Victor Turner The Ritual Process Structu

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The Ritual Process

Structure and Anti-Structure

Victor Turner
With a Foreword by Roger O. Abrahams

1969

M
,セ M

ALDINE DE GRUYTER
New York
Liminality and Communitas 97
96 The Ritual Process

of the patient and her husband in Isoma had sorne of these attri- position has sorne sacred characteristics. But this "sacred" component
butes-passivity, humility, near-nakedness-in a symbolic milieu that is acquired by the incumbents of positions during the rites de passage,
represented both a grave and a womb. In initiations with a long through which they changed positions. Something of the sacredness
period of seclusion, such as the circumcision rites of many tribal of that transient humility and modelessness goes over, and tempers
societies or induction into secret societies, there is often a rich pro- the pride of the incumbent of a higher position or office. This is not
liferation of liminal symbols. simply, as Fortes (1962, p. 86) has cogently argued, a matter of
giving a general stamp oflegitimacy to a society's structural positions.
It is rather a matter of giving recognition to an essential and generic
human bond, without which there could be no society. Liminality
Communitas
implies that the high could not be high unless the low existed, and
What is interesting about liminal phenomena for our present pur- he who is high must experience what it is like to be low. No doubt
poses is the blend they offer of lowliness and sacredness, of homo- something of this thinking, a few years ago, lay behind Prince
geneity and comradeship. We are presented, in such rites, with a Philip's decision to send his son, the heir apparent to the British
"moment in and out of time," and in and out of secular social throne, to a bush school in Australia for a time, where he could
structure, which reveals, however fleetingly, sorne recognition (in learn how "to rough i t."
symbol if not always in language) of a generalized social bond that
has ceased to be and has simultaneously yet to be fragmented into a Dialectic of the Developmental Cycle
mult iplicity of structural ties. These are the ties organized in terms
either of caste, class, or rank hierarchies or of segmentary oppositions From all this 1 infer that, for individuals and groups, social life is a
in the stateless societies beloved of political anthropologists. It is as type of dialect ical process that involves successive experience ofhigh
though there are here two major" models" for human interre la ted- and low, communitas and structure, homogeneity and differentia-
ness, juxtaposed and alternating. The first is of society as a struc- tion, equality and inequality. The passage from lower to higher
tured, differentiated, and often hierarchical system of politico-Iegal- status is through a limbo of statuslessness. In such a process, the
economie positions with many types of evaluation, separating men opposites, as it were, constitute one another and are mutually indis-
in terms of" more" or -' less. " The second, w hich emerges recogniz- pensable. Furthermore, since any concrete tribal society is made up
ably in the liminal period, is of society as an unstructured or rudi- of multiple personae, groups, and categories, each of which has its
mentarily structured and relatively undifferentiated comitatus, com- own developmental cycle, at a given moment many incumbencies of
munity, or even communion of equal individuals who submit to- fixed positions coexist with many passages between positions. In
gether to the general authority of the ri tuai eiders. other words, each individual's life experience con tains alternating ex-
1 prefer the Latin term "communitas" to "community," to dis- posure to structure and communitas, and to states and transitions.
tinguish this modality of social relationship from an "area of common
living." The distinction between structure and communitas is not THE LIMINALITY OF AN INSTALLATION RITE
simply the familial' one between "secular" and "sacred," or that,
for example, between poli tics and religion. Certain fixed offices in One brief example from the Ndembu of Zambia of a rite de passage
tribal societies have many sacred attributes; indeed, every social that concerns the highest status in that tribe, that of the senior chief
,
Liminality and Communitas 99
98 The Ritual Process
periodic medication by Kafwana symbolized the land-ofwhich Kaf-
Kanongcsha, will be useful here. It wil] also expand our knowleclge
wana was the original" owner"-and the total community living on
of the way the ':\dcmbu utilize and explain their ritual symbols. The
il. The daily invocations made to it by Kanongesha, at dawn and
position of senior or paramount chief among the :\clembu, as in
sunset , were for the fertility and continued health and strength of the
many other Afiica n sor iet ics, is a paradoxical one, for he represents
land, of its animal and vegetable resources, and of the people-in
both the apex of the structured politico-Iegal hicrarchy and the total
short, for the commonweal and public good. But the lukanu had a
community as an unstructured unit. He is, symbolically, also the
tribal territory i tsr-If and ail its resourees. Its fertility and freedom negative aspect; it could be used by Kanongesha to curse. If he
l'rom drought, fam ine, clisease, and insect plagues are bouud up with touched the earth with it and uttered a certain formula, it was
his oAice, and wit h both his physical and moral condition. Among believed that the person or group cursed would become barren, their
the Ndernbu, the ritual powers of the senior chief were limited by land infertile and their game invisible. In the lukanu, finally, Lunda
and cornbined with those held by a senior headrnan of the au- and Mbwela were united in the joint concept of Ndembu land and
tochthonous Mbwela people, who made submission only after long folk.
struggle to their Lunda conquerors led hl' the first Kanongesha. An In the relationship between Lunda and Mbwela, and between
important right was vested in the headman named Kafvvana, of the Kanongesha and Kafwana, we find a distinction familial' in Africa
Humbu, a branch of the Mbwela, This was the right to confer and betwcen the politieally or militarily strong and the subdued autoch-
periodically to medicate the supreme symbol of chienl' status among thonous people, who are nevertheless ritually potent. Iowan Lewis
tribes of Lunda origin, the lukanu bracelet, made l'rom human gen- (19 6 3) has described such structural inferiors as having "the power
italia and sinews and soakcd in the sacrificial blood of male and or powers of the weak" (p. II 1). One well-known example l'rom the
fernale slaves at each installation. Kafwa nas ritual title was Chiv- literature is to be found in Meyer Fortes's account of the Tallensi of
wikankanu, "the one who dresses wit h or puts on the lukanu." He northern Ghana, where the incoming Namoos brought chieftainship
also had the title Mama ya Kononoesha, "mother of Kanongesha," and a highly developed ancestral cult to the autochthonous Tale,
because he gave symbolic birth to eaeh new incumbent of t hat office. who, for their part, are thought to have important ritual powers in
Kafwana was also sa id to teach each new Kanongesha the medicines connection with the earth and its caverns. In the great Golib
of witchcraft, wh ich made him feared by his rivais and subord inates Festival, held annually, the union of chieRy and priestly pmvers is
-perhaps one indication of weak political centralization. symbolized by the mystical marriage between chief of Tongo, leader
The lukanu, originally conferred by the he ad of ail the Lunda, the of the Namoos, and the great earth-priest, the Golibdaana, of the
M want iyanvwa, who rulcd in the Katanga many miles to the north, Tale, portrayed respectively as "husband" and "wife." Among
was ritually treated by Kafwaria and hidden by him during inter- Ndembu, Kafwana is also considered, as we have seen, symbolically
regna. The mystical power of the lukanu, and hence of the Kanon- feminine in relation to Kanongesha. 1 could multiply examples of
gesha-ship, came join tly l'rom Mwantiyanvwa, the political fountain- this type of dichotomy many times l'rom African sources alone, and
head and, Kafwana, the ri tuai source: its employment for the benefit its range is world-wide. The point 1 would like to stress here is that
of the land and the people was in the hands of a succession of there is a certain homology between the" weakness" and" passivity"
individual incumbents of the chieftainship. Its origin in Mwant iyan- of liminality in diachronie transitions between states and statuses,
vwa symholized the historical unit y of the Ndernbu people, and their and the" structural" or synchronie inferiority of certain personae,
political differentiation into subchiefdoms under Kanongesha; its groups, and social categories in political, legal, and economie
100 The Ritual Process Liminality and Communitas 101

systems. The" liminal" and the" inferior" conditions are often asso- Kafwana now breaks in to a homil y, as follows:
ciated with ritual powers and with the total community seen as
Ik silent ' Vou are a mean and selfish fool, one who is bad-tempered! You
undifferentia ted.
,10 not love your fellows, you are only angry with them! Meanness and
To return to the installation rites of the Kanongesha of the 1 lieft are aIl you have! Yet here we have called you and we sa y tha t you
Ndembu: The liminal component of such rites begins with the con- must succeed to the chieftainship, Put away meanness, put aside anger, give
struction of a small she1ter of leaves about a mile away from the IIp adulterous intercourse, give them up immediately! We have granted
capital village. This hut is known as kafu or kafwi, a term Ndembu vou chieftainship. Vou must eat with your fellow men, you must live weIl
derive from ku-fwa, "to die," for it is here that the chief-elect dies wi th them. Do not prepare witchcraft medicines that you may devour your
from his commoner state. Imagery of death abounds in Ndembu fdlows in their huts-that is forbidden! We have desired you and you only
liminality. For example, the secret and sacred site where novices are lor our chief. Let your wife prepare food for the people who come here to
circumcised is known as ifwilu or chifwilu, a term also derived from the capital village. Do not be selfish, do not keep the chieftainship to your-
self! Vou must laugh with the people, you must abstain from witchcraft, if
ku-fica. The chief-elect, c1ad in nothing but a ragged waist-c1oth, and
perchance you have been given it already! Vou must not be killing people!
a ri tual wife, who is either his senior wife (mwadyi) or a special
You must not be ungenerous to people!
slave woman, known as lukanu (after the royal bracelet) for the
But you, Chief Kanongesha, Chifwanakenu [" son who resembles his
occasion, similarly c1ad, are called by Kafwana to enter the kafu
father"] of l\1wantiyanvwa, you have danced for your chieftainship because
shelter just after sundown. The chief himself, incidentally, is also your predecessor is dead [i.e., because you killed him]. But today you are
known as mwadyi or lukanu in these rites. The couple are led there as born as a new chief. Vou must know the people, 0 Chifwanakenu. If you
though they were infirrn. There they sit crouched in a posture of were mean, and used ta eat your cassava mush alonc, or your meat al one,
shame (nsonyi) or modesty, while they are washed with medicines today you are in the chieftainship. Vou must give up your selfish ways,
mixed with water brought from Katukang'onyi, the river site where you must wclcome everyone, you are the chief! Vou must stop being adult-
the ancestral chiefs of the southern Lunda diaspora dwelt for a while erous and quarrelsome. Vou must not bring partial judgments to bear on
on their journey from Mwantiyanvwa's capital before separating to any law case involving your people, especially where your own children
carve out realms for themselves. The wood for this tire must not be arc involved. Vou must say: " If someone has slept with my wife, or wronged
eut by an ax but found lying on the ground. This means that it is the me, today 1 must not judge his case unjustly. 1 must not keep resentment
in my heart."
product of the earth itself and not an artifact. Once more we see the
conjunction of ancestral Lundahood and the chthonic powers. After this harangue, any person who considers that he has been
Next begins the rite of Kumukindyila, which means literally "to wronged by the chief-elect in the past is entitled to revile him and
speak evil or insulting words against him"; we might call this rite most fully express his resentment, going into as much detail as he
"The Reviling of the Chief-Elect." It begins when Kafwana makes desires. The chief-elect, during all this, has to sit silently with down-
a cut on the underside of the chief's left arm-on which the lukanu cast head, "the pattern of all patience" and humility. Kafwana
bracelet will be drawn on the morrow-presses medicine into the meanwhile splashes the chief with medicine, at intervals striking his
incision, and presses a mat on the upper side of the arm. The chief buttocks against him (kumubayisha) insultingly. Many informants
and his wife are then forced rather roughly to sit on the mat. The have told me that "a chief is just like a slave (ndung'u) on the night
wife must not be pregnant, for the rites that follow are held to destroy before he succeeds." He is prevented from sleeping, partly as an
fertility. Moreover, the chiefly couple must have refrained from sex- ordeal, partly because it is said that if he dozes off he will have bad
ual congress for several days before the rites. dreams about the shades of dead chiefs, "who will say that he is
102 The Ritual Process Liminality and Communitas 1°3

wrong to succeed them, for has he not killed them?" Kafwana, his hv the same term. This is true, for example, of many baptismal cere-
assistants, and other important men, such as village headmen, man- monies in Christian or syncretist sects in Africa: for example, those
handle the chief and his wife-who is similarly reviled-and order of the Bu-iti cult in the Gabon (James Fernandez; personal com-
them to fetch firewood and perform other menial tasks. The chief munication). It is also true of initiation into the Ndernbu funerary
may not resent any or this or hold it against the perpetrators in times association of Chiwila. Symbolically, ail attributes that distinguish
to come. categories and groups in the structured social order are here in abey-
ance; the neophytes are merely entities in transition, as yet without
place or position.
ATTRIBUTES OF LIMINAL ENTITIES
Other characteristics are submissiveness and silence. Not only the
The phase of reaggregation in this case comprises the public installa- chief in the rites under discussion, but also neophytes in many rites de
tion of the Kanongesha with all pomp and ceremony. While this passage have to submit to an authority that is nothing less than that
would be of the utmost interest in study of Ndembu chieftainship, of the total community. This community is the repository of the
and to an important trend in current British social anthropology, it whole gamut of the culture's values, norms, attitudes, sentiments, and
does not concern us here. Our present focus is upon liminality and relationships. Its representatives in the specifie rites-and these may
the ritual powers of the weak. These are shown under two aspects. vary l'rom ritual to ritual--represent the generic authority of tradi-
First, Kafwana and the other Ndembu commoners are revealed as tion. In tribal societies, too, speech is not merely communication but
privileged to exert authority over the supreme authority figure of the also power and wisdom. The wisdom (mana) that is imparted in
tribe. In liminality, the underling cornes uppermost. Second, the sacred liminality is not just an aggregation of words and sentences;
supreme political authority is portrayed "as a slave," recalling that it has ontological value, it refashions the very being of the neophyte.
aspect of the coronation of a pope in western Christendom when he T'hat is why, in the Chisungu rites of the Bemba, so well described by
is called upon to be the" servus servorum Dei." Part of the rite has, of Audrey Richards (1956), the secluded girl is said to be "grown into
course, what Monica Wilson (1957, pp. 46-54) has called a "pro- a woman" by the fernale elders-and she is so grown by the verbal
phylactic function." The chief has to exert self-control in the ri tes and nonverbal instruction she receives in precept and symbol, especi-
that he may be able to have self-mastery thereafter in face of the ally by the revelation to her of tribal sacra in the form of pottery
temptations of power. But the l'ole of the humbled chief is only an Images.
extreme example of a recurrent theme of liminal situations. This The neophyte in liminality must be a tabula rasa, a blank slate,
theme is the stripping off of preliminal and postliminal attributes. on which is inscribed the knowledge and wisdom of the group, in
Let us look at the main ingredients of the Kumukindyila rites. The those respects that pertain to the new status. The ordeals and humili-
chief and his wife are dressed identically in a ragged waist-cloth and ations, often of a grossly physiological character, to which neophytes
share the same name-mwadyi. This term is also applied to boys are submitted represent partly a destruction of the previous status
undergoing initiation and to a man's first wife in chronological order and partly a tempering of their essence in order to prepare them to
of marriage. It is an index of the anonymous state of "initiand." cope with their new responsibilities and restrain them in advance
These attributes of sexlessness and anonymity are highly character- l'rom abusing their new privileges. They have to be shown that in
istic of liminality. In many kinds of initiation where the neophytes themselves they are clay or dust, mere matter, whose form is impres-
are of both sexes, males and fernales are dressed alike and referred to sed u.pon them by society.
1°4 The Ritual Process Liminality and Communitas 1°5
Another liminal therne exemplified in the :\ùembu installation must still be a member of the whole community of persons (antu),
rites is sexual continence. This is a pervasive theme of Ndembu and show this by "laughing with them," respecting their rights,
ritual. Indeeù, the resumption of sexual relations is usually a cere- ., welcoming everyone," and sharing food with them. The chastening
monial mark of the return to society as a structure of statuses. While function of liminality is not confined to this type of initiation but
this is a feature or certain types of religious behavior in almost all forms a component of many other types in many cultures. A well-
societies, in preindustrial society, with its strong stress on kinship as known example is the medieval knight's vigil, during the night before
the basis or many types of group affiliation, sexual continence has he receives the accolade, when he has to pledge himself to serve the
addit ional religious force. For kinship, or relations shaped by the weak and the distressed and to meditate on his own unworthiness.
idiom of k i nsh ip, is one of the main factors in structural difTerentia- His subsequent power is thought partially to spring from this pro-
tion. The unùiflàentiated character of liminality is reflected by the found immersion in humility.
discontinuance of sexual relations and the absence of marked sexual The pedagogies of liminality, therefore, represent a condemnation
polarity. of two kinds of separation from the generic bond of communitas.
I t is instructive to analyze the homiletic of Kafwana, in seeking to The first kind is to act only in terms of the rights conferred on one
grasp the meaning of liminality. The reaùer will remember that he by the incumbency of office in the social structure. The second is to
chided the chief-elect for his selfishness, meanness, theft, anger, witch- follow one's psychobiological urges at the expense of one's fellows. A
craft, and greed. Ali these vices represent the ùesire to possess for one- mystical character is assigned to the sentiment of humankindness in
self what ought to be shared for the common gooù. An incumbent of most types of liminality, and in most cultures this stage of transition
high status is peculiarly tempted to use the authority vested in him by is brought closely in touch with beliefs in the protective and punitive
society to satisfy these private and privative wishes, But he should powers of divine or preterhuman beings or powers. For example,
regard his privileges as gifts of the whole community, which in the when the Ndembu chief-elect emerges from seclusion, one of his
n.nal issue has an overright over ail his actions. Structure and the subchiefs-i-who plays a priestly l'ole at the installation rites-makes
high offices provided by structure are thus seen as instrumentalities a ritual fence around the new chief's dwelling, and prays as follows
of the commonweal, not as means of personal aggrandizement. The to the shades of former chiefs, before the people who have assembled
chief must not "keep his chieftainship to himself." He "must laugh to witness the installation:
with the people," and laughter (ku-seha) is for the Nrlembu a "white"
セャオ。 ゥエケL and enters into the definition of "whiteness" or "white Listen, ail you people. Kanongesha has come to be born into the chieftain-
things." Whiteness represents the seamless web of connection that ship today. This white clay [mpemba] , with which the chief, the ancestral
shrines, and the officiants will be anointed, is for you, ail the Kanongeshas
ideally ought to include both the living and the dead. I t is right
of old gathered together here. [Here the ancient chiefs are mentioned by
relation between people, merely as human beings, and its fruits are
name.] And, therefore, ail you who have died , look upon your friend who
healt h, strength, and all good things. "White" laughter, for example,
has succeeded [to the chiefly stool], that he may be strong. He must con-
.vhich is visibly manifested in the flashing of teeth, represents fellow-
tinue to pray weil to you. He must look after the children, he must care for
.hip and good company. It is the reverse of pride (winyi) , and the ail the people, both men and women, that they may be strong and that he
.ecrct envies, lusts, and grudges that result behaviorally in witchcraft himself should be hale. Here is your white clay. 1 have enthroned you,
:wuLrdi), t hcft (wukombi), adultery (kushimbana) , meanness (chifwa) , o chief. Vou 0 people must give forth sounds of praise. The chieftainship
md homicide (wubarlji). Even when a man has become a chief, he has 。セー・。イ 、N
106 The Ritual Process Liminality and Communitas 1°7

The powers that shape the neophytes in liminality for the incurn- Simplicity/complexity
beney of new status are felt, in rites all over the world, to be more Acceptance of pain and suffering/avoidance of pain and suffering

than human powers, though they are invoked and channeled by Heteronomy /degrees of autonomy

the representatives of the community. This list could be considerably lengthened if we were to widen
the span of liminal situations considered. Moreover, the symbols in
which these properties are manifested and embodied are manifold
LIMINALITY CONTRASTED WITH ST AT US SYSTEM and various, and often relate to the physiological processes of death
and birth, anabolism and katabolism. The reader will have noticed
Let us now, rather in the fashion of Lévi-Strauss, express the differ-
immediately that many of these properties constitute what we think
ence between the properties of liminality and those of the status
of as characteristics of the religious life in the Christian tradition.
system in terms of a series of binary oppositions or discriminations.
Undoubtedly, Muslims, Buddhists, Hindus, and Jews would num-
They can be ordered as follows: ber many of them among their religious characteristics, too. What
Transition/state appears to have happened is that with the increasing specialization
T otality /partiali ty of society and culture, with progressive complexity in the social divi-
Homogeneity/heterogenei ty sion of labor, what was in tribal society principally a set of transi-
Communitas/structure
tional qualities "betwixt and between" defined states of culture and
Equality/inequality
society has becorne itself an institutionalized state. But traces of the
Anonymitv/systems of nomenclature
passage quality of the religious life remain in such formulations as:
Absence of property /property
"The Christian is a stranger to the world, a pilgrim, a traveler, with
Absence of status/status
Nakedness or uniform clothing/distinctions of clothing no place to rest his head." Transition has here become a permanent
Sexual continence/sexualitv condition. Nowhere has this institutionalization of liminality been
Minimization of sex distinctions/maximization of sex distinctions more dearly marked and defined than in the monastic and mendi-
Absence of rank/distinctions of rank cant states in the great world religions.
Humilitv/just pride of position For example, the Western Christian Rule of St. Benedict" provides
Disregard for personal appearancc/care for personal appearance for the life ofmen who wish to live in community and devote themselves
No distinctions of wealth/distinctions of wealth entirely to God's service by self-discipline, prayer, and work. They are
U nselfishness/selfishness to be essentially families, in the care and under the absolute control of a
Total obedience/obedience only to superior rank
father (the abbot); individually they are bound to personal poverty,
Sacredness/seculari ty
abstentionfrom marriage, and obedience to their superiors, and by the vows
Sacred instruction/technical knowledge
of stability and conversion of manners [originally a synonym for
Silence/speech
"common life," "monasticity" as distinguished from secular life]; a
Suspension of kinship rights and obligations/kinship rights and
obligations
moderate degree of austerity is imposed by the night office, fasting,
Continuous reference to mystical powers/intermittent reference to abstinence from fleshmeat, and restraint in conversation" (Attwater,
myst.ical powers 1961, p. 51-my emphases). 1 have stressed features that bear a
F oolishness/sagaci ty イ・ュ。セォ「ャ similarity to the condition of the chief-elect during his
108 Th e R itual Process Liminality and Communitas 10 9
transition to th e public in stall ation rit es, when he en ters h is kin gd om. not been ri t uall y incorpo ra ted into th e limi nal co n text . ;'\'ly view is
The N d em bu circumcisio n rit es (A fllkallda) presen t furt h er pa ra llcls !lric fly t ha t l'r om the perspc ctiv a l view po in t o f th osc co nce rned w ith
bet ween th e neophyt es a nd th e m onks o f St. Benedict. Erving Go ff.. th e rna iut eua nce o r "st r uc t u re,"' a il susta inc d m an ifestations o f corn-
m an i A sylums, Q セ I V R I d iscu sses wha t he ca lls th e " cha ra cteristics of mun ira s m ust a p pl'ar a s d a uge rou s a nd a na rc h ica l, a nd ha ve to
tot al inst itution s." Amon g these he includes rnon a ster ies, a nd d e- he h f,clgcd a ro u nd wi t h prescr iptions , p rohi bition s, a nd co nd itions.
votes a goo d d eal of a tt en t ion to " the stripping a nd leveling pro- And , as Xlary Dou gl as ( t q()()) ha s rccen t ly a rg ue d , th at wh ich ca n-
cesses which . . . directl y eu t across the variou s soc ial d ist incti on s not he clr­arl y c lnssificd in terrns o r trad itional criter ia o r cla ssifica -
w ith wh ich th e recru its en ter ." H e th en quetes l'rom St. Bcn cdict 's tion, or fall s bc tw ccn c lass ifica to ry boundarics, is a lmo st eve ry whe rc
adv ice to th e abbot : " Let him rnake no distin cti on o f per son s in th e rega rd cd as " po ilu tin g " a nd " d an ge r ous " (pa ssim) .
m on a stery. Let not on e b e lo ved m ore tha n a nother, unl ess he be T o rcpc.u w ha t 1 sa id e arlicr, liminalit y is not th e o nlv c ult u ra l
found to exccl in good works or in obe d ience. Le t not one o f noble man ifesta tio n ofco m m u n itas , In m ost socie tics, th er e arc ot her a re as
b irt h be ra ised a bov e h im w ho wa s formerl y a sla ve, unless so rne or m a n ifesta tio n io bc rca d ily recogni zed b y th e syrnbo ls th at c lu sie r
other re asonable ca use int erven e " (p. " 9)' a ro u ncl th em a nd the be liefs th at a tta ch to them , suc h a s " th e powe rs
B erl' parallcls with Mu kanda a re str iking . T he novices a re " strip- o f th e wcak ," or , in o thcr word s, the perm an entl y o r tr a nsientl y
ped " o f th eir sec ular clo thi ng w hen th ey a re passed ben eath a sa cred a tt r ib u tes o f lo w sta tus or positi on . Wi th in sta b le str uc tu ra l
syrn bo lic ga tewa y ; th ey are " lev eled " in th a t th ei r forme r na rncs a re systems , thore arc ma n y di mensio ns of orga nizat ion. \Ve have a lr ea dy
di sca rded a nd a il a re ass igned th e co rnm on d esign ation mwadyi, or not cd th at m ysti cal a nd m oral P O WefS a re w iek led b y su bj uga tcd
" no vice ," a nd tr eated a like . One of th e songs su ng by circ umcisers a n toc h thon cs over th e to tal wel fare of soc ict ies wh ose pol iti cal fr a m e
to th e mothers of th e novices on the night before circum cisio n con- is co ns tiu u cd by th e lin ea ge or terr itorial orga n iza tioll o f in cornin g
tain s the foll owin g lin e: " Eve n if yo ur ch ild is a ch ief 's son , tomorrow co nq uerors. 1n ot hcr soc iet ies­ the N de m b u a n d Lam ba o f Z am b ia ,
he will be like a sla ve " ­ j ust as a chic f­clect is trea ted lik e a slave for cxam ple ­we ca n po int to th e cu lt a ssociatio ns whose m ernbe rs
before his in stallation. M oreov er , th e sen ior inst ructor in the sec lu- have ga ine d en tr y th rou gh com mo n mi sfortun e a nd d ebilitar ing
sio n lodge is chose n pa rtl y because he is fat he r o f severa l boys under- circ um sta nc cs to th era pc u tic powers wi th regard to suc h co m mo n
go ing th e rit es a nd b ecomes a father fo r th e w ho le gr oup , a so rt o f goods of ma n kind as health , lcrt ility, a nd clim a te. These a ssoc ia tio ns
"ab bo t," th ou gh hi s titl e A1f umwa iubioiku , rneans literall y " husba n d rranscct suc h impo rt ant co m po ne n ts o f th e sec ula r pol it ica l sys te m
of th e novi ces," to ernp hasize thcir pa ssive l'ole. as lin eages, villa ges, su bc h iefd o m s, a nd ch ie fdo ms. W e co u ld a lso
m ention th e l'ole of struc tu ra lly sm a ll a nd polit icall y in sign ifica n t
nations within syst ems o f nation s as uphold e rs o r rel igions a nd m oral
MY STICAL D ANGER va lu es, suc h as th e H ebrew s in th e a ncien t N ear East, th e Irish in
AND TH E POWER S OF THE WEAK ca rly m ed ieval Chrisiendom , and th e Swi ss in modern E urope .
M an y writcrs ha ve drawn a tt en tio n to the l'ole of th e co u r t j est er.
One m ay weil as k wh y it is th at liminal situa tions a nd ro les are M ax G luc km a n ( , セ I V U I L fo r exa m ple , writes : " T he co u rt j este r
a lmo st everywhe re a tt ribu ted with ma gico­religi ou s p roper ties, or ope ra ted as a privileged a rb ite r o f m oral s, g iven lice nse to g ibe a t
why th ese sho ulcl so o fte n be rega rd ed a s d angerous, ina uspi cious, king a nd cou r tiers, or lord o f th e m a nor. " J ester s were " us ually
o r polluting to per son s, obj ccts, l've nt s, a nd rel ationships that have m en of low class­ ­som et im es o n th c Co n ti ne n t of E uro pc they wcre
110 Th e Ritual Process Liminality and Communitas 11J

priests-who clearl y m ov ed out of their usual esta te .. .. In a syste m prot cct s itself against threats to it s way of life , a nd rcnews the will to
wher e it wa s difTicult for e thers to r ebuke th e head of a political maintain the norms on which the routine behavior necessary for its
unit, we m ight hav e her e a n ins ti tu tiona lize d joke r, o pera ting at th e soc ial life depends. In closed o r stru ctu red societi es, it is the marginal
highest point of th e unit . . . a joker able to exp re ss feelings of o u t- or c , inferi or " person or the " ou tsid e r " who ofte n cornes to sym-
raged m oralit y." H e furth er m ent ions how jeste rs a tta ched to m an y ho lize wha t David Hume ha s ca lled "the sen t ime n t for humanity,"
Afri can m onarch s we re " freq uen tly dw a rfs a nd other od d ities." wh ich in its turn relates to th e m odel wc have t ermed "com m u n itas ."
Similar in fun cti on to th ese were the drummer s in the Barotse ro yal
barge in which th e king and his court m oved l'ro m a capital in th e MILL E:\ARIA:\' MOVEM E NT S
Zambezi Flood Plain to o ne of its margins during the annual flood s.
They were privil eged to throw into the wat er a n y of the great nobles Amon g the more str ik ing manifestations of co m m u n ita s are to be
" who had ofTendecl th em and the il' sense o f justi ce during th e past found the so-ca lled m illenarian religious m ovements, which arise
yea r " (p p . 102-1 (4). Th ese figures, representing the poor a nd th e a mo ng wh at N orma n Co lm ( [ 96 r ) has ca lle d " u p ro o ted and d es-
d eformed , appear to sym bolize the moral va lues of communita s a s pcrate masses in town a n d co un try sicle . . . living on the margin of
a ga inst the coerc ive pow er of supreme polit ical rulers. society " (p p . 3 1-32 ) (i.e ., structured soc iety ), or where formerl y
Folk literature a bo u nd s in syrnboli c figures , such as " ho ly be g- tr ib al soc ieties a re brought under the a lien ov e rlo rd sh ip of com p lex,
gars," "third sons," " Iit tle tailors," a nd" sim p letons," who str ip o ff industrial societies. The a tt r ib u tes of su ch m overnents will b e weil
th e pre tension s of hold er s of high rank a nd o ffice and reduce them kn own to most ofmy readers. Here I would merely recall sorne of the
to the lev el of co m mo n humanit y a nd m ortality. Again , in th e properties of limin ality in tribal ritual s that I mentioned ea rl ie r.
traditional " W estern, " we h ave a il read of the horn eless a nd M any of these co rres po n d pretty clo sely with those of millen arian
m ysterious " stra nger " without we alth or na m e who restores ethical m ovement s : homogen eit y, eq ua lity , anon ymity, a bsence o f propert y
a nd legal eq ui libr iu m to a local set of political power relation s b y (m a n y movernents ac tua lly enjoin on thei r m embers the d estructi on
e lim ina ting th e unjust secular " bosse s" who are oppressin g th e of w ha t property they possess to bring nearer the coming o f the
smallholders, M ernbers of despised or o u tla wed ethnie and cultura l perfect state of unison and communion they desire, for property
groups play m ajor role s in myths and popular tales as represent atives rights are linkecl with structural distincti ons both vertical a n d hori-
or expressions of univer sal human values. Famous among th ese are zontal ) , reducti on o f a il to the sa me status level, the wearing of
th e good Samaritan , the Jewish fiddl er R othschild in Chekhov's tale uniforrn apparel (somet im es for both sexes ), sexual continen ce (or
" R o th sch ild 's Fiddle, " Mark Twairi 's fugitive Negro sla ve Jim in its a n tithesis, sexual co m m u n ity, both co n tine nc e and sexual co m -
Huckleberry Finn, a nd Dost oe vsk y's Son ya , the prostitute who redeems munity liquida te m arriage and th e l'a mi/y, which legitimate struc-
the would-be Nietzs chean "su perma n " Raskolnikov, in Crime and turai sta tus), min imi zation of sex di stinctions (a il are " eq ua l in th e
Punishment. sigh t of Cod " or the a nc estors); a bo litio n o f rank , humilit y, di s-
Ail these mythic types are structurall y inferior or "marginal ," yet regard for personal appearance, unselfishness, total obedience to th e
represent wh at H enri Bergson would have ca lled "open " as against prophet or lead er, sac red instruction , the maximization of rel igious,
" closed m o rali ty," the latter b eing essen tia lly the normative system as opposed to sec u la r, attitudes and behavior , suspension o f kinship
ofbounded , st ru crured , particularistic groups. Bergson spea ks o f how rights and obligation s (a ll are siblings o r co m ra des of on e another
an in-group pr eserves its identity agai ns t mernbers of o u t-gro u ps, regardless of pr evi ous sec u la r tie s) , sirnp licity o f speech and nanners ,
112 The Ritual Process Liminality and Communitas 1 13

sa cred folly, acceptance o f pain a nd suffering (even to th e point of n u -n t o f immediate co m m u n itas rather than as th e basis for an
undergoing martyrdom), a n d so forth. " •• during structured socia l t ie. The po et Allen G insb erg is particularlv
It is no teworthy that man y o f th ese m ovements eu t right a cross «loqucru a bo u t th e fun ction o f sexua l freedom. The "sac red"
tribal a nd nati on al division s during their in i tia l m omentum. Corn. I,rop er ties oft en assigned to communita s a re not lacking here , e ith er :
muni tas , or the " open soci et y, " difTers in th is from stru ctu re , or th e i h is ca u be see n in th eir fr eq uent use of reli gious terrns, su ch as

" closed societ y," in th at it is pot entia lly or ideall y ex tensib le to the " sa in t ,. a nd " a ngel," to d esc ribe th eir co nge ners a n d in th e-ir
limits of h um a nity . In pra ctice , of co u rse, th e impetu s soon b ecomes .u tere st in Zen Buddhism , The Zen formulation " ail is o ne , o ne is
ex ha us ted , a nd th e ., movernent ' becomes it self an inst ituti on a mo ng IICln e, none is ail " weil exp resses the g lo ba l, unst ru c tu red cha ra cte r
o the r in stitutions- often one more fanatical a nd militant th an th e <'.lrlier a p p lied to com m u n i tas . T h e h ip p ie cmph asis on sp on ta ue ity,
l'est , for th e reason that it lèe ls itself to b e the unique b earer of unmcdia cy , and" exist en ce " t liro w s into relie f one of th e sen ses in
universal human tr u ths, Most ly, suc h movements occ u r during whio l: co m m u n itas co n tras ts w ith structure. Com m u n itas is of th e
phases of hi story th at are in man y respect s " homo logous " to th e 11< iw ; structure is rooted in the pa st and ex te n d s in to the future through
lim inal p eriods of important rituais in sta b le a n d repetitive socicties, langua ge, law, a nd cus to m. Whi le our focus h er e is o n tr adit ional
when m aj or groups or soc ial ca tegor ies in th ose societies are passing prcindustrial soc ie ties it bccornes c lea r tha t the co llec t ive d imensions ,
fro m one cu ltura l sta te to another. They are essen tia lly phen omena corn m u n ita s and stru ctu re, are to be found at ail sta ges a nd leve ls of
of tr ansition. This is perhaps wh y in so m an y of th ese m ovements cu lt ure a nd soc ie ty.
much of their m ythology a nd syrnbo lism is borrowed from t hose of
tr aditiona l rites de passage, either in the cu ltu res in whi ch they
ST R U C T U R E A ND CO lI-lll-l U :-; 1 T AS
or ig ina te or in the cu lt u res w ith whi ch the y are in dramatic con ta ct.
IN KI:-; SHIP BASED S O C I E T IES

HI P PIE s, CO M M U N 1 TA S,
1. Ta llensi
AND THE POWERS OF THE WEAK

There arc sorne further manifestations ofthis di st in ction found in th e


In m od ern Western soc iety, th e va lues of communitas a re striki ngly sim p ler soci eties. Thcsc 1 sha ll co nsid er in ter m s, not o f passa ges
present in th e literature and b ehavior of what came to be known bctween sta tes, but rather of binar ily opposed sta tes th at in certain
as th e " beat generation ," who were succ ee de d by th e" hippies," respects exp ress th e di stinction bet ween socie ty re garded as a struc-
who , in turn , have a junior div ision kn own as the " teen y-boppers." ture of segme ntarily or hierarchically opposcd p art s and as a h o m o-
T hcsc are th e" coo l" members of the adol escent and you ng-a d u lt gene o us tot alit y. l n many societies, a terminologi ca l di stin ction is
ca tego r ies --w h ich d o not have the a d va n tage s of n ation a l rites de m ade between rel atives o n the fath er 's and rnot hers side, a n d th èse
pas.lagt -w ho ., opt out" o f th e sta tus-bo u nd socia l order and acq u ire are regarded as quite diflerent kinds of people . Th is is especially th e
the st iglIla la o f' th e lowl y, drcssing like " b u ms ," itiner ant in their ca se with regard to the fath er and the mothcrs brother. \V h ere th ere
habit s, .. Iolk " in i lu-ir musica l tast es, and m enial in the cas ua l
is unil in ea l descent , propert y and sta tus p as s cithcr l'rom fa th er to
ernploymcnt 1hey unch -rt a kr-. Th ey str ess per son al rc lat ion ships rathe r
than soc ia l ol)iigation s, a nd regard sexuality a s a p olymorphie instru-
1
1
son or from mother's brot h er to sister's so n . In sorne soci et ies, both
fines o[ d escent are used for purp oses o f inheritance . But, ev en in thi s

114 The Ritual Process Liminality and Communitas 115

instance, the types of property and status that pass in each line are An example, drawn from the Tallensi, of the "spiritual" and
very different. .. cornmunitarian ' character of matrilaterality is to be found in the
Let us begin by considering a society in which there is unilineal consecration rites of the so-called bakologo, or diviner's shrine. This
descent only in the paternal line. This example is drawn once more shriue is by definition, says Fortes (1949), a "female" shrine:
from the Tallensi of Ghana, on which we have rich information. T'hat is to say, the ancestors associated with it come, by definition, from a
Our problem is to discover whether in a binary discrimination at one matr ila tcr al Iineagc of the diviner ; and the dominant figure among them is
structural level of the type •.structural superiority-structural inferi- usually a woman, "a mother." The bakologo ... is the very incarnation of
ority," we can find anything approximating the ri tual " power of the the vindictive and jealous aspect of the ancestors. It persecutes the man in
weak," which, in its turn, can be shown to relate to the model of whose life i t has intcrve ncd relentlessly, until he finally submits and" accepts
communitas. Fortes (1949) writes: it--that is, until he undertakes to set up a shrine to the [matrilateralJ
The dominant line of descent confers the overtly sig nificant attributes of bakologo spirits in his own home sa that he can sacrifice to them regularly.
social personality--jural status, rights of inheritance and succession to Ei.ery man, and not only those who haie sulfered execptional mlsfortunes, is directed
property and office, political allegiance, ri tuai privileges and obligations; by the rcligious system of the Tallensi ta project his dceper feelings of
and the submerged line [constituted by matri-filiation; 1 would prefer guilt and insecurity largely on to the mother image ernbodicd in the bakologo
"submerged side," since the link is a personal one betwcen ego and his complex. Usually, also, a man docs not immediately yield to the clemands of
mother and through her both to her patrilineal kin and to her cognatesJ the bakologo ancestors. He temporizes, evades, and resists, perhaps for years,
confers certain spiritual characteristics. Among the Tallcnsi it is easy to see until he is at last forccd to submit and accept the bakologo. Nine out of ten
that this is a reflex of the fact that the bond of uterine descent is maintained men over fort y have bakologo shrines, but not every man has a talent for
as a purely personal bond. 1t do es not subserve common interests of a mau-rial, divining, 50 most men simply have the shrine and do not use it for divining
juraI, or ritual kind; it unites individuals only by ties of mutual interest and (p. 325-my emphases).
concern not unlike those that prevail between close collateral kin in our
1 have given Fortes's account at sorne length because 1 think it
culture. While it constitutes one of the factors that counterpoise the exclusive-
brings out vividly, not only the opposition and tension between
ness of the agnatic line, it does not create corporate groups competing with the
patrilineal and matrilateral kinship bonds, but also the tension pro-
agnatic lineage and clan. Carrying only a sbiritual attribute, the uterine tie
cannot undermine the jural and politico-ritual solidarity of the patrilineal duced in individual pysches as they mature between structural and
lineage (p. 32-my emphases). communitarian ways of looking at TaUensi society. We must re-
Here we have the opposition patrilineal/matrilateral, which has mernber that the dogma of patriliny, what Homans and Schneider
the functions dominanr/submerged. The patrilineal tie is associated would caU the" hard" descent line through which rights over status
with property, office, political allegiance, exc1usiveness, and, it mal' be and property are transmitted, is dominant and colors the values of
added, particularistic and segmentary interests. It is the" structural" the TaUensi at many levels of society and culture. From the stand-
link par excellence. The uterine tie is associated with spiritual point and perspective of persons occupying positions of authority in
characteristics, mu tual interests and concerns, and collaterality. It is the patrilineal structure, social links through women, symbolizing
counterpoiscd to exc1usiveness, which presumably means that i t the widest Tale community where i t transects the narrow corporate
makes lor inclusiveness and does not serve material interests. In brief, bonds ofdescent and locality, must needs appear to have a disruptive
matrilatcrality represents, in the dimension of kinship, the notion of aspect. That is why, in ml' opinion the Ta llensi have the bakologo
communitas. .. mother image," which "persecutes" and" intervenes" in a mature
116 The Ritual Process Liminality and Communitas 1 17

man's life until he "accepts" il. For, as men mature and interact l u m the right to criticize al l structure-bound personae in terms of a
with one another in ever wider ranges ofsocial relations, they become moral order binding on ail, and also to mediate between ail segments
increasingly conscious that their patrilineages are merely parts of the (Ir components of the structured system.
Tallensi whole. For them, in a perfectly literai fashion, the wider ln societies in which kinship is what Fortes calls an "irreducible
community intervenes, by breaking into the self-sufficiency and principle" of social organization, and where patrilineality is the
relative autonomy ofsegmentary lineage and c1an afTairs. The global 1iasis of social structure, an individual's link to other members of his
sentiments annually stressed at such great integrative festivals as the society through the mother, and hence by extension and abstraction
Golib, where, as 1 mentioned earlier, there is a kind of mystical "women ,. and "feminity," tends to symbolize that wider community
marriage between representatives of the Namoos invaders and the .uid its ethical system that encompasses and pervades the politico-
Tale autochthones, become more and more meaningful to "men legal system. Fascinating correlations can be shown in many societies
over fort y," who participa te as family and sublineage heads, and no to exist between this conversion to the perspective of communitas
longer as minors under paternal authority. Norms and values" from and the assertion of individuality as against status incumbency. For
without" break into the exc1usiveness of lineage loyalties. cxample, Fortes (1949) has shown us the individuating functions of
It is c1early appropriate that communitas should here he symbol- the tie between sister's son and mother's brother among the Tallensi,
ized by matrilateral ancestors, especially by mother images, since, in which, he says, "is an important breach in the genealogical fence
this virilocal, patrilineal society, women enter the lineage pa tri- enclosing the agnatic lineage; it is one of the main gateways of an
segments from without, and, as Fortes has shown, matrilateral kin individual's social relations with members of other c1ans than his
for the most part reside outside a man's" field of c1anship." It is own" (p. 3 J). By matrilaterality, the individual, in his integral
understandable, too, that such spirits should be represented as character, is emancipated from the segmental status incumbencies
"vindictive" and "jealous": it is the "mothers" (who are the determined by patriliny into the wider life of a community which
founders of dugs, or matri-segments) who introduce divisions into the extends beyond the Tallensi proper into tribal groups of similar
ideal unity of the patrilineage. To put it briefly, at certain life crises, religious culture.
such as adolescence, the attainment of elderhood, and death, varying Now for a look at a concrete example of the way in which the con-
in significance from culture to culture, the passage from one struc- secration of a bakologo shrine makes the wider Tallensi community
turai status to another may be accompanied by a strong sentiment visible and explicit through matrilateral ties. AlI ri tuais have this
of" humankindness," a sense of the generic social bond between all exemplary, model-displaying character; in a sense, they might be
members of society-even in sorne cases transcending tribal or said to "create" society, in much the same way as Oscar Wilde held
national boundaries-regardless of their subgroup affiliations or in- life to be "an imitation of art." ln the case 1 cite (Fortes, 1949),
cumbency of structural positions. In extreme cases, such as the a man named Naabdiya "accepted" as his bakologo ancestors his
acceptance of the shaman's vocation among the Saora of Middle mother's father, his mother's father's mother, and his mother's
India (Elwin, 1 セャUIL this may result in the transformation of what is father's mother's mother. 1t was the c1ansmen of the last-mentioned
essentially a liminal or extrastructural phase into a permanent con- who came to set up the shrine for their c1assificatory "grandson"
dition of saorerl "outsiderhood." The shaman or prophet assumes a Naabdiya. But, to reach them, Naabdiya had first to go to his
statusless status, external to the secular social structure, which gives mother's brother's people; they then escorted him to his mother's
118 The Ritual Process Liminality and Communitas II9
mother's brother's lineage, twelve miles from his own settlement. At
each place, he had to sacrifice a fowl and a guinea fowl-i.e., a 2. Nuer
domesticated and an undomesticated bird-to the lineage bogar, or
shrine of its founding ancestor. 1t is this perennial tensed opposition between communitas and struc-
The lineage of the dominant ancestor, or, more often, the ancestress ture that, to my minci, lies at the back of both the sacred and" affec-
of the bakologo complex, nearly always a matrilateral ancestress, has tional" aspects of the mother's brotherfsister's son relationship in
the responsibilit y for setting up the shrine for the afflicted person. man y patrilineal societies. In these societies, as numerous scholars
The lineage head sacrifices the two birds provided by the patient at have shown, the mother's brother, who has weak jural authority
his lineage shrine, explaining to the ancestors the nature of the over his nephew, nevertheless may have a close personal tie of
occasion that has brought their sister's son or matrilateral grandson friendship with him, may give him sanctuary from paternal harsh-
to plead with them. He asks them to bless the setting up of the new ness, and, very often, has mystical powers of blessing and cursing
shrine, to assist the candidate to become a successful diviner, and to over him. Here weak legal authority in a corporate group setting is
grant him prosperity, children, and health セMゥN・ L general good things. countered by strong personal and mystical influences.
Then he scoops sorne sediment from the bottom of the pot, which is Among the Nuer of the Sudan, the role of" leopard-skin priest"
the most important component of a bogar shrine, into a tiny pot for interestingly links the symbolic value of the mother's brother in
the candidate to take home to add to his new shrine. "In this way," patrilineal society with sorne of the other attributes of liminal,
sa ys Fortes, "the direct continuity of the new bakologo shrine with marginal, and politically weak figures we have already considered.
the matrilateral lineage bogor is tangibly symbolized" (p. 326). According to Evans-Pritchard (1956), "in sorne myths of the Jikany
Thus, two shrines twelve miles apart-and it must he remembered tribes [of the N uer] the leopard-skin [insignium of priestly office]
that Taleland itself is "scarcely twenty miles wide v-e-and several was given by the ancestors of the l territorially] dominant [agnatic]
intervening shrines are directly and" tangibly ,. linked by the rites. lineages to their maternal uncles that they might serve as tribal priests,
The fact that continuous physical contact between the lineages The structurally opposed lineages of the clan were then in the
involved is hardly possible is not ideologically important here, for common relationship of sisters' sons to the line of priests, which thus
the bakologo shrines are symbols and expressions of Tale community. had a mediatory position between them" (p. 293-my emphasis). As
"Nine out of ten " mat ure men have a cluster of bakologo ancestors well as being categorical mothers' brothers to the political segments,
each. AlI these men are ritually connected through them to a plura- leopard-skin priests are" in the category of rul, strangers, and not of
lit y of settlements. Conversely, each lineage bogar has linked to it a diel, members of the clans which own the tribal terri tories. . . .
number of bakologo shrines through sororal or sisterly connections. [They] have no tribal terri tories of their own but live, as families
Such linkages are patently in their aggregate and transection more and small lineages, in most or all terri tories owned by other clans.
than mt-rely personal or spiritual ties; they represent the ties of They are like Levi, divided in Jacob and scattered in Israel"
communitas countering the cleavages of structure. They are, more- (p. 292). (Something of this priestly character adheres to the scat-
over, bonds created from the "submerged" side of kinship,· the tered lineages of circumcisers and ram makers among the Gisu of
jurally wcaker or inferior side. Once morewe have manifested the inti- Uganda.) Nuer leopard-skin priests have" a mystical relationship ...
mate connection between communitas and the powers of the with the earth in virtue of which their curses are thought to have
weak. special potency, for ... they can affect not only a man's crops but
,
120 The Ritual Process Liminaliiy and Communitas 121

his welfare generally, since human activities all take place on the lZattray's reports (1923, p. 45-46) on a mode of social categorization
earth" (p. 291). The priest's major role is in connection with homi- k nown by Ashanti as ntoro (literally, "semen "), which he regarded
cide, where he gives the slayer sanctuary, negotiates a settlernent , .lS an exogamous division based on transmission by and through

performs sacrifice to enable normal social relations to be resumed , males only. Fortes (1950, p. 266) has emphasized the minimal
and rehabilitates the slayer. This generalized mother's brother thus <ignificance of this patrilineal element for the kinship system, and
has many of the attributes of communitas with which we are becom- lor the politico-Iegal order. He speaks of the ntoro as "named quasi-
ing familiar: he is a stranger, a mediator, acts for the whole com- rit ual divisions," but these are neither exogamous nor organized
munit y, has a mystical relationship with the whole earth it dwells セイッオーウ in any sense. Yet, from the point of view of the present paper,
upon, represents peace as against feud, and is unaligned with any (he nioro divisions are of the utmost importance. One of the reasons
specifie political segment. lor the neglect of the communitas dimension of society, with its pro-
lound implications for the understanding of many ritual, ethical,
esthetic, and, indeed, political and legal phenomena and processes,
3. Ashanti
has been a propensity to equate the "social" with the "social
Lest it may be thought that structure is universally associated with structural." Let us then follow the clue of nloro into many dark
patriliny and masculinity, and communitas with matrilaterality and corners of Ashanti culture.
femininity, in societies articulated by the principle of unilineal In the first place, the father-son link, the basis of the ntoro division,
descent, it is worth taking a brief glance at a well-known matrilineal is the structurally inferior link. Yet, the symbols wit h which it is
society, the Ashanti of Ghana. The Ashanti belong to a group of associated build up into a picture of formidable communitas value.
West African societies with highly developed political and religious According to Rattray (1923), the Ashanti believe that it is the
systems. Yet, unilineal kinship still has considerable structural ., male-transmitted ntoro or semen, mingling with the blood [a
importance. The localized matrilineage tracing descent from a symbol of the matrilineageJ in the female, which accounts for the
known common ancestress for a period of ten to twelve generations physiological mysteries of conception . . . nioro . . . is . . . used at
is the basic unit for political, ritual, and legal purposes. Fortes (1950) times synonymously with sunsum, that spiritual element in a man or
has described the segmentary character of the lineage: "each seg- a woman upon which depends ... that force, personal magnetism,
ment being defined in relation to other segments of like order by character, personality, power, soul, call it what you will, upon which
reference to common and differentiating ancestresses" (p. 255)' depend health, wealth, worldly power, success in any venture, in fact
Succession to office and inheritance of property are matrilineal, and everything that makes life at all worth living" (p. 46). Once again,
the wards of sections of Ashanti villages are each inhabited by a we are beginning to come across the peculiar linkages between
nuclear matrilineage surrounded by a fringe of cognates and personality, universal values, and" spirit" or "soul" that appear to
affines. be the stigmata of communitas.
The name for a matrilineage is abusua, which, according to Rattray (1923) was able to enumerate nine nioro divisions, though
Rattray, (1923) is "synonymous with mogya, blood" (p. 35)-as in he says there may have been more. These, of course, eut across
the proverb abusua bako mogya bako, "one clan one blood." It has the membership of the segmentary abusua matrilineages. One ntoro
sometimes been debated whether Ashanti kinship ought not to be is traditionally considered to be "the first nioro ever bestowed upon
classified as a system of "double descent." This view derives from man, the Bosommuru ntoro " (p. 48). The myth told in connection
Liminality and Communitas 95

the passage is consummated. The ritual subject, individual or cor-

3 porate, is in a re1ative1y stable state once more and, by virtue of this,


lias rights and obligations vis-à-vis others of a clearly defined and
Liminality "structural" type; he is expected to behave in accordance with
certain customary norms and ethical standards binding on incum-
and ben ts of social position in a system of such positions.

Communitas
Liminality

The attributes ofliminali ty or ofliminal personae (" threshold people")


FORM AI\'D ATTRIBUT ES are necessarily ambiguous, since this condition and these persons
OF RITES OF PASSAGE elude or slip through the network of classifications that norrnally
locate states and positions in cultural space. Liminal entities are
In this Chapter I take up a theme I have discussed briefly e1sewherc neither here nor there; they are betwixt and between the positions
(Turner, 19 6 7, pp. ()3-1 1 J), note some ofits variations, and consider assigned and arrayed by law, custom, convention, and ceremonial.
sorne of its further implications for the st udy of culture and society. As such, their ambiguous and indeterminate attributes are expressed
This theme is in the first place represented by the nature and char- bya rich variety of symbols in the many societies that ritualize social
acteristics of what Arnold van Gennep (J \Iッセェ has called the" liminal and cultural transitions. Thus, liminality is frequently likened to
phase" of rites de passage. Van Gennep hirnself defined rites de passage death, to being in the womb, to invisibility, to darkness, to bisexu-
as "rites which accompany every change of place, state, social posi- ality, to the wilderness, and to an eclipse of the sun or moon.
tion and age." 1'0 point up the contrast between "state" and tran-
i, Liminal entities, such as neophytes in initiation or puberty rites,
sition," I employ "state" to include all his other terrns. It is a more may be represented as possessing nothing. They may be disguised as
inclusive concept than "status" or "office," and refers to any type monsters, wear only a strip of clothing, or even go naked, to demon-
of stable or rr-currcnt condition that is culturaUy recognized. Van strate that as liminal beings they have no status, property, insignia,
Gennep has shown that all rites of passage or "transition" arc secular clothing indicating rank or l'ole, position in a kinship system
markcd by thrcc phases: separation, margin (or limen, signifying -in short, nothing that may distinguish them from their fellow
"threshold ,. in Latin), and aggregation. The first phase (of separa- neophytes or initiands. Theil' behavior is norrnally passive or humble;
tion) comprises symbolic behavior signifying the detachment of the they must obey their instructors implicitly, and accept arbitrary
individual or group either l'rom an earlier fixed point in the social punishment without complaint. I t is as though they are being re-
structure, from a set of cultural conditions (a "state "}, or from both. duced or ground down to a uniforrn condition to be fashioned anew
During the intervening "liminal" period, the characteristics of the and endowed with additional pmvers to enable them to cope with
rit ual subjcct (the" passenger") are ambiguous; he passes through a their new station in life. Among themse1ves, neophytes tend to develop
cult ural l'calm that has few or none of the attributes of the past or an intense comradeship and egalitarianism. Secular distinctions of
coming state. In the third phase (reaggregation or reincorporation), rank セョ、 status disappear or are homogenized. The condition
122 The Ritual Process Liminality and Communitas 12 3

with its establishment, in Rattray's view, illuminates the way Hl Ilpon as contammg the power or spirit of the divine Creator, and
which Ashanti think about ntoro in general: I/tUS as being a great life-giving force. 'As a woman gives birth to a
«hild, so may water to a god,' once said a priest to me" (p. 14 6 ) .
Very long ago one man and one worna n came down from the sky and one
woman came up from the earth.
Other bodily fluids are symbolical1y connected with "the ntoro
From the Sky Cod (Onyameï , also carne a python (onini!, and it made its clement in man," says Rattray (1923, p. 54), such as saliva; and water
home in the river now called Bosommuru. IS sprayed from the mouth of the Ashanti king, during rites associated

At first these men and worncn did not bear children, they had no desire, with the Bosommuru river, accompanied by the words: "Life to
and conception and birth were not known at tha t time. me, and may this nation prosper." The white symbolism in the
One day the python asked them if they had no offspring, and on being Bosommuru myth recurs in many ritual contexts where the water
told that they had not, he said he would cause the wome n to conceive. He gods are worshiped, while the priests of the High God and other
bade the couples stand face ta face, then he plunged into the river, and deities regularly wear white vestments. I have discussed white
rising up, sprayed watcr upon their bellies with the words kils kils (used in xvrnbolisrn and its connotations of semen, saliva, health, strength,
most ceremonies in connection wit h ntoro and Onvarnc ) , and then ordered
and auspiciousness in many African and other societies in several
them to return home and lie together.
published works (Turner, 1961; 1962; 1967). Ashanti white sym-
The wome n conceived and brought forth the first childrcn in the world,
bolism is not dissimilar in its semantics ta Ndembu white symbolism.
who took Bosornmuru as their ntoro, each male passing on this ntoro to his
Ta summarize our Ashanti findings ta this point: There would
children.
If a Bosornmuru ntoro man or wornan secs a dead python (they would
appear ta be a nexus between the father-child bond, ntoro (as
never kill one) they sprinkle white clay upon it and bury it (pp. 48-49). sernen , spirit, and social division with widely scattered member-
ship); masculinity (represented by the father image, Onyame, his
This myth symbolical1y relates ntoro, as both semen and a social sons, and the mythical python, a male symbol); saliva; water ;
division, with the Sky God (who is also a rain and water god), with blessing by blowing water; lakes; rivers; the sea; white symbolism;
water, with a river, and with the fertilization of wornen. Other ntoro and priesthood. In addition, chiefs, and especial1y the king, are
divisions, such as Bosomtwe, which is a large lake in central Ashanti, clearly associated, in the Adae and other ceremonies, with the Sky
and Bosompra, a river rising in Ashanti, are connected with bodies God and with rivers, especial1y the Tano, as the messages of the
of water. The major Ashanti gods are male deities, the sons of
talking drum played at the Adae rites suggest (Rattray, ISJ23, p. 101).
Onyame, the male High God. Furthermore, they are al1 connected The feminine principle and the abusua are linked, as we have seen,
with water, the master symbol of fertility, and by extension of those wi th blood and through blood, with a rich variety of red syrnbols.
good things the Ashanti hold in common, regardless of their sub- Nearly everywhere blood and redness have both auspicious and in-
group affiliations. Rattray (1923) quotes Ashanti as saying:" Onyame auspicious connotations. In Ashanti, red is associated with war
decided to send those children of his own down to the earth in order
(Rattray, 19 27, p. 134), wi th witchcraft (pp. 29, 30, 32, 34), with
that they might receive benefits from, and confer them upon, man- the revengeful ghosts ofvictims (p. 22), and with funerals (p. ISO).
kind. Al1 thesc sons bore the names of what are now rivers or lakes ... In sorne cases there is a direct opposition between the white (male)
and every other river or wat er of any importance. The tributaries of symbolism and the red (female) symbolism. For example, the river
these agaill are their children ,. (pp. 145-146). He adds: "\Vhat has god Tano or Ta Kora, according to Rattray (1923), "seems especi-
been said is suflicicnt to show t.hat waters in Ashanti ... are al1looked ally indifferent or even hostile to wornen. They are ungrateful
12 4 The Ritual Process Liminality and Communttas

creatures (bonniaye), he declares. No women are allowed to touch ,i\'crs is mixed with white clay in a bowl , and the shrinr- is
his shrine, and he has no female akomfo (priests) of his own. Men- \\ ith il.
struating women are one of his taboos" (p. 183)' 1twill be recalled In many patrilineal societies, especially t hose w ith the 1J
that the Tano River plays an important role in the Adae rites of the Il j,s descent through males that is associated wi t h arnbiva:
Asantehene, paramount chief of the nation. Witchcraft and the red '.\ mbolism. But, in Ashanti, where matriliny is the
symbolism of funerary ritual have a re1ationship with abusua 1 rticulating principle, the male-to-male link of descent is rr

membership, since it is matrilineal kin who accuse one another of .i lrnost totally auspicious and connected with the Sky Co

witchcraft, and most deaths are attributed to witchcraft. There is セイ」。エ river gods, who preside over fertility, health, strengt
another sinister meaning here concealed in notion of the blood tie. 1 he life values shared by everyone. Once more we mect

Red symbolism is also associated with the cult of the earth, Asase Ya, <t ruct ural ly inferior as the morally and rituaIly superior, al
regarded as" a fernale deity" (Rattray, 1927)' According to Rattray, weakness as sacred power.
"she did not taboo menstruation (kyiri bara); she liked human
blood" (p. 342).
1 could multiply citations from Rattray's (1927) magnificently LIMINALITY, LOW STATUS, AND COMMUNll
detailed data on red symbolism to demonstrate the re1ationship
Ashanti make between femininity, death, killing, witchcraft, in- l'he time has now come to make a careful review of a 1
auspiciousness, menstrual pollution, and the sacrifice of men and that seeks to account for the attributes of such seeming
beasts. For example, the Ashanti have a "red" suman, or "fetish," phenomena as neophytes in the liminal phase of ri tual , s
which is "in the nature of a scapegoat or something that takes upon .uuocht hones, smaIl nations, court jesters, holy mcndica
itse1f the evils and sins of the world" (p. 13)' This is steeped in red Samaritans, millenarian movements, "dharma bums," rn:
esono dye (made from the powdered bark of the adwino tree, prob- lit Y in patrilineal systems, patrilaterality in matrilineal s1's
ably a species of Pterocarpus) , which is "a substitute for human monastic orders. Sure1y an ill-assorted bunch of social ph
blood," and is used in the earth cult. Esono also stands for menstrual Yet ail have this common characteristic: they are person
blood. This so-called kunkuma fetish is also "stained and clotted ciples that (1) fa Il in the interstices of social structure, (2)
with the blood ofsheep and fowls that have been sacrificed upon it," margins, or (3) occupy its lowest rungs. This leads us bz
and in it is "hidden a pie ce of fiber (baha) used by a menstruating problem of the definition of social structure. One aut
woman" (p. 13). Here we see sacrificial blood and menstruation source of definitions is A Dictionar..y qf the Social Sciences «
brought into re1ationship with breaches of the natural and social Kolb, 1964), in which A. VV. Eister reviews sorne major for
orders-" evils and sins." One final example, perhaps the most CI of this conception. Spencer and many modern sociologi:
!
interesting of ail, must suffice. Once a year there is a ri tuaI violation social structure as "a more or less distinctive arrangement
of the original ntoro shrine, the Bosommuru ntoro mentioned earlier. there ma y be more than one type) of specialized and
This ntoro is often that of the Asantehene himse1f. On the day of the dependent institutions [Eister's emphasis] and the institutior
rites" the king is smeared with the red esono dye" (p. 136). In this izations of positions and/or ofactors which they imply, ail (
way the whiteness of the ntoro and the river Bosommuru is violated. the natural course of events, as groups of human beings, \
When the shrine is later purified, water from a number of sacred neecls and capacities, have interacted with each other (i
126 The Ritual Process Liminality and Communitas 1'1.]

types or modes ofinteraction) and sought to cope wi th t he ir environ- 11111I1itas": "Community is the being no longer side by sicle (and,
ment" (pp. 668-669)' Raymond Firth's (1951) more analytical COll- ,)Ill' might add, above and below ) but with one another ofa multitude

ception l'uns as follows: "In the types of societ ies ordinarily stud ied ,,1' persons. And this multitude, though it moves towards one goal,
by anthropologists, the social structure mal' inclucle critical or basic \ ct experiences everyvvhere a turning to, a dynamic facing of, the
rela t ionships arising similarly from a class system basecl on relations (ll hers, a flowing from J to Thou. Community is where community
w it h the soil. Other aspects ofsocial structure arise through member- h.ippens " (p. 5 1).
ship in other kinds of persistent groups, such as clans, castes, age-sets, Buber lays his finger on the spontaneous, Immediate, concrete
or secret societ ies. Other basic relations again are due to position in nature of communitas, as opposed to the norm-governed, institu-
a kinship system" (p. 32). t ionalized, abstract nature of social structure. Yet, communitas is

Most definitions contain the notion of an arrangement of positions made evident or accessible, so to speak, only through its juxta-
or statuses. Most involve the institutionalization and perclurancc position to, or hybridization with, aspects of social structure. Just
of groups and relationships. Classical mechanics, the morphology as in Gestalt pyschology, figure and ground are mutually determina-
and physiology of a n imals and plants, and, more recently, with tive, or, as sorne rare elements are never found in nature in their
Lévi-Strauss, structural linguistics have becn r ansackcd for con- purit y but only as components of chemical compounds, so com-
cepts, modcls, ancl homologous forms by social scientists. Ail share munitas can be grasped only in sorne relation to structure. Just
in common the notion of a superorganic arrangement of parts or because the communitas component is elusive, hard to pin down,
positions that continues, wi t h modifications more ')1' less graduaI, it is not unirnportant. Here the story of Lao-tse's chariot wheel mal'
through time. The concept of" conllicr " lias come to he connected be apposite. The spokes of the wheel and the nave (i.e., the central
with the concept of "social structure." siucc the d illercntiat ion of block of the wheel holding the axle and spokes) to which they are
parts becomes opposition bet wecn parts, and scarce sta tus becomes attached would be useless, he said, but for the hole, the gap, the
the object of <;truggles between persons and groups who lay claim emptiness at the center. Communitas, w i t h its unstructured char-
to i t. acter, representing the "quick" of human interrelatedness, what
The other dimension of "society" with which I have been con- Buber has called das Zunschenmenschliche, might well be represented
cerned is less casy to d efine. G. A. Hillery (1 セIU reviewed 94 by the" emptiness at the center," which is nevertheless indispensable
definitions of the term community" and rcached the conclusion
.C
to the functioning of the structure of the wheel.
that "beyond the concept that people are involved in community, I t is neither by chance nor by lack of scientific precision that,
t here is no complete agreement as to the nature of community" along with others who have considered the conception of com-
(p. J J 9). The field woulrl , therefore, seem to he still open for new munitas, I find myself forced to have recourse to metaphor and ana-
atternpts! I have tried to eschew the notion that communitas has a logy. For communitas has an existential quality; it involves the
specific territorial locus, often limited in character. wh ich pervades whole man in his relation to other whole men. Structure, on the other
many definitions, For me, communitas emerges where social struc- hand, has cognitive quality; as Lévi-Strauss has perceived, it is
ture is no t . Peihaps the best way of putting this difTicult concept essentially a set of classifications, a model for thinking about culture
into \\'(mls is Martin Buber's -though I feel t hat perhaps he should and nature and ordering one's public life. Communitas has also an
be regardcd as a giftecl native informant rather than as a social aspect of potentiality; it is often in the subjunctive mood. Relations
scicut ist セ Buber (1 セIVQ uses the term "community" for "com- 「・エカNZ・セョ total beings are generative of symbols and metaphors and
128 The Ritual Process Liminality and Communitas 12 9
com pariso ns; ar t a nd religion a re t heir products rather th an legal r rl ation sh ip to soc ie ty, nature , a nd cu ltu re . But th ey a re more than
a nd politica l struc tures . Bergson sa w in th e wo rds a nd w riti ngs of . lassifications, since th ey incit e m en to a c tion as weil a s to th oug h t.
pr ophets and grea t a r t ists the crea tio n of a n " op en m or ality," wh ich l.ac h of these producti on s ha s a multivocal cha rac ter, having many
wa s itself an ex press ion o f w hat he ca lled th e élan vital, or evo lu tion- meanings, and ea ch is ca pab le of m ov ing peopl e a t m any psy cho-
ary ., life-forcc. " Pr ophet s a nd artists tend to be liminal a nd m argin a l 1iiologica l leve ls sim ultaneo us ly.
peopl e, " edgem en ," who st rive with a passion at e sincer ity to l'id There is a dialect ic here , for th e immed ia cy of co m m u n itas gives
therns elves of th e clichés associated w ith sta tus incumben cy a nd wa y to the mediacy of struc tu re , while , in rites de passage, men are
ro le-pla yin g a nd to en te r in to vital re lations with o the r m en in fa ct rc lea sed from structure into co rnrn u n itas o n ly to return to str uc tu re
or im ag ina tion. In th eil' productions we m a y ca tc h glim pses o f th at rc vit ali zed by their experi ence of com m u n ita s. What is ce rt a in is
unused evo lu tio na ry potential in mankind which ha s not yet been i hat no society ca n fun cti on a deq uate ly wi th out thi s dialect ic.
cx ter nalized a nd fixed in str uc tu re. Exaggeration of struct u re m a y wel l lea d to patho logical m anifesta-
Co m m unitas breaks in th rough the intersti ce s of stru c tu re , in t ions of communitas ou tside or aga ins t "t he law. " Exaggera t ion of
limina lit y ; a t th e ed ges of struc tu re, in m a rg ina lity ; a nd from cornm u n itas, in ce rtain rcligious o r politi cal mov ern ent s of the
b en eath structure , in inferi ority. It is alrnost everywhe re held to be Icve ling type , may be speed ily followed b y d espotism , ove rbureau-
sac re d or " holy," possibly be cause it transgr esses or di sso lves th e cra tiza tion , or ot her m odes of struct u ra l r igid ifica tion . Fo r, like the
norms that govern str uc tu red a nd inst itut ionalized relation ships a nd neophyte s in the African circ u rnc isiou lod ge , o r th e Ben edict ine
is accom panied b y expe r ienc es of u np reced en ted pot en cy. T he m onks, o r the mernbers o f a rnill en a rian m ov emeut , th ose living in
p ro cesses of " Ieve ling" a nd " strip ping," to w hi ch Goffman ha s co m rn u nity seem to rcq uirc , soo ne r o r lat er, a n a bso lu te a u t ho r ity,
drawn ou r a tte ntion , ofte n a p pear to flood their su bjects w ith a ffec t. whe the r this be a re ligious co m mand rnc n t , a d ivincl y in sp ired
I nstinctual energies are surely lib era ted by th ese processes, but 1 a m leader, or a di ctator. Co m m u n itas ca n no t sta nd a lonc if the m at erial
now inclined to think t hat co m m u n itas is no t solely th e p roduct of a nd o rga n iza tiona l needs of human beings a re to be adequately
bi o logi call y inherited d riv es re leas ed from cult u ra l co nstra in ts, m et. Maximization of co m m u n itas prov ok es m axirni zation of struc -
R ather is it th e pr orluct of peculi arly human facu lti es, which include ture , which in its turn produce s rev olutionar y strivings for rcn cw ed
ra t ionality, vo lition , a nd m emory, and which d ev elop w ith expe ri- co m m u nitas. T he history of any grea t soc ie ty provid es evid enc e at
ence of life in socie ty- j us t as among t he Tallensi it is o nly m ature t he politica llevel for this osc illa tion . And the next cha p te r d ea ls w ith
men who under go the expe r iences that induce them to receive two maj or examples.
bakologo sh rines . 1 m entioned ea r lie r t he close co n nec tion th at exists bet we en struc-
The not ion th at there is a generic bo nd between m en , a nd its ture a nd property, whether thi s be privat ely o r co rpo ra te ly owne d,
relat ed sen time n t of " h u m a n kind ne ss," are not epiphen orn cn a of inherit ed , a nd mana ged . Thus, m ost mi llen a ri a n m ov ements tr y to
sorne kind of herd in stinct but a re product s of " m en in th eir whole- a bolish property o r to ho ld a il things in co m mo n. Us ua lly this is
ness w holl y a ttend ing." Liminality, margin ality, a nd str uc t ura l possible o nly for a sho rt time-until th e date se t for the co m ing of
inferiority are co nd itio ns in which are frequent ly ge nera ted m yths, th e millenn ium or the a ncestral ca rgoes. When pr ophecy fai ls,
symbols, r itua ls, phi losophical systems, a nd works o f a r t. These p ropert y a nd struc tu re return a nd th e m ovement becomes in stitu-
cult ura l fimns p ro vid e m en with a se t of ternp lates o r m od cls which tionali zed , o r the m o vement d isint egrat es a nd its mernbers merge
a re, a t o ne level, periodical reclassifications o f reality a nd m a n 's into the environing struc tur ed o rd e r. 1 sus pec t th at Lewis H e n ry
13° The Ritual Process

Morgan (1877) himself longed for the coming of world-wide com-


munitas. For example, in the last sonorous paragraphs of Ancient
Society, he has this to say: "A mere property career is not the final
destiny of mankind, if progress is to be the law of the future as it has
been of the past ... the dissolution of society bids fair to become the
termination of a career of which proper ty is the end and aim;
becausc such a career contains the elements of self-destruction.
Democracy in government, brotherhood in society, equality in
rights and privileges, and universal education, foreshadow the next
higher plane of society to which experience, intelligence and know-
ledge are steadily tending" (p. 552).
Wha t is this "higher plane"? 1t is here tha t Morgan seemingly
succumbs to the error made by such thinkers as Rousseau and Marx :
the confusion between communitas, which is a dimension of all
socicties, past and present, and archaic or primitive society. "It will
be a revival, " he continues, "in a higher form, of the liberty, equali ty
and fraternity of the ancient gentes." l'et, as most anthropologists
would now confirm, customary norrns and differences of status and
prestige in preliterate societies allow of li ttle scope for individual
liberty and choice--the individualist is often regarded as a witch ;
for true equality between, for example, men and women , elders and
juniors, chiefs and cornmoners ; while fraternity itself frequently
succumbs to the sharp distinction of status between older and junior
sibling. Membership of rivalrous segments in such societies as the
Tallensi, Nuer, and Tiv does not allow even of tribal brotherhood:
such membership commits the individual to structure and to the
conflicts that are in separable from structural diflerentiat ion. How-
ever, even in the simplest societies, the distinction between structure
and communitas exists and obtains symbolic expression in the
cultural attributes of liminality, marginality, and inferiority. In
different societies and at different periods in each society, one or the
other of these "immortal antagonists" (to borrow terms that Freud
uscd in a different sense) cornes uppermost. But together they con-
stitutc the" human condition," as regards man's relations with his
fellow man.

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