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A comprehensive insight into the thermal runaway issues in the view of


lithium-ion battery intrinsic safety performance and venting gas explosion
hazards

Article in Applied Energy · July 2023


DOI: 10.1016/j.apenergy.2023.121651

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Applied Energy 349 (2023) 121651

Contents lists available at ScienceDirect

Applied Energy
journal homepage: www.elsevier.com/locate/apenergy

A comprehensive insight into the thermal runaway issues in the view of


lithium-ion battery intrinsic safety performance and venting gas
explosion hazards
Gang Wei a, b, Ranjun Huang a, b, Guangxu Zhang a, b, Bo Jiang a, c, Jiangong Zhu a, b,
Yangyang Guo e, Guangshuai Han d, e, *, Xuezhe Wei a, b, Haifeng Dai a, b, **
a
School of Automotive Studies, Tongji University, Shanghai 201804, China
b
Clean Energy Automotive Engineering Center, Tongji University, Shanghai 201804, China
c
Postdoctoral Station of Mechanical Engineering, Tongji University, Shanghai 201804, China
d
Institute for Advanced Study, Tongji University, Shanghai 200092, China
e
Shanghai AI NEV Innovative Platform Co., Ltd., Shanghai 201804, China

H I G H L I G H T S G R A P H I C A L A B S T R A C T

• The intrinsic safety of batteries is


compared based on TR evolution An illustration of a framework for comprehensive understanding of thermal runaway issues involving
features. lithium-ion batteries.
• LFP batteries exhibit greater TR toler­
ance and lower TR hazards than NCM
batteries.
• Venting gas components and explosion
characteristics are quantitatively
analyzed.
• Venting gases for LFP batteries show a
higher explosion risk than NCM
batteries.
• Micro-overcharged NCM batteries
demonstrate lower TR tolerance and TR
hazards.

A R T I C L E I N F O A B S T R A C T

A comprehensive understanding of thermal runaway (TR) features and battery venting gas (BVG) explosion
characteristics is the critical issue of thermal hazard prevention. In this study, commercial-size lithium-ion
Keywords: batteries with LiFePO4 (LFP) and Li(NixCoyMnz)O2 (NCM, x from 0.5 to 0.8) cathode materials, as well as the
Commercial-size lithium-ion batteries
micro-overcharged cells, are triggered to TR under adiabatic conditions using an accelerating rate calorimeter. In
Thermal runaway
Intrinsic safety performance
addition, the obtained BVG is transferred into the gas chromatograph for further component identification.
Venting gas explosion hazards Subsequently, the specific values of the intrinsic battery safety performance (TR tolerance and TR hazards) and

* Correspondence to: G. Han, Institute for Advanced Study, Tongji University, Shanghai 200092, China
** Correspondence to: H. Dai, School of Automotive Studies, Tongji University, Shanghai 201804, China
E-mail addresses: sdlyshuai0104@163.com (G. Han), tongjidai@tongji.edu.cn (H. Dai).

https://doi.org/10.1016/j.apenergy.2023.121651
Received 9 May 2023; Received in revised form 14 July 2023; Accepted 23 July 2023
Available online 29 July 2023
0306-2619/© 2023 Elsevier Ltd. All rights reserved.
G. Wei et al. Applied Energy 349 (2023) 121651

Cathode material BVG explosion risks (lower explosion limits, LEL) are calculated. The results show that, from the perspective of
Micro-overcharge battery TR evolution features, LFP batteries have greater TR tolerance than NCM batteries. Moreover, the TR
hazards of NCM batteries are more severe than LFP batteries and worsen with increasing nickel content, which is
proved by ambient temperature and post-disaster analysis. The primary types of BVG consist of hydrogen, carbon
monoxide, carbon dioxide and hydrocarbon gases for both LFP and NCM batteries. However, due to the sig­
nificant amount of hydrogen and hydrocarbon gases with low LEL values, the LEL values of BVG for LFP batteries
are lower than NCM batteries, demonstrating the higher deflagration risks for the former. Besides, the LEL values
of NCM batteries' BVG increase with higher energy density. A single micro-overcharge leads to lower TR
tolerance and TR hazards but has little effect on LEL values for NCM cells. It is obvious that the safety issues
associated with LFP batteries should also be given sufficient attention to avoid system-level explosions. The
quantitative evaluation results of this paper provide new ideas for battery intrinsic safety performance assess­
ment and a clear direction for mitigation strategy of battery TR-related secondary disasters.

1. Introduction The battery cell is the smallest physical unit of the battery pack
applied in the EVs and ESS. Thus, it is also essential to study the electro-
Clean energy has gained significant attention due to the evolving thermal coupling characteristics of a single battery cell during TR.
global energy structure and the peaking carbon dioxide emissions and Regardless of the abuse form, the occurrence of battery TR is eventually
carbon-neutral policies of China [1]. Lithium-ion batteries (LIBs) stand ascribed to a significant amount of excessive heat production that
out among various electrochemical power sources due to their high cannot be sufficiently dispersed [11]. As a result, numerous in­
energy density and prolonged cycle life [2,3]. They are widely employed vestigations on battery TR characteristics have been carried out using
in transportation, consumer electronics, and large-scale energy storage auxiliary heat sources. Additionally, as far as we know, the types of heat
systems (ESS) [4,5]. The energy density of lithium-ion batteries has been sources offered are varied, including heating plates [20], vent sizing
continuously increasing in recent years to alleviate consumers' concerns package 2 (VSP2) [21], cone calorimeter [22], extended-volume accel­
regarding the range of electric vehicles (EVs) [6]. However, the resulting erating rate calorimeter (EV-ARC) [23], homemade confined combus­
battery safety issues and electric vehicle safety accidents hinder the tion chamber [24], electromagnetic inductive heating coils [25], high
further large-scale popularization of EVs [7–9]. power short-time laser irradiation [26], and fractional order thermal
Electric vehicle safety accidents are usually caused by battery ther­ runaway calorimetry [27]. Among them, EV-ARC is widely used for TR-
mal runaway (TR). Battery TR, an irreversible disaster-causing failure induced tests of large-capacity lithium-ion batteries due to its unique
mode, occurs when a battery experiences a specific type of abuse step-by-step heating-adiabatic mode. Since Feng et al. carried out the
[10,11]. Mechanical abuse (chassis deformation and foreign body work, the characteristic temperature parameters of lithium-ion batteries
infiltration) [12,13], electrical abuse (overcharge and over-discharge) during the TR process, i.e., self-heating temperature T1, TR triggering
[14,15], and thermal abuse (battery thermal management system temperature T2 and maximum temperature T3, have been summarized
(BTMS) failure leading to abnormal battery heating) [2] are the three through extensive tests [28]. The temperature sequence is widely used
main types of abuse. The macroscopic features of the battery TR include to evaluate the safety performance of a particular type of lithium-ion
an exponential temperature rise in a short period, a steep drop in battery.
voltage, the release of large amounts of flammable and toxic gases, jet As lithium-ion battery manufacturing technology develops, the
fire, and even explosion [9]. All of these would cause severe damage to application variety of capacity and cathode material is increasing
the personal and property safety of passengers [10]. significantly. First, to reduce the complexity of battery formation, the
Many researchers have investigated the behaviors of battery com­ capacity tends to be larger [29]; secondly, due to the difficult compat­
ponents by decoupling them due to the complexity of side reactions ibility of energy density and safety characteristics, various cathode
causing battery TR. In terms of electrolytes, Botte et al. [16] used dif­ material-based batteries are adopted in different application scenarios,
ferential scanning calorimetry (DSC) to evaluate the heat-release prop­ e.g., LFP and NCM batteries [30]. Specifically, in pursuing long cycle life
erties of commercial electrolytes. They discovered that the lithium salt and low cost, such as ESS with ultra-large installed capacity and auto­
concentrations and solvent ratios substantially impact those properties. motive power-oriented pioneering LIBs manufacturers, LFP batteries
As for the anode material, Zheng et al. [17] evaluated the heat and gas have a more significant advantage [31]; the NCM batteries with high
generation mechanism of lithiated graphite (LixC6) with each electrolyte energy density are widely used in EVs with extremely high range re­
component using DSC and Synchronous thermal analyzer-mass spec­ quirements. Besides, NCM batteries are divided into three types, i.e.,
trometry (STA-MS) and found a three-stage exothermic reaction: low-nickel-content (e.g., Li(Ni1/3Co1/3Mn1/3)O2 (NCM333)), medium-
decomposition of the solid electrolyte interphase (SEI) film; the reaction nickel-content (e.g., Li(Ni0.5Co0.2Mn0.3)O2 (NCM523)) and high-
of (LixC6) with ethylene carbonate (EC) and lithium hexa­ nickel-content (e.g., Li(Ni0.6Co0.2Mn0.2)O2 (NCM622) and NCM811)
fluorophosphate (LiPF6); the reaction of LixC6 with the binder. Bak et al. [18]. Medium-nickel content battery is an optimized solution after
[18] used in situ time-resolved X-ray diffraction-mass spectrometry (TR- balancing thermal stability and energy density. However, product ter­
XRD/MS) to systematically assess the heat generation and oxygen- minals equipped with the above-all battery types have been subject to
release behavior of nickel-rich lithium-ion batteries (Li(NixCoyMnz)O2, safety accidents and even explosions [20,32], causing great public
NCM, x + y + z = 1) with various nickel ratios. They revealed that the concern and hindering the acceptance of LIBs. In addition to the rela­
thermal decomposition temperature gradually decreases, and the tively large number of EV safety incidents, MWh-class ESS has not been
released amount of oxygen increases as the nickel content increases, spared. In particular, the ESS explosion that occurred in April 2021 in
degrading the safety of high‑nickel batteries [18]. Moreover, Moutchou Dahongmen, Beijing, China, caused several casualties [33]. The battery
et al. [19] also compared the thermal behaviors of the Li(Ni0.8C­ installed in this 25 MWh ESS is the LFP battery, which is generally
o0.1Mn0.1)O2 (NCM811) layered cathode and lithium iron phosphate known to be safe from previous studies [19,30]. However, it is seen that
(LFP) olivine cathode under the full state of charge (SoC). They found the hazard level of this accidental catastrophe is equally enormous and
that the latter has higher thermal stability. They noted that this is due to unbearable compared with NCM battery-related disasters. Therefore,
the stable P–O covalent bond in the LFP cathode. In contrast, the conducting a safety performance assessment study on lithium-ion bat­
transition metal‑oxygen bond of the NCM811 cathode is polar and easily teries widely deployed in the current multi-application scenarios is ur­
releases active oxygen [19]. gent and essential.

2
G. Wei et al. Applied Energy 349 (2023) 121651

A fire or explosion issue may occur in EV and ESS when the 2. Experiments
combustible mixture venting from the battery reaches a certain amount
and contacts with sufficient air [34]. The solid phase component of the 2.1. Lithium-ion batteries specifications
mixture provides a local high-temperature hot spot, while the gas phase
component acts as a reducing agent [35]. Thus, battery venting gas The commercial-size batteries with capacities ranging from 22 Ah to
(BVG)-release behavior-related research is of great importance. Jia et al. 195 Ah and energy densities ranging from 110 Wh⋅kg− 1 to 275 Wh⋅kg− 1
[29] and Zhou et al. [20] experimentally measured the venting gas ve­ are utilized to more thoroughly evaluate the safety performance of
locity, an important parameter characterizing battery TR behavior, and lithium-ion batteries at the stage of market application, as shown in
they found the multi-peak feature corresponding to the electrolyte Fig. 1. Detailed information, i.e., battery number, package type and
vaporization and redox chemical reactions of TR, respectively. For mass, are listed in Table 1. The cathode materials include LFP, NCM523,
venting gas temperature, Zhou et al. [20] and Qin et al. [30] determined NCM622 and NCM811 + NCM523. It is clear that NCM lithium-ion
values higher than 200 ◦ C, which provides certain trigger conditions for batteries account for the majority of the total and have a greater en­
gas deflagration. Moreover, Qin et al. [30] conducted thermal runaway ergy density, ranging from 230 Wh⋅kg− 1 to 275 Wh⋅kg− 1, which reflects
tests on a prismatic LFP battery pack and found that H2, NH3, CH4, C2H4, their popularity in the current market. LFP batteries are also involved,
CO and CO2 are the main composition of detected gases through which are more prevalent in the field of energy storage systems due to
hydrogen probes and Fourier transformation infrared spectrometer their inherent safety. The anode materials are porous graphite. More­
(FTIR). Among them, H2 accounts for around 38.86% of the BVG; be­ over, batteries are packaged in prismatic and pouch types, respectively.
sides, the fact that fire and explosion are sparked by a high concentra­ Clearly, the diversity of batteries provides a valid data source for
tion of H2 and C2H4 is confirmed by numerical diffusion models. Peng assessing safety performance.
et al. [36] additionally found toxic gases such as HF, SO2 and NOx. Based
on this, two state-of-the-art fire-induced indices were developed to 2.2. Adiabatic TR tests
assess the toxicity for people's safety, i.e., Fractional effective doze
(XFED) and Fractional effective concentration (XFEC) [10,29]. Apart from 2.2.1. Preparation before adiabatic TR tests
the toxicity of the BVG, the explosion risk (Lower explosion limits, LELs) Before adiabatic TR tests, all battery samples are charged to 100%
is an equally important parameter related to the battery TR behaviors. SoC, using a constant current-constant voltage (CC-CV) charging pro­
Yuan et al. [37] analyzed gas samples after different cathode material (i. tocol (constant voltage charge at the upper cut-off voltage until current
e., LFP, lithium titanate (LTO) and NCM) -based cylindrical battery lower than 0.05C) to explore the TR characteristics of the batteries in the
(maximum capacity is 3.8 Ah) TR using gas chromatograph (GC) and riskiest state. The upper charge cut-off voltage is specified by the man­
found a large amount of flammable gases (e.g., H2, CH4, C2H2, C2H4 and ufacturers, as shown in Table S1 (see supplementary data). The voltage
C2H6 etc.). Moreover, he noted that rapid dilution of H2 and CH4 with value employed for #G cells is an increase of 50 mV over the upper
low LELs in confined spaces is an important measure to prevent fires or charge cut-off voltage, aiming to explore the impact of a single slight
explosions; however, no further quantitative assessment was carried out. overcharge on the battery safety performance and following BVG
Chen et al. [38] analyzed the effect of the external conditions (e.g., characteristics. The above process is performed on the NEWARE battery
environmental temperature and heating power) on the LELs induced by test system (CT-4008-5V200A-NTFA, Shenzhen, China). The open-
cylindrical NCM battery (capacity of 2.6 Ah). As mentioned above, in circuit voltage at the initial moment at the beginning of the experi­
practical applications, different cathode material-based battery is ment is shown in Table S1, ensuring the battery is in a specific SoC.
deployed, and the capacity tends to be large. However, the study on the The N-type thermocouple inside the ARC cavity is utilized to deter­
quantitative explosion risk assessment of venting gas from the described mine the moment of battery self-heating and triggering TR. Further­
battery type is still lacking. more, multiple K-type thermocouples (Fig. 2(a) and Fig. 2(g), GG-K-30-
Based on the above analysis, four types of cathode material (LFP, SLE) are attached to the battery surface to obtain the maximum tem­
NCM523, NCM622 and NCM811 + NCM523)-based batteries with a perature during the TR process. For the accuracy of temperature data
wide range of capacities are utilized. The adiabatic TR tests are con­ acquisition, both types of thermocouples are fixed and protected by glass
ducted in the accelerating rate calorimeter (ARC). Information such as fiber tape (Fig. 2(g)). Moreover, the new K-type thermocouples are
temperature and voltage during the thermal runaway process is utilized after each abuse test. Due to the variety of the package forms
collected. The morphology of the failed batteries following thermal
runaway is recorded using the optical camera and observed by scanning
electron microscope-energy dispersive spectroscopy (SEM-EDS).
Furthermore, the BVG is collected and injected into the GC. Compared
with the previous studies, this work assesses the hazard degree of battery
safety accidents from a comprehensive perspective. On the one hand,
characteristic parameters, which have multiple properties during a
thermal failure evolution process, are used to characterize the intrinsic
safety performance of a battery. On the other hand, based on the GC test
results, the subsequent potential explosion risks of the BVG after large-
format battery TR are quantified.
The remainder of this study is structured as follows: Section 2 details
the lithium-ion batteries information and experiment bench, followed
by the collected data and analysis results in Section 3. Section 3.1 firstly
statistics TR-related characteristic parameters by analyzing the
electrical-thermal response curve. And then, the battery safety perfor­
mance is quantitatively assessed based on the key characteristic pa­
rameters. The critical failure features are given in Section 3.2. Section
3.3 presents the components, proportion, and explosion hazards
assessment results of the BVG. Finally, Section 4 summarizes the main
conclusions.
Fig. 1. Capacity, energy density and number information of the tested cells.

3
G. Wei et al. Applied Energy 349 (2023) 121651

Table 1 interface, mainly including time-related parameters and temperature-


Detailed information of the tested batteries. related parameters.
Cell Cathode material Package Mass/ Capacity/ No. of The ARC is conducted in the following mode: heat-wait-search (H-W-
number g Ah GC S) mode. First, the batteries are heated up to the initial temperature.
tests Once the initial temperature is reached, the first calibration procedure is
#a1 LiFePO4 Prismatic 632.9 22 3 performed. The calibration process's time is changed to the other cali­
#a2 LiFePO4 Prismatic 639.2 22 3 bration time for all the following work-step cycles. The ARC then enters
#b LiFePO4 Prismatic 2997.7 162 3 the heating mode, increasing the cell surface temperature and chamber
#c1 LiFePO4 Prismatic 3262.2 195 3
#c2 LiFePO4 Prismatic 3281.1 195 3
temperature by 5 ◦ C through PID control algorithm. After that, it goes to
#A1 Li(Ni0.5Co0.2Mn0.3)O2 Prismatic 902.7 58 3 the waiting stage to create a consistent temperature distribution inside
#A2 Li(Ni0.5Co0.2Mn0.3)O2 Prismatic 902.3 58 3 the heated battery. The searching stage is used to search for abnormal
#A3 Li(Ni0.5Co0.2Mn0.3)O2 Prismatic 903.2 58 3 heat generation behavior inside the battery, i.e., whether the self-
#B1 Li(Ni0.6Co0.2Mn0.2)O2 Pouch 757.5 51 2
heating rate exceeds the set temperature rise threshold. If the self-
#B2 Li(Ni0.6Co0.2Mn0.2)O2 Pouch 763.9 51 3
#C Li(Ni0.6Co0.2Mn0.2)O2 Pouch 832.1 60 3 heating rate of the tested cells exceeds the temperature rise threshold
#D1 Li(Ni0.6Co0.2Mn0.2)O2 Prismatic 1425.9 90 3 without decay, the ARC automatically switches to adiabatic mode, and
#D2 Li(Ni0.6Co0.2Mn0.2)O2 Prismatic 1426.6 90 3 the temperature of the chamber is kept consistent with the temperature
#D3 Li(Ni0.6Co0.2Mn0.2)O2 Prismatic 1421.5 90 3 of the battery samples, in which all the abnormal heat generation is
#D4 Li(Ni0.6Co0.2Mn0.2)O2 Prismatic 1432.8 90 3
#E Li(Ni0.6Co0.2Mn0.2)O2 Prismatic 1802.1 115 2
utilized for self-heating. Otherwise, the ARC will go to the next H-W-S
Li(Ni0.8Co0.1Mn0.1)O2 cycle until the mentioned behavior occurs. Finally, ARC enters the
#F1 + Li(Ni0.5Co0.2Mn0.3) Pouch 1058.9 78.5 3 cooling mode when the cell surface temperature reaches the pre­
O2 determined cooling temperature.
Li(Ni0.8Co0.1Mn0.1)O2
#F2 + Li(Ni0.5Co0.2Mn0.3) Pouch 1060.7 78.5 3
O2 2.3. Characterization tests
Li(Ni0.8Co0.1Mn0.1)O2
#F3 + Li(Ni0.5Co0.2Mn0.3) Pouch 1061.7 78.5 3 An aluminum-plastic gas sampling bag, as shown in Fig. 2(e), is
O2 attached to the pressure relief valve of the ARC to collect the venting gas
Li(Ni0.8Co0.1Mn0.1)O2
#G1 + Li(Ni0.5Co0.2Mn0.3) Pouch 1060.8 78.5 3
after battery TR. The sampling bag is emptied beforehand to minimize
O2 the interference of impurity gases with the results. Additionally, for the
Li(Ni0.8Co0.1Mn0.1)O2 accuracy of the test results, the number of gas collections after each
#G2 + Li(Ni0.5Co0.2Mn0.3) Pouch 1059.5 78.5 3 adiabatic TR test is two to three times, as shown in Table 1, and the final
O2
results are averaged. The limited size of the ARC (cylindrical diameter of
Li(Ni0.8Co0.1Mn0.1)O2
#G3 + Li(Ni0.5Co0.2Mn0.3) Pouch 1059.6 78.5 3 500 mm × height of 500 mm) and the rapid collection of venting gases
O2 within minutes of the battery thermal runaway both maximize its
original composition. After that, an electric motor pumps the venting gas
from the sampling bag into the GC (Agilent 7890B) for analysis, as
shown in Fig. 2(d). Thermal conductivity detector (TCD) and hydrogen
and geometries, four types of arrangements are used. As shown in Fig. 2f
flame ionization detector (FID) are used in GC to detect, respectively,
(i), five K-type thermocouples marked Tfront1, Tfront2, Tside1, Tside2, and
inorganic small molecule gases (such as H2 and CO) and organic short
Tbottom are fitted to the geometric centers of the large surfaces, side
carbon chain hydrocarbon gases (such as CH4 and C2H4). The amount of
surfaces, and bottom surface of prismatic cells numbered a, b, A, D, and
each detected gas is presented as a mole proportion and is further uti­
E. Three K-type thermocouples, labeled Tfront1, Tfront2, and Tbottom, are
lized in the theoretical calculation of LELs. Argon serves as the carrier
attached to the geometric centers of the large surfaces and bottom face
gas.
of #c prismatic cells, as seen in Fig. 2f(ii). Three K-type thermocouples
After the adiabatic TR and GC tests, the ARC chamber is cooled to
marked Tfront1, Tfront2, and Tfront3 are fitted to various locations along the
room temperature. The chamber is then opened, and the battery re­
large surface's axis for #B and #C pouch cells, as shown in Fig. 2f(iii).
siduals are taken out and weighed to determine the mass loss ratio (the
For #F and #G pouch cells, three K-type thermocouples, labeled Tfront1,
ratio of mass loss to initial mass). The macroscopic characteristics of the
Tfront2, and Tside, are attached at different locations on large surface and
failed batteries are recorded by a camera. Especially for cells with
the geometric center of side surface, as depicted in Fig. 2f(iv). All TR
serious powdered electrodes, the corresponding mixed powder is
tests are equipped with an additional K-type thermocouple marked
collected and transferred to the SEM (JEOL JSM-7610FPLUS) to observe
Tambient to acquire the ambient temperature in the ARC cavity. The
the microscopic morphology, while the elemental composition is tested
battery voltage during the TR process is obtained by connecting the
by EDS (Genesis Apollo X).
voltage sampling line (Fig. 2(g)) to the battery tabs. As shown in Fig. 2
(b), the data logger (LR8450, HIOKI) records information about the
3. Results and discussion
multi-point temperature and voltage.

3.1. Electro-thermal characteristics analysis and safety performance


2.2.2. Experimental procedures to initiate adiabatic TR tests
evaluation
The adiabatic TR tests are carried out in the ARC (HEL BTC-500), as
shown in Fig. 2(c). The tested batteries are wrapped with electric
3.1.1. Features and mechanisms of temperature/voltage evolution
heating wire (Fig. 2(g)) to achieve homogeneous heating and suspended
As shown in Fig. 3, the temperature/voltage curves of NCM811 +
from the chamber cover of the ARC (Fig. 2(a)). Finally, the adiabatic
NCM523 (Figs. 3(a) and (b)), NCM622 (Figs. 3(c) and (d)), NCM523
chamber is sealed with bolts. Proper calibration and parameter settings
(Figs. 3(e) and (f)) and LFP (Figs. 3(g) and (h)) cells during adiabatic TR
are essential for large-format lithium-ion batteries to obtain reliable test
tests are displayed in detail. The temperature rise rate is obtained by
data. Likewise, parameter settings are also different due to the diversity
differentiating the temperature. Test results of other batteries are shown
of the batteries, as shown in Table S2 (see supplementary data) and
in Fig. S1 (see supplementary data), and there are some differences in
Table S3 (see supplementary data). The relevant parameters for per­
the response curves of each test.
forming adiabatic TR tests are set using the host computer operator
Considering the similarity of TR processes, the temperature rise rate

4
G. Wei et al. Applied Energy 349 (2023) 121651

Fig. 2. Experimental configuration: (a) Battery samples. (b) Data logger (LR8450, HIOKI). (c) ARC, HEL BTC-500. (d) GC, Agilent 7890B. (e) Aluminum-plastic gas
sampling bag. (f) Schematic diagram of K-type thermocouples layout: i-#a, #b, #A, #D and #E cells; ii-#c cells; iii-#B and #C cells; iv-#F and #G cells. (g)
Photographs of battery samples wrapped with the electric heating wire, K-type thermocouples and N-type thermocouple: i-#F1 cell; ii-#D1 cell; iii-#A2 cell; iv-
#c2 cell.

curve is divided into four stages according to the temperature sequence Stage I: This stage starts with the H-W-S mode and ends at T1. The
defined by Ref. [28] and the moment when the massive internal short temperature shows a step increase while causing a slow drop in voltage.
circuit occurs. Specifically, T1 is the beginning of abnormal heat gen­ Meanwhile, the temperature rise rate points are densely distributed and
eration inside the battery; T2 implies a significant superimposed maintained in the low-value range.
exothermic reaction between the electrode materials; T3 contains the Stage II: When the ARC detects that the temperature rise rate ex­
information on the maximum energy that can be released by failed ceeds the set temperature rise threshold, the temperature at this point is
battery's active material. A large-scale internal short circuit, i.e., a marked as T1. Typically, at this moment, the metastable components of
sudden voltage drop, occurs [39]. The temperature at this moment can the SEI film begin to decompose [14]. The lithiated graphite, which is no
be recorded as TM-ISC. As seen in Fig. 3, there are two types of recon­ longer covered by the SEI film, reacts when it comes into contact with
structed temperature sequences, one is T1-TM-ISC-T2-T3 (Figs. 3(b), 3(d) the electrolyte [39]. Compared to the previous stage, the temperature
and 3(h)) and the other one is T1-T2-TM-ISC-T3 (Fig. 3(f)). The two tem­ rise rate accelerates due to the above side reactions, as seen in Fig. 3(b),
perature values (TM-ISC and T2) are found to be quite close basically, as (d) and (h). At the same time, the electrolyte evaporation causes an
listed in Table S4 (see supplementary data). The result is similar to increase in internal pressure. The main vaporized electrolyte compo­
Ref. [40]. Combined with Fig. S1, the former temperature sequence is nents in this stage are mainly DMC (boiling point of 91 ◦ C), EMC (boiling
the predominant type. Thus, the following analysis focuses on the point of 110 ◦ C) and DEC (boiling point of 125.8 ◦ C) [41,42]. When the
sequence T1-TM-ISC-T2-T3. Moreover, the characteristics of the voltage internal pressure of prismatic batteries reaches the specified values, the
response curve corresponding to each stage are explained. safety valve opens and the temperature at this point is recorded as Topen.

5
G. Wei et al. Applied Energy 349 (2023) 121651

Fig. 3. Temperature/voltage curves and temperature rise rate curves of different cells. (a, b) #F1. (c, d) #D1. (e, f) #A2. (g, h) #c2.

6
G. Wei et al. Applied Energy 349 (2023) 121651

Through the statistics, it is discovered that the range of Topen is around again once the safety valve finishes venting. However, overall, the
125–165 ◦ C. Following the pressure relief process, the temperature voltage has decreased significantly from its initial level. The shrinkage of
showed a significant drop as a result of the gaseous substances ejection the separator when heated might be another cause of the ISC [44]. The
effect, as shown in Fig. 3(c), Fig. 3(e) and Fig. 3(g). Nevertheless, the cut-off temperature for this stage is TM-ISC.
temperature continues to rise after that due to the continuous internal Stage III: The exothermic reactions still accelerate in this stage. The
exothermic reaction. Pouch cells have low internal pressure tolerance separator also undergoes a large-scale meltdown and collapse, which
and thus do not exhibit significant temperature drop characteristics after leads to the deterioration of the physical isolation effect between the
rupture, as shown in Fig. 3(a). There is also an interesting phenomenon cathode and anode electrodes [45,46]. After that, a large-scale ISC
that the ARC repeatedly executes the heating step, as shown in Fig. S1(i), forms, releasing significant electrical energy and causing the tempera­
Fig. S1(m) and Fig. S1(q), demonstrating that the exothermic reactions ture to rise at a rate of 1 ◦ C⋅s− 1 [9], i.e., the appearance of T2. Due to the
inside the cell are not further deteriorated. The phenomenon indicates short duration of this stage, there is only a slight temperature difference
that, in practical grouping scenarios, the further aggravation could be between the initial and end points, as shown in Figs. 3(b), 3(d) and 3(h).
avoided in this abnormal temperature range if the BTMS effectively Additionally, the open circuit voltage drops to zero basically at the end
dissipates heat from the “question battery.” of this stage. The presence of the other temperature sequence, i.e., T1-T2-
Regarding the voltage response, it keeps gradually dropping during TM-ISC-T3, indicates that internal short circuits are not necessarily the
the initial part of this stage. In Figs. 3(c) and (g), the voltage dropped only critical factor in triggering TR. It is hypothesized that the
quickly due to the opening of the safety valve. The above phenomenon is exothermic side reactions between active materials might be to blame
particularly obvious in Fig. S1(c) and Fig. S1(d). When the safety valve for this [45,47].
breaks and the gas releases, the electrodes are out of alignment, which Stage IV: Once TR has fully begun, it cannot be stopped. Following
might cause an internal short circuit (ISC) [43]. The voltage increases T2, the surface temperature increases exponentially to the maximum

Fig. 4. Statistics of characteristic parameters based on adiabatic TR tests. (a) T1. (b) T2. (c) Tmax. (d) Rmax.

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temperature T3. The points of the temperature rise rate curves in Fig. 3 According to the relevant studies, the amount of energy released during
gradually becomes discrete, clearly different from the initial dense dis­ the thermal runaway process is represented by Tmax [23,28]. It is
tribution form of stage I. The difference between the onset and end obvious that NCM batteries have higher Tmax than LFP batteries. Spe­
temperature is notable, as shown in Fig. 3, which is reflected by a rapid cifically, the Tmax of NCM cells ranges from 555 to 1066 ◦ C, while that of
increase in the temperature curves. The phenomena suggest that the LFP cells is in the range of 307–525 ◦ C. Moreover, among the NCM cells,
variety of side reactions is vibrant. Although the duration of this stage is the battery with high nickel content (i.e., high energy density) tends to
also short, the heat release is significant, and the damage to the battery is exhibit a high value of Tmax, demonstrating that a great amount of en­
enormous [15,45]. When the temperature reaches the set cooling tem­ ergy will be released during the TR process. For example, the Tmax of
perature, ARC automatically activates the cooling mode for mainte­ #F2 and #F3 batteries is above 1000 ◦ C, nearly twice as high as the Tmax
nance purposes, corresponding to the trailing part of the temperature of 525 ◦ C for LFP batteries, while the values for #A batteries are around
curves. 600 ◦ C. Moreover, a single micro-overcharge reduces the value of Tmax,
as reported by Ref. [39]. This is due to the consumption of internal
3.1.2. Statistics of feature parameters active materials, including active lithium and electrolyte. Interestingly,
A typical temperature sequence {T1, T2, T3} is used to extract the TR the #c2 battery has both the highest T1 value and low Tmax value,
properties of commercial-size lithium-ion batteries, which could help to demonstrating the excellent safety performance of this 195 Ah LFP
quickly dissect the TR behavior of a particular battery type and evaluate battery.
the safety performance by comparing the values [28]. In this study, a The location and number of temperature measurement points have
multi-position layout of thermocouples is employed to acquire the little effect on the T1 and T2 values because the temperature uniformity
maximum temperature due to its distribution inhomogeneity. The ob­ at each point of the battery surface is good before the thermal runaway is
tained Tmax replaces T3 in the above temperature sequence, and the triggered. However, after the thermal runaway is activated, the het­
specific values are shown in Fig. S2 (see supplementary data). To erogeneity of the battery temperature distribution increases signifi­
effectively evaluate the safety performance of a battery more visually, cantly, as shown in Fig. S2; currently, a multi-point arrangement of
the above three characteristic temperature parameters, i.e., T1, T2 and thermocouples has been adopted to reduce the negative impact on Tmax
Tmax, are extracted from Fig. 3, Fig. S1 and Fig. S2. The specific data are measurement due to the heterogeneity. Nevertheless, if the test condi­
displayed in Fig. 4 and Table S4, which provides a quick overview of the tions allow, it is reasonable to set more thermocouples to obtain the
battery TR features. In addition, energy density is introduced as a maximum temperature Tmax with high accuracy.
measure index of the performance of each characteristic parameter. The Additionally, the maximum temperature rise rate Rmax and the time
colors in Fig. 4 represent the energy density of the battery, with the interval Δt between T1 and T2 are also significant indicators to reflect the
darker colors corresponding to batteries with higher energy density and battery safety performance [28]. As a result, they are taken from
vice versa. temperature/voltage-time curves for additional assessment, as displayed
Fig. 4(a) shows the statistics of T1, which is observed at about in Fig. 4(d) and Table S4. For LFP batteries, the minimum value of Rmax
54–140 ◦ C for all battery samples. The result is consistent with the range during TR is 3.2 ◦ C⋅s− 1, and the maximum value is 24.3 ◦ C⋅s− 1. However,
of 60–120 ◦ C summarized by Ref. [9]. It is clear that the thermal stability for NCM batteries, the minimum value of Rmax is 24.9 ◦ C⋅s− 1, and the
of commercial-size batteries with graphite-based negative electrodes has maximum value is 143.7 ◦ C⋅s− 1. The minimum value of Rmax for NCM
improved recently because some values exceed 120 ◦ C. The correlation batteries is comparable to that of Rmax for LFP batteries, suggesting the
between the T1 and energy density is weak since the temperature is severity of the internal exothermic reactions for the former. Thus, Rmax
mainly associated with the degradation process of the anode SEI film varies significantly with cell chemistry. Moreover, the maximum tem­
[8]. Moreover, a single micro-overcharge reduces the thermal stability perature rise rate of the micro-overcharged cells decreases with similar
of the batteries, resulting in a significantly lower T1, as reported in reasons for the change in Tmax.
Ref. [39]. For instance, the T1 of #G2 cell is about 55 ◦ C lower than that Generally speaking, the longer the TR evolution time Δt, the better
of #F1 cell. The reason is the occurrence of plated lithium which has a the battery safety because of the slow self-heating process inside it. The
high reactivity with the electrolyte. Additionally, it is found that having Δt of LFP cells are 1170.2 min, 311.2 min, 1874.9 min, 1387.8 min, and
a large capacity does not always mean poor thermal stability, as the 195 582.3 min, respectively, as listed in Table S4. The T1 of #a2 and #c2
Ah LFP battery numbered #c2 has the greatest T1 value among all the cells are higher than that of the other LFP batteries, it can be observed
batteries. that the Δt values are significantly lower than the other LFP batteries in
The values of T2 are shown in Fig. 4(b), and the findings demonstrate the case of comparable T2 values. As can be seen, a single temperature
that the values are highly associated with the cathode material type and indicator is biased to assess battery safety performance. For this reason,
energy density. According to statistics, the T2 for LFP cells is between multi-property indicators are employed to evaluate battery safety per­
190 and 220 ◦ C, while the T2 for NCM cells is in the range of 140–175 ◦ C. formance in this study. Overall, Δt of the NCM811 + NCM523 cells,
As suggested by Ref. [39], a single micro-overcharge has little effect on except for the #G2 cell, is lower than NCM523 and NCM622 cells. This
the value of T2. It is worth noting that the value of T2 might be correlated demonstrates the thermal performance instability of high-nickel
with the temperature at which the separator totally fails, because rele­ batteries.
vant studies have shown that the melting points of PE and PP are 135 ◦ C
and 166 ◦ C, respectively [44,46]. For cells with T2 above 200 ◦ C, the 3.1.3. Quantitative assessment of safety performance
internal separator is perhaps an inorganic particle-polymer composite Many compulsory testing standards have been developed for batte­
film. Because even at >200 ◦ C, the composite film with ceramic coating ries before installation on EVs, including GB 38031–2020, SAE
(e.g., Al2O3, SiO2 and TiO2, etc.) maintains its structural integrity [48], J2929–2011, and UN 38.3–2011 [9,12]. The focus of standards is
which provides excellent physical isolation of the positive and negative whether the tested objects could pass the test. Most of the conclusions
electrodes. Overall, the T2 of NCM batteries is lower than that of LFP for safety performance are either pass or fail, and no quantitative in­
batteries, indicating that the type of cathode material significantly af­ dicators are given that can compare safety performance in a clear order.
fects T2. According to the analysis in section 3.1.2, the characteristic parameters
The statistics of Tmax are shown in Fig. 4(c), and the findings suggest during the adiabatic TR process are strongly related to the battery ma­
that the values also have a significant relation to the cathode material terial chemistry. Therefore, they are effective indicators to assess the
type and energy density. Fig. S2(w) shows the location where Tmax ap­ battery safety performance. Most importantly, the variety of parameters
pears, and it does not always correspond to the center of large surface, can prevent the assessment from being biased. Moreover, since the two
which suggests the necessity of multi-position layout thermocouples. temperature values (TM-ISC and T2) are similar, only T2 is utilized to

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G. Wei et al. Applied Energy 349 (2023) 121651

avoid assessment redundancy. value can reach around 900. At the same time, the TR hazards scores are
In this section, we propose two indicators: TR tolerance and TR highly correlated with the nickel content of the batteries, i.e., the higher
hazards, which are determined by the Eqs. (1) and (2). Specifically, TR the nickel ratio, the higher the values. The safety performance evalua­
tolerance involves the self-heating temperature T1, TR triggering tem­ tion results of NCM batteries at the cell level are consistent with the
perature T2 and TR evolution time Δt; TR hazards involve the maximum comparison of thermal stability for NCM cathode materials [18].
temperature Tmax and the maximum temperature rise rate Rmax. As Moreover, the #G cells exhibit lower TR hazards scores than the #F
analyzed in sections 3.1.1 and 3.1.2, T1 represents the beginning of cells, demonstrating decreased total energy stored inside the cell.
exothermic side reactions inside the battery, and T2 is the critical point
of irreversible TR issues. The transitional threshold between the three
3.2. Ambient temperature, mass loss and post-disaster morphology
states for the battery, i.e., normal, unstable and uncontrolled state, can
analysis
be characterized by these three sub-indicators. T1 characterizes the
temperature endurance of the battery from the normal state to the un­
For both the LFP and NCM cells, the temperature difference between
stable state; T2 and Δt characterize the temperature endurance and
the battery's various surface locations and the ARC's internal ambient
evolution time of the battery from the unstable state to the uncontrol­
are mostly relatively consistent, as shown in Fig. S2. The critical point is
lable state. Overall, the battery TR tolerance increases with the value of
the moment that the battery TR occurs. The variability after this point is
the three mentioned sub-indicators, i.e., TR is less likely to occur. In
reflected in the difference in the maximum values of the ambient tem­
addition, the higher surface temperature implies a more significant
perature. The ambient temperature of LFP cells rises gently without
contribution of internal side reactions to heat generation. Moreover,
abrupt change, except for the #c1 cell. It is related to the fact that, for
Tmax determines the behaviors of TR propagation in practical grouping
LFP cells, the ejected materials contain a large amount of high-
scenarios. The appearance of the maximum temperature rise rate Rmax is
temperature vaporized electrolyte which is not involved in chemical
often accompanied by a plateau or peak in the temperature rise rate
reactions [20,29]. In contrast, the ambient temperature of NCM cells
curves, as shown in Fig. 3, reflecting the intensity of the battery TR. The
exhibits a sharp rise, demonstrating the appearance of high-temperature
resulting significant temperature rise effect is due to a synergistic effect
gaseous decomposition substances from the internal exothermic side
of exothermic side reactions and massive internal short circuit [45].
reactions. As shown in Fig. 6(a), the maximum value of the ambient
Likewise, TR hazards become more severe with the increasing values of
temperature is strongly related to the battery cathode material and
two sub-indicators, i.e., the impact to the adjacent batteries or electrical
nickel ratio. Specifically, the maximum ambient temperature of NCM
units is greater after a single battery TR occurs.
batteries is higher than that of LFP batteries; the higher the nickel ratio,
( ) ( ) /
Score(TR tolerance) = T1 − T1,base + T2 − T2,base + Δt 30 (1) the higher the maximum value of the ambient temperature. The
maximum ambient temperature of LFP batteries during thermal
( ) ( )
Score(TR hazards) = Tmax − Tmax,base + Rmax − Rmax,base (2) runaway can be as low as about 200 ◦ C, while that of NCM811 +
NCM523 batteries reach 1000 ◦ C. The order of LFP < NCM523 <
Each sub-indicator is converted into the score and summed. The NCM622 < NCM811 + NCM523 is followed. Moreover, the ambient
principles for scoring are as follows: T1,base is 50 ◦ C, T2,base is 120 ◦ C, and temperature of NCM cells exhibits multi-peak characteristics, as shown
Δt is recorded as 1 point every 30 min; Tmax,base is 300 ◦ C, Rmax,base is in Fig. S2, which might correspond to multiple high-temperature jet fires
3 ◦ C⋅s− 1. The calculation method fully takes into account the TR [49]. The above phenomena demonstrate the catastrophic feature of
evolutionary characteristics. Fig. 5 presents the battery intrinsic safety nickel-rich batteries during the adiabatic TR process.
performance evaluation results under adiabatic TR condition. It can be Battery TR is a thermal failure form involved with various
seen that LFP batteries have a higher TR tolerance score than NCM exothermic side reactions, resulting in the depletion of electrode mate­
batteries, with values in the range of 150 to 200. As for the TR hazards rial and the ejection of gaseous production. Thus, the mass change is
score performance, 300 is the dividing line between two types of bat­ closely related to the maximum temperature Tmax and the maximum
teries. The above results demonstrate the excellent thermal stability and temperature rise rate Rmax, i.e., reflecting the degree of TR hazards. The
low thermal threat property of LFP batteries at the cell level. For NCM mass loss and mass loss ratio of the tested batteries are presented in
batteries, the range of the TR tolerance score is between 70 and 120. Fig. 6(b) and (c). The net mass loss of the tested LFP battery samples
Meanwhile, the values tend to decrease with increasing energy density. increases as capacity rises. However, the LFP batteries have a mass loss
For the #G cells that undergo a single slight overcharge test, the TR ratio of around 19%, consistent with our previous thermal runaway
tolerance scores decrease compared to the #F cells. As for TR hazards, suspension study on a 24 Ah LFP prismatic battery [42]. The mass loss
the scores of NCM batteries are distributed above 300, and the highest ratios are stable and not strongly correlated with capacity, which

Fig. 5. Safety performance evaluation results under adiabatic TR conditions. (a) TR tolerance. (b) TR hazards.

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illustrates that the intensity of exothermic side reactions in LFP cells


remains similar even with a significant increase in capacity. As for the
NCM batteries, the mass loss ratio exhibits a wide range. The minimum
value is about 20% (#B and #C cells), higher than the LFP cells, while
the highest value is >60% (#A, #D and #E cells). But overall, the mass
loss of NCM batteries is more significant than LFP batteries, which in­
dicates that the TR severity for NCM batteries is more extreme. More­
over, micro-overcharged cells (#G cells) have a lower mass loss ratio,
indicating lower TR hazards than normal cells (#F cells), as mentioned
in section 3.1.3.
The characteristic morphologies of each failed battery sample are
shown in Fig. 7, which can help further explore the battery TR severity.
In general, LFP batteries keep their initial appearance more preserved
than NCM batteries. Specifically, the LFP batteries keep their basic
structure after the rupture with the opening of the explosion-proof
valves to release pressure (Fig. 7(a)). However, as seen in Figs. 7(b)
and 7(c), the housing package surrounding the explosion-proof valve of
the NCM batteries even exhibits significant ablation, demonstrating the
high-temperature jet flow from the safety valve. In addition, the
aluminum package of the #F cell is severely damaged (Fig. 7(d)).
Additionally, as shown in Fig. 7(c), other surfaces of the NCM pris­
matic batteries even reveal ablation, indicating the extreme exothermic
reactions occurring here. The aluminum beads appear (Fig. 7(c)), and
the aluminum tabs fuse (Fig. 7(d)), revealing that the temperature is
higher than the melting point of aluminum (660 ◦ C) [49]. Moreover, no
intact aluminum current collector foils and separators are found, sug­
gesting significant consumption during the TR process. The identifiable
component is the red copper current collector foil (melting point:
1083.4 ◦ C) due to the exfoliation and depletion of graphite coating, as
shown in Fig. 7(d). The exfoliation of the active material is due to the
consumption of the binder involved in the side reaction.
Furthermore, the powder mixture of NCM batteries is collected, and
the microscopic morphology is observed by SEM. Meanwhile, the dis­
tribution of the surface elements is probed using EDS. As seen in Fig. S3
(see supplementary data), the distribution of the graphite and NCM
particles is disordered, suggesting the consumption of the binder
(>350 ◦ C) during the TR process [50]. In addition, the graphite elec­
trode is covered with transition metal elements (Ni, Co and Mn) of
cathode material on its surface, as shown in Figs. S4(g)-(i) (see supple­
mentary data). Even the Al element appears (Fig. S4(j)), which might be
from the cathode current collector. All the above features indicate the
significant crosstalk reaction between the electrodes [11,47], which is
Fig. 6. (a) Maximum ambient temperature inside the ARC chamber during the
thermal runaway test process. (b) mass loss and mass loss ratio of LFP cells after
one of the characteristics reflecting the violent reaction for NCM
thermal runaway test. (c) mass loss and mass loss ratio of NCM cells after batteries.
thermal runaway test. A comprehensive analysis, including ambient temperature, mass loss
and post-disaster morphology, shows that the TR hazards of LFP batte­
ries are lower than that of NCM batteries. Moreover, severe TR hazards

Fig. 7. Post-disaster residuals of the different cathode material-based cells after adiabatic thermal runaway test. (a) #a cell. (b) #A cell. (c) #D cell. (d) #F cell.

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are typically associated with high nickel content. A single micro-


LiPF6 →LiF + PF5 (9)
overcharge leads to the lower TR hazards. The conclusions are consis­
tent with the safety performance evaluation results in section 3.1.3.
LiPF6 + H2 O→LiF + POF 3 + 2HF (10)

PF5 + H2 O→POF 3 + 2HF (11)


3.3. Battery venting gas analysis
In addition, with the participation of oxygen from the phase change
3.3.1. Gas components, proportion and generation mechanism of cathode material [18], organic solvents are oxidized, releasing CO2 by
In addition to the extremely high surface and ambient temperature the following reactions [52].
during battery TR process, a significant number of flammable and C3 H4 O3 (EC) + 2.5O2 →3CO2 + 2H2 O (12)
explosive gases are also emitted. Thus, the risk evaluation of BVG is also
essential in battery safety protection engineering. Similarly, a detailed C5 H10 O3 (DEC) + 6O2 →5CO2 + 5H2 O (13)
component analysis of BVG is one of the crucial indicators for resolving
the TR chain reaction, which helps perform the necessary blocking ac­ 3.3.1.4. Reaction between the active lithium and binder - H2. As the in­
tions at key points [51]. As a complex electrochemical system, lithium- ternal temperature continues to rise, a large amount of highly reactive
ion battery consists of active electrode material, separator, organic lithium leaches out of the lithiated graphite, which then reacts
electrolyte, metal collector and binder. In the case of high-temperature exothermically with the binder and releases H2 [54]. A similar chemical
abuse, the BVG are the product of the above components after the reaction involved another commonly used binder CMC is as follows
crosstalk reaction. It is critical to emphasize that this study does not take [52].
into account highly poisonous gases (e.g., HF and SO2) and electrolyte
vapors. N2, an existing inert gas in the air, does not change throughout Li + − CH2 − CF2 − →0.5H2 + LiF + − CH = CF − (14)
the adiabatic TR experiments. The corresponding component, O2, is also
removed. According to statistics, H2, CO, CO2, CH4, C2H4, C2H6, and n- Li + CMC − OH→CMC − OLi + 0.5H2 (15)
C4H10 are the major types of gas in the BVG. The result is consistent with
Refs. [29,30,52]. Specifically, all the average percentages of the above 3.3.1.5. Reaction of electrode material decomposition - O2. For NCM cells,
seven types of gases are higher than 96% for both the LFP and NCM cells, the important source of O2 is the irreversible phase change of cathode
as shown in Fig. S5 (see supplementary data). Most of the results are material. NCM cathode first undergoes a transition from a layered
above 98%, which ensures that precise hazard assessment values can be structure (space group R3m) to a spinel structure (space group Fd3m)
obtained and shows good consistency in the results of multiple gas and finally to a rock salt phase (space group Fm3m), even including the
collection tests. During the battery TR evolution process, the BVG metallic phase [10]. Although LFP is a generally safe cathode material,
mentioned above comes from the following main reactions: several studies have shown that it can decompose and release oxygen
[10,50], as shown in Eq. (17). In the 400–1200 ◦ C range, according to
3.3.1.1. Reaction of SEI decomposition – H2, CO, CO2 and hydrocarbon Ref. [56], graphite interacts with oxygen to release carbon dioxide,
gases. When exposed to high temperature, LEDC ((CH2OCO2Li)2), which which might be another cause of the significant amount of CO2 for NCM
is the primary organic component during the early stage of SEI film batteries.
formation, decomposes into Li2CO3, CO2, and C2H4 [17,53]. The
decomposition of PEO oligomer ((–CH2–CH2–O–)n) is mainly through NCM(R3m)→(Mn, Ni)O(Fm3m) + CoO + Ni + O2 (16)
random chain scission of the backbone to generate CO, H2, CH4 and
2Li0 FePO4 →Fe2 P2 O7 + 0.5O2 (17)
C2H4 [17,54]. Moreover, the decomposition of ROCO2Li produces CO2
and the stable inorganic lithium salt Li2CO3 [54]. Fig. 8 shows the volume proportion of each gas among the BVG. The
amount of H2 for LFP batteries varies from 27% to 52%, much larger
LEDC→Li2 CO3 + CO2 + C2 H4 + 0.5O2 (3)
than that for NCM batteries (12%–20%). Among the NCM batteries, the
LEDC + 2Li→2Li2 CO3 + C2 H4 (4) volume proportion of H2 for higher-nickel-based batteries is slightly
lower. The result is consistent with Ref. [32]. Hydrocarbon gases exhibit
PEO→H2 + CHx + CO + H2 O + ( − CH2 − O − )n− (5) similar characteristics to hydrogen. Additionally, for LFP batteries, the
2
percentage of H2 is around equal to the sum percentage of CO2 and CO,
2ROCO2 Li + H2 O→Li2 CO3 + CO2 + 2LiOR (6) where the volume of CO (4%–9%) is not significant. On the contrary, the
total proportion of CO2 and CO for NCM batteries is greater than that of
3.3.1.2. Reaction between the lithiated graphite and electrolyte - hydro­ H2, ranging from 66%–79%, demonstrating that the oxidation of NCM
carbon gases. When the passivation layer surrounding the graphite- batteries' BVG is higher than that of LFP batteries. Moreover, NCM
based negative electrode is destroyed, the electrode reacts when it batteries with higher nickel content have a higher sum volume of CO2
comes into contact with the electrolyte, regenerating the SEI film [42]. and CO. Micro-overcharge impacts little on the volume proportion of
The chemical reactions of the primary solvents with lithiated graphite each gas. It can be seen that the concentration of CO (25%–32%) for
are as follows [17,42]. The gases released by the reaction are C2H4 and NCM batteries is significantly more than that for LFP batteries.
C2H6, etc. Considering that the LELs of CO (12.5%) is much higher than that of H2
(4%) [30], it can be speculated that the BVG explosion risk of NCM
2LiC6 + 2C3 H4 O3 (EC)→LEDC + C2 H4 + 2C6 (7) batteries will be lower than that of LFP batteries. Although CO2 is not
combustible, it affects the flammability of other gases; in addition, high
2LiC6 + C5 H10 O3 (DEC)→Li2 CO3 + C2 H4 + C2 H6 + 2C6 (8) concentrations of CO2 in local spaces harm vehicle occupants' health. It
should be noted that there is some uncertainty in the determination of
3.3.1.3. Reaction of electrolyte decomposition – HF and CO2. Lithium gas ratios. Still, the adverse effects of this uncertainty have been mini­
salts are subject to pyrolysis [17] and hydrolysis in the presence of traces mized by specific measures in this paper. Triggering thermal runaways
of water [10]. The reactions mentioned above are as follows [10,42]. in a limited space and rapid, multiple gas collection retains the original
The generated strong Lewis acid, i.e., PF5, tends to corrode the organic composition of BVG to a great extent. However, if test conditions permit,
SEI membrane components, thus accelerating the generation of hydro­ an attempt can be made to further reduce the effect of the air on BVG
carbon gases [55].

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G. Wei et al. Applied Energy 349 (2023) 121651

Fig. 8. BVG components and proportions obtained by GC tests. (a) LFP cells. (b) NCM cells.

components by pre-displacing the air inside the test chamber with inert with a slope coefficient of − 0.21. While for the total proportion of CO2
gases. and CO, it demonstrates a positive correlation with battery energy
Furthermore, the seven types of gas are divided into two groups, one density, and the slope of the fitting line is 0.21. The described correla­
of which is H2 and hydrocarbon gases (e.g., CH4–5% and C2H4–2.7%) tion is particularly apparent in the high energy density range. In other
with low LELs and the other is carbon oxides. Fig. 9 shows the re­ words, the above conclusions are particularly applicable to NCM bat­
lationships between the proportions of the above two gas groups and teries. As mentioned in Refs. [18,19], LFP olivine material has a stable
battery energy density. The fitting line shows that the total proportion of P–O covalent bond, ensuring less oxygen release; on the contrary, the
H2 and hydrocarbon gases is negatively related to the energy density NCM layered material has a polar transition metal‑oxygen bond causing
significant oxygen release, and the situation worsens with increasing
nickel content. During the TR process, the generation of CO has high
priority and thus captures the most C atoms, reducing the generation
probability of the hydrocarbon gases [32]. Therefore, as energy density
increases, i.e., a more significant amount of oxygen appears, part of the
electrolyte is involved in the oxidation reaction, and the total pro­
portions of CO2 and CO grow. Since the amount of electrolyte is limited,
the intensity of its reaction with the intercalated lithium is relatively
weakened, leading to decreased hydrocarbon gases content. In addition,
according to the latest mechanism study by Ouyang's team [51], during
the initial heat accumulation stage of thermal runaway, the reductive
gases generated at the anode-electrode interface will lead to significant
changes in the surface morphology and lattice structure of high nickel-
cathode material even at 100 ◦ C, resulting in a substantial increase in
the content of carbon dioxide. Therefore, for high-nickel batteries, the
above mechanisms, i.e., generating oxidative gases in both the low-
temperature and high-temperature ranges, can explain that the
amount of oxidative gases positively correlates with the battery energy
density.

3.3.2. Theoretical calculation on the lower explosion limits of battery


venting gas
Obviously, the above speculation (i.e., the BVG explosion risk of
NCM batteries is lower than that of LFP batteries) is contrary to the
established knowledge and previous safety performance evaluation re­
sults of this research, i.e., the TR hazards of LFP batteries is lower than
that of NCM batteries. To further determine the correctness of this
speculation, theoretical calculation of explosion hazards of BVG is car­
ried out in this section. LELs, i.e., the lowest concentration of BVG that
Fig. 9. Relationship between the gas proportion and battery energy density. (a) can be ignited in the air, is an important indicator to evaluate the
the total proportion of hydrogen and hydrocarbon gases versus energy density. explosibility and flammability of combustible gases, as well as the
(b) the total proportion of carbon monoxide and carbon dioxide versus en­ guidance for battery safety design. The calculation method employed is
ergy density.

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G. Wei et al. Applied Energy 349 (2023) 121651

an empirical formula (Eq. (19)) based on Le-Chatelier's law (Eq. (18)) thermal runaway issues from two perspectives, specifically including the
[57]. The results calculated by this method have been shown to be in battery intrinsic safety performance and venting gas explosion hazards.
good agreement with the results of practical LEL test experiments Initially, batteries with LiFePO4 and LiNixCoyMnzO2 (x from 0.5 to 0.8)
[34,38]. cathode materials, as well as the micro-overcharged cells, are used to
perform adiabatic TR tests. Multi-property sub-indicators are extracted
1
LELmix = ∑
n (18) to describe the battery thermal stability. Based on this, a battery safety
performance (TR tolerance and TR hazards) calculation method, which
xi
LELi
fully takes into account the TR evolution characteristics, is introduced.
i=1

where xi is the volume proportion of particular component i in the BVG; Then, a profound insight into the battery failure severity is acquired
LELi is the LEL value of the particular component i in the BVG; n is the through the analysis including morphology, mass loss and ambient
number of gas types; LELmix is the LEL value of BVG. temperature. Moreover, the main BVG components are studied through
( ) the gas chromatograph analysis, and the BVG explosion characteristics
1 + 1−BB • 100 are calculated theoretically. The main conclusions are as follows:
LEL′mix = LELmix • (19)
100 + LELmix • 1−BB
(1) The TR tolerance score of LFP batteries is higher than that of NCM
where B is the inert gas volume proportion in the BVG and LEL′mix is the batteries, suggesting former's excellent intrinsic thermal stability
LEL value of BVG considering the inert gas. at the cell level. As for the TR hazards score, it shows a strong
Fig. 10 shows the calculated result of LEL. The LEL of BVG for LFP correlation with energy density, following the order of LFP <
batteries is around 6%–7.5%, while that for NCM batteries is in the range NCM523 < NCM622 < NCM811 + NCM523, which is proved by
of 8% to 11.5%. The result demonstrates that the explosion hazards of poorer structural integrity, greater mass loss ratio and higher
BVG for LFP batteries are higher than that for NCM batteries, which is ambient temperature for rich-nickel batteries.
consistent with the findings in Ref. [33]. Obviously, the significant (2) The BVG primarily consists of H2, CO, CO2 and hydrocarbon
amount of hydrogen and hydrocarbon gases with low LELs are to blame gases. For LFP batteries, the amount of H2 is found to be larger
for the high deflagration risks of BVG from failure LFP batteries. than CO. On the contrary, for NCM batteries, the total proportion
Moreover, it is found that NCM batteries with higher nickel content have of CO and CO2 is significant, and the volume fraction of CO is
a higher LEL value of BVG, which means that the increased energy more than that of H2. Among NCM batteries, the higher the nickel
density reduces the deflagration risk from the perspective of gas content, the greater the total proportion of CO and CO2 and the
explosibility. In addition, a single micro-overcharge has little effect on lower the amount of H2. Hydrocarbon gases exhibit a similar
the LEL value of BVG. As more and more LFP batteries are used in the trend to H2.
field of energy storage systems and electric transportation applications, (3) The theoretical LEL value of BVG for LFP batteries is lower than
the above issue should be paid enough attention to regarding battery that of NCM batteries, which suggests the BVG from LFP batteries
safety prevention and control work. For example, at the module and is more likely to trigger the explosion hazards. Moreover, as the
pack level, the timely gas release through the proper design of the vent nickel ratio increases, the deflagration risk of BVG from NCM
valve [11] and the purging from the specific flow rate of airflow are batteries becomes lower.
provided to dilute the BVG concentration. Besides, regarding the spatial (4) A single micro-overcharge process leads to NCM cells with lower
location of the pole and safety valve at the cell level, existing prismatic TR tolerance and TR hazards but has little effect on BVG com­
batteries generally follow the pattern of being located on the same side, ponents and LEL values.
greatly increasing the probability of contact between the BVG and high-
temperature electrical elements. Therefore, in the next generation of The following issues remain to be carried out in future research:
battery safety protection design, the concept of “thermoelectric sepa­
ration” can be applied, i.e., the opposite or adjacent side of the pole and (1) To retain the original BVG components as much as possible, the
safety valve distribution. Combined with the directional pressure relief intrinsic gases already present in the ARC chamber should be
channel, it is expected to significantly avoid the secondary explosion replaced with alternative inert gases, such as argon.
hazards caused by the venting mixture of the failed battery. (2) The BVG explosibility of failed batteries under various states (e.
g., state of charge and state of health) needs to be evaluated
4. Conclusions and future research orientations comprehensively.
(3) At present, the experimental objects are single cells. Thus, it is
This paper examines the commercial-size lithium-ion battery necessary to carry out thermal runaway propagation experiments
with battery modules or packs.
(4) The thermal runaway-induced method in this paper is over­
heating. To explore the effect of triggering type on the BVG
explosibility, the electrical and mechanical abuse experiments
need to be performed.

CRediT authorship contribution statement

Gang Wei: Writing – review & editing, Writing – original draft,


Validation, Methodology, Formal analysis, Data curation, Conceptuali­
zation. Ranjun Huang: Writing – review & editing, Methodology.
Guangxu Zhang: Writing – review & editing, Methodology. Bo Jiang:
Writing – review & editing. Jiangong Zhu: Writing – review & editing.
Yangyang Guo: Methodology. Guangshuai Han: Validation, Supervi­
sion, Resources, Methodology, Conceptualization. Xuezhe Wei: Super­
vision, Project administration, Funding acquisition. Haifeng Dai:
Writing – review & editing, Supervision, Resources, Project adminis­
Fig. 10. Theoretical LEL values of the BVG. tration, Methodology, Investigation, Funding acquisition,

13
G. Wei et al. Applied Energy 349 (2023) 121651

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