self-interested concern with regard to, seeing
red. This is all consistent with the claim that Mary cannot now know
what it would be like to see red.
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108 The Same Self

Here is Case Two: You are not a Nazi. You learn that you will be
annihilated twenty years from now. A Nazi will then be created at the
same instant in your place. This is bad news for you. But the bad news
for you is that you will be annihilated. The bad news for you is not that
you will become a Nazi. So you do not dread becoming a Nazi, nor are
you horrified by your coming to have Nazi values, and so on. So you do
not first-personally anticipate, or have future-directed self-interested
concern with regard to, experiences that will be had by the Nazi who
will replace you.
You are not now a Nazi. So the values, desires, and projects that
‘make you the person you are’ are not those of a Nazi. So no future
Nazi will be—with regard to values, desires, and projects—
substantively psychologically connected to the way you are now. So
the Selfer view implies that no future Nazi could have what matters in
survival for you. So the Selfer view implies that it is no more appro-
priate for you to first-personally anticipate, with horror, having the
experiences of a Nazi in Case One than it is to first-personally
anticipate this in Case Two.
If I were to discover that I was going to become a Nazi, this would
horrify me in ways that the discovery that I was going to be annihilated
would not, not even if I also discovered that a Nazi was going to be
created upon my annihilation. And I do not think my being horrified
in this way would be based on a mistake. So I think that in Case One,
it is appropriate for you to first-personally anticipate, and have future-
directed self-interested concern with regard to, the experiences that
you will have as a Nazi. So I think that the Selfer view is false.
Look at it this way. The experiences of a future (conscious) person
will be bad (or good) for you—for the you of right now—just in case
you will survive as that future person (Ch. 1, §§II–III). So it will be
bad for you to have a future Nazi’s values, desires, and projects just in
case you will survive as that Nazi. So Selfers must deny that coming to
have Nazi values, desires, and projects would be bad for you. Indeed,
Selfers must deny that becoming a Nazi would be bad for you. Again,
I think that the Selfer view is false.
The Selfer view is not consistent with the claim that becoming a
Nazi would be bad for you. More carefully, the Selfer view is not
consistent with the claim that becoming a Nazi would be distinctively
bad for you. But the Selfer view is consistent with—and even
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Other Transformations 109

implies—that becoming a Nazi would be bad for you in the way that
being annihilated would be bad for you. For just as Leibniz says that
forgetting all you have been is the practical equivalent of annihilation
(Ch.1, §I), so Selfers should say that undergoing a change in self is the
practical equivalent of annihilation. But I do not think that this helps
the Selfer view. Instead, as we shall see, this is yet another reason to
reject the Selfer view.
Thomas Nagel says:
If we are to make sense of the view that to die is bad, it must be on the ground
that life is a good and death is the corresponding deprivation or loss, bad not
because of any positive features but because of the desirability of what it removes.
(1970, 75) (see also Nagel, 1986, 224; Feldman, 1991;
Bradley, 2009, 47–60; and Broome, 2013)

Suppose Nagel is right. Then annihilation—like death—would be bad


for you only in that it deprives you of the goods you would otherwise
enjoy. I deny that becoming a Nazi would be bad for you only in that it
would deprive you of enjoying certain goods. So I deny that becoming
a Nazi would be bad for you in the way that being annihilated would
be bad for you.
Another view is that death will not be bad for you. This view is
motivated by the following well-known line of reasoning: nothing will
be bad for you unless you will be there to experience it; and you will not
be there to experience anything after you have died.7 Suppose this
reasoning shows that death will not be bad for you. Then being
annihilated would not be bad for you either. Then it is false that
becoming a Nazi would be bad for you in the way that being annihi-
lated would be bad for you, that is, not bad for you at all. For, again,
becoming a Nazi would be bad for you.
We have considered only two views about the badness (or not) of
annihilation. But I do not think that there is any account of how being
annihilated would (or would not) be bad for you that can plausibly be
taken to also be an account of how becoming a Nazi would be bad for
you. The Selfer view implies that becoming a Nazi would be bad

7
See Epicurus, ‘Letter to Menoeceus’ 124–5 [1926, 85] and Lucretius, On the
Nature of the Universe 3.843–3.862 [1994, 88].
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110 The Same Self

for you only in the way that being annihilated would be bad (or not) for
you. So, again, I think that the Selfer view is false.
I have focused on a tragic transformation. But transformations can
be beautiful. You are now a Nazi. (Sorry.) But in twenty years you will
not only be a non-Nazi, you will be loving and wise. I think that it will
be good for you—for the you of right now—to become loving and
wise. But Selfers must deny this. Selfers must say that this will be bad
for you to the extent—and in the way—that being annihilated would
be bad for you.
So the Selfer view implies that it would be bad for a Nazi to become
a non-Nazi to the extent—and in the way—that being annihilated
would be bad for that Nazi. And the Selfer view implies that it would
be bad for a non-Nazi to become a Nazi to the extent—and in the
way—that being annihilated would be bad for that non-Nazi. So a
Nazi’s becoming a non-Nazi who is loving and wise is just as bad for
that Nazi as a non-Nazi’s becoming a Nazi is bad for that non-Nazi.
Or so the Selfer view implies. Again, I think that the Selfer view
is false.
In George Orwell’s 1984, Winston Smith has values, desires, and
projects that are not approved of by the Party. So the Party’s Thought
Police forcibly ‘reintegrate’ Smith. They make Smith have (via torture)
the values, desires, and projects that are approved of by the Party.
Reintegration causes a change in self (cf. Barnes, 2015).
The Thought Police harmed Smith by torturing him. But they also
harmed Smith by replacing the values, desires, and projects that Smith
had with worse values, desires, and projects. They harmed him by
making him into a worse sort of person. If you agree that Smith was
harmed in this way, then you should conclude that it was bad for the
‘pre-reintegrated’ Smith to be reintegrated. But then Smith survived
reintegration. So the Selfer view is false.
Or suppose you somehow stunt a child’s psychological growth so
that, over the coming decades, she will not change in values, desires, or
projects. Then you have grievously harmed that child. But the Selfer
view implies that you have, instead, protected that child from the
practical equivalent of annihilation. Again, the Selfer view is false.
The Selfer view manages to be both implausibly optimistic and
implausibly hopeless at the same time. Here are two examples of
implausible Selfer optimism: it is never appropriate for you to
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Conclusion 111

first-personally dread tragic changes in self, and no change in self can


be bad for a person, other than being bad for a person in the way that
being annihilated would be bad (or not) for a person. Here are two
examples of implausible Selfer hopelessness: it is never appropriate for
you to first-personally anticipate positive changes in self, and no
change in self can be good for a person. I conclude, again, that the
Selfer view is false.
This section’s objections to the Selfer view can be turned into
objections to other instances of the claim that survival requires psy-
chological connectedness. For example, suppose that it would be bad
for you—for the you of right now—to lose all your memories tomor-
row. That is, suppose that this would be bad for you in a way other
than how being annihilated would be bad (or not) for you. Then you
would survive losing your memories. Then we have a new objection to
Leibniz’s view that a future person will have what matters in survival
for you only if that person will have memories of your current life
(Ch. 1, §§I–II).

VI. Conclusion
The Selfer view says that a person at a future time will have, at that
time, what matters in survival for you only if the way that person will
be at that time is—with regard to values, desires, and projects—
substantively like the way you are now. That is, the Selfer view says
that you cannot survive a change in self. We have seen that the Selfer
view is false. So any good answer to the following must allow for you to
survive a change in self:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
My answer is being numerically identical with. You can be numerically
identical with a person at a future time even if the way that person will
be at that time is—with regard to values, desires, and projects—not
substantively like the way you are now. So my answer allows for you to
survive a change in self.
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5
The Same Self-Narrative

Consider:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
I shall briefly discuss an answer to this question that is in terms of
narrative, but that does not imply psychological connectedness or
psychological continuity (§IV). But I shall not focus on this sort of
answer. This is because I want to focus on the most serious competi-
tors to my answer to the Why Question. And I take the most serious
competitors to be in terms of—or at least to imply—psychological
connectedness or psychological continuity (Ch. 3, §V).
The narrative-based answers to the Why Question that I shall focus
on are in terms of psychological connectedness, and in terms of
psychological continuity (which is a chain of overlapping instances of
psychological connectedness). Chapter 6 considers an answer in terms
of narrative-based psychological continuity. But this chapter focuses
on an answer in terms of narrative-based psychological connectedness.
In particular, this chapter focuses on an answer in terms of being alike
with regard to ‘self-narrative’. As we shall see, this chapter thereby
continues the discussion of the Selfer view that began in Chapter 4.

I. The Self-Narrative Account


Marya Schechtman says:
The cornerstone of the narrative self-constitution view is the claim that a
person’s identity is created by a self-conception that is narrative in form. Most

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0006
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114 The Same Self-Narrative


broadly put, this means that constituting an identity requires that an individual
conceive of his life as having the form and the logic of a story—more
specifically, the story of a person’s life—where ‘story’ is understood as a
conventional, linear narrative. (1996, 96)
Let a person’s self-narrative be the story of that person’s life.
Schechtman says: ‘the narrative self-constitution view is the claim
that a person’s identity is created by a self-conception that is narrative
in form’. She does not thereby say that a self-narrative creates a
person’s numerical identity, whatever that would mean. Rather,
according to Schechtman, a self-narrative creates a different kind of
identity, namely:
. . . the kind of identity that is at issue in an ‘identity crisis’ and not the logical
relation of identity . . . The notion to which I appeal here is the general use of
the term ‘identity’ to refer to the set of characteristics each person has that
makes her the person she is. In an identity crisis, a person is unsure about what
those defining features are, and so is unsure of his identity. (1996, 74)
So Schechtman says that the values, desires, and so on that ‘make you
the person you are’ are those that are included in your self-narrative.
Again, Schechtman (1996, 94) says: ‘ . . . a person’s identity . . . is
constituted by the content of her self-narrative, and the traits,
actions, and experiences included in it are, by virtue of that inclusion,
hers’. And Schechtman thinks that your self-narrative—and so your
‘identity’—is to some extent up to you.
Schechtman (1996, 99) says: ‘the goal of the narrative self-
constitution view is to capture the intuitive relation between personal
identity and the four features’. One of those ‘four features’ is ‘self-
interested concern’ (Schechtman, 1996, 2). And Schechtman takes
having the same identity of the sort just noted to be the sort of
‘personal identity’ that makes self-interested concern appropriate.
So Schechtman (1996) would say that it is appropriate for you to
have self-interested concern with regard to a person’s experiences at a
future time just in case your identity now is the same as that person’s
identity at that future time. She thinks you and a person at a future
time have the same identity in virtue of having the same self-narrative.
So Schechtman is committed to the claim that it is appropriate for you
to have self-interested concern with regard to a person’s experiences at
a future time just in case—and because—the self-narrative that you
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The Self-Narrative Account 115

now have will be had by that person at that future time. And this claim
implies a parallel claim about appropriate first-personal anticipation
(Ch. 1, §II).
Recall:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
The answer: its being appropriate for you to first-personally anticipate
the experiences that that person will have at that future time; and if
that person will have good (or bad) experiences at that time, its being
appropriate for you to have future-directed self-interested concern
with regard to those experiences (Ch. 1, §II).
So Schechtman is committed to the following two claims. First, a
person at a future time will have, at that time, what matters in survival
for you if and only if that person will then have the self-narrative that
you now have. Second, you survive as that person at that future time
because that person will then have the self-narrative that you now
have; in other words, having the same self-narrative is what explains
your surviving as that person. Let the Self-Narrative Account of survival
be these two claims. That account answers:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
That account’s answer is having the same self-narrative.
In what follows, I shall proceed as if Schechtman takes having the
same self-narrative to be a way of being substantively psychologically
alike. I have two reasons for proceeding in this way. The first reason is
that Schechtman is a Selfer. Schechtman thinks that a person at a
future time will have, at that time, what matters in survival for you only
if that person will then have the values, desires, and projects that now
‘make you the person you are’ (see Ch. 4, §I). And Schechtman thinks
that it is the values, desires, and projects that are included in your self-
narrative that make you the person you are.
Schechtman’s being a Selfer makes perfect sense if having the same
self-narrative is a way of being substantively psychologically alike. For
then Schechtman can say that a person at a future time who will have
the same self-narrative as you have will thereby be like you with regard
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116 The Same Self-Narrative

to the values, desires, and projects that make you the person you are.
Moreover, Schechtman can say that you and that person will be alike
in that way because you are alike with regard to having a self-narrative
that ‘includes’ those values, desires, and projects.
On the other hand, suppose—just for the sake of argument—that
having the same self-narrative is not a matter of being substantively
psychologically alike. Then having the same self-narrative does not
imply being substantively psychologically alike, not even with regard to
values, desires, and projects. So then the Self-Narrative Account has
the result that you could survive as a person at a future time—in virtue
of having the same self-narrative as that person—even if that person
will not have the values, desires, and projects that you now have. But
then the Self-Narrative Account is not consistent with the Selfer view.
And then the Self-Narrative Account is not consistent with the
following, which is central to Schechtman’s (1996) narrative self-
constitution view: it is appropriate for you to have future-directed
self-interested concern with regard to a person’s experiences at a future
time just in case that person will have your ‘identity’, that is, will have
the values, desires, and projects that ‘make you the person you are’.
I have a second reason for proceeding as if Schechtman takes having
the same self-narrative to be a way of being substantively psychologi-
cally alike. This reason begins with how Schechtman describes having
a self-narrative. She says:
The way in which we have autobiographical narratives on [the narrative self-
constitution view] is cashed out mostly in terms of the way in which an
implicit understanding of the ongoing course of our lives influences our
experience and deliberation. (2014, 101)
Schechtman (1996, 113) also emphasizes that a self-narrative is the
‘lens through which we filter our experience and plan for actions’. And,
as we saw above, Schechtman (1996, 96) thinks that to have a self-
narrative is to conceive of your life as having the form and the logic of a
story.
But then it seems that your having the same self-narrative as a
person at a future time just is your implicitly understanding the
ongoing course of your life in the way that that person will implicitly
understand, at that future time, the ongoing course of her or his life.
Or it is the ‘lens’ through which you view your experience and plan for
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The Self-Narrative Account 117

action being the same as that person’s ‘lens’ at that future time. Or it is
the story you conceive of your life as having being the same as the story
that that person will, at that future time, conceive of his or her life as
having. All this implies that you have the same self-narrative as a
person at a future time just in case the way you are now is psycholog-
ically like the way that person will be in a particular way.
For the above two reasons I shall proceed as if Schechtman says that
having the same self-narrative is a way of being substantively psycho-
logically alike. But I admit that some of what Schechtman says does
not fit with this interpretation. For example, she says:
I call a person’s underlying psychological organization a self-narrative because
it is not simply a static set of facts about him, but rather a dynamic set of
organizing principles, a basic orientation through which, with or without
conscious awareness, an individual understands himself and his world. These
implicitly organizing principles are not simply a collection of features, but a
continually developing interpretation of the course of one’s own trajectory
through the world. (1996, 115–16)
Schechtman here seems to take a self-narrative to be dynamic. That is,
she seems to take a self-narrative to ‘continually develop’ in a way that
is consistent with your having the same self-narrative as a person at a
future time even if you fail to be substantively psychologically like that
person at that time.
But I do not think we should read Schechtman as taking a self-
narrative to be dynamic. This is mainly because of the above two
reasons for taking Schechtman to say that having the same self-
narrative is a way of being substantively psychologically alike. But
there is one other reason. This other reason starts by pointing out
that if a self-narrative is dynamic, then having the same self-narrative
seems to be a species of psychological continuity, as opposed to
psychological connectedness. That is, your having the same self-
narrative as a person at a future time seems to be a matter of your
being related by overlapping instances of psychological connectedness
to that person at that time. (Each such instance of connectedness is
constituted by having a similar ‘interpretation of the course of one’s
own trajectory through the world’.)
Psychological continuity is transitive. So if a self-narrative is
dynamic, then having the same self-narrative is transitive. So if
Schechtman takes a self-narrative to be dynamic, then Schechtman
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118 The Same Self-Narrative

answers the Why Question in terms of a transitive relation: having the


same (dynamic) self-narrative. But Schechtman argues at length that
the answer to (what I call) the Why Question cannot be transitive.
Indeed, one of Schechtman’s main reasons for denying that numerical
identity is a good answer to the Why Question is that numerical
identity is transitive. Schechtman devotes an entire chapter to this
reason, a chapter called ‘The Problems of Logical Form’ (1996, 26–50)
(see also Schechtman (1996, 78–89) and Ch. 4, §III).
At any rate—and regardless of how you interpret Schechtman
(1996)—let us all understand having the same self-narrative to be a
matter of being substantively psychologically alike in the way described
above. Then having the same self-narrative is a species of psycholog-
ical connectedness. Then the Self-Narrative Account of survival
answers the Why Question in terms of a species of psychological
connectedness. So this chapter explores an answer to the Why
Question in terms of psychological connectedness, an answer that
competes with my answer (see §III).

II. The Same Self-Narrative and the Same Self


The Self-Narrative Account of survival implies that a person at a
future time will have, at that time, what matters in survival for you
only if that person will then have the self-narrative that you now have.
So that account implies that you cannot survive losing your self-
narrative. Presumably, if you lose (enough of ) the values, desires,
and projects included in your self-narrative, you thereby lose your
self-narrative. So the Self-Narrative Account implies that you cannot
survive losing the values, desires, and projects included in your self-
narrative. Suppose that the values, desires, and projects included in
your self-narrative are those that ‘make you the person you are’. Then
the Self-Narrative Account implies that you cannot survive losing the
values, desires, and projects that ‘make you the person you are’. Then
the Self-Narrative Account implies the Selfer view.
Recall that the vampires say: ‘Life has meaning and a sense of
purpose now that it never had when I was human. I understand
Reality in a way I just couldn’t before’ (Ch. 4, §I). To acquire the
values, desires, and projects of a vampire is thereby to acquire a
vampire’s understanding of the course of one’s life and a vampiric
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The Same Self-Narrative and the Same Self 119

lens for filtering experiences and planning for action. So your acquiring
the values, desires, and projects of a vampire would result in your
acquiring a new self-narrative. More generally, it seems that a change
in (enough of ) your values, desires, and projects results in a change in
self-narrative. That is, a change in self results in a change in self-
narrative. So if you cannot survive a change in self-narrative, then you
cannot survive a change in self. The Self-Narrative Account of survival
implies that you cannot survive a change in self-narrative. So that
account implies that you cannot survive a change in self. Again, the
Self-Narrative Account implies the Selfer view.
Some deny that persons in general have self-narratives (see, e.g.
Strawson, 2004). They will deny that a change in self results in a
change in self-narrative. This does not matter. For their denials do not
undermine the following line of reasoning. If the Self-Narrative
Account is true, then having the same self-narrative as a person at a
future time is necessary for surviving as that person. So that account
implies that you can survive only if you have a self-narrative. Persons in
general can survive. So if the Self-Narrative Account is true, then
persons in general have self-narratives. In other words, the Self-
Narrative Account implies that persons in general have self-narratives.
So the Self-Narrative Account implies that a change in self results in a
change in self-narrative. So if the Self-Narrative Account is true, you
cannot survive a change in self. Again, the Self-Narrative Account
implies the Selfer view.
The Self-Narrative Account says that your having the same self-
narrative as a person will have at a future time is sufficient for your
surviving as that person at that time. Defenders of that account will
want their view to be consistent with the fact that, typically, at most
one person at a future time will have, at that time, what matters in
survival for you. (Teletransportation gone awry is atypical.) So they
should say that, typically, at most one person at a future time will have,
at that time, the same self-narrative as you now have. So they should
say that the sort of psychological connectedness that constitutes having
the same self-narrative is substantive. So I take the Self-Narrative
Account to imply not just that persons in general have self-narratives,
but that they have quite detailed self-narratives.
The Self-Narrative Account implies the Selfer view. So any argu-
ment for the falsity of the Selfer view is thereby an argument for the
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120 The Same Self-Narrative

falsity of the Self-Narrative Account. Chapter 4 (§§III–V) presented


several arguments for the falsity of the Selfer view. So I conclude that
the Self-Narrative Account is false. And I shall raise more objections
to that account below, objections that target that account directly, as
opposed to by way of targeting the Selfer view. But some of those
objections will be similar to Chapter 4’s objections to the Selfer view.
This is because the Self-Narrative Account—like the Selfer view—
takes substantive psychological connectedness to be necessary for
survival.

III. The Same Self-Narrative and Numerical Identity


I say that being numerically identical with is a good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
And I think that it is possible for you to be numerically identical with a
person who will exist at a future time even if the way you are now is not
substantively psychologically connected to the way that person will be
at that time. So I conclude that it is possible for a person at a future
time to have, at that time, what matters in survival for you even if that
person will fail to have, at that time, the same self-narrative as you have
now. The Self-Narrative Account of survival implies that this is not
possible. So the Self-Narrative Account competes with my answer to
the Why Question.
There is a second reason that I take the Self-Narrative Account of
survival to compete with my answer to the Why Question. I assume
that the Self-Narrative Account implies that the only good answers to
the Why Question are in terms of having the same self-narrative or
(perhaps) in terms of related sorts of psychological connectedness,
such as having the values, desires, and projects that are included in
your self-narrative. So the Self-Narrative Account implies that it is
false that being numerically identical with is a good answer to the Why
Question. So that account competes with my answer.
The Self-Narrative Account of survival competes with my answer to
the Why Question. So if my answer to the Why Question is a good
answer, then the Self-Narrative Account is false. So my defense of my
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Growing Up Redux 121

answer to the Why Question is thereby a defense of the falsity of the


Self-Narrative Account (Ch. 2, §I). So I conclude that the Self-
Narrative Account of survival is false.
Again, the Self-Narrative Account of survival competes with my
answer to the Why Question. So if the Self-Narrative Account is true,
then my answer to the Why Question is not a good answer. So you
might take the Self-Narrative Account’s competing with my answer to
the Why Question to be a reason to reject my answer, and so a reason
to conclude that something or other must have gone wrong in my
defense of that answer. But that would be a mistake.
Any reason to reject the Selfer view that does not presuppose my
answer to the Why Question is thereby a reason to reject the Self-
Narrative Account that does not presuppose my answer to the Why
Question (see §II). And Chapter 4 (§§IV–V) presents a number of such
reasons. Moreover, Sections IV and V below present more reasons to
reject the Self-Narrative Account, reasons that do not presuppose
my answer to the Why Question. So Chapter 4 (§§IV–V) and
Sections IV and V show that it would be a mistake to take the
Self-Narrative Account’s competing with my answer to the Why
Question to be a reason to reject my answer, or a reason to conclude
that something or other must have gone wrong in my defense of that
answer.

IV. Growing Up Redux


Consider this disjunctive claim: a small child has an implicit under-
standing of the ongoing course of that child’s life; or a small child has a
lens through which that child filters experiences and plans for action;
or a small child conceives of his or her own life as having the form and
logic of a story; or a small child understands herself or himself as a
character in a narrative who has certain values, desires, and projects.
Add disjuncts for other accounts of what it might be to have a self-
narrative.
Suppose that this disjunctive claim is false. Then small children do
not have a self-narrative. So no small child has the same self-narrative
as will an adult at a later time. Suppose that this disjunctive claim is
true. Suppose, for example, that small children have an implicit
understanding of the ongoing course of their respective lives. Adults
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122 The Same Self-Narrative

do not implicitly understand the ongoing course of their respective


lives in the way that small children do. So no small child has the same
implicit understanding of the ongoing course of his or her life as will
an adult at a later time. More generally—and if this disjunctive claim is
true—no small child has the same self-narrative as will an adult at a
later time.
The above disjunctive claim is either true or false. Either way, we
should conclude that no small child has the same self-narrative as will
an adult at a later time. The Self-Narrative Account of survival says
that a person at a future time has, at that time, what matters in survival
for you if and only if the self-narrative that you now have is the same as
the self-narrative that that person will have at that future time. So the
Self-Narrative Account of survival implies that no small child will
survive growing up.
Premise: small children often survive becoming adults. Also: it will
be good for some small child to enjoy a full life as the happy adult she
will become; so some small children will survive growing up (see Ch. 4,
§IV). Again, the Self-Narrative Account of survival implies that no
small child will survive growing up. So I conclude that the Self-
Narrative Account is false.
Schechtman (1996, 146) says: ‘Infants do not narrate their lives.’
And Schechtman adds:
Notably, infants and very young children also do not have in their repertoire
the kinds of psychological activities that require persistence through time and
are definitive of persons. (1996, 146)
Schechtman denies that very young children are persons. She also
thinks that they do not have self-narratives and so do not have
‘identities’. So I think Schechtman would say that no very young
child can survive growing up.
Suppose you agree with Schechtman. You should still reject the
Self-Narrative Account of survival. For that account does not go
wrong only when it comes to very young children. Each teenager’s
lens through which he or she filters experiences and plans for action
is—one hopes—not the same as the lens of the forty-year-old that that
teenager will become. Most old women and old men understand the
ongoing course of their lives in a different way than they did when each
was thirty years old. And so on. I do not think that evolving over the
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Growing Up Redux 123

decades with regard to how you understand your life is the practical
equivalent of annihilation. On the contrary, it can be just more grow-
ing up. Again, I conclude that the Self-Narrative Account is false.
This concludes this section’s discussion of the Self-Narrative Account
of survival.
The rest of this section considers a different account of survival.
This account invokes self-narrative but is tailor-made to allow a small
child to survive growing up. Considering this account will allow me to
defend the claim that not only is the Self-Narrative Account exactly as
understood above inconsistent with a child’s surviving growing up, but
so is the basic idea that self-narrative is what delivers survival.
David DeGrazia says:
It doesn’t matter that one can’t remember being born and might have trouble
anticipating a state of severe dementia. One knows on the basis of others’
testimony and everyday biological and medical knowledge that one was born
and might someday become demented. Thus the past event is appropriated
into one’s inner story, and the possible future state is appropriated as a possible
continuation of the story. (2005, 83)
Suppose that your self-narrative (your ‘inner story’) includes your
having been a particular person at an earlier time. Add that this implies
that that person at that earlier time has survived as you. Add further
that if your self-narrative includes your being a particular person at a
later time, then you will survive as that person at that later time. All
this constitutes a self-narrative-invoking account of survival. Let this
be the Kid-Friendly Account of survival.
Pretend that it is part of my self-narrative that I was once Emperor
of France, was defeated at Waterloo, and so on. Add the Kid-Friendly
Account of survival. Then it seems that we get the result that
Napoleon has survived as me. This is a bad result. So let us assume
that we can avoid this bad result by taking the Kid-Friendly Account
to include a ‘reality constraint’.
DeGrazia endorses a reality constraint. In particular, DeGrazia
thinks that your including a past (or future) person in your self-
narrative delivers survival only if you are numerically identical with
that past (or future) person (DeGrazia, 2005, 114).
Schechtman also endorses a reality constraint. She says:
. . . the facts with which an identity-constituting narrative must cohere
obviously cannot be facts about persons per se, or the narrative self-constitution
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124 The Same Self-Narrative


view would be viciously circular. On this view the kinds of facts to which a
narrative must be responsible are thus not facts about persons, but facts about
human beings and their environments. (1996, 120)
Schechtman (1996, 120–1) thinks that your including a past (or
future) person in your self-narrative delivers survival only if you are
the same human being as that person.
An adult can have an implicit understanding of the ongoing course
of his or her life that includes having been this or that particular small
child. This implicit understanding can accommodate the reality con-
straints just considered. For that adult can be numerically identical
with, and the same human being as, that child. So the Kid-Friendly
Account is aptly named. That is, the Kid-Friendly Account allows for
a small child to survive becoming an adult. But I do not think that
anyone who endorses the basic idea that self-narrative is what delivers
survival should endorse the Kid-Friendly Account. A couple of exam-
ples should make this clear.
First example: You will be bitten and then transform into a vampire.
Let this transformation be a paradigm case of acquiring a new and
different self-narrative. So your transformation will be partly consti-
tuted by your immediately acquiring a new lens through which you
view your experiences and plan for action, and so on. After transfor-
mation, the vampire will say: ‘I am so glad I was bitten. Before that
happened, I was a miserable piece of work: implicitly understanding
the ongoing course of my life in terms of mundane projects, bourgeois
values, and prosaic desires.’
Becoming this sort of vampire is a paradigm case of acquiring a new
and different self-narrative. So I think that anyone attracted to the
basic idea that self-narrative is what delivers survival should deny that
you will survive as a vampire in this example. So they should deny that
a future vampire’s including the you of today as part of that vampire’s
implicit understanding of the ongoing course of that vampire’s life
(etc.) implies that you will survive as that vampire.
Look at it this way. That vampire will remember what she or he
once was. So that vampire will remember being the you of today. So
that vampire will include being the you of today as part of that
vampire’s story. (That story accommodates any reasonable reality
constraint, since it is you who will persist as that vampire.) But an
answer to the Why Question in terms of self-narrative is supposed to
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Growing Up Redux 125

require more for you to survive as a future vampire than that vampire’s
remembering being the you of today. More generally, to say that
memory delivers survival is not thereby to say that self-narrative is
what delivers survival.
Second example: A new genetic test has revealed that I shall suffer
dementia in twenty years, dementia so severe that I shall no longer
have a self-narrative. Part of my current implicit understanding of the
ongoing course of my life now includes my being someone who will
thus suffer. (That implicit understanding accommodates any reason-
able reality constraint, since it is I who shall suffer.) Schechtman
(1996, 146–50) would deny that the demented me at some future
time will have, at that time, what now matters in survival for me. For
example, Schechtman says:

. . . the most common actual cases of human beings without narratives


are the ones already discussed in this chapter—infants and sufferers of
dementia . . . . to contemplate a descent into a second infancy such as that
present in late-stage Alzheimer’s is, as has been observed repeatedly, to
contemplate the loss of oneself—a personal death. (1996, 150)

Others who think that self-narrative is what delivers survival should


join Schechtman. For the claim that self-narrative is what delivers
survival should imply that no one will survive as a person at a future
time who, at that future time, will have no self-narrative.
The Kid-Friendly Account implies that you will survive as a vam-
pire in the first example. And the Kid-Friendly Account implies that
I shall survive as someone with no self-narrative in the second exam-
ple. So those attracted to the basic idea that self-narrative is what
delivers survival should reject the Kid-Friendly Account. This is
reason enough to set that account aside for the rest of this chapter,
since this chapter is interested in the idea that self-narrative delivers
survival. But there is one more reason to set the Kid-Friendly Account
aside, a reason to set it aside for the rest of this book.
Suppose that I learn that the way I shall be in twenty years will be
neither psychologically connected to nor psychologically continuous
with the way I am now. Add that my ‘inner story’ now includes my
being a person who, in twenty years, will not be psychologically
connected to, or continuous with, the way I am now. (And add that
that person will be the numerically same human being as am I.) The
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126 The Same Self-Narrative

Kid-Friendly Account implies that I shall survive as that person


twenty years from now, a person who will then be neither psycholog-
ically connected to, nor continuous with, the way I am now. So the
Kid-Friendly Account does not lead to an answer to the Why
Question that is in terms of—or even implies—any sort of psycholog-
ical connectedness or psychological continuity.
Or instead suppose—just for the sake of argument—that the way
you are now is neither psychologically connected to nor psychologi-
cally continuous with the way you were when you were two years old.
Add that your current self-narrative includes your being that two-year-
old child. The Kid-Friendly Account implies that that child survived
as you. So the Kid-Friendly Account does not lead to an answer to the
Why Question that is in terms of—or even implies—any sort of
psychological connectedness or psychological continuity.
I answer the Why Question in terms of numerical identity (Ch. 2,
§I). My answer is not in terms of—and might not imply—any sort of
psychological connectedness or psychological continuity. I take the
most serious competitors to my answer to the Why Question to be in
terms of—or to imply—psychological connectedness or psychological
continuity (Ch. 3, §V). These are the competitors I want to explore.
The Kid-Friendly Account is not, and does not lead to, one of these
competitors. So I am going to set the Kid-Friendly Account aside.

V. Other Changes in Self-Narrative


Suppose that I shall suffer self-narrative-erasing dementia in twenty
years. Add that I know this. So I first-personally anticipate (dread) the
experiences that I shall then have. And I have future-directed self-
interested concern with regard to those experiences. All of this seems
to be appropriate. And if this is appropriate, then I shall survive as the
person who will have those experiences, but no self-narrative, in
twenty years. So I shall survive as a person with no self-narrative.
I believe that acquiring self-narrative-erasing dementia will be bad
for me, that is, bad for the me of right now. Moreover, I do not think
that this will be bad for me in the way in which being annihilated
would be bad (or not) for me. So I shall survive as the person who will
be thus demented (Ch. 1, §§II–III). So, again, I shall survive as a
person with no self-narrative.
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Other Changes in Self-Narrative 127

So the Self-Narrative Account of survival is false. For that account


implies that no one will survive as someone with no self-narrative.
This is because that account says that a person at a future time will
have, at that time, what matters in survival for you if and only if that
person will then have the self-narrative that you now have.
You are not now a Nazi. Your current self-narrative is not heinous.
It would be bad for you to replace your current self-narrative with a
heinous self-narrative that takes your life to be a narrative quest to
bring back the Third Reich, to come to implicitly understand the
ongoing course of your life in light of Nazi values and projects, and
so on. And all this would be bad for you in a way other than how being
annihilated would be bad (or not) for you. But the Self-Narrative
Account falsely implies that this would be bad (or not) for you only
in the way in which being annihilated would be bad (or not) for you
(see Ch. 4, §V). For that account implies that you cannot survive
exchanging one self-narrative for another.
Suppose you currently have the above heinous self-narrative. It
would be good for you to replace that heinous self-narrative with a
beautiful self-narrative. But the Self-Narrative Account implies that
this would not be good for you. On the contrary, it implies that this
would bad (or not) for you in the way in which being annihilated
would be bad (or not) for you (see Ch. 4, §V).
Winston Smith was forced by the Party’s Thought Police to acquire
a new implicit understanding of the ongoing course of his life. Smith
now implicitly understands his life as a life dedicated to promoting the
Party and its ideals. He plans for action in light of this new under-
standing. And so on. The Thought Police forced Smith to acquire a
new, and worse, self-narrative. They thereby harmed Smith, but not in
the same way in which they would have harmed Smith had they
annihilated him (see Ch. 4, §V). This fact is not consistent with the
Self-Narrative Account.
Suppose your child is just old enough to have a self-narrative. You are
trying to raise this child so she will eventually become someone with the
sort of self-narrative that befits a mature adult. I deny that you are thereby
trying to effect the practical equivalent of your child’s being annihilated.
But this is just what the Self-Narrative Account of survival implies.
Suppose instead that you completely stunted your adult child’s
psychological growth when that child was seven years old. As a result,
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128 The Same Self-Narrative

your child never acquired a self-narrative that would befit an adult.


Instead, your child has continued, for decades, to have the self-
narrative he had when he was seven years old. The Self-Narrative
Account implies that you helped your child—when he was seven years
old—to survive for the long haul. But I deny that you helped your child
by stunting his psychological growth; on the contrary, you grievously
harmed him by keeping him from growing up.
The above objections presuppose that seven-year-old children, and
Winston Smith, and Nazis, and so on have self-narratives. Some deny
that persons in general have self-narratives (§II). This denial might
undermine some of this section’s objections to the Self-Narrative
Account. But this denial will not save that account. On the contrary,
this denial implies that that account is false. This is because the Self-
Narrative Account of survival is true only if persons in general have
self-narratives. In other words—and as we saw in Section II—the
Self-Narrative Account of survival implies that persons in general
have self-narratives.
Like the Selfer view (Ch. 4, §V), the Self-Narrative Account man-
ages to be both implausibly optimistic and implausibly hopeless at the
same time. Here are two examples of the implausible optimism of the
Self-Narrative Account: you dread the impossible when you dread, for
your mother’s sake, her someday living with self-narrative-erasing
dementia; and you dread the impossible when you dread, for your
own sake, becoming a bad person with a heinous self-narrative. Here
are two examples of the implausible hopelessness of that account: you
hope for the impossible when you hope, for your child’s sake, that that
child will have a full and rich adult life, along with a self-narrative that
befits such a life; and you hope for the impossible when you hope, for a
Nazi’s sake, that that Nazi might one day acquire a new, and beautiful,
self-narrative.

VI. Other Work for Self-Narrative and the Same Self


Self-narrative might do good philosophical work even if the Self-
Narrative Account of survival is false. Here is one example: recogniz-
ing the value of having a self-narrative can show us one way in which
self-narrative-erasing dementia would be distinctively bad for you.
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Other Work for Self-Narrative and the Same Self 129

Another example of the philosophical work self-narrative might do


starts with Schechtman’s remark:
According to the narrative self-constitution view, the difference between
persons and other individuals (I use the word ‘individual’ to refer to any
sentient creature) lies in how they organize their experience, and hence
their lives. (1996, 94)
And Schechtman adds:
The narrative self-constitution view thus holds firm on the claim that a
self-conception sufficiently unlike a traditional linear narrative excludes
personhood. (1996, 100)
Thus Schechtman endorses an account of what it is to be a person in
terms of having a self-narrative.
So does Charles Taylor. He opens Sources of the Self by saying that he
wants to explore: ‘modern notions of what it is to be a human agent, a
person, or a self ’ (1989, 3). And Taylor (1989, esp. 53–60) takes having
a self-narrative to be crucial to being a person, an agent, or a self.
As we saw in Section I, Schechtman takes your self-narrative to
create your ‘identity’. Similarly, Taylor says:
My identity is defined by the commitments and identifications which provide
the frame or horizon within which I can try to determine from case to case
what is good, or valuable, or what ought to be done, or what I endorse or
oppose. (1989, 27)
And Taylor adds:
. . . we saw that our being selves is essentially linked to our sense of the good,
and that we achieve selfhood among other selves. Here I have been arguing
that the issue of how we are placed in relation to this good is of crucial and
inescapable concern for us, that we cannot but strive to give our lives meaning
or substance, and that this means that we understand ourselves inescapably in
narrative. (1989, 51)
I do not endorse Schechtman’s or Taylor’s accounts of being a person
or of ‘identity’. But nothing I have said in this chapter rules out these
accounts. In particular, these accounts are perfectly consistent with the
falsity of the Self-Narrative Account of survival. Moreover, we get
interesting results when we combine these accounts with the falsity of
the Self-Narrative Account.
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130 The Same Self-Narrative

Suppose that being a person is a matter of having a self-narrative.


Add that the Self-Narrative Account of survival is false. Then in a case
of self-narrative-erasing dementia, a conscious human being who, at a
future time, is no longer a person can still have, at that time, what
matters in survival for you. So we get the result that you can survive
even if you cease to be a person.1
Or suppose that your ‘identity’ is somehow the result of your self-
narrative. Add that your current self-narrative might eventually be
replaced by another self-narrative. Also add the falsity of the Self-
Narrative Account of survival. Then we get the result that you can
survive losing one identity and acquiring another. Or suppose that you
remain the ‘same person’ in virtue of having the same self-narrative;
then we get the result that you can survive becoming a different
person.
Some of the Selfer’s claims might also do good philosophical work
even if the Selfer view is false. Suppose—as Selfers do—that your
values, desires, and projects ‘make you the person you are’ and give you
your ‘identity’. Add that this implies that if you were to change with
regard to (enough of ) those values, desires, and projects, then you
would become a ‘different person’ and would lose your ‘identity’. Add
that you can survive this sort of change; that is, add that the Selfer view
is false (see Ch. 4, §§III–V). Then we get the results that you can
survive becoming a different person and also that you can survive
losing your identity.
Claims like ‘you can survive losing your identity’ or ‘you can
survive becoming a different person’ can sound contradictory. But
these claims are not contradictory given the above accounts of ‘identity’
and of ‘being the same person’. For given those accounts, these
claims amount to the following, which is not contradictory, and

1
At least, I believe that we get this result. For I say that being numerically
identical with is a good answer to:
The Why Question: What way of being related to a (conscious) person at a future
time explains why that person will have (at that time) what matters in survival
for you?
And I think that this is still a good answer (and my defense of that answer is still a
good defense) even if we replace the word ‘person’ with the words ‘human being’ in
the Why Question.
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Conclusion 131

does not even sound contradictory: it can be appropriate for you to


first-personally anticipate, and have self-interested concern with
regard to, the experiences a person will have at a future time even if
that person will not, at that time, have the self-narrative—or the
values, desires, and projects—that you now have.

VII. Conclusion
Consider:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
The Self-Narrative Account of survival answers this question in terms
of psychological connectedness that is constituted by having the same
self-narrative. We have seen that this is not a good answer. But you
might still think that the answer to the Why Question should involve
narrative. So perhaps you will say that there is a good answer in terms
of narrative-constituting psychological continuity. Chapter 6 explores
just such an answer, and also explores an answer in terms of agency.
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6
Agential Continuity and
Narrative Continuity

Consider:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
Chapter 5 focused on an answer to the Why Question in terms of a
specific sort of psychological connectedness, namely, having the same
self-narrative. This chapter will consider two more answers to the
Why Question, one of which—like the answer considered in
Chapter 5—involves narrative. But the answers considered in this
chapter are in terms of specific sorts of psychological continuity, as
opposed to psychological connectedness.

I. The Agential Continuity Account


Christine Korsgaard says:
It is, I think, significant that writers on personal identity often tell stories about
mad surgeons who make changes in our memories or characters. These writers
usually emphasize the fact that after the surgical intervention we are altered, we
have changed. But surely part of what creates the sense of lost identity is that
the person is changed by intervention, from outside. The stories might affect us
differently if we imagined the changes initiated by the person herself, as a
result of her own choice. You are not a different person just because you are
very different. Authorial psychological connectedness is consistent with drastic
changes, provided those changes are the result of actions by the person or
reactions for which she is responsible. (1989, 122–3)

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0007
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134 Agential Continuity and Narrative Continuity

Korsgaard imagines a person’s choosing to act in a way that changes


that person’s memories and character. Korsgaard is thereby imagining
a sort of psychological connectedness, the sort constituted by one’s
earlier choices resulting in (at least some of ) one’s later psychological
states. Korsgaard calls this sort of psychological connectedness ‘autho-
rial psychological connectedness’. But I shall call it ‘agential
connectedness’.
Korsgaard says:
You normally think you lead one continuing life because you are one person,
but . . . the truth is the reverse. You are one continuing person because you
have one life to lead. (1989, 113)

Korsgaard thinks that ‘one life’ just is a chain of overlapping instances


of agential connectedness. This is why she says: ‘the choice of any
action, no matter how trivial, takes you some way into the future’
(1989, 113).
Let agential continuity be a chain of overlapping instances of agential
connectedness. Korsgaard (1989) thinks that ‘you are one continuing
person because you have one life to lead’, and that you lead ‘one life’ in
virtue of agential continuity. So it is tempting to read Korsgaard
(1989) as defending an agential continuity criterion of personal iden-
tity over time. In other words, it is tempting to read Korsgaard as
defending the claim that agential continuity is necessary and sufficient
for (but does not presuppose) personal identity over time. And this
reading might seem to be supported by Korsgaard’s saying:
Where I change myself, the sort of continuity needed for personal identity may
be preserved, even if I become very different. Where I am changed by wholly
external forces it is not. (1989, 123)

But Korsgaard (1989) is not defending an agential continuity criterion


of personal identity over time. For she is not defending a criterion of
personal identity over time of any sort. Rather, as we shall see,
Korsgaard is defending an answer to the Why Question.
Korsgaard says:

Parfit’s conception of the person is recognizably metaphysical in that it is


concerned with the theoretical conditions of identity and counting, certainly
traditional concerns of metaphysics . . . But our metaphysical concerns about
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The Agential Continuity Account 135


countability . . . are still just some concerns among others. And they are not
obviously the important ones for ethics. (1989, 131n47)
Korsgaard denies that the metaphysics of identity and counting is
obviously important for ethics. A proposed criterion of personal iden-
tity over time just is a thesis about the metaphysics of identity and
counting. So Korsgaard must deny that a criterion of personal identity
over time is obviously important for ethics. But Korsgaard (1989) does
take having ‘one life to lead’ to be obviously important for ethics. For
example, she says:
Lives conceived of as led by agents may be completely separate even if the unity
of those agents is pragmatic rather than metaphysically deep. And if living a
life in this sense is what matters, distribution should be over lives, and the
agents who lead them. (1989, 129)
Korsgaard also says:
First, the need for identification with some unifying principle or way of
choosing is imposed on us by the necessity of making deliberative choices,
not by the metaphysical facts. Second, the metaphysical facts do not obviously
settle the question: I must still decide whether the consideration that some
future person is ‘me’ has some special normative force for me. It is practical
reason that requires me to construct an identity for myself; whether metaphys-
ics is to guide me in this or not is an open question. (1989, 112)
The metaphysical facts obviously settle the metaphysical questions. So
surely Korsgaard is not trying to settle this metaphysical question: how
must you be related to a person at a future time in order for that person
to be identical with you? So Korsgaard is not endorsing a criterion of
personal identity over time, not even when she says ‘you are one
continuing person because you have one life to lead’. Rather,
Korsgaard is endorsing a view about when a future person’s relation
to you ‘has some special normative force for’ you.
Korsgaard adds:
I have suggested that agents come in different sizes, and that the human body
is merely the basic one. If we grant that the unity of agency is a reason for
future concern, then we should grant I also have reasons to care for the future
of larger agencies of which I am a part. Just as I have a personal concern for my
physical future, I may have a personal concern for the future of my family, the
organization for which I work, a project in which I have been active, or the
state of which I am a citizen. (1989, 127)
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136 Agential Continuity and Narrative Continuity

Korsgaard is not saying: ‘L‘état, c‘est moi.’ That is, she is not claiming
that she persists as a future state—is one and the same entity as that
state—just in case she enjoys ‘unity of agency’ with that future state.
Rather, Korsgaard is making a claim about her having reasons for
‘personal concern’ with regard to that state at a future time.
By the same token, Korsgaard is not claiming that you persist as a
future person—are one and the same entity as that person—just in
case you enjoy ‘unity of agency’ with that future person. Rather, she is
making a claim about your having reasons for ‘personal concern’ with
regard to that person at that future time. So she is making a claim
about your being related to that person at that time in a way that has
‘some special normative force for’ you. So I think that Korsgaard is
claiming (among other things) that it is appropriate for you to have
future-directed self-interested concern with regard to a person’s
experiences at a future time just in case you enjoy ‘unity of agency’
with that person at that time.
You enjoy ‘unity of agency’ with a person at a future time if and only
if you are the same agent as that person at that time. Korsgaard thinks
that you are the same agent as a person at a future time if and only if—
and because—you and that person lead the same ‘one life’. That is,
Korsgaard thinks that you are the same agent as a person at a future
time if and only if—and because—you are agentially continuous with
that person at that time.
So Korsgaard is committed to the view that it is appropriate for you
to have future-directed self-interested concern with regard to a per-
son’s experiences at a future time if and only if—and because—you are
agentially continuous with that person at that time. And if it is
appropriate to have future-directed self-interested concern with regard
to an experience, then it is appropriate to first-personally anticipate
that experience (Ch. 1, §II).
Recall:
The What Question: What is it for a person at a future time to have
(at that time) what matters in survival for you?
The answer: its being appropriate for you to first-personally anticipate
the experiences that that person will have at that future time;
and if that person will have good (or bad) experiences at that time,
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The Agential Continuity Account 137

its being appropriate for you to have future-directed self-interested


concern with regard to those experiences (Ch. 1, §II).
So Korsgaard (1989) is committed to the claim that you survive as a
person at a future time if and only if—and because—the way you are
now is agentially continuous with the way that person will be at that
time. Let this claim be the Agential Continuity Account of survival. The
Agential Continuity Account implies that being agentially continuous
with is a good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
As Korsgaard says: ‘the sort of continuity needed for what matters
to me in my own personal identity essentially involves my agency’
(1989, 123).1
Korsgaard (1989) claims that an answer to (what I call) the Why
Question must be motivated by ‘practical reasons’, and practical rea-
sons alone. This claim is a potential threat to my understanding of how
metaphysics is relevant to answering the Why Question (see Ch. 2).
So this section will close by showing why I am not persuaded by either
of Korsgaard’s two ways of defending the claim that an answer to the
Why Question must be motivated by practical reasons alone.
Making deliberative choices involves choosing to act on one of your
desires as opposed to another. Korsgaard (1989, 111) says: ‘To identify
with [a] way of choosing [which of your desires to act on] is to be “a
law to yourself”, and to be unified as such.’ So Korsgaard (1989, 112)
takes ‘the necessity of making deliberative choices’ to be a practical
reason for regarding yourself as one person now. She adds that you
should think of yourself as one person now only for practical reasons.
And she takes this addition to imply that only practical reasons may
properly motivate an answer to the Why Question. Korsgaard sup-
ports this addition with:

1
The passages quoted in this section all come from Korsgaard (1989). When
returning to similar views in her book Self-Constitution, Korsgaard replaces the
expression ‘personal identity’ with ‘personal or practical identity’ (2009, 19–20).
This replacement reinforces the point that she is not defending a criterion of
personal identity over time.
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138 Agential Continuity and Narrative Continuity


Why do you think of yourself as one person now? This problem should seem
especially pressing if Parfit has convinced you that you are not unified by a
Cartesian Ego which provides a common subject for all your experiences.
(1989, 109)
But I reply that there is a good reason that is not a practical reason for
your thinking of yourself as one person now. That reason is that you
are a human animal, a human organism, a living human body (see
Ch. 3, §IV). And that human animal is one thing just as much as a
‘Cartesian ego’ would be one thing.2 So you are one thing. You are a
person now. So you are one person now. And you are (the one thing
that is) the common subject of your experiences.
Korsgaard has a second defense of the claim that only practical
reasons may motivate an answer to the Why Question. This defense
starts with:
Suppose that Parfit has established that there is no deep sense in which I am
identical to the subject of experiences who will occupy my body in the future.
In this section I will argue that I nevertheless have reasons for regarding myself
as the same rational agent as the one who will occupy my body in the future.
These reasons are not metaphysical, but practical. (Korsgaard, 1989, 109)
I think this defense goes wrong right at the start. For I think that
persons endure. So there is a ‘deep sense’ in which you will be identical
with ‘the subject of experiences who will occupy [your] body in the
future’. That ‘deep sense’ is your being numerically identical with (the
person who will be) that subject of experiences. In Parfitian parlance:
your being numerically identical with a person at a future time is a
‘further fact’, distinct from your being psychologically or otherwise
connected to or continuous with that person at that time. (See Ch. 2,
§III; Ch. 3, §IV.)

2
Do not conflate being one thing and lacking proper parts. That would just be a
mistake. Moreover, this conflation would not help Korsgaard. On the contrary, it
would undermine her practical reason for your regarding yourself as one person
now. For even if ‘the necessity of making deliberative choices’ is a practical reason
for regarding yourself as one person now, it is no reason at all for regarding yourself
as partless.
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The Narrative Continuity Account 139

II. The Narrative Continuity Account


Alasdair MacIntyre says:
It is a conceptual commonplace, both for philosophers and ordinary agents,
that one and the same segment of human behavior may be correctly character-
ized in a number of different ways. To the question ‘What is he doing?’ the
answers may with equal truth and appropriateness be ‘Digging’, ‘Gardening’,
‘Taking exercise’, ‘Preparing for winter’, or ‘Pleasing his wife’ . . . . We
cannot . . . characterize behavior independently of intentions, and we cannot
characterize intentions independently of settings which make those intentions
intelligible both to agents themselves and to others. (1984, 206)
An agent’s actions cannot be characterized apart from that agent’s
intentions. MacIntyre thinks that an agent’s intentions must be under-
stood in a setting, which itself must be part of a narrative. So
MacIntyre says:
Narrative history of a certain kind turns out to be the basic and essential genre
for the characterization of human action. (1984, 208)

Chapter 5 considered self-narratives, each of which characterizes an


entire life. MacIntyre’s remarks suggest a different sort of narrative,
the sort that characterizes a single action. So let a local narrative be a
narrative that characterizes a single action. Add that a local narrative is
constituted by the agent’s action-characterizing psychological states.
So a local narrative might be a story that is constituted by, for example,
the reasons that that agent decided to act, what that agent intends to
do, that agent’s interpretation of what she or he is doing, and that
agent’s experiences while acting.
Let local narrative continuity be a chain of overlapping local narra-
tives. And let the Narrative Continuity Account of survival be the
following two claims: first, you will survive as a person at a future
time if and only if the way you are now is locally narratively continuous
with the way that that person will be at that time; and, second, being
locally narratively continuous with is a good answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
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140 Agential Continuity and Narrative Continuity

Because a local narrative is constituted by the agent’s action-


characterizing psychological states, local narrative continuity is a spe-
cific sort of psychological continuity. So the Narrative Continuity
Account’s answer to the Why Question is in terms of a specific sort
of psychological continuity. So that account’s answer is the kind of
answer I want to explore (see Ch. 3, §V).3
Jeanine Weekes Schroer and Robert Schroer say:
Under our account, the narrative that frames Larry’s experience of making
coffee via his childhood memories of family and feelings of security need not
be interlaced or otherwise connected to the narrative explanations that frame
and explain some of his other experiences/actions. The narrative explanation
that frames his experience of balancing his checkbook, for instance, may have
no connection to his childhood memories of family or feelings of security. To
put the point more generally, the requirement that the subject interpret the
events of his or her life via ‘explanations that mirror the logic found in stories’
does not entail that those narrative explanations all fit together into a single,
overarching story of the person’s life. (2014, 458)
Schroer and Schroer are not focused on narratives that tell the ‘single,
overarching story of the person’s life’. So they are not focused on self-

3
The Narrative Continuity Account is not supposed to be the Self-Narrative
Account under a different label. So let us explicitly add that a local narrative char-
acterizes less than an entire life. Then a local narrative is not a self-narrative. So the
Narrative Continuity Account is a genuine alternative to the Self-Narrative Account.
MacIntyre’s remarks quoted in the text really do suggest the idea of a local
narrative, which is why I quoted them. But MacIntyre himself seems to deny that
there are local narratives. For MacIntyre seems to take the narratives that render
actions intelligible to characterize an entire life, and even more than an entire life.
MacIntyre says:
. . . in successfully identifying and understanding what someone else is doing we
always move towards placing a particular episode in the context of a set of narrative
histories, histories both of the individual concerned and of the settings in which
they act and suffer. (1984, 211)
Charles Taylor also seems to reject the idea of a local narrative, at least with regard
to characterizing non-trivial actions. He seems to think that characterizing a non-
trivial action requires a self-narrative. Taylor says:
Thus making sense of my present action, when we are not dealing with such trivial
questions as where I shall go in the next five minutes but with the issue of my place
relative to the good, requires a narrative understanding of my life, a sense of what
I have become which can only be given in a story. (1989, 48)
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The Narrative Continuity Account 141

narratives. Rather, they are focused on just enough narrative to char-


acterize ‘experiences/actions’, such as making coffee or balancing a
checkbook. And the narratives that Schroer and Schroer take to
characterize an agent’s action seem to be constituted by that agent’s
own psychological states: ‘memories’ and ‘feelings’ and how the agent
‘interpret[s] the events of his or her life’. So Schroer and Schroer are
focused on local narratives.
Schroer and Schroer (2014) defend the view that personal identity
over time is reduced to unbranching local narrative continuity holding
between ‘person stages’, that is, the temporal parts of perduring per-
sons. In reaction to the possibility of branching local narrative conti-
nuity, they say:
Another well-known Reductionist response to cases of fission comes
from Parfit (1984), who argues that fission cases reveal that, when it comes
to survival, ‘identity doesn’t matter’. Although cases of fission destroy
identity, what ‘really matters’ with regard to survival—relations of [generic]
psychological continuity between person stages—continues to exist. Again, we
see no reason why the same reply cannot be given by Reductionists, like us,
who emphasize narrative continuity over [Parfit’s generic] psychological
continuity. Although cases of fission destroy personal identity, what ‘really
matters’ with regard to survival—narrative continuity between person stages—
continues to exist. (2014, 467)

Thus Schroer and Schroer (2014) take the Narrative Continuity


Account of survival to be a live option.
The Narrative Continuity Account answers the Why Question in
terms of overlapping local narratives. Local narratives characterize
actions. Only agents act. So the Narrative Continuity Account takes
agency to be central to an answer to the Why Question. This makes
the Narrative Continuity Account somewhat like the Agential
Continuity Account. And the Narrative Continuity Account and the
Agential Continuity Account seem to be alike in another way. They
seem to deliver the same ‘verdict’ with regard to whether a particular
future person will have what now matters in survival for you.
To begin to see why I say this, suppose that you are related to a
person at a future time by local narrative continuity. Then you are
related to that person at that future time by overlapping instances of
action-characterizing psychological connectedness. Then it seems that
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142 Agential Continuity and Narrative Continuity

you are also related to that person at that future time by overlapping
instances of choosing to act that result in the having of various
psychological states. So it seems that you are agentially continuous
with that person at that future time. So if you will survive as a person at
a future time by the lights of the Narrative Continuity Account of
survival, then it seems that you will survive as that person at that time
by the lights of the Agential Continuity Account of survival.
I think that defenders of the Narrative Continuity Account should
assume that every action is characterized by a local narrative. Suppose
they are right. And suppose that you are agentially continuous with a
person at a future time. Then you are related to that person at that
future time by overlapping instances of choosing to act that result in
the having of various psychological states. Then it seems that—
because every action is characterized by a local narrative—you are
also related to that person at that future time by overlapping instances
of action-characterizing psychological connectedness. So it seems that
you are related to that person at that future time by local narrative
continuity. So if you will survive as a person at a future time by the
lights of the Agential Continuity Account of survival, then it seems
that you will survive as that person at that time by the lights of the
Narrative Continuity Account of survival.

III. Agential Continuity, Narrative Continuity, and Numerical


Identity
Consider:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
The Agential Continuity Account of survival answers this question in
terms of agential continuity. The Narrative Continuity Account of
survival answers this question in terms of local narrative continuity.
My answer is not in terms of either of these sorts of continuity, but is
instead in terms of numerical identity. This is my first reason for taking
both the Agential Continuity Account and also the Narrative
Continuity Account to compete with my answer to the Why Question.
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Agential Continuity, Narrative Continuity 143

I think that you are a human organism (Ch. 3, §IV). And I think
that human organisms can endure in the absence of both agential
continuity and also local narrative continuity. So I conclude that you
can be numerically identical with a (conscious) person at a future time
even if you are not agentially continuous with, or locally narratively
continuous with, that person at that time. So I take my answer to the
Why Question to imply that you can survive as a person at a future
time even if you are not agentially continuous with, or locally narra-
tively continuous with, that person at that time. But this implication is
false if either the Agential Continuity Account or the Narrative
Continuity Account is true. This is my second reason for taking
both of those accounts to compete with my answer to the Why
Question.
Suppose that persons endure. Suppose also that the criterion of
personal identity over time is agential continuity. Then agential con-
tinuity might be a good answer to the Why Question because numer-
ical identity is also a good answer to the Why Question (see Ch. 2,
§III). Then we should reject my first reason for taking the Agential
Continuity Account to compete with my answer to the Why
Question. And if the criterion of personal identity over time is local
narrative continuity, we should reject my first reason for taking the
Narrative Continuity Account to compete with my answer to the Why
Question.
Again, suppose that the criterion of personal identity over time is
agential continuity. Then you cannot be numerically identical with a
person at a future time but not agentially continuous with that person
at that time. Then we should reject my second reason for taking the
Agential Continuity Account to compete with my answer to the Why
Question. And if the criterion of personal identity over time is local
narrative continuity, we should reject my second reason for taking the
Narrative Continuity Account to compete with my answer to the Why
Question.
Suppose that agential continuity is the criterion of personal identity
over time. Then we should do more than reject my two reasons for
taking the Agential Continuity Account to compete with my answer
to the Why Question. We should also conclude that the Agential
Continuity Account does not compete with my answer. And if local
narrative continuity is the criterion of personal identity over time, we
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144 Agential Continuity and Narrative Continuity

should conclude that the Narrative Continuity Account does not


compete with my answer.
It seems that you will be agentially continuous with a person at a
future time if and only if you will be locally narratively continuous with
that person at that time (§II). Add that one or the other of these two
sorts of continuity is the criterion of personal identity over time. Then
your being related to a person at a future time by either sort of
continuity is—if you endure—both necessary and sufficient for your
being numerically identical with that person at that time. So it seems
that if either sort of continuity is the criterion of personal identity over
time, neither the Agential Continuity Account nor the Narrative
Continuity Account competes with my answer to the Why Question.
Let us assume—as I myself believe—that neither agential continuity
nor local narrative continuity is the criterion of personal identity over
time.4 Then the Agential Continuity Account and the Narrative
Continuity Account compete with my answer to the Why Question,
and do so for the two reasons presented at the start of this section.
Then I want to keep discussing the Agential Continuity Account and
the Narrative Continuity Account. For I want to explore answers to
the Why Question that both compete with my answer, and also are in
terms of—or at least imply—psychological connectedness or psycho-
logical continuity (see Ch. 3, §V).
The Agential Continuity Account and the Narrative Continuity
Account compete with my answer to the Why Question. So if my
answer to the Why Question is a good answer, then both of those
accounts are false. So my defense of my answer to the Why Question is
thereby a defense of the falsity of those accounts (Ch. 2, §I). So
I conclude that each of those accounts is false. But you might draw a
different conclusion. You might endorse one of those accounts. If one
of those account is true, then my answer to the Why Question is not a
good answer. So you might conclude that my answer is not a good

4
One defense of this assumption starts with the claim that each of us is an
organism. Here is another defense: agential continuity and narrative continuity can
branch; since we endure, personal identity over time cannot branch (Ch. 3, §IV); so
neither agential continuity nor local narrative continuity is the criterion of personal
identity over time.
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Some Significant Transformations 145

answer, and that something or other must have gone wrong in my


defense of that answer.
I want to respond to this threat to my answer and to my defense of
that answer. So Section IV will present reasons to conclude that both
the Agential Continuity Account and also the Narrative Continuity
Account are false, reasons that do not presuppose my answer to the
Why Question, or my defense of that answer. And if those accounts
are false, their competing with my answer is no reason to reject my
answer, or to think that something or other must have gone wrong in
my defense of that answer.

IV. Some Significant Transformations


Consider the following two cases:
Case One: A vampire is about to bite you. The vampire pauses—
still, you never see it coming—and then bites. As a result, you are
transformed into a vampire. The way you were immediately before
transformation is not agentially continuous with the way you are
upon transformation. But you would have chosen to become a
vampire, had you been given the choice.
Case Two: A vampire is about to bite you. The vampire pauses. You
sense the pause, and assume the vampire is having second thoughts.
So you shove your neck onto the vampire’s teeth, intending to
become a vampire. You succeed and are transformed into a vampire.
The way you were immediately before transformation is agentially
continuous with the way you are upon transformation. (This case is
otherwise as much like Case One as possible.)
In Case One, your becoming a vampire is not a result of your own
action. This is why Case One can include the claim that the way you
were immediately before transformation is not agentially continuous
with the way you are upon transformation. And because Case One
includes this claim, the Agential Continuity Account of survival
implies that you do not survive becoming a vampire in Case One.5

5
Case One presupposes that you persist as a vampire. If agential continuity is
the criterion of personal identity over time, this presupposition is false. So if you
think that agential continuity is the criterion of personal identity over time,
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146 Agential Continuity and Narrative Continuity

In Case Two, your becoming a vampire is the result of your own


action, specifically, your shoving your neck onto a vampire’s teeth with
the intention of becoming a vampire yourself. So—as Case Two
explicitly notes—the way you were immediately before transformation
is agentially continuous with the way you are upon transformation. So
the Agential Continuity Account of survival implies that you survive
becoming a vampire in Case Two. As Korsgaard says:
Where I change myself, the sort of continuity needed for personal identity may
be preserved, even if I become very different. Where I am changed by wholly
external forces it is not. This is because the sort of continuity needed for what
matters to me in my own personal identity essentially involves my agency.
(1989, 123)

The Agential Continuity Account implies the following conjunc-


tion: you do not survive becoming a vampire in Case One and you do
survive becoming a vampire in Case Two. If this conjunction is false,
then the Agential Continuity Account is false. And this conjunction is
false.
One reason that I say that this conjunction is false is that I think
that you survive becoming a vampire in both cases. I think this because
of my answer to the Why Question and my belief that you endure. But
set this aside. For in this section I want to object to the Agential
Continuity Account (and the Narrative Continuity Account) without
relying on my answer to the Why Question (see §III).
You might say that you do not survive becoming a vampire in either
Case One or Case Two. Or you might say that you do survive
becoming a vampire in both cases. Or you might say that you do not
know what to say. But the one thing that you should not say is that you
survive becoming a vampire in one of these cases but not in the other.
For these cases differ only in what causes some teeth to enter your
neck. And I think that it is false that this difference would make all the
difference in whether you survive.

you should object to Case One, and to other moves made in this section. But if you
think that agential continuity is the criterion of personal identity over time, you
should not take the Agential Continuity Account to compete with my answer to
the Why Question (§III). So you and I agree on what is most important here: the
Agential Continuity Account is no reason to reject my answer, or to think that
something or other must have gone wrong in my defense of that answer.
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Some Significant Transformations 147

Defenders of the Agential Continuity Account might object that


I have overlooked another way in which Case One differs from Case
Two. They might object that those cases differ with respect to whether
agential continuity relates you-before-teeth-enter-neck to you-after-
transformation. But I reply that this difference in agential continuity
just is the difference already pointed out, a difference in what causes
some teeth to enter your neck.
It might help to contrast numerical identity holding over time with
agential continuity holding over time. Numerical identity holding over
time is a ‘further fact’ distinct from any (alleged) criterion of personal
identity holding over time (Ch. 2, §III). But agential continuity is not
a ‘further fact’ distinct from overlapping instances of agential connect-
edness. Agential continuity just is overlapping instances of agential
connectedness. This is why the difference in agential continuity
between Cases One and Two just is the difference already pointed
out, a difference in what causes some teeth to enter your neck.
Again, the Agential Continuity Account of survival implies that a
difference in what causes some teeth to enter your neck can make all
the difference in whether you survive or do not survive becoming a
vampire. But I deny that whether it is appropriate for you to first-
personally anticipate, and extend your future-directed self-interested
concern to, the experiences a vampire will have at a future time could
turn on whether you shove your neck onto some teeth or instead those
teeth are shoved into your neck. So the following conjunction is
false: you do not survive becoming a vampire in Case One and you
do survive becoming a vampire in Case Two. So the Agential
Continuity Account is false.
Consider:
Case Three: Vampires are incredibly evil. You find the thought of
becoming a vampire abhorrent and terrifying. You definitely do not
want to become a vampire. But vampires are crafty. And—you will
never see it coming—a vampire will soon bite you. As a result, you
will be transformed into a vampire. The way you are now is not
agentially continuous with the way you will be upon transformation.
Your being an evil vampire at a future time will be bad for you—for the
you of right now—only if you will survive as that vampire (see Ch. 1,
§§II–III). The Agential Continuity Account of survival implies that
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148 Agential Continuity and Narrative Continuity

you will not survive becoming an evil vampire in Case Three. So that
account implies that in Case Three, your being an evil vampire at a
future time will not be bad for you. Rather, that account implies that
the events of Case Three will be bad (or not) for you only in the way in
which being annihilated would be bad (or not) for you.
Maybe being annihilated would not be bad for you. But being
transformed into an evil vampire against your will would be bad for
you. Maybe being annihilated would be bad for you only in that it
would deprive you of the goods that come with continued survival. But
it is false that being transformed into an evil vampire would be bad for
you only in that it would deprive you of the goods that come with
continued survival. More generally, being transformed into an evil
vampire, against your will, would be bad for you, and not only in the
way in which being annihilated would be bad (or not) for you
(cf. Ch. 4, §V).
Imagine this scene from a vampire movie. You have just been bitten
by an evil vampire. Your transformation has not yet started. But it soon
will. You would rather cease to exist than become an evil vampire. So
you ask your friends to kill you, and to do so for your sake. They balk,
so you beg. This scene makes sense. But not given the Agential
Continuity Account. For given that account, and as far as self-
interested concern goes, you should be indifferent between ceasing
to exist and becoming an evil vampire against your will. But you are
not indifferent. Hence the begging. I conclude that the Agential
Continuity Account is false.
Consider:
Case Four: You will soon be transformed ‘by wholly external forces’
into a much happier, smarter, wiser, and more loving person. So the
way you are now is not agentially continuous with the way you will
be after transformation.
The Agential Continuity Account implies that the events of Case
Four would be bad (or not) for you in the same way—and to
the same degree—that the events of Case Three would be bad (or
not) for you. For the Agential Continuity Account implies that both
cases would be bad (or not) for you in the way in which being
annihilated would be bad (or not) for you.
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Some Significant Transformations 149

But I deny that Case Three and Case Four are both bad (or not) for
you in the same way and to the same degree. It is worse for you to be
transformed into an evil vampire who will not be agentially continuous
with you than it is for you to be transformed into a much happier,
smarter, wiser, and more loving person who will not be agentially
continuous with you. Again, the Agential Continuity Account is false.
Recall that Winston Smith has values, desires, projects, and a self-
narrative that are not approved of by the Party. The Party’s Thought
Police take note, and forcibly ‘reintegrate’ Smith. That is, they turn
Smith, by wholly external forces, into the sort of person approved of by
the Party. I think that the Thought Police have harmed Smith, but not
in the way that they would have harmed Smith had they annihilated
him. This is another reason to conclude that the Agential Continuity
Account is false (cf. Ch. 4, §V; Ch. 5, §V).
I learn that the Thought Police are coming for me. So I am afraid.
One of the things I am afraid of is being turned, against my will, into
the sort of person approved of by the Party. I fear this in a way that
differs from how I would fear being annihilated. And I fear this in a
way that differs from how I would fear your being turned into the sort
of person approved of by the Party. For the way in which I fear this
involves my first-personally anticipating, and having future-directed
self-interested concern with regard to, the experiences of someone
who will be the way the Party wants people to be. I think my fear is
appropriate. But the Agential Continuity Account implies that it is
not. So I conclude, again, that that account is false.
Perhaps it is possible that the way you are now is agentially contin-
uous with the way you were when you were a child. So perhaps the
Agential Continuity Account of survival does not automatically imply
that no child survives becoming an adult. But going through puberty is
like being bitten by a vampire. Growing up happens to a child. (And if
given a choice, some children would choose not to grow up.) So I think
that the way some children are now is not agentially continuous with
the way that they will be when adults. So the Agential Continuity
Account has the result that those children will not survive growing up
(cf. Ch. 4, §IV; Ch. 5, §IV). More generally, that account has the
result that no one can survive a significant transformation caused
entirely by circumstances beyond his or her control. But this result is
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150 Agential Continuity and Narrative Continuity

false. You can—and probably have—survived such a transformation.


None of us is immune to ‘wholly external forces’.
Each of this section’s objections to the Agential Continuity
Account of survival turns, in one way or another, on the idea that
the Agential Continuity Account has a false result regarding whether
someone would survive in this or that scenario. When it comes to
whether someone would survive in this or that scenario, the Narrative
Continuity Account seems to deliver the same ‘verdict’ as does the
Agential Continuity Account (§II). So I conclude that each of this
section’s objections to the Agential Continuity Account is also an
objection to the Narrative Continuity Account.

V. Other Work for Agential Continuity and Narrative Continuity


Suppose that you are the ‘same agent’ as a person at a future time just
in case you are agentially continuous with (and locally narratively
continuous with) that person at that time. Add that agential continuity
is not necessary for enduring and that numerical identity delivers
survival (Ch. 2, §I). Then conclude that it is possible for a person at
a future time to have, at that time, what matters in survival for you even
if that person will not be the same agent as you.
It is possible that you will someday cease to regard yourself as the
same agent as a future person. Korsgaard (1989, 113–14) says that
regarding yourself as the same agent as a future person is part of what
constitutes your being an agent. Suppose she is right. Then it is
possible that you will someday not be an agent. Add that you endure
and that numerical identity delivers survival. Then conclude that it is
possible that a person at a future time will have, at that time, what
matters in survival for you even if that person will not be an agent.
Claims like ‘you can survive as someone who is not the same agent
as you’ or ‘you can survive but not be an agent’ can sound contradic-
tory. But these claims are not contradictory given the above account of
being the ‘same agent’ and given Korsgaard’s view about what con-
stitutes being an agent. For example, ‘you can survive as someone who
is not the same agent as you’ is not contradictory if it amounts to: it can
be appropriate for you to first-personally anticipate, and have future-
directed self-interested concern with regard to, the experiences a
person will have at a future time even if the way you are now is not
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More on Psychological Connectedness and Psychological Continuity 151

agentially (or locally narratively) continuous with the way that person
will be at that time (cf. Ch. 5, §VI).
I do not endorse the above account of being the ‘same agent’. Nor
do I endorse Korsgaard’s view of what constitutes being an agent. But
nothing I have said in this chapter rules out that account or that view.
In particular, that account and that view are perfectly consistent with
the falsity of the Agential Continuity Account of survival and with the
fasity of the Narrative Continuity Account of survival.

VI. More on Psychological Connectedness and Psychological


Continuity
Recall:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
My answer is your being numerically identical with that person at that
time. My argument for that answer requires that persons persist by
enduring (Ch. 2, §I).
Chapter 2 (§II) showed that perdurance’s signature way of render-
ing change non-contradictory implies that you have no determinate
mental properties and none (or few) of the determinate physical
properties that you think you have. I believe that this is a serious
problem for perdurance. And I suspect that few will be attracted to
stage theory’s idea that each of us is an instantaneous stage. So I think
that endurance looks pretty good. But I do not have more to say
to those who oppose my answer to the Why Question because they
deny that persons endure.
I do have more to say to those who oppose my answer to the Why
Question because they claim that every good answer must be in terms
of—or at least imply—some sort of psychological connectedness or
psychological continuity. I say: that claim is false. More carefully, that
claim is either false, or instead no reason to oppose my answer to the
Why Question. Or so I shall argue for the rest of this section. This
section’s arguments build on arguments from Chapters 4 and 5 and
from the preceding sections of this chapter.
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152 Agential Continuity and Narrative Continuity

Suppose, for reductio, that every good answer to the Why Question
must be in terms of—or imply—psychological connectedness. Then
we cannot survive transformations that eventually result in a break in
psychological connectedness. But we can survive some such transfor-
mations. For example, a small child can survive transforming into an
adult (Ch. 4, §IV; Ch. 5, §IV). So it is false that every good answer to
the Why Question must be in terms of—or imply—psychological
connectedness.6
Some transformations that eventually result in a break in psycho-
logical connectedness would be bad for you, but not in the way that
annihilation would be bad for you. And other transformations that
eventually result in a break in psychological connectedness could be
good for you. All this implies—as we saw in Chapters 4 (§V) and 5
(§V)—that you can survive these transformations. So I conclude,
again, that it is false that every good answer to the Why Question
must be in terms of—or imply—psychological connectedness.
This conclusion is important because the answers most commonly
given to the Why Question that compete with my answer are in terms
of—or imply—psychological connectedness. This goes back at least to
Leibniz, who thinks that the answer to the Why Question must imply
being connected by memory (Ch. 1, §§I–II). Moreover, the currently
predominant view seems to be that the answer to the Why Question
must imply being psychologically connected in virtue of being alike
with regard to values, desires, and projects (Ch. 4, §II). And then
there is Parfit:
I said earlier that what matters in survival could be provisionally referred
to as ‘psychological continuity’. I must now distinguish this relation from
another, which I shall call ‘psychological connectedness’ . . . ‘Psychological
connectedness’ . . . requires the holding of these direct psychological
relations . . . . ‘Psychological continuity’ . . . only requires overlapping chains
of direct psychological relations . . . . Now that we have distinguished the
general relations of psychological continuity and psychological connectedness,
I suggest that connectedness is a more important element in survival.
(1971, 20–1, quoted in Ch. 3, §II; see also Parfit, 1984, 262)

6
The sort of psychological connectedness here is supposed to be substantive (cf.
Ch. 4, §I; Ch. 5, §§I–II). So take claims about psychological connectedness here to
be claims about substantive psychological connectedness.
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More on Psychological Connectedness and Psychological Continuity 153

My answer to the Why Question is not in terms of—and does not


imply—psychological connectedness. But this is no reason to object to
my answer. For, as we have seen, it is false that every good answer to
the Why Question must be in terms of—or even imply—
psychological connectedness.
Suppose that psychological continuity is a good answer to the Why
Question. But also suppose—for the sake of argument—that psycho-
logical continuity is the criterion of personal identity over time. Then
psychological continuity and personal identity go hand in hand. Then
we should conclude that numerical identity is also a good answer to the
Why Question, at least if persons endure. So we should deny that
every good answer to the Why Question must be in terms of psycho-
logical continuity (cf. §III and Ch. 2, §III).
Suppose—for the sake of argument—that psychological continuity
is necessary for personal identity over time. In other words, suppose
that personal identity over time implies psychological continuity.
Then your being numerically identical with a person at a future time
implies that you are psychologically continuous with that person at
that time. Then my answer to the Why Question is consistent with the
claim that every good answer to the Why Question must imply
psychological continuity. So the claim that every good answer to the
Why Question must be in terms of—or at least imply—psychological
continuity is no threat to my answer (cf. §III).
Suppose—as I myself believe—that psychological continuity is not
the criterion of personal identity over time and, moreover, is not even
necessary for personal identity over time (see Ch. 3, §IV). Then my
answer to the Why Question is not consistent with the claim that
every good answer to the Why Question must be in terms of—or at
least imply—psychological continuity. Then that claim competes with
my answer. But then—so I shall now argue—that claim is false.
The Party’s Thought Police forcibly ‘reintegrated’ Smith. They
turned Smith into the sort of person approved of by the Party. Their
particular way of achieving reintegration involved a break in Smith’s
psychological continuity. But Smith persisted through this break.
(Recall that we are supposing that psychological continuity is not
necessary for personal identity over time.) So Smith himself became
the sort of person approved of by the Party. I think that the Thought
Police harmed Smith, but not in the way in which they would have
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154 Agential Continuity and Narrative Continuity

harmed Smith had they annihilated him. So it is false that every good
answer to the Why Question must be in terms of—or imply—
psychological continuity (cf. Ch. 4, §V; Ch. 5, §V; §IV).
I learn that I am next. The Thought Police are going to reinte-
grate me via a process that involves a break in psychological conti-
nuity. So I am afraid. One of the things I am afraid of is my
becoming the sort of person approved of by the Party. I fear this in
a way that differs from how I would fear being annihilated. And
I fear this in a way that differs from how I would fear your becoming
the sort of person approved of by the Party. For my fear includes
first-personally anticipating, and having future-directed self-interested
concern with regard to, the experiences of someone who will be the way
the Party wants people to be. I think my fear is appropriate. So
I conclude that it is false that every good answer to the Why Question
must be in terms of—or imply—psychological continuity (cf. Ch. 4,
§V; Ch. 5, §V; §IV).
Imagine that a new genetic test has revealed that I shall someday
suffer an abrupt and total break in psychological connectedness, and so
a break in psychological continuity. I think that this will be bad for me,
that is, for the me of right now. Moreover, I do not think that this will
be bad for me in the way that my someday being annihilated would be
bad (or not) for me. So I conclude that I shall survive this break in
psychological continuity (see Ch. 1, §§II–III). So it is false that every
good answer to the Why Question must be in terms of—or imply—
psychological continuity (cf. §IV).
Finally, pretend that every good answer to the Why Question must
be in terms of—or at least imply—psychological continuity. Then
future-directed self-interested concern would be rendered appropriate
only by psychological continuity, or by something that implies psy-
chological continuity. I assume that the way you are now is not
psychologically continuous with the way you will be when perma-
nently unconscious and comatose. So—given what we are
pretending—it is not appropriate for you to have future-directed
self-interested concern with regard to something bad that will happen
to you while you are permanently unconscious and comatose. But
I think this is appropriate (see Ch. 1, §III). This is another reason
that I deny that every good answer to the Why Question must be in
terms of—or imply—psychological continuity.
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Conclusion 155

My answer to the Why Question is not in terms of psychological


connectedness or psychological continuity. My answer does not imply
psychological connectedness. And my answer might not imply psy-
chological continuity. So some will object to my answer on the
grounds that every good answer must be in terms of—or at least
imply—psychological connectedness or psychological continuity. But
we have seen that this objection is mistaken. For the claim that every
good answer to the Why Question must be in terms of—or imply—
psychological connectedness or psychological continuity is either false,
or instead no threat to my answer.

VII. Conclusion
Consider:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
My answer is your being numerically identical with that person at that
time.
I endorse my answer because of the argument given in Chapter 2
(§I). I do not endorse my answer because I have ruled out every
possible competing answer and my answer is the last one standing.
For I have not ruled out every possible competing answer. I have not
even examined every possible competing answer. I bet there are a lot.
But I have examined—and tried to rule out—what I take to be the
far and away most tempting kind of competing answer. For I have
argued for the conclusion that no one should endorse an answer to the
Why Question that both competes with my answer and also is in terms
of—or implies—psychological connectedness or psychological conti-
nuity. My argument for this conclusion runs from Chapter 3 (§V)
through Section VI above.
Chapter 7 will not oppose new competitors to my answer to the
Why Question. Nor will it offer a new defense of my answer. Nor will
it offer a new defense of my claim that every good answer must imply
numerical identity (Ch. 3, §I). Instead, Chapter 7 puts the claims
defended thus far in this book through their paces by applying them
to a new topic: personal immortality.
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7
The Hope of Glory

Leibniz’s King of China, Parfit’s double brain hemisphere transplant,


and Paul’s vampires have all played a role in this book’s exploration of
what matters in survival. And you could read this chapter as continu-
ing to explore what matters in survival with one last thought experi-
ment, a thought experiment involving a certain sort of personal
immortality. Or you could read this chapter as applying the lessons
of the preceding chapters to the philosophy of religion.
I begin this chapter by using the distinction between persistence and
survival to clarify the idea of personal immortality. I then show how
claims defended in earlier chapters allow us to respond to familiar
objections to the possibility and to the desirability of personal immor-
tality. To give just one example, this chapter’s response to the ‘Tedium
Objection’ to immortality builds on Chapter 4’s conclusion that the
Selfer view is false.

I. The Hope of Survival


You will die. Suppose that you will later live again and be ‘glorified’.
Suppose further that you will then live forever with God and others.
And add that all this will be good for you, that is, for the you of right
now. Borrowing a phrase from the Apostle Paul, let us call the hope for
this sort of personal immortality ‘the hope of glory’.
To be glorified is to be profoundly transformed. I do not know
the details. But let us assume that this transformation includes becom-
ing perfectly loving. This transformation might also include becoming

Self and Identity. Trenton Merricks, Oxford University Press. © Trenton Merricks 2022.
DOI: 10.1093/oso/9780192843432.003.0008
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158 The Hope of Glory

more creative, or smarter, or funnier. It might even include—hat tip to


Origen—becoming spherical.1
A future experience will be good for you—that is, for the you of
right now—only if the person who will have that experience at a future
time will also have, at that time, what matters in survival for you
(Ch. 1, §§II–III). The hope of glory is supposed to be a hope for
something that will be good for you. So the hope of glory includes the
hope of surviving forever, as opposed to merely persisting forever.
The hope of glory includes the hope of surviving forever. Something
similar goes for personal immortality more generally. To see why I say
this, pretend that there will be an endless afterlife in which you persist,
but do not survive. So it is not appropriate for you to first-personally
anticipate, or have future-directed self-interested concern with regard
to, any experiences you will have in this afterlife (Ch. 1, §II). Nor will
any good (or bad) experiences you will have in this afterlife be good (or
bad) for you, that is, for the you of right now (Ch. 1, §II). I do not
think that this sort of afterlife delivers bona fide personal immortality.
Rather, this sort of afterlife delivers the practical equivalent of anni-
hilation. So I conclude that the idea of personal immortality is not the
idea of endless persistence, but is instead the idea of endless survival.
I am not alone. Recall Leibniz’s remark from Chapter 1 (§I):
. . . the immortality required in morality and religion does not consist merely
in this perpetual subsistence common to all substances. (1989, 66)
And here is William James:
. . . the Soul, however, when closely scrutinized, guarantees no immortality
of a sort we care for. The enjoyment of the atom-like simplicity of their
substance in saecula saeculorum would not to most people seem a consumma-
tion devoutly to be wished. (1890, 348)

I take Leibniz and James to be claiming that bona fide personal


immortality is not the same thing as merely endless persistence.
And I agree. Bona fide personal immortality is, instead, the same

1
The Second Council of Constantinople condemned Origen for teaching that
our resurrected bodies will be spherical. Alas, Origen did not really teach this; see
Chadwick (1948) and Ramelli (2019, 172).
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The Hope of Survival 159

thing as there always being someone who will have what matters in
survival for you.
I do not agree with everything that Leibniz and James say. In
particular, we disagree about how to answer:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
My answer is in terms of numerical identity (Ch. 2, §I). Leibniz’s answer
seems to be in terms of persistence plus memory (Ch. 1, §§I–II). And
James’s answer seems to be in terms of persistence plus psychological
continuity that is constituted by conscious states. For James says:
The substance must give rise to a stream of consciousness continuous with the
present stream, in order to arouse our hope, but of this the mere persistence of
the substance per se offers no guarantee. (1890, 348)
I said above that personal immortality is the same thing as there always
being someone who will have what matters in survival for you. And
I shall proceed as if personal immortality is the same thing as, at some
point after you die, there always being someone who will have what
matters in survival for you. For this account of personal immortality is
good enough for our purposes. In particular, this account makes it
clear that personal immortality is not the same thing as endless
persistence.
But I do not think that this account of personal immortality is
exactly right. For example—and contrary to this account—I think
that your enjoying personal immortality is consistent with there
being a brief moment a million years from now when no one will
have what matters in survival for you. But I shall not try to get this
account exactly right. For doing so would raise difficult questions that
are not relevant to the points defended in this chapter. Here is just one
such question: can you have personal immortality if you will be in an
unconscious coma—or even fail to exist—for one decade every twenty
years, ad infinitum?
I answer the Why Question in terms of numerical identity. So I take
numerical identity (and being conscious) to be sufficient for survival
(Ch., 1, §III; Ch. 2, §I). I think that every good answer to the Why
Question implies numerical identity. So I take numerical identity to be
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160 The Hope of Glory

necessary for survival (Ch. 3, §I). So I conclude that you will enjoy
personal immortality if and only if, at some point after you die, there
will always be someone (conscious) who is numerically identical with
you. I myself believe that the hope of glory will be satisfied, and for us
all. So I conclude that at some point after you die there will always be
someone who is numerically identical with you.
Again, you will enjoy personal immortality if and only if there will
always be someone (conscious) who is numerically identical with you.
This is consistent with denying that personal immortality is the same
thing as there always being someone (conscious) who is numerically
identical with you. In particular, this is consistent with my claim that
personal immortality is, instead, the same thing as there always being
someone who will have what matters in survival for you. That is,
personal immortality is the same thing as, at some point after you
die, there always being a person whose experiences it is appropriate for
you to first-personally anticipate and with regard to whose good (or
bad) experiences it is appropriate for you to have future-directed self-
interested concern (cf. Ch. 1, §II–III).
The main points defended in this chapter are independent of my
own particular view about what it would take for there always to be
someone numerically identical with you. But I do think that you are a
human organism, a human animal, a living human body (Ch. 3, §IV).
And, for what it is worth, I think that there will always be someone
numerically identical with you just in case your body (= you) will
always exist at some point after your death. That is, your body
(= you) will be resurrected and then live forever.2

II. The Hope of Transformation


When you were a small child, you did not have many of your current
values, desires, and projects, or your current self-narrative. So I think

2
Chapter 3 (§IV) gives one argument for the claim that you are a human
organism. Another argument for that claim turns on the idea that our hope for
eternal life goes hand in hand with our hope for the resurrection of the body (see
Merricks, 2009). How can the resurrected body be numerically identical with the
body that died, and (let us add) was cremated and ceased to exist? For my answer,
see Merricks, 2001b.
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The Hope of Transformation 161

that when you are glorified and a billion years old, you will no longer
have many of your current values, desires, and projects, or your current
self-narrative. I think this for two reasons. First, glorification will
presumably be as big a transformation as are the transformations that
often occur in this life, transformations such as learning to read, going
through puberty, and becoming a mother. Second, a billion years
dwarfs the amount of time that has passed since your childhood.
Again, when you are glorified and a billion years old, you will no
longer have many of your current values, desires, and projects, or your
current self-narrative. So both the Selfer view and also the Self-
Narrative Account of survival imply that you could not survive becom-
ing glorified and persisting for a billion years, much less forever. So the
Selfer view and the Self-Narrative Account imply that the hope of
glory is the hope for the impossible. But the Selfer view and the Self-
Narrative Account are both false (Chs 4 and 5). So they give us no
good reason to conclude that the hope of glory is the hope for the
impossible.
Gregory of Nyssa takes glorification to be a process of endless
transformations, transformations that make us more and more like
God (see, e.g. Smith, 2018). With this in mind, consider the following
from Jeff McMahan:
. . . one might imagine the prospect of becoming like a god. Imagine the
possibility of becoming vastly more intelligent and developing a vastly richer
and deeper range of emotions, including emotions of which one cannot now
form any conception. One would be as different from oneself now, in terms of
psychological capacities, as one is now from a dog (or, more to the point, as
different from oneself now as a dog would be from itself if it were to become a
person). One would be, in short, so utterly psychologically remote from oneself
as one is now that one may now have little or no egoistic reason to want to
become that way. Even if the transformation would be identity-preserving and
would lead to a state that would be clearly superior to one’s present state, it
would be too much like becoming someone else—and, of course, losing
oneself in the process—to be very desirable from an egoistic point of view.
(2002, 321–2)
Suppose that glorification involves our acquiring new psychological
capacities, capacities that differ greatly from the ones we now enjoy,
capacities of which we cannot now form any conception. Then
McMahan’s remarks suggest that even if glorification ‘would be
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162 The Hope of Glory

identity preserving and would lead to a state that would be clearly


superior’, glorification would not be ‘very desirable from an egoistic
point of view’. So McMahan’s remarks suggest that it would not be
appropriate for you to have future-directed self-interested concern
with regard to the experiences that you will have after you have been
glorified. So you would not survive becoming glorified. So the hope of
glory is the hope for the impossible.
I have two replies. The first reply begins by noting that a small
child’s becoming a wise and mature and intelligent adult is a process
that will involve that child’s acquiring new psychological capacities, at
least some of which that child cannot now form any conception.
A small child can survive growing up (see esp. Ch. 4, §IV). So
I conclude that we can survive transformations that involve acquiring
new psychological capacities, even capacities of which we cannot now
form any conception. So we can survive becoming glorified even if this
involves our acquiring new psychological capacities, even capacities of
which we cannot now form any conception.
My second reply turns on my answer to:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
My answer is in terms of numerical identity (Ch. 2, §I). So enduring
(conscious) persons survive all ‘identity-preserving’ transformations.
This includes identity-preserving transformations with regard to psy-
chological capacities. So we can survive becoming glorified even if this
involves psychological transformations of the sort McMahan—and
Gregory of Nyssa—have in mind, at least if those transformations
are identity preserving.
And I think that those transformations can be identity preserving.
For example, I think that each of us can be numerically identical with
someone who will be perfectly loving, at least eventually, at least if we
are given enough time. More generally, I think that each of us can be
numerically identical with a glorified person who will exist in a billion
years, despite the fact that the way such a person will be differs greatly
in psychological and other ways from the way each of us is now. I think
this partly because we already know that human persons persist
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The Hope and Psychological Continuity 163

through astonishing amounts of psychological and other sorts of


change, such as, for example, the changes that occur as someone
goes from small child to young adult to middle-aged academic to
elderly Nobel Laureate.

III. The Hope and Psychological Continuity


I think that the hope of glory includes psychological transformations
(§II). So I deny that the way you are now is substantively psycholog-
ically like the way that you will be at every point in your endless future.
But the way you are now might be psychologically continuous with the
way you will be when glorified, and even with the way you will be at
every point in your endless future. For the psychological transforma-
tions included in the hope of glory might occur gradually.
And there might be good reasons for concluding that the way you
are now is psychologically continuous with the way you will be when
glorified, or even with the way you will be at every point in your endless
future. Suppose, for example, that an aspect of being glorified is being
virtuous. Add that at least some virtues can be acquired only gradually,
and in a way that preserves some sort of psychological continuity (see,
e.g. Zagzebski, 1996, 116–25). Then conclude that the way you are
now is psychologically continuous with the way you will be when
glorified.
Or consider my claim that a person at a future time will have, at that
time, what matters in survival for you only if you will be numerically
identical with that person at that time (Ch. 3, §I). Add that you will be
numerically identical with a person at a future time only if you are
psychologically continuous with that person at that time. Then con-
clude that psychological continuity is necessary for survival. The hope
of glory includes survival. So conclude that the hope of glory includes
psychological continuity.
For what it is worth, I myself do not endorse either of these reasons
(or any other reason) for concluding that the hope of glory includes
psychological continuity. I have no opinion about the first reason, and
I reject the second. I reject the second because I think that each of us is
a human organism, and I deny that psychological continuity is neces-
sary for any organism to endure (Ch. 3, §IV).
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164 The Hope of Glory

IV. Survival Does Not Come in Degrees


Consider:
The Why Question: What way of being related to a (conscious)
person at a future time explains why that person will have (at that
time) what matters in survival for you?
Derek Parfit answers the Why Question in terms of psychological
connectedness and/or psychological continuity (see Ch. 3, §II).
Psychological connectedness comes in degrees. This leads Parfit
to conclude that what matters in survival comes in degrees. Thus
Parfit says:
Even if [psychological] connectedness is not more important than [psycho-
logical] continuity, the fact that one of these is a relation of degree is enough to
show that what matters in survival can have degrees.
(1971, 21; see also 1984, 299)
Jeff McMahan’s answer to the Why Question is a combination of
physical and functional continuity and psychological continuity.
McMahan claims that these continuities all come in degrees. And he
takes this claim to imply that its being ‘rationally appropriate’ to have
egoistic concern about oneself at a future time comes in degrees. Thus
McMahan says:
. . . there is a presumption that the degree of egoistic concern that a person is
rationally warranted in having about his own future varies with the degree of
functional continuity between himself now and himself in the future.
(2002, 73)
And:
I have argued that, in addition to physical and functional continuity in certain
areas of the brain, psychological continuity is among the conditions of egoistic
concern—not in the sense that it is necessary in order for egoistic concern to be
rational, but in the sense that the degree to which it is rationally appropriate to
be egoistically concerned about oneself in the future varies, other things being
equal, with the degree to which one would be psychologically continuous with
oneself in the future. (2002, 321)

McMahan says that its being ‘rationally appropriate’ to have egoistic


concern about oneself in the future comes in degrees. So he would say
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Survival Does Not Come in Degrees 165

that its being appropriate to have future-directed self-interested con-


cern with regard to one’s future experiences comes in degrees. So he
would say that what matters in survival comes in degrees.
Suppose that survival comes in degrees. That is, suppose that
whether it is appropriate for you to first-personally anticipate, and
have future-directed self-interested concern with regard to, a person’s
experiences at a future time is a matter of degree. Then you might
think that the degree of appropriateness dwindles as the time until
that person will have those experiences increases and as that person
continues to change. Indeed—as we saw in Chapter 4 (§IV)—this
is exactly what happens in David Lewis’s (1976) story about
Methuselah. So it is not surprising that Lewis joins Parfit and
McMahan in thinking that survival comes in degrees, and in thinking
this on the grounds that an answer to the Why Question comes
in degrees.
Here is a story not about Methuselah, but about the hope of glory. It
is now fully appropriate for you to have future-directed self-interested
concern with regard to the experiences you will have on your first day
of being (or starting to be) glorified. But as time passes, you will
change. So it is now somewhat less appropriate for you to have
future-directed self-interested concern with regard to the experiences
you will have 30 years after being glorified. And it is now even less
appropriate for you to have future-directed self-interested concern
with regard to the experiences you will have 100 years after being
glorified. And it is now not at all appropriate for you to have future-
directed self-interested concern with regard to the experiences you
will have at some point in the far distant future, such as, for example,
in a billion years. A parallel point holds regarding first-personal
anticipation. So eventually there will be no one who will have what
matters in survival for you. So you will not survive forever. So the hope
of glory is in vain.
If the story just told were accurate, then the hope of glory would be
in vain. More generally, if this sort of story were accurate, then bona
fide personal immortality would be impossible, unless, perhaps, one
stays forever unchanged. But this story is not accurate. This is
because—so I shall argue for the rest of this section—survival does
not come in degrees.
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166 The Hope of Glory

Numerical identity does not come in degrees.3 Numerical identity is


a good answer to the Why Question (Ch. 2, §I). Moreover, every
other good answer to the Why Question implies numerical identity
(Ch. 3, §I). So every good answer to the Why Question is, or implies,
an answer that does not come in degrees. Parfit, McMahan, and Lewis
conclude that survival comes in degrees on the grounds that the answer
to the Why Question comes in degrees. Similarly, I conclude that
survival does not come in degrees on the grounds that every good
answer to the Why Question is, or implies, an answer that does not
come in degrees.
Let me elaborate. My defense of my answer to the Why Question
began with the idea that it is appropriate for you now to have self-
interested concern with regard to an experience that you are having
right now. I claimed that such self-interested concern is appropriate
because you are having that experience. In other words, this is appro-
priate because someone numerically identical with you is having that
experience. So its being appropriate for you to have self-interested
concern with regard to your current experiences is explained by your
being numerically identical with the person having that experience (see
Ch. 2, §I).
Its being appropriate for you to have self-interested concern with
regard to the experiences you will have tomorrow has the same expla-
nation. That is, this is explained by your being numerically identical
with the person tomorrow who will then have those experiences
(Ch. 2, §I). Numerical identity does not come in degrees. So that
explanation does not hold to various degrees. So it is neither more nor
less appropriate for you to have self-interested concern with regard to
your current experiences than it is for you to have self-interested
concern with regard to your experiences tomorrow.
Its being appropriate for you to have self-interested concern with
regard to the experiences you will have tomorrow has the same expla-
nation as does its being appropriate for you to have self-interested

3
Even Parfit (1984, 298) says: ‘Identity is logically one-one and all or nothing.’
And Gareth Evans’s (1978) and Nathan Salmon’s (1981, 243) argument for the
conclusion that identity cannot be indeterminate can be adapted to show that
identity does not come in degrees. The first premise of this adaptation assumes for
reductio that A is identical with B to some degree (other than 0 or 1).
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The Tedium Objection 167

concern with regard to the experiences you will have the day after
tomorrow, or in 100 years, or in a billion years. Moreover, that
explanation—your being numerically identical with the person who
will have those experiences—does not come in degrees. So it is just as
appropriate for you to have self-interested concern with regard to your
experiences in a billion years as it is for you to have self-interested
concern with regard to your current experiences.
The degree to which it is appropriate for you to have future-directed
self-interested concern with regard to the experiences that you yourself
will have does not decrease as time passes, or as you change, before
having those experiences. Add that appropriate future-directed self-
interested concern implies appropriate first-personal anticipation.
Then conclude that the degree to which (a person who is identical
with) you will have, at a future time, what matters in survival for you
does not decrease as time passes, or as you change, between now and
that future time (Ch. 1, §II). Moreover, only (a person who is identical
with) you will have, at any future time, what matters in survival for you
at that time (Ch. 3, §I). So survival does not come in degrees.4

V. The Tedium Objection


Bernard Williams (1973) claims that immortality would become
unbearably tedious. That is, he claims that if you were to live forever,
you would eventually be so bored that you would prefer ceasing to exist
to continuing to exist. Suppose that Williams’s claim is true. Then the
hope of glory is not a hope for something that would be good for
you. But the hope of glory is supposed to be a hope for something
that would be good for you. Thus the Tedium Objection to the hope
of glory.

4
You survive as a person at a future time only if that person will be conscious at
that time (Ch. 1, §III). I deny that it can be a matter of degree whether a person is
conscious. But suppose I am wrong. Then it can be a matter of degree whether you
survive as a person at a future time in virtue of its being a matter of degree whether
that person is, at that time, conscious. This poses no threat to the hope of glory or
to personal immortality more generally. For believers in personal immortality
should deny that you will—simply as a result of time and change—eventually
cease to be conscious.
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168 The Hope of Glory

Williams gives an argument for the claim that immortality would


become unbearably tedious. That argument has premises like: our only
reasons to live are (or perhaps come from) desires that we accomplish
certain specific tasks. I am not going to focus on that argument. This is
partly because I think that that argument is not compelling.5 But it is
mainly because that argument is not Williams’s most influential
defense of the claim that living forever would become unbearably
tedious.
Williams’s most influential defense of that claim is the idea that
imagining what it would be like to live forever shows us that living
forever would become unbearably tedious. At least arguably, this idea
can be found at least as far back as Lucretius, who claims that Nature
would rightly say:
All things are always the same. If your body is not yet withered with age, nor
your limbs decrepit with flagging, even so there is nothing new to look forward
to—not though you should outlive all living creatures, or even though you
should never die at all.
(On the Nature of the Universe 3.946–3.950 [1994, 90])
This idea is also easy to find in contemporary philosophy. For exam-
ple, Shelly Kagan says:
Essentially, the problem with immortality seems to be one of inevitable
boredom. The problem is tedium. You get tired of doing math after a while.
After a hundred years, a thousand years, a million years, whatever it is,
eventually you are going to say, ‘Yes, here’s a math problem I haven’t solved
before, but so what? I’ve just done so much math, it holds no appeal for me
anymore.’ Or, you go through all the great art museums . . . (2012, 243)
This idea is also central to some works of fiction, such as the short
story ‘The Dream’ by Julian Barnes (1989) and (spoiler alert!) the
closing episodes of the television series The Good Place.6
And Williams takes this idea to be supported by a work of fiction
featuring Elina Makropulos and a magical elixir of youth. After living

5
For critiques of that argument, see, e.g. Fischer (1994) and Rosati (2013).
6
The relevant episodes of The Good Place allude to Williams (1973). And ‘The
Dream’ might also have been influenced by Williams (1973), since the author’s
brother is the philosopher Jonathan Barnes.
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The Tedium Objection 169

as a young woman for over three hundred years, Makropulos decides


to allow her life to come to an end. Williams (1973, 82) says that she
makes this decision because: ‘Her unending life has come to a state of
boredom, indifference, and coldness. Everything is joyless: “in the end
it is the same”, she says, “singing and silence”.’
Williams seems to take Makropulos’s story to help us to imagine
what it would be like for any of us to live forever. And Williams thinks
that when you imagine this, you can see that you would eventually be
so bored that you would prefer ceasing to exist to continuing to exist.
But I reply that none of us can know what it would be like to be
glorified and (say) a billion years old. So you cannot know that if you
were glorified and a billion years old, you would be so bored that you
would prefer ceasing to exist to continuing to exist.
A child cannot know what it would be like to have lived a rich and
full life for seventy years. This is one reason that I think that you
cannot now know what it would be like to have lived a rich and full life
for a billion years. A second—related—reason is that being glorified
and living for a billion years will bring about a change (or changes) in
self. You cannot know what it would be like to have a (new and)
different self (Ch. 4, §II). So you cannot know what it would be like to
be glorified and a billion years old.
You cannot know what it would be like to be glorified and a billion
years old. So you cannot know that you would be so bored that you
would prefer ceasing to exist to continuing to exist. So Williams’s most
influential idea regarding immortality is false, at least when immor-
tality includes glorification. That is, it is false that imagining what it
would be like to live forever as glorified shows us that living forever as
glorified would eventually become unbearably tedious.
Williams might agree that you cannot know what it would be like to
live forever as glorified, or to live forever while undergoing other
changes in self. So Williams might agree that immortality involving
glorification or other changes in self is thereby immune to the Tedium
Objection.7 But he would still object to this sort of immortality.
Williams would object that it is:

7
Williams considers one other reply to the Tedium Objection: we find an
activity so absorbing that we are not bored. He responds:
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170 The Hope of Glory


. . . the attempt which some have made, to combine the best of continuous
and of serial existence in a fantasy of very varied lives which are nevertheless
cumulatively effective in memory. This might be called the Teiresias model. [In
Greek mythology, Teiresias starts out as a man, is turned into a woman for
seven years during which time she becomes a mother, and then is turned back
into a man.] As that case singularly demonstrates, it has the quality of a
fantasy, of emotional pressure trying to combine the uncombinable. One
thing that the fantasy has to ignore is the connexion, both as cause and as
consequence, between having one range of experiences rather than another,
wishing to engage in one sort of thing rather than another, and having a
character. Teiresias cannot have a character, either continuously through these
proceedings, or cumulatively at the end (if there were to be an end) of them: he
is not, eventually, a person, but a phenomenon. (1973, 94)
Williams does not claim that we can imagine what it would be like to
have a series of ‘very varied lives’, and that imagining this shows us that
this would become unbearably tedious. Instead, he seems to claim—
put in my terms—that we cannot survive such a series. Put further in
my terms, Williams seems to claim that we cannot survive changes
in self.8
Kagan agrees with Williams:
We can put the point in the form of a dilemma. Could immortality be
something worth having forever? On the one hand, if we make the immortal
person be similar to me, then boredom’s going to set in . . . . On the other
hand, if we solve the problem of boredom with progressive memory loss and
radical personality changes, then maybe boredom wouldn’t set in, but that life
isn’t anything I want for myself. It just doesn’t matter to me that it’s still going
to be me, any more than it would matter to me if you were to just tell me, ‘Oh,
there’ll be somebody else around . . . ’. (2012, 245)

But if one is totally and perpetually absorbed in such an activity, and loses oneself in
it, then as those words suggest, we come back to the problem of satisfying the
conditions that it should be me who lives forever, and that eternal life should be in
prospect of some interest. (1973, 96)
This response equivocates on ‘loses oneself ’.
8
Williams (1973) seems to deny that we can survive changes in self. This denial
is inconsistent with the view favored in Williams (1970). For, as noted in Ch. 2
(§III), Williams (1970) favors the view that having the numerically same body
delivers survival. And you can have the numerically same body as a person will have
at a future time even if you do not have the same self as that person will have at
that time.
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The Irrationality Objection 171

But I reply to Williams and Kagan that we can survive changes in self
(and we can survive forgetting). This includes not only the changes in
self (and forgetting) that occur as a child becomes an adult (Ch. 4,
§IV), but also the changes in self that occur as you become glorified
and a billion years old (§II).
Perhaps there is a sense in which Teiresias does not continue to be
the ‘same person’. Perhaps there is a sense in which Teiresias
exchanges one ‘identity’ for another, and then for yet another. And
perhaps the hope of glory suggests that eventually each of us will, in
some sense, become a ‘different person’ (maybe over and over again) or
exchange one ‘identity’ for another (maybe ad infinitum). Chapters 5
(§VI) and 6 (§V) provide the resources to reconcile this with our
surviving forever as glorified.

VI. The Irrationality Objection


I do not know what it is like to be a bat. So it is false that knowing
what it is like to be a bat gives me a good reason to conclude that
becoming a bat would not be good for me. Nevertheless, I think that
I have good reasons to conclude that becoming a bat would not be
good for me. This is because I know a lot about what bats are like
and what they do. So I know that becoming a bat would deprive me
of having rich interpersonal relationships and of doing philosophy.
I deny that these—and so many other—deprivations would be com-
pensated for, much less outweighed, by what I would gain by be-
coming a bat. So I conclude that becoming a bat would not be good
for me.
You do not know what it would be like to be glorified and (for
example) a billion years old. So it is false that knowing what this would
be like gives you a good reason to conclude that being glorified and
surviving forever would not be good for you (§V). Nevertheless, you
might think that you have good reasons to conclude that being
glorified and surviving forever would not be good for you. And you
might say that this is just like my concluding that becoming a bat
would not be good for me. But I disagree.
Suppose we know that the glorified will be perfectly loving and in
communion with God and others who are perfectly loving. Even so,
there is a lot that we do not know about what the glorified will be like
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172 The Hope of Glory

in (for example) a billion years, and a lot that we do not know about
what they will then do. I think that because of this ignorance, it is not
rational for any of us to conclude that the deprivations (if any) that
come with being glorified and (for example) a billion years old would
not be outweighed by the gains. So it is not rational for you to
conclude that being glorified and surviving forever would not be
good for you.
Samuel Scheffler (2016, 83–111) argues that living forever would
not be good for you. His argument is mainly focused on living forever
more or less unchanged, in more or less our current circumstances.
This is not the hope of glory. But Scheffler does make some remarks
that could be applied to the hope of glory. Scheffler says:
If we never died, then we would not live lives structured by the kinds of values
that now structure our own lives or by the kinds of values that have structured
the lives of other human beings now and in the past. Moreover, it is at best
unclear to what extent we would lead value-structured lives at all. What is
clear, in any case, is that we would not live anything resembling what we now
consider to be ‘a life’. (2016, 207)
Let us suppose that to survive forever as glorified is not to live anything
resembling what we now consider to be ‘a life’. Scheffler might take
this to constitute some sort of objection to the hope of glory (see, e.g.
Scheffler, 2016, 98–9). But I say that this just reinforces my conclusion
that none of us now knows enough about surviving forever as glorified,
in communion with God and others, to rationally conclude that this
would not be good for you.
But—you probably saw this coming—my conclusion leads to a new
objection. According to the Irrationality Objection, none of us knows
enough about surviving forever as glorified, in communion with God
and others, to rationally conclude that this would be good for you.
Suppose this objection is right. This does not imply that surviving
forever as glorified, in communion with God and others, would not be
good for you. So the Irrationality Objection is not an objection to
the hope of glory. Again, the target of the Irrationality Objection is not
the hope of glory itself. Rather, the targets of this objection are those of
us who believe that surviving forever as glorified, in communion with
God and others, would be good for you. The Irrationality Objection
says that it is not rational for us to believe this.
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The Irrationality Objection 173

Here is my reply to the Irrationality Objection. We have learned by


way of divine revelation that surviving forever as glorified, in com-
munion with God and others, would be good for you. So it is rational
for us to believe that surviving forever as glorified, in communion with
God and others, would be good for you.
This reply to the Irrationality Objection will not convince those
who deny that there is divine revelation, or who deny that such
revelation could render rational a belief. But this reply should convince
the targets of the Irrationality Objection. For the targets are those who
already believe that surviving forever as glorified, in communion with
God and others, would be good for you. And I assume that they
believe this only because of revelation, revelation by way of (for
example) scripture, religious tradition, or religious experience. So
presumably they will accept that there is divine revelation and that
such revelation can render rational a belief.
Those of us who share in the hope of glory might believe that it has
been revealed that surviving forever as glorified would be good for
everyone, and so good for you. Or we might believe that revelation
about God’s love, combined with revelation to the effect that we will
survive forever as glorified, implies that surviving forever as glorified
would be good for you. Or we might believe something else along
these lines. But—whatever the details—those who share in the hope of
glory have a reply to the Irrationality Objection: divine revelation
renders rational the belief that it would be good for you to survive
forever as glorified and in communion with God and others.
Suppose that revelation is a kind of divine testimony. Then my reply
to the Irrationality Objection involves forming a belief about what
would be good for us on the basis of divine moral testimony. Paddy
McShane (2018) argues that the flourishing of intimate relationships
is partly constituted by reliance on moral testimony. So perhaps a
person’s trusting God that glorification and endless survival, in com-
munion with God and others, would be good for us partly constitutes
the flourishing of that person’s relationship with God.
I also think that trusting God in this way is an aspect of faith in
God. That is, it is an aspect of faith in God to trust God that it will be
good for us to be glorified and (for example) a billion years old and in
communion with God and others, even though we do not know what
it will be like to be glorified and a billion years old, and even though we
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174 The Hope of Glory

have few details about what we will then do and what features we will
then have.
Compare: A six-year-old child realizes that she will grow up and no
longer want to play with her favorite toy. If she is fairly precocious, she
will also realize that not wanting to play with her favorite toy is just the
tip of the iceberg: as an adult, she will have abandoned many of her
current desires and values and projects. And if she is astonishingly
precocious, this child might say that she is ‘alienated’ from her future
adult self, which she takes to be ‘an alien self ’ (cf. Paul, 2014, 125–31;
2015b).
So the child asks her parent whether being an adult will be good for
her. Suppose the parent says ‘yes’. Or suppose the parent is unusually
candid and says that it will be good for her if she will do meaningful
work, have supportive relationships, be free of constant pain, and so
on. Suppose the child believes her parent. The parent’s speaking
honestly with the child, and the child’s believing the parent, could
partly constitute their having a flourishing parent–child relationship.
And the child’s believing her parent would be an aspect of her trusting
that parent.
The preceding sections responded to objections to the hope of
glory. Those objections could take aim at other versions of personal
immortality. And other versions of personal immortality can avail
themselves of the preceding sections’ responses, or at least those
other versions that, eventually, involve changes in self. But not so for
this section’s response to the Irrationality Objection. Consider, for
example, personal immortality that has a naturalistic cause, such as a
scientifically respectable elixir of youth. For all I say in this section,
it might not be rational to believe that having this sort of immor-
tality would be good for you, and this might not be rational for
reasons akin to the Irrationality Objection: you have no idea what it
would be like to be (for example) a billion years old, or what you
would be doing then, or what sort of people—if any—you would be
surrounded by, and so on.

VII. Conclusion
This chapter responded to various objections to the hope of glory, for
the most part in ways that built on previous chapters. I think that
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Conclusion 175

whether or not you share in the hope of glory, you should conclude
that there is nothing incoherent or internally inconsistent or otherwise
confused about the hope. So you can coherently hope for the good
gift of being glorified and surviving forever, in communion with God
and the best possible versions of those you love, and those you will
come to love.
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Index

agency 26–27, 131–155 Hawthorne, John 79n.8


Agential Continuity Account of survival, Hume, David 57
defined 137
annihilation, badness of 109–110 Jackson, Frank 107
appropriate, explained 7–14 James, William 158–9
Johansson, Jens 47, 49, 53–4
Barnes, Elizabeth 110 Johnston, Mark 30, 50n.11
Barnes, Jonathan 168n.6
Barnes, Julian 168 Kagan, Shelly 28, 168, 170
Bradley, Ben 109 Kid-Friendly Account of survival,
Broome, John 109 defined 123
Butler, Joseph 57 Korsgaard, Christine 30, 133–8, 146,
150–1
Chadwick, Henry 158n.1
change in self, defined 91 Langsam, Harold 35n.3
change in self, examples see growing up, Leibniz, G. W. 7–9, 11, 12, 14, 15, 17,
transformations 23, 29, 54, 55, 57n.1, 87, 106, 109,
Chisholm, Roderick 35n.3 111, 152, 157, 158–9
criterion of personal identity over Lewis, David 50, 73, 74, 106–7, 165–6
time 9n.1, 34n.2, 46–54, 69–83, Locke, John 46–7, 57
134–6, 143–144, 145n.5, 147, 153 Lucretius 109n.7, 168
Cryanoski, David 20n.6
MacIntyre, Alasdair 139, 140n.3
death, badness of 109 McMahan, Jeff 11, 17, 57n.1, 65, 67,
Death Star 13, 14 105n.4, 161–2, 164–6
DeGrazia, David 26, 28, 123 McShane, Paddy Jane 173
Methuselah 106–7, 165
endurance, explained 33
epektasis 161–2 Nagel, Thomas 20, 109
Epicurus 109n.7 narrative 4–5, 85, 88, 89, 101, 113–133,
Evans, Gareth 166n.3 139–155, 160–1
Narrative Continuity Account of survival,
Feldman, Fred 109 defined 139
Fischer, John Martin 168n.5 Nielsen, Tore 21n.8

Geach, Peter 79n.8 Olson, Eric T. 10, 11, 17, 18, 48, 49,
Gregory of Nyssa 161–2 53–4, 76, 78
growing up 103–107, 121–6, 127–8, Origen 158
149, 162, 169, 174
Parfit, Derek 4, 17, 20n.5, 25–6, 47, 52,
Haslanger, Sally 39 57, 59n.2, 65–83, 84, 86, 134, 138,
Hawley, Katherine 43n.6, 44n.8, 72, 78 141, 152, 157, 164–166
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184 Index
Parsons, Josh 36n.4 Ullmann-Margalit, Edna 94
Paul, the Apostle 157
Paul, L. A. 92, 94, 98–9, 157, 174 Velleman, J. David 10–12, 17, 21, 30, 54,
perdurance, explained 36 94–101, 104, 107
Perkins, Franklin 7
Perry, John 87–93, 100–102, 107 Whiting, Jennifer 10–12, 17, 29, 54,
89–93, 100–101, 102
Ramelli, Ilaria L. E. 158n.1 Wiggins, David 72
Rea, Michael 40 Williams, Bernard 47–8, 167–171
resurrection Windt, Jennifer M. 21n.8
—as hope for eternal life 160n.2 what matters in survival
—as way of becoming spherical 158 —for the nature of what
Rosati, Connie 168n.5 matters in survival, see the What
Question
Salmon, Nathan 166n.3 —for what delivers what
Schechtman, Marya 10–12, 17, 18, 29, matters in survival, see the Why
57n.1, 88–93, 100–102, 113–18, Question
122–5, 129 What Question 1, 7, 14, 16, 18, 22, 26,
Scheffler, Samuel 172 28, 34, 42, 63, 65, 90, 115, 136
Schroer, Jeanine Weekes 140–1 —my answer, defended 14–20
Schroer, Robert 140–1 —other answers 16–18
Self-Narrative Account of survival, Why Question 1, 19, 22, 28, 29, 31–35,
defined 115 45, 48, 54, 55, 59, 67, 83, 85, 101,
Selfer, defined 91–92 111, 113, 115, 120, 130n.1, 131,
Shoemaker, David 18, 47, 49, 53–4 133, 137, 139, 142, 151, 155, 159,
Shoemaker, Sydney 17, 65, 67, 68 162, 164
Sider, Theodore 43n.6, 44, 72, 78 —my answer, defended 31–35, 151–5
Sidgwick, Henry 57 —other answers 2, 46–54, 67–69,
Smith, J. Warren 161 83–85, 101–103, 115–118, 123–6,
stage theory, explained 43–44, 78 133–7, 139–142, 164–5
Strawson, Galen 119 —why every good answer implies
numerical identity 57–64
Taylor, Charles 129, 140n.3 Wordier Why Question 1, 11, 19, 35
Thompson, Evan 21n.8 —my answer, defended 31–35
transformations 92–3, 98–9, 107–111, —other answers 11
118–9, 126–128, 145–150, Wolf, Susan 26n.9
152–154, 160–3, 169–171
see also growing up Zagzebski, Linda 163

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